CQNG HOA XA HQI CHU NGHIA VI~T NAMDQc l~p - Tl}' do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

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He] N(Ji, ngay 18 thang Olnam 2019Hanoi, day 18month Olyear 2019

BAo cAo vI!:THAY DOl SO mru CVA CO DONG LON, NHA DAu TU NA.M GIUTU 5% TRO LEN CH1JNG CHi QUY DONG

REPORT ON CHANGES IN OWNERSHIP OFMAJOR SHAREHOLDERS/INVESTORSHOLDING 5% ORMORE OF CLOSED FUND CERTIFICATES

Kinh giri: - Uy ban Chung khoan Nha nuoc- Sa Giao dich Chung khoan- Cong ty C6 phan Chung khoan VnDirect - VND

To: - The State Securities Commission- The Stock Exchange- VNDirect Joint Stock Securities Company

1. Thong tin vS ca nhan/to chirc d~u tir/ Information on individual/institutional investor

H9 va ten ca nhan/Ten t6 chirc dau tu I Name of individual/organization investor.' PYNELITE FUND (NON-UCITS)Quoc tich/ Nationality: Ph~n Lanl FinlandS6 CMND, HQ chieu, The can circe (d6i voi ca nhan) hoac S6 Giiy chimg nhan dang kydoanh nghiep, Giay phep heat dong ho~c giay to phap Iy tuong duong (d6i voi t6 chirc),ngay cap, noi dp I ID card/Passport No. (in case of individual) or Certificate of businessregistration No. (in case of organization), date of issue, place of issue. CA5604 ngaydp/date of issue: 15/12/2011, noi dplplace of issue: Trung dim luu ky chtmg khoanVi~t Nam/VSDDia chi lien he/Dia chi tru sa chinh/ Address: PL 139,00101 Helsinki, Ph~n LanlPL 139,00101 Helsinki, FinlandDien thoai/ Telephone: 0903.252.099 Email: nguyenhavn@gmail.com

2. Nguoi co lien quan cua ca nhan/to chirc dau tir (dang nam gifr cung loai c6 phi~u/chlrng chiquy) I Related person (currently holding the same types of shares/ jitnd certificates):

H9 va ten ca nhaniTen t6 ChlfCco lien quan I Full name (~frelated individual/organization:Qu6c tich!Nationality:s6 CMND, HQ chi~u, The din cuac (d6i vai ca nhan) ho~c s6 Gi~y chlrng nh~n dang kydoanh nghi~p, Giiy phep hO<;itdQng ho~c giiy tCl' phap Iy tuO'ng duang (d6i vai t6 chuc),ngay dp, nai dp I ID card/Passport No. (in case of individual) or Certificate of businessregistration No. (in case of organization), date of issue, place of issue.Chuc V\l hi~n nay t<;iicong ty d<;iichlmgl cong ty qUEmly quy (n~u co)1 Current position atthe public company/fund management company Of any):M6i quan h~ vai ca nhanlt6 chuc d~u tul Relationship with the individual/institutionalinvestor:

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3. Ten c6 phieu/chirng chi guy/ma chirng khoan sa hfru/ Name & code of shareIJundcertificateowned:

Cdng ty C6 ph~n Chung khoan VnDirect - VND

4. Cac tai khoan giao dich co chirng khoan neu tai muc 3/ Trading account number with sharesmentioned in paragraph 3 above: DBHFCA5604 Tai cong ty chirng kh0an/ In securitiescompany: Cong ty C6 ph~n Chung khoan VNDirect

5. s6 IUQ'ng,ty l~ c6 phieu/chirng chi guy nam gifr tnroc khi thirc hien giao dich/ Number,ownership proportion of sharesIJund certificates held before the transaction: 21.107.210 c6phieu/shares; 10,12%

6. se IU9'ng c6 phieu/chirng chi guy da mua/ban/cho/duoc cho/tang/duoc tang/thus ke/chuyennhuong/nhan chuyen nhuong/hoan d6i (lam ty If So' hiiu co thay d6i qua nguiing mot phdn tram(1%)/ Number of shares / fund certificate purchase/sell!give/donate/donated/inheritance/transfer/transferred/swap (to do percentage of ownership haschanged over the threshold ofone percent (1%): 518.160 c6 phi~u/shares7. s6 IUQ11g,ty I~ c6 phieu/chung chi guy dong n~m gifr sau khi thirc hien giao dich/ Number,ownership proportion of shares/fund certificates hold after the transaction: 20.589.050 c6phi~u/shares; 9,87 'Yo8. s6 IUQ'ng,ty I~ c6 phieu/chung chi guy dong rna ngiroi co lien quan dang nam gifr/ Number,onwerhsip proportion of shares/ closedfund certificates currently held by the related person:

9. S6 IUQ'ng,ty l~ c6 phieu/chung chi guy dong cung nguoi co lien quan narn gilt sau khi thirchien giao dich/ Number, ownership proportion of shares/fund certificates held by individual/organization investor and related person after the transaction: 20.589.050 c6 phi~u/shares;9,87 %

10. Ly do thay d6i sa hfrul Reasons for change in ownership: ban c6 phi~u qua san/sellingshares on stock exchange11. Ngay giao dich lam thay d6i ty I~ sa hOui Date of change in ownership: 14/011201912. Cac thay d6i guan trQng khac (nSu co)/ Other significant changes (ffany):

CA NHAN/TO CHUC BAo CADINGlf()'J Dlf<;1C UY QUYEN CONG BO THONG TIN

NAME OF REPORTING ORGANIZATION/INDIVIDUAL/PERSONSAUTHORIZED TO DISCLOSE INFORMATION

(Ky, ghi ro h9 ten, dong d6u - niu co)(Signature,full name and seal - in case of organization)

NGUYEN THANH HA