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3-GovernanceS

GOVERNANCEGOVERNANCE

Individual Individual governancegovernance COMPETANCECOMPETANCE

Corpor

ate

Corpor

ate G

over

nance

Gov

ernan

ce

CONFO

RMANCE

CONFO

RMANCE

Business

Business Governance

Governance

PERFORM

ANCE

PERFORM

ANCE

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3-GovernanceS-3C’s3-GovernanceS-3C’s

GOVERNANCEGOVERNANCE3-C’s3-C’s

Individual GovernanceIndividual Governance

3.CCOMPETANCEOMPETANCE

Corpor

ate G

over

nance

Corpor

ate G

over

nance

1.CCO

NFORM

ANCE

ONFO

RMANCE

Business Governance

Business Governance

2.CO

MPETITIO

N/

PERFORM

ANCE

PERFORM

ANCE

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3-Cs of Organisational Processes3-Cs of Organisational Processes

ORGANISATIONALORGANISATIONALPROCESSESPROCESSES

CCONTINUITYONTINUITY

CCOM

PLIANCE

OM

PLIANCE CC

OM

PETETION

OM

PETETION

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3 -Organisational Processes 3-Cs3 -Organisational Processes 3-Cs

ORGANISATIONALORGANISATIONALPROCESSESPROCESSES

3.3.CCONTINUITYONTINUITY

1. 1. CCO

MPLIA

NCE

OM

PLIANCE

2. 2. CC

OM

PETENCE

OM

PETENCE

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3-Cs3-Cs of Organisational of Organisational Pyramidal StructurePyramidal Structure

CCOREORECCAREARE

CCO

NTROL

ONTRO

L

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3-Cs of CORE JOBS3-Cs of CORE JOBS 3-Ps of CORE JOBS3-Ps of CORE JOBS

CCLIENT/LIENT/CCUSTOMER/USTOMER/CCONSUMERONSUMER

PPERSONSERSONS

CCONTRACT

ONTRACT//PP

OLIC

Y/

OLIC

Y/PPROM

ISE

ROM

ISE CC

LAIMS

LAIMS//PP

AYMENTS

AYMENTS

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3-Cs of CORE3-Cs of CORE

CCLIENT/LIENT/CCUSTOMER/USTOMER/CCONSUMERONSUMER

CCONTRACT/P

OLIC

Y

ONTRACT/P

OLIC

Y

CCLAIM

S

LAIMS

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3-Ms of CARE3-Ms of CARE

MANMANPERSONNEL / GEN ADMN.DEPT.PERSONNEL / GEN ADMN.DEPT.

INVESTM

ENT DEPT.

INVESTM

ENT DEPT.

CASH/S

ALARY

CASH/S

ALARY

MO

NEY

MO

NEY

ESTATE

ESTATE

ESTABLISHM

ENT DEPT

ESTABLISHM

ENT DEPT..

MATERIAL

MATERIAL

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3-Types of CARE- 3 M’s3-Types of CARE- 3 M’s

CARECARE1.1.MMO

NEY

ONEY

2. 2. MM

ATERIAL

ATERIAL

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3A-PARTS of CONTROL3A-PARTS of CONTROL

AACCOUNTSCCOUNTS

AAUDITUDIT

AARREST/VIG

ILANCE

RREST/VIGILANCE

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3-PARTS of CONTROL- 3A’s3-PARTS of CONTROL- 3A’s

1.1.AACCOUNTSCCOUNTS

2.2.AAUDITUDIT

3.3.AARREST/VIG

ILANCE

RREST/VIGILANCE

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1. ACCOUNTS1. ACCOUNTS• AA• CCORRECTORRECT

•CC..OO..UU..NN..TT..

• SSYSTEM YSTEM

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2. A U D I T2. A U D I T• AANN

• UUNWANTEDNWANTED

• DDEAL-DETECTIONEAL-DETECTION

• IIN N

• TTRANSACTIONRANSACTION

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3-STEPS of AUDIT3-STEPS of AUDIT

SELF-AUDITSELF-AUDIT

INTERNAL-A

UDIT

INTERNAL-A

UDIT EXTERNAL-AUDIT

EXTERNAL-AUDIT

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3-TYPES of AUDIT3-TYPES of AUDIT

THIRD partyTHIRD party

FIRST p

arty

FIRST p

arty SECO

ND party

SECOND party

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3- VIGILANCE 3- VIGILANCE 3P’s3P’s

PPREVENTIVEREVENTIVE

PPATROLLIN

G/ S

URVELIENCE

ATROLLIN

G/ S

URVELIENCE

PPUNITIVE/

UNITIVE/PPUNISH

MENT

UNISHM

ENT

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