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Massive MIMO Communications with One-Bit Quantization Lee Swindlehurst Center for Pervasive Communications and Computing University of California Irvine Hans Fischer Senior Fellow, Institute for Advanced Study Technical University of Munich

Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

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Page 1: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Massive MIMO Communications with One-Bit Quantization Lee Swindlehurst Center for Pervasive Communications and Computing University of California Irvine Hans Fischer Senior Fellow, Institute for Advanced Study Technical University of Munich

Page 2: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Massive MIMO Communications with One-Bit Quantization Collaborators: Amine Mezghani, Yongzhi Li, Amodh Saxena, Hessam Pirzadeh, Chuili Kong, Deying Kong, Shilpa Rao (UCI) Hela Jedda, Josef Nossek, Wolfgang Utschick (TU Munich, Germany) Inbar Fijalkow (Univ. Cergy-Pontoise, France) Gonzalo Seco Granados (Univ. Autònoma de Barcelona, Spain)

Page 3: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Center for Pervasive Communications and Computing (CPCC)

Ender Ayanoglu Wireless Communications & Networks

Nader Bagherzadeh Computer Architecture Network-on-a-Chip

Ahmed Eltawil System & Circuit Architectures for Wireless Communications

Michael Green Analog Integrated Circuit Design for Communications Systems

Payam Heydari High-Frequency Analog and RF Integrated Circuit Design

Syed Jafar Multiuser Information Theory Wireless Communications

Hamid Jafarkhani (Director) Coding and Communication Theory Wireless Networks

Athina Markopoulou Network Protocols & Algorithms Network Coding & Security

A. Lee Swindlehurst Signal Processing Wireless Communications

Zhiying Wang Information and Coding Theory Data Storage, Genomic Information

Page 4: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

The Spectral Crunch

Page 5: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

The Spectral Crunch

What if we knew that in 5 years, we would need to handle 1000x more traffic?

Page 6: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

The Road to Gigabit Wireless (5G and Beyond)

Page 7: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

(1) “Pico” and “Femto” Cells

Page 8: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

(2) Millimeter Wave Frequencies (30-300 Ghz)

Page 9: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

(2) Millimeter Wave Frequencies (30-300 Ghz)

Page 10: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

(2) Millimeter Wave Frequencies (30-300 Ghz)

Page 11: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

(3) Massive Multi-Input Multi-Output (MIMO) Antenna Arrays

Rice University

Lund University

Nokia/Mitsubishi

Page 12: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

A Symbiotic Relationship

Page 13: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

A Symbiotic Relationship

Page 14: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

A Symbiotic Relationship

Page 15: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

A Symbiotic Relationship

Page 16: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

A Symbiotic Relationship

Page 17: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

A Symbiotic Relationship

Page 18: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

A Symbiotic Relationship

Research Group: Exploiting Antenna Arrays for Next-Generation Wireless Systems

Page 19: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

“Smart” Antenna Systems

- interference reduction

user 1

Interference 1

user 2

Interference 2

Page 20: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

“Smart” Antenna Systems

- interference reduction

- multiplexing users in space

- at high SNR, M antennas can yield M-fold gain in rate w/out bandwidth expansion

user 1

Interference 1

user 2

Interference 2

Page 21: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

“Smart” Antenna Systems

- interference reduction

- multiplexing users in space

- at high SNR, M antennas can yield M-fold gain in rate w/out bandwidth expansion

- antenna degrees of freedom also used for nulling

- in general, to increase rate by R and null J jammers, need M=R+J antennas

user 1

Interference 1

user 2

Interference 2

Page 22: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

“Smart” Antenna Systems

- interference reduction

- multiplexing users in space

- at high SNR, M antennas can yield M-fold gain in rate w/out bandwidth expansion

- antenna degrees of freedom also used for nulling

- in general, to increase rate by R and null J jammers, need M=R+J antennas

- another alternative: reduce transmit power (increase battery life) for same quality

user 1

Interference 1

user 2

Interference 2

Page 23: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

“Smart” Antenna Systems

- interference reduction

- multiplexing users in space

- at high SNR, M antennas can yield M-fold gain in rate w/out bandwidth expansion

- antenna degrees of freedom also used for nulling

- in general, to increase rate by R and null J jammers, need M=R+J antennas

- another alternative: reduce transmit power (increase battery life) for same quality

- user 1 and user 2 can be different antennas for the same user: MIMO

user 1

Interference 1

user 2

Interference 2

Page 24: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Massive Antenna Arrays for Wireless

The advantages of multiple antennas in wireless communications is by now well known: - improved coverage - improved diversity - increased spectral efficiency - reduced interference

MIMO is an important component of current WiFi and 4G-LTE standards

Page 25: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Massive Antenna Arrays for Wireless

The advantages of multiple antennas in wireless communications is by now well known: - improved coverage - improved diversity - increased spectral efficiency - reduced interference

MIMO is an important component of current WiFi and 4G-LTE standards

Current implementations employ relatively few (< 10) antennas, improvements in spectral efficiency are rather modest

Page 26: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Massive Antenna Arrays for Wireless

The advantages of multiple antennas in wireless communications is by now well known: - improved coverage - improved diversity - increased spectral efficiency - reduced interference

MIMO is an important component of current WiFi and 4G-LTE standards

Current implementations employ relatively few (< 10) antennas, improvements in spectral efficiency are rather modest

At millimeter wave frequencies, on- or near-chip antennas produce a small Footprint for large arrays; e.g., a 12x12 array @ 30 GHz is less than 6”x6”

Page 27: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Standard Receiver Implementation

sin(!ct)

cos(!ct)analog digital

BPF LNA

Page 28: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

A One-Bit Receiver

sign(¢)

analog digital

sin(!ct)

cos(!ct)

BPF

sign(¢)

Page 29: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Single Antenna Theoretical Analysis

Page 30: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Nonlinear Analysis: The Bussgang Decomposition

Page 31: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Recent Research Activities

Page 32: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Recent Research Activities

Page 33: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Recent Research Activities

Page 34: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Example: Channel Estimation Error Bounds

This is why dithering Is beneficial!

Page 35: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Example: Channel Estimation

Page 36: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Recent Research Activities

Page 37: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Example: Optimizing Energy per Bit

Page 38: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Recent Research Activities

Page 39: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Example: Performance of Perturbed Quantized ZF Precoder

Page 40: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Conclusion

Page 41: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Conclusion

Page 42: Massive MIMO Communications with One-Bit Quantizationcomsig.chapters.comsoc.org/files/2017/04/IEEE... · user 1 . Interference 1 . user 2 . Interference 2 “Smart” Antenna Systems

Conclusion

YES!