Joseph N Laplante Financial Disclosure Report for 2010

8/3/2019 Joseph N Laplante Financial Disclosure Report for 2010

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AO 10Rev. 1/2011 I FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010 Report Required by the E thicsin Government Act of 1978(5 U ,S.C. ~q~p..~q~" I01-111)I. Person R eport ing (last name, f i rst , middle ini t ia l )L ap lan te , J o sep h N .

4. Tit le (Ar tic le 111 judges ind ica te ac tive or sen ior s ta tus ;magistrate judges indicate full- or part-time)

US Dis t r ic t Judge, Ac t ive

7 . Chambers o r O f f i ce Addre ssUn i ted S ta tes Dis t r i c t Co ur t55 Pleasan t S t r eetC o n c o r d , N H 0 3 3 0 1

2. Cour t o r Organiza tionUS Di s t r i c t C o u r t , D N H

3. Date of R e p o r t5/13/201 I

5a. Report Type (check appropriate type)] N o m in a tio n , D a te[] Initial [] Annual [] Final5b. [] Amended Repor~8.On the basis of the information contained In this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Off icer Date

6. Repor t ing Per iod01 / 01 / 2 010

to12/31/2010

I M P O R T A N T N O T E S : The ins truct ions accompanying this form m ust be followed. C om plete all par ts ,checking the NON E box for each p art where you have no rep ortable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 o f f i l i n g instructions.)~ N O N E ( N o reportable positions.)

P O S I T I O NI. Tr u s t ee

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITYR i v i e r C o l l e g e

I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of filing instructions,)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 o f 8

N a m e o f P e rs o n R e p o r t i n gLap|ante, Joseph N.

D a t e o f R e p o r t5/13/2011

Ill. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Incom e

~ (No repor table n on- inves tment income. )O N EDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f you were m arried during anyportion of the reportingyear, complete this section.(D ollar amount not required except for hono raria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .

2.

3.

4.

IV . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependen t children; see pp. 25 -27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPOSE. ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

Name of Per son Repor tingL a p l a n t e , J o s e p h N .

V . G 1 F T S . a n c l ~ d e s , h o s e t o s p o u s e ~ n S S e p e n S ~ n t children; see p p . 2 8 - 3 1 of filing instructions-)~] N O N E (No reportable gifts.)

S O U R C E D E S C R I P T I O N

2.3.4.5.

Date of Report5/13/201 I

V A L U E

V I . L I A B I L I T I E S . a n d ~ S e s , h o ~ , o l sp o ~ e , n d d e e e n d e n t c h i ld r e n ; s e e ~ . ~ 2 - 3 3 o I p l l n g instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

V A L U E C O D E


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N a m e o f P e r so n R e p o r t i n gLaplante, Joseph N.

D a t e o f R e p o r t5/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionsO~ NONE (No re portable income , assets , or transactions. )A, B. C.

D e s c r i p t i o n o f A ss e t s In c o m e d u r in g G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g pe r i o d

(t) (2) (t ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value

exempt fromprior disclosure Code t d iv . , r en t , C o d e 2 M e t h o d( A - H ) o r in t . ) (J-P) C o d e 3( Q - W )

I. Sovereign Bank A I n t e r e s t K2 . Northeast Credi t Union A I n t e r e s t J3. American Funds Mutu al Funds (JTW ROS)

4. --Europacific Growth Fund A

5. --New Perspective Fund A

6. --Investment Company of America A

7. --W ashington Mutual Investors Fund A

8. --AMCAP Fund A9. - - A m e r i c a n F u n d s M o n e y M a r k e t F u n d

10 . IRA - American Funds~:-~

I1. --EuroPacific Growth Fund A

12 . --New Perspective Fund A

13 . --Washington Mutual Investors Fund

14 . --AMCAP Fund A

15 . I R A - W a s h in g t o n Mutual Investors Fund A1 6 . Roth IRA American Funds

1 7 . --Europacific Growth Fund A

A Dividend J TA Dividend J TA Dividend K TA Dividend J TA Dividend J TA I n t e r e s t J T

A

A

A

A

A

Dividend J TDividend K TDividend K TDividend J TDividend J T

A D iv id e n d J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(t ) (2) (3)Type (e.g., D a t e V a l u e

buy , s e l l , mm/dd/yy C o d e 2r e d e m p t io n ) (J - P )

(4 ) (5)Gain Identity of

C o d e 1 buyer /se l le r(A-H) (if private

transaction)

I . Income Gain C odes : A =$1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(Se e C olu m ns B 1 an d D 4 ) F = $50,001 - $100,000 G = $1 00,001 - $1,000,000 H I = $1,000,001 - $5,000,000 H 2 = More than $ 5,000,000

2 . Va lu e Co d e s J $15 , 000 or l ess K -$ 15,001 - $ 50,000 L = $50,001 - $1 00,000 M -$ 1 00,001 - $250,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 -$500,000 O $500,001 - $1,000,000 P I = $ 1, 00 0, 00 1 - $ 5, 00 0, 00 0 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0

P3 =$25,000,001 - $50,000,000 P4 -More than $50,000,0003 . Va lu e M e tho d Co d e s Q =A ppr a i s a l R =Cost (Real Estate Only) S = As s e s s m e n t T = Ca s h M a rk e t( S e e C o l u m n C 2 ) U = B o o k Va lu e V = O t h e r W = Es t im a te d

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t in gLaplante, Joseph N.

D a t e o f R e p o r t5/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionsO[~ N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s se ts ) r e p o rt in g p e r io d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div., rent,( A - H ) o r in t . )

1 8 . - - A M C A P F u n d A A D i v i d e n d1 9 . - - T h e G r o w t h F u n d o f A m e r i c a A A D i v i d e n d20 . - -N ew Persp ec t ive Fun d A A D i v i d e n d21 . - - SM A L L C A P W o r l d F u n d A A D i v i d e n d22 . - - F u n d a m e n t a l I n v e s t o r s A A D i v i d e n d23 . - -Wash in g to n Mutua l In ves to rs Fun d A A D i v i d e n d24 . - - T h e I n c o m e F u n d o f A m e r i ca A A D i v i d e n d25 . 3 a l m o s t i d e n t i c a l C o v e r d e l l E S A s ( a g g rf igures )26 . - -E uro p aci f i c Gro wth Fun d A A D i v i d e n d

27 . --A MC AP Fu nd A A D i v i d e n d28 . B o n d F u n d o f A m e r i c a A D i v i d e n d29 . - - SM A L L C A P W o r l d F u n d A A D i v i d e n d30 . - - N e w W o r l d F u n d A D i v i d e n d31 . - -Wash in g to n Mutua l In ves to rs Fun d A A D i v i d e n d32 . - - T h e I n c o m e F u n d o f A m e r i c a A A D i v i d e n d33 . - - S h o r t T e r m B o n d F u n d o f A m e r i c a - A A D i v i d e n d34 . 3 n ear ly id en t i ca l 52 9 p lan sa g g r . f i g u r e s )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3(Q-W)

J T

J T

J TJ T

J T

J T

J T

J T

K TJ T

J T

J T

J T

K T

J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(i ) (2) (3)Type (e.g., D a t e Valuebuy, sell, mm/dd/yy Code 2

redemption) 0 -P)

B uy 01/08/10 J

B uy 01/08/10 J

(4 )Gain Iden t i ty o f

Code l buyer / se l l er( A - H ) ( i f p r iva te

t r ansac t i on)

I . In co m e Gain C o d es: A = $ 1,000 or Icss B = $ 1,001 - $2 ,500 C = $2,501 - $5,000 D =$5,001 - $15,000( See C o lumn s B 1 and D 4) F =$ 50,001 - $100,000 G =$100,001 - $ 1 ,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,0002 . V a lu e C o des J = $ 1 5,000 or less K =$15,001 - $50,000 L =$50,001 - $100 ,000 M = $100,001 - $250,000(See C o lunms C I and D3) N =$250,001 - $500,000 O = $50 0,0 01 - $ 1,0 00, 000 P I = $1 ,000 ,00 1 - $5 ,00 0,0 00 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q = Ap p ra i s al R = C o s t (Re a l Es ta te O n ly ) S = As s e s s m e n t T = Ca s h M a rk e t(Scc C o lumn C 2) U = B o o k Va lu e V = O l h c r W = Es t im a te d

E =$1 5 , 001 - $50 , 000


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N a m e o f P e r so n R e p o r t i n gLaplante, Joseph N.

D a t e o f R e p o r t5 /1 3 /2 0 1 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o ~ a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] NO NE ( No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g(including t r u s t a s s e t s ) r epor t t ng per i od

(i ) (2 )Place "(X)" after each asset A m o u n t Type (e.g.,

exempt fromprior disclosure Code I d iv . , r en t ,( A - H ) o r in t . )

35 . --EuroPacific Grow th Fund A A Dividend3 6. - -T he B o nd Fu n d o f Am e r ic a A Dividend37 . - -New Wo r ld Fund A A Dividend38 . --SMALLCAP World Fund A A Dividend39 . - -Washing ton Mutual Inv es to r s Fund A B Dividend40. - -A M CA P Fu n d A A Dividend41. --Short Term Bond of America A A Dividend4 2. - -N ew P er sp e ct iv e Fu n d A A Dividend43 . --The Incom e Fund of America A Dividend

44. Roth IRA~45. --Growth Fund of America A Dividend46. --New Perspective Fund A Dividend47 . --W ashington Mu tual Inv. Fund A Dividend48. - -l nc om e Fu n d o f Am e ri ca A Dividend49 . 1983 Georgetow n Investments, LLC None50. The Nashua Bank~ A I n t e r e s t

Gross value at en do f r e p o r t i n g p e r i o d(l) (2)

V a l u e ValueC o d e 2 M e t h o d

(J- P ) C o d e 3(Q-W)

K T

J TJ TK T

K T

L TJ TJ T

L T

J

J

JJ

JK

TTTTWT

T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d

(1 ) (2) (3)T y p e ( e . g . , D a t e V a lu ebuy, sell, mm/dd/yy Code 2

redemption) ( J - P )

B uy 12/30/10 J

(4 ) (5 )Gain Identity of

C ode I buyer/se ller(A-H) (if private

t r a n s a c t i o n )

1. In com e Gain C ode s: A =$1 ,000 o r less B = $1 ,001 - $ 2 ,500 C = $ 2,501 - $ 5,000 D = $5.001 - $15,000( S e e C o l u m n s B I and D4) F =$50,001 - $ 100,000 G = $100,001 - $1,000,000 H 1 =$1,000,001 - $5.000,000 H2 =More than $5,000,0002 . V a lu e C o de s J = $ 15,000 o r less K = $15,001 - $ 50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250.000( S e e C o l u m n s C I and D3) N =$2 50,001 - $ 500,000 O =$500,001 - $1,000,000 PI = $ 1,000,001 - $ 5,000,000 P 2 = $5.000,001 - $25,000,000

P3 =$25,000.001 o $50,000,000 P4 -More than $ 50,000,0003 . Va lu e M e tho d Co d e s Q =A ppr a i s a l R =Cost (Real Estate Only) S = As s c s s m c n l T = Ca s h M a rk e t( S e e C o l u m n C 2 ) U = B o o k Va lu e V = O t h e r W = Es t im a te d

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8

Name of Per son Repor tingL ap l an t e , J o sep h i ~ l .

Dale of Repor t5/13/201 l

V I I I. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (In,ticatepartofrerort.)


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FINANCIAL DISCLOSURE REPORTPage 8 of 8

Name of Per son Repor tingL a p l a n t e , J o s e p h N .

Date of Report5/13/201 I

IX. CERTIFICATION.i c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .i f u r t h e r c e rt i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signature: S] Joseph N. Laplante

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.EoWashington, D.C. 20544

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Joseph N Laplante Financial Disclosure Report for 2010