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DIME – FRAGILE STATES DUBAI, MAY 31 – JUNE 4 Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom, Lim Piseth DIME: Radu Ban, Matthias Rieger

Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

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Page 1: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

DIME – FRAGILE STATESDUBAI, MAY 31 – JUNE 4

Concept note for LEAPLivelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA)LEAP:Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom, Lim Piseth

DIME:Radu Ban, Matthias Rieger

Page 2: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Project site

Siem Reap

Phnom Penh

Page 3: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Siem Reap background

Provincial Profile Land area: 12,000 sq. km Consists of: 12 districts, 100 communes, 875

villages Total population: 900,000 (more than 80%

living in rural) Total households: 136,185 (avg. HH size 6

persons)

Provincial Economy Int’l tourists from 2005-2008: 0.7-1.1 million Provincial GDP (2004): USD 285 million (5.4%

of the national GDP) Tourism industry as the main source of GDP

growth But, Siem Reap remains 1 of the 3 poorest

provinces

Page 4: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Common causes of poverty Lack of assets, low investment and

productivity Majority of ID Poor 1 & 2 owns less than 0.5 ha

of land Majority of these land has a low productivity

Lack of access to finance A study indicates only 58% of HHs (n=80) is

able to borrow About 67% of them use informal source of

money lender, with high IR (4-10% per month) Lack of access to market

Inability to compete with Thai and Vietnamese Products due to inconsistent quality, low volume, time to market...

Lack of market information makes the production and delivery of the right products difficult

Page 5: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Project description

Project Development Objective is to improve livelihoods of the rural poor in select communes in Siem Reap

Component 1: creating and strengthening self-managed institutions of the poor

Component 2: providing access to finance to the poor

Component 3: linking the poor to key markets and value chains

Component 4: project management, coordination, monitoring and evaluation

Page 6: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Project description

Page 7: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Project phasing

Pilot phase: 12 communes (half of villages are treated) 1st phase: 8 communes (PLUS half of the rest villages from the

pilot phase) 2nd phase: 30 communes

128

Page 8: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Research questions

Are incomes and livelihood of the poor in the target areas improved?

Page 9: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Indicators

Indicator 1. At least 50% of HH take up new livelihood technologies

Indicator 2. At least 50% of poor HHs are investing in productive assets generating sustained income with project funds

Indicator 3. At least 50% of HH receiving project funds increase their income by at least 30% of the baseline

Page 10: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Key HH survey questions

Income Percentage of poor/non-poor/women in SHGs Sources of income (micro-investment, chicken

raising, other activities for which training is provided by the program...)

Credit, sources of credit (Banks/MFIs), how much? Assets Trust (in SHG, neighboring HHs,...) Social capital (reducing violence, increase

cooperation, more care to one another, ...) Employment (job training, ability to get job, ...) Benefit from Village Association (VA) or Commune

Level Federation (CLF)

Page 11: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Key SHG survey questions SHG performance (frequency of meetings,

attendance, saving, application for credit, ...) Characteristics of SHG members (men/women,

poor/non-poor, occupations, ...) Satisfaction of being SHG member ...

Page 12: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Identification strategy

Sam. 9

Sam. 7

Sam. 3

Sam. 10

Sam. 4

Sam. 1

Sam. 5

Sam. 11

Sam. 8

Sam. 2

Sam. 6

Sam. 12

12 out of 50 target communes randomly selected as sample

In each commune, half of villages randomly chosen as treatment & the rest half as control groups (about 100 villages totally)

Page 13: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Identification strategy

In each village, about 10 poor and 10 non-poor HHs randomly selected for survey

- Treatment villages

- Control villages

Page 14: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Sample

The total sample HHs are about 2,000 HHs (1,000 poor and 1,000 non-poor)

In each village, 2 SHGs randomly selected for baseline survey, and 2 additional SHGs for the follow up survey

Page 15: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Timeline

now - 15 Jul: design of questionnaires, question coding, format of data input, sample selection

15 Jul - 15 Sep: recruitment of M&E and MIS specialists

15 Sep – 30 Sep: training of enumerators and key relevant staffs, plus testing the baseline survey (questionnaires testing)

1 Oct: start the baseline survey and evaluation

1 Oct 2011: follow up survey

Page 16: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Impact evaluation team

Gov’t team:Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom, Lim Piseth

Consulting teams:M&E and MIS Specialists (to be recruited)

DIME:Radu Ban, Matthias Rieger

Page 17: Concept note for LEAP Livelihood Enhancement & Association of the Poor in Siem Reap (CAMBODIA) LEAP: Hay Younell, Top Neth, Mean Sambath, Nuon Sokhom,

Estimated budget

Budget for baseline survey (about 2,000 HHs):

Surveyors: 4 teams of 5 people = 20 people, working 30 days @ USD25/day = USD 15,000 (LEAP)

Piloting and training 40 people, working 10 days @ USD25/day = 10,000

4 cars * 30 days @ USD100/day (including gas) = USD 12,000 (LEAP)

Data treatment: 5 people, working 30 days @ USD 35/day = USD 5,250 (LEAP)

Field coordinator: 60 days @ USD 200/day = USD 12,000 (DIME) Economist(s): 30 days @ USD 250/day = USD 7,500 (DIME) Overheads and unexpected costs USD 10,000 (LEAP)

Total : USD 52,250 (LEAP) USD 19,500 (DIME) USD 71,750