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RECOVERY OF CAROTENOIDS FROM CRUDE PALM OIL USING ORGANIC SOLVENT NANOFILTRATION KHAIRILANUAR BIN MOHD HANIM A thesis submitted in fulfilment of the requirements for the award of the degree of Master of Engineering (Bioprocess) Faculty of Chemical Engineering Universiti Teknologi Malaysia JUNE 2014

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RECOVERY OF CAROTENOIDS FROM CRUDE PALM OIL USING ORGANIC

SOLVENT NANOFILTRATION

KHAIRILANUAR BIN MOHD HANIM

A thesis submitted in fulfilment of the requirements

for the award of the degree of Master of Engineering

(Bioprocess)

Faculty of Chemical Engineering

Universiti Teknologi Malaysia

JUNE 2014

iii

To my beloved family and friends

iv

ACKNOWLEDGEMENTS

First and foremost I would like to thank Allah S.W.T for giving me the

strength, and courage to conduct this study. The knowledge I have gained

throughout this work and all my life is all because of His blessing. Alhamdulillah.

I would like to express my deepest appreciation to my supervisor, Dr. Mohd

Nazlee Faisal Ghazali for his guidance, advices, and dedication throughout the

research. It was his kind support that helped me complete this study successfully. I

am also grateful towards my colleague, Qadly Ameen Pahlawi for his unconditional

support and assistance for me towards the success of this research. Also I am grateful

to all the staff of Faculty of Chemical Engineering, Universiti Teknologi Malaysia

(UTM) for their support that made this research a success.

Last but not least, I would like to thank my beloved family members for their

love and moral support throughout every endeavor of mine.

v

ABSTRACT

The recovery of carotene from crude palm oil prior to refining would add

significant value to the country’s palm oil industry. Various methods are currently

available to yield high concentrations of carotene. These methods however, have

many disadvantages when factors such as cost, and energy consumption are weighed

into consideration. This work presents the application of organic solvent

nanofiltration membranes for the separation of carotene from a crude palm oil

(CPO)/solvent system. Filtration tests were conducted using a dead-end filtration

set-up, utilizing four different polyimide membranes and four different solvents.

PuraMem™ 280 showed the best performance, with a selectivity of 1.25 when

hexane was used as the solvent. Runs using DuraMem™ 150, DuraMem™ 300 and

DuraMem™ 500 showed low or no selectivity between carotene and triglyceride in

all solvents. It was found that rejection of carotene depends strongly on the type of

solvents and membrane type and therefore is critical for carotene separation. Lower

applied pressure and low feed concentrations improved the membrane selectivity.

The effect of solute-solvent coupling was much higher towards lower molecular

weight component (carotene) and at lower pressures. Theoretical pore size of the

membrane was predicted using sets of equations relating the diffusivity of the solutes

and the experimental rejection results. Results showed that the theoretical pore size

of membrane PuraMem™ 280 was between 1.38 nm to 1.85 nm. The effect of

concentration polarisation was predicted, and result showed that in this system, the

effect of concentration polarization was very minimal, where cw/cb was only between

1.06 to 1.24. Generally, high feed concentrations increased the feed viscosity,

resulting in significant osmotic pressures and reduces the permeate flux.

vi

ABSTRAK

Pemisahan karotena daripada minyak sawit mentah sebelum proses penapisan

memberi nilai tambah kepada industri minyak sawit negara. Pada masa ini, terdapat

pelbagai kaedah yang berupaya menghasilkan karotena dalam kepekatan tinggi.

Walau bagaimanapun, kaedah-kaedah tersebut mempunyai banyak kelemahan

apabila faktor seperti kos dan penggunaan tenaga diambilkira. Kajian ini

membentangkan aplikasi membran nanopenurasan pelarut organik untuk pemisahan

karotena daripada sistem minyak sawit mentah/pelarut organik. Ujian penurasan

dijalankan dengan susunan penurasan buntu, menggunakan empat membran

poliimida dan empat pelarut berlainan. PuraMem™ 280 menunjukkan prestasi

terbaik dengan nilai pemilihan 1.25 apabila digunakan bersama pelarut heksana.

Membran DuraMem™ 150, DuraMem™ 300 and DuraMem™ 500 menunjukkan

nilai pemilihan yang rendah antara karotena dan trigliserida dalam semua pelarut.

Kajian mendapati, kadar penolakan karotena sangat bergantung kepada jenis pelarut

dan jenis membran oleh itu sangat kritikal dalam pemisahan karotena. Tekanan yang

rendah dan kepekatan suapan yang rendah meningkatkan pemilihan membran

tersebut. Kesan gandingan antara bahan larut dan pelarut lebih tinggi terhadap

komponen yang mempunyai berat molekul lebih ringan (karotena) dan pada tekanan

yang lebih rendah. Saiz liang membran teori boleh diramalkan menggunakan

beberapa set persamaan yang mengaitkan kebolehresapan bahan larut dengan

penolakan yang didapati dari eksperimen. Keputusan menunjukkan bahawa saiz

liang membran teori adalah di antara 1.38 nm hingga 1.85 nm. Kesan kekutuban

kepekatan telah diramalkan, dan keputusan menunjukkan kesan tersebut adalah

minimum, di mana cw/cb adalah antara 1.06 hingga 1.24. Secara umumnya,

kepekatan suapan yang tinggi meningkatkan kelikatan, seterusnya meningkatkan

tekanan osmotik, dan merendahkan fluks.

vii

TABLE OF CONTENTS

CHAPTER TITLE PAGE

DECLARATION ii

DEDICATION iii

ACKNOWLEDGEMENTS iv

ABSTRACT v

ABSTRAK vi

TABLE OF CONTENTS vii

LIST OF TABLES xi

LIST OF FIGURES xii

LIST OF ABBREVIATIONS xiv

LIST OF APPENDICES xv

1 INTRODUCTION 1

1.1 Research Background 1

1.2 Problem Statement 3

1.3 Research Objectives 3

1.4 Scope of Study 4

1.5 Significance of Research 5

2 LITERATURE REVIEW 6

2.1 Crude Palm Oil 6

2.2 Composition and Constituent of CPO 7

viii

2.2.1 Triglycerides 8

2.2.2 Carotenoids 10

2.3 Current Technology on Carotene Recovery from CPO 13

2.3.1 Solvent Extraction 14

2.3.2 Adsorption 15

2.3.3 Molecular Distillation 15

2.4 Organic Solvent Nanofiltration (OSN) Membranes 16

2.4.1 Introduction to OSN 16

2.4.2 OSN Membrane Market 17

2.4.3 Applications of OSN 18

2.4.3.1 Solvent recovery 18

2.4.3.2 Recovery of homogenous catalysts 19

2.4.3.3 Natural products recovery 20

2.4.3.4 Purification of pharmaceuticals 21

2.4.3.5 Oil and petrochemicals 22

2.4.4 Membrane Polymer 23

2.4.4.1 Polyimide 23

2.4.4.2 Polydimethylsiloxane 24

2.5 Transport Mechanism through OSN membranes 26

2.5.1 Solution diffusion 26

2.5.2 Pore flow 30

2.6 Effects of experimental conditions on OSN membrane

performance 32

2.6.1 Membrane material and nature of solute 32

2.6.2 Type of Solvent 34

2.6.3 Feed Concentration 34

2.6.4 Transmembrane Pressure 35

2.6.5 Temperature 35

ix

2.7 Transport Phenomena Affecting Membrane

Performance 36

2.7.1 Concentration Polarization 36

2.7.2 Compaction 40

2.8 Effective Solute Diameter and Diffusivity 41

3 METHODOLOGY 43

3.1 Raw Materials 43

3.2 Membrane System 44

3.3 Membrane Performance Parameters 47

3.4 Flux of Pure Solvents through Membrane 48

3.5 Membrane Screening 49

3.6 Effects of Different Operating Parameters towards

Membrane Performance 50

3.7 Analysis 51

3.8 Estimation of Solute Size and Theoretical Pore Size 52

3.9 Investigation on Effects of Concentration Polarization 53

4 RESULTS AND DISCUSSION 54

4.1 Flux of Pure Solvents through the Membranes 54

4.2 Membrane Performance Screening 59

4.3 Effects of feed concentration towards flux and

selectivity 66

4.4 Effects of Operating Pressure Towards Flux and

Selectivity 68

4.5 Filtration Tests using Model Solutions of Carotene in

Hexane 72

4.6 Filtration Tests using Model Solutions of Triglyceride

in Hexane 74

x

4.7 Estimation of Solute Diameter, and Membrane Pore

Size using Wilke Chang and Stokes Einstein Equation 75

4.8 Investigation on the Effects of Concentration

Polarization and Osmotic Pressure Towards the

Membrane Performance 79

5 CONCLUSIONS AND RECOMMENDATIONS 83

5.1 Conclusions 83

5.2 Recommendations 85

REFERENCES 86

Appendices A - C 93 - 107

xi

LIST OF TABLES

TABLE NO. TITLE PAGE

2.1 Minor components of crude palm oil (Gee, 2007) 13

3.1 Characteristics of the crude palm oil obtained from local

palm oil refinery 44

3.2 Properties of the membranes as used in the study 46

3.3 Properties of various solvents used in the study 49

3.4 HPLC analysis method for detecting triglycerides 52

4.1 Final permeate flux of various solvents through membranea 56

4.2 Solubility parameters of solvents and polyimide. 58

4.3 Final permeate flux for filtration of different CPO-solvent

solutions through the different membranesa 61

4.4 Summary of results for membrane screening experiments 62

4.5 Solubility of carotene in solvents used in the experiment 65

4.6 Values of variables and constants required for Wilke-

Chang equation for determining carotene solute diffusivity. 76

4.7 Calculated values of solute parameters of carotene and

triglyceride. 77

4.8 Calculated osmotic pressures influenced by carotene

concentrations 82

4.9 Calculated osmotic pressures influenced by triglyceride

concentrations 82

xii

LIST OF FIGURES

FIGURE NO. TITLE PAGE

2.1 General structure of triglyceride 9

2.2 Chemical structure of a) α-carotene, and b) β-Carotene

present in the crude palm oil 11

2.3 Molecular structure of polyimides (Hatori et al., 1995) 23

2.4 Basic chemical structure of polydimethylsiloxane (PDMS) 25

2.5 Concentration gradient through membranes (Wijmans and

Baker, 1995) 27

2.6 The transportation mechanism of mixtures based on the pore

flow model 30

2.7 Concentration polarization in nanofiltration and reverse

osmosis solutions 38

3.1 Diagram of the filtration apparatus 45

4.1 Flux profile of pure solvents through the membranes studied 55

4.2 Flux profile of CPO-solvent systems through the

membranes studied 60

4.3 Influence of CPO/hexane feed concentration towards the

viscosity and the permeate flux through PuraMem™ 280 66

4.4 Effects of feed concentration towards RC, RTG, and

selectivity of in CPO-hexane mixture through PuraMem™

280 67

4.5 Effects of pressure towards flux of pure hexane and CPO-

hexane mixture through PuraMem™ 280 69

4.6 Effects of pressure on RC, RTG, and separation factor of

CPO-hexane mixture through P280 71

4.7 Effect of concentration of carotene-hexane solution towards

flux and rejection 72

4.8 Effect of concentration of triglyceride-hexane solution

towards flux and rejection 74

xiii

4.9 Effect of feed concentration towards the observed rejection,

Robs, real rejection, Rreal, and concentration polarization effect,

cw/cb 80

xiv

LIST OF ABBREVIATIONS

CPO - Crude Palm Oil

MW - Molecular weight

MWCO - Molecular weight cut-off

TG - Triglycerides

MG - Monoglycerides

DG - Diglycerides

FFA - Free fatty acids

POME - Palm oil mill effluent

Da - Dalton

RSM - Response surface

methodology

HPLC - High performance liquid

chromatography

RO - Reverse osmosis

RPME - Red palm methyl esters

CPME - Continuous electrophoresis

with porous membranes

PAN - Polyacrylonitrile

PI - Polyimide

PDMS - Polydimethysiloxane

CHAPTER 1

INTRODUCTION

1.1 Research Background

Palm oil is one of the world's richest natural plant sources of carotenoids.

The minor components of crude palm oil (CPO) consist of carotenoids, tocopherols,

tocotrienols, vitamin E and sterols. It contains high concentration of carotenes of

about 0.5-0.7 g/L, 15 times more retinol equivalents (vitamin A) than carrots and 300

times more than tomatoes(Sundram e? 2003). The primary carotenes that exists

in palm oil are a-carotene and P-carotene, which account for 80% of the total

carotenes (Ooi e? %A, 1994). The importance of P-carotene is well documented for

human nutrition and serves as a major source of vitamin A, as they can be

transformed into vitamin A m vz'w (Chuang and Brunner, 2006) and serves as a

potential alternative means of fighting vitamin A deficiency which is prevalent in

many countries (Barison, 1996). Numerous studies have shown that carotenes can

prevent certain types of cancer, such as lung, oral, pharyngeal and stomach cancers

(Peto e? %A, 1981). It could also enhance the immune system and help to protect

against flu, colds, infections, and toxins. Furthermore, carotenoids are strong dyes,

in which at even very low levels of parts per million, they are able to impart the

desired properties to foods (Gordon and Bouernfeind, 1982). Due to broad

application of natural compounds in cosmetics, pharmaceuticals and food industry,

carotenoids have increased in its value and importance. Therefore, their recovery

from palm oil or its by-products are very important.

The nation's palm oil industry would benefit significantly from the process of

extraction and recovery of carotenes from palm oil. But unfortunately, conventional

physical and chemical methods of palm oil refining causes almost all of the carotenes

to be either removed or destroyed (Ooi e? 1994). This process also helps to give

the light colored oil as favoured by consumers. A few processes have been

developed to recover carotenes from palm oil which includes solvent extraction

(Tanaka, 1986), molecular distillation, and adsorption (Ong and Boey, 1980). These

technologies however require high capital expenditure to set up and have significant

operating costs due to vast energy consumption.

Nanofiltration offers a good alternative for the process of separating carotene

from crude palm oil due to its lower energy consumption, ambient temperature

operation, and retention of thermally sensitive compounds. Recently, organic

solvent nanofiltration (OSN) has found numerous applications including

homogeneous catalyst recovery, solvent exchange, chiral separation, concentration of

natural extracts, and peptide synthesis. There are a few reports on the membrane

process of recovering carotenoids from palm oils, in which the oil was first

transesterified into methyl esters, then the carotenes are separated from the methyl

esters through nanofiltration (Chiu e? %A, 2009; Darnoko and Cheryan, 2006). The

disadvantage of this process is that the edible oil is lost or rendered useless for

further consumption. Thus there is a need to find a membrane filtration process to

recover the carotenoids from crude palm oil prior to refining without chemical

transformation of the triglycerides.

2

3

1.2 Problem Statement

During conventional physical and chemical methods of palm oil refining,

almost all of the carotenes are removed and destroyed. It is proposed that prior to

chemical or physical refining of the crude palm oil, the carotenoids are first

recovered by adding an extra step of membrane filtration in the process. There are

various methods being applied to recover carotene from crude palm oil, and intensive

studies have been done on the extraction and recovery of carotene. These methods

include saponification, selective solvent extraction, and transesterification followed

by both phase separation and distillation of the ester. The process of

transesterification can produce high concentrations of carotene however, has many

disadvantages after weighing in factors such as cost, materials, and the large amount

of energy required for evaporation. Converting the palm oil into methyl esters also

renders the oil useless for further usage and consumption. Organic solvent

nanofiltration can address these problems whereby the separation of carotene from

crude palm oil is based on different molecular size, lowering energy consumption,

minimizing thermal damage and without involving any phase change,. Moreover,

the separation maintains the oil quality where the oil is not transformed to methyl

esters while increasing yield through gentle ambient temperature separations.

1.3 Research Objectives

The main objective of this study is to explore the potential of OSN process to

separate carotene from palm oil. In this present work, the performances of various

OSN membranes will be evaluated for the permeation of carotene and retention of

triglycerides. The best membrane in terms of flux and selectivity will be further

studied on the effects of operating parameters such as pressure and feed

concentration towards selectivity of carotene. The specific research objectives are as

follows:

1. To identify the best combination of membrane and solvent for the

separation of carotene from crude palm oil.

2. To evaluate the effects of varying operating parameters towards the flux

and selectivity using the best combination of membrane and solvent.

3. To study the transport phenomenon involved in the OSN membrane

separation of carotene and triglyceride using model solutions.

4

1.4 Scope of Study

In order to achieve the specified objectives, the study involves investigating

the performance of OSN membrane in the recovery of carotene from crude palm oil

directly without chemical transformation of the triglycerides. Performance was

based on the flux (J), rejection (R) and selectivity ( <x) between carotene and

triglycerides (palm oil). The process will use 4 different polyimide membrane

materials with different molecular weight cut-off (MWCO) as described by the

manufacturer. The membranes are PuraMem™ 280, DuraMem™ 150, DuraMem™

300, and DuraMem™ 500. The effect of using different types of solvents namely

acetone, hexane, ethyl acetate, and isopropanol towards flux and rejection will be

studied. The effects of varying operating parameters namely; palm oil feed

concentration, and pressure, and towards flux and selectivity will be studied. The

rejection characteristics of the selected membrane will then be tested using model

solution of carotene in solvent, and triglyceride in solvent. Based on the

experimental data, the solute diameters and theoretical pore size of the selected

membrane will be predicted using Stokes-Einstein equation. The implications of

concentration polarization, osmotic pressure, membrane swelling, and solubility

parameters in the membrane system will be investigated.

5

1.5 Significance of Research

This study will help to improve our understanding on the potential of OSN

membranes towards specific applications in the processing of crude palm oil. This

research will add significant advantages to the palm oil industry especially in the

processing of crude palm oil since the findings will help to add value to the final

product.

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