TFPFY0607Programming.ppt

Third FrontierThird Frontier

FY 06-07FY 06-07

Programs Programs

Schedule of Third Frontier ProgramsSchedule of Third Frontier ProgramsProposal Name

Fuel Cell FY (06)Fuel Cell FY (06)

Pre-Seed Fund FY (06)Pre-Seed Fund FY (06)

WCI in Bio FY (06)WCI in Bio FY (06)

BRCP FY (06)BRCP FY (06)

Wright Projects FY (06)Wright Projects FY (06)

ORCGP FY (06)ORCGP FY (06)

Non-Bio WCI FY (07)Non-Bio WCI FY (07)

Non-Bio RCP FY (07)Non-Bio RCP FY (07)

ESP FY (07)ESP FY (07)

Federal OpportunityFederal Opportunity

Industrial AttractionIndustrial Attraction

Industrial GrantsIndustrial Grants

Mega Center RFIMega Center RFI

Mega Center RFPMega Center RFP

Fuel Cell FY (07)Fuel Cell FY (07)

ORCGP FY (07)ORCGP FY (07)

Bio and Non-BioBio and Non-Bio

WCI (FY08)WCI (FY08)

Bio and Non-BioBio and Non-Bio

RCP (FY08)RCP (FY08)

ESP FY (08)ESP FY (08)

03/06 04/06 05/06 06/06 07/06 08/06 09/06 10/06 11/06 12/06 01/07 02/07 03/07 04/07 05/07 06/07 07/07 08/07 09/07 10/07

RFP Release DateRFP Release Date Bidder’s ConferenceBidder’s Conference LOIs Due DateLOIs Due Date Proposal Due DateProposal Due Date Commission ActionCommission Action

Program Area

Research and Commercialization Collaborations

(1 of 4)

Total Dollars Available $241,000,000

Project Areas

Wright Centers of Innovation

Research and Commercialization

ProgramsMega Centers

Federal Matching

Grants

Technology BioEngineering and Physical

ScienceBio

Engineering and Physical

ScienceBio


ScienceAll

Individual Award

Amounts

$15-28 Million

$15-28 Million $5-8 Million $5-8 Million$50-60 Million

$50-60 Million $1-2 Million

Potential Number of

Awards1 to 2 1 to 2 5 to 7 5 to 7 1 1 5 to 10

Operating and Capital

$10-20 Capital and

$5-8 Operations

$10-20 Capital and $5-8

Operations

$5-8 Operations

$5-8 Operations

$12-15 Capital

$38-45 Operations

$12-15 Capital

$38-45 Operations

Any Combination

Cost Share Ratio

1:2 on capital 1:1 on

operating

1:2 on capital 1:1 on operating

1:1 on operating

1:1 on operating 1:3 1:3 Not Applicable

Program Program AreaArea

Research and Commercialization Collaborations Research and Commercialization Collaborations (2 of 4)(2 of 4)

Project Project AreasAreas

Wright Centers of Wright Centers of InnovationInnovation

Research and Research and Commercialization Commercialization

ProgramsProgramsMega CentersMega Centers

Federal Matching

Grants

TechnologyTechnology BioEngineering and Physical

ScienceBio


ScienceBio


ScienceAll

Lead Lead EligibilityEligibility

University or Not-for-profit

University or

Not-for-profitOpen Open

University or

Not-for-profit

University or

Not-for-profitOpen

CollaboratorsCollaborators For-Profit For-ProfitAny Two Eligible Entities

Any Two Eligible Entities

Broad-based Broad-basedNot

Applicable

Scope Scope EligibilityEligibility

Biomedical:

Drugs, Devices, Diagnostics and

Therapeutics

IT:

Power & Propulsion, I.C.E.,

Adv. Materials

Biomedical:

Drugs, Devices,

Diagnostics and

Therapeutics

IT:

Power & Propulsion, I.C.E., Adv.

Materials

Biomedical:

Drugs, Devices,

Diagnostics and

Therapeutics

IT:

Power & Propulsion, I.C.E., Adv.

Materials

IT:

Power & Propulsion, I.C.E., Adv. Materials,

Biosciences


Research and Commercialization Research and Commercialization

Collaborations Collaborations (3 of 4)(3 of 4)





Federal Matching

Grants

TechnologyTechnology BioEngineering and Physical

ScienceBio


ScienceBio


ScienceAll

RFP Release RFP Release DateDate

9/20/05 3/20/06 9/20/05 3/20/06

RFI:

3/17/06

RFP:

7/1/06

RFI:

3/17/06

RFP:

7/1/06

3/29/06

Proposal Proposal Due DateDue Date

12/14/05 6/7/06 12/14/05 6/7/06

RFI:

4/17/06

RFP:

7/1/06

RFI:

4/17/06

RFP:

7/1/06

Continuous

Commission Commission ActionAction

6/1/06 10/27/06 6/1/06 10/27/06RFP:

12/31/07

RFP:

12/31/07Continuous


Research and Commercialization Research and Commercialization Collaborations Collaborations

(4 of 4)(4 of 4)





Federal Matching

Grants

TechnologyTechnology BioBioEngineering Engineering and Physical and Physical

ScienceScienceBioBio

Engineering Engineering and Physical and Physical

ScienceScienceBioBio

Engineering Engineering and Physical and Physical

ScienceScienceAll

Special Special FactorsFactors

-On-going procurement

-Few highly rated

proposals

-No proposal limit per org.

-Combines capital and

operating for first time

-Emphasis on platforms and commercial

projects

-Eminent Scholar

-On-going procurement

-Several highly rated proposals

-Funding may be higher than

planned

-Two proposal limit per org

-Unlimited proposals from existing WCI

-Capital limited to 10%

-Eminent Scholar

-Emphasize commercial technology

development

-Initial request for

interest (RFI)

-State-wide meetings after RFI

-Specific Commission decision to

issue an RFP

-Initial request for interest (RFI)

-State-wide meetings after RFI

-Specific Commission

decision to issue an RFP

Hurdles:

-$10 M federal op

-$2 M/yr spend rate

-High visibility

-3rd Frontier technology

-Not for renewals

-Awards limited to 10% of

federal award

Program AreaProgram AreaEntrepreneurial Entrepreneurial

AssistanceAssistanceProduct Development AssistanceProduct Development Assistance

Total Dollars Total Dollars AvailableAvailable

$50,000,000 $24,000,000

Project AreasProject AreasEntrepreneurial

Signature ProgramORCGP Fuel Cell Advanced Energy

TechnologyTechnology All All Power & Propulsion Power & Propulsion

Individual Award Individual Award AmountsAmounts

Up to $15 Million Up to $350,000 $250 K to $1 Million $250 K to $1 Million

Potential Number of Potential Number of AwardsAwards

4 to 6 6 to 12 10 0

Operating and Operating and CapitalCapital

100% Operating Any Combination Any Combination Any Combination

Cost Share RatioCost Share Ratio 2:1 None 2:1 2:1



Project AreasProject AreasEntrepreneurial

Signature ProgramORCGP Fuel Cell Advanced Energy


Lead EligibilityLead Eligibility Open For-profit

Organization (for-profit, not-for-profit, university)

based in Ohio or with principal place of business in Ohio, or a non-Ohio for-

profit that pledges to establish an Ohio presence.

For-profit in Ohio or a Non-Ohio for-profit that pledges to establish an

Ohio presence.

CollaboratorsCollaborators

-Broad-base of regional collaborators

-Involve incubators, start up mentoring, and pre-seed

funds

None required

Two or more organizations (University, not-for-profits, for-profit) with significant

Ohio presence

Two or more organizations (University, not-for-profits, for-profit) with significant

Ohio presence

Scope EligibilityScope Eligibility

-Support for start-up and growth of new technology

based companies

-Pre-seed capital formation

-Attraction and retention of entrepreneurial management

-Market entry for firms with Phase II SBIR,

STTR, or ATP grants that are complete

-IP protection

-Market analysis

-Business development

-Supply chain

-Cost engineering

-Develop and commercialize new

products, processes, and cost reduction technologies

-Adapting or modifying components

-Preference for Federally supported technologies

-No hydrogen infrastructure

-Energy storage product development and

commercialization



Project AreasProject AreasEntrepreneurial Signature Program

ORCGP Fuel Cell Advanced Energy


RFP Release DateRFP Release Date 4/12/06 10/2/06 9/1/06 Not Scheduled

Proposal Due DateProposal Due Date 6/28/06 12/11/06 11/10/06 Not Scheduled

Commission ActionCommission Action 9/6/06 3/2/07 2/2/07 Not Scheduled

Special FactorsSpecial Factors

-Up to $2 Million pre-seed funding per project year

-Stand alone pre-seed funds may request amounts of $1-2 Million

-Applicant must represent one of six state regions defined by legislation

-Up to one proposal per region will be funded

-Program is being positioned closer to commercialization

-Applicants must have recently completed a Phase II SBIR, STTR, or ATP

-Limit award of one grant to an organization

-The RFP will be moved closer to commercialization

-Expect greater clarity of business models and supply chains

-Limit to two proposals per applicant

-This project area was not recommended by the Third Frontier Advisory Board

Program AreaProgram Area Company AttractionCompany Attraction UnallocatedUnallocated

Total Dollars AvailableTotal Dollars Available $16,000,000 $50,000,000

Project AreasProject AreasTargeted Industry Attraction

ProgramTargeted Industry Attraction

GrantsTo Be Determined (TBD)

TechnologyTechnologyBiosciences, Advanced Polymer,

I.C.E.Biosciences, Advanced Polymer,

I.C.E., Fuel CellsAll

Individual Award Individual Award AmountsAmounts

Up to $1,000,000 $1,000,000 TBD

Potential Number of Potential Number of AwardsAwards

3 Up to 15 TBD

Operating and CapitalOperating and Capital 100% OperatingAny combination of capital and

operatingAny combination of capital and

operating

Cost Share RatioCost Share Ratio Open Not Required TBD

Lead EligibilityLead Eligibility Not-for-ProfitNew to Ohio for-profit company

activityTBD

CollaboratorsCollaborators None Required None Required TBD

Program AreaProgram Area Company AttractionCompany Attraction UnallocatedUnallocated

Project AreasProject AreasTargeted Industry Attraction

ProgramTargeted Industry Grants To Be Determined

TechnologyTechnologyBiosciences, Advanced Polymer, I.C.E.

Biosciences, Advanced Polymer, I.C.E., Fuel Cells

All

Scope EligibilityScope Eligibility

-Develop value proposition

-Identify and qualify attraction targets

-Interface to close deals

-Grants to secure location to Ohio of new-to-Ohio activity

TBD

RFP Release DateRFP Release Date 3/29/06 3/29/06 TBD

Proposal Due DateProposal Due Date 6/21/06 Continuous TBD

Commission ActionCommission Action 9/13/06 Continuous TBD

Special FactorsSpecial FactorsTwo year grants to support attraction of companies based on technological assets of Ohio

Continuous program that will be measured against a set of standards for funding

Funds to be reserved for exceptional opportunities that arise during the Third Frontier Project period

FY 06-07 Third Frontier Budget FY 06-07 Third Frontier Budget SummarySummaryResearch & Commercialization Collaborations

Total $241,200,000*

Entrepreneurial Support

Total $50,000,000

Product Development Assistance

Fuel Cell $20,000,000

ORCGP $ 4,000,000

Total $24,000,000

Company Attraction

Total $16,000,000

Unallocated

Total $50,000,000

Administrative/Outreach

Minority/Rural Outreach $ 500,000

Administrative Expenses $ 8,490,000

Total $ 8,990,000

GRAND TOTAL $390,190,000

* $100 million from Wright Capital Fund