U.S. District Court Eastern District of Michigan (Ann ...securities.stanford.edu/filings-documents/1059/AFI00_01/20161130_f... · U.S. District Court Eastern District of Michigan

US District Court Civil Docket as of June 12, 2017 Retrieved from the court on June 12, 2017

U.S. District Court Eastern District of Michigan (Ann Arbor)

CIVIL DOCKET FOR CASE #: 5:16-cv-14104-JEL-MKM

Bucks County Employees Retirement Fund v. Ally Financial Inc. et al Assigned to: District Judge Judith E. Levy Referred to: Magistrate Judge Mona K. Majzoub Case in other court: Wayne County Circuit Court, 16-013616-

CZ Cause: 15:77 Securities Fraud

Date Filed: 11/18/2016 Date Terminated: 05/26/2017 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Bucks County Employees Retirement Fund

represented by David H. Fink Fink + Associates Law 38500 Woodward Avenue Suite 350 Bloomfield Hills, MI 48304 248-971-2500 Fax: 248-971-2600 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Darryl Bressack Fink Associates Law 38500 Woodward Avenue Suite 350 Bloomfield Hills, MI 48304 248-971-2500 Fax: 248-971-2600 Email: [email protected] ATTORNEY TO BE NOTICED Schuyler E. von Oeyen Fink + Associates Law 38500 Woodward Ave Suite 350 Bloomfield Hills, MI 48304 248-971-2500 Email: [email protected]

ATTORNEY TO BE NOTICED Thomas L. Laughlin , IV Scott & Scott LLP The Chrysler Building 405 Lexington Avenue, 40th Floor New York, NY 10174 212-223-6444 Fax: 212-223-6334 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Defendant Ally Financial Inc. represented by Daryl A. Libow

Sullivan & Cromwell 1700 New York Avenue, NW Suite 700 Washington, DC 20006 202-956-7650 Fax: 202-293-6330 Email: [email protected] ATTORNEY TO BE NOTICED Elizabeth Cassady Sullivan Cromwell LLP 1700 New York Avenue, NW Suite 700 Washington, DC 20006 202-956-6980 Fax: 202-956-7030 Email: [email protected] ATTORNEY TO BE NOTICED James P. Feeney Dykema Gossett 39577 Woodward Avenue Suite 300 Bloomfield Hills, MI 48304-2820 248-203-0700 Email: [email protected] ATTORNEY TO BE NOTICED Marc De Leeuw Sullivan & Cromwell LLP 125 Broad Street New York, NY 10004 212-558-4129 Fax: 212-291-9335

Email: [email protected] ATTORNEY TO BE NOTICED Thomas M. Schehr Dykema Gossett 400 Renaissance Center Detroit, MI 48243 313-568-6800 Fax: 313-568-6659 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant Michael A Carpenter represented by Daryl A. Libow

(See above for address) ATTORNEY TO BE NOTICED Elizabeth Cassady (See above for address) ATTORNEY TO BE NOTICED Marc De Leeuw (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Christopher A Halmy represented by Daryl A. Libow


Defendant David J DeBrunner represented by Daryl A. Libow

(See above for address) ATTORNEY TO BE NOTICED

Elizabeth Cassady (See above for address) ATTORNEY TO BE NOTICED Marc De Leeuw (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Robert T Blakely represented by Daryl A. Libow


Defendant Mayree C Clark represented by Daryl A. Libow


Defendant Stephen A Feinberg represented by Daryl A. Libow

(See above for address)

ATTORNEY TO BE NOTICED Elizabeth Cassady (See above for address) ATTORNEY TO BE NOTICED Marc De Leeuw (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Kim S Fennebresque represented by Daryl A. Libow


Defendant Gerald Greenwald represented by Daryl A. Libow


Defendant

Franklin W Hobbs represented by Daryl A. Libow (See above for address) ATTORNEY TO BE NOTICED Elizabeth Cassady (See above for address) ATTORNEY TO BE NOTICED Marc De Leeuw (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Brian P MacDonald represented by Daryl A. Libow


Defendant Marjorie Magner represented by Daryl A. Libow


Defendant Henry S Miller represented by Daryl A. Libow


Defendant Mathew Pendo represented by Daryl A. Libow


Defendant Citigroup Global Markets Inc. represented by Audra J. Soloway

Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, NY 10019-6064 212-373-3289 Fax: 212-492-0289 Email: [email protected] ATTORNEY TO BE NOTICED Matthew P. Allen Miller, Canfield, Paddock and Stone, PLC 840 West Long Lake Road Suite 200

Troy, MI 48098-6358 (248) 267-3290 Fax: 248-879-2001 Email: [email protected] ATTORNEY TO BE NOTICED Richard A. Rosen Paul, Weiss, Rifkind, Wharton & Garrison, LLP 1285 Avenue of the Americas New York, NY 10023 212-373-3000 Fax: 212-757-3990 Email: [email protected] ATTORNEY TO BE NOTICED Thomas W. Cranmer Miller Canfield Paddock and Stone PLC 840 W. Long Lake Road Suite 200 Troy, MI 48098-6358 248-879-2000 Fax: 248-879-2001 Email: [email protected] ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Goldman, Sachs & Co. represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Morgan Stanley & Co. LLC represented by Audra J. Soloway


Defendant Barclays Capital Inc. represented by Audra J. Soloway


Defendant Merrill Lynch Pierce Fenner & Smith Incorporated

represented by Audra J. Soloway (See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED

Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Deutsche Bank Securities Inc. represented by Audra J. Soloway


Defendant J.P. MORGAN SECURITIES LLC represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED

Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Sandler O'Neill & Partners, L.P. represented by Audra J. Soloway


Defendant Keefe, Bruyette & Woods, Inc. represented by Audra J. Soloway


Defendant Credit Suisse Securities (USA) LLC represented by Audra J. Soloway


ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Evercore Group L.L.C. represented by Audra J. Soloway


Defendant RBC Capital Markets, LLC represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address)

ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Scotia Capital (USA) Inc. represented by Audra J. Soloway


Defendant Credit Agricole Securities (USA) Inc. represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr


Defendant Raymond James & Associates, Inc. represented by Audra J. Soloway


Defendant SG Americas Securities, LLC represented by Audra J. Soloway


Defendant Guggenheim Securities, LLC represented by Audra J. Soloway


Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Sanford C Bernstein & Co., LLC represented by Audra J. Soloway


Defendant Global Hunter Securities, LLC represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED

Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Height Securities, LLC represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant JMP Securities LLC represented by Audra J. Soloway


Defendant Loop Capital Markets LLC represented by Audra J. Soloway


Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Blaylock Bean Van, LLC represented by Audra J. Soloway


Defendant Castleoak Securities, L.P. represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED

Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Mischler Financial Group, Inc. represented by Audra J. Soloway


Defendant The Williams Capital Group, L.P. represented by Audra J. Soloway


Defendant C.L. King & Associates, Inc. represented by Audra J. Soloway


Defendant Lebenthal & Co.,LLC represented by Audra J. Soloway


Defendant MFR Securities, Inc. represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED

Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Samuel A. Ramirez & Company, Inc. represented by Audra J. Soloway


Defendant Drexel Hamilton, LLC represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas W. Cranmer (See above for address) ATTORNEY TO BE NOTICED

Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Muriel Siebert & Co., Inc. represented by Audra J. Soloway


Defendant Telsey Advisory Group LLC represented by Audra J. Soloway


Defendant Toussaint Capital Partners, LLC represented by Audra J. Soloway


ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Academy Securities Inc. represented by Audra J. Soloway

(See above for address) ATTORNEY TO BE NOTICED Matthew P. Allen (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Defendant Freeman & Co. Securities LLC represented by Audra J. Soloway


Defendant

Wm Smith & Co. represented by Audra J. Soloway (See above for address) ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) ATTORNEY TO BE NOTICED Thomas M. Schehr (See above for address) ATTORNEY TO BE NOTICED

Date Filed # Docket Text

11/18/2016 1 NOTICE OF REMOVAL by Ally Financial Inc. from Wayne County Circuit Court, case number 16-013616-CZ. Receipt No: 0645-5967514 - Fee: $ 400 [Previously dismissed case: No] [Possible companion case(s): None] (Attachments: # 1 Index of Exhibits, # 2 Exhibit A - Plaintiff's Complaint, # 3 Exhibit B - Notice of Removal in State Court, # 4 Exhibit C - Wayne County Docket Sheet) (Schehr, Thomas) (Entered: 11/18/2016)

11/18/2016 2 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Ally Financial Inc. (Schehr, Thomas) (Entered: 11/18/2016)

11/21/2016 A United States Magistrate Judge of this Court is available to conduct all proceedings in this civil action in accordance with 28 U.S.C. 636c and FRCP 73. The Notice, Consent, and Reference of a Civil Action to a Magistrate Judge form is available for download at http://www.mied.uscourts.gov (DAll) (Entered: 11/21/2016)

11/30/2016 3 STIPULATION AND ORDER REGARDING SERVICE AND DEFENDANTS TIME TO ANSWER re 1 Notice of Removal. Signed by District Judge Gershwin A. Drain. (TBan) (Entered: 11/30/2016)

11/30/2016 4 NOTICE TO APPEAR: Status Conference set for 1/23/2017 11:00 AM before District Judge Gershwin A. Drain. (TBan) (Entered: 11/30/2016)

12/09/2016 5 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Academy Securities Inc. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 6 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Barclays Capital Inc. identifying Corporate Parent Barclays PLC for Barclays Capital Inc.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 7 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Blaylock Bean Van, LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 8 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by C.L. King & Associates, Inc. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 9 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Castleoak Securities, L.P. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 10 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Citigroup Global Markets Inc. identifying Corporate Parent Citigroup Inc. for Citigroup Global Markets Inc.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 11 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Credit Suisse Securities (USA) LLC identifying Corporate Parent Credit Suisse Group AG for Credit Suisse Securities (USA) LLC. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 12 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Deutsche Bank Securities Inc. identifying Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 13 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Drexel Hamilton, LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 14 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Evercore Group L.L.C. identifying Corporate Parent Evercore Partners, Inc. for Evercore Group L.L.C.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 15 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Freeman & Co. Securities LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 16 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Guggenheim Securities, LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 17 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Height Securities, LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 18 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by J.P. MORGAN SECURITIES LLC identifying Corporate Parent JP Morgan Chase & Co. for J.P. MORGAN SECURITIES LLC. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 19 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by JMP Securities LLC identifying Corporate Parent JMP Group LLC for JMP Securities LLC. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 20 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Keefe, Bruyette & Woods, Inc. identifying Corporate Parent Stifel Financial Corp. for Keefe, Bruyette & Woods, Inc.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 21 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Lebenthal & Co.,LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 22 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Loop Capital Markets LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 23 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Merrill Lynch Pierce Fenner & Smith Incorporated identifying Corporate Parent Bank of America Corp. for Merrill Lynch Pierce Fenner & Smith Incorporated. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 24 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by MFR Securities, Inc. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 25 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Mischler Financial Group, Inc. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 26 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Morgan Stanley & Co. LLC identifying Corporate Parent Morgan Stanley for Morgan Stanley & Co. LLC. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 27 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Muriel Siebert & Co., Inc. identifying Corporate Parent Siebert Financial Corp. for Muriel Siebert & Co., Inc.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 28 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Raymond James & Associates, Inc. identifying Corporate Parent Raymond James Financial, Incorporated for Raymond James & Associates, Inc.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 29 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by RBC Capital Markets, LLC identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 30 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Samuel A. Ramirez & Company, Inc. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 31 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Sandler O'Neill & Partners, L.P. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 32 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Credit Agricole Securities (USA) Inc. identifying Corporate Parent Credit Agricole S.A. for Credit Agricole Securities (USA) Inc.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 33 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Sanford C Bernstein & Co., LLC identifying Corporate Parent Alliance Bernstein Holding L.P., Corporate Parent AXA SA for Sanford C Bernstein & Co., LLC. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 34 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Scotia Capital (USA) Inc. identifying Corporate Parent The Bank of Nova Scotia, as Agent for Scotia Capital (USA) Inc.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 35 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by SG Americas Securities, LLC identifying Corporate Parent Societe Generale for SG Americas Securities, LLC. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 36 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Telsey Advisory Group LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 37 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by The Williams Capital Group, L.P. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 38 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Toussaint Capital Partners, LLC (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 39 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Wm Smith & Co. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 40 NOTICE of Appearance by Thomas W. Cranmer on behalf of Barclays Capital Inc., Blaylock Bean Van, LLC, C.L. King & Associates, Inc., Castleoak Securities, L.P., Citigroup Global Markets Inc., Credit Agricole Securities (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Drexel Hamilton, LLC, Evercore Group L.L.C., Freeman & Co. Securities LLC, Global Hunter Securities, LLC, Goldman, Sachs & Co., Guggenheim Securities, LLC, Height Securities, LLC, J.P. MORGAN SECURITIES LLC, JMP Securities LLC, Keefe, Bruyette & Woods, Inc., Lebenthal & Co.,LLC, Loop Capital Markets LLC, MFR Securities, Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mischler Financial Group, Inc., Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., RBC Capital Markets, LLC, Raymond James & Associates, Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Company, Inc., Sandler O'Neill & Partners, L.P., Sanford C Bernstein & Co., LLC, Scotia Capital (USA) Inc., Telsey Advisory Group LLC, The Williams Capital Group, L.P.. (Cranmer, Thomas) (Entered: 12/09/2016)

12/09/2016 41 NOTICE of Appearance by Matthew P. Allen on behalf of Academy Securities Inc., Barclays Capital Inc., Blaylock Bean Van, LLC, C.L. King & Associates, Inc., Castleoak Securities, L.P., Citigroup Global Markets Inc., Credit Agricole Securities (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Drexel Hamilton, LLC, Evercore Group L.L.C., Freeman & Co. Securities LLC, Global Hunter Securities, LLC, Goldman, Sachs & Co., Guggenheim Securities, LLC, J.P. MORGAN SECURITIES LLC, JMP Securities LLC, Keefe, Bruyette &

Woods, Inc., Lebenthal & Co.,LLC, Loop Capital Markets LLC, MFR Securities, Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mischler Financial Group, Inc., Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., RBC Capital Markets, LLC, Raymond James & Associates, Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Company, Inc., Sandler O'Neill & Partners, L.P., Sanford C Bernstein & Co., LLC, Scotia Capital (USA) Inc., Telsey Advisory Group LLC, The Williams Capital Group, L.P.. (Allen, Matthew) (Entered: 12/09/2016)

12/09/2016 42 NOTICE of Appearance by Richard A. Rosen on behalf of Academy Securities Inc., Barclays Capital Inc., Blaylock Bean Van, LLC, C.L. King & Associates, Inc., Castleoak Securities, L.P., Citigroup Global Markets Inc., Credit Agricole Securities (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Drexel Hamilton, LLC, Evercore Group L.L.C., Freeman & Co. Securities LLC, Global Hunter Securities, LLC, Goldman, Sachs & Co., Guggenheim Securities, LLC, Height Securities, LLC, J.P. MORGAN SECURITIES LLC, JMP Securities LLC, Keefe, Bruyette & Woods, Inc., Lebenthal & Co.,LLC, Loop Capital Markets LLC, MFR Securities, Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mischler Financial Group, Inc., Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., RBC Capital Markets, LLC, Raymond James & Associates, Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Company, Inc., Sandler O'Neill & Partners, L.P., Sanford C Bernstein & Co., LLC, Scotia Capital (USA) Inc., Telsey Advisory Group LLC, The Williams Capital Group, L.P., Toussaint Capital Partners, LLC, Wm Smith & Co.. (Rosen, Richard) (Entered: 12/09/2016)

12/12/2016 43 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Global Hunter Securities, LLC (Cranmer, Thomas) (Entered: 12/12/2016)

12/12/2016 44 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Goldman, Sachs & Co. identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.. (Cranmer, Thomas) (Entered: 12/12/2016)

12/13/2016 45 STIPULATED ORDER REGARDING SERVICE AND DEFENDANTS TIME TO ANSWER. Signed by District Judge Gershwin A. Drain. (TBan) (Entered: 12/13/2016)

12/14/2016 46 NOTICE of Appearance by Marc De Leeuw on behalf of Ally Financial Inc., Robert T Blakely, Michael A Carpenter, Mayree C Clark, David J DeBrunner, Stephen A Feinberg, Kim S Fennebresque, Gerald Greenwald, Christopher A Halmy, Franklin W Hobbs, Brian P MacDonald, Marjorie Magner, Henry S Miller, Mathew Pendo. (De Leeuw, Marc) (Entered: 12/14/2016)

12/15/2016 47 NOTICE of Appearance by James P. Feeney on behalf of Ally Financial Inc.. (Feeney, James) (Entered: 12/15/2016)

12/20/2016 48 MOTION to Remand by Bucks County Employees Retirement Fund. (Attachments: # 1 Index of Exhibits Index of Exhibits, # 2 Exhibit Exhibit 1, # 3 Exhibit Exhibit 2, # 4 Exhibit Exhibit 3, # 5 Exhibit Exhibit 4) (Fink, David) (Entered: 12/20/2016)

12/20/2016 49 NOTICE of Appearance by Darryl Bressack on behalf of Bucks County Employees Retirement Fund. (Bressack, Darryl) (Entered: 12/20/2016)

12/20/2016 50 NOTICE of Appearance by Schuyler Exton von Oeyen on behalf of Bucks County Employees Retirement Fund. (von Oeyen, Schuyler) (Entered: 12/20/2016)

12/21/2016 51 NOTICE OF HEARING on 48 MOTION to Remand . Motion Hearing set for 1/23/2017 11:00 AM before District Judge Gershwin A. Drain (TBan) (Entered: 12/21/2016)

01/17/2017 Set/Reset Deadlines as to 48 MOTION to Remand . Motion Hearing reset for 2/22/2017 10:00 AM before District Judge Gershwin A. Drain (TBan) (Entered: 01/17/2017)

01/17/2017 TEXT-ONLY NOTICE: Status Conference on 1/23/17 is Cancelled. (TBan) (Entered: 01/17/2017)

01/23/2017 52 RESPONSE to 48 MOTION to Remand filed by All Defendants. (Attachments: # 1 Index of Exhibits, # 2 Exhibit A - Complaint, # 3 Exhibit B - Notice of Removal, # 4 Exhibit C - Gaynor v Miller, # 5 Exhibit D - Hung v Idreamsky Tech, # 6 Exhibit E - Rubin v Pixelplus Co, # 7 Exhibit F - Unschuld v Tri-S Sec. Corp, # 8 Exhibit G - Rovner v Vonage Holdings, # 9 Exhibit H - Wiggins v Daymar Colleges Grp) (Schehr, Thomas) Modified on 1/24/2017 (DAll). (Entered: 01/23/2017)

01/23/2017 53 EXHIBIT con't of exhibits re 52 Response to Motion,, by All Defendants (Attachments: # 1 Exhibit I - Crowley v Liberty Life Assur Co. of Boston, # 2 Exhibit J - Pinto v Vonage Holdings, # 3 Exhibit K - Kulinski v A.M. Elec. Power Co., # 4 Exhibit L - Kulinski v Am. Elec. Power Co., # 5 Exhibit M - Rosenberg v Cliffs Natural Res. Inc., # 6 Exhibit N - Parker v Nat'l City Corp., # 7 Exhibit O - In re Fannie Mae Securities Litig., # 8 Exhibit P - Iron Workers District Council v New England Pension Fund v Moneygram International Inc., # 9 Exhibit Q - Wiles v Ascom Transp. Sys. Inc., # 10 Exhibit R - Petition for Writ of Certiorari in Cyan, Inc. v. Beaver Cty Emplyees Retirement Fund, # 11 Exhibit S - Brief of Amici Curiae Law Professors in Support of Petitions Cyan, Inc. v. Beaver Cty Employees Retirement Fund, # 12 Exhibit T - Article re State Courts Lack Jurisdiction to Hear Securities Act Class Actions) (Schehr, Thomas) Modified on 1/24/2017 (DAll). (Entered: 01/23/2017)

01/31/2017 54 STIPULATED ORDER. Signed by District Judge Gershwin A. Drain. (TBan) (Entered: 01/31/2017)

02/06/2017 55 NOTICE of Appearance by Elizabeth Cassady on behalf of Ally Financial Inc., Robert T Blakely, Michael A Carpenter, Mayree C Clark, David J DeBrunner, Stephen A Feinberg, Kim S Fennebresque, Gerald Greenwald, Christopher A Halmy, Franklin W Hobbs, Brian P MacDonald, Marjorie Magner, Henry S Miller, Mathew Pendo. (Cassady, Elizabeth) (Entered: 02/06/2017)

02/06/2017 56 NOTICE of Appearance by Daryl A. Libow on behalf of Ally Financial Inc., Robert T Blakely, Michael A Carpenter, Mayree C Clark, David J DeBrunner, Stephen A Feinberg, Kim S Fennebresque, Gerald Greenwald, Christopher A Halmy, Franklin W Hobbs, Brian P MacDonald, Marjorie Magner, Henry S Miller, Mathew Pendo. (Libow, Daryl) (Entered: 02/06/2017)

02/13/2017 57 NOTICE of Appearance by Thomas L. Laughlin, IV on behalf of Bucks County Employees Retirement Fund. (Laughlin, Thomas) (Entered: 02/13/2017)

02/13/2017 58 REPLY to Response re 48 MOTION to Remand filed by Bucks County Employees Retirement Fund. (Attachments: # 1 Index of Exhibits Index of Exhibits, # 2 Exhibit Exhibit A, # 3 Exhibit Exhibit B) (Bressack, Darryl) (Entered: 02/13/2017)

02/17/2017 Reset Motion Hearing as to 48 MOTION to Remand: Motion Hearing RESET for 3/16/2017 at 11:00 AM before District Judge Gershwin A. Drain (FMos) (Entered: 02/17/2017)

02/24/2017 TEXT-ONLY NOTICE: Motion Hearing on 3/16/17 is Cancelled. (TBan) (Entered: 02/24/2017)

02/24/2017 59 ORDER REASSIGNING CASE from District Judge Gershwin A. Drain in Detroit to District Judge Judith E. Levy in Ann Arbor. Signed by District Judge Denise Page Hood. (SSch) (Entered: 02/24/2017)

02/28/2017 60 NOTICE OF HEARING on 48 MOTION to Remand . Motion Hearing set for 4/17/2017 at 2:00 PM before District Judge Judith E. Levy in ANN ARBOR, MI (FMos) (Entered: 02/28/2017)

03/06/2017 Reset Deadlines as to 48 MOTION to Remand . Motion Hearing reset for 5/31/2017 at 11:00 AM before District Judge Judith E. Levy (FMos) (Entered: 03/06/2017)

03/06/2017 Remark - The Court will immediately hold hearing on 17-10289 afterwards. (FMos) (Entered: 03/06/2017)

03/10/2017 61 NOTICE of Appearance by Audra J. Soloway on behalf of Academy Securities Inc., Barclays Capital Inc., Blaylock Bean Van, LLC, C.L. King & Associates, Inc., Castleoak Securities, L.P., Citigroup Global Markets Inc., Credit Agricole Securities (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Drexel Hamilton, LLC, Evercore Group L.L.C., Freeman & Co. Securities LLC, Global Hunter Securities, LLC, Goldman, Sachs & Co., Guggenheim Securities, LLC, Height Securities, LLC, J.P. MORGAN SECURITIES LLC, JMP Securities LLC, Keefe, Bruyette & Woods, Inc., Lebenthal & Co.,LLC, Loop Capital Markets LLC, MFR Securities, Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mischler Financial Group, Inc., Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., RBC Capital Markets, LLC, Raymond James & Associates, Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Company, Inc., Sandler O'Neill & Partners, L.P., Sanford C Bernstein & Co., LLC, Scotia Capital (USA) Inc., Telsey Advisory Group LLC, The Williams Capital Group, L.P., Toussaint Capital Partners, LLC, Wm Smith & Co.. (Soloway, Audra) (Entered: 03/10/2017)

05/17/2017 62 STATEMENT of DISCLOSURE of CORPORATE AFFILIATIONS and FINANCIAL INTEREST by Goldman, Sachs & Co. identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.. (Cranmer, Thomas) (Entered: 05/17/2017)

05/24/2017 63 Notice of Determination of Motion Without Oral Argument re 48 MOTION to Remand . The hearing on Motion to Remand is HEREBY CANCELLED for May 31, 2017. (FMos) (Entered: 05/24/2017)

05/26/2017 64 ORDER REMANDING CASE to Wayne County Circuit Court. Signed by District Judge Judith E. Levy. (DWor) (Entered: 05/26/2017)

05/26/2017 65 NOTICE remanding case to WAYNE COUNTY CIRCUIT COURT. (DWor) (Entered: 05/26/2017)

06/07/2017 66 MOTION for Reconsideration by All Defendants. (Attachments: # 1 Index of Exhibits, # 2 Exhibit A - Cyan, Inc., et al v Beaver County Employees Retirement Fund, et al, # 3 Exhibit B - Court docket re Cyan, Inc., et al v Beaver County Employees Retirement Fund, et al) (Schehr, Thomas) (Entered: 06/07/2017)

06/08/2017 67 Notice of Determination of Motion Without Oral Argument re 66 MOTION for Reconsideration (FMos) (Entered: 06/08/2017)

06/12/2017 68 ORDER Denying 66 Motion for Reconsideration. Signed by District Judge Judith E. Levy. (FMos) (Entered: 06/12/2017)

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U.S. District Court Eastern District of Michigan (Ann ...securities.stanford.edu/filings-documents/1059/AFI00_01/20161130_f... · U.S. District Court Eastern District of Michigan