Joseph A Greenaway Jr Financial Disclosure Report for 2009

8/3/2019 Joseph A Greenaway Jr Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/joseph-a-greenaway-jr-financial-disclosure-report-for-2009 1/7

I .. :ic~Jo:); !~i;.:.[INANCIAL DISCLOSURE REPORTR e p o r t R e q u i r ~ a b y r h e a , h i e s

in Government Acf of 1978~ e ~ . 2 / ~ q I O : i i [ FOR C~E~AR ~AR 2009 ff U . S C a p p . ff f f 1 0 1 - 1 1 1 )

l . Person Repo r t ing ( las t name. fu’~t , middle ini t ial ) 2 . C our t o r O r gan i z a t ion 3. Date of Repor t

G r een aw ay, J r . , Jo sep h A . U.S . Cour t o f Ap pea l s fo r the Th i rd C i rc u i t 5/12/20 i 0

4. Title (Art. icle Il l judge~ indicate active o r senior status; 5a. Report Type Ccheck appropria~ type) 6 . R epor t i ng P e r i odmagistrate judges indicate full- or part-t lme)

[] Nomination, D a t e 01101/2009Act i ve Ar t i c l e l l l [] Initial

~’] A n n u a l[] Final to

.. 12 / 31 / 2009

5 b . [ ] A m e n d e d R e p o r t

7, Ch a m be r~ o r O f f i ce A d d r t ~ 8. On the basis of the inform at ion contained in thi~ R e p o r t a n d a n y

mod i f i ca t i ons pe r t a i n i ng t h e r e t o , i t I n , i n m y o p i n i o n , i n c o m p l i a n c e

U . S . P . O . & F e d e r a l C o u r t h o u s e with appfieable laws and regula t ions.

F e d e r a l S q u a r e a n d W a l n u t S t .N e w a r k , N J 0 7 1 0 1

R e v iewin g O ffice r D ate

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable i~formation. Sign on last pagr.

I . P O S I T I O N S . ~ R , p o ~ , ~ ~ n ~ i v U ~ a o ~ , e , ~ ~ - 1 3 o f f a l n g t n s t r u c t i o n ~ )

[ ~ ] N O N E ( N o r e p o r t a b l e p o s i t i o n s . )

~ N A M E O _ F Q p ~ G A N I Z A T I O N / E N T I T Y

1 . B o a r d M e m b e r (e m e r i t u s ) C o l u m b i a C o l l e g e B l a c k A l u m n i C o u n c i l

2. A sso cia te Ed ito r ABA L itig a tio n Ma g az in e

3. B o a r d M e m b e r B o a r d o f V i s i t o r s o f C o l u m b i a C o l l e g e

4. C o u n c i l M e m b e r N e w a r k M u s e u m

5.

N O N E ~ o reportable a~eements.) ¯ ’ t ,j

~ PARTIES A~ TE~S

1 . 9 4 - 9 6J ~ h ~ o n & J o n s o n E m p l o y e e S a ~ q n g s P l a n

2 . 9 5 - 9 6 Johnson & Johnson Pens ion P lan



FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r s o n R e p o r t in g DateofReport

Page ~- of 7I Greenaway, Jr., Joseph A.

5 / 1 2 / 2 0 1 0

I H . N O N - I N V E S T M E N T I N C O M E . ~ e e p o ~ . z i n d iv i d u a l a n d sp .... ; se e p p . 1 7 - 2 4 of f i l ing ins truct ions .)

A. F il e r’ s N o n - I n v e s t m e n t I n c o m e

--] NONE (TVo reportable non-investment income.)

DATE SOURCE AND TYP]~ . I N C Q M E(yours , no t spouse’s )

1 . 2 009 C olum bia C o l l e ge - t e a c h ing f a l l s e m e s t e r $I 3)000.00

2 . 2 0 0 9 C a r doz o Sc h oo l o f L a w - t e a c h ing sp r ing s e m e s t e r $13 ,500 .00

3.

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - If ),ou were married during any portion of the repo~ing year, complete

~ollar amount not required ~cept for honora~a.)

~ N O N E ~ o reportable non-investment income.)

~ SOURCE A~ ~YPE

I. 20~ se l f , r e p l a y e d l e ga l c onsu l t a n t

2.

3.

4.

I V . R E I M B U R S E M E N T S - , , o ~ r o , , . , ~ . , toagi.t, yooa, ..,.r,.i ....¯(Inc lude4 those to ~pou%e a~ depe~ent chi ldren." see pp. 2J-27 of f i l ing inst~c t io~.)

~ NONE (No reportable reimbursements.)

SOURCE ~ LOCATION PU~OSE ITEMS PAID OR PROV~ED

1. ~ e f i c a n B a r A ~ o e i a t io n Febma~ 1 2 - I 7 , 2 0 0 9 O r la ndo , F L S p e a k e r a t s ~ i n a r u~s~ation, lading,

2. C a r d o z o S c h ~ l o f ~ w M ar c h 1 1 , 2 ~ 9 N e w Y o r L N Y Speak~ at ~1 t r anspoaa t ion

3. N e w Y o r k l n t e l l e c ~ l March 27-28 , 2009 N e w Yor k , N Y P r o f a s soc . m e e t ing l~g~g, me~P r o p e ~ L a w A ~ o c i a t io n

4. ~efic~ Bar As~ciation O c t o ~ r 1 - 3 , 2 ~ 9 C h i c ag o , I L Pro~ ~s~. m ~ f i n g tr~po~tion, lodging,

5. Amedcan Bar Ass~iation October 15 -17 , 2009 S m t a ~ a P u e b l o , N M Prof. ~ s o c . m e e t ~ g ~ s p o ~ a t i o n , l o d g i n g , m ~ l s



FINANCIAL DISCLOSURE REPORT S ~ m e o f Person R e p o r t i n g D a l e o i " I R e p o d

Page 3 of 7 Grcenaway, Jr. Joseph A. 5/12/2010

~ NO~ ~o reportable liabilities.)

~ ~ VALUE CODE

1. Ma~ Savings Ba~ Line of Credi t L

2. Amed~ Expr~s Credit C~d J

3. Citiba~ M~ te~ard Credit C~d J

4.

5.



FINANCIAL DISCLOSURE REPORT ] Name el’Person Reporting D a t e of Repor~

P a g e 4 o f " 7

[ G r e e n a w a y , J r . , J o s e p h A .

6/12~010

N O ~ ~ o reportable income, ~sets, or transactions.)

A. B. C. D.~cfiption of A~s~ts ~m~ du~g G~ss ~lue at cnd T~action* d~ng ~ing ~Hod

(I) (2 ) (I)J (2) (I) (2) , (3)(4) [ (5 )Place "(X)" ~er ~h ~t Amo~l T~ (e.g., Val~ j Va~e T~ (¢.g.. Da~ Value ~in ld~ti~ of

exempt ~m ~or discl~ C~e 1 d i v . . r c n ~ C~ 2 Me~ ~y, ~11. ~] C~ 2 ] C~e 1j b u y e r / s d l e r( A - H ) or in t . ) ( J - P )

. . C ~ e 3

r e d e m p t i o n ) (J-P)] (A-H) (ifp~vate

(Q-~ ~ction)

1. Am¢fi~n ~p~ss ~on stock A Di~dend J T

2. M e r ck c o m m o n s ~ c k A D i ~ d e n d J T

3. M i cr o s o f t c o m m o n s t o c k A D i v i d e n d J T

4. McDonalds common stock A Dividend J T

5. Johnson & Johnson common stock D Dividend N T

I 6 . U . S . S a v i n g s B o n d s A In teres t J T

7. C i t i ban k ( c h ec k i n g ~ s av i n g s ) A Interest J "1"

8. D isne y c om m on s toc k A D i v i d e n d J T

9. lntel common stock A Dividend J T

i " 0 . Johson & Johnson 401(k) A Interest M T

~ 1 . N e xte l c om m on s toc k ( Y)

12’.’ AT&T ’common stock

1 3 . 6.S. Treasury Strips A Interest J T

1 4 . AT&+ Wireless common stock (Y’)

1 5 . ’~E common stock A Dividend J T

1 6 . C h a s e 4 0 1 K A D i v i d e n d Sold 03/2009 O

i 7 . P f iz e r c om m on s toc k A D i v i d e n d J T

1 . Income Gai n Codes ; A =$1 , 0~ or l ess B = , t 1 ,0 0 1 . $2,5 0 0 C = 1 ; 2 . 5 0 1 ¯ 1 ; 5 ,0 0 0 D =E,0 01 - 1 ; 15 .0 ¢0 E * $1 5,0~ 1 - $5 0,00 0(Sue Col umns Et I and IM) F - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G ~ $ I D 0.0 0 1 - $ 1 , 0 0 0 , 0 0 0 H I = $ 1 .000 ,001 - $5 ,000 ,000 H2 =More than $5,000.000

2 . Val ue Codes J -$1 $ ,0 0 0 o r le s t K -S I 5 ,001 - $50,000 L = $50 .001 - $ 100 ,000 M( S e e C o l o n ’ m s C I a n d D 3 ) N - 1250 ,001 - 1 ; 500 .000 O =1 5 0 0 ,0 0 1 - $1 ,0 ~t ,0 0 0 P I = $ I .D 00 ,001 - $5 ,000 .000 P2 =$5.00~,001 - $25,000,000

P3 - 1 ; 25 ,000 .001 - $50 ,000 ,000 P4 =More than 550.000.0003 , Val ue Met h od Codes Q -Appra isa l R ~ ’C ost (R eal Estate O nly) S - A s s e s s m e n t T =Cash Mitrke~

( S e e C o l u n m C 2 ) U -Book Vt l u~ V - ’Ot h er W =Estimated



N am e of Person Reportin g Date ©f l~epo~FINANCIALDISCLOSURE REPORT[ Greenavvay, Jr., Joseph A.P a g e 5 of 7 5 / ~ 2 : 2 o ~ o

V I I . I N V E S T M E N T S a n d T R U S T S - t~ ..... ~, t ...... tions (Inctud¢~ those of $t~ .... d aepend~t children; ,e¢ I~p. 34-60 of fding in~ruction~)

NONE (No reportable income, assets, or transactions.)

A. B. C. D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ro s s v a lu e a t e n d T ra n sa c tio n s d u r in g re p o r t in g p e r io d

( in clu d in g tru s t a ss e ts ) re p o r tin g p e r io d o f r e p o r f n g p e r i o d

(1) (2) {I) (2 ) (1 ) (2) (3) (4) (5 )

Place "(X}" after each asset A m o u n t T y p e ( g . , V a l u e V a l u e T y p e ( e . g . , D a t ~ V a l u e Gain l d e a t i t 3 ’ o f

e x e m p t f r o m p r i o r d J . s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 Method buy, se l l , m m / d d / y y C o d e 2 C o d e I buyer / se l le r

( A - H ) o r i n t . ) (J- P ) C o d e 3 re d e m p tio n ) ( J- P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 8 . Comcast com m on stock A Dividend J T

1 9 , W achovia Securities IlLa, money m arket A lnt./Div. L T

20 . Northwestern Mutual Life Insurance None L W

21 . V a n g u a r d 4 0 1 K ( S e e n o t e i n S e c ti o n V I I I . ) A D i v i d e n d O T Bu y 0 3 / 2 0 0 9 O

1 . I ncome G ain Cc~le l : A =$1 ,0 00 o r less B =$1 ,0 0 i - $Z,5 0 0 C =5 2.5 0 1 - $3 ,0 0 0 D =$5 ,0 0 1 - $1 5 .0 0 0 E ~ $ 1 $ , O 0 1 - $ 5 0 , 0 0 0

( S e e C o l u t n m s B I a n d D 4 ) F = 5 5 0 , 0 0 1 - 5 1 0 0 , 0 0 0 O = $ I 0 ~ , 0 ~ I - 5 1 , 0 ~ , ~ 0 0 H I ~ $ I , 0 0 0 , 0 ~ I - $ 5 , 0 0 0 , 0 0 0 H 2 = M o r e t h a n

2 . V~ l a¢ Codes J -$15 , 000 o¢ l ess g =$ 1 5 ,0 0 1 - $5 0 ,0 0 0 L =5 5 0 ,0 0 1 - $1 0 0 ,0 0 0 M -$100 , 001 -

(See Col uraas C I and D 3) N - $ 2 5 0 . 1 ~ 0 1 - $ 5 0 0 , 0 0 0 O ~$ 50 0.0 01 - $1 .0 00 ,0 00 P I -$1 ,0 00,00 1 - $5 ,1 ~0 0,00 0 P 2 =$5 .0 00,00 1 - $2 5,0 00 ,0 00

P 3 -$25 ,0 0 0 ,0 0 1 - $5 0 ,0 ~0 ,0 0 0 P4 " Mm t h an 550 , 0~ 30 , 000

3 . Va lue Metho d C o de~ Q -Appra isa l R -Cos t (R ¢ Es ta l¢ On ly) S =Assessmenl T ~ - C a s h M a r k¢ l

(S e Co lunm (3 2) U -Book Val ue V - O t h e r W = E ~ ’ .i r na t e d



Iame of Person Reporting D a t e of ReportEINANCLAL DISCLOSUREREPORT

I Gr een away , J r . , J o s ep h A.Page 6 of 7 5 / 1 2 1 2 0 1 0

I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

t r a ns f e rr e d h e r 4 0 1 K a c c oun t f r om C h a se t o Va ngua r d i n 2 0 0 9 . I d o no f h a v e i n f o r m a t ion on th e e xa c t da t e the t r a ns f e r oc cu r r e d .



FINANCIAL DISCLOSURE REPORT N a m e e f P . . .. R e p o r t i n g D a t e o f R © p o r ~

P a g e 7 o f 7 G r e e n a w a y , J r . , J o ~ ’ e p h A .5/1212010

IX. CERTIFICATION.

I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h il d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b~ t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d be c a u s e i t m e t a p p l i c a bl e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g l f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t he p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

S i g n a t u r e .

N O T E : A N Y I N D I V I D U A L W l f O K N O W I N G L Y A N D W I L F U L L V F A L S I F I E .,..3 C I V I LA N D C R I M I N A L S A N C T I O N S { 5 U . S .C . a p p . § 1 0 4 )

FILING INSTRUCTIONS

M a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l co p i e s t o :

C o m m i tt e e o n F i n a n c ia l D i s c l o s u r eA d m i n i s tr a t iv e O f f i ce o f t h e U n i t e d S t a t e s C o u r t sS u i te 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4

Documents

Joseph A Greenaway Jr Financial Disclosure Report for 2009