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    Topologies for Uninterruptible Power Supplies

    R

    Krishnan

    and

    S.Sriniwan

    A h t r a c t

    The Bradley Department of ElectricalEngineering

    Va.Tech, Blacksburg,VA 24061, USA.

    e-

    mail [email protected]

    Ph:

    703 231 4311

    )

    Fax 703 231 3362)

    Tbip paper reviews the development

    of

    Uninterruptible Power Supply (hereafter referred

    to P UP8 )

    over the years from one with

    E R

    front end charger with isolation at h e requency

    to one with sinuaoidd current input c-r

    with isolation at

    high

    frequenay (h.f.).

    Thip

    paper

    is

    concerned

    with the developments

    in

    the single

    phase low power

    (less

    than 1 kVA UPS topologies.

    Each scheme hi

    analyzed

    briefly and its principal

    meritsand demeritsare dentified.

    1. ntroduction

    UPS systems

    are intended to improvethe quality of

    ac

    power in order to provide continuos operation of

    ac powered equipments[l]. To accomplish these

    functions a UPS takes in utility ac input and

    improves the power quality through power

    processing. It also provides a redundant (Back-up)

    power source so

    that

    the load wi l l be interfaced to

    the utility

    directly

    in

    the

    case of failure of a n y

    subsystem. Power quality defects which may be

    improved by the UPS include surges, noise, sags and

    harmonics. A block diagram of the general UPS is

    shown in

    Figure

    1.

    t

    Figure

    1 Block Diagram of a general

    UPS

    The most recent developments having a profound

    effect

    on he

    configuration of

    UPS

    topologies include

    High frequency switching

    to

    minimize

    filter

    size.

    New semiconductor power devices resulting

    in a dramatic increase in the

    UPS

    power

    output.

    Digital techniques with microprocessors and

    DSPs to implement complex control

    algorithms.

    Some of the desirable features of anUPS are :

    Sinusoidal input current drawn fi he utility

    mrrine.

    Sinusoidal output voltage regardless of

    the oad.

    Isolationat low weight and cost

    High efficiency and hence minimum power

    conversionstages.

    High reliability.

    Acceptance of wide variation of the input voltage

    with novariationofoutput voltage.

    No single topology satisfies al l these requirements

    simultaneously. Every topology tr ies to optimize one

    or

    many of

    the desirable features giving rise

    to

    a

    wide variety of UPS configurations.

    The

    choice of a

    particular topology depends on

    the

    application and

    selective optimization of the desired features. This

    paper discusses the variousUPS topologies from th s

    view-point.

    The UPS

    is

    classified depending on the power flow

    path chosen. If the primary power flow

    is

    through

    the

    surge

    suppressor and filter to the load

    when

    the

    ac input

    is

    healthy, and through the battery and

    inverter

    to

    the oad when

    the

    ac input fails,

    then

    i t

    is

    a standby UPS system. If the primary power flow is

    through the charger, battery, inverter and load

    when the ac input is healthy then

    it

    is an on-line

    UPS system.

    The

    path through surge suppressor,

    filter and transfer switch is resorted to, when the

    other path

    is

    out-of-operation due to failure or for

    maintenance.The classification

    of UPS

    topologies

    is

    shown in

    Figure

    2.

    The paper is organized

    as

    ollows. Section 2

    contains

    standby off-line

    opologies.

    Section 3 contains

    on-

    line

    UPS

    opologies. Line-interactiveUPS topologies

    are

    described

    in Section

    4.

    Conclusions are

    summarized inSection5.

    2.

    Standby

    UPS

    characteristics

    A

    block diagram of this configuration

    is

    shown in

    Figure1. In

    the

    standby

    mode the

    charger size is

    @7803-1227-9/93/ 3.M)@993 I

    122

    a

    mailto:[email protected]:[email protected]
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    small since

    it

    has

    to

    meet the power requirement of

    charging the battery alone. Standby mode has a

    transfer time associated with

    it

    during power

    failure.

    Ups

    Topologies

    t tandbyoffline

    Offline

    Online

    r

    nlinewithbackup

    ~

    Online without backup

    Online withLow Frequency

    Isolation

    Online

    with

    High Frequency

    Isolation

    t

    Standby Online Hybrid Topology

    Line Interactive

    Figure

    2

    :

    Classification of

    UPS

    Topologies

    2.1

    Triport UPS

    A

    block diagram of

    this

    configuration

    is

    shown in

    Figure

    3

    with

    a

    special transformer arrangement

    with three windings

    known

    as triport

    UPS. Triport

    UPS is an example of standby ferro topology, which

    furnishes power directly to the load from the

    commercial

    ac

    line through the triport transformer

    in the n o d ondition. When the ac input fails

    power

    is

    furnished by the battery through the

    inverter. Triport topology uses the ferro resonant

    technique, where the transformer

    is

    used

    as

    a

    voltage

    regulator.

    Figure 3

    Block Diagram of

    a

    Standby F e m

    UPS

    Advantages

    Line conditioning is passive and the technique

    is

    very robust.

    During normal

    power conditions the converter

    can be used in the rectifier mode to recharge the

    battery.

    This essentially

    gives rise to a

    chargerless

    topology.

    This

    technique has high efficiency and

    reliability, as well

    as

    moderate cost.

    . The transformer has a special capability @ e m

    Resonant capability) which provides limited

    regulation and output wave-form shaping.

    Isolation

    is

    provided

    from

    the

    ac power

    transients.

    Disadvantages

    The ferroresonant transformer tends to be fairly

    heavy and

    of

    low efficiency.

    A

    conventional triport

    topology

    tends

    to be off

    line and transition from ac to inverter can be a

    problem under certain low line or high line

    conditions.

    Tbe quality of output wave form under non-

    linear loads

    is

    generally poor.

    2.2

    Improvements in Triport

    Technology

    The instability problem of

    almost

    periodic oscillation

    in triport systems using the constant voltage

    transformer (CVT) [2]

    has

    been addressed.

    A

    stability problem exista a t light load condition

    requiring the

    use

    of

    a

    dummy load. Such

    a

    solution

    tends to deteriorate the efficiency and result

    in

    a

    temperature

    rise

    of the system.

    A

    stability

    improvement technique by utilizing the active filter

    as a

    feedback element

    is

    proposed. An improved

    version of

    the

    triport

    is

    presented[3].

    A

    tetra port

    topology

    has

    been derived

    to

    correct ac output

    distortion when the inverter

    fails. It uses

    two

    parallel reversible inverters.

    This

    has the advantage

    of redundancy in supplying energy to the load

    in

    case of a network's failure. Another advantage

    is

    the

    better

    waveform given by the inverters, which

    allows

    no

    saturation

    in

    the

    transformer

    magnetic

    core, and obtaining a high stability in the output

    voltage.

    3.

    On-Line

    UPS characteristics

    A block diagram of this configuration is shown in

    Figure

    4.

    The power flow in

    an

    Ups of this ype

    has

    been explained in the introduction. The other

    features of

    t h i s

    configuration are

    In case of power failure, there is no transfer

    time associated

    with ths

    configuration.

    =

    The charger

    is

    much larger and

    of

    much higher

    rating

    th n

    a standby UPS, since

    it

    has

    to

    be

    designed to meet the load requirements during

    normal operation. This w i l l ensure that the

    battery

    will

    not

    be

    discharged when

    the

    input

    power

    is

    normal.

    . The

    flow

    of power through the charger and

    inverter during normal operation causes

    123

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    additional power loss and poorer efficiency

    compamdtostandby UPS.

    Power

    conditioning

    c n

    be provided during

    normal operation.

    Schemes 1

    to

    10 diecussed below

    u

    a

    diode

    rectifier bridge, most of themwithout idation at

    line

    hquency. The

    manner

    in which the rectified

    voltage is pmceecred to charge the battery and

    maintain

    the input

    to the

    nverter leads

    to

    diffemnt

    topologies.

    3.3.1

    Scheme

    1

    Scheme

    1,

    own in Figure 6, has the step down

    chopper reducing the mctiied ac voltage

    to the

    evel

    of the batfay. Note that larger

    the

    difPerence

    between

    them

    voltages,

    d e r

    i l l

    be

    the

    duty

    cycle of the chopper which

    impoms

    a

    large

    output

    filter requirement. The

    scheme

    has minimum

    number

    of switches, lende itself to compact

    packaging and has a

    3

    etage power proceasing with

    the consequent advantage

    of

    high

    efficiency.

    1mdOnWr

    Figure6:Schemel

    3.3.2 Scheme 2

    Figure4 Block

    Diagram of

    a On-Line

    UPS

    Scheme

    2, shown

    in

    Figure

    7,

    has

    an

    SCR

    hopper.

    To educe the filter

    size,

    the chopper

    is

    preceded by

    a

    step down lransformer

    at

    the

    ac

    input. But this

    ad& to the weight, vol- and coat of the s y h

    input

    transformer

    fi amenhanced harmonic 1-8

    3.1On-line up with Bypass

    This is

    an on-line

    U PS

    haw a transfer switch or

    me~haniemmwciated with it

    8 that

    the l a d Will

    be fed by the

    a~

    input diredly in the event of the

    and redb

    n

    a low p ow er -h d ty packaging.

    is poor due to the additional 18 in the

    inverter/ charger failure.

    3.2 On-Line UPS Without Bypass

    A block diagram of this configuration

    is

    shown

    in

    Figure 6

    In this topology, the general UPS

    is

    set

    to

    operate in the on-linemode, but the entire

    back-

    up path

    is

    removed.

    Since

    there

    is

    no

    back-up power

    source

    or by-

    paee, the UPS

    does

    not provide Back-up power

    in

    the case of failure of any subsystem.

    Redundancy, one of the most important

    charactmistics of UPS is not achieved in

    this

    typeof UPS.

    .

    nf RT

    a4l lERYH C Kt rI

    W R IMRlfR

    Figure 6

    On-Line

    UPS witbut b y p a

    3.3 On-line Ups with

    Low

    F'requency

    Transformer Isolation

    Tlk input power factor is also poor.

    Figum7:Scheme2

    3.3.3

    Scheme

    3

    A block diagram

    of

    this configuration is given in

    Figure 8. The

    use of multi-phaae chopper reduces

    the

    ipple and

    hence the

    capacitor

    rating.The

    nput

    p.f. is poor due

    to

    the use of a buck chopper

    to

    scale

    down

    the

    rectified

    dc

    voltage.

    Figure8:Scheme3

    The topologies under thi s configuration have a

    3.3.4sckme4

    transformer isolation

    at

    the

    output which

    ia

    at

    low

    and large in Size,

    --

    he Weight and

    volume of theUPS.

    frequency*This

    haS

    the baWback Of

    m e cheme, shown

    in

    F ure 9,

    a

    boost

    chopper

    in

    the hn t-e nd which

    is

    modulated to proGds a

    cine

    input ac current and

    unity power

    factor. S i

    he

    boost output voltage

    ie

    greater than the peak input

    1

    24

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    voltage

    ,the

    inverter operates with this high voltage

    with high efficiency and thus removes the drawback

    of al l previous schemes. The low voltage battery is

    charged through a buck converter.

    The

    boost

    converter charges the dc

    link

    when the ac input

    f d s .

    The

    buck converter requires a very small

    rating

    whereas the boost requires a

    1

    p.u. rating.

    Due to hf operation, the front-end converters lend

    themselves to compact packaging. Isolation is

    provided only

    at

    the output.

    Figure

    9

    Scheme

    4

    3.3.5 On-line UPS With

    a

    Reduced Number

    of

    Switches

    A new

    UPS

    topology is proposed

    [5]

    with single

    stage power conversion and a reduction

    in

    the

    number of active switches. A block diagram of the

    topology is shown in Figure 10. When the input

    line

    current

    is

    positive diode

    D5

    conducts. During this

    period turning on switches S1,S2 results in V =O

    and turning on

    S3,M

    c a m s Vx=Vb The inductor

    current thus keeps increasing and decreasing for

    this switching sequence. Current feed-back helps to

    keep the nput current profile sinusoidal.

    The

    diodes

    D5

    and

    D6

    cause

    the

    power flow from the supply

    to

    be unidirectional.

    The

    circuit thus

    functions

    Like

    a

    semi-controlled converter. The inverter is of a single

    phase

    full

    bridge type. Turning on S1,S2 or

    S 3 , a

    causes Vy=O. When

    S2 3 are on

    V -Vb and when

    SI,= are on vy'-vb. Switches d& thus form

    single phase inverter to supply the load.

    A

    current

    regulator with load feed-forward is used to obtain

    output voltage regulation in the presence of

    nonlinear

    loads. The transformer tap is selected

    such tha t under low-line conditions the inverter can

    fully supply the load. The static switches bypass the

    inverter and connect the load directly to the supply

    in the bypass mode. The topology has many

    desirable features like a common neutral between

    input and output, sinusoidal input current

    irrespective of the load current and batte ry

    chargddischarge control without

    any

    additional

    devices. However the

    main

    draw-back of t h i s

    approach is that

    the

    battery

    has

    to be rated for the

    peak input voltage V . Any effort to decrease the

    battery voltage resurts in the necessity for an

    additional device negating

    the

    advantage

    of

    a

    reduced number of switches.

    I

    1 ... I 1 I

    Figure 10 Circuit Schematic of

    the

    new converter

    3.4 On-line Ups with High Frequency

    Transformer Isolation

    The topologies under

    this

    category have

    a

    high

    frequency transformer

    link.

    The use of high

    frequency transformer reduces the weight

    and

    volume of the

    Ups

    significantly. The use of high

    frequency

    FWM

    techniques reduces the size of

    the

    filter required in

    the UPS

    additionally.

    Most of the

    modern static

    UPS

    are

    in this

    category. The

    following topologies use the above technology.

    3.4.1 Scheme

    The acheme

    5, shown in

    Figure

    11,has a high

    frequency link for isolation, replacing the line

    frequency isolation in

    Schemes

    1

    o4.

    he battery

    ia

    of low voltage type. The differential voltage between

    the battery and boost output voltage is handled

    through

    a

    buck converter

    stage

    the

    rating

    of which

    needs

    to

    be very4.

    Figure

    11

    Scheme 5

    The boost chopper provides sine input current

    and

    uni ty power factor as in Scheme

    4.

    The s a m e

    boost

    chopper is used to charge the dc link from the

    battery when the input

    fails.

    The efficiency of

    the

    systam may not be high during this mode.

    But

    during normal operation,

    it

    wi l l

    be

    high

    since

    only

    four power processing stages

    are

    involved and

    that

    too a t high voltages. The hf transformer educes

    the packaging size and cost

    3.4.2 Scheme 6

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    A UPS wing a

    variation

    dt eabove topohgy, is

    shown m

    12 [4].

    he

    charger cont da of a

    isolated dc-dc awitch mode converter using a full

    bridge transislm circuit and a

    hf

    transformer. By

    SUitaMe ccmtrol

    o f t h e

    gata signals to the bridge

    circuit,

    the

    input

    mnmnt

    is

    forced

    to

    maintain

    a

    This

    mpmystha

    input p o w factor of the circuit

    to

    near

    e he output dc

    link

    voltage

    is

    mainhind constant by voltage feedback thereby

    charsingtbe

    bathry.

    E i n d d a l protite m

    phee with the input voltage.

    Figure12: schsme6

    The inverter is of

    high

    voltage

    full

    bridge type with a

    Lx:output

    tilter.

    Output

    voltage

    feedback keeps the

    w a d - d i d d l a l

    b e

    ven for

    non-linear

    oads.

    The UPS baamany deejrable

    aracbWcs

    such

    as

    high input

    p -factor,

    high

    efPiciency,

    small

    size

    and good r l l r rr i rw reep~nfre.The draw-back of this

    lacheme isthat

    ths

    battery I6 ofhighvoltage type.

    3.4.3 Scheme

    7

    The Scheme 7 hown

    n Figure

    13

    has

    a

    chopper at

    the input to match the required output voltage to

    tbe battery volttaget. The battery voltage is then

    stepped up to highvoltage through a high frequency

    inverterand--.

    FA

    F igure 13 Scheme 7

    The

    hf link

    ia the

    stage

    of bolation. The output

    inverter

    operaters

    with a high input voltage and high

    efficiency.The disadvantageof

    this

    scheme

    is

    that it

    requires

    5

    stages

    of

    power processing.

    3.4.4

    Scheme8

    T6e Scheme 8 shown

    in

    Figure

    14

    has solation at

    both the bathery input and output,

    at

    high and

    line

    kquency, respectively. Thie is achieved by

    removing

    the chopper and

    comb-

    the buck and

    hf

    link

    function

    in the

    hf

    i n d r

    stage

    with

    the

    hf

    t r e r .

    The

    dieadvantageof thi s scheme s that

    the output inverter has a low voltage input and

    hence the aystem efficiency is not high.

    Figure14:Scheme8

    3.4.6 Scheme9

    The

    Scheme9 hown in igure

    16

    has aboost and

    buck converter with hf isolation stage

    The

    booet

    stage provides

    a eine

    input current at unity

    power

    factor. The buck stagematches

    the

    syetam voltage to

    that of the battery. This

    Still has

    the drawback of

    the

    output inverter

    operating at

    low batte ry voltage.

    Figure

    15

    scheme

    9

    3.4.6

    Scheme10

    The scheme 10

    shown in

    Figure 16,d i s he

    desirable features of Scheme 8 nd Scheme

    4.

    Here

    sine input current,

    unity

    power factar and operation

    of output inverter a t high voltage are

    obtained.

    Figure 16 Scheme 10

    The battery is interfaced

    w i t h

    a buck and booet

    converter

    for charging and discharging eqmctively.

    The

    isolation is a t

    hf

    lea- to

    compact.

    packaging.

    3.5. Standby

    On-LineHybrid Topology

    A block diagram of this configuration is shown in

    Figure

    17.

    The

    load is fed by the filte#iiverhr

    combination when the power is normal.

    Consequently the size

    and

    rating of the battery

    charger is

    small

    It thus

    has

    the advantage of

    standby

    UPS

    topologies. In case of ac power

    failure,

    the

    load is fed by the battery.

    The

    standby

    Wdc converter is switched

    on

    during the power

    failure. It is used to d e

    he

    batte ry voltage. This

    topology

    does

    not exhibit

    a

    transfer time

    during

    power failure. It thus

    has

    the advantage of on-line

    UPS

    topoloees also.

    There is

    no backup power

    provided

    in

    the cane of the failure of any subsystem.

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    Figure 17 Hybrid Standby On-line Topology

    4 . Line Interactive UPS

    A block diagram of

    this

    configuration is shown in

    Figure 18a. Configuration of the cycloconverter is

    shown

    in

    Figure 18b [SI. n

    this

    hybrid design the

    battery and bidirectional cycloconverter are

    always

    connected to the

    output

    of the UPS.

    tine

    hlerrupkr

    npllc

    B i D i e c t i i o l

    Cyrkmverln

    V b

    Figure 18a Block Diagram of

    a

    Line

    Interactive

    UPS

    Figure 18b Configuration

    of

    Bidirectional

    cycloconverter

    Battery charging is provided by operating the

    converter

    in the

    rectification mode during times of

    normal ac input power. In

    this

    mode no power

    conditioning

    is

    provided since the load is connected

    to the

    ac input directly. When power fails, the

    transfer switch opens and power flows

    from

    the

    battery to the load. The fact

    that

    the inverter

    is

    always operational provides better control of

    switching transients compared to a stand-by UPS.

    Battery isolation is provided with

    a h

    transformer

    in the

    bidirectional cycloconverter.

    impact on the perfo"e,size,cost, isolation, and

    other aspects. Further research and emerging power

    devices wi l l

    result n

    better topologies

    thus

    enriching

    the UPS system practice.

    6 .

    References

    American Power Conversion Technical notes,

    1991American Power Conversion Corp,Jan 20

    1992.

    Harada.K.; Ji, Y.; Katayama.Y.; Chen.C. J.;

    Nakamizo.T.,"Stability improvement of

    constant voltage transformer for Triport UPS

    Murata.K., Harada.K., An improved AC

    Triport

    without transients in

    the

    output

    voltage",INTELEC'83, p 558-562, Oct.,1983.

    Hirachi.K.; Ya"0to.H.; Sakane.M.;

    T0mokuni.Y. ;Nagai.Y.,"

    A

    novel 3-kVA

    Ups

    using a switch mode rectiier",

    Divan,D.M.,"New topology for single phase

    Ups systems", IEEE Industry Applicatiod

    24th IAS Annual Meeting, part-1,

    p931-936,

    Oct., 1989.

    Tadahito Aoki, Katauichi Yotaunoto, Seichi

    Mmy am a, Yoshitaka Kemnochi,"A new UPS

    with a bi-directional cycloconverter",

    systems", INTELEC'88, p536- 341., Oct.,

    1988.

    INTELEC'90,p392-399,Oct.,990.

    INTELEC'W,&24-429,Oct.,

    1990.

    7

    Acknowledgment

    Prof.RKrishnan thanks Mr.RChellapan, Chief

    Executive Officer, Numeric Engineers, Mylapore,

    Madras-4, India, for introducing to

    hi m

    the basics,

    practice and challenges of UPS systems, both small

    and

    large.

    8 . Intellectual Property

    Some schemes, particularly

    4, 5

    and

    10

    with

    modifications

    are

    under disclosure.

    5 . Conclusions

    The UPS technology trend is tracked in

    this

    paper

    with respect

    to

    topological

    developments and their

    127