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ACCEPTED Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited. Spine Publish Ahead of Print DOI: 10.1097/BRS.0b013e3181db7456 Lumbar Scoliosis in Postmenopausal Women: Prevalence and relationship with Bone Density, Age and Body Mass Index Julio Urrutia, MD*, Claudio Diaz-Ledezma, MD # , Julio Espinosa, MD*, and Sigurd H. Berven, MD+ From the *Department of Orthopaedic Surgery, Pontificia Universidad Catolica de Chile; Marcoleta 352, Santiago, Chile # Universidad del Desarrollo, Santiago, Chile +Department of Orthopaedic Surgery, University of California, San Francisco E-mail: [email protected] Acknowledgmnent: Jose Romeo, PhD in Statistics, Departamento de Matematicas, Universidad de Santiago de Chile, for his assistance in statistical analyses.

Lumbar Scoliosis in Postmenopausal Women

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Spine Publish Ahead of Print DOI: 10.1097/BRS.0b013e3181db7456

Lumbar Scoliosis in Postmenopausal Women: Prevalence and

relationship with Bone Density, Age and Body Mass Index

Julio Urrutia, MD*, Claudio Diaz-Ledezma, MD#, Julio Espinosa, MD*,

and Sigurd H. Berven, MD+

From the *Department of Orthopaedic Surgery, Pontificia Universidad

Catolica de Chile; Marcoleta 352, Santiago, Chile

#Universidad del Desarrollo, Santiago, Chile

+Department of Orthopaedic Surgery, University of California, San

Francisco

E-mail: [email protected]

Acknowledgmnent: Jose Romeo, PhD in Statistics, Departamento de

Matematicas, Universidad de Santiago de Chile, for his assistance in

statistical analyses.

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ABSTRACT:

Study design: Cross sectional study

Objective: The aim of this study was to investigate the prevalence of lumbar scoliosis in

post menopausal women 50 years of age and older, and to determine the association of

adult lumbar scoliosis with age, osteoporosis and body mass index.

Summary of background data: Adult scoliosis prevalence has not been clearly

determined. In addition, limited data is available on the correlation of adult scoliosis

with age, bone mineral density and body mass index.

Methods: We studied 380 postmenopausal women 50 years and older, who were

evaluated with dual-energy radiograph absorptiometry (DXA) scan images. The lumbar

curvature magnitude in the coronal plane was measured in DXA images with Cobb’s

method. Scoliosis was defined by the presence of a curvature 10° or larger. Age and T-

score in the lumbar spine and in both femoral necks were recorded, and body mass

index was calculated. Correlation analysis among the studied variables was performed,

as well as a linear regression analysis to determine the effect of femoral neck T-score,

spine T-score, age, and BMI as independent predictors of the Cobb angle in the lumbar

spine.

Results: The prevalence of lumbar scoliosis was 12.9% (49 cases); forty three cases

(11.3%) had lumbar curves 10° or more but less than 20°, and 6 cases (1.6%) had

lumbar curves more than 20°. Age and body mass index were independent predictors of

the Cobb angle; the femoral neck T-score and the lumbar T-score were not independent

predictors of the Cobb angle.

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Conclusion: We found a 12.9% prevalence of lumbar scoliosis in post menopausal

women 50 years and older, most them with mild curves. Age and body mass index are

independent predictors of lumbar scoliosis. BMD is not an independent predictor of the

magnitude of the curve.

Mini Abstract:

We studied the prevalence of lumbar scoliosis in women 50 years of age and older.

We investigated the association of adult lumbar scoliosis with age, osteoporosis and

body mass index.

The prevalence of scoliosis was 12.9%.

Age and body mass index were independent predictors of the magnitude of the curve.

Key Points:

• Adult scoliosis prevalence has not been clearly determined

• Limited data is available on the correlation of adult scoliosis with bone

mineral density and body mass index

• In postmenopausal women 50 years and older we found a 12.9% prevalence

of lumbar scoliosis

• Age and body mass index are independent predictors of lumbar scoliosis.

BMD is not an independent predictor of the magnitude of the curve.

INTRODUCTION:

Adult scoliosis is an important condition affecting the aging spine. The impact of adult

scoliosis has been previously reported, as scoliosis affecting the adult spine has a

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significant and measurable impact on health-related quality of life (1). The prevalence

of adult scoliosis is an important measure of the overall burden of scoliosis on society,

and the prevalence has not been well-determined in population-based studies. Despite

significant advances in the surgical management of adult scoliosis (2,3), and recent

studies which have identified radiographic parameters that predict clinical symptoms

and lead to surgical treatment (4-6), a limited number of studies have been conducted

evaluating the epidemiology of this disorder.

As adult scoliosis is a common condition in the general population, with prevalence

reported with wide variability, ranging from 1.4% to 68% (7-11). The source of

variability is related to differences in definitions of scoliosis, methods of defining

cohorts, sample size, and screening tools. An accurate measure of the prevalence of

adult scoliosis is important in determining the impact of the disorder. Although many

adults with scoliosis are asymptomatic, the disorder has a significant and measurable

impact on pain, function, and quality of life in patients with symptomatic scoliosis. A

population-based study of the prevalence of this condition based on widely applied

screening tools will minimize selection bias of the cohort studied; such study could

obtain results that would better reflect the true prevalence of adult scoliosis.

DXA scanning is a routine screening study recommended for all women over age 50.

The screening tool provides an indiscriminant and non-biased sample of the population

of postmenopausal women. Several studies in adolescent idiopathic scoliosis have

correlated the degree of deformity with bone mineral density (BMD) (12,13) and body

mass index (BMI) (14-24), but few studies have evaluated the association of these

factors with adult scoliosis (9,25). Osteoporosis has been implicated in the development

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of degenerative scoliosis in the adult, as it has been shown that patients with

osteoporosis are more likely to exhibit scoliosis (26), and it has been suggested that

mild scoliosis in the elderly is more common in patients with low femoral neck BMD,

but scoliosis was not related to age nor to vertebral BMD (27).

The purpose of this study is to determine the prevalence of adult scoliosis in post-

menopausal women 50 years old or older, and to define the relationship of adult

scoliosis with age, BMD and BMI in the same population.

METHODS:

We studied 380 postmenopausal women 50 years and older, who were evaluated with

DXA scan images, obtained at a University Hospital from January 2009. Institutional-

review board approval was obtained to conduct this study. The images were requested

as screening of bone mass loss after menopause as a part of routine clinical care,

independent of the presence of back symptoms. The lumbar curvature magnitude in the

coronal plane was measured in DXA images with Cobb’s method if a curve was present

on the anteroposterior view of the lumbar spine of the DXA scans; or between L1 and

L5 if no obvious curve was seen. Scoliosis was defined by the presence of a curvature

10° or bigger. The curvature was measured by two of the authors (JE and CD-L); in

addition, 20 of the cases were randomly chosen to determine the intra and inter observer

variability of Cobb angle measurement.

Exclusion criteria were the presence of instrumentation in the lumbar spine or bilateral

hip arthroplasty. Patients with a history of malignancy were also excluded from study.

To determine the sample size for the study, we assumed a condition with an unknown

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prevalence. The necessary sample size with an error margin of 5% and a confidence

level of 95% was 377 cases.

Weight and height were measured using standard techniques. BMI (kg/m2) was

calculated as weight e divided by the square of the height in meters. Age, BMI, and T-

score in the lumbar spine and in both femoral necks were also recorded.

Correlation analysis (Pearson) between the presence of scoliosis and predictor

variables was performed. Linear regression analysis was performed to determine the

impact of independent variables on the presence and magnitude of spinal deformity.

Independent variables include femoral neck T-score, spine T-score, age, and BMI. A

p<0.05 was considered to be a statistically significant difference. Data was analyzed

using SPSS™ version 10 (SPSS, Chicago, IL).

RESULTS:

We studied 380 women 50 years old and older, with a median age of 59.8 years old

(range 50-90). The incidence of lumbar scoliosis was 12.9%, CI 9.77% to 16.78% (49

cases). Among the patients who had scoliosis, forty three cases (11.3%) had lumbar

curves 10° or more but less than 20°, and 6 cases (1.6%) had lumbar curves more than

20°. No cases studied showed a scoliosis curve more than 30° in the lumbar spine. The

intra-observer variability of Cobb angle measurement was 1.13 ± 0.93 degrees; the

inter-observer variability was 0.94 ± 1.01 degrees.

The effect of age, BMD and BMI was evaluated performing a correlation analysis,

which showed a small positive correlation of the Cobb angle with age (r= 0.26; p< 0.01)

and a small negative correlation with femoral neck T-score (r= -0.15; p< 0.01) and BMI

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(r= -0.12; p= 0.02) (Figure). There was no correlation of the Cobb angle with the

lumbar T-score (r= - 0.44; p= 0.39).

Linear regression analysis was also done to evaluate whether each of these variables

independently affected the Cobb angle. Age (ß-coefficient= 0.146; p< 0.01) and BMI

(ß-coefficient = -0.145; p= 0.06) influenced the Cobb angle in linear regression; the

adjusted r2 value for the regression model is 0.079, and the regression equation resulted

in: expected Cobb angle = -0.592 + (0.146 x age) – (0.145 x BMI). The femoral neck T-

score (ß coefficient = -0.018; p= 0.755) and the lumbar T-score (ß coefficient= 0.053;

p= 0.308) were not independent predictors of Cobb angle.

DISCUSSION:

This study found a prevalence of lumbar scoliosis of 12.9% in women 50 years and

older, and the majority of curves were less than 20 degrees. The presence of scoliosis

was more common in patients who were older and who had a lower BMI.

Few studies have evaluated the prevalence of adult scoliosis, with rates reported from

1.4% to 68% (7-9). However, these studies have several limitations, including an

insufficient number of cases studied, different screening methods and different

populations studied, which do not allow us to raise definite conclusions on scoliosis

prevalence in adults (8). It is important that the screening method used should not

produce a bias in the sample of patients studied. Thus, any imaging study which

concentrates symptomatic patients (like radiographs obtained from a large sample of

patients) should be avoided. DXA has the advantage that is an imaging examination

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routinely requested in most women after menopause as a screening of bone mass loss,

independent of the presence of symptoms. Few previous studies have used DXA to

determine a prevalence of scoliosis in adults (28), and our study included a cohort of

patients who represent a non-selected sample of post-menopausal women. Using DXA

for identification and measurement of scoliosis is limited to the lumbar spine; however,

DXA scan imaging obtained in a supine position has demonstrated to have an excellent

correlation (0.91) with standing antero-posterior lumbar radiographs (9); in addition, in

our study we observed a very small intra and inter-observer variability in measurement

of the Cobb angle in DXA scan imaging. Even the standard determination of Cobb

angle in antero-posterior radiographs of the spine has been associated to a measurement

error up to three to five degrees, but any small error in measurement may be significant

as most patients with scoliosis in our study had curvatures between 10 and 20 degrees.

Adult scoliosis may represent a new-onset (degenerative) deformity or a preexisting

adolescent idiopathic scoliosis that progresses into adulthood. Older patients should

have a higher prevalence of lumbar deformity because spinal degeneration, which has

been implicated in the development of degenerative scoliosis, advances with age (8,29-

31). In addition, patients with adolescent idiopathic scoliosis can continue their curve

progression during adulthood (32). Our study showed that age and BMI were

independent predictors of the magnitude of the curve, such that scoliosis was more

common in older patients with a lower BMI. The analyses of our data, however, show

that these variables have a low effect (although significant) over the magnitude of the

curve, and 7.9% of the variance in Cobb angle can be explained by the regression

model. There was no independent association between scoliosis and bone density in

this study.

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Previous studies in adolescent idiopathic scoliosis have shown that girls with idiopathic

scoliosis have a lower BMI than age matched controls (14-24). These publications agree

with our results, which show that lower BMI is an independent predictor of the presence

of scoliosis in adults. No previous studies have demonstrated an association of low BMI

and adult scoliosis.

Adult scoliosis and osteoporosis are associated with advancing age, and are found

simultaneously in many aging patients. (30,33) Nonetheless, the effect of osteoporosis

on the development of adult scoliosis, or the effect of scoliosis on the development of

osteoporosis is not demonstrated in this study. Some reports suggest that scoliosis

predisposes to osteoporosis (34,35), while other authors suggest that osteoporosis

predisposes to scoliosis (27), or that there is no correlation (29,36). Previous studies

have shown that adult scoliosis in the lumbar spine is associated to low femoral neck

BMD but not to low vertebral BMD (9,27). Another study showed that adult women

with scoliosis had a lumbar BMD similar to young women and above age-matched

controls, but their femoral neck BMD was within normal range for the patients’ age.

(37) A recent study, with a similar methodology to our study, also showed that adult

scoliosis had a negative correlation to femoral neck T-score and a positive correlation

with lumbar T-score (38). Adolescent idiopathic scoliosis, in contrast, has been

associated with a lower vertebral BMD (39-42); these different results among

adolescent idiopathic scoliosis and adult scoliosis may be explained as spinal

degeneration would falsely increase lumbar BMD measurements in DXA scans (43).

Although we found a mild negative correlation of femoral neck T-score and lumbar

curve, when we adjusted for age and BMI in our linear regression model, femoral neck

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T-score was not an independent determinant of the presence of scoliosis. These results

suggest that the negative correlation of the femoral neck T-score with the lumbar

curvature would depend on the effect of age and BMI over the femoral neck BMD.

Although osteoporosis and adult lumbar scoliosis are usually found in the same

populations, from our results it is unlikely that osteoporosis itself is a major determinant

of adult lumbar scoliosis as it has been suggested.

Adult scoliosis is an important condition affecting the aging spine. With an aging

population, it is important to identify factors that are associated with the development of

spinal deformity and the progression of deformity. This study demonstrates a small

effect of advancing age and low BMI on the development of scoliosis; bone mineral

density values were not independent predictors of adult scoliosis. Further studies may

include population-based screening of patients with non-radiographic methods, or

identification of other reversible factors that may be associated with the development

and progression of adult scoliosis.

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FIGURE LEGEND:

Graphics showing the correlation of Cobb angle and age (A), BMI (B), and femoral

neck T-score (C).