Calculation of Erlang Capacity for Cellular CDMA Uplink Systems

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    Calculation of Erlang Capacity for Cellular CDMA Uplink Systems

    Ling Ding and James

    S.

    Lehnert

    School of Electrical and Computer Engineering

    Purdue University, West Lafayette, IN 47907-1285,

    U.S.A.

    E-mail: [email protected], [email protected]

    Abstract - Three methods of determining the

    Erlang capacity of a cellular CDMA uplink sys-

    tem are presented. The first method decouples

    the analysis of blocking and outage performance,

    and avoids iterative search. Based

    on

    two ap-

    proximations regarding the mobile traffic and the

    interference, the second method jointly examines

    blocking and outage performance. The third,

    more detailed, method considers the mobile traf-

    fic characteristics and the interference with mo-

    bile traffic fluctuations. The Erlang capacity of

    a cellular CDMA uplink system using a power

    control scheme called truncated channel inver-

    sion is calculated with each

    of

    the methods. The

    methods are also used to compare the Erlang ca-

    pacities for different power control schemes.

    I. INTRODUCTION

    The economic value of cellular wireless systems can

    be effectively measured by Erlang capacity, defined as

    the maximum load that can be supported with a given

    blocking probability. In channelized multiple-access sys-

    tems, such

    as

    TDMA/FDMA, each cell is typically as-

    signed

    a

    fixed number of channels. Therefore, Erlang

    capacity of these systems can be easily obtained by

    the well-known Erlang-B formula. However, in cellu-

    lar CDMA systems, where users all share a common

    spectral frequency allocation over time, the notion of

    channels per cell is soft, in the sense that

    a

    new user can

    be admitted

    as

    ong as the signal-to-interference ratio is

    adequate for receiver processing

    [I].

    Consequently, the

    blocking performance is coupled with the outage perfor-

    mance, and it is difficult to calculate Erlang capacity in

    cellular CDMA systems.

    Here, we present three methods of determining the

    Erlang capacity. T he first method decouples the analy-

    sis of blocking and outage performance t o avoid iterative

    search. Based

    on

    two approximations on the mobile traf-

    fic and the interference, the second method attempts to

    jointly analyze blocking and outage performance. The

    third method exactly captures the mobile traffic charac-

    teristic and the interference under mobile traffic fluctu-

    ation, thereby providing the most accurate results.

    The research described in the paper is supported by the

    U.S.

    Government DARPA Glomo Project

    A 0

    No.

    F383,

    AFRL con-

    tract number

    F30602-97-C-0314.

    0-7803-6596-8/00/ 10.00 2000 IEEE

    To compare these methods of calculating Erlang ca-

    pacity, we consider

    a

    power-controlled cellular CDMA

    system. The power control scheme is based on trun-

    cated channel inversion, which was recently proposed in

    [2] for data traffic and shown to outperform substan-

    tially the traditional channel inversion scheme in terms

    of system throughput and power consumption. The Er-

    lang capacities of the truncated and traditional power

    control schemes are also compared using the presented

    methods.

    11. SYSTEM DESCRIPTIONF THE

    POWER

    CONTROLLEDDMA UPLINK

    Consider a cellular CDMA system where basestations

    are located at centers of the hexagons and serve mobiles

    in the system. In this paper, we concentrate on the

    uplink, which is from

    a

    mobile to its basestation.

    A data mobile arrives at a cell according to a Poisson

    process with rate

    A,.

    The basestation decides whether

    to accept the mobile based on some admission control

    policy. In this paper , we consider

    a

    simple admission

    control in which a mobile is admitted provided that the

    total number of mobiles in the cell does not exceed a

    fixed threshold

    K .

    Once the mobile has been admit-

    ted, it stays in the cell for an exponentially distributed

    duration with mean l/pu. The arrival and departure

    processes of mobiles are all independent. In this paper,

    we do not consider handoffs.

    While in the cell,

    a

    mobile generates and transmits

    da ta packets. Data traffic is described by an on-off

    model. Specifically, a data source assumes alternate

    Lonand LLof f l tates. Durations of being in on and

    off

    states are exponentially distributed with means

    b-l

    and U- respectively. At on state , data packets

    are generated according to a Poisson process with rate

    A . No packets are generated at off state. The size of

    each packet

    is

    independently exponentially distributed

    with mean

    L,.

    In order to satisfy the bit error rate requirement, it is

    generally required that exceed

    a

    certain threshold,

    where Eb is the received signal energy per bit and No is

    the power density of interference. Let Pt and P, denote

    the transmitted and received powers, respectively. It

    follows that =

    =

    q here R is the trans-

    3 3 8

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    mission bit rate and C is the channel gain between the

    mobile and its basestation. In a wireless environment,

    the channel gain generally consists of three components,

    namely, path loss, slow log-normal shadowing, and fast

    Rayleigh fading. For the purpose of studying power con-

    trol,

    it

    is commonly assumed [3] that Rayleigh fading is

    averaged, and thus it will not be taken into account in

    this paper . Hence, the channel gain at time t is mod-

    eled by C =

    r(t)-~lOO.'c(t),

    here r( t ) s the distance

    between the mobile and the basestation, q is an order of

    power path

    loss,

    and t(t2 s

    a

    zer eme an normal random

    variable with variance U representing the shadowing ef-

    fect.

    As the channel gain C changes from time to time,

    power control is used to adjust Pt to meet the Eb/No

    requirement. Note th at in

    a

    CDMA system, the signal

    from

    a

    mobile is the interference to all other mobiles.

    The idea of power control is to allocate an appropriate

    transmission power level for each mobile in the CDMA

    system to maintain its requirement without generating

    unnecessary interference to others.

    The power control scheme employed in the current

    voice CDMA system is based on channel inversion [3].

    The requirement of constant bit rate for voice mobiles

    indicates that P,. has to be controlled

    at a

    constant level,

    normalized to be 1. Therefore, the power control scheme

    is to make Pt proportional to the inverse of the channel

    gain. The problem of the channel inversion scheme is

    that when the channel condition is bad, mobiles have

    to increase their transmission power dramatically, thus

    causing excessive interference to neighboring cells and

    adversely impacting system capacity.

    The requirement of constant received power is unnec-

    essary for data traffic that does not have a strict delay

    constraint. In order t o achieve higher system capacity,

    the power control for data traffic can be done in an a da p

    tive manner with respect to the channel condition. Now,

    let the received power

    P,.

    be

    g

    where

    g

    represents an

    adaptive strategy to be used. In

    [2],

    a truncated chan-

    nel inversion power control scheme is examined, where

    g is given by

    Here, P

    is

    the power control threshold. Equation (1)

    indicates that depending on whether C

    2

    p, the chan-

    nel condition is categorized into good and bad states.

    The channel service time of transmitting dat a packets at

    good state is exponentially distributed with mean

    p - I ,

    where

    p

    =

    z

    Mobile transmission is suspended when

    LP

    the channel is in a bad state, thereby reducing interfer-

    ence to neighboring cells.

    Blocking and outage are two important performance

    measures in the above power-controlled

    CDMA

    system.

    Blocking occurs when a n incoming mobile cannot be ad-

    mitted. Outage occurs when a mobile admitted in t he

    cell cannot maintain the

    Eb/No

    requirement. Given the

    requirements of the blocking probability

    (Pb)O

    and the

    outage probability

    P,,t)o,

    rlang capacity is defined

    as

    the maximum load, in terms of Au / p u that the system

    can support. In order to determine the Er lang capac-

    ity, in the next section we develop an analysis model to

    calculate the blocking and outage probabilities.

    111. ANALYSIS ODEL

    Given the admission control threshold K , the call-

    level performance can be model by a Markov chain. The

    probability that there are i mobiles in the cell is given

    by

    for i

    =

    0,1,2,

    ...,

    K .

    The blocking probability is there-

    fore equal to p ~ .

    Note that in the admission control, K is treated

    as the effective system capacity. Recall that in a

    TDMA/FDMA system, the system resource is com-

    pletely channelized, and

    K

    is thus simply equal t o the

    number of channels. In a CDMA system the concept

    of system resource, i.e. capacity, is

    soft.

    The deter-

    mination of K is based on the outage probability that

    mobiles can tolerate. In the remainder of this section,

    we examine the outage probability.

    Recall from Equation 1 ) that the wireless channel

    switches between good and bad sta tes as

    r-~(t)lOO.lc(t)

    crosses level P It has been shown in

    [2]

    that with a

    certain wireless channel propagation model, the dwell

    time of the wireless channel staying in either

    a

    good

    or bad condition can be approximately modeled as an

    exponentially distributed random variable.

    Thus,

    the

    wireless channel can be modeled as a two-state Markov

    chain, where the channel switches between

    a

    good state

    and

    a

    bad state according to an al ternat ing renewal pro-

    cess. Recall tha t the data arrival process

    is

    a Markov

    modulated Poisson process, which is independent of the

    service process of the wireless channel. Based on the

    memoryless property

    of

    the two processes, the arrival

    and service process models can be integrated together

    to develop

    a

    two-dimensional continuous-time Markov

    chain for the entire queueing system of a data mobile

    transmitting packets. The Markov chain model is used

    to investigate the power activity of data traffic, defined

    as a binary random variable Z ( r ) ,where

    Z T)

    =

    1

    if

    the mobile is transmitting, and

    Z T)

    =

    0,

    otherwise.

    From the above discussion of the wireless channel model,

    it follows that

    Z r ) =

    X ( r ) Y ( r ) ,where Y ( r ) s

    a

    bi-

    nary random variable representing whether the channel

    is good, and X T ) s

    a

    binary random variable repre-

    senting whether the mobile is transmitting given that

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    the channel is good. We define conditional power activ-

    i t y factor C(r)as the expected value of X r ) . C(r)can

    be determined from the stochastic models discussed pre-

    viously.

    C(r)

    s determined by solving the Markov chain.

    The details can be found in

    [2],

    and are omitted here.

    We next examine the interference. We focus on an

    arbitrary cell 0, The interference received

    at

    the bases-

    tation

    0

    consists of intra-cell interference

    I,

    caused by

    mobiles belonging to cell 0, and out-cell interference

    I,

    caused by mobiles belonging to all other cells.

    Suppose mobiles are densely and uniformly dis-

    tributed in the system. Denote by 7 he user density.

    With the radius of each cell normalized to unity, the av-

    erage number of mobiles per cell is given by K =

    9 7 0

    It

    follows that

    K

    I,

    =C Z j ) ,

    j=1

    where

    Z j )

    s the power activity variable of mobile j. It

    can be shown that

    E[Ia] =

    K G ,

    and

    (3)

    mr[~a I = K [ I n a Cna121 (4)

    with na

    =

    a+bpL

    I consists of interference from all neighboring cells.

    It follows that

    .

    +(to

    z , ~ o / r i )dA,

    where @ E o ,ro/ri) is the indicator function of the

    mobile belonging to cell

    i

    i.e.,

    if

    ro/ri)QIO c~-cO)/10

    1, then @ SO

    i ,ro/ri)=

    1. Here,

    r0,ri

    denote the

    distance from the mobile to basestations 0 and i , re-

    spectively, and

    &,

    denote the associated shadowing

    variables. The cell index i is determined with the small-

    est distance principle

    [3]

    ri

    =

    minrl.

    I f

    It can be shown that

    (5)

    2 / 2

    where Q g )

    =

    s g w k d x and f E ) is the Gaussian

    density function with zero mean and variance cr2.

    We are now ready to examine the outage probability.

    The outage probability

    is

    defined as

    Pout Prob (-)o ,

    (

    2

    where

    ( )o

    is

    a

    constant depending on the physi-

    cal layer communication requirement. Clearly, received

    &/No is given by

    2

    =3 here W denotes total

    bandwidth. With the assumption that l

    Ie

    s Gaus-

    sian, the outage probability at cell 0 is given by

    IV.

    ERLANG

    APACITY

    Given the above analysis model of the blocking and

    outage probabilities, we examine three methods to d e

    termine the Erlang capacity in this section.

    A . Method I

    This first method is very close to the analysis

    ap-

    proach commonly used in a TDMA/FDMA system.

    Specifically, the approach is to first determine the ef-

    fective system capacity K given the outage probability

    requirement, and then determine the Erlang capacity

    given

    K

    and the blocking probability requirement.

    When calculating

    K ,

    we assume that each cell is

    equally loaded with K mobiles, that is, operates at its

    capacity.

    Hence, for a given PqUt)oequirement, we

    determine the maximum K such that PoutI Pout)o.

    From K and a given p b ) O requirement, we determine

    the maximum

    Xu/pu

    uch that p~ 5 p b )O , where p~

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    is given by Equation 2). This method decouples the

    blocking and outage performance, and thus does not

    re-

    quire any iterative search.

    B.

    Method

    I1

    The second method follows an approach as in [l]. n

    [l],

    o explicit admission control is applied, and incom-

    ing mobiles are always admitted. Therefore, there is no

    blocking. The only performance measure is the outage

    probability. When calculating the outage probability,

    two important approximations are made. Firs t, though

    random, the number of mobiles is the same in each cell.

    Second, the out-cell interference, in terms of both mean

    and variance, is equivalent to a fraction of the intra-cell

    interference.

    For the sake of comparison, admission control is still

    employed in the second method. We use iterative search

    to determine the Erlang capacity. Specifically, for

    a

    given Au / p u we determine the minimum

    K

    such that

    p~ 5 (Pa),-,,and given K, further calculate the distri-

    bution of the number of mobiles in

    a

    cell, according to

    Equation 2). Then, the outage probability is obtained

    using the method described in

    [I].

    We adjust Au / p u and

    repeat the above procedure until the outage probability

    requirement is satisfied.

    C.Method III

    The two methods presented above are not always very

    accurate. Specifically, as mobiles arrive at and depart

    from cells randomly, the loads in individual cells fluc-

    tuate and are not always equal to If The first method

    assumes all cells operate at the capacity level, thus over-

    estimating the interference and leading to pessimistic

    results of the Erlang capacity. The second method at-

    tempts to capture the fluctuation

    of

    mobile numbers.

    However, the method is based on the two approxima-

    tions, which may not accurately reflect mobile traffic

    and interference.

    We next present an exact calculation method that

    captures both the interference and mobile traffic pre-

    cisely. Suppose cells

    i

    = 1,. .

    6

    are located in the first

    ring and cells i

    =

    7 , . . . 18 are located in the second

    ring. We denote by Ni the number of mobiles in cell i

    and make the following observations.

    1.

    The out-cell interference generated by the mobiles in

    the first

    or

    second ring has the equivalent interference

    effect as tha t generated by

    E:=,

    Ni or

    cfil

    i mobiles

    that are uniformly distributed in the first

    or

    second ring.

    2. The out-cell interference, in terms of mean and vari-

    ance, is directly proportional to the number of mobiles

    in other cells, given that these mobiles are uniformly

    distributed.

    The first assumption follows from the distance symmetry

    of all first ring cells and all second ring cells. The second

    assumption

    is

    based on Equations 3), (4),

    (6),

    and

    7).

    Let us denote the out-cell interferences from the first

    ring and the second ring

    as Iel

    and

    l e 2 ,

    respectively.

    Then, according to the above observations, we have

    A 18

    where E&, , ,

    N2= Ni,

    nd Ie ,1 and Ie ,2

    are the out-cell interferences from the first ring and the

    second ring, respectively. The mean and variance of

    le l

    or l e , p are readily calculated by Equations

    (6)

    and

    (7)

    except tha t the integration area is now only the first ring

    or the second ring, as discussed below.

    The smallest distance principle, Equation

    (5),

    basi-

    cally sta tes that the mobile belongs to either basestation

    i or basestation 0. Thus, the out-cell interference from

    a first-ring neighboring cell is only caused by mobiles 10-

    cated in that cell and mobiles located in the 60 sector

    of cell

    0

    that

    is

    closest to tha t cell. The out-cell interfer-

    ence from

    a

    second-ring neighboring cell is only caused

    by mobiles located in tha t cell. However, the intra-cell

    interference is caused by mobiles located in any cell as

    long as they belong to cell 0. Hence, the integration

    area for EIIe,l] nd

    var[ le , l]

    overs cells

    0,1,.

    . 6, and

    the integration area for

    E[le,2]

    nd va~-[l,,~]overs cells

    7 , . ..

    18.

    Hence, given

    No

    mobiles in cell 0, NI mobiles

    in the first ring, and N mobiles in the second ring, the

    conditional outage probability

    at

    cell 0 is given by

    The probability distributions of

    Nl

    and N2 can be

    obtained via their characteristic functions, denoted by

    @ 1 z ) and @ 2 ( z ) , respectively. Assume that { N i } are

    independent for i

    =

    1,. . 18. Given A u / p u we deter-

    mine the minimum K such that p~