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Empowerment & Participation
Adamson University Human Behavior in Organization
Professor Melvin Vitug Moraga
Thoughts to Ponder
Learning Objectives
Explain the nature of empowerment
and its prerequisites
Illustrate participative process
Evaluate the benefits of participation
Examine the benefits of participation
Rationale
Most organizations have employees who are
dependent on others and that their own efforts
will have little impact on performance
The feeling of powerlessness contributes to the
experience of low self-efficacy
Low self-efficacy is the feeling of people that they cannot successfully perform
their jobs or make meaningful contributions
Causes of Low Self-Efficacy
major organizational
changes
authoritarian leader
ineffective reward
system
lack of job variety
EMPOWERING EMPLOYEES
Feelings of low self-efficacy can be raised by:
EMPOWERMENT is any process
that provides greater autonomy
to employees through the
sharing of relevant information
and the provision of control over
factors affecting job performance
5 Broad Approaches to Empowerment
1. Helping employees achieve mastery
2. Allowing more control
3. Providing successful role models
4. Using social reinforcement and persuasion
5. Giving emotional support
Remove
Conditions of
powerlessness
Changes
Leadership
Reward System
Job
Perception of empowerment Competence Autonomy Job Meaning
Sense of impact
EFFECTIVENESS
SATISFACTION Enhance job-related self efficacy
• Job mastery • Control & accountability • Role models • Reinforcement
• Support
Process of Empowerment
What Does Participation Mean?
The mental and emotional
involvement of people in
group situations that
encourages them to
contribute to group and
share responsibility for them
3 Elements:
I
C
R
:
nvolvement
ontribution
esponsibility
3 Important Ideas of Participation
Involvement
Contribution
Responsibility
Participation means
meaningful (ego)
involvement rather
than mere muscular
activity
11
3 Important Ideas of Participation
Involvement
Contribution
Responsibility
• People are empowered
to release their own
resources of initiative
and creativity toward
the organization’s
objectives.
12
3 Important Ideas of Participation
Involvement
Contribution
Responsibility
Participation
encourages
people to accept
responsibility in
their group’s
activities
13
Forces Affecting Greater Use of PARTICIPATION
Research results
Productivity Improvement
Pressures
Utilization of workplace
diversity
Employee desires for
meaning
Employees desire &
expectation
Ethical Arguments
P
A
R
T
I
C
I
P
A
T
I
O
N
How Participation Works The Participative Process
Participative
Programs
Involvement
Mental
Emotional
OUTCOMES
*Organization:
Higher output
Better quality
Creativity
Innovation
*Employees:
Acceptance
Self efficacy
Less stress
Satisfaction
Situation
Impact of Managerial Power
• Leader-member exchange
- participation is a sharing process between managers and
employees
- built upon leader-member exchange model of leadership
- leader selectively delegates, informs, consults…
subordinate contributes to task performance
• Two views of power
- increases power of both managers and their employees
Impact of Managerial Power
Autocratic View
Power
Participative View
Power
Is fixed amount Is variable amount
Comes from the authority structure Comes from people through both official
and official channels
Is applied by management Is applied by shared ideas and activities in
group
Flows downward Flows all directions
Prerequisites for Effective Participation
1. Adequate time to participate
2. Potential benefits greater than costs
3. Relevance to employee interests
4. Adequate employee abilities to deal with the subject
5. Mutual ability to communicate
6. No feeling of threat to either party
7. Restriction to the area of job freedom
Contingency Factors Influence the Success of Participative Programs
Emotional Intelligence
Needs Responsibilities
Contingency Factors
1 Leader’s Emotional Intelligence
Combination of abilities - to be aware of and understand
one’s own feelings, to realize why one is feeling that way,
and to manage one’s emotions effectively
It uses leader’s empathy, compassion, optimism, humor,
integrity, caring, and persuasiveness to build the kind of
relationship with employees …
Contingency Factors 2 Differing Employee Needs for Participation
Some employees desire more participation than others
Educated and higher-level workers often seek more
participation…
The difference between an employee’s desire and
actual participation gives measures of the potential
effectiveness of participation…
• “participatively deprived” - underparticipation
• “participatively saturated” - overparticipation
NOTE: Participation is not something that should be applied equally
to everyone. Rather it should match each person’s needs
Contingency Factors 3 Responsibilities of Employees and Managers
the degree to which all employees recognize that the
opportunities provided are accompanied by a set of
responsibilities
Be fully responsible for their actions and their consequences
Operate within the relevant organizational policies
Be contributing team members
Respect and seek to use the perspective of others
Be dependable and ethical in their empowered actions
Demonstrate responsible self-leadership
Identifying the issues to be addressed
Specifying the level of involvement desired
Providing relevant information and training
Allocating fair rewards
Exp
ec
tatio
n f
or
ma
na
ge
rs
Exp
ec
tatio
n f
or
em
plo
ye
es
Benefits of Participation
Participation brings higher output and a better
quality of output
Participation tends to improve motivation because
employees feel more accepted and involved
Participation establishes better communication as
a people mutually discuss work problems.
The benefits may be slow… When one company adopted participative
management, it predicted 10 years would be needed to achieve the full effect.
Programs for Participation
Some organizations give their managers some
discretion to choose which program to use; other
organizations mandate a particular approach
throughout the company
Participative management is used when a company
uses either an approach with widespread application
or a sufficient number of programs
SELECTIVE TYPES OF
PARTICIPATIVE PROGRAMS
SUGGESTION PROGRAMS
QUALITY CIRCLES
TOTAL QUALITY
MANAGEMENT
SELF-MANAGING
TEAMS
EMPLOYEE OWNERSHIP
PLANS
Selected Types of Participative Programs
Suggestion Programs – are formal plans to invite
individual employees to
recommend work improvements
(e.g. cost savings)
- limited to individual initiative
instead of group problem solving
Quality Emphasis: Quality Circles and TQM
Quality Circles - voluntary groups that
receive training in statistical techniques
and problem solving skills to improve
productivity and working conditions
meet regularly and generate solutions
Key to Successful Quality Circles
Use them for measurable, short tem problems
Obtain continuous support from management
Apply the group’s skills to problems
Train supervisors in facilitating skills
Quality Emphasis: Quality Circles and TQM
An approach which gets employee
involved in the process of searching for
continuous improvements
Employees are provided with extensive
training in problem solving, group
decision making, and statistical method
Self-Managing Teams
natural work groups that are
given a large degree of
decision-making autonomy
Employee Ownership Plans
employees provides the
capital to purchase control
of an existing operation
Limitations of Participation
Theory X belief
Lack of support from higher
levels
Managerial fear of lost –
power, status, control
Lack of adequate training for
managers and employees
Problems encountered in
early stages
Substantial efforts needed to
implement
D
E
C
R
E
A
S
E
D
P
A
R
T
I
C
I
P
A
T
I
O
N
Managerial Concerns about Participation
Difficulty of some managers to adjust to their new roles in a high involvement system
Lack of preparation either managers or employees
Shift manager’s role from judge and critic to partners with employees
Essence of servant leadership places the needs of others above one’s own self
Managerial Concerns about Participation
They listen actively
They treat others with respect
They seek to engage in dialogue and often
paraphrase to ensure understanding
They affirm the worth and contributions of each
participant
They are willing to admit mistakes and ask for help
Servant Leader’s Key Behaviors
Summary:
Many employees want to become empowered
so they can play a meaningful role in the
organization
Participation is an important vehicle for
empowering employees
Participation is a sharing process that may
increase the power of both employees and the
manager
When prerequisites are met, it can provide a
variety of benefits for both employees and
employers