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OCKHAM'S LOGIC, SOM! ASPECTS OP THE THEORt OP OtUVBRSALS AND ESSENTIAL PREDICATION.
Simona MASSOBRIO
A theais submitted to the Paculty of Graduate Studies and Research
in Partial Pulfillment of the requir .. ents for the degree of Master of Arts .
Depart.ent of Philosophy McGill uni~ersity Montreal, Canada
June 198 .. . '"
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ABS'1'RA~
Sorne aspects of Ockham's "metaphysical and logical
systems are examined: Most irnportantly the relationship
between nominalism and essentialism. It is claimed that in
Ockham's philosophy in general, but in his logical system in
particular, nominalism plays a central role. Also it is
maintained that, generally speaking, a theory of essentialism
ta not compatible with nominalism. In order to ascertain
whether they are also incompatible in Ockham's mind, after
taking into account other aspects of Ockham's philosophy, an
analysis i8 performed of Ockh~m's logical system and
particularly his modal logic with special emphasis on the mode
of necessity. With the help of ~odern discussions of modal
logic and essentialism, a series of arguments are developed
a~ainst the compatibility of Ockham's no~nalrsm with
essentialism. Ockham's essentialism is shown to be based not
on a notion of real essences, but on the ,notion of nominal
essence in order for such a notion to be expressed by Ockham,
he must make use of essentialist language, but he leaves it
eompletely devoid of ontological content •
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RESUME
Dans cet essai on examine quelques aspects du systtme
aetaphysique et du systlme logique de Guillaume d'Occam: plus
part!culiérement on examine si le nominalisme et
l'essentielisme peuvent se trouver dans la même thf!orie
philosophique. On veut affirmer que dans la philosophie
d'Occam, en general, et dans sa logique en particulier, le
nominalisme est le noyau central. On veut aussi affirmer que,
pqur la plus part des cas, le nominalisme et l'essentielisme ""
ne sont pas compatibles. Pour pouvoir dl!cider si la co-
ex istance de ces deux thtDr iés phi losophiques t!t:a i t possible
dans le systtme d'Occam, Oil a voulu analyser sa logique, tout 1 \
en consid~rant aussi d',autres aspects de sa philosophie: en 1
faisant cela on a donn~ le plus de relevance ~ la logique -;~
modale et :t la notion de necessitl!. Avec l'lide des d~ats
modernes sur les relations 9ui existent entre l'essentielisme 1
et la logique modale, on donne une serie d'ârguments pour 1
d lm 0 n t r e r qu' i 1 n' y a pas des po s s i b i 1 i t ès der èc 0 n cil i e rIe
nominalçisme d'Occam avec l'essentiel isme. On montre que
l'essentielisme d'Occam, est basè, non pas sur une notion
d'essence r~lle, mais sur une notion d'essence nominale:
Occam, puor pouvoir exprimer ce type de notion, utilise un
langage qui est propre de l'essenbielisme, mais qu'il rends au
même temps complètement 'v ide de contenu onto log ique et de
signification.
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PREFACE
! 1 have decided to write tnis essay because in studying
-Ockham's philosophy in general :land his logic in particular it
seemed less and less plausible to me that he could be a 'ç,
nominalist and at the same time use essentialist language.
This feeling 1 had became stronger as 1 started looking into
the debate which is taking place between modern logicians over
the status of essentialism with respect to modal logic and
philosophy of language. Especially Ouine's reaction to the
idea that quantified modal logic could entail essentialism
convinced me that it would be interesting to see whether a
four teen th cen tury nom i na Il st cou Id cons id er h imse 1 f an L
essentialist. 1 suspected that Ockham's essentialism would
turn out to be based, not on the existence of real essence,
but on linguistic p"rcactice and convenience.
During the period in which 1 started getting interested
in this topic and while 1 was writing this essay many people
helped me callecting material and ideas. In particular 1
should l,ike to thank Anthony Lariviere and Professor Bracken
for very interesting discussions, Professor Klibanski,
Professor Shea and P-rofessor Decar ie for suggesting very
helpful sources to me. 1 owe very special thanks to Professor
John Trentman, my supervisor, for aIl his very helpful advise,
suggestions and encouragement.
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, . TABLE OP CONTENTS
ABSTRACT • • • • • • 1> • • • • • • • • • • • ... RESUME •• . . . . . . . . • • • • • . . . . PREFACE • • • • • . . . . . . . . . . • • • •
TABLE OF CONTENTS • • • • • . . • • • . . .. .
INTRODUCTION
, • CHAPTER 1 SUPPOSITIO ~' S·lG.lt~ÇAT1!~
Introduction
Section 1 - Significatio
Section II - Suppositio
• • •
• • •
. . • •
Seètion III - Quant'ificalion and Suppoaitio ~ j ... Il'
, CHAPTER II MODAL LOGIC !!!Q ESSENTI1LISH
1 . 1
\troduetlon
!ction 1 - Modal' L~ie 1 -rD ,. Section II - Modal Syllogisms' ,
1 1
Section III - Essentialism ana Modality
CONCLUSION
BIBLIOGRAPHY
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1 ntrl:oducti on.
Ockh .. , we are told, does not admit universal essences, wlHch would guarantee unit y and order amongst the confusing multitude of individua~. Furthermore, his conceptua-1 ilÎm has forced him to sever the bond between the order of thought and the order of rea1ity so that each order is left in hopeless isolation. l
.
Broadly speaking the purpose of this thesis ls to ana-
lyze sorne of the connections between some metaphysical
problems and the 10gical framework in which they are discussed
within Ockham's philosophical system. More specifica11y my
~nterest 1 ies in studying some aspects of the problem of
essentialism in Ockham's philosophy: 1 would 1ike to see what
kind of essenttial ism he wou1d be 1 ike1y to subscribe to,
whether or not Any kind of essentialism is compatible with
other aspects of his phi10sophy and especially with his 109i-
cal system, and whether, in fact, the fom of essentiel ism to
which he does subscribe, since he certain1y subscribes to
some, is in effect to have ariy real influence on his
philosophical system at àll or whether it is only a nec.ssity
brought in by the Aristotelian tradition to which he belongs.
For the task of analyzing these issues, this introduction will
s~ve the purpose of looking briefly at some of the Qntoloqi
ca Àabels which have been put on Ockham's philos6phy by
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various Medieval ists and at the impl ications these labels have',.)
for the in terpretation of hi s system. l t will al 50 serve the
purpose of trying to find out which of them seem to be, in
fact, mOre appropriate for characterizing Ockham's main
theses.
Once that has been done 1 will dedicate the first
chapter to an ana 1 ysi s of Oc kham' s t heor"ie S 0 f re fer ence and
.eaning because they provide the link, it seems to me, between
'hia logic and his ontology. Furthermore, they provide a clear
background for an understanding of some of his most important . logical and metaphysical beliefs, and they seem to point
unquestionably to the appropriateness of at least one of the
labels which are most usually conne~ed with Ockham's philoso-
phy: Nominalism. ,lIn the first chapter 1 will also include a
ihort discussion of Ockham's theory· of 'suppositio' as com
pared to modern quantification theory because such a discus
siop brings out quite clearly how the different motivations
behind apparently quite similar logical systems can determine
what are in fact basic differences of interpretation,
d'ifferences which are, it se ... to me, often underestimated by
a atrong desire to show how Medieval philosophy is close to
.odern logical .yat .... , 1
The second chapter 1 want to dedicate to looking at
OCkh .. •• modal 109ic and lItost apecifie.lly to its connection
to the problem of .s .. ntiali.. This will be done .specially
by anal yzing hi. d i.cussion of necessi ty and necesaary
ayllogia •• as weIl as by looking at his analysia ()f modal
aentences taken in the sense of composition and in the aenae
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of division. This ~alysis should help in determining whether
Ockham's modal logic entails any form of essentialism and if
any wh i ch one. Combining the concl usions reached in the
introduction, those arrived at in the discussions of 'signifi-
catio' and 'suppositio' in the tirst chapter and modal ity in
the second chapter, 1 hope to be able to show that some
interesting implications can be safely asserted to follow from
this study as far as Ockham's brand of es~entialism is
concerned.
At tirst sight, it Seems to me, in tact, that Ockham's
nominalism would not allow him to be an Aristotelian essentia-
list because that would seern to irnply a belief that universals
are real things 'extra an imam' , and that through the notion of
essence they are what constitute scientific knowledge. As
will become apparent later, for Ockharn all- this would be
highly unacceptable. At the same time it is very unlikely
that Ockham could be an 'ind i v idua ting' essen tial ist hold ing
the bel ief that essences are real things in iodividuals be-
cause that would render his notion of universals, oatural
aigns and especially the theoretical network behind his theory "
oi signification and his theory of knowledge much less
understandabl e and would leave i t at the sarne time wi th very
little explanatory power. For Ockham, in fact, the essence of
a univeraal, its reason to exist, so to speak, ia found in the
notion of pred icabil i ty. The coocept 8eems to belong to the
individuels only through the logical property a universal bas
of belonging to it. infe.riors via predication, (!tl.E..!!!
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~~). The only type of essen~ialism left for Ockham to
sdbscribe to seems to be a theory of nominal essenc~s of the
Lockean type which seems to be compatible with aIl his other ?
theses, but which effectively does not seem to be'of very much
use. Whether these essences should be individu~l or universal
is not clear to me and since they appear to be equated with
the ind'ividual and with its existence and since the two
things seem to be two different names for the thing itself, it
is not clear to me what the role of universals would be in
this part ~f the schema. Ockham's theory of universals is
based on the notion of a concept, which is what will give him
the lab~l of conceptualist, but it cannot be forgotten, as
will be evident from later discussions a1so, that great
emphasis is put by Ockham on the grammatical and the verbal
elernents. This wi Il make him hold the v iew);hat cO,ncèpts and
words are inseparable. Universals are, therefqre, basically
meanings, which signify naturally their 'inferiora'
,
Nonetheless he sometimes extends the name 'universals' to the words designating these concepts. The reason that he gives is that whatever is signified by the concept is siCjnified concomitantly bM t h~ wo rd sas we 1 l, a nd vic e versa. ". \
The universal, however, is one singu1ar thing ab~Q_and becômes
universal by signifying many things, it is one in virtue of )
the fact that it is a single intention of the soul and since
through predication' it belongs, as We have seen~ to its infe-
riors, it has to have a role in essential predication., In the .J
hope of solving or at l-east clarifyiQg some of these puzzles 1
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think it will be usef'ul to analyze more closely the relation-
ship of such nominal essences to natural signs and the possi-
bility that a connection to natural signs mlght be able to
make nominal essences a little more than Just conventional
utilities.
AlI of these remarks are only tentative and intuitive
and the following analysis of Ockham's 'idealism',
'nominalism', 'realism', 'realistic conceptualism', and
'scepticism' should start carifying them and putting them into
sharper perspective and closer relationship to sorne of his
other philosophical theses mentioned above (theory of univer-
saIs, theory of knowledge, theory of signification and theory
of supposi t ion). In his article "the realistic conceptualism
of William Ockham" professor Boehner starts out with an attack
on the notion that Ockham could be called a conceptualist if
suc h a 1 ab e 1 i s t 0 h a v e a n y i m pli c a t ion s 0 f • ide a 1 i sm': he
cites Father Bittle's definition of conceptual ism which holds
that the major point of the theory
i s the contention that the content of our universal ideas is not realized in any form whatever in the individual sense-abjects; there is no foundation in the things themsel ves which would justi fy the intellect in forming universal ideas. Our universal ideas ale thus purely subjective products of the mind without a correlative in nature; in other words there ls nothing in the individuals in nature which is genuinely represented by these un i versa 1 ideas. Thi s, of cOurse, gives to the 9.fliversals only a strictly intra-mental significance; as 'univer/als' they have no objective value.
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Now, it seems to me, that goin9 on to assert that Ockham is, , in this sense, a conceptualist is a clear mlstake. It is true
that for Ockham universals only have intra-aental existence,
but this does not mean that they have intra7_ental signi fican
ce only. It seems to me that the problem of the connection
between real i ty and universals as being dubious does not even
arise in Ockham's philosophy. The origin of universals is
causal and they are traced back to ex ternal objects or better
ta the effect that these external abjects have on the soule
In Ockham the fact that the substratum of aIl knowledge is
furnished by the extramental world by means of natural causa-
tion is accepted as basic. His notions of 'Notitia Intuitiva'
and of 'Noti tia Abstracti va' allow for a process in which the
intellect first apprehends a singular thing, then forms the
singular conceptual sign which refers to that singular thing
and secondly forms conceptual signs which are more general and
which refer simul taneously to many singular things. The
universal, therefore, seems to be a natural sign, whos"E!
connection to the external world is not in doubt and whose
existence does not have any justification if not the one given
i t by the connection it has wi th the particulars to which i t
refers. From these considerations and trom further points
which will come up in the discussion of Ockham's theory of
'significatio' and ot 'suppositio' it seems quite clear to me
that if Ockham i8 a conceptualist at aIl, he certainly ia not
a conceptual ist in the sense of the term which implie.
Idealisme In addition, it seems quite obvioU8 that on thi.
view just as universals would have very little connection with
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reality, so also there would be very little use for a notion
of essence in as much as either its connection with existence
and t:eality or its connection with universals would be to say
the least dubious: this would contradict Ockham's own view
qui te c learly;
Sed mag i s propr ie loquendo debet dic;, quod universale exprimit vel expl icat naturam substantiae, hoc est nat uram quae est substan t ia.
Unde omnes auctoritates quae Bonant, universalia esse de essentia substantiarum esse in substantiis vel esse partes substantiarum, debent sic intell igi, quod auctores non inten dunt, nisi quod talia universalia declarant, exprimunt, explicant, i'!'portant lt significant substant1as rerum.
As far as label ing Ockham a conceptual ist in thè sense of the
term in which it means that univer8als are only in the mind
and thère is no sense in which universals are eltra ani __ , it
seens to me that such a view i8 quite consistent with Ockham's
bel iefs. On this v iew, in fact, for the uni versal s there is a
foundation of resemblance in the indiv idual things that they
signify, and such a foundation consti tutes the justification
for the forming in the mind of such un i versa 1 8.
iWl P1*C4P uU,," $ m A.
Our universal Weas are by no means purely subjective products of the mind without a correlative in nature; in other word8, there is soaething in nature, namely the individual essence or nature, not 80111ething or some nature different from the individuals, whiph i8 genuinel y represented by these universal ideas •••• -However only the content, not the uni versa 1 ity-. cor responds to real i ty~ and finally,.only the content grasped
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by the ,intellect, not the peculiar status of universals as psychic realities, corresponds to reality. The character 6f universalit y and spirituality applies only to universal concepts and by no mea~ to ex tr a-men ta 1 sen seobjects.
According to Boehner, however, Ockham's conceptualism has to
be qualified as realistic because in the sense in which this
means that there i5 a correspondence or resemblance between
real ity and the concept, Ockham is also a realist. In fact,
it seems to me, that wi tÎ10ut such a quaI ification even calI ing
Ockham a conceptualist might constitute a distortion of his
views.
As far as the label of Real i st6 i s concerned, there are
also important qualifications and distinctions which need to
be made. Ockham's realism' can be best understood with
reference to the subord ination of the sign to the thing which
is characteristic of his system, and in relationship to his
nominalism. Ockham's nominalism is characterized mainly,
through his theory of supposition, 9Y the possibility of \ )
analyzing aIl general terms into combinations of singular
terms. At the same time it is clear that the sign par
ezcellance in Ockham has to be a non-complex conceptual term
whieh signifies directly a particular, it has to be a proper
name. The relationship between the term whieh signifies and
that which is signified by i t can be reduced, or better, ia
reduced to a simple relationship of substitution. Now, it is
quite clear from these and other aspects of Ockham's theory
that he i. not a realist in the Platonie sense: in other vord.
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he is not a realist with respect to univel'sals in that they
are never uninstantiated in particulars, and they are not real
things ex isting outside the soul, eventhough accord ing to the
'Intellectio' theory which he adopted in his later worka they
are real acciden ts of the mind; 16ey have 'esse subiect,i vum' in
the same way in which a colour would be said to have it.
There are, however, two senses of real ism both of which can
easily be attributed to ock~~!,m and quite weIl describe
Ockham's thought: these are Ontological Realism and Epistemic
Real i sm.
Ontological Real ism is the doctr ine which asserts the
independence of being from simply being known by a subject.
Epistemic Realism is the doctrine according to which knowledge
is by essence in conformity with reality. As far as Ontologi-
cal Realism is concerned, it is quite clear that the whole
theory of naturai signification supports it, and the fact
that, as mentioned before, in Ockham's system thought always
presupposes the precedence of that which is signified, that
is, the precedence of the thing over the sign, points quite
obviously to t~e fact that for Ockham such independence of '"
Eeal i ty from Knowl edge was not a source of doubt. The connec
tion ot this to Ockham's nominalism ls also quite clear: the
8ign is a name, and if i t is a name, 1 t must be the name of'
aOllle particul ar, or in any case, i t must be possible to trace
it back to a particular because there is no, reality but the
one which is made up of particulars •. This fragmentation into
particulars, however, will not be able to cause Ockham's
reality to be à random collection of them because, by the
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thesis of realism, that is, by their independence from
knowledge, these individuals can be kept in a naturai order,
which would" not otherwise be there. It shouid also be remar-
ked that Ontologicai Realism is the theory which is usually
taken in opposi tion to Ideal ism and the short di scussion of i t
just given should help to make it clearer why Ockham can not
plausibly be called an Idealist.
About the existence of Epistemic Realism in Ockham's
philosophy panaccio writes that:
La correspondence entre les signes naturels et l'olganization objective des choses individuelles sug91!re d~jh que le rhlisme ontologique d'Occam va de pair avec une thlor i e de l' adl!qua t ion de la conna i ssance au r&!el. Le terme de , t h èo rie', ~ v rai d ire, est mal choisi, puisque, encore une fois, il s'agit lâdavantage d'un prltsupposè implicite que d'une affirmation thl!tique d~fendue pour el 1 e-mame. 7
AS Panacc io po ints out 1 ater, the theoretical pr,Obtem tha t
Ockham faces i s not 50 much to f ind out whether or not there
is such a correlation between knowledge and rea1 ity, but to
show how such a correspondence, which is presupposed, cornes
about. To the contemporary mind the distinction
individual/real and universal/sign introduces sceptic,ism by .
causing an unbridgeable gap' between thought and real i ty. In
Ockham's mind the effort has to be made in the reconstruction,
Dot in the re-establ ishment, of the 1 ink between the
particular and the concept. An outl ine of th'e way in which
th! •. 1 s done in hi B log ical system wi Il be 9 i ven in the
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following chapter. Panaceio also points out that:
En vltritlt, le couple individuel/ universel ne coincide pas vraiment avec le couple res/signum, car s'il est vrai que le langage seul peut acckier a l'universel, c'est nbanmo i ns touj our parce qu' i 1 est par t de la dœignation individuelle immed iate. La sol ution de continui tl! entre 1 a chose et 1 e concept passe par l'existance dans le discours mIme de signes individuels qui, nous l'avons vu, occupent dans la logique occ~miste une place toute pl i v il eg i èe •
This link plovided by language between universal and
individual works two ways; the universal acquires the capacity
to be linked thr:ough langusge because it derives its meaning
from another link with the individual sign: a link through
which the capacity to signify which a universal concept has i8 ,
t r a c ed bac k t 0 a se rie 5 0 f i nd i v id ua 1 sig nif i ca t ion s ( se e
'descensus' to particulars in the theory of supposition in the
nex t chapter). In this way particulars, ins'tead of bei'ng
inaccessible for knowledge, became the internaI foundation of
knowledge's own coherence and functioning. If, on the other
hand, the process is looked at when going the other way, trom
the thing to the universal; if we look, that ls, at the
process of universalization, we still find Ockham, not proving l
r
that sucll a process takes place, but showing in detail exactly
how it takes place. The l ink between universal and particular
in Ockham's phi losophy, in my opinion, to a ve"ry great extent,
is made possible by the existence of mental language: the
idea, that i5, that this l ink between the order of thinga in
reality and the conceptual order, ia natural. This idea 81ao
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"see.a to allow for Ockhall'a .asentialia. to have any kind of
purpoa ••
Nominal es .. ncea can only conatitute a useful concept if
they can provide an objective criterion of cate<jorization of a
certain type of individuals under one particular universal
concept. 1 f there were no theory of natural 8 igni f ication in
Ockham's phi losophy then the process of abstraction from par
ticulars to universals would have to be completely arbitrary,
because the use 0 f names would sol el y be based on the conven-
tionality of lan9uage. If Ockham were a modern nominalist,
vith no concept of mental language backing his theories, he
could not even plausibly hold on to a theory of nominal 1>
.ssences, because there would be no role for them to play in
his theory. They would, in fact, be inconsistent with the
test of his philosophy. Even at that, Ockham's nominalism,
even though it allow8 for nominal essences to make sense in
his framework, seems to me to leave very little use for any
kind of real essential iam. His concept of essence only seems
to play a nominal, a very weak, role in his theory of
res.mblance and in the re'st of Ockham's philosophy. This
abridgement between the particulars in reality and natural
language is, in effect, sti 11 accompl i shed through
conventional language, in sorne sense. Hovever, the task
rema ins of examin ing exacti y to wha t extent t hese consider a-
tions correspond 1;:..,2" the actual aims, implications and , ,
mot i va tions of Ockham' s system.
1 t seems qu i te cl ear , in Any case, f rom the above
discussions, from which prespective the analysia of essentia-
12
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.. ~-.. - ~ .. lM. " .. _ ...... _ ...... _ .... ;jt,- -&.. -a,.,. ................. _ ....... "', _ .... _ ... _ ..... _ ~ ... ~, ~ • ~ .. ...., '""" "J _ ... ~ ..... 'tt.. .. __ ~ ... ...,. ~ _____ >0.... ........... _ ... ~ .. __ ... _ ........ '" ~ _ .
\ i .
1 1 ! • 1 1 i • , ,
i ,
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. 1 ia should ~ undertaken vi th r •• pect to OCkham'. theor 1 •• 1
it has been conel uded that the label of idea li st wou ld
diree tly eontr ad let the indub i tab 1 e and strong conneet i on
which Ockham presupposes to exist between the realm of thought
and the realm of particulars; it would directly contradict, in
other words, his,ontological realism. It also seems
implausible to calI Ockham a seeptie, in as much as that would
be in evident opposition to the other aspect of his realism,
the epistemic side. The assumption of an essential conformity
between knowledge and reality, in fact, undercuts completely
the whole problematic raised by radical empiricism, and the
issues of sceptieism just do not arise.
, As was said before, the task was not to prove that there
edated such a conformity but to show how such a conformity
worked. It was also concluded that the label of coneeptua-
11am could be attaehed to Ockham' s phil osophy wi th regard to
his views on universals, but this could be done only if his
conceptualism was taken in conjunction with thè two types of
teal ism which treat of the relationship between knowledge of
tealityand reality itself. It also became obvious that
Ockham was not a realist with respect to universals. His
position with respect to theories of meaning and theories of
reference has been ascertained to be based on nominalisme
Ockham's nominalisin, however, has not been examined very clo-
sely dur Ing the course of these discussions. The nex t chapter
will be dedicated to unpacking exactly the meaning thaie the
térm nominal ism has within Ockham's system by lookin9 a~ his
13
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J
f
1
.lll1ll •• IIIILIIIiI' ... _I ......... _._ ... t ....... _ .... , ........ _ .... ___ I_. _______ ._._._ ...... _._.I_ ............ -....~ ................. ~~ ............. AII .. 1'1 ................ P •• " 111 :fIfiIlf!,t:d ~
th.ory of • aignlflcatio' and hi. tbeory of '.uppo.l tic'.
"
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~._ ........ _ .... __ *'t ................... _ ..... _ ......... _____ ................... ~,.".,,_ ~ .... "' ...... ~_" •• ,, _____ , _ .... .- ..... ~ ..... _ ............ ___ ~k ___ ' ____ .... ___ ...... ,._
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NOTES
1 P. Bo.hner, Collected Article. on .Ockb ••• (St. 80n".venture N.Y.: The Pranc"i.can In.titute, A5S), p.l73.
2 S.C. Torney, Ockham, Studies and Se lections. (L.Sall ..... I1Unois: The Open Court Publ Ishin9 ë'ëmpany, 193il), p.20.
3 P. Boehner, Collected Articles .2.!! Ockham, p. 157. - . 4 W. Ockham, Summa Logicae, part !.L!.! ! ID. Boehner,
P. ed •• (St. Bonaventure, N.Y.: The Franciscan Institut., 1957), p.S4.
5 P. Boehner, Collected Articles .2.!! Ockham, p.163.
6 For a more detailed discussion of tbe connections between OCkham's 1091c and the labels of ontolOCJical R •• liat and Epi stem lc Real i st Cf. C. Panacc io, Si9n iUca tion .!!! aomination: la Log11ue de Guilla\'I.IBe D'Occam. Ph.O .. Th •• i., OnlversitL deMontdïl, lna.
7 C. panaccio, signific.tion et Nomination: 1. Lo,iqu. ~ Gui llaume D'Occam, p.625-26. - -
8 Ibid., p.626-27.
15
. .
==--.----~~~~~~., ~._,------------------~---------------------------------------------
1
-, •
."'(1 J .........
o
,--'
Cbllpter 1
8uppoaltio ~ Si9nifie.tio
Introduction:
ln "thi. chapter 1 would 1 ik. to • __ in. ac.. of the
Most important a.pects of Ockham'. theories of suppositio
and lignifieatio. 1 have chosen ta discuss these two parts
of his logie in the same chaptel' because, as ve will see
later, they are very di fficul t to sepera te; moreover, i t se_8
to me that looking at them a'. two cœpletely separate en ti-
tiea ean be the cause of ser ioul mi.understand ings in at least
three are~. of study: (1)· the study of d ifferenees and
aimilatities between modern theorie. of reference and meaning,
(partieuiarly'quantification theory) and Ockham's theories of
.ignifieatio and suppoaitio, (2) the study of the relationship
of OCkham's logic to medieval 10C)ieal syst .. s whieh preceded
it, and (3) the atudy of the lignifieance and illportance of
Ockham'. system it.elf. point (1) will bediscua •• d in sOlle
datail at the end of thi. chapter, and pointa (2) and (3) will
becaae e1earer. 1 hope, during the course of the e_position of
Octham's theories of referenee and m.aDing. 1 will .tart by
looking at OckhaJl's th.ory of signification in it •• lf;
s.condly, 1 will try to see exact.ly how it is related to hi.
tbeory of 8uppoai tion, wilich 1 then propose to ex_ine in SOla. ,
detail; a •• last point 1 .. ant to diacu.a .a.. att_pt. whicb
16
--------~.'_I_ .. aN. __ •• __ ~1_4 ____________________ ~------------------------------_____________ __
... -"" "'i' .. .. ~ ..... _ .. .. '"- '"' • ... .,. .. .... • .. .. _ ... "'" .......... ., MO. ...... _ ...... _ •••
'have been made at equating Ockham's concept of personal
supposi tion to modern quantification theory.
Before doing this, however, 1 want to look briefly at
the devéloplllent of the concept of natural supposi tion in some
aed iev al theor ies befo re Oc kham because the fact tha t he
eliminates this, type of supposition by subsuming it under his
th.ory of signification i8 very important in understanding
OckhUl'S own motivations in general. In medieval logic,
thought was considered to be 1 ~nguistically constrained by its very nature; though~ and language ,were taken to be related both ta each 0 ther and to real i ty in their elementa and in their structure. In the final analysis, language, thought, and rea~ ity were considered to be of the same log ical coherence. Language wa s taken to be not only an instrument of
tthought, expression and communication but a1so in itaelf an iapor tant source of in for,ma t ion regard lng the na ture 0 f rea 1 i ty. In Med levaI thought, log ico-semantic and met,aphysieal points of v iev are, as a result of their perceived i n ter d e Pl' n den ce, en tir e 1 y interwoven.
., , 1 have menti oned before that reference and mean Ing a~e
tvo concepts that cannot be di vorced in med levaI theor les 'and
thi., 1 think, is partly due to the tact that in medieval
Ipgic the theory of the prop~rties of terms is alwaya seen
through an undel!lying theory of signification, and what is
called the 'contex:tual apptoach' ia always mitigated by the
'fund_ental significance' of a word. Medieval logicians were
a.are of and used the 'cont,xtual approach' in the theory of
aUlfoai tio, but they coabined it .oat of the tille vi tb a
11
W.";iIJ!! '.3" $Qi
'-
J
theory of significatio:
thi&' doctrine may be best expressed this way: a word's actual meaning (its meaning on a particular occasion 0 f Hs use) ul t ima tel y is, or can be, reduced to, its fundamental 'significance' (sign1-, ficatio), which as a word's natural
, proper ty consti tutes i ts essence or fOIm (essentia, forma) in v irtue of which it is the root of every actual meaning of the worV _____
In the l3 th century supposi tio natura lis had one of the
roles which was absorbed in Ockham' s' theory by the concept of
significatio. In fact natural supposition ( also called abso
lute or habituaI) was taken to be the natural capacity of a <;
wo rd t 0 st and for something which partakes in the
un i ver sa 1 na ture (or essence) which i s sig n ified b.v the word;
natwral supposi tion is not con textual: ace iden..tal supposi tion,
on the other hand, was the term's being taken for something
because of i ts being combined wi th sorne other, term in ei ther a
'" sentence or a proposi tion: acc identa 1 supposi tion will become
for Ockham the onl y k ind of supposi t ion. l3 th centur y log i
cians i ntrod uced na tut a 1 supposi ti on bec ause they thought
there should be a distinction made between a word's having
signification, that is, representing sorne universai nature, ,
and tha t word' s abi 1 i ty to stand for ind i v idual s par tak ing in
that na ture. In the 14th century log icians in general becamè
more and more geared towards the 'conte,xtual approach' to
language and the ir theories of supposition should be
considered as an attempt to determine the truth-va~luehs of
pr-opositions; this explains the fact that they were mostly
characterized by conseguentiaei the proposition, in fact
') 18
, v *9/ibi&OO 42 ; & Xi Aa .4
1 i
1
1 1 1 1
1
.' 1 1
'1
..
( became the only context in which a term could have
supposi t ion. SinCÉ~ natural supposition was a non-contextual
" type of supposition it was dropped by most of. them, and
certainly by Ockham, he says:
Dicto de signi ficatione terminorum restat dicere de suppositione, quae est propr ieta~ ,co,nveniens ,tt;rmin~, sed numquarn nls1 ln propoSl tlone.
For those who, like Buridan and vincent Ferrer, kept the
concept of naturai supposition it acquired a completely
different rneaning and lt became contextual: lt became,
The supposition a terrn has when the proposition in which it occurs as a subject terrn causes its being taken for aIl i ts signi ficates regard IfsS of the tense of the proposition.
Of the nominalists BuridanS was the only one who reintroducèd
natural supposition and he did it in order to avoid grounding
the truth of the demonstrative propositions of natural science
on abstract enti ties. In his mind natural supposition occurs
when a term is considered to stand for aIl the concrete
suPéosita of that terrn in an omnitemporal manner. Ockharn as a ~
nominal ist had the same need of avoiding grounding the truths
of science on abstract entities, but, as we will see, his
method (descent to particulars) does not require the use of
natural supposition at aIl. Since Ockham does not need or
want, as it may be expected, the division associated with the
concept of natural supposition as defined by l3 th century
logicians either, he drops it altogether and in fact this type
of supposition i5 not ·even mentioned in his tract on supposi-
tion in the Summa Logicae. AlI the discus~ion of what he
19
,"54 l"U", tA 4 q .. el O)i lA
i ,
" 1 .
J 7i
·1
considered the natural capacity of a word to signify is
undertaken by Ockham in his theory of aignificatio, which is
what l now turn to.
Section l - Significatio:
Ockham divides language into three categories: spoken
language, written language, and mental language. Hental
language has priority over spoken and written language and is
the subJect matter of logic, supposedly because lt keeps the
aIl important 1 inks between language and the external world.
Mental language ln Ockham's later developed theory is simply a
collection of mental acts and not surprisingly these mental
aets are natural slgns of things in ~ùch a way that the rela-
tlonship of natural signification obtains directly between the
mental act and the thing. This notion of language is taken by
Ockham from Aristotle for whan mental language is a sign for
things and spoken and written language are signs fqr mental
language. Ockham, however, modified this theory to a great
extent because for him spoken and written language do not
signify mental language, but the three levels of language
equally signify things; spoken and written language,
nevertheless, depend on the mental language's intention in as
much as they are an expression of it.
Since spoken and written language express mental
language, their relationship is so close that lIental language
ia said to have a grammatical structure ( one lDay venture to
20-
= SPi", " .... cp [ Git,e Ph w hl UI
..
calI it universal grammar); this grammar primarily, and not
the grammar of spoken and written language is what a logician
.studies because it is the essential determining factor in the
assignment of truth-values to propositions. This, as will
appear ObVIOUS, leads Ockham to the conclusion that, for
example, there is no need for synonyms and for the distinction
between abstract and common nouns in mental language (which
se em s tom e t 0 b e ver y i m po r tan t for hi s the 0 r y 0 f
universals) •
Asit might be expected, to the tripartite division
of language corresponds a division of terms into three
categories also: (1) Mental terms, (2) Spoken terms, and (3)
Wr i t ten te rms. Obviously Ockham thinks that mental terms do
not belong to any particular natural, i.e. conventional
language, and that they naturally possess signification; on
the other hand, spoken terms, even though they are not 'signs'
of mental terms, are applied in order to signify the same
thing as the mental content. He says that:
1 ta quod conceptus pr imo natural iter aliquid significat, et secundario v 0 x sig nif i ca t i 1 1 ud idem, i n tantum quod voce institutà ad signi ficandum al iquod siggi ficatum per conceptus mentis, ••••
'l'he relationship of a written term to a spoken term followa
the same kind of paradigme This natural signification which
the mental term possesses, according to Ockham, comes to it
through experience, and it is that element within his theory
of language which provides a non-arbitrary foundation on which
the conventional languages are based, and allows for
21
-44 .. _Y"" et 4JP JI QL i4 ;4 'Ji
o
meaningful communication; mental words, in tact, have the salle
meaning for everybody. The basic difference among the types
of terms in OCkham can be listed in two major points:
(1) a mental content signifies naturally, spoken and wri tten
terms only signify by convention.
(2) it is possible to change the designation of a spoken or
written term at will, but the same is not possible for a
conceptual terme
Ockham's view on mental terms was derived more directly
fram Scotus than from Aristotle:
Scotus' doctrine here is based upoh a neat and economical theory of signification, according to which aIl signification is a matter" of one-to-one relation beiween language unit and external object, a theory which was to have a strong following after Scotus. It is basic in Ockham's thought and was also accepted by Scotists like Richard of Campsall, who wrote
7a g ainst
Ockhamist innovations. • ••
The idea of language representing reality, as we have
seen before, is very important in medieval theories, and it Is
one of the main features of Medieval logical systems, that
they should keep that connection.
Ockham maintained that a term can be a sign in two
different ways. In the first way a sign means anything which
makes us know something else; this type of sign, however, will
not make us know something for the first tilDe but will only ,
actualize the knowledge of something which we know habitua11y,
in this sense the vord i8 a natural signe In the second vay a
sign means aOlDething which' makes ua know aoaething e1ae
22
et t.'waq:;;ua $ I .. J 4= .... iS ... )
o
lUAle; .,.*41#
(syncategorematic words are of this kind because they have no
specifie signification), and in this sense a word ia not a
sign of anything. Ockham al so tal ks about there being three
meanings for the word term:
(1) A term 18 anything which can be one of the extremes or
the copul a of a ca tegor ical proposi tion, (Ockham po ints
out that in this sense even a proposition can be
cons idered a term).
(2) All non-composi te expressions are terms.
(3) This is the Most precise meaning and it appliE;!s to all
the terms which in their significative acception will be
either the subjects or the predicates of a proposition.
(A11 syncategorematic terms wi 11 be excl uded if taken in
suppositio personalis; if taken in suppositio materialis
or in suppositio simplex, on the other hand, syncategora
matie terms may be included, as in "and' is a
conjunction' because 'and' in this case can be the
extreme of a proposi tion).
Terms are syncategorematic or categorematic. Categorema
tic terms have a specifie and fixed signification, as for
exampl e 'man' because i t sig nif ie s a 11 men or 'br ightness'
because it signifies all instances of brightness.
Syncategorematic terms, on the ot~er hand, cannot stand by
themselves because they do not have any specifie signification
and therefore can only serve as modifiers of categorematic
terms. The synca tegorema tic term 'some' does not have any
specifie signification when taken by itself, but if taken in
conjunction with a categorematic term like 'man' it modifies
23
" • qi •
~" .. ' •• 1 .. Ill.
o
1
!
1 }
o
"#401 t
i t, and the whole expre •• ion 'some man' acquires ~he signifi
cation of standing for some but not aIl members of the class
designated by the term 'man'. Ockham adds that the situation
may be diffeIent for some adverbs because they sometimes
signify the same things that categorematic words do, but since
they do so in a different mode of signification, 1 don't think
that Ockham's remark was meant to give such adverbs any
special status with respect to other syncategorematic terms.
A further subdivision applicable to terms is the one
that Ockham draws between absolute and connotative terms.
Absolute terms signify primarily aIl the things wh1ch they
signify: i.e. they don't signify one thing primarily and
another thing secondarily. He adds at this point that:
TaI ia, quantum ad quid nominis, possunt al iquo modo pl uribus orationibus non easdem res secundum suas partes significantibus expl i-car i; et ideo nu Il a earum est ) proprie adefinitio expr imens quid ,_. nominis. ,
A connotative term, on the other hand, signifies one thing
primarily and another secondarily. These terllts have
definitions which express the meaning of the name, and they
are characterized by the fact that they have one expression in
the nominati ve case and some other in an obI ique case. For
example Ockham says that,
Hoc autem nomen 'intelligibile' est nomen connotativum et significat intellectum taro in recto quam in obliquo, quia definitio sua est ita: 'Intelligibile est aliqu~d apprehensib ile ab in tell ectu' ; •••
A division between terms of first and second imposition ls
24
1 ; , 1 , ~ 1
1
, ....... ..- .......... .,.il, .ob _ .............. __ ... *"- ... .- ....... ___ .... _ _ _ .. _ ..... _ _ ... __ ...... _ ..-" ~ __ _ ~ _ ~
()
4,$
also drawn; thi8 division only applies to ter •• made by
convention. The basic distinction is that name. of first
imposition refer primarily to mental terms and to things which
are neither signs nor go with signs and names of second impo-
sition to conventional signs: there are, however, many
subdivisions. A term of second imposition can have a,strict
and broad characterization: in the broad sense names of second,
imposi tion signify conventional uses whether or not they May
have a counterpart in the mental; in the strict sense it only
signifies the conventional usage and cannot refer to mental
terms. Names of first imposition are also taken in two sen-
ses: broad and strict. In the broad sense they include aIl
names of second imposition; in the strict sense only names
~hich are categorematic and which are not of second imposition
can be considered names of first imposition. Names of first
imposition taken in the strict sense can be of first or second --intention: those of first intention signify things which are
neither signs nor go with signs, such as 'Socrates', 'Plato'
and 'man': those of second intention are those which signify
mental concepts speci fically or conventional signs, for
example species or genus.
A last distinction is made by Ockham between equivocal
and univocal terms, and it too applies only to conventional
language. (AS we have seen, this division would not make sense
within Ockham's conception of what a mental language i8.)
Equivocity is characterized by the fact that the equivocal
termes significata are not subsumed under one mental concept,
25
,
t i
l 1
f , ,
1 ,
~_~"".!II.J .""""'fU.",,",,,,,,, 4 ......... -.tL ...... __ "._._. _._. ___ ""_' __ t J_'_'_d ___ v'.~_. _________ ""'''-' _ ..... , " ..... , .............. _*** ... ,...,.ça "$4!J1 IIJ ....... ~ .... _ .. ,.
•
but under 3any different ones. A term may be equivocal by
chance; in which case a vord is subordinated to many concepts
but to one independently from the tact that it is subordinated
to the otheri the same proper name when applied to Many men
would have this status. A term May also be intentionally
equivocal, and this occurs when a name is first applied to one
thing, and then because of this first appl ication it is
appl ied ta something el se through, for exampl e, resembl ance •
A univocal term, on the other hand, is a term which stands for
all the things subordinated ta one and the same concept.
Ockham' s discussion of s igni fica tian is very important
for a correct understanding of his ,theory of supposition and,
in a more indirect way, of his ontological committments (theo-
ry of universals/essentialism). As it will be shown later his
brand of nominalism can only be properly understood with
~elation especially to his definition of t concept as a
natural sign taken, of course, in conjunctioJ wi th his theory
of SU:Position. Ockham's theory of SUP~sition will be
outlined in the next section.
Section II - Suppositio: 1
A theory of signification is tied in to a theory of
supposition because terms whose meaning had been explained in
the theory of signification come ta supposit for things in a
theory of supposi tion. A theory of supposition properly
speaking is a theory of reference. In it an extreme (subject
or pred icate) of a proposi tion refers to or '.supposi ts for'
26
. - ~., .. _ .. ."....,. ....... ..,..-._ .. -----------------------------------~~---------- --
'4 'l:Wtaj' •• "cu1 lç:;tl .... if ................... .,._ .... Jill .......... _ ....... ________ .... _._ ".
o everything of which it 'ia truly predicated. In the b8CJinning
of the development of the theories of the propertiea of terms,
the central property was not supposition, but it waa
.!.2l!!!!.!.!.i.2; t~e appellative noun came about as a de.vice fOE
bringing aIl t~e things denoted by it undèr one and the a •• e
name: \ ,
Thus the word 'man' signifies the species (un~versal nature) man indeterminately; not as this or that man, and it may appellate a man who actually exists!Oas weIl as one who does not existe
Later on suppositio became more and more important and in
Ockham's theory one particular kind of suppositio, suppositio 1
personalis, had a central role.
According to Ockham suppositio, as we have seen, is a
property that a term acquires only when used in a proposition,
and also appellatio is a subclass of suppositio which has no
independent place in the analysis of the properties of terms.
Suppositio, broadly speaking, means taking the position of
someth!ng else, or standing for something else:
Prom
Ita quod, quando terminus stat in propositione pro aliquo, ita quod utitur il10 termine pro a1iquo, de quo sive de pronomine demonstrante ~psum i11e terminus vel rectus illius termini, si sit obliquus, verificatur, supponit pro il10; et hoc saltem verum est, quando terminus f~pponens si9nifica~~ve accipitur.
this passage i t seems gu i te clear
tha.t reference in general in Ockham's theory is closely tied
in with something's being either true or false. Generally
27
~,,,,,,,,,,---,,,,,,,~,, \-. -------;:0---
1 t i 1 t t ~ 1 , 1 t ,
·1
1 !
/
"" __ Irot!!If • ..., __ n __ .... _,_. __ ..... _---.. ..... __ ... ______ ...-_ ..... _
~
vhen a term ia the aubject of a propoai{~on t'he thing it
.uppoaits for ia that about whieh the proposition sa ys that
the verb ia predicated.
In Ockham'. aupposi tion theory both the subjeet and the .'
predicate have supposition, and this ia in perfect keeping -
vith his underlying motivation of redueing common terms to
.tana;ng for nothing over and above individuals. The first
general rule whieh Ockham gives is that
••• nUlllquam terminus in al iqua propositione, saltem quando significative accipitur, supponit pro aliqî~' nisi de quo predicatur vere.
~here are three major divisions of suppositio:
1) SUPPOSITIO PERSONALIS
2) SUPPOSITIO MATERIALIS
3) SUPPOSITIO SIMPLEX
1) Simple Supposition is had wb.n a term atanda for a men
tal content but it ia not taken aignificatively. 'Ma~ ia a
.peeies· ia an example. Man here ia not taken signifieati-
vely beeause in order to be so taken it would have to
aignify real things and not mental contents because they
are not what terms properly signify.
2) In Material Supposition al~o the term does not stand for
thoae things which it signifies; it stands for spoken or
.written signa, as for example, "Man' is a noun', in which
'man, does stand for itself (that is the written word),
but not tor individual men, and therefore it does not
signify itself.
3) Personal Supposition will now be diacussed 'in detail.
28
~----------~~~---------------------------------------------------------------- --- --
..... 1II!1It .... 'il' ' ................... _ .......... ,. ... ~ ............. __ ........... _ ~ _111...~_ ... _ ................... _ .. _. .. ~ .. l .... _,. .. ~ ____ .. _ 4 ....... -. ... -t ...... " ... _~<A- ......... 4-'*'-..".. .......... """"'''1'''1.'1''
o
After talking about tbese other types of supposition
Ockham says that in any proposition whate-ver in which it may
appear a term can have personal supposition unless it is
otherwise stipulated. For what concerns material and simple
supposition, however, this is not true. In fact a term
can have material or simple supposition only if the proposi-
tion in which it is used relates to a mental content or to a
spoken or writ.ten sign. From this it is clear that the same
sentence taken with different suppositions can change truth
value, therefore meanings, must be carefully distinguished:
Et sic est haec distinguenda: "homo' predicatur de pluribus'; quia si 'homo' habeat suppositionem p ers 0 n a 1 em , sic est fa l sa, qui a tune denotatur, quod aliqua res significata per hunc terminum 'homo' pr aed ica tur de pl ur ibus; si habeat supposi tionem simpl icem vel materialem, sive pro voce sive pro scripto, est vera, quia tam inten-tic communis quam vox quam illud quod scz:.ibitur praedicatur de pluribus. 1) ,
JI
Turning now to personal supposition proper, Ockham'.
definition of it runs as follows:
Supposi tio Personal is un i versa liter est illa, quando terminus supponit pro suo significato, sive illud significatum sit res extra animam, sive sit vox, sive intentio animae, ai ve si t scr iptum, si ve quandocumque imaginabile, ita quod, quandocumque subjectum vel praedicatum propositionis supponit pro suo aignificato, ita quod significative ténetur~ \~mper est suppositio personalls.
Ockham divides personal supposition into two majo~~Eegorie.:
discrete and common supposi tion. Discrete supposi tion appl~ • ........ _~...,-- \".
29
~-------~~~-.~.--------------------------------------------------------------------_.. ---.
~~ ___ t< ........ ~ ___________ L _______ , ____ · ___ ~ ___ 8
- ~~ .... - --... -- - - -- - '- -- ......... .:. ~ ~ , ~- _ ......... - ~ ----_ ..... -
...
to proper names and to demonatrative pronouna taken
signifieativelYi it makes propositions singular; proper names 4
are taken signifieatively by Ockham. Common supposition
appl ies ta 9 enera 1 terms, and i t i s div ided into two further
subclasses, confused and determinate supposition. Oeterminate
supposition occurs when it is possible to make a logical
descent ta the singular parts by a disjunetive proposition,
and he gives the fol1owing example: "Homo eurrit, igitur iate
homo currit, vel ille' et sic de singularis.15 The major
property of this kind of supposition is that the truth of orrly
one of the singular disjoints is suffleient to make the origi-
nal proposition true; in other ~ords from the truth of any of
the disjoints it i5 possible to infer the original proposi-
tion. Confu$ed personal supposition also appl ies to general
t~r:ms, and it is in turn divided into merély confusec;l suppo-
sition and contusad distributive supposition. Merely confused
supposi tian has the form 'Every man i8 an animal', but the
descerit to the sing~lars éan only be made through a
disjunctive ~edicate, and again the original proposition can ~
be inferred from any singular. 'Every man is an animaIt
according to Ockham can val idly become: 'Every man is an
animal, therefore every man is either this animal, or th~t
animal, or ••• •• Confused distributive supposition, on the
other hand, while being of the same form, 'Every man ia an
animal', has supposition on the su~ject, and the descent to
the singulars ls made through a conjunctive proposition of the
form: 'Every lIlan is an animal, ther.efore this man ia an
30
...
,
i 1
1 i \
..
! - 1
1
1 1 !
o
o •
animal, and that man ia an animal, and ••• ·, but it is not
possible to infer the original proposition from anyone of the
singulars or from the conjunction of them. Ockham also has a
distinction between mobile confused distributi~é supposition
and immobile confused distributive supposition concerning the
account of sentences of the form, 'AlI except one ••• •• For
instance in a sentence of the forro 'Every man except Socrates
is running' we have mobile confused distributive supposition,
and we are allowed to roake the logical descent to individuals
(except Socra tes) in a copula ti ve proposi tion such as: 'Every
man except Socrates i5 running, therefore Plato is running
(and sa forth for aIl men different from Socrates).'
s~tences of the form 'Every man is running' which we have
just analyzed are those whose subject has a form of
supposition which Ockham calls immobile confused distributive
supposition.
As we have seen before, Ockham's main preoccupation is
to make sure that aIl signification be a matter of reference
ta individuals. This seems ta be the main reason for his
almost exclusive interest in personal supposition of the
common type. , The main motivation for treating it 50
exclusively was to prove that general terms als0 refer to
individuals. Professor Kneale comments on this fact in the
following way:
1.
By denying that a general term signifies anything which may· be common to various individual-s, he commi ts h imsel f to the mi staken view that a general term is merely a subsf/tute for a list of p~oper names. .
31
, ----1
1 f
)
It seems to me, however, that Ockham wouid much rather admit
to this kind of mistake than to the view that a general term
signifies something which is common to various individuals,
because that something wouid then have to have sorne kind of
reality within Ockham's system and that would certainly be a
case of multiplying entities beyond necessity in Ockham's
eyes. Contrary to Ockham, William of Shyreswood and Peter of
Spain, both realists, thought that a general term always
signifies a form and, because of this, it can only refer.E.!2
~ significato in the case of simple supposition. William of . Shyreswood, even though in hls thought supposition was gaining
importance, treated ~.!.!atio as the central notion; an
appellative noun when used in a proposition could either stand
for a universal nature or for itself. william of Shyreswood,
howev'er, had sUbdivided suppositio communis in the way which
was later adopted by Ockham; there remained nonetheless major
differences in their interpretation with respect to the
descent to singulars:
In the w~rk of William of Shyreswood the phrase 'descendere ad supposi ta' i s used to descr ibe an argument such as 'Every man is running; so Socrates i8 running', where it t's assumed,'of course, that Socrates is a man. 7
As is obvious from the previous remarks, even though this
formulation may seem similar to Ockham's, it does not have the
same kind of purpose or ontologicai outco~e. For Peter of
Spain supposition is more central, he, however, thinks that a
term can have naturai supposition both in a proposition and
outside a proposi tion. Peter of Spain' s naturai supposi tion
32
"1
----~----~'~'_aJ~;;'wp" .... - ........ _~iW-.-;.~PA __ ------____________________ ~.,~,~~ _______________________________ ~ __ ~-~
(
'(
+
has nothing to do wi th Ockham's personai supposi tion; in fact,
Peter of Spain holds that when a spoken sound has
signification in such a way as to become a terrn, it signifies
a universal nature or essence as its significate and it
acquîres a capacity to supposit for aIl actual (and possible)
indlviduals which belong to thlS un1versal nature,-and this is
what he means by natural supposition. 1 went lnto this short
survey of sorne of the opposing realist Vlews to stress the
fact that aIl medieval logîcians, even though 111 different
ways, were concerned with ]ustifylng their ontolog1cal views
through the lr log ical theor ies. The most impo rtan t po ln t in
Ockham's mlnd lS, as we have seen, the necessity of showing
that a general term can be reduced to a list of individuals,
because this wi 11 have as a consequence, among others, the
fact tha t the truth val ue 0 f demonstr a t ive proposi tions about
natural science can aiso be grounded in what he considers the
only reality: individuals or particulars. Knowledge can then
be of particulars (pr irnary substances in Aristotel ian term ).
with this in mind, 1 would like to look now at sorne attempts
to show that Ockham's system is equivalent to modern
quantification theory because 1 think it will bring out more
shar;:>ly Ockham's own concerns and motivations.
Section III - Quanti fication and Supposi tion;
Efforts have been made by modern logicians towards th~
development of a form of translation of medieval logical
systems into modern notation, notation which would be faithful
33
....
i , i
1
1
' .
(
(
•
to the medieval's interpretation of their own systems and
which would not completely change their systems to adapt them
to modern ones. These translations would also have to remain
faithful to the medieval's metaphysical concerns. 1 will
start by looklng at Boehner's view on the matter. He holds
that, even though there are sorne matters in which the
discrepancy IS obvious, nevertheless systems like those of
Peter of SpaIn, William of Ockham, Walter Burleigh and Albert
of Saxony are by and large translatable into modern systems of
the Frege/Russell type. For my purposes i t is sufficient ta
look at Ockham's system. Boehner's book, ~edie~~.! Logic,
produced Crltlclsms of the type given by Professor Matthews in
his paper "Ockham's supposition theory and modern logic",
WhlCh looks at what the importance is of the difticulties
out lIn ed b y Boe h n e ras we lIa s t 0 0 the r pro b lem s. 1 n
examIning hlS paper 1 plan to bring out the preoccupation with
the tact that, even though modern logic may, in tact, in
general l ines, be able to translate Ockham's system, it can
only do it at the price of changing the interpretations which
Ockham himself seems to have given ta his own system.
Professo r Tren tman remarks tha t
A logic differs from an uninterpreted câlculus in that, at least according to Many logical theorists (including the medieval logicians und e r d i sc u s s ion), a log ici a always developed with a vie", to an interpretation. 1 t must be deve-loped wi th a v iew to expressing what 'iïr truly be said about the world.
1 t seems ta me tba t this statement we Il expesaes Matthe"s' and
34
F*4:::;e4 :;C;:W;" 4
(
o
others' general criticisms of Boehner's approach to the
examination of medieval logical systems. 1 plan to dedicate a
second part of the discussion to looking at Professor Henry's
e ffor t to tr ansla te Ockham's system into a system which
is not of the Frege/Russell type: Lekniewski's ontology.
Professor Henry's contention IS that Lemiewski's ontology is
able to translate medieval logic into modern notation without
changing its interpretation, in a way in which other systems
cannot do 1 t. 1 will examine Henry's contention in some
detail, and also in relation to Professor Trentman's
criticism of it. According ta Geach, Le91iewski's ontoloqy
i s one of the la test d ev elopments in the 'Hi s tory of the
corruptions of logic'. Of the two - name theory of predica-
tion, he says:
ln our own time the two nallle theory has bee-n given a new 1ease of 1 i fe by Pol ish logieians, notably by Stanislaw Lemi-ewski. Great 109ical subtlety hàs sometimes been shown in developing the theory. It would be unjust to calI this subtlety fut~le, but 1 do call it ID i sd irected. l
This view , it seems to me, matches weIl professor Trentllan's )
criticism of Henry's effort. He, against Henry, holds that,
in fact, Le!lniewski's ontology weIl translates aIl of the
Medieval logical systems which adopted and were based on the
two - name theory of pred ication, but he holds that i t cannot
in any way hand1e the translation of the Thomist type of
logie. Finally 1 would like to see what the ilDport of aIl
these discussion. ac:tuilly is vith respect to the problell of
35
,
1
1 1 i
how many of Ockham's intuitions can be handled and kept by a
complete formaI i zation of his system.
In turning now to the examination of Boehner's book
Medieval Logic it is worth noting as a prel iminary remark,
that the book is dedicated to the examination of scholastic
logic and to its relevance to and translatability into modern
quantification theory and ax iomatic systems. The main purpose
of the book as i t is expressed by Boehner is:
to show that a carefui analysis of such terms (synca tegorematic words) is a sure sign of a deeper consciousness of the formality of logic. 20
It seems to me, therefore, that it is in orQer to show
the awareness of the scholastics to the formaI character of
logic that Boehner embarks on the enterprise of showing the
translatabi I i ty of the scholastics' tneo-ry -of supposi tion and
of their theolY of consequences into ~odern sys'tems, and not
pl imar ily to show canplete agreement both of pUlpOseS and of
intuition between medieval and modern logicians. In his
examination of the relevance and importance of scholastic
logic Boehner points out that,
Lacking an adequate symbol i8lll, the Scholastics fai 1 ed to expre •• sufficiently the distinction between the constants and the variables of logical discourse21
While this 6eems to point to a defect in the logical analy.i.
of the medievals, Boehner then goes on to say that this defi
cie~cy is not as big as it May appear at first sight because,
he thinks, it can be replaced by the sharp distinction that
the medievals had betveen categorelllatic worda an~ syncategore-
36
(- ,
f
o
of
matie words; furthermore, the distinction whieh they made
between the formal and the material elements of discourse,
mirrors qui te well the modern d istïnction; in fact, the formal
elements of logical diseourse are the constants while the
material elements are the variables. The analysis made by
Boehner is of great importance also because it i8 one of the
basic points of departure for the d isageement between him, on
the one side, and Professors Matthews and Kneale, on the
other. 1 will discuss this point when examining Professor
Matthews' opinion on this subject.
Given the analogy between constants and variables, and
synea tegorema tic and ca tegorema tic words, Boehner goes on to
discuss the similarities between sorne medieval theories of
supposition and modern quantification theory; in doing this he
points, however, to a very basic difference between modern and
mcklieval logic. He thinks that the major source of difference
between them i8 the fact that Medieval logicians dedicated
th_sel ves to the anal ysis of rdinary language, latin; while
modern logicians use, as t e basis for their analysis, an
artificial and simplified language. Having made this remark
he adds that:
lCeepi ng thi s impo r tan t di f ferenee between the two logies in mind, we ahall not be so prone to overlook the basic similaE'~~y beneath the apparent di "erai ty.
, After thea. introduetory remarks Boehner goe. on to dlacu ••
two particular cases: a particular, affiraative, categorieal
proposition about a state of affairs, and a univer •• l, affh;-
37
~. scoa; '4' a; iQU_ • l ,'; ..,.SJ - p_ 4
\ j
( ,
,.
/
\ maUve, categorical proposition about a fact. About the first
case he says that this type of proposition 18 analyzed by
Ockham in exactly the sarne way as by mOdern logicians. Taking
for example: 'Some man i s morta l', which i s an example of wha t
Ockham called determinate personal supposi tion; he says that
both for Ockham and for modern logicians,
the proposition is true, if there i s at lea8t one subject (or individual), about which it is true ta say: this is a man .and this is mortal. 23
Ockhamls analysis of this type of proposition, as discussed
shortly in section' II, is that ~t is equivalent ta a
disjunction, each member of which consists of a singular
proposition containing the subject in its singularized form;
therefore it becomes 'some man is mortal (-) this man is
mortal, or that man is mOItaI, or that man i8 mortal ••• • •
Boehner then 90e8 on to say that this Bame proposition would
be expressed in modern logical notation in exactly the same
way: (Ex) [Man(ie) • Mortal(x») <-) {(Man(xI)". Mortal (xl») v
(Man(x2) • Mortal(x2») v ••• xn}. In the case of a universal
affirDla ti ve categor ical proposi tion about a fact the matter is
different and more problematic; modern logic, for the /'
int'erpretation of a sentence like 'EverY)B,arr i8 mortal l ,
transforms i t into a condi tional proposJ. tian in the following
way: (x) (Man(x) -) Mortal(x»). The problem with the analysis
of thi8 type of proposition i8 t6at O~kham, even thou9h he
mi9ht have known of the possibil ity of transforming it into a
conditional, wanted to keep the possibility open to infer fram
it a sentence like: 'Some man is mortal', and this obviously
38
1
, li. f ... ' •• e ....... "'4 ..... _.".P, ........ ... t4I"'f ........................... ____ ... _ .... ___ ........... _ ...................... ., ................... ~ .... IIt .. #Ifo : frj II! .,. ........ ~ ..... _
o
/
,
cannat be dODe if the proposition becomes eonditiona~. He
insisted, the-=efore, on keeping the sentence's existential
import, which it loses in the modern analY8is. Ockham, there
fo.re, analyzed the proposition in the following vay: 'Every
man is mortal (-) this man is mortal, and that man i8 mortal,
and that fan is mortal ••• ', and sa forth for every man.
Boehner, however, argues that there is a possibility of
finding a translation of this kind of analysis in modern logie
and the possibility lies in 'simply sinqularizing the
individual variable.,24
Apc ord i ng to Boehner, howev er, the rea l prob l em in the /
trans·la·tion of medieval theories of supposition into modern
logical notation is given by the s~pposition of the predicate;
there is no counterpart of it present in modern logic. The
fact that Ockham accepted the following eqivalence: 'Every man
ls mortal; therefore, every man is this mortal or that mortal
or that mortal ••• ·, shovs that he did not interpret the
universal affirmative proposition the same vay modern logic
does. At t~e end of, the examination of Ockham's theoEy
Boehner stre.ses again that,
A proposi tion in ord inary 1 anguage is usually composed of several predicates. If the general structure of ordinary propositions is to be reta ined, a compl icated interpretation is nece~si tated. As far as ve can determ~~e, this constitutes insurmountaolè difficulties for the symbol i za tion (}of sueh proposi tions in the language of modern logic. A Scholastic universal, affirmative proposition contains much more than a universal, affirmative proposition in modern logie,
39
* = t4' _., Q:,.
1
1 i
, 1
(
for it contains existential import. 25
-rrom this quota two -things come out, once more, and quite
First of aIl Boehner attributes most of the problems
arising in the translation of medieval logic into modern
notation to the differenee of the languages used, ordinary
language as opposed to an artifieial 1anguage26 , and not to a
real differenee in intuition or to a real difference in the
interpretation of the logie of a language. Secondly, it seem.
to me, he considers the only [eal difference of interpretation
and intuitions to reside in the medievals' failure to
eliminate existential import from the universel, affirmative
proposi ti on.
1 would like now to take a look ai: Matthews' paper,
"Oekham's supposition theory and modern logic", because it
8eems to me to be a reaction, not to Boehner' s attempt to show
the importance of scholastie logie, but to Boehner's optimism f
in examining the differenees and similarities between modern
and Medieval logic. Matthews takes Ockham's theory as the
paradigm for his analysi s. In The Q.!velopment ~ Logic,
Professor Kneale, in talking about Ockham's theory of
supposition remarks that:
Although it is worth notice that Ockham here treats universal propositions as indefinitely large conj unctions, and ex i stent ial propositions as indefinitely large disjunctions, we should not let this novelty blind us to the fact that his real concern is not to expl ain quanti fiers, but rather to show how general terms may be said to stand for individuals.27
40
-..----------,~-~#~Ç~$~~;-,--*----------------------------------------------------------~------------- .-
1 1 ,
1 1 J
l . )
1 1
1
1 i
_ ......................... ___ .. ""' ...................... '- ___ ........ ___ .......... ., .... &... _ _ ... _ ....... t.- .. ~ •
- . 1 would like to suggeat that tt ta thia kind of 9.eneral
point, (wh ich cannot be emphast zed enough) among other thi nga,
which Matthewa has in mind in writing his paper. He does not
onl y argue that there'-l. are di screpancies ln the deta 1 l s of the
theory which make it difficul t to find an exact translation,
he al so wants to argue that there are basic di fferences in the
presupposi tions and starti ng po i nts of the theor ies which
cannot be accounted for by Boehner's analysis, and, therefore,
by the translations. He starts out by making it clear, in
tact, that although there are merits to the notion that there
are similarities between medieval logic and quantification
theory; one should not think, las Boehner's analysis may show,
that the ma in difference between them resides in the different
interpretations of universa1 propositions.
Matthews then starts a detailed analysis of Boehner's
c1aim of simllarity between the two 109ics, by examining the
fact that Boehner says on p.29 of his book that a particular,
affirmative, categorieal proposition is hand1ed the sarne way
by supposition theory and quantification theory. Matthews
maintains that Boehner has made a double mistake: both in
thinking that sentence (1) 'Some man is an animal', la
considered by Ockham to be equivalent to sentence (2) 'This
man ls an animal or that man is an animal or that man ••• ', and
also in thinklnq that sentence (7) '(Ex) (Px" Gx)' la
consldered by modern 109icians to be equiva1ent to sentence
, ... - He thinks in fact that
Ockham says that (1) implies (2) and that, (2) impl les (1), but
he did not put the two toqether to make an equivalence:
~------'" ~
1 \
.................... ......, ....... -_ ....... _---- ... _------*'-_ ..... _-_ ...... _---- -...-..- .. ~~ .. _ ..
()
. ,
furthermore moat modern logicians woù1d say that although (..8)
implies (7), the converse is not the case. 1 do not think,
however, that this criticism attacks the core of Boehner's
claim, and a1though Matthews' criticist!l is, in fact, correct,
it does not yet contribute to the argument that modern logic
and supposition theory differ in basic intuitions and general
Interpretations of their respective systems. The second point
on which Matthews criticizes Boehner, consists in the fact
that Boehner had remarked that there was no p~rallel in modern
109ic to the predicate - term supposition in propositions of
type A. Matthews remarks that this difficulty applies also to
propositions of type 1 and that, therefore, Boehner's remark
that proposi tions of thi s type were interpreted in the same
way by modern and Medieval 10gician8 in unglounded. This
criticism seems to prov ide a more ser ious threat to Boehner' s
claims and a more basic drawback to the wh~le enterprise
because i t appl ies to aIl proposi tions alÎ'"tar as the pred icate
- term's supposi tional descent is concerned. The probl em i s
no longer restricted to universa1, categorical, affirmative
proposi tions. At the end of his analysis of thi. point
Matthew. says that:
JIN .GU *=1
So far, then we have found two reasons fpr denying that the 1 pro po s i t ion 1-8 i n ter pre te d b Y .odern logicians in the same way it was interpreted by Ockham. First a single quantifier is normally all that is used in modern log ic for an 1 proposition; but in order to parallel the ~wo suppositional descents we should need two quantifiers. Second, and even more impor tan t , the m od e r n par aIl el t 0
42
f'
, ; ,
t
i 1
•
_.. .. _ ... ~ . ~. i • ............ ~ ~ ~ -. _ ,,_ •• ~.... .~ ........... ... ... " .... _ .... _ _ _ _.. _
supposi tional desce~i invol ves a wastage of disjuncts.
The way in which modern logic would parallEil the supposi tional
descent is the fol,lowing: (lOa) 'Xl i8 a man and xl is
identical with something which ls an animal, or x2 i5 a man
and x2 is identical with something which is an animal, or ••• ·;
since only one of the disjuncts need he true for (10a) to be
true, aIl the disjuncts about x's which are not men can be
disregarded, hut this produces what Matthews calls 'an
enormous wastage of di sj uncts.'
This introduces a very strong doubt as to the
possibility of translating any of the types of propositions
from med ievai supposi tion theory to modern quanti ficational
theory_ The reason for this is the fact that in Ockham's
theory the quantified elements are 90ing to be subject and
predicate terms, in modern quantificational theory, on the
other hand, variables are quantified. Matthews says very
rightly, and 1 would say, in agreement with Kneale's
previously quoted remark, that:
Q
To eliminate a quantification by expantion we shou1d' have to go trom,' (Ex) fixe to the di sj unct 10n 'fixl v {lx2 v ••• • "and from '(x) ~Xl to the conjunction '~xl • ~x2 • ••••• So one reason that there can be no fai thful render ing of suppesitional'oeacent in modern matheaatieal'logic ia this: sinee it ia variables that are quantified in modern 10gic, any de.cent to singulars achieved by the el iroin.tion of quantifiers would have to he a descent to aIl x's, that is, to aIl the individuels withln the uni verse of discourse. Regardles8 of whether a proposition ia universal or particu1ar# thera
43 \
... -----.. """I!"!!, ;a'ftII$II1'III4RIi!'I',411'1OJ2illlllli4'"S4""A""I'I;;:IIIJII!Pi--------------------------- - ,---
1
1 f
, î
__ + ".. .. _ -.. ~ ..... "- __ ................. _ -. .... '"_ "'_ w __ ....... _____ ....- .. ~ _ ... ~ .... _
o
could be no descent by el imination of quantifiers to, say, men and nothing else, ~, there is i~ supposi tion theory.
It seems to me that this criticism is quite conclusive,
because it points to a most basic difference with.respect, not
as Boehner wouid have l iked, to the deta il s of one particui ar
type of proposition, but with respect to the translation of
all types of propositions and to the interpretations of the
two sys tems.
1 would like to point out that if Bo.hner's task wa.
almply, as he says at times, to give relevance to the great
devel opmen t and importance of schol astic log ic, and if in
order to dO that he tried to point out some informaI
aimilarities between medieval logic and modern logici then the
eriticisms contained in Matthews' paper are, to some extent,
besides the point. But if, on the other hand, his main task
was t'O show major points of agreement in the actual
accomplishments and intuitions of the two theories, then
Matthews' paper retains great importance and impact in so far
as it shows that such an enterprise ia very problematic if not
altogether impossible.
Given the fact that Matthews' critici'm seems to be
quite conclusive evidence againat the possibility of
transI ati ng med iev al aupposi tian theory into quantifi.cation
theory of a system of the Freeje/Ru.a.ll type, 1 would li ke now
to turn to the exemination of the po •• ibil i ty of tranal ating
aed ieval theor i •• into .nother modern ayat_: Lellnieva.l'.
/ ontology.
•
44
tl"qpa '. ( p » 4 Ji
., 1
..... '-"',.. ... • .. L'" .... _ ........ .. ... .. ................... 1... ~~ ... .L. _ -.. .. ~ __ ... __ ..... "'-_~. • .... __
1 ->
(
In h..is book Medieval Logic and Metaphysics Professor
Henry argues that Lellniewski's ontology can hand1e the
translation of all types of medieval log ica1 systems: 1 would
like to examine this claim in relation to Professor Trentman
cri tic i sm 0 fit. In order to do this 1 think it would be
profitable to give a short out1ine of the way in which Henry
presen ts Le lm iews k i' s onto 1 ogy. About Le!miewski' s onto l ogy
Henry says:
This logic i5 anti - forma1ist, in that i ts theorems are interpreted truths, and not mere syntactically permissib1e combinations of uninterpreted marks. It has the capaci ty for the introduction of indefinitely many ,new parts of speech (semantica1 ca tegor ies), and hence can adapt i tsel f to the required degree of exactitude for the purpose of ana1yzing Medieval 1 og i c , •••• l' t em plo Y san in terpretation of the quanti fiers which allows dissociation of the latter from its usually necessary entanglement with the notion of existence, and so is in a position to come ta more exact terms with Medieval discourse on this topic.30
Renry begins his exposition of Le!;niewski's ontology by
considering what has to count as a name: he defines name in
the following way:
a name (or noun - 'expression) ia an expresaion sui table to accur aa the arguat:nt of one or other of both of the following proposition -forming functors: 1. There exista exactly one object which ia (a, an) ••• , 2. There exist at least two obj\ecta each of wh ich i a (a, an) •••
Moun - expressions can be simple or compound and ,shared, un-
ahar.d, or fictitious names; they are the basis of
45
, \ ,
(
1
1 1 ! i
J ()
Le!iniewski' s ontology. Henry uses the ontolog ical tabl e32 in
order to explain the functions which these names ean have and
the eombinations whieh they can be used ta forme
On the table 1.1 represents shared oames, 1.2 represents
unshared names, and 1.3 represents fieti tious names: ai 1 the
o the r dia gram son the t a b 1 e r e pre sen t aIl the po s s i b i lit i e s
for other combinations. Henry then gaes i'nto a detailed
exposition and description of the funetors of Le~niewski's
ontology. The most important of them is the functor of ,"""-:
singular inclusion,'a€b' because th~ tonctor t ••• E. •••• is the \ -\ "
only primitIve functor of ontology, the best ch'aracterization
of it in ordinary language, aeeording ta Henry, is given by
the Latin ·est'. Another interesting fuoctor is the functor ~
af strong inclusion 'aCb', every a is b, Fs the ordinary
language rendering of it and the interesting feature of it for
the purposes of translating medieval logic, is tha,t for the
truth of an expression of this form the existence of both a
and b is required, (For a description of aIl the other
functors, part II of Henry's book ~~~l~~~l LoglE ~~~
Metaphysics is very d,etailed and clear). Since up to this
point Le!iniewski's ontology only takes care of the semantica1
category of names, and eould, therefore, ooly produce a proper
tr ansl ation of the rnedieval two - name theory 0 f pred ication,
Henry gives two ontological definitions with which one can
obtain a verb from a name and viceversa:
15 [afl :a E: trm{Cf}.<->. ae.a. f(8). Here a name 1 iRe expression 'trm {ct}' is formed f~om the verb (pre~lcate) '~'; thus if 'ft ls
46
• , ,
-
( Li kewi se:
'leads' then , leader' • ~3
'trm {'fl'is
16 ( ab) : ~ [ (b] ] (a). < - >. a ~b. Th us if 'b' is the name 'deputy', then ' [lb]]' lS the verb 'deputlzes'. Th usa s s um i ng n ame a nd ver b (0 r predicate) as basIc semantlcal categories, it is possIble to build up an lndefinitely large number of new parts of speech of i ne r e a sin g c om pIe x i t Y b Y m e anS 0 f definitlons introduclng such many Ilnk functors. 34
Thus if thlS move can be taken to be legitlmate, and both
names and verbs can be taken as baSIC semantlcal categorIes of
ontology, Henry WIll not only be able to translate two - name
theories of predIcatIon of the Ockhamist type, but he will
also be able to take care of the translatIon ofThomlst, or
an t l - Oc kham I st med 1 ev a l log ics. With Henry's eXpOSItIon It
is certainly possible to get rid of most of the problems
caused by the attempts of translating Ockham's theory of
supposition lnto modern logic, lncludlng the very important
one pointed out by Matthews that where modern lOglc quantifies
over varlables Ockham quantIfIes over terms. However, as
Professor Trentman pOlnted out, sinee the only primitive term
of the original axioms of ontology is 'E.', which has as
arguments two names, this theory can only be considered an
appropriate tool for translating the two - name theory of
pred ieation. Prof-essor Tren tman says:
Ockham regards the copula as 'the verb join ing the pred icate vi th the subjeet' (copul a aute. vocatur verbWD eopulans praedicatUlll cu. aubieeto. 8 1, c.33). He regards the predicate and subject as being
.7
--~------~~~.~>~.~i=~' ____ ------------------------__ -'--_____ ~----____ -----------------------------------
(
(
allke names of the same semantic category, and ln a weIl -formed proposition he thinks the copula joins a subJect with a predicate to form a proposition ln which the two names (if the proposition is ~§ue) each name the same lndivldual.
Since Le~llewski's ontology 15, qUlte elearly, a modern
ver s ion 0 t the t w 0 - na met he 0 r y 0 f P r ed 1 e a t ion, i t e an
eertalnly take eare of the translatIon of Oekham's theory.
The prImitIve functor 'E' 15 ln tact a copula, 'est' )Oinlng
two names. According to Professar Trentman, however, ontology
d oes no t seem to be ab 1 e to accoun t equa Il y we Il fa r those
14 th century loglclans who rejected the two - name theory of
predication, for example V. Ferrer and W. Burleigh: Professor
Trentman argues that 5lnee,
50 far as the doctrines of predicatIon of these fourteenth cent ury logician are concerned ••• subject and predicate do not belong to the same semantic category, therefore, Ferrer wi Il not allow that pred icate can have the property of supposi tion, 36
the doctrine of at least these Medieval logieians could not be
translated by using Leliniewski's ontology and what would be
needed wauld be a farm llke 'g(A)' as analyzed ln a Fregean
system. In answer ta this obJection, Henry, taking this point
to be simply a syntaetie remark, eounteracts by saying that
the two definltions given above, which per.it to obtain a na.e
from a verb and v lee versa, would be enough to lDake i t
possible to translate these other kinds of Medieval 109ics
al so. This because, by virtue of these tvo formulas, tbe
verb and the name, as 1 quoted before, vould becc.e two basic
48
.:;:, c; c.
1
1 }
1
1
1 1
1
(
(
semantic categories of ontology,
and hence a '(1 (A)' form cor responding to every 'twî - name' fom of the type of 'a~b', 7
would be given. The point, however, made by Professor
Trentman was not only a syntactic point. His point, if 1
understand it correctly, would seem to be more directed to a
problem of interpretation; in one of his papers he maintains
that there are three ways of talking about a formal system:
(I) One can ta 1 k about a fo rma 1 system strictly syntactically, as though its elements were meanin-9 1 es s m a r k sor cou n ter sin a 9 am e , and refuse to consider any question about interpretation and ontology •••• (11) One can say about a formaI system tha t i t can be interpre t ed i n var i 0 u s wa ys t 0 Y i e 1 d various sets of ontological commi tments. The system i tsel f, accord ing to thi s v iew, i s neutral with respect to ontological questions... • (III) One can say about a formaI system that its structure on interpretation reflects the true (and only true) ontol ogy. It~ may i ndeed be designed with a viev to an interpretation capable of expressing those and only those distinctions th1i cOllllllit one to the trtie ontology.
Professor Trentaan's ~ontention is that lif one is perfoming
a type - 1 activity, in givlng the two definition.:
(1) (afJ :a~trlll{f} .<->.a&.ao,a, and
(2){ab):€-((b)) (a) <->at.bi then the move saay weIl be legiti •• te
and 1 t lIIay alao be possible to interpret syat ... of tbe type
of Sur 1eigh and Ferrer vi th Lemiew.ki's ontology. So a1.0 he
.. intains that if one is perfocaing a type - II activity, thi.
type of saove i •• qually legiti •• te. But he •• int.i". tbat
~ ___ '~=_,"I~' ___ 4 ___ • ______ --____________ ·_9 ____ --------------______ ~ __ __
(
with respect to medievai Iogicai systems it is type - III
activity which shouid be taken into account in order to be
fa i thful to the authors' moti vations. In fact, he sa ys that:
In any case, although there are questions that might be raised about the extent to which we can speak of their having to do with formaI systems at aIl, it is clear that the medievai logicians did not limit their study to a type - 1 acti v i ty; in fact (and Henry wouid agree) the point of view of these logicians was most Jgike that described above in III.
Furthermore, it is also maintained by Professor Trentman, and
surprisingly argued for in various places by Professor
Henry, that Le!miewski's ontology is aiso a system well
described by type - III activity. Henry says that the
theorems of ontology are true not simply in the sense in which
propositions are true in logic, but in the sense in which
propositions are true in science. And Professor Trent •• n
quotes:
if, hovever, we take into account the contents of ontolo9Y then it wou là be more appropr ia te to àe.cribe it a. a theory of wbat there is. Just as astronomy tell. us something about heavenly bodies, the theses of ontology tell u. something about things or objl~t. if one prefers, or individuais.
50 if the point of view of the meàievals, na.ely type - III
activity, were not enough by itself to dete~ine the fact tbat
people like Burleigh and Ferrer had interpreted .y.t ....
inea.patible vith Le~iev.ki·s ontology; certainly Henry'. own
contention about the fact that Lell'liewski's ontology is it.elf
an interpreteà sy.t .. , would be. Furtbe~ore, in the opinions
50
Cf _cç:b a*4.
, f
f !
. î ~
of people Trentma~, Geach and Kearna, and possibly in
Lehniewski's own opinion, Le!ln-i-e-wskPs ontology is a type -
III activity, and it i8 a nominali8t system.
To conclude 1 would like to summarize the general point
of the above criticism in the following way: if Henry is going
to maintain that ontology is an interpreted system, in which
names are the basic semantic category, then the introduction
of verbs or predicates cannot constitute another semantic
category. On this account he would have to give up the claim
that ontology can interpret and translate correctly non -
nominalist Medieval theories. If, on the other hand, Henry is
g01ng to maintain the claim that ontology can translate such
authors correctly, then he would have to give up the claim
that it is an interpreted system. 1 do not see how he could
solve the problem without accepting one of these two alterna-
tives, and 1 also think that, given the fact that Lellniewski'.
ontology 5eems to be quite clearly an interpreted sys,tem, and
interpreted to fuI f~11 the needs of Lemiewski's nominal ism,
Henry would have to give up the claim that with Lellniewaki's
ont 0 1 og Y he ca n t r ans 1 a te, and m 0 s t 0 f aIl, i n ter pre t
correctly, those authors who clearly reject the two - na ••
tbeory of predication.
More important ta our larger discussion, however, is the
fact that, as has been shawn, Ockha.'. theory of supposition
can properly be handled by Lellniewski's ontology but not by
sy.t ... of the Prege/Russell type. Thi., in tutn, shows quit •
clearly that Ockh .. •• syat .. also ia an interpreted .y.t .. and
51
f •
, r
1
j
1
- ..... If\< ... ". • _ ... _ .. ____ ......... _ ... _ ~ ~ ~.~ "'''' ....... _ .......... _~ ___ ....... ____ "'7 ... - ~- ~ -. _..- ....... ~ -, - -- -~ .... - -... . ...... ~ ... - -. ..... _ ... ~ -... - .......... _ ..... ....,.. -- ................... -
( l
•
it is a version of the two - name theory of predication. In
order to understand Ockham's metaphysical concerna, thereforé,
one has to keep clearly in mind that which i8 entailed by his
logical system: namely a classical form of nominalisme In the
next chapter 1 will look at Ockham's modal logic to s.e
whether it can help in finding Ockham's nominali .. compatible
with some form of es.entialism.
L.
52
o ...
.....
SU El
..
1 L. M. O. Rijk, "Tbe Origin. of the Theory of the Properti •• of T.t .... in!h! Ca.bridie Hi.torx of Later Medieval PbilO.O~hY, N. Kretzœann, A. Kenny, , 3. Pinborg ;a •• (cambrIdge: Cambr dge university Press, 1982), p.16l.
2 Ibid., p.162.
3 Oekham, Oekham's Philosophieal writinrs, P. Boehner ed. (New York: Thomas NeliOiï, Sons, Ltd., 1957 , p.6".
" L. M. De Rijk, "The Development of Suppositio Naturalis in Medieval LogieR
, Vivarium 11. 1973, p.77.
S For more details on Buridan's discussion and on the general topie Cf. De Rijk, "The Development of Supposi tio .....
6 Oekham, Philosophie.l writinga, p."8.
1 V. Perrer, Tractatus de Suppoaitionibu8, J.A. Trenat.n ad. (Stuttgaard: Frommann-HolZbooq, 1977), p.22.
a Ockham, Philosophieal Kr i ting., p. 53.' 1
9 Ibid., p.S5.
10 L.M. De Rijk, "Theory of,the Properties of T.r •• •• p.165.
11 Oekham, Philosophieal Writings, p.6 ••
12 Ibid., p.65.
13 Ibi'd., p.70.
14 Ibid., pp.6S-ti6.
lS Ibid., p.71.
16 w. , M. Kn_a1e,"!!. D."SipDt .If fe.le. (O.focd: .,... Clarendon Pre •• , 1962), pp.ft1- •
'17 Ibid., p.268.
18 J.A. Trent.an. ·Letnl •• aki t s"onto109Y and .0 •• lIedieval Logicians, Motr. b!!!! Journal.!!! l'or •• 1 LOlie VII, 1966, p.363. .
. 19 P.T. Geach, Lille Matter.. ,Berk.l.y a~ LO. ADg.l ••• Univer.ityof Californ a fr •••• 1'72}, p.52.
53
.. &iLW fi 4P~4
p-
, < 1 , ~
G
o·
• 20 P. Boehner, Medieval Logic, (Manchester: Manchester
University press, 1966), p.19.
21 Ibid., p.24.
22 Ibid., p.29.
23 Ibid., pp.29-30.
24 Ibid., p.3l.
25 Ibid., p.44.
26 This cannot be the major probl .. becauae, in case it ___ ~ ware, i t would suffice to CCDpare Scholastic v iaw8 to modern
\- 'ordinary language' philosophers. When Strawson taik. about an analysis of ordinary language he criticizes Russell's view that un i versa 1 proposi tions should becane cond i tional s (wi th no existential import) in the following way: in ordinary language when we say that (1) "AlI crows are black" and when va say that (2) "Some crow ( in partieular Stanley) is black", we, in both cases, are making an existential claim: we both think that (1) has existential impart, and that (2) follows or can follow from (1). Strawson in this respect Is in full agreement with aIl the medievals; they thought that universal propositions have existential impart and that if there are no croW8, then, neither (1) nor (2) can be true.
27 w. , M. Kneale,The Development of Logie, p.268.
28 G.B. Matthews, "Oekham's Supposi tion Theory and Modern Logic", Philosoehical Revlew 73, 1964, p.95.
/
29 Ibid., pp.95-96.
30 D. P. Henry, Medieval ~ and Metaphysics (London: Hutchiaon University Llbrary, 1972), p.j.
31 Ibid., p.17.
32 Ibid., p.42.
33 Ibid ••
34 Ibid ••
3S J. 'l'rentaen, "r.tnle.ki' a on toI ogy" ,
36 Ibid., p.362.
37 D. P. Henry, "Leiniewaki's Ontology a Logiciens", Motre 2!!! Journal ~ por .. l Losie p.324.
Some Mec! iev.'1 n.3, 1969,
_ ....... _~J
• J .K ........ 4 ,<
, 1 {
f
1 i 1
1
1 Î ) 1 . 1
()
. ,
38 J. Trent.an, ·On Interpretation, L.tnie ... ki'. Ontology, and the Study of Modern Logic·, !!.!!!. 1., Ap76, pp.~1'7-18.
39 Ibid., p.218.
.0 C. Lejewaki, "On Lellnievaki'. Ont'o1ogy·, •• tio 1-2, 1957-60, p.1S3.
\ J
55
r
1 1 , , ,
1
1 j
f
\
~ ~ ....... ~-- _ ... ~,,-------_ .......... -_ ..... -- ... ..-...- ..... -.. ------ --,.. ..... - ~.(. I~'_ iii. ~~ ......... ~tt\i .... I\.,.!Htb'*~~#P
•
•
Chapter Il
MOdal '09ie ~ Z •• entieli.-
Introduction:
But. as Oekham seeks to ahow. those who refer the distinctions between genera. species, differentiae, and pro pe r t i es, t 0 r e a 1 l Y dis tic t things co-existing in the individual s denoted by thein;" automatically destroy the distinction between essential and accidenta1 predication, and between necessary and contingent propositions. As has been stated before, OckhalD's logical naminaliam is the sine ~ua non of his metaphysical realism.,
As was said before, Ockham wanted to reject Art.totle'a
conception of universals as real things outafde the aind,
because such a view, according to him, would produce a contra
diction. A univeraal, if it existed out_ide the mind .s an\
entity, would have to be an individual. He also wanted to
Eejeet the Scotist viaw that theEe was a formaI distinction
between the common n.ture and the individual ity, on the
gEound. th.t such a di.tinction ~ouid not be purely mental but
had to be real; for thi. reason the Scotist view would be
bound to encounter the •••• proble •• encount.rad by other .
r •• list theories of universals. Ockh •• 's unfavourable
opinions on the notion of universale !n ~ is related to the
fact that he a1so he1d the view that the other part of the
•• taphysic. of •••• nc ••• tb. part E.lat.d to divine id ••••
56
.., ................ __ ...... _ .. ~ _ ... _ .... _ .... _4'" ... _ ............. ~ _. ___ .... ~" __ ... ____ ...... ~~ ... _.. ~ ~
(> should not really be part of Christian systems, because he
thought that these essences or eternal ideas would limit the
power of God in creation. They were, according to him,
brought into Christian philosophy out of respect for the Greek
philosophy which had bel ieved in them. One part of the
metaphysics of essences, therefore, had to be rejected on
theological grounds, and the other part, the one concerning
the uni'y~.!~ in~, had to be modified. As Moody points
out, Ockham wants to reject realism with respect to universals
through the elaboration of his logical system and, as we have
seen before, he seems to want to retain a notion of essence
which is, however, completely different from the ones which
different forms of realism would uphold. In the previous
chapter it has been established, through an examination of his
theories of meaning and of reference, what the relationship
i8, according to Ockham's nominalism, between thought and
reality and how the one to one correspondence between the two
realms makes it possible for him to maintain the link which,
if lost, would lead him to scepticisme According to Ockham,
Many indivi8uals are subsumed under a common concept
(universal) through a notion of resemblance or similarity;
there is no reason for a part of the universal to be ~ the
various individuals, in order that they May a11 be referred to
by using the same concept. Essences are not universal.
Accprding to Moody's quoted passage the distinction between
accidental predication and essential predication and between
necessary and contingent pr.oposi tions, i8 only kept, in
Ockham's view, if one rejects the theory of universa!! ~
57
--------~.+~;i~ ..... t .. ~A--.------------------------------~-------~-- ~----
~. For a closer analysis of Ockham's views on essential and
accidentaI predication, in order to substantiate or reject
Mo od y. sel a i m ab 0 ut i t, and i n 0 rd e r t 0 se e wh eth e r, i n fa ct,
Ockham can only hold on to nominal essences, 1 want to examine
Ockham' s moda 1 log ie.
Before doing that, however, 1 want to look briefly at
the context in which the distinction between ~ re and de
dicto modalities arose.
In prior Analytics i,9 Aristotle makes an interesting observation: 'It happens sometimes that the conclusion is necessary when only one premiss is necessary; not, however, either premiss taken at random, but the major premiss.' Here Aristotle means to sanction such inferences as (1) Every human being i8 necessari
ly rational (2) Every animal in this room is a
human being Therefore () Every animal in this room is
necessarily rational On the other hand he means to reject inferences of the following sort:· ' (4) Every rational creature is in
Australia (5) Every human being ia necessari
ly a rational creature Therefore (6) Every human being ia necessari-
ly in Australia Aristotle would probably accept as sound the Inference of () from (1) and (2). But if so, then (3) is not to be read as ()') It iB necessa;rily true that
every animal in this room i. rational;
for (3') is clearly false. Instead (3) aust be construed, if Aristotle is correct, as the claim that e.ch ani.al in thi. room has a certain
.property - the property of being
58
(
(
rational - Decessarily or e •• entially. That is to say, (3) must be taken as an expression of modality de re rather than modality de d icto. 2
The passage from Aristotle quoted by Plantinga has been
said by sorne to have been one of Aristotle's ways to draw a
distinction between what is called modality de re and modality
de dicto. The distinction between the two is held to provide
a means of distinguishing between what i5 said about proposi-
tions and what i8 said about properties attributed to res.
During the course of the Middle Ages this distinction is
always kept and used for a variety of purposes; one of the
most promlnent ways in which it is used is the solution of the
problem of God's foreknowledge of human action and its
rel ationship to human fr.eedom. It is not clear whether
Aristotle had meant to draw the distinction or not, but there
is evidence that for a period of time between Aristotle and ., the e~rly Middle-Ages the passages which seem to imply the
distinction were held to have been a mistake on Aristotle's
part. When Abelard wrote his cammentary on De Interpretatione
he wrote about the distinction and said that there were two
senses in which modal sentences should be analysed: the
expositio .E!! compositionem and the expositio per divisionem
(de sensu and de !.! or rebus).
A genuinely modal statement, he thinks, is one which involves modali ty secundum exposi tionem de rebus. ••• For although Nullum hominem possibil'e est esse album can be taken to be a true singular affirmative statement with the meaning 'It is possible that no man should be wQite', it can also be
59
/
(
taken to be a faise universai negative statement with the meaning 'No man can be white'; and according to Abelard it is not really a modal statement unless taken in the second sense, when the modal word belongs in effect to the predicate and may therefore be said to express a mode or manner in which the subject is characterized. 3
Whether or not Abel ard was the one who establ ished the
distinction, the distinctIon is subsequently found in william
of Shyreswood, in Peter of Spain and in many other medieval
logiclans.
Section l - Modal Logic:
Will iam of Ockham, like most other medieval logicians,
accepted the distinction. The treatment of modal propositions
in medleval logic is undertaken as a part of the theory of
supposition - the theory of amplia~~on. The theory of amplia-
tion treats of cases in which terms are taken to stand for
things ln future, past and modal propositions.
The theory of ampliation played a key role in the fourteenth century nominalist effort to reconcile the Aristotelian dictum that science was always of the necessary with the nominalist view that (excepting Godl) only contingent individual substances ,!nd qualities exist or cou Id ex i st •
. (. As 1S quite clear from the above discussion, this is cer'tainly
true of Ockham whose main philosophical preoccupation was
maintaining that aIl that exists is individual and that,
therefore, aIl knowledge has to be of individuais.
60
. ,.e _Q* ; 4 -
(
According to Ockham aIl terms WhlCh can be predicated
truly of a whole proposItIon are to be considered modes and
are, therefore, capable of making such a propositlon modal.
ASlde from those WhlCh are accepted as modes by most,
'necessary', 'posslble', 'ImpossIble' and 'contIngent', there-
fore, Ockham considered 'true', 'false', 'wrltten', 'spoken',
'belleved', 'known' and 'thought' to be modes as weIl. He,
however, dedicates more time to the diScussIon of the first
four and concedes the fact that the status of the second set
o f ter ms loi hic h he con 5 Ide r 5 t 0 b e m ad a lis con t r 0 ver t ed •
'Contlngent' IS deflned as that whlCh 15 'nelther necessary
nor ImpOSSIble' and 'ImpossIble' IS defined as that WhlCh 1S
'not posslble'. These two modes are, therefore, derlvatlve and
defined ln terms of 'necessary' and 'pOSSIble'. Just as he
does wlth past-tense and future-tense prOpOSItIons, SO aiso ln
deallng wlth modal propOSItIons Ockham uses the strategy of
expl1catlng them in terms of the modal status of the non-modal
propOSItIons correspondlng ta them. ThIS, however, should not
be taken ta mean that Ockham IS at aIl Incllned to talk about
a new categary of belngs (the category of non-eXIstent beings)
or a ne loi 0 n toI og y. It 15 possIble to analyse modal propOSl-
tl0ns ln terms of non-modal proposltlons, but not in such
terms as to Imply talk about non-ex1stents.
Ockham does Insist that Iole cannot even talk about Im~osslblila and mere intelilg Ibl11a.
Accordlng to Ockham forms l ike 'It 15 necessary that P' and
'It lS possible that p' are ambiguous and they should be
distlnguished. He taiks first about modal sentences taken in
61
C hl
(
the sense of eomposi tlon:
Proposltio modails pnmo modo dicta semper est distinguenda seeundum e om po S 1 t ion em et d 1 vis i 0 nem • 1 n sensu eomposltlonis semper denotatur, quad talls modus verlficatur de proposit10ne illius dieti, Sleut per 1 stam 'Omnem hom Inem esse animal est neeessarlum', denotatur, quad 1 ste modus' neeessar ium' verlficetur de ista proposit1one: 'Omnls homo est anImal', CUIUS
dlctum est hoc quod dieitur,'Omnem homlnem esse animal', quia dietum proposltlonls dicitur, quando tenlllni propositloni accipiuntur in accusatlvo casu et verbum in lnflnltlvo modo. 6
.. .
The sense of compositlon, therefore, applles the mode to the
whole propOSItIon, and the dlctum ln Latin takes the form of
the accusatIve case and the verb ln the inf1nitive and ln
Engllsh the farm 'It 15 nece5sary that The deflnition
of modal sentences taken ln the sense of division runs as
follows:
About
Sed sensus divisionis talls proposi t ion i s semper aequipo Il et propositioni acceptae euro modo sine tail die t 0, sic u t i s ta: ' Om n em h om i n em esse animal est necessarium', in sensu d1visionis aequipollet isti: 'Ornnis homo de necessitate vei necessario est animal'. Sirniliter ista in sensu div isionis: 'Sortem esse animal est seitum', aequipollet i s t i : ' Sor t e m sc 1 ~u r e s 5 e animal'. Et sic de aliis.
pro p 0 s 1 t 1 0 n s s!~ necessar 1 0 ---------- in the sense of
composi tion Ockham sa ys that when they are universal they can
be necessary even though the singulars are contingent or
false; the same can bel said of a universal impossible proposi-
tion. He al 50 adds that none of these propositions are really
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unlversal, but they are partlcular, because in aIl of them a
slngular prOposition is presupposed. The m od e , t ha t i s ,
applles to a SI ngu l ar, to onl y one propos 1 tian. As for the
requHements for asslgnlng truth values to such proposItions,
Ockham says that for determlnlng the necesslty of a proposi-
tian de necessarlo, for example, It lS not sufflclent for it
to be called necessary that It always be true, but lt lS
required that lt be true now, If It IS ln eXistence now, and
that lt cannot be possible for lt to be false. He gives the
example of the propositIon ~ est: thls proposition is
necessary, not because lt 15 always true, because If It did
not eXlst lt would not be true, but because when It does exist
it cannot be false. The same 1 s to be sa Id 1 f i nstead of
talklng about the proposition eX1stlng, we were to talk about
the proposition being uttered and the moment of utterance of
the proposition; unless, of course, the terms were stipulated
to have a different meaning. Impossib l e, contingent and pos-
slble propositions are taken care of in the same way, whereas
for the other modes the requiu.ments are more campI icated, but
a di scuss Ion 0 f them 1 S no t necessary for present purposes.
Ockham, then, moves on to a discussion of modal proposi-
tions in the sense of division, and he says that about modal
proposi t ions WI th a d ictum, which correspond who 11 y to those
propositions taken with a dictum in the sense of divis~on, it
should be observed that,
tales non convertuntul' CUlll pl'imis, homo potest una illarulII es •• vera al ia existente falsa et econverao. Sicut aecundum viam Aristoteli.
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haec est vera in sensu composi tionis: 'Omnem hominem esse animal est necessa ri um,; et tamen haec est falsa: 'omn~s homo de necessitate est animal'.
A modal proposition with a dlctum in the sense of division i8,
therefore, equ i va 1 en t to a moda 1 proposl t ion wi thou t a d ictum,
and the determlnation of l ts truth value becomes more compl i-
ca ted. As we have seen, ln fact, the modal term in these
cases does not have as its scope the whole proposition, it
determines only the predieate. For the truth of sueh proposi-
" tlons, It 15 required that the predicate be true of that which
the subJeet stands for. The requlrement, the-fefore, is that
the mode expressed by sueh a proposi tion be trul y pred lcable
of a propOSl t ion de 'inesse ln which the predicate is
predicated of the demonstrative pronoun. He explains by using
as an example the proposition 'Omne verum de necessitate est
ver um'. When taken ln the sense of div ision thi s proposi tion
is analysed in a way which is very similar to the way in which
universal non-modal propositions were seen to be analysed in
the theory of supposi tion (Cf. descensus to par t leul ar s in
the prev ious chapter). He says that the requirement is that
the predicate verum be predicateà of anythir19 for which the
subJect verum stands: he then adds that
puta quod quaelibet talis ait neces.aria: 'Hoc est verum', 'Illud est verum', demostra to quocumque, pro quo subiec tum suppon i t. Et quia non quael ibet ta lis est vera, idea haec est s impl ic i ter fa l sa: 'Olllne ~erum de necessi tate est verum'.
Regardless of the result of the analysis, it i8 intereating to
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notice that this sort of des~ensus to particulars again
shows Ockham's preoccupation with grounding his theory of
knowledge on particulars and also, as cornes out in other
examples, on existing individuals.
Again using the distinction between modal sentences
taken in the sense of division and taken in the sense of
composition, while talking about modal propositions taken in
the sense of division, Ockham says that a necessary proposi-
tion can be true and yet not be necessary, but contingent. He
explains by saYlng that if we take the proposition 'Creans
necessario est Deo', we want to say that this is necessary,
'Hoc est Deus', once that for ..;hich creans stands in that
necessary proposition( is demonstrated, but the proposition is
true and not necessary, because if it is posited that God
ceases to create, then, the proposition is false: it id,
therefore, in this sense, contingent and not necessary.
It is also to be noted that these modal propositions
when they are universal, are necessary, contingent, impossible
etc., onl y if the ir singul ar saI so are necessary, contingent,
and impossible. It i8 posslble, however, in some rare cases
that there be a universal modal proposition deilllpossibili,
with possible singulers;
Sicut patet in iate: 'Utru.que istorum necessariun est veru.', deatostratis iatis: 'Sortes fuit in A', 'Sortes non fuit in AI. Haec universal is est taposeibilis, et ta.en qual ibet singularis eet pos.ibi lis; nall haec est pos.ibili.: Uaec .st neces.ario vera: ·Sort •• fuit in A'· .. t siailiter ali • •• t PO •• ibil1s.10
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Ockham, therefore, maps modal proposi tions in the sense
of ccmposi tion ante thei r non-modal equi valent and those taken
in the sense of division onto non-modal propositions which are
not their exact counterpart, but which have as the subject a
demonstrative pronoun, or a proper name. Ockham also divides
necessary and possible proposi tions into two further catego-
ries: primary and derived. Those which are primary are those
in which the modal term is not negated and those which are
derived are those in which it is. Freddosoll characterizes the
division in something like the following way: the primary forro
is necessarily --' has as a derived form ' i8 not possi-
bly not --'; for '-- i5 necessarily not --' the derived form
i5 '-- i5 not p05sibly __ 1. , for '-- i s po S 5 i b 1 Y - -' the d e-
rived form is ' is not necessarily not --ii and for '-- is
possibly not --' the der i ved form i s '-- i s not necessar i-
ly --'. As Freddoso also points out it i5 interesting "to note
that Ockham's account of the truth conditions for a singular
affirmative de necessario proposition like 'Socrates is
necessarily a man' requires the necessity of the non-modal
'Socrates i5 a man'. It is, in other words, equivalent to the
proposition taken in the sense of canposition .'It is necessary
that Socrates is a man' and this proposition i8 false. It
follows that the proposition 'Socrates is necessarily a man'
ia also false. Freddoso says that
this result appears to place in doubt Ockham's commi tment to an e.sential ist account of substance, i.e. to the thesia that a substance ia chaIacterized necessaIily (or ••• entially) in certain ways and only contingently (or accidentally)
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in other ways.l2
Tbese propositions, in fact, can only tutn out to be true for
a necessary being. Ockham, however, wants to accept
propositions of the form: '50crates is-a man and Socrates is
necessarily not a non-man' and 'Socrates i8 a man and it is
n ec e s s a r y t ha tif Soc rat e sis a b e i n g, Soc rat e s i 8 a man', a s
necessary. Since these propositions are taken to be
equivalent to propositions like 'Socrates is necesarily a
man', Ockham, Freddoso says, seems to accept essential i sm, but
reject the equivalence. 1 think this point requires more
discussion because 1 f12spect that the solution is not quite as
simple as it might seem at a fi'rst glance: in other words
there has to be a reason for the fact that Ockham does not
accept the equivalence. 1 want to leave it fOr now, however,
because 1 think the discussion of it will became more
illuminating and more understandable at the end of this
chapter: 1 will come back to it, therefore, in the conclusion.
Betore 1 leave this section 1 want to give lF'reddoso's
outline for the truth cond i tion$ 9 i ven by Ockham for un i versaI
and particular .5!! necessario and de possibili modal proposi
tions w'i thout a dictum:
(P4l) A present-tense de necessar io A-proposi tion, 'Every A ia
necessarily B', is true if and only if (i) there is
something for which 'A' supposits and (ii) 'This i. s'
is necessary no matter wbich of the supposita of 'A' is
indicated by 'this'.
' •• 2) A present-tense de "necessar io E-propoaition, 'Ev.ry A i.
nec ••• ariIy not B' is tru. if and only if (i) th.rlt ,.
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nothing for which 'A' auppoaits or (ii) 'This ia not B'
is necessary, no matter which of the supposita of 'A' is
indicated by 'this'.
(P43) A present-tense de necessar io r-proposi tion, 'Sorne A is
necessarily B' is true if and only if (i) there is
80mething for which 'A' supposits and (ii) in at least
one instance in which 'this' indicates something for
which 'A' supposits, 'This is B' is necessary.
(P44) A presen t- tense de necessar io 0- proposi t ion, 'Sorne A is
necessarily not B', i5 true if and only if either (i)
there is nothing for which 'A' supposits or (ii) in at
least one instance in which 'this' indicates something
for which 'A' supposits, 'This is not B' i5 necessary.
(P4S) A present-tense de possibi li A-proposi tion, 'Every A is
possibly B', where A iB taken to supposit only for what
is actually A, is true if and only if (i) there is
something for which 'A' supposits and (ii) 'This is B'
is possible, no matter which of the supposita of 'A' is
ind icated by • this' •
(P46) A present- tense de possibi 1 i E-proposi tion, 'Every A is
possibly B', where 'A' ia taken to 8upposi,t only for
what is actually A, ia true if and only if either (i)
there is nothing for which 'A' supposits or (H) 'This ,
is not ,B' i8 possible, no matter which of the 8uppoaita
of 'A' is indicated by 'thi.·.
(P47) A present-tense de posBibili I-propoaition, 'So •• A ts
poaaibly BI, wh.re 'A' is taken to suppps,it only for
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what i8 actually A, i8 true if and only if (i) there i8
Bomething for which 'A' supposits and (ii) in at least
one instance in which 'thi s' ind icates something fOI
which 'A' supposi ts, 'this i sB' i s possible.
(P48) A present-tense de possibil i O-proposition, 'Some A is
possibly not B' 1 where 'A' is taken to supposi t only fOI
what i5 actually A, is true if and only if either (i)
there i5 nothing for which 'A' supposits or (ii) in at
least one instance in which 'this' indicates something
for which 'A' supposits, 'This is not B' i9 possible.
Some attention should be given to the tact that Ockham admits
• that A, in modal propositions de possibili, could also be
taken to supposit for what can be or is p05sibly A: a
discussion of this problem, howeveI, would take us too far
from the discussion at hand and would involve an analysis of
Ockham's account of unactualized possible beings. Let it
suffice to say that from a good part of Ockham's arguments and \
trom explicit statements, the existence of unactualized possi-
ble beings seems to be quite readi1y rejected. 1 think that
at this po int some attention should be 9 i ven to Ockham's modal
.yl109i8llls.
Section Il - Modal .y~logi_.:
In examin i09 Ockh .. •• theory of .o4al .y1109i _s 1 vi Il
give special attention to tho_e involving nece'Ssary
propositions because, a8 it is obvlous, they are thO •• which
are .o.t important for the purp\lse of dac id Ing que.tions of
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essential properties and esaential predication.
To explore Ockham's logic of modal sentences in the divided sense is to explore his modal syll og istic. Although one can gain valuable insight into Ockham's theory of m od a lit i es in the c om po s i tes e n se from an examination of his propositional logic and of his theory of consequentiae, the deduc ti ve theory of modality in the di.vided sense is almost enijrely confined to syll og i stic.
Ockham starts out by explaining the valid modes of the first
figure in which each proposition starts with 'It is necessary
that', those, that is, in which aIl the premisses are taken in
the sense of composition, and he says:
Et tenet talis discursus per istam regul am: praemi ssae in syll ogismo reg u 1 a tope r die ide om ni v e 1 de n~llo sunt necessaria" igitur conclusio est necessaria.
When aIl the premisses are taken in the sense of division or
its equivalent, the situation is not as simple; the direct
conclusion always followa, but not always when it i8 indirect.
In such propositions it i8 meant that whatever i8 said of the
subject is also said of the predicate, and since these
inferences are val id by the ~ de omni or de .!!.'!!.!~, Ockham
say. that the following is val id 'Omnis homo de nesessitate
est animal, Sortes de nese •• itate est homo, igitur Sortes de
necessitate est animal'. But an indirect conclusion doea not
follov, in fact thia vould not follov: 'Aminal de nece.ai tata
•• t Sortes'. becauae ,'conclu.ionis aine omn! variation.
praet:er transposi tion.. terlDinoruaa non sequi t:ur.,l5
If the pr_i •••• are t:aken in the s.nse of diviilion and
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the conclusion in the sense of composition, on the other hand,
the ar9ument ia never valide If thema)or premiss i8 taken in
the sense of composition and the minor premiss in the sense of
division the conclusion can only follow in the sense of
division and not in the sense of composition. 1 f, 0 n the
other hand, the major premiss i5 taken in the sense of
division and the other ln the sense of composition, the
conclusion follows in the sense of divisIon, but it also
follows in the sense of composl tion. From these two ru 1 es i t
seems to follow that it is both true that a maJor premiss in
the sense of division entails a conclusion in the sense of
composition, and that a maJor premiss in the sense of
composition entails a conclusion in the sense of divlsion.
From this,in turn, it seems quite obvious that Ockham, at
least in some places, seems to accept the thesis that the de
re and the de dicto versions of a sentence are equivalent.
For what concerns modal propositions de necessario in the
second figure, Ockham goes through the sarne divisions and he
says about the first case that:
Quando omnes propositiones de necessario in secunda figura sumuntur in sensu composi tionis vel aequi val entes eis, semper sequi tUI concl us iode necessar io sumpta in sensu compositionis vel aequivalentes eis, quando scil icet syl109ismus ex illis de inease tenet per istam re9ulam: si praemissae sint nec~ssariae, conclusio erit
lgec.a
sarla, quae semper vera est.
Theae syllogisms can be converted into syllogisme in the first
figure. If aIl the pr ... iss.s are takan in the a.ns. of
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divIsion, the syllogisms are not always valld, in tact in some
cases the conclusion may be false, while the premisses are
true. If the major premiss 15 a negatlve universal
propositIon then the syllogism 15 not valld, nor can such
syllogisms be reduced to the first fIgure, because the de
necessario proposition does not convert into a de necessario,
when it 15 taken in the sense of division. If, on the other
hand, the major premiss is taken ln the sense of composition
and the minor premiss is taken in the sense of diVIsion, the
conclUSIon follows in the sense of divislon, because the
converse of the major premlSs 1S vaild ln the first fIgure.
If the maJor premiss is taken in the sense of dIvision and the
minor premlSS in the sense of composition, the argument is not
val Id if the conclusion lS taken in the sense of composition
because the premisses' are possible and the conclusion
impossible. The conclusion in the sense of dIVISIon follows
because the converse of the major premiss is vaild in the
first figure.
In the thlrd figure the arguments are valid bath If aIl
the premisses are taken in the sense of division, and if aIl
the premi sses ar e taken in the sen se of canposi t ion:
quando omnes premissae sumuntur in sensu compositionis, tenet syllogismus sicut ex suis de inesse, quia arguitur per istam regulam: si praemissae sunt necessar iae, conc 1 usio er i t necessa ria. S i au t em om n es s um a nt uri n sensu Hvisionis, omnis discursu5 valet.
The realon why this is 50, i5 that in the first figure a major
premiss de nece,sario in the sense of division and a minor ( /-
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premiss de inesse entail a conclusion de necessario in the
sense of divlsion, and since whatever follows from the
consequent follows from the antecedent, from those premisses
de necessario which are canverted into premlsses de lnesse
follows the same conclUSlon ln the thlrd flgure. If the maJor
premiss is taken ln the sense of composltlon and the minor
premiss ln the sense of divlsion,the conclusion does not
follow in the sense of division, nor does It follow in the
sense of composltion. If thé maJor premiss IS in the sense of
dlvislon and the mlnor premiss in the sense of composition,
the concluslon in the sense of divlslon always follows, but lt
does not follow in the sense of composition.
Quod enim ln sensu dlVlsionis sequatur, patet, quia minor convertitur in illam de inesse, ex qua et maiore sequltur conclusio de necessario in sensu divisionls non in sensu composlt1onis, sicut lnferius ostendetur .18
After talking about the syllogism de necessario, Ockham
procedes to dl scuss a Il the other forms of unm lXed syll og i sms,
but am not g01ng to outl ine them here because for the
purposes of this dl scussio~, an examination of the necessary
sylloglsms lS sufficient. l will, however, talk briefly about
mixed syllogisms. In discussing mixed syllogisms, Ockham
starts out wi th an exposi tion o f the m i x ed s y 1 1 09 i sm s d e
~~~!!s~io and de l~!~~~ in the first figure. In thij-
category, Ockham says that from a major premiss 2.! necessario
taken in the sense of division and a minor premiss de ines~
thele always follow a conclusion ~ neces.Jario taken in the
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sense of divisIon, not in the sense of composition. These
inferences are true according to the rules of dici de omni and
dlCI de nullo. According to the dicl de omni, ln fact, the
following Inference i5 sald by Ockham ta be val id: 'Omnls homo
de necessltate est anImal, homo albus est homo, 19itur homo
al bus den ec es s i ta tee s tan i mal. 1 1 t 1 S al so to be no ted t ha t
ln this 5ylloglsm, It doe5 not matter whether the mlnor
premlSS lS de IneS5e simpllclter or de Ine§5e ~ nunc. 1 f the
conclUSIon 15 taken ln the sense of compositIon, on the other
hand, the argument 1S never valld; trom this 1 t also cornes out
that ln thlS syllogisrn an IndIrect conclUSIon cannot follow.
1 f the ma J 0 r p r em 1 S SIS ta ken 1 n the sen seo f corn po s i t ion, the
sylloglsm 15 only valld if the minor premiss is de lnesse
but not if lt is de inesse ut nunc:
explanation for thlS lS
quod illa minor est de Inesse slmpl ici ter, in qua non potest praedicatum competere subiecto in u no t em po r e et n eg a ri in al i 0, i ta quod sertt~er vere praedicatur vel numquam.
the
If the maJor premiss lS de inesse and the minor de necessario ,~
in the sense of division the argument i5 not val id, and 50
also lt 15 not valid If the minor premiss 16 de necessario in
the sense of compositIon; however, in thlS case if the major
premiss is de inesse slmpllciter the sylloglsm is valid and
this obviously because the predicate in this type of de inesse 1
proposition cannot be predicated of the subject at sorne time
and not at another, but has to be predicated of the subject
always or never. It is clear therefore that this type of
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S y l l og 1 sm 15 val Id If the maJor premlss 15 de Inesse
~..!.lclter, whether the mlnor premlS5 15 taken ln the sense
of corn po s 1 t Ion 0 r 1 n the sen seo f d 1 VIS Ion. 1 n t he second
fIgure for the sylloglsm to be val Id, If the de necessarlO
pro po S 1 t Ion 1 s ta ken 1 n the sen seo f c om po SI t Ion, 1 t 1 S
requlred that the de IneS5e propositlon be de 1 nesse
slmpllcl ter. 1 f the pro po 5 1 t 1 0 n d e nec e 55 a rio 1 5 t a ken 1 n t he
5ense of dlvlslon, the sylloglsm IS not valld, nor can It be
reduced to the fltst fIgure, because a proposition de
necessarlo 15 not converted lnto another de necessarlO, but
becomes de ~~~~~~, and, obvlously, from two de Inesse
propositions no conclusIon de necessarlO can follow. In the
thlrd flgure,lf elther of the premisses 15 de necessarlO ln
the sense of compOSition, the sylloglsm 15 generally not
valld. However, If the mlnor premls5 15 de Inesse
51mpllclter, the argument 15 valld becau5e It can be converted
to the flr5t fIgure. If the premlss de necessarlO 15 ta ken ln
the 5 e n seo f div i s Ion, 1 fit 1 s the ma J 0 r p rem 1 s S , the de
necessarlo conclUSIon always follows ln the sense of diVISIon,
but If It lS the mlnor premiss, then the syllogism lS not
valld.
In the mixed syll og isms between de possibi Il and de
necessario in the first figure, when both are taken in the
sense of composition and the major preml55 15 de necessario,
and the minor de possibili, the conclusion de possibili
follows both ln the sense of diVIsion and ln the sense of
cy-omposition. When the proposition de necessario is taken in
the sense of composi tion and the proposi tion de possibi 1 i in
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the sense of dIvIsIon, the concluslon follows de posslblll ln
the sense of dIvIsIon. In the case ln WhiCh the proposItIon
de necessar10 15 ln the sense of dIvIsIon ana the de possIblll
ln the sense of compositlon, the conclusIon lS de posslblll ln
the sense of composltlon. In the case, on the other hand, ln
whlch both of the premIsses are taken ln the sense of
dlVISlon, If the maJor premlSs 15 de necessarlO, t~e sylloglsm
15 notvalld; If the minor prem15s lS de necessarlO, It 15
valld. In tne second fIgure, ln ,,11 cases ln WhlCh the
sylloqlsm 15 valld the concluslon lS always de posslbilli and
the same lS true of thlS type of mixed syllogism ln the third
fIgure.
In the mlxed sylloglsms between de necessarlO and de
contingenti proposltlons, when the arguments are valld the
conclUSIon lS never necessary, but It can be de contlngenti,
de Inesse, or de possibiii. 1 n th i s type 0 f ml x ed 5 yI log i sm
ln the second fIgure, when the argument 15 valld, the
conclUSIon 15 always elther de posslbill or de inesse, never
de cont1ngentl or de necessario. In the third figure, the
conclUSIon of valid syllogisms is either de posslbili or de
contingenti.
In the mixed syllogism between de necessario and de
l~E~~~lÈlll propositions there is no need for further
discussion because these have been discussed before and sinee
quaelibet propositio de impossibili aequ i val et al iqu i proposi tioni dé necessario, ad sciendum quando mixtio neeessarii et impossibilis valet et quando non, oportet seire aequipollentiam propositionis de
16
1 :
lm po s S 1 b 1 l ~ e t pro pO s 1 t 1 0 n 1 S d e necessar1o. 0
1 thlnk that th1s short outl1ne of Ockham's account of
necessary sylloglsmS should sufflce for the purposes of thls
dlScuSSlon, and what 1 propose to do now 15 ta look at sorne of
the concluslons WhlCh can be drawn from what has been sald up
ta now. ln arder to do thlS 1 th1nk It WIll also be useful to
look shortly at McDermott's and Normore's2l account of the
analoqles between LeWIS' S5 and medleval modal loglC and then
analyze ln more detall sorne modern dISCUSSIons of essentlallsm
as related to modal lOglC and the de re/de dicto distlnctlon
ln order to see what klnds of essentiaiism would be Implied by
varlous ways of looking at modal Involvement, modal operators
and at the meaning of the dIstInctIon between de ~ and de
dlctO modallties.
Section III - Essentialism and modality:
Sima Knuuttila says in his article "Modal Logic" that
something very similar to quantification into modal eontexts
seemed to be usual in fourteenth century formulations of modal
logic, and both Moody and McDermott maintain that there are
fourteenth century modal logies which are isomorphic to C.I.
Lewis' S5. McDermott examines, among other things, Pseudo-
Scotus' modal logic in eomparison with Lewis' S5 in her
article "Notes on the Assertoric and Modal Propositional Logie
of the Pseud o-Seotus". In this article she goes through a
detailed translation of Pseudo-Seotus· latin formulation into
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l ,"
modern notatlon. She gives a notatlonal formulatIon of the
rules expressed in medleval times by the square of OppositIon
for modall tles. Instead of the formul ation she uses 1 wIll
use L and JIll to express stronger and weaker modall tles because
1 t WI 1 1 tur n out to be more conven len t fo r l ater dl scuss Ions,
and for LewIs' slgn of strIct lmpilcation 1 will use the
followlng sign -»:
1. Mp = -L -p
2. Lp = -M -p
3. Lp -» p
4 • P - » Mp
) - 5. Mp -» 1 p J
}- 6. p -» Lp
J - 7. Mp
}- 8. -Lp
She adds tha t if these rules are applied to Pse udo-Seot us'
modal logie',they make the system a Basic Modal Logic in the
sense of Lukaslewicz. After doing this she goes on to claim
tha~, although trying ta find complete translatability between
the two systems would distort Pseudo-Seotus' thought, ther'e
are some strong superfieial similarities between S5 and
Pseudo-Scotus' modal log ic. She gives an outline of the
definitions of Pseudo-Seotus and of S5, the rules of
inference: Modus Panens, Substitution and the rule that if 'A'
is true sa is 'It is neeessary that A', aeeepted in both
systems, and the following axioms:
( 1. Lp -) P
2. -Lp -) L -Lp
78 ... "
------..... --.4~ ....... g .. œ~~--------____ --~------------------~----------------------~--------~-----------
~ - ~-- - -~------------"' .. ~ -
1
1 ,
1
1 , 1
(
(\
L
3. L(p -) q) -) (Lp -) Lq)
and a derivatlve of 2.
4. M -p -) LM -p
After thls she goes on to glve th.e complete outllne of
some of the statements accepted by both systems.
In hlS Doctoral DIssertatIon Calvin Normore proposes to
appl y thl s type of compar 1 son to Ockham' s modal log ic because
he thlnks that modal 10glc has been studied by Moody,
McDermott and others with too many assumptions about the
points of agreement between medieval theories and modern mod~l
log 1 cs. He also takes S5 as the system to which the
compar i son will be made. Necessity will be taken as a
primitive notion which will define possibllity, aIl the theses
of propositional calculus will be accepted by the system, and
Modus Ponens and Substitution will be valid rules of
i~ference. The following specifically modal rules and axioms
will then be added:
Nec if A i5 a theorem 50 is LA
Ax ioms: 1. ]- Lp ->p
2. ] - L (p -> q) -> (Lp -> Lq)
3. ] - Lp -) LLp
4. ] - P -) ~Mp
Normore then goes on to note that both Moody an~ McDermott
take axiom 4 to be accepted by medieval theories and adds that
If they are right then anything which can now be done never becomes impossible and the passage of time makes220 difference in what is necessal'y.
, (
7' • = 3'. a tai_
1 ?
! !
1
1 ! 1 1
1
1
cl
1
(
a zn_l'AAS)
He wants to show how Ockham would accept a good part of the
system but could not have accepted axiom 4. He gives evidence
that Ockham accepted aIl of Lp ) - p, p ) - Hp, Lp ] - Mp and
Lp (-) -H -p and since Ockham's modal logic includes his
theory of formaI consequence holding by the extrinsic middle,
aIl valld sentences of hlS assertoric logic are also valid in
the modal log ic ..... Ockham also accepted that if A is a thesis
80 15 LA.
ThIS glves reason to think that Ockham would have accepted aIl of the principles sU9gested in my outline of 55 except, perhaps, Axioms 3 and 4. These axioms have a rather special status within the theorYi it is their role to express equivalences between first degree modal expressions (in which no modal operator is within the scope of another) and higher degree expressio?s in wh~~h modal operators are Iterated.
It is quite clear that, since Ockham consiaers what is past to
be necessary and since for Ockham, of course, propositions can
change their truth values such that what becomes past changes,
Axiom 4 could not be accepted by Ockham. The purpose of this
short analysis of the translatability of medieval modal
systems into modern modal systems was not to show to which
extent exactly such a translatability could tak~ place, but
partly to show that l imits existed, as ther have been shown to
exist in ,the translatability of propositional logic, and
especially to show th~t there was, in fact, somethlng very
similar to q~fication into modal contexts in medieval
modal systems. As we will see, this fact will turn out to be
useful for the discussion which is to follow.
:r. 80
L
, 1
(
()
NOw 1 want to go back to the main purpose of this
section and look at some modern discussions of essentialism in
their relationship to Ockham's modal loqic. 1 will start out
by looking at sorne of Quine's arguments for the relationship
ho ld ing between essen t ia 1 ism and modal log ic: ln hlS article
"Three grades of Modal Involvement" Quine malntains that there
are three dlfferent degrees to which the idea of necessity can
be accepted in log ica l systems. The first degree corresponds
to an acceptance of de dicto modal ity ooly, in as much as in
it the notion of necessity is, expressed by a semantical
predicate which does not attach to the subJect or predicate of
the sentence but which is attachable to names of statements
only, as, for example, in, Nec '9 > S'. In the second degree
of modal involvement the notion of necessity acquires the
statu5 of a statement operator: the difference here i5 that
'nec' i s not a pred ica te which appl ies to n_es of sta tements,
but it has become a logical operator wh~ch, like the negation
sign, applies to the stateaent itself: Nec (9 > 5). In this
second case instead of being a predicate lis necessary', the
operator 'nec' becomes an adverb 'necessarily'.
Finally the third and gravest deg:L.ee is the expression of necessity by a sentence operator. This is an extention of the second degree, and goes beyond it in allowing the attachment of 'nec' not only to statements but a150 to ope n sen te ne es, a-uc-h a 5 • X > 5', preparato.ry. to ul tim~~e attachment of quantlflers: ••••
/ An exampl e' of thi 5 would be (Ex) nec (x > S). The second two
degrees of modal involvement seem to be v'ery close, in
81
....
At. ....** __ ._
- .... .- .~_. __ . ----~--------
(
o
characterization, to the madieval notion of de!.! modal ity.
In his paper Ouine then goes on to argue, throughfthe notions
of opaque and transparent contexts, that only the first degree
of modal Involvement is totally acceptable; this part of the
argument, however, is lrrelevant to the present discussion,
what is interestlng to note, on the other hand, is that
according to QUlne es~alism ln some form or other is
implied by the second two degrees of modal involvement. About
this Quine writes that:
Necessity as a semantical predicate reflects a non-Aristotelian view of necessity: pecessity resides in the way in which we say things, and nat in the things we talk about. Necessity as a statement operatar is capable, we saw, of being reconstued in terms of necessity aB a semantical predicate, but has, neverthel ess, i ts spec ia 1 dangers; it makes for an excessive and idle e l ab 0 rat ion a fla w s 0 fit e rat ed rnodality, and it tempts one to a final plange into quantified modal i ty. Th i s l ast compl ic a tes the logic of singular terms; worse, i t l eads us back to the metaphysical jungle of Aristotelian essentiali sm. 2 5
Quine's argument provides a clear link between essentialisrn
and certain types of modal logie, those types whieh seem to
ha v e som e rel a t io III 5 h i p t 0 d e ~ mod a lit Y • Sin cet he fi r 5 t
degree of modal involvement is only equivalent to ~ dicta
modality, while the other two hav~ or can have a more or les$ 1 •
strong connection with de ~ modality, it'seem~, quite clear
that if it could be shawn th~t Ockham's modal logic has the
first degree of modal involvement only, that would be strong
82
._ i( 4
..
(
ev idence for the fact that he rejects at le8st some kinds of
essentialism and that, in any case, he cannot consistently be
an essentlalist and maintain the type of modal logic he does, • in fact, maintain. In Ockham there 15 no problem of
determining wh~ther sylloglstic conslsts of an ordering of
tenns in lntentlon or ln extenslon because 5ince the syllogism
itselt presupposes the existence of terms, terms have to have
intentionality, especially for the reason that they have a
specific capacity to stand for particular things for which
Borne other terms may also stand. Because of this and also
because of the fact that since modal expressions in' the $ense
of composition attach only to closed sentences, there is no
theory of terms in the composite sense. This leads ta the
consequence that Ockham's modal syllogistic is for the most
part his theory of modallty in the composite sense. This
implies that for the most part Ockham's modal syllogistic is
free from impl ications of essential ism. More importantly,
however, it should be noted that Ockham seems to imply that
the di v ided and composi te senses of singul ar modal sentences
are equivalent and this, even though it
suggests that the logical distinction between modality de dicto and modality de re does not correspond exactly to any purely grammatical differen~ of scope of the modal expression
it does leave sorne doubt as ta Ockham's comœitment to
essentialism because, as Normore points out, the r~lationship
of singular modal sentences to general modal sentences ln the
divided ~:'nse is ont: of entailment: 'AIl A (modally) i. B'
83
...
1 ; '.
; ! t ]
i
(
1
o
* •• , wu --
entail. 'This A (modally) is B' and this in turn entails 'Some
A (modally) is B'. This klnd of process does not hold for
modal sentences taken in the sense of compositIOn. ThIS, 1
think, isdue partly ta the tact that slncemodal sentences in
the composIte sense do not involve talk about thlngs, but they
involve only talk about sentences, Ockham did not teel obllged
ta ground the truth of such sentences ln partlculars. With
modal sentences taken in the sense of dlvision the situation
is different because they do involve talk about thlngs: for
their truth, therefore, Ockham had a need for grounding in the
realm of particulats. The equlvalence between singular modal
sentences taken in the sense of division and in the sense of
composition, and the relationship of entailment which holds
between general an! singular modal sentences taken in the
sense of division, seems to point to thEJ fact that Ockham's
modal logic does have, in effect, 'only the fitst degree of
modal involvement. TheSé considerations will also turn out ta
be useful when discussing Kneale's views on the distinction
between de re and de dicta modalities. As we have seen, for
the case of modal sentences taken in the sense of composition
we are directly dealing with what Quine calls the first degree
of modal involvement, because in such cases it is bath true
that the mode is predicated of the dictum and that Ockham
takes the d ictum ta stand for the correspond ing proposi t ion:
the mode in this case is the semantic predicate which applies f
only to names of sentences. From these considerations it
seems, therefore, quite plausible to assume that there is no
evidence that Ockham accepted, at least one form of
~
84
t 1 ,
(
-
e88entiallSlD, Aristotel ian essentlallsm ln Quine's sense. It
seems to me, however, that this is not the only form of
e88entlallsm WhlCh would be entalled by the thlrd degree of
modal involvement. Wh en you let quantlflers range over modes,
vou may Intend to be talklng about 'specles' and 'secondary
substances', as ln Arlstotelian essentlallsm, but Vou may also
find yourself talklng about IndivIdual substances as in
'individuat1ng' essentialism. It seems to me, therefore, that
aIl forms of real essentlallsm are pretty much precluded by
Oc k h am 1 s l og i cal s ys t em.
Before drawing flnal conclusIons, however, 1 want to
l 00 kat K n e ale' s a' r 9 ume n t s reg a rd 1 n 9 the val i dit Y 0 f the
distinction between de re and de dicto modalities. Kneale
holds that,
the fault of the doctrine of modalit Y der e i sind eed jus t th i s, that it tries to allow for modal assertions which are not abouf the senses of signs but about their references. And the temPta~ion to adopt it seems to be due p:ri arily to the fact that our modal al k is very often elliptical.27
1
The implication that this kind of aFgument has i8 basically
that aIl the talk about \
de ~ modality is only due to a
profound misunderstanding of how -language works, and that aIl
in,stances of de ~ modal ity cou Id be very easily reduced to
instances of de dicto modality. ,Kneale's idea here a1so
implies that if aIl instances of de re modality, could, in
fact, be translated into instances of de dicto modality, this
would eliminate all need to tâ'lk about real essences; his
85
------~ij~~~ __ ". __ ._U#~.~i .. ~. __ ~--~---*~----------------____________________________ ___ L
1
1
(
l c'
argument is a IlnguistlC one, he malntains that
an obJect does not have a property necessarily in Itself or Just as an obJect; it has It necessarlly or contingently, as the case may be, relatIve to a 5grtaln descrlption of the obJect.
ThIS argument Implles 1. that If we flnd eVldence of the
translatabllity of modal sentences taken ln the dlvlded sense
into modal sentences taken ln the composIte sense in Ockham,
we have one more reason to belleve that his modal lOglC does
not entall real essences and 2. that an ellmlnation of real
essences ln favour of nomInal essences ln Ockham's system can
be reasonably poslted. Essences, ln fact, would depend on
descriptions. The role which descrlptlons play ln Kneale's
argument, of course, ln Ockham would be played by concepts
(universals), because a concept, ln sorne sense, describes a
set of indiv Idual things which resemble each other in sorne way
or another. As we have seen before, ln dlscusslng the
relatlonshlp of Ockham's modal logic to Quine's arguments,
there is sorne evidence that translatabillty is possible.
Ockham's modal syllogistic lS mostly concerned with modal
pro po s i t ion s ta ken i n the sen seo f c om po s i t ion; t h i s f a c t
reflects a certain disinterest on Ockham's part in d.e re
modality; this, however, does not imply that the two are
equivalent. In Ockham, however, as we have seen, there is
equivalence between a singular modal sentence in the sense of
division and a singular modal sentence in the sense of
composition. The subject of aIl these sentences has to be a
pxopex name or a demonstxati ve pronoun. This observation ia
86
-
1
Impo r tan t because 1 n the case 0 f gener a l terms the two senses
do not seern, at flrst slght, to be equlvalent.
pOints out:
1 t 1 S po s S 1 b let ha t 's 0 me men are white', lS true If and only If, 'sorne men are white' could be true or, ta use Lelbnlz's metaphor of possible worlds,lf and only If, 'Soltle men are whIte' lS true ln sorne possible world (situations) S. But for 's om e men are wh 1 te' t 0 b e true ln S it lS necessary and suffic i e Cl t t ha t som e 0 f the men w hic h exist Ul S (which would eXlst were S actuaT) -be among the--Whi te things existing ln S. On the other hand, , s om e men are w h 1 tel ta ken 1 n the divided sense lS true 1ff: ( l) Som e 0 f the men wh i cha c tua l 1 Y exist now would be white were sorne possibre-world S actual1zed, (2) Sorne of the men WhlCh would exist were S actual would exist and be whi te were sorne si tuat10n s' (perhal?s Identical with S) actual. 2"Y
As Normore
Th 1 S d 1 f fer en cel n fun c t ion, ho we ver, a sim po r tan tas 1 t
i sin the dIS C U S S Ion 0 f ex 1 ste n t i a 1 1 m po r t, se em s tom e t 0
have very little ta do with the question of real essences. It
seems more and more ObVIOUS that the dist1ct1on between de re
and de dicto modal ities and the ambiguity that Ockham finds
in modal propositions w i th a d 1 ct um is more due to
considerations of existential import than to considerations of
essential ism. To corroborate this observation cornes the fact,
which we have considered before, that in inferences !rivolving
modal sentences in the div ided sense Ockham thought that the
following relation holds between general and singular
sentences:
AIl A (modally) ia B
&7
"~-------~.ou~._~P~'--__________________________________ ~ _________________________ ------......
-
entalls
ThIS A (modally) is B
and thlS entalls
Sorne A (modally) 15 B
It seems to me, therefore, that It IS not a concern wlth
essentlallsm whlCh Leads Ockham to draw the distinctIon
between modal sentences ln the composi te sense and modal
sentences in the divïl:161d sense, but a concern with
temparal/eXlstentlal consIderatIons. It seems ta be guite
reasonable to conclude, therefore, that Ockham's logic do~s
not entall any notion of real essences. In the concluding
chapter l want to see what the reiationship 15, between the
outcome of this chapter, the assurnptlans WhlCh l started with
and some other consIderatIons made a10ng the way.
"
. "
88
..... _01 " ..... __ .... ; ... .,... _ . ...,.----,.1.,.., ------------"""!'-------!--------;-------....... -----"
.~
("
..
NOTES
l i:.A. Moody, The Log ic of Wi Il iam of Ockham, (New York: Shed and Ward Inc., mS), p.20'9.----
2 A. Plantinga, "De re et de dicto", Nous 3, 1969, pp. 2 3 S - 236.
3 W. Kneale, "Modal ity de re and de dicto" in Logic Methodo1.2,3.ï and Philosophy of Science, Nagel, E. Suppes, P. Tarski, A., (Standford: Standford University Press, 1962), p. 624.
4- c'Jl~,NOrmore, The Logic of ;!:..!!!!.! ~ ~odailli in the later Midd~-Ages: the contributIon of William of OCkh'iiii'"; P~ D"1Ssërtation, university of Toronto, '"""ï'97'6:-P.57.
5 Ibid., p.SS.
6 W. Ockham, Summa Logicae, part lL II! III, P. Boehner ed., (St. Bonaventure N.Y.: The Franciscan Institute, 1957), p.246.
7 Ibid., p.246.
8 Ibid., p.248.
9 1 b id. -, P • 249 •
10 Ibid., p.2S!.
Il For a more detailed discussion Cf. W. Ockham, Ockham's Theory of Propositions: part II of the Summa Logicae, TransI ated byA.J. Freddoso & H.-SchÜÛÏman, (London: University of Notre Dame Press, 198.0) p.47 ff.
12 Ibid., p.48.
13 c. Normore, The Log i c 0 f !.!!!!! .!lli! MO~Y. p.181.
14 W. Ockham, Summa Logicae, p. 3 76.
15 Ibid. , p.377.
16 Ibid. , p.379 ..
17 Ibid. , p.380-38l.
18 Ibid. , p.382.
89
• 4*Eï#'.= (Sl!''';.;'
19 Ibid., p.403.
20 Ibid., p.444.
21 The short discussion which 1 give on this topic is not directly relevant to the issue of essentialism, but it is given in analogy to the discussion of supposition theory ând quantification theory, to emphasize, once more, the danger of trying to find too rnany points of agreement between modern l ogic and medieval logic. On the other hand, it is included because it is needed for the purpose of showing the extent of the development of medieval modal logic. It is also needed in relation to the discussion of quantification into modal contexts.
22 C. Normore, ~ Logic of Time" and Modality, p.194.
23 Ibid., p.197.
24 W.V.O. Quine, The ways of paradox ~ other essaya, (Cambridge Massachusetts: Harvard Univers1ty Press, 1966), p.159.
25 Ibid., p.116.
26 C. Normore, .1'1!! Logic of !.!!!!.! and Modality, p.118.
21 W. Kneale, -Modality de re and de dicto·, pp.632-633.
28 A. Planting8, The Nature.2! Necessity, (Oxford: The Clarendon Press, 1974), p:ï9.
29 C. Normore, !!!! Logic ~ !!!! ..!!!!! MOdality, p.llS •
..
14 iU:;,.). "Ji"; ;u
" i
r.
( l
C, •
Conclusion
One of the main reasons for the medieval unconditional
acceptance of essentialism, in sorne form or another, is the
fact that medieval metaphysical systems generally rejected the
possibi 1 i ty of wha tare now calI ed bare particular s. For .thi s
rea son, even the more nominal isticall y or iented systems have
been held to accept essential ism. It is, therefore,
reasonable to assume that Ockham's motivations for using
essentia 1 ist language are similar. The doctrine of
essentialism in genersl holds that an object has some
properties accidentally and some others essentially. It
maintains, as stated by Planting8, that in the casé ln which P
is a property 50 also is 'having P essentially'. There ia,
however, not onl y one fOnD of essential iam, as was suggested
in the introduction. One of the views held about
essential i sm, and one which in Many people'. opinion. renders
it devoid of meanin9, ia that it is •• rely a que.tion of
language usage:
In fact, the que .• tion of e._nce i. one as to the u •• of word.. v. apply the .aa. nu., on different: occasion., to ao.ewbat different: occurrenc.s, wbich we regard •• aanif.stat:iona of a aing1. ethiDCJe or ·person·.' In fact hove"er thia i. on1y • "erbal con".D.>i.nc ••••• 'b. queation 1. _ •• ly I1Dg.iatlcl a ward •• y have an •••• nc •• but • thi., caDDOt. ~h. conc.ption of ' •• It.teac.- 111le tbat of • •••• ac.·
'1
- &
1 i
o
• i
ia a transference to metllphysica of what la Q.nly a linguistic conven ience. 1
This statement of what Many ca11 anti-essentialism, it seems
tome, is well applicable to Ockham's views, at least'for what
can be deduced from the study which we made of hi s log ical
system. In Ockham, as we have seen, there is a notion of
natural signification which can probably prevent nominal
essences from being completely a question of convention and
totally arbitrary. We will come back to this later.
Professor Hatcus draws a distinction, which 1 sketched
in the introduct'ion, between at least two types of 'real'
essentialism, what she calla 'individuating essentialisme, on
the one hand, and 'Aristotel ian essentialisme on the other.
About this she says that
For Aristotel ian essential iaID, lin esaential property ia a property that an object must have. It an.wer. the question 'what is it?' in • strong sens.; if it ce.sed to have that property it would ce ••• to exi.t. It ia a property 8uch tut, if anything ha. i\ at aIl, it b •• it n.c ••• arily. The latter condition ia what di.tinguiahe. Ari.tot.lian .... atiali .. from wbat 1 ea\l 'individuating1
••• entia-11_.
And l "ould go on to say a. a furtber quaI ifie.tioa tUt .at .e.. to .. to be .n extr_ely iaportant di fferenc. Mt .. eD
th. two type. of •••• nti.li .. i. that "bat ,. b.re b.lng
c.ll'.cl 'lnd 1 v icluatinCJ' •••• nti.ll_ .•• k.. a cl. i. about
.... ac •• of particular., i.e. it tri •• to taik about: personal
lcl.ntity and •••• nti.1 predicatioa ia partiealar., wb.re ••
bi.tot.lian e._aUali. _ •• no .cb cl ..... it oa17 t.llea
'2 #4 Q 4 ,~ _§Sl.f1'IiiEf!" ,,@jlL4 *' ~ ;,i dl 4 id ,\ ,
1 ) 1
_.~ ... _ * __ ....... _ .... ~ ~_ .... __ ......... ~ ...... _w ____ ......... ~ . ~ _ ~ ~ ~ _ ~ ~ + _, ....... ______ • __ ..... __ ...... ___ ... ,., .. _ ..... ~~ .... ~ .............. ,..,._ '* ............ _
about what it means for a certain individual to be part of a
certain 'species'. From the briefly sketched discussion of
this problem in the introduction it has corné out quite clearly
that for Ockham both Aristotelian essentialism and
individuating.essentialism would be, even if for slightly
different reasons, highly unacceptable. This is a consequence
of his rejection of Aristotle's views on universals, on the
one hand, and of his nominalism, on the other.
To summarize very briefly, it should be said that Ockham
"rejected what we take to be Aristotle's conception of
universals for the following reasons: according to Ockham
Aristotle thought of universals as real things existinq
outside the mind, this, as we have seen" produces a
contrad iction at, the outset in Ockham' s eyes, because i t
implies that a universal, if it has to have such an extra-,
mental existence, ia an individual. This fact, in turn,
causes another inconsistency, beceu.e, sinee Ari8totle
believlP univer.aIs to be .!.!!- idividual8, it made it possible
for one individuel existing thing to exi8t in many other
indiv idual thing8. Aceording to Oekata thi •• a. unre •• onable,
and, when eonstueting his own theory of univer.al., he
conceived of th .. a. concept. which through a notion of
re_blance could repr ... nt •• riou. individual.. Thi. notion
of univer •• la, ho.ever, doe. not l •• ve any plac. fot •••• ne •••
8inc. univer.el. ere conc.pt., that i., •• ntal ter •• , the)'
caanot: be iD incUvidu.l •• nd 'give tb_ •••• ne... On tbe otb.r -•• nel, iD th. cOD.truction of Oc:tb •• •• th.ory of re._blanc.,.
93
.'
.... if .. '" '1" .......... ~_ ........................... .-..-____. ......... _____ ..... __ .................... _-. ___ ........ _ ....... _ ............................................ tI' .. ~ "",'r ... r .. ~.f! •• $211;'" MG! f.' •• F tatl.'IIlWIt"' fI'IiI
o
,
\
through which many i,ndividuals are 8ubsumed under, or
'participate in' the same concept, there ia no mention that i t
i8 because of essential properties of individuals that this
process can take place; it is simply because of resemblance
th a t i t ta ke s pl ac e. Th i a in tu r n ta ke sus t~o i nd i v id ua ti n9
o essentialism; in fact, if the Iink between individuais and
universals is produced by the notion of resemblance (thi.
resembl ance, as we will see, i s not produced by proper tiea in
individuals, but it i8 a product of the 'experience' of comin9
to know an individual~, there i8 no reason to believe thàt
there should be any pl ace in thia theory for e •• ences of
individuals, otherwiae it i8 they who would have had aIl the
more plausibility in being the connecting elelllent.. It
beeames quite clear, therefore, how the acceptanee of
'indiv iduating' eaaentiai i.m would undermine the whole of
Ockham' 8 epi stemol og ie network by render ing eup.rU uou. the
whole framework which he enviaag •• a. producing the nec •••• ry
connections bet.,.en the r.ality of individuel. and hi. notion
of univera.la. 'Individuating' .... ntleli. would also render
1 auperfluous OCkh .. 's theory of ,natural .ignification, and even '--
hi. theory of .upposition, whlch 1. clo.ely tied in to natural
.ignilication. The l'ejectlon of the .. type. of •••• nti.li_
i. al.o corroborated by hi. lO9ieal ay.t... As we have .e.n,
t.be conn.ection between .s.entiali •• and ~ !! Dlodal ity ha.
_ad. it po •• ible to ahow bow Ockh .. '. view. on e.senUal ia at
ta. pur.ly .. taphysical 1 eval, are reflected in his l agical
.ysta_ Very intu! tively i t ..... to •• tbat the relationship
bet.en .... ntiali_ .nd g !! aod.llty can be cbaracteriaect
§Aq a • .. _Ac
'\
i \ • ,
t }
(>
. ' -, .. _ .... _ ..... ___ .......... ~ .. "11. ___ "" __ "_ '- ........ -;; ____ ....... _$..-_ ..... ~ ........ ~.., ... _ ......... ___ ....... __ ......... .- ..... _ ..... _ ....... __ ...... ~ ..................... ~.-...-. ............ __
in ~he following vay: if ve a110w for a distinction in the
metaphysical realm between the properties that are the /
essential properties of an abject and those that are -the
"ace idental properties of that object, we al so have to have a
vay to talk aQout that distinction. This way of ..
distinguishing the two types of properties, in other words,
ought to be reflacted in 'theories of language and in 10g1c •.
It seems tome that de!,! modality is preci'sely a reflection
of thi.- distinction in the way in which we talk about things.
2.!! !! modality a110w8 us to ta1k about real necessity and
contingency in things, wt:aereas .st! dicto mdtJa1 ity a llows us to . -'
taik about nec:essity an~ contingency in sentènee-s. It could ,
be argued at this point tbat in Oekham this distinc~ion is
reflected, in his theory of language, in the distinction whic~
he dtava betv::\n .aturai (~, mental) language and conyenUo.al
(or WEi t ten and spotenl l_a~uage. Men tal 1 an9uage may be la ieS
to corre.pond to!!! .!! modal ity and conventional language May
be .'id to correspond to ~ (Heto modalfty. It 18, however.,
qui te cl.ar that in OCkh .. , eventhoQgh thl. distinction do ••
•• ist, it do •• not produce the required di.tinction between
r_àl •••• nce. and:nolDinal e ••• nce8. Universals, that i8 to ,
•• Y, concept. and a. a consequence mental terms, are not
tbinga in the external worId, and in some 8ense, al though they
have,_ different power of lignification., th.y are not very-v' ~
diff.rent fro. conventional terms. 1 want to say that, once
aore, thi. lingui.tic distinction doea not reflect a
di.tinetton at th'-'etapbYlièal levei bat •• en e •• ence. and
" 95
~------.. ~~ .... ----------------~~~--~----------
" ..
l l.
()
o
1
1 ,1.
ac·cidents. It, again, can only point t~ nominal essences.
The same pattern'i as we have seen, is found in discussiRg \1
Ockham's 109ic, ahd modal 10gic in particular. As we have
seen Quine specif~'\I!S three levels of modal invo1vement and
maintains that" where the first level does not entail any ,
commitment to e.sseritialism, the other two do, this because,
among other things, they ha~e sorne relationship to de re r __
modal ity. It has been shown that Ockham's modal logic seems
to point to the fact that, especia1ly throu9h his modal
syl10gistic which is mostly devoted to modal propositions
taken in the cc:xnposité' sense, his modal 1091c in general ends -
up only deal ing wi th the first level of modal invol Veulent. He
have seen, in fact, that even the type of modal sentences
which seem to have a div ided sense can be reducecS to modal
sentences in the compoai te sense. ~._ ..
In the di scu.sion of Kaeale's viewa' on ea .. ntiali_, we
bave al so come to tl1e concl ua ion tha t even for tho •• modal
sen tences in the div ided .ense wh ich could not be reduc.d to
., modal sentences in th. composi t~ sen •• , sucb a reduction could
not be perfor.ad, not for the purpo •• of safegarcHng the
distinction it.el f as valu~ble, but for the purpos. of keeping
temporal and existentiel qua 1 !fications and specifications for
.entenee.. Ockham, therefore, .e ... a only to have a notion of
Ilodal'ity in which the mode is a aemantic predicat. which
appl iel to names of sentences or at lIlost a logical operator'.
which applies to the sentence iteelf; it never ia a ·.en~.nc.
operator: •
1(n.ale argues that in the diatinction betveeD de r. and --"
1
1
, . 'Id' • _ ......... __ ~ .... __ " ....................... IUO ~ ................. ~ ____ \10.0._11. ....... _.»;' ....... ';.,.. ... __ .'" ...... ~_ .. 1' .... - .... ~ ____ ......... _ ............. ~_..dO .............. ~to ..... """'" ......... ....,·~ ......... ~~ .!l!,~ .. - ~f
-0
•
.
S! d ieto modal-1 t iets a mista ke i s be1ng fQ(lde, and 1 t i s the
mistake of letting modal sentences range ~ter the things we
talk abou't, and over t)le way in whieh we Jtalk about them,
instead of only latting them range ovar the latter, that is,
Over the senses of signs. He, we saw, maintains that this is<
only due to a 1 inguistie confusion and that if we could show
that the distinction betweeno. 2.! !!! and de dicto modalities is
a misconception, we would a1so be pble ta show that essences
apply, not to things, but to the senses of words, that is to
aay, to 1 a nguage. Thi s impl ies .,t ha t< if a log ies1' t heory can
,be shown to be free from the distinction, for aIl ,:;
_ ontologieally relevant purposes, that will' also mean that in
that tlieory, either essences do not appear at aIl 01;, if they ,
do, they are only applicable' ta' the linguistic realm. As has
'alr.ady been aaid, Ockhamts theory i., in all relevant y
. respecta, not inf1uenced by such a di.tinc.tion. It a180 aeem.
qui te el.ar that his theori'., al though free from notions of
re.l •••• nce., employ ••• entialiat language, it aeem.,
the~.tre, plau.ible to bel ieve that OCkh.".'. p,hilosophy fall.
Into ~ aeconcl category, the one ln vhicb e ••• nc •• exl.t, ·but
are on', ,applicable to the 1 ingui.tic re"-. Thi. conclLJaion
.e._ to ,be in perfect agr~_.nt vith hl. nœin.U .... , with his
the<ory o<f knowledge anà vith his th.ory of signifie'ation in
particular. In .odern no.in.listie theôrie., for the mo.t
part, .it ia not po •• ible to have compatibility vith any kind
of •••• ntiali •• ' not even vith a theory of nominal ea.ence ••
This i. in part due ta the-fact tbat for th •• language is not
'7
,,
, 1 ~ t i l 1
1 1
1
G divided into two parts, mental language and conventional
lànguage; it i8 only.conventional. This makes it obvious that
words, l ike thhlgs, cannot have an essence. From this if
follows quite clearly, that the only reason for which Ockham
can allow himself to use essentialist language is that he has
a place to ground it.
Real essences as far as 1 have been aM-é""to show, have
no pl ace in Ockham's system, but nominal essences can be
grounded in mental l'angu8ge. This i S .possible because, as we
have se~n, mental language is natural; it provides a link to
the natural order of things through the notion of similarity,
which, roughly speaking, is a functional similarity of
resembling processes of experiences. This is one of the
reasons why, intuitive cpgnit.ion
ia held t6 be the basis of concept formation because it is needed to guara'tee concepts of essential natures of things, concepts that are req uired
3for knowledge in the
str ict sense. "
This i s not so because there iia any exper i.ental ev id.nce to
the exi stence of the psychic act but becauae sucn a p.ycbic t
act is needed to provide a reflection of the natural order.
B •• enc.s are, therefore, just concept~" 'and a. far a. 1 cati
••• , have no other type of real grounding_ Kir".n'. atat._nt
of Locke's id •• of 'nClllinal' e •• enc. reflec:t. reaaonably weil,
.1thoQgh vi th diff~rent language, .y ovn perc~ion of vhat
oalcb_'. e, •• ntiali_ aaount. to, 1 wIll', ther.fore, quote lt
e.ten.i •• ly.
Locke argo.4 that ' •••• nc •• , or abstract id... (wbicb ar8 th.
98 ..
• , , ..
f i
1
, . ~~~ ... _ <il' .- ~,..,._.". .......... <il. __ ,.... ",. .... ___ ~ ... *' .... ~ 4Ir .: ..... _ ..... ~ ...... __ ,,_ ....... ~ ___ .... .:. ... _ .. ol..,. ....... ,. 4. • .1< .. "" ,J., '1- ........ ...&. ..a. .... _ ..... "'.. ..,. ... ~.lI-~... ... ,
measures of names, and the boundaries 0 f spec ies) are the workm'anship 'of the understanding' (Essay concerning Human ~Understand,ing, 3.3.14). Likenesses and unlikenesses exist in nature (3.3.13); but i t ia human beings who decide which of tne likenesses that they recognize are to be ~sed in Borting things into species', àrd especially in 'the Borting of them under
'-'~ames'. The sorts that men admit are just those to which general names are attached, and • the essence of each genus, or sort, cornes to be nothing but that abstract idea, which' the genetsl or sortal ••• name s,tands for' (3.3.15). Locke therefore propo8ed that such essences shou1d be termed 'nominal'. Aside from its connex ion wi th abstract ideas, this doctine of nominal essences amouqts to a doctrine of ana1yticity. It is primar11y the species man, not the individual Ifta'n Ge'orge, whicb baa a nominal essence; a,nd the esaence of that .peeie. ~ .. , in .ffeet the conjunction 01\ the log!' cally neees.ary condit.ion. for being a man. In a derivative way particular being. al.o bave neDinal e ••• nce. (3.3.16), relative to their fla.'i fieation under general naRtes.
Sefore cone 1 ud ing there are a fev aore con.ider aUon.
that' need to be made. Pir.t l "ant to go back tCJ rreddo.o· •
• tat ... nt tbat Oc::khM doe. not really reject an ••• entiali.t
account of sub.tance but, OD tbe other band, reject. the
equivalence b.t_en .entence. 1 ike ~Soc:irat:tt. i. '\nee .... rily •
• an' and aentence. like 'Socr.t •• ta a •• n and Soer.te. i.
nec •••• Etly nO,t;' non ••• o' or like ·Socrat •• is ••• n and it
ts nec •••• ry that tf Socrat •• is • beiDCJ, Socrate. i •• man'.
ft'edcJOIIO tbinlts tbat the fact tbat OCkb_ rej.cta .. ùteftcea
lite 'Socrat •• i. n.c •••• rily a •• 11" bec.m •• tbey are
~, ,.... , , ~
.r
~ -=-- - .-~:. .r:' ..
99
__ ~ .... T ... "" .. l'~,"-) ;--~,"'l. r-"r_ .. ~:t,~
.t ~;~#';
•
f \
1
,'~~<'''''''t~iIiI#L/I't'If'oOoolt.,.~~_~,_. _________ • __ ._~ _ .. -4, .•••
1
, .
';'
..
equivalent to the faise sentence taken in the sense of
composition lIt is necessary that Socrates ia a man', might
imply a essential ism on Ockham's part. He then
goes on ham accepts the sentence 'Socrates i8 a
man and non-man' wh ich i s al so
equivalent to the sentence 'Socrates is necessarily a man'.
We have seen before that the reason why this latter sentenc~
i s rejected i s that i t has the implica tion that Socrates ia a
necessary being: the only being for which such a sentence
could be true is God. The reason why the sentence 'Soc~ates
is a lJ'an and Socrates is necessarily not a non-man' i5
acceptable to Ockham seems to be that it has no such
iIllpl ication. In fact, i t would be equi valent ta 'Socrates is a
man and it is necessary that Socrates is not a non-man' which
ia also true. It ls, therefore quite right to say that OCkham
rejecta the equivalenee but not essentialisme It is also
quite right to say, however, that oc~haJII does not reject
e.sentialie in a fO-rm in which it is quite contentless. In
fa~t, i t' seenia to IDe that what you are predicati~g of socrat ••
in 'Socra ~ea i a a .an and Socra te. i. necessar i 1 Y not a non
.an' cannot be an e ••• ntial property in the sense of Ieal
•• sence, becauae •• abood i. not sClllethil1Cj which has' extern.l
or ind.pendent exi.tenc., it i. only a concept.
1 vant to a.y, to conclude, thl!lt the ra.ulta of thi. ' .
•••• y can ba .WIII.r i zed a. fol ~ ova: ve have .aen that oc:k'b ••
1. Dot an Ide.lilt bec.ua. that voulcJ involve a Cjap batween
tbe t •• 1. of tbougbt and the r .. l vor1d wbic:h ia not allowcJ,
100
, ,
.,
1
1 ~ , i
j
1
1 j
1 l
, i
(
()
1._ •. , •.•. ~ • ~ ". .............. - .... &. .. ~ .....
by Ockham's theory of knowledge and theory of signification. . ,
The same reasons can be given as a proof against the fact that
Ockham might by sorne be considereà a sceptic; the str kt one-
to- one correspondence wh ich he sees between rea li ty and ,
thought" in Ockham's eyes does not even need proof, it ia
basic to his philosophical system; the connexion between
thought' and reality is never doubted. The label of
Conceptualism can be app,lied to Ockham'-s theory of universals
once it is cleared of any ideal ist overtones, because Ockharn
did consider universals to be 'concepts'. Ockham rej ected
both Platonic and Aristotel ian real ism with respect to
universals, but he was both an Ontologieal realist and an
Epistemic real ist, because he both bel ieved that knowledge is
essentially in conformity with real ity and that being is
"1 ind epend ent from bei ng known by a sub j ect. 1 t ha s' a l so been
said that the central aspect of Ockham's philosophy is his
nominal ism, which determines and daninat~s 'all other aspects of
his philosophy. Once nominalism is seeq' to be the central
concept in Ockham's philosophy, it becomes qui--te clear that
whatever his notion of essence is, it has
to be based on na~es. We have concluded tRat a11 doctrines of
rea 1 essen tial i sm ha ve 'to be 'rejected because of the above'
considerations and especially because of the analysis of his
modal logiC. If Ockham should turn out, in fact, to have real
essences, as opposed to nominal essences, l ,t.,.~~.nk that that
would have to come out of some other asp~cts of his
philosophy, aspects which we have not <:onsidered. It would ,
seelll tome, however, that this would be verydifficult to
101
•
, "".' \ '.
1 f,
1 1 1 i 1
( establ ish. For now let us conclude, in any case, that for
Oc k h am e s sen t i a 1 p r ed i c a t ion i sam a t ter 0 f p r ed i ca tin 9 0 n e
term of another by means of the verb "is'. Ockham says:
Furthermore, it is known that according to the Philosopher in-the fourth book of the Metaphysics, 'is' is appl ied both to what is incidentalléJy and to what is intrinsically. This distinction does not mean that sorne being exists Intrinsically and another exists incidentally. Arlstotle is rather pointing out the different ways·of predicating one term of another by means of the verb 'is'. This is sufficiently clear from the examples used by the philosopher. He says: 'we say that the musician is incidentally just, and also that the musician is incidentally a man, and we say that the musician is incidentally building.' From this it is clear that he is speaking only about the diverse modes of predicating one term to another. 5
102 ,
.l..'
( •
NOTES
1 D. W i99 ins, "'l'he De Re 1 Must 1: a note on the Log ica 1 Form of Essentia1ist C1aims" in 'l'ruth ~ !!eaning, Evans, G. McDowell, J. Ed., (Oxford: Clarendon Press, 1976), p.286.
2 R.B. Marcus, "Essential Attribution", 'l'he Journal of Philosophy, LXVIII, 1971, p.190.
3 T.K. Scott, "Oekham on Evidence, Necessity and Intuition", Journa! ~ the History of Philosophy, 7, 1969, p.48.
4 C. Kirwan, "How strong are the objections to essence", proceedings Aristotelian Society, 71, 1970/71, p.46.
5 W. Ockham, Philosophieal Nritin~s, Boehner, P. ed., (London: Thomas Nelson and Sons LTO., 19~7 , p.91.
"
1~3 ,
; : , ~ v ••• ' ()' 4 a $
•
r
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