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CONG TY CP CHlrNG KHOAN SSI CONG HOA xA HOI CHO NGHIA vier NAMDQcI~p - Ttf do - Hanh phuc
s6: 620/2019/CV-SSIHO TP. Ho Chi Minh, ngay 02 thanq 07 nam 2019
sAo cAo KET QuA PHAN PHOI CHlrNG QUYEN co sAo DAM
(Giay chung nh~n ChEWban ch(fng quy{m c6 baa aam 86 40IGCN-UBCK do Chu tich Oy banCtumq kho{m Nha nuoc dp ngay 201612019)
Kinh gwi: Oy ban Chwng khoan Nha nU'ac
Ten to chuc phat hanh: CONG TY co PHAN CHlrNG KHOAN SSI
Dja chi tru sa chfnh: 72 Nguyen Hue, PhU'angSen Nghe, Ouan 1, Thanh pho Ho Chi Minh
So dien thoai: (+84-28) 38242897
So Fax: (+84-28) 3824 2997
Ten, dja chi to chuc bao lanh phat hanh (n~u co): KhOng
I.Thong tin v~ chCPngquy~n phat hanh:
1. ThOngtin v~ chung quyen:
- Ten chung quyen: ChCPngquy~n FPT/3M/SSI/C/EUlCash-01
- Ten (ma) chung khoan co sa: FPT
- To chirc phat hanh chung khoan co sa: COngty co phan FPT
- l.oai chunq quyen (rnua/ban): Chung quyen mua
- Kieu thuc hien (chau Au/My): CMu Au
- PhU'O'ngthuc thanh toan thuc hien quyen (tiem/chuyengiao chung khoan cO'sa): thanh toan ti~n
- Thai h~n: 03 thang
- Ngay dao h~n: 30/09/2019
- TY I~ chuyen doi: 1:1
2
c
H$ 50 nhan (doi voi chung quyen dua tren chi 50): Khong ap dl,lng
Gia thuc hi$n: 46.000 dong
Gia trl tai san bao dam thanh toan: 1.900.000.000VNf) (M¢t ty chin tr~m tri(!u dong)
. Thong tin dot chao ban:
Ngay b~t d~u chao ban: 26/06/2019
Ngay hoan thanh phan phoi: 28/06/2019
Thai gian nhan d~ng ky mua: TCPngay 26/06/2019 den ngay 28/06/20 9
Ngay thanh toan tien mua chunq quyen: 28/06/2019
Ngay ket thuc chuyen giao chunq quyen: 28/06/2019
I.K~t qua phan phoi chCPng quy6n
DOi tU'Q'ngmua Gia So So So 1U'Q'ng So gU'ai s6 So TY 1$chung quyen chao 1U'Q'ng 1U'Q'ng chCmg d~r 9 ky r'lgU'ai chung chunq
ban chung chung 1 n dU'Q'C 1 1quyen ua quyen quyen(dongl 1 1 dU'Q'Cphan phan chU'a phanquyen quyenchunq chao d~ng ky phoi phoi phan phoiquyen) ban mua , phoi (%)
1. Nha d~u tU' ca 3.800 1.000.000 654.820 654.820 94 94 65,48nhan, trong do:
- Nha d~u tU'rong nuoc 654.820 654.820 94 94 65,48
- Nha dau tunuoc ngoai 0,00
~. Nha c1autU' co3.800 1.000.000 0,006 chuc, trong
c16:
- NM c1autU'rong nuoc 0,00
- Nha c1autU'0,00nuoc nqoai
1T6ng56 1.000.000 654.820 654.820 94 94 345.180 65,48
III. TOng hop k~t qua phan ph6i ch(Png quy~n:
1. T6ng 56 chling quyen c1aphan phoi: 654.820 chunq quyen, chiern 65,48% t6ng 56 chling quyen c1U'Q'cphep chao ban.
2. T6ng 56 tien thu tCrvlec ban chling quyen: 2.488.316.000 c16ng(c6 xac nhan cua ngan hang noi ma taikhoan phong toa nhan tien mua chunq quyen dlnh kern)
3. T6ng chi phi: 0 c16ng.
~
('.01)
"1 * ,
- Phi bao lanh phat hanh: 0 c16ng
- Phi phan phoi chling quyen: 0 c16ng
4. T6ng thu rang tCrdot phan ph6i: 2.488.316.000 c16ng.
Chu tlch HQi dOng Quan tr]
---- -- - - ._--
-"
CONG TY CP CHlfNG KHOAN 551 CQNG HOA xA HQI CHU NGHIA VieT NAMDQc I~p - TIf do - Hanh phuc
se: 621/2019/CV-SSIHO TP. He Chi Minh, nqay 02 tMng 07 nam 2019
BAo cAo K~T QUA PHAN PHOI CHlfNG QUYt:N co BAo DAM
(Gi~y chu'ngnh~n ChEIOban ch(mg quy~n c6 Mo aam so 41IGCN-UBCK do CM ticti Oy banChung knoen Nha nuoc c~p ngay 201612019)
Kinh gLPi:Uy ban ChCPngkhoan Nha nuoc
Ten to chuc phat hanh: CONG TY co PHAN CHlfNG KHoAN 551
Dja chi tru sa chlnh: 72 Nguyen Hue, PhU'cmgBen Nghe, ouan 1, Thanh pho He Chi Minh
se di$n thoai: (+84-28) 38242897
se Fax: (+84-28) 3824 2997
Ten, dia chi to chuc bao lanh phat hanh (neu c6): Kh6ng
I. Thong tin v6 chCPngquy6n phat hanh:
1. Th6ng tin v~ ch(l'ng quyen:
- Ten ch(l'ng quyen: ChCPngquy6n FPT/6M/551/C/EU/Cash-01
- Ten (rna) ch(l'ng khoan co sa: FPT
- To chuc phat hanh ch(l'ng khoan cc sa: C6ng ty co phan FPT
- Loai ch(l'ng quyen (rnua/ban): Ch(l'ng quyen mua
- Kieu thuc hien (chau Au/My): CMu Au
- PhU'O'ngthirc thanh toan thuc hien quyen (ti~n/chuyen giao ch(l'ng khoan cO'sa): thanh toan ti~n
- Thai h<;ln:06 thang
- Ngay dao h<;ln:30/12/2019
- Ty 1$chuyen doi: 1:1
H(l so nhan (doi v6'i chting quyen dua tren chi so): Kh6ng ap dl,mg
Gia thuc hlen: 46.000 dong
Gia tri tai san bao dam thanh toan: 3.000.000.000 VN£> (Sa ty dong ct ~n)
2. ThOng tin dot chao ban:
Ngay b~t d~u chao ban: 26/06/2019
Ngay hoan thanh phan phoi: 28/06/2019
Thai gian nhan dang ky mua: TI1 ngay 26/06/2019 den ngay 28/06/2019
Ngay thanh toan tiem mua chunq quyen: 28/06/2019
Ngay ket thuc chuyen giao ch(l'ng quyen: 28/06/2019
I. K6t qua phan phOi chwng quy6n
£>6itLfQ'ngmua Gia So So S61LfQ'ng s6 s6 s6 TY I~ch(l'ng quyen chao ILfQ'ng ILfQ'ng ch(l'ng ngLfai ngLfai chunq chunq
ban ch(l'ng ch(l'ng x dang ky dLfQ'C > >quyen quyen quyen(dong/ quyen > dLfQ'C phan chLfa phanquyen muachunq chao dang ky phan ph6i ph6i phan phOiquyen) ban mua phoi (%)
1. Nha (1~u tLf6.000 1.000.000 339.860 339.860 24 24
ca nhan, trong33,99
d6:
- Nha d~u tu339.860 339.860 24 24
trong nuoc 33,99
- Nha d~u tLf 0,00
nLfOCngoai
12. Nha dau tU'jc6 to chtrc, 6.000 1.000.000
0,00rong d6:
- Nha dau tU'rong nvoc
0,00- Nha dau tunuoc ngoai
0,00
ITI' , 1.000.000 339.860 339.860 24 24 660.140 33,99ong so
III. TOng hQ'p ktit qua phan phOi chwng quy6n:
1. TOng so chli'ng quyen da phan phoi: 339.860 chli'ng quyen, chiern 33,99% t6ng so chli'ng quyen dU'O'cphep chao ban.
2. TOng so tien thu tl1 viec ban chli'ng quyen: 2.039.160.000 d6ng (c6 xac nhan cua ngan hang noi rno taikhoan phong tea nhan tien mua chli'ng quyen dinh kern)
3. TOng chi phi: 0 d6ng.
- Phi bao lanh phat hanh: 0 d6ng
- Phi phan ph6i chli'ng quyen: 0 d6ng
4. TOng thu r6ng tl1 dot phan phci: 2.039.160.000 d6ng.
Chu ttch HQi d6ng ouan tr]
CONG TY CP CHlrNG KHOAN SSI CONG HOA xA HOI CHU NGHiA VieT NAMDQc I~p - Tif do - Hanh phuc
se: 622/2019/CV-SSIHO TP. He Chi Minh, ngay 02 tMng 07 narn 2019
sAo cAo KET QuA PHAN PHOI CHLrNG QUYEN co sAo DAM
(Gi~y chung nMn ChEWban cturnq quy(;n c6 Mo clams6 39IGCN-UBCK do CM tich OybanChung khoan Nhe nuoc c~p ngay 201612019)
Kinh giPi: Uy ban ChCPngkhoan Nha nU'ac
Ten to chuc phat hanh: CONG TY co PHAN CHlrNG KHOAN SSI
Dla chi tru sa chinh: 72 Nguyen Hue, PhU'angBen Nghe, Ouan 1, Thanh pho He Chi Minh
se dien thoai: (+84-28) 38242897
se Fax: (+84-28) 3824 2997
Ten, dja chi to chuc bao lanh phat hanh (ntw c6): Khong
I. Thong tin v~ chCPngquy~n phat hanh:
1. Thong tin ve ch(J'ngquyen:
- Ten ch(J'ngquyen: ChCPngquy~n HPG/3M/SSI/C/EUlCash-01
- Ten (rna) ch(J'ngkhoan co sa: HPG
- To chuc phat hanh ch(J'ngkhoan co sa: Cong ty Co phan T<;Ipdean Hoa PMt
- l.oai ch(J'ngquyen (mua/ban): Ch(J'ngquyen mua
- Kieu thvc hien (chau Au/My): Chau Au
- PhU'O'ngthuc thanh toan thuc hien quyen (tien/chuyen giao chling khoan cO's&): thanh toan tilm
- Thai h~n: 03 tMng
- Ngay dao h~n: 30/09/2019
- TY Ie chuy{m dOi:1:1
2
H$ so nhan (ooi voi chung quyen dua tren chi so): Khong ap dl,mg
Gia thl,l'c hien: 23.100 oOng
Gia tr! tai san bao darn thanh toan: 1.100.000.000 VND (M¢t ty mot tram trleu oOng)
. ThOng tin dot chao ban:
Ngay b~t o~u chao ban: 26/06/2019
Ngay hoan thanh phan phoi: 28/06/2019
Thai gian nhan oang ky mua: TCPngay 26/06/2019 o~n ngay 28/06/2 19
Ngay thanh toan tien mua chunq quyen: 28/06/2019
Ngay k~t thuc chuyen giao chung quyen: 28/06/2019
I. K~t qua phan ph6i chCPng quylln
DOi tU'Q'ngmua Gia So So S61U'Q'ng s6 So So TY 1$chung quyen chao 1U'Q'ng 1U'Q'ng chung ngU'ai ngU'ai chung chung
ban chung chung > oang ky oU'Q'c quyen >quyen quyen(oOng/ > > oU'Q'c phan chU'a phanquyen quyen muachung ChEIO oang phan phoi phoi pMn phoiquyen) ban ky mua phoi (%)
1. NM oau tu2.200 1.000.000 516.820 516.820 61 61 51,68
ca nhan, trong~6:
- Nha oau tU'516.820 516.820 61 61 51,68
rong nuoc
- Nha oau tunuoc ngoai 0,00
2. Nha dau tu2.200
c6 to chuc,1.000.000 0,00
rong d6:
- NM dau tU'trong nuoc 0,00
- NM dau tU'nuoc ngoai 0,00
Tong s6 1.000.000 516.820 516.820 61 61 483.180 51,68
III. Tong hQ'p k~t qua phan phoi chwng quy6n:
1. Tong s6 chling quyen da phan ph6i: 516.820 chling quyen, chiem 51,68% tong s6 chling quyen duocphep chao ban.
2. Tong s6 tien thu tCYvlec ban chling quyen: 1.137.004.000 d6ng (co xac nhan cua ngan hang noi ma talkhoan phong tea nhan tien mua chling quyen dlnh kern)
3. Tong chi phf: 0 d6ng.
- Phf bao lanh phat hanh: 0 d6ng
- Phf phan ph6i chling quyen: 0 d6ng
4. Tong thu rang tCYdot phan ph6i: 1.137.004.000 d6ng .
.~$ml·~·.!.!nlh, nqay 02 tMng 07 nam 2019
'3, - N THEO PHAp LU~T
Chu tlch HQi dOng Quan tr]
CONG TY CP CHlrNG KHOAN 551 CQNG HOA xA HQI CHO NGHiA VieT NAMDQc I~p - T....do - Hanh phuc
se: 623/2019/CV-SSIHO TP. Ho Chi Minh, ngay 02 thang 07 narn 2019
BAo cAo KET QUA PHAN PHOI CHlrNG QUYEN co BAo DAM
(Gi~y chu'ngnMn chao ban chung quy~n c6 Mo aam s6 43IGCN-UBCK do Chu tich Oy banChung knoen Nha nuoc c~p ngay 201612019)
Kinh gwi: Oy ban Chli'ng khoan Nhil nU'o<c
Hm to chuc phat hanh: CONG TY co PHAN CHlrNG KHoAN 551
8ia chi tru s& chlnh: 72 Nguyen Hue, PhU'angBen Nqhe, Ouan 1, Tp HCM
se dien thoai: (+84-28) 3824 2897
se Fax: (+84-28) 3824 2997
Ten, dla chi to chuc bao tanh phat hanh (ntw c6): Khong
I. Thong tin v~ chli'ng quy~n phat hanh:
1. ThOngtin v~ chling quyen:
- Ten chling quyen: Chli'ng quy~n HPG/6M/5SI/C/EU/Cash-01
- Ten (rna) chling khoan co sa: HPG
- TOchuc phat hanh chling khoan co sa: Cong ty cOphan Tap dean Hoa Phat
- l.oal chling quyen (mua/ban): Mua
- Kieu thuc hien (chau Au/My): CMu Au
- Phuonq thlic thanh toan thl,l'chien quy~n (tiem/chuyengiao chling khoan cO'sa): thanh toan ti~n
- Thai hGln:6 thang
- Ngay dao hi;m: 30/12/2019
- TY 1$chuyem doi: 1:1
2
- H~ so nhan (doi voi ch(J'ng quyen dl,l'a tren chi so): KhOng ap dl,mg
- Gia thuc hien (chi so thuc hien): 23.100
- Gia tri tai san bao dam thanh toan: 1.650.000.000 VND (MOt ty sau t am narn rnuoi tri~u dOng ch
. ThOng tin dQ'tchao ban:
- Ngay b~t o~u chao ban: 26/06/2019
- Ngay hoan thanh phan phoi: 28/06/2019
- Thai gian nhan oang ky mua: TtY ngay 26/06/2019 o~n ngay 28/061 019
- Ngay thanh toan tien mua chling qUYEm:28/06/2019
- Ngay k~t thuc chuyen giao chling quyen: 28/06/2019
I. K~t qua phan phOi ch(Png quy~n
£)OitU'Q'ngmua Gia so so so so so so TY 1$chling quyen chao 1U'Q'ng 1U'Q'ng 1U'Q'ng ngU'ai ngU'ai ch(mg ch(rng
ban chling ch(rng chling oang ky oU'Q'c quy{m quyen(06ngl • • quyen ph~n chU'a pMnquyen quyen muachling cMo oang ky oU'Q'c phOi pMn phOiquyen) ban mua ph~n phOi (%)
phOi
1. NM o~u tu 3.300 1.000.000 564.310 564.310 28 28 56,43ca nhan, trong06:
- Nha o~u turong nuoc 564.310 564.310 28 28 56,43
- Nha o~u tu0,00
rnroc ngoai
~n)
2. Nha d~u tlJ'3.300 1.000.000 0,00
c6 to chuc,rong d6:
Nha d~u tu 0,00rong nuoc
- Nha d~u tlJ' 0,00
nuoc ngoai
!rang so 1.000.000 564.310 564.310 28 28 435.690 56,43
II. TOng hQ'pk6t qua phan phOi ch(rng quy~n:1. Tong so chling quyen da phan phoi: 564.310 chling quyen, chiern 56,43% tong so chling quyendlJ'Q'cphep chao ban.
2. rang so tien thu tli viec ban chling quyen: 1.862.223.000 dong (c6 xac nhan cua ngan hangnoi ma tal khoan phong toa nhan tiEmmua chling quyen dfnh kern)
3. rang chi phi: 0 dOng.
- Phi bao lanh phat hanh: 0 dong
- Phi phan phoi chling quyen: 0 dong
4. rang thu r6ng tli dot phan phOi:1.862.223.000 dong
Chu tlch HQidOng Quan tr]
CONG TY CP CHlrNG KHOAN 551 CQNG HOA xA HQI CHU NGHiA visr NAMDQc I~p - TIf do - Hanh phuc
so: 624/2019/CV-SSIHO TP. He Chi Minh, ngay 02 thang 07 narn 2019
sAo cAo KET QuA PHAN PH61CHlrNG QUYEN co sAo DAM
(Gi~y ch{fng nMn cheo ban ch{fng quy~n c6 Mo (fam s6 42IGCN-UBCK do Chi! ticn OybanCh{fng khoan Nhe nuoc dp ngtw 201612019)
Kinh gwi: Uy ban Chwng khoan Nha nU'ac
Ten to chuc phat hanh: CONG TY co PHAN CHlrNG KHOAN 551
£)ia chi tru 56' chlnh: 72 Nguyen Hue, PhU'6'ng Ben Nghe, Ouan 1, Thanh phO He Chi Minh
so ci$n thoai: (+84-28) 38242897
so Fax: (+84-28) 3824 2997
Ten, cia chi to chuc bao tanh phat hanh (neu c6): KhOng
I. Thong tin v6 chwng quy6n phat hanh:
1. Thong tin ve chLrng quyen:
- Ten chLrng quyen: Chwng quy6n MWG/6M/5SIIC/EU/Cash-01
- Ten (rna) chLrng khoan co 56': MWG
- To chuc phat hanh chLrng khoan co 56': Cong ty Co phan £)~u tU'The gi&i Di cong
- Loai chLrng quyen (mua/ban): ChLrng quyen mua
- Ki~u thuc hi$n (chau Au/My): Chau Au
- Phuonq thuc thanh toan thuc hi$n quyen (tien/chuy~n giao chLrng khoan cO'56'): thanh toan tien
- Thai h~n: 06 tMng
- Ngay dao h~n: 30/12/2019
- TY 1$chuy~n coi: 1:1
2
H$ so nhan (ooi voi chCrng quyen dua tren chi 56): Kh6ng ap dunq
Gia thuc hien: 90.000 oong
Gla tri tal san bao oam thanh toan: 7.000.000.000 VNf) (Say ty oong)
. Th6ng tin dot chao ban:
Ngay b~t oau chao ban: 26/06/2019
Ngay hoan thanh phan ph6i: 28/06/2019
Thai gian nhan oang ky mua: Ttr ngay 26/06/2019 oen nqay 28/06/20 1S
Ngay thanh toan tien mua chunq quyen: 28/06/2019
Ngay ket thuc chuyen giao chCrng quyen: 28/06/2019
II. K~t qua phan phbi ch(J>ng quylm
86i tU'Q'ngmua Gia s6 s6 S61U'Q'ng s6 s6 So TY 1$chCrng quyen chao 1U'Q'ng 1U'Q'ng chCrng ngU'ai ngU'ai chung chCrng
ban chunq chCrng > oang ky oU'Q'C 1 1quyen quyen quyen(oong/ > 1 oU'Q'C phan chU'a ph~nquyen quyen muachunq chao oang ky phan phoi phoi ph~n phoiquyen) ban mua phoi (%)
1. Nha oau tu14.000 1.000.000 169.900 169.900 31
ca nhan, trong31 16,99
06:
- Nha oau tutrong nuoc
169.900 169.900 31 31 16,99
- Nha oau tU'nuoc ngoai 0,00
2. Nha dau tu14.000 1.000.000 0,00c6 to chuc,
rang d6:
- Nha dau turang nuoc
0,00- Nha dau tU'nuoc nqoal
0,00
ift •ong so 1.000.000 169.900 169.900 31 31 830.100 16,99
III. Tong hQ'p k~t qua phan ph6i chLPng quy~n:
1. Tong so chling quyen da phan phoi: 169.900 chling quyen, chiern 16,99% tong so chling quyen dU'Q'cphep chao ban.
2. Tong so tien thu tli viec ban chling quyen: 2.378.600.000 dong (c6 xac nhan cua ngan hang noi mcYtalkhoan phong tea nhan tien mua chling quyen dinh kern)
3. Tong chi phi: 0 dong.
- Phi baa tanh phat hanh: 0 dong
- Phi phan phoi chling quyen: 0 dong
4. Tong thu rong tll' dot phan phoi: 2.378.600.000 dong.
---------------- - - - - ------------------
