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  • Information Package on Shakedown Connectivity Test and Market Rehearsals for Batch 2

    HKEx Orion Market Data Platform Securities Market & Index Datafeed Products (OMD-C)

    Version 2.0 3 October 2013

  • HKEx Orion Market Data Platform – OMD-C Information Package on Shakedown Connectivity Tests and Market Rehearsals – Batch 2 Contents

    © Copyright 2013 HKEx 2 / 23

    CONTENTS

    1. Overview .................................................................................................................... 3 2. Shakedown Connectivity Test Session (SCT) .............................................................. 4 3. Market Rehearsal ....................................................................................................... 5 3.1. Market Rehearsal (Full-Day Test Session) .............................................................. 5 4. Confirmation of Readiness Status .............................................................................. 6 5. Post Release Test and Rollout .................................................................................... 6 6. Parallel Run Period after Batch 2 Rollout ................................................................... 6 6.1. Parallel Run Period ................................................................................................. 6 6.2. Grace period for Parallel-run ................................................................................. 6 7. Important Note .......................................................................................................... 7 8. Enquiries .................................................................................................................... 7 9. Appendices ................................................................................................................. 8

  • HKEx Orion Market Data Platform – OMD-C Information Package on Shakedown Connectivity Tests and Market Rehearsals – Batch 2 Overview

    © Copyright 2013 HKEx 3 / 23

    1. Overview This document provides details on the on-boarding activities in which OMD-C Clients who have successfully completed the Readiness Test and declared their system readiness are required to participate should they wish to receive production data from OMD-C upon its Batch 2 rollout. These mandatory on-boarding activities include a Shakedown Connectivity Test Session (SCT) and a Market Rehearsals (MR) as per schedule below. A Post Release Test (PRT) mandatory for all Batch 2 Clients will also be arranged for the weekend before the Batch 2 production rollout. Clients are required to have successfully completed both MR and the PRT in order to join the Batch 2 rollout.

    Test Date Objectives

    SCT 19 October 2013

    (1) HKEx to perform final checking on system setup

    (2) Clients to ensure that the setup of their systems for making connection to the OMD-C production host in both primary and backup sites via their SDNet and/or HSN circuits is in proper order before the MR

    MR 1 26 October 2013

    (1) To enable clients to verify their system capability of processing data received from the OMD-C in the production environment

    (2) To enable clients to verify their system capability of

    handling high data volume from OMD-C in the production environment

    (3) To enable clients to verify their system capability of and internal procedures for handling OMD-C site failover in the production environment

    (4) To enable clients to verify their capability of falling back to MDS or its original data source for production data should their connection to OMD-C fail

    PRT To Be

    Announced (1) HKEx to perform final checking before Batch 2 rollout

    (2) Clients to ensure their system readiness for receiving production data from OMD-C

    1 During the MR, MDF 3.8 will be available to facilitate data verifications by existing clients. AMS/3.8 will also be available to facilitate loop test by OMD-C Clients who are also Exchange Participants.

  • HKEx Orion Market Data Platform – OMD-C Information Package on Shakedown Connectivity Tests and Market Rehearsals – Batch 2 SCT

    © Copyright 2013 HKEx 4 / 23

    2. Shakedown Connectivity Test Session (SCT)

    Date 19 October 2013

    Objectives (1) HKEx to perform final checking on system setup

    (2) Clients to ensure that the setup of their systems for making connection to the OMD-C production host via their SDNet and/or HSN circuits is in proper order before the MR

    a. Network carriers have correctly configured the clients’ production circuits so as to enable clients’ access to their respective entitled multicast channels

    b. Clients have access to their entitled real-time multicast channels

    c. Clients can successfully connect and logon to the 2 RTS servers in Primary site and have access to their entitled RTS channels

    d. Clients can successfully connect and logon to the 2 RTS servers in the backup site and have access to their entitled RTS channels from the backup site

    Test Rundown As per Appendix A.1

    Clients’ Actions Before joining the SCT

     submit the Test Participation Form as per Appendix B.1

     ensure their production SDNet/2 and/or HSN circuits are installed properly with the necessary bandwidth

     ensure correct configuration for the connection between their system and OMD-C production host according to the OMD-C Connectivity Guide and the Production Configuration sheet provided by HKEx for each of the OMD-C the datafeeds subscribed

    During the SCT

     ensure they can receive data from all of their entitled real-time and refresh multicast channels

     ensure that they can logon to both the primary and secondary RTS servers on the primary site and receive data from all of their entitled RTS channels

     ensure that they can logon to both the primary and secondary RTS servers on the backup site and receive data from all of their entitled RTS channels

     High volume data close to full system capacity will be transmitted within the timeslots specified in the Test Rundown

    After the SCT

     discard the data received during the SCT

    Test Result Report

    Complete and return the Test Result Form as per Appendix C.1

    Typhoon and Black Rainstorm Arrangement

    As per Appendix E

  • HKEx Orion Market Data Platform – PRT, Stabilisation OMD-C Information Package on Shakedown Connectivity Tests and Market Rehearsals – Batch 2 Period & Parallel run

    © Copyright 2013 HKEx 5 / 23

    3. Market Rehearsal

    3.1. Market Rehearsal (Full-Day Test Session)

    Date 26 Oct 2013

    Objectives (1) To enable clients to verify their system capability of processing data received from the OMD-C in the production environment

    (2) To enable clients to verify their system capability of handling high data volume from OMD-C in the production environment

    (3) To enable clients to verify their system capability of and internal procedures for handling OMD-C site failover in the production environment

    (4) To enable clients to verify their capability of failing over to MDS or its original data source, e.g. BSS OG for production data should their connection to OMD-C fail

    Test Rundown As per Appendix A.2

    Clients’ Actions Before joining the MR:

     submit the Test Participation Form as per Appendix B.2

     ensure the healthiness of their connection to the OMD-C production host

    During the MR:

     existing MDF 3.8 clients can connect to the MDS production host to receive MDF 3.8 data if they wish to reconcile the data received from MDS and OMD-C at their end

     high volume data close to full system capacity will be transmitted within the timeslots specified in the Test Rundown

     a simulated OMD-C site failover will occur as per the Test Rundown. Clients should ensure that their system can switch over to the backup site smoothly and take this opportunity to rehearse their contingency procedures for handling such incident

     a simulated scenario will occur as per the Test Rundown where Clients should trigger clients’ fallback procedure to switch the data source to their original data source (such as MDF 3.8 or BSS OG) to resume services to their downstream users

    After the MR

     discard the data received during the MR

    Test Result Report

    Complete and return the Test Result Notification Form as per Appendix C.2

    Typhoon and Black Rainstorm Arrangement

    As per Appendix E

  • HKEx Orion Market Data Platform – PRT, Stabilisation OMD-C Information Package on Shakedown Connectivity Tests and Market Rehearsals – Batch 2 Period & Parallel run

    © Copyright 2013 HKEx 6 / 23

    4. Confirmation of Readiness Status

    After completion of the Market Rehearsal, Batch 2 clients are required to confirm their readiness status by returning the completed OMD-C Readiness Status Confirmation Form by 12:00 noon of 28 October 2013 (Mon) HK Time as per Appe