Deceased Organ Donation Experiments.kessler Roth

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    DeceasedOrganDonationand

    3ExperimentsinMarketDesign

    JuddKessler (Wharton)AlRoth(Stanford)

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    InSept.2012theNYTimescarriedtwostories

    Anew(compromise)proposalabouthowtoallocatedeceaseddonorkidneyshasbeenputoutfor

    scuss on

    Theissueofcourseisthattherearentenough

    Therearelotsofinterestingandimportantquestionsabouthowtomostefficientlyallocate

    t escarcesupp y seee.g. en oseta . Butorganallocationhasanunusualaspect:how

    supply,bychangingdonationbehavior. 2

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    ofdeceaseddonororganallocationand

    Describerelevantbackgroundonorgandonation

    considertheoptionsweconsider,andnotothers)

    Discusswhatex eriments sofar2abstract 1

    involvingactualorgandonordecisionscan

    contributetothedesign/policydebate.

    3

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    Waitin listcandidates: 115 508 9 19 12

    Activewaitinglistcandidates: 73,532

    22,518 fromdeceaseddonors

    ,

    Donors(2011):14,145

    , 6,019 livingdonors(almostallkidneys)Downloaded9/19/12fromhttp://optn.transplant.hrsa.gov/data/ and

    http://unos.org/

    4

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    Kidneytransplantsareabigpart LastWednesdaywhenIlecturedtoyou

    aboutkidneyexchangetherewerexx,xxx

    donorkidneys.

    smorn ng erewereyy,yyy

    5

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    Deceased

    Table1:U.S.KidneyTransplants

    Year

    Deceased

    Donors

    Donor

    Transplants

    Living

    Donors

    All Wait-list

    Patients

    New Wait-list

    Additions

    1999 5,386 8,044 4,725 41,176 21,845

    2000 5,489 8,126 5,499 44,568 22,356

    2001 5,528 8,233 6,042 47,576 22,502

    2002 5,638 8,539 6,240 50,301 23,631

    2003 5,753 8,667 6,473 53,530 24,683

    2004 6,325 9,358 6,647 57,168 27,280

    2005 6,700 9,913 6,571 61,562 29,145

    2006 7,178 10,661 6,435 66,352 32,361

    2007 7,240 10,591 6,043 71,862 32,424

    2008 7,188 10,552 5,968 78,366 32,584

    , , , , ,The data for years 19992009 are provided by OPTN as of May 21, 2010. New Wait-list

    Additions counts patients (rather than registrants) to eliminate the problems of counting

    . -

    patients rather than registratants. All Wait-list Patients data from 1999-2007 are from the

    2008 OPTN/SRTR Annual Report; All Wait-list Patients data from 2008-2009 are extrapolatedfrom Wait-list Additions and Waitlist Removals provided by OPTN as of May 21, 2010.

    6

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    Wheredodonorscomefrom? Livedonors:Mostl ersonall connectedtoa atient

    Growingnumberofwebrecruiteddonors

    donors

    Kidne exchan eisthefastest(butstillver small)growingsourceoflivedonortransplants.

    But,despitethegrowthinlivedonation,werefallingbehindtheneedfortransplantable

    .

    7

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    Deceaseddonors Donor

    registration,

    Optin,mostlyatDepartmentsofMotorVehicles(attimeofdriverslicense)

    Donations romunregistere onorscana so ema e yt e

    survivingnextofkin InNewEngland,abouthalfoftheeligibleunregisteredcadavers

    Otherproposals

    Optout(manycountries)

    Organallocation bywaitinglist,byregionandorgan

    eren organs ave eren wa ng s ru es e.g. ver s yhealthstatus,kidneysareprimarilybywaitingtime)

    Otherproposals ngapore: rstpr or tytoreg stere onors

    Israel:similarproposaladopted,justrecentlyimplemented 8

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    TheconsentratefororgandonationinIsrael,definedastheproportion

    ofactualdonorsoftotalnumberofmedicallyeligiblebraindeaddonors,,

    mostwesterncountries Intwoformalsurveysofpublicattitudestowardsorgandonation,whichweredonebytheIsraelNationalTransplantCentrein1999(n=758)and

    = ,willingnesstodonateorgansinexchangeforprioritisation inorganallocation.Inbothsurveys,theproportionofindividualswhochosethis

    optionwasmuchgreaterthantheproportionschoosingthesecondand,

    compensation(25%),respectively,fororgandonation.Thebasisofthispublicreactionismainlyaperceivedneedtorectifytheunfairnessoffreeriderspeoplewhoarewillingtoacceptanorganbutrefuseto

    Israelipublic.

    These

    individuals

    are

    opposed

    to

    the

    idea

    of

    brain

    death

    andorgandonation,yettheydonotabstainfrombecomingcandidatesfortransplantationwhentheyneedanorganforthemselves.

    LaveeJ,As enaziT,Gurman G,Stein ergD.Anew aw ora ocationodonororgansinIsrael.Lancet2010;375:11311133.

    9

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    heavilyregulated,andmakingchangesisan

    regulatory/politicalprocesswithlotsof

    .

    Oneofthemostimportantregulationsisthat

    .

    10

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    The National Organ Transplant Act of 1984Pub. L. 98-507, Section 301

    It shall be unlaw ul or an erson to knowin l ac uire,

    receive, or otherwise transfer any human organ for

    valuable consideration . . .

    (b) Penalties

    Any person who violates subsection (a) of this section

    shall be ined not more than 50 000 or im risoned not

    more than five years, or both11

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    whatkindsofhypothesesrelevanttoorgandonation

    doesntinvolveactualorgandonationdecisions? caremustalwa sbetakeninextra olatin

    experimentalresultstocomplexenvironmentsoutside

    thelab,andcautionisparticularlycalledforwhenthe

    intangibleissues.Howeverthedifficultyofperformingcomparableexperimentsorcomparisonsoutsideofthe

    a ma es tsens eto oo tos mp eexper mentstogeneratehypothesesaboutorgandonationpolicies.

    12

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    Kessler,JuddB.andAlvinE.Roth,

    OrganAllocationPolicyandthe

    EconomicReview,August2012 Experimentinanabstractsetting

    13

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    Sub ectsstarteachroundwithoneAunit

    andtwoBunits

    activeAunitandatleastoneactiveBunit

    ,

    probabilityoffailingandtheBunitshasa20%

    Likekidneys,bothBunitsoperateorfailtogether

    14

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    Sub ectstartwith$2andliveforanumberof

    periods Wheneverasub ectsAunitfails heloses 1and

    theroundendsforhim

    periodstoreceiveaBunitfromsomeoneelse

    durin whichhedoesnotearnan mone

    IfhedoesnotreceiveaBunitinthosefive

    eriods heloses 1andtheroundendsforhim

    15

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    Asub ectwithfailedBunitscouldreceiveaB

    unitfromanotherplayerinagivenperiodif

    Bunitswerestillactive

    Andifthat la erhada reedtodonatehisBunitsatthestartofthatround

    Donationhadacost,either40centsor80cents

    16

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    Subjectsplayed31roundsinafixedgroupof

    12subjects

    Eachgrouphad6lowcostdonors($0.40)and

    6highcostdonors($0.80)andsubjectswereonlyinformedoftheirowncostofdonation

    Justbeforeround31,Ssweretolditwouldbethelastround

    17

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    Experimentalconditions:

    1. Control(U.S.):transplantcandidatesreceivedorgansinorderofwaitingtime

    intermsofmonetarypayoffs,donatingisadominatedstrategyinthiscondition;costly,withno ene ose ,a oug ene s oo ers

    2.

    Priority(Israel):thosewhoagreedtobe

    priority

    ,withsomebenefittoselfaswellasbenefittoothers,primarilyotherdonors(dependson#donors)

    18

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    Experimentalconditions:

    3.Rebate(cashequivalentofPriority):Bunitswereassignedasinthecontrolcondition,butdonors

    basedonthenumberofothersubjectsintheirgroupwhoagreedtobedonors.Donationhasreducedcosttoself,andprovidesan

    expectedbenefittoallothersandacashbenefitto

    otherdonors4.Discount(cashequivalentofPrioritywith56donors):Bunitswereassignedasinthecontrol

    , . thaninthecontrolcondition.

    Donationhasreducedcosttoselfandprovidesanexpecte ene ittoa ot ers notjustot er onors

    19

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    Groups(withinandbetween

    experimentaldesign

    forthefirst15roundsandthenswitchedtooneofthetreatmentconditions(17groups)orstayedinthecontrolcondition(3groups)

    Theothertwelvegroupsplayedoneofthethreetreatmentconditionsforthefirst15

    roundsandthenswitchedtothecontrolcondition forthelast16rounds

    20

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    1

    Figure 1: Share Donating by Round

    0.8

    0.9

    0.6

    0.7

    ating

    0.4

    0.5

    S

    hareDo

    0.2

    0.3

    0

    0.1

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31

    Roun

    Control Priority Discount Rebate 21

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    .

    thepriorityconditionthaninthecontrol

    An ,pr or tycou e mp emente outs eo

    thelabinthecurrentlegalenvironment,while

    cas ac s ustsomet ngwecan nvest gateinthelab

    22

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    thecoststructure,thecashbackconditions,

    mayjustreducethecostofgiving

    BeforeSshaveexperience,priorityproduces

    t emost onat on,so tmay es mp ertounderstand

    23

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    Ifawaitinglist,yougetabenefitfrompriorityIfnowaitin list ouma refernottoincurthe

    costofdonation

    Withourexperimentalparametersthereisnoequilibriumatwhichanyonedonates(wheneveryoneisentirelycashmotivated)

    Thisdependsoncosts,rateoforgandemand(Bfailure),andrateoforgansupply(Afailure)

    24

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    0.5

    RebateProfiles(10millionsimulationseach)

    0.4

    0.45

    0.3

    0.35

    A=0.1;B=0.2;n=12

    0.2

    0.25

    A=0.1;B=0.1;n=12A=0.2;B=0.2;n=12A=0.1;B=0.05;n=12

    0.1

    0.15

    A=0.2;B=0.1;n=12A=0.3;B=0.1;n=12

    0.05

    25

    0 1 2 3 4 5 6 7 8 9 10 11

    #otherregistereddonorsingroupof12

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    Period1a entschoosetore isterasadonor

    Period2payoffsrealizedProbabilit a entshavekidne failure

    Probabilityagentshavebraindeath

    Numberofkidneysis (=2?) Call/ theproductionneedratio(kidneysa

    donorgenerates/needsinexpectation)

    Agentswhohavekidneyfailureearnutility0unlesstheyreceiveakidneyandearnutility1

    26

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    c~F(c)whereccanbenegative

    Sosomeagentsdonateevenwithoutpriority

    27

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    Onlyagentswhohavenegativecostsdonate

    So,shareofdonorsinequilibriumisF(0)

    NotethatF(0)doesntseemtobenegligible,eitherintheexperimentorintheU.S.population.

    , .

    needoneisindependentofdonorstatusand= *

    28

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    >

    GetshareofdonorsAlldonors etakidne ifthe needone

    Nondonorsgetakidneywithprobability1F(c*)

    /

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    Notetheimportanceofaltruisticdonors

    inc u ing onations ynexto in

    .

    Andunderaprioritysystem,priorityaccessto

    foradditionaldonationdecisions.

    T s sw atma esanat ona pr or tysystema

    morefeasiblesystemthanaprivatemembers

    on yc u .

    30

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    31

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    Q.HowmanyLifeSharers membershavediedanddonated

    32

    organs?

    A.Wehavenotyethadamemberdieincircumstancesthatwould

    havepermittedrecoveryofhisorherorgans.(accessed9/24/12)

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    Anewexperimentmotivatedbythe

    Israeliexperience

    ,

    andtheimplementationoftheIsraelilaw

    33

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    IsraelTransplantLawORGAN

    TRANSPLANTACT,2008 Section3,clause9(b)(4)(ac)

    (b) TheSteeringCommitteesdutiesshallbeasfollows:

    (4)Todrawupdirectivesinthematteroftheallocationoforgansremoved

    Section6ofthisAct,providedthatatthetimeofsaidallocationthefollowingconsiderations,interalia,betakenintoaccount:

    (a)Theconsentofapersonduringhislifetotheremovalofanorganafter, , relativeneedatransplant;

    (b)AnorgandonationundertheAnatomyandPathologyAct,shouldafirstdegreerelativeneedatransplant;

    (c)Thelivedonationofanorgantoanunspecifiedrecipient,shouldthedonororafirstdegreerelativeneedatransplant;

    recipient.

    34

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    IsraeliOrganallocationprioritycategories*

    Basedonclause9(4)(b)intheOrganTransplantLaw,candidatesfortransplantationwillbeprioritizedduringorgansallocationasfollows:

    Toppriority

    willbegrantedtocandidateswhosefirstdegree

    relativedonatedorgansafterdeathorhavebeenthemselveslive

    Second

    prioritywillbegrantedtocandidateswhohaveregistered

    Thirdprioritywillbegrantedtocandidateswhosefirstdegree

    theirlisting;

    *SlidesfromJa Lavee

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    ADDITIONALSCORESFORALLOCATIONPRIORITYCATEGORIES

    KIDNEY HEART LUNG(LAS)

    LIVER(MELD)

    Candidate's

    first degreerelative

    onate organ

    after death or

    candidate was

    a live or an

    3.5op o tatus

    candidacy list15 3.5

    donor

    Candidate is a

    re istered 2

    Following previous

    rioritization cate or 10 2

    donor candidates in Status 2

    Candidates

    first-de ree Followin revious

    relative is a

    registered

    donor

    0.5 prioritization category

    candidates in Status 2

    2.5 0.5

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    ,

    invalidcandidatesforthepurposeofsigninga,

    prioritizationplanandwillretaintheirpriority

    meritspriority.

    37

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    transplantationwillcontinuetobegivenpriorityfororganallocationasusual,irrespectiveoftheireligibilitystatusonthe

    basisoftheirnewprioritizationcategory. However,iftwosuchcandidatesareequally

    suitableforadonatedorgan,thentheone

    w oqua es oroneo t epr or t zat oncategorieswillbegiventheorgan.

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    organatanytimebeforetheorganisremovedandshallbearnocivilorcriminalliabilityforsuch

    arevocation(section8,34)

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    Thedonorcardasimplemented

    WiththehopethatImaybeofhelptoanother,Iherebyorderanddonateaftermydeath:

    Anyorgano my o yt atanot ermy in o usetosave is er i e.

    Or:

    ()Kidney()Liver() Cornea()Heart()Skin()Lungs()Bones()Pancreas

    [] s ongasac ergymanc osen ymy am yw approvethedonationaftermydeath.

    40

    l d f d / ll l ( l)

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    Empiricalstudyofdonation/allocationpatternsinIsrael(proposal),

    WithTamarAshkenazy,JuddKessler,JayLavee,Avraham Stoler

    Howmanyregistereddonorsarethereeachyear,andhowmanychecktheboxsayingthataclergymanmustbeconsulted?

    Howmanytransplantsarethereeachyear,andhowmanygotopeoplewhohaveprioritybyvirtueofbeingregistereddonors?

    Ofthese,howmanygotopeoplewhoareconditionaldonors? Ofthedeceasedregistereddonorswhoseorgansarerecoverable,how

    ,becomedonors?i.e.howoftendotheclergymenapprove?(Inwhatcircumstances,e.g.braindeathversusDCD?)

    Arethereanyaccompanyingchangesinlivedonationofkidneys(orlungsor vers

    Whathappenswithpediatriccandidatesandlivedonors?

    Whatchangesifanyareobservedintheaggregatefiguresofwhoreceivesor ans e. .amon thesecularandreli iouscommunities ?

    Whatchangesareobservedinpublicopinion(surveys) Itwillbealongtimebeforedataareavailableabouttransplantsfromnew

    donors.

    Inthemeantime

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    Anewexperiment(withtheclergymanpriority

    Conditions:

    Control(allpotentialrecipientshaveequalchanceatreceivingavailabledonatedorgans)

    Pr or ty t osew oc ooseto onatean payt ecostofdonationreceivepriority)

    Ineachround,anydonatedBunitsthatbecome

    availablewillbeprovidedfirsttothosemembersofthe

    groupw opa t ecostto onatet e rBun ts nt atroundorwhodidnotpaythecosttodonatetheirBunitsbutaskedtoreceivepriorityinthatroundanyway.

    42

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    Instructionsforloopholeexpt SCREEN1

    T isexperimentisastu yo in ivi ua ecisionma ingan e avior.Moneyearne wi epaidtoyouincashattheendofthisexperiment.

    Youwillplayagameinagroupof8people.

    Youwillplaythisgameforanumberofroundsinthesamegroup.

    The rules of the ame ma chan e durin our course of la and ou will be informed if the do.

    Youwillbepaidbasedononerandomlyselectedroundacrosstheentirestudy.

    SCREEN2

    Atthestartofeachround,youwillhave$6,oneAunitandtwoBunits.

    Eachround,thereisa25%chancethatyourAunitwillfail.

    IfyourAunitfails,youdonotearnanymoremoneyinthatround.

    IfyourAunitdoesnotfail,bothyourBunitswillfail(yourBunitsoperateorfailtogether).

    IfyourBunitsfail,youmayreceiveaBunitfromsomeoneelse. you ono rece vea un romsomeonee se,you ono earnanymoremoney n a roun .

    IfyoudoreceiveaBunitfromsomeoneelse,youearnanadditional$4inthatround.

    SCREEN3

    , , ,

    yourtwoBunitstootherplayers. IfyoudecidetodonateyourBunits,itwillcostyou{$0.50;$4},butifyourAunitfails,eachofyourtwoBunitswillgotoaplayerwithfailedBunits.AplayerwithfailedBunitscanreceiveoneBunit.

    OPTIONAL:Ineachround,2playerswilleachhavetheirAunitfailand6playerswillhavetheirB.

    [NOTE:EXPERIMENTERWILLBEINSTRUCTEDTOREADIfyoudecidetodonateyourBunits,ithasa

    cost,shownonyourscreen,butifyouraunitfails] 43

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    Instructions,continued:Screen5

    Ineachround,youstartwith$6,anAunit,andtwoBunits

    Ineachround,eitheryourAunitwillfailoryourBunitswillfail.Foracostof{$0.50;$4}youcandonateyourBunitssothatintheeventthatyourAunitfails,whichoccurswithprobability25%,eachofyourtwoBunitsgoes

    toaplayerinyourgroupwhoneedsaBunit. IfyourBunitfailsandyoureceiveaBunitfromanotherplayerinyour, .

    AnyavailableBunitswill[CONTROLbeassignedrandomlyamongthemembersofthegroupthatneedaBunit.][PRIORITYbeassignedfirstto

    thosewhopaidthecosttodonatetheirBunitsandonlythenprovidedto.PRIORITYbeassignedfirsttothosewhoeitherpaidthecosttodonatetheirBunitsoraskedtoreceivepriority;onlyafterallthoseplayershavereceivedaBunitwillBunitsbeassignedtothosewhodidnotpaythecost

    .

    Oneoftheroundsofthestudywillberandomlychosenforcashpaymentandyoureceivewhateveramountofmoneyyouearnedinthatround.

    45

    DECISION SCREEN

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    DECISIONSCREEN

    Youcurrentlyhave$6.

    IfyoudecidetodonateyourBunits,itwillcostyou{$0.50;$4},butifyourAunitfails,eachofyour

    twoBunitswillgotoaplayerwithfailedBunits.AplayerwithfailedBunitscanreceiveoneBunit.

    yagree ng o ona eyour un s,youare e p ngpeop ew oare nnee , us asyoumay ehelpedbypeoplewhoagreetodonatetheirBunits.

    PleasedecidewhetheryouwouldliketodonateyourtwoBunitsatacostof{$0.50;$4}.

    [CONTROL

    Yes,IwanttodonatemyBunits

    No,IdonotwanttodonatemyBunits]

    [PRIORITY

    Yes,IwanttodonatemyBunitsandreceivepriorityforaBunitifIneedone

    No,IdonotwanttodonatemyBunits]

    Yes,IwanttodonatemyBunitsandreceivepriorityforaBunitifIneedone No,IdonotwanttodonatemyBunits,butIdowanttoreceivepriorityforaBunitifIneedone

    No,IdonotwanttodonatemyBunits]

    46

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    0.8

    0.9

    0.6

    0.7

    oDonate

    0.4

    0.5

    u

    bjectsW

    0.2

    0.3

    Percentof

    0

    0.1

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30

    47

    Round

    Control Priority Loophole

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    ThePrioritytreatmentgeneratesmoredonors

    thantheothertwotreatments(p

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    EarningsaresubstantiallyhigherinthePriority

    treatment(p

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    Inthelaboratory,wedidntuserealorgans,butweimposedrealcosts,whichwecouldmanipulate

    Inthelabwecanlookatarchitectureofpriorityrules,

    andcompareprioritychangestomonetarycostchan esthatwecouldntlookatinthefield. Wecanforexamplebegintoaddresshypothesesabout

    crowdingoutofaltruisticmotivation,clubgoods,etc.

    capturedinanabstractsetting Soweextrapolatewithcaution

    ewou e oa sos u yac ua organ ona ondecisions

    andwevefoundtwodifferentwa stodoso,oneconventionallyempirical(proposaldescribedearlier),

    andoneexperimental. 50

    A i t (i th U S ) ith t l

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    Anexperiment(intheU.S.)withactual

    onor ecisionst roug on ineregistry

    51

    Our login screen

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    Ourloginscreen

    52

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    53

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    ,

    Optin,

    Mandated

    Choice

    Lowcost, ig cost a ap rasea outcause

    ofdeathcouldbee.g.autoaccident)

    Cuthalfwaythroughduetolackofpower,made

    remainderlowcost]

    54

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    Onthiswebsiteyoucanchoosetobean

    death. enhancethelivesofasmanyas50peopleby

    .registerasorgandonorsagreetodonatealltheiror ansandtissues.

    Ifyoucontinuewithoutcheckingthebox,ouwillnotbere isteredasanor anand

    55

    tissuedonor.

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    56

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    ,

    closetotheMAaverage,theotherswere

    WeknowbecausetheyhaveanMAstateid

    Donttakenoforananswer

    29%ofnondonorsbecomedonorswhenaskedonly1%ofdonorstakethemselvesofftheregistry

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    Weseeatreatmenteffectofincludingthelistof,

    Thoseshownthelistthinkmorelivesaresavedby

    donationMandatedchoicehasadirectionallylower

    donationratethanoptin(33%donatewithopt

    in,

    25%

    with

    mandated

    choice) Theprobabilitythatmandatedchoiceisbetterthan

    60

    Mandated choice, registry entries and

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    Mandatedchoice,registryentriesand

    transplants RecallthatinNewEn land,we resentl et50%

    oftheeligibleunregistereddonors.

    Sowewerepreparedtosaythat,unlessmore

    intoyesdecisionsundermandatedchoice,

    mandatedchoicemightstillnotbebetter(becausethenextofkinwouldknowthatthedeceasedhadchosenno).

    ,

    mandatedchoiceItappearsthatmakingnooneofthereadily

    suggestedanswersleadsmorepeopletochooseit

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    More deceased donors?

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    Moredeceaseddonors?

    Askdifferently:

    Optout(manycountries)

    USissecondonlytoSpaininorganrecoveryrate

    (deceasedorganstransplantedper10,000people) Deffains andYthier (2010)arguethatSpains highrate

    resultsfrommoreefficienttransplantproductionchain

    Act,andoptoutdoesnotgenerateconsent Anumberofstudiesshowthatitdoes enerateman

    moreregistrations

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    Experimentsgiveawindowonsomeaspects

    otherwise

    Enormouscaut on snee e e ore

    recommendingpolicy

    Therecommendationofmandatedchoicemaybeprematureinthecaseoforgandonation

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    Whydowehavelawsagainstsimply

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    y g p y

    uyingan se ing i neys

    ,

    thinkitsasubjectthatsocialscientistsneed

    Itisntjustaboutbodyparts

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