Week 5 Assessing the Impact of HWTS

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    WHO HWTS Performance Reco

    WHO International Scheme to E

    HWT

    WHO/UNICEF International Net

    HWTS

    More information and links

    http://www.who.int/water_sanitation_health/publications/2011/household_water/en/http://www.who.int/household_water/scheme/en/http://www.who.int/household_water/scheme/en/http://www.who.int/household_water/network/en/http://www.who.int/household_water/network/en/http://www.who.int/household_water/network/en/http://www.who.int/household_water/network/en/http://www.who.int/household_water/scheme/en/http://www.who.int/household_water/scheme/en/http://www.who.int/water_sanitation_health/publications/2011/household_water/en/
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    Effective and consistent use

    Introduction to Household Water Treatment and Safe Storage, Mo

    Dr. Richard Johnston

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    Introduction

    Unsafewater

    CoEffectiveOption

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    768 million people usedrinking-water sources

    Many improved drinkin

    sources yield microbia

    contaminated water

    Resource contamination Collection and storage

    Estimates of 1.8 billion

    water that is faecally c

    Unsafe water

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    Effective options

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    Efficacy: How well it wcontrolled conditions

    Effectiveness: How we

    the real world

    Household chlorination 2009: No significant differen

    between households with an

    chlorination

    2014: Faecal indicators in ar

    households practicing chlori

    Turbidity, raw water contamin

    treatment contamination

    Effective use

    Sources: (McLaughlin, 2009), (Levy, 2

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    Effective use, objective Residual chlorine

    LRV

    Consistent use, longitu Need repeat visits

    Long-term use One to five years after interv

    Consistent use, compl

    adherence

    Effective and consistent use

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    Effective use, objective Residual chlorine

    LRV

    Consistent use, longitu Need repeat visits

    Long-term use One to five years after interv

    Consistent use, compl

    adherence

    Effective and consistent use

    Source: Brown J, Clasen T. High Adherence Is Necessary to Realize

    Health Gains from Water Quality Interventions. PLoS One. 2012.

    Effi d li

    http://www.plosone.org/article/info:doi/10.1371/journal.pone.0036735http://www.plosone.org/article/info:doi/10.1371/journal.pone.0036735http://www.plosone.org/article/info:doi/10.1371/journal.pone.0036735http://www.plosone.org/article/info:doi/10.1371/journal.pone.0036735http://www.plosone.org/article/info:doi/10.1371/journal.pone.0036735http://www.plosone.org/article/info:doi/10.1371/journal.pone.0036735http://www.plosone.org/article/info:doi/10.1371/journal.pone.0036735http://www.plosone.org/article/info:doi/10.1371/journal.pone.0036735
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    Efficacy and compliance

    Source: Enger KS, Nelson KL, Rose JB, Eisenberg JN. The joint effects of efficacy and compliance: a

    water treatment effectiveness against childhood diarrhea. Water Research. 2013;47(3):1181-90.

    E l f hi h li

    http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469http://www.sciencedirect.com/science/article/pii/S0043135412008469
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    Biosand filters in Camb 88% of households still usin

    Self-reported + inspection of

    LifeStraw Family in Za 96% consistent users, 95%

    Filter observed, reservoir co

    self-report

    LifeStraw Family in Co 68% consistent users after 8

    Nearly all reported drinking u

    Examples of high compliance

    E l f hi h li

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    SODIS in Zimbabwe Self-reported, calculated, observed

    65+% confirmed use after 26 months

    If received household visits

    Chlorine in Haiti 56% practicing, up to 8 years after intervention Free chlorine residual

    Biosand filters in Camb 88% of households still usin

    Self-reported + inspection of

    LifeStraw Family in Za 96% consistent users, 95%

    Filter observed, reservoir co

    self-report

    LifeStraw Family in Co 68% consistent users after 8

    Nearly all reported drinking u

    Examples of high compliance

    Examples of low compliance

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    Ceramic water filters in 31% in regular daily use (int

    Highly dependent on time si

    LifeStraw Personal in 34% reported use in last we

    SODIS in Bolivia 32% compliance

    Self-reported confirmed by o

    Examples of low compliance

    Examples of low compliance

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    Combined treatment in Guatemala 6 months after intervention, 5% had purchased

    sachets

    Ultraviolet radiation in Mexico 40% exclusive use of Mesita Azul

    Thermal disinfection in Bangladesh 21/101 reported use of chulli

    17 reported inconsistent or wrong use

    Ceramic water filters in 31% in regular daily use (int

    Highly dependent on time si

    LifeStraw Personal in 34% reported use in last we

    SODIS in Bolivia 32% compliance

    Self-reported confirmed by o

    Examples of low compliance

    Factors impacting compliance

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    Personal factors Behavior change

    External factors Supply chains

    Supportive policy environme

    Etc

    Different for different s

    sub-populations

    Factors impacting compliance

    Diffusion of Innovations

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    Five stages of innovation process Five attributes of innov

    Diffusion of Innovations

    Knowledge

    Persuasion

    Decision

    Implementation

    Confirmation

    UptakeRelative

    advantage

    Compatibility

    Complexity

    Source: Rogers, 2003

    RANAS psychological model

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    Risks

    PerceivedVulnerability

    Perceived Severity

    Factual Knowledge

    Abilities

    Action knowledge

    Self-efficacy

    Self-regulation

    Actioncontrol/planning

    Coping planning

    Remembering

    Commitment

    RANAS psychological model

    Source: Mosler, 2012

    IBM WASH

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    Three classes of facto Contextual

    Psychosocial

    Technology

    Five levels Societal/Structural

    Community Interpersonal/Household

    Individual

    Habitual

    IBM-WASH

    Source: Dreibelbis, 2

    Behavior Change Reviews

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    Behavior Change Reviews

    Monitoring and Evaluation Toolkit

    http://www.biomedcentral.com/1471-2458/13/1015http://www.eawag.ch/forschung/ess/gruppen/ehpsy/Behavioural_march_2013.pdfhttp://www.biomedcentral.com/1471-2458/13/1015https://www.google.ch/url?sa=t&rct=j&q=&esrc=s&source=web&cd=6&cad=rja&uact=8&ved=0CEsQFjAF&url=http://www.jhuccp.org/sites/default/files/Household%20Water%20Treatment%20and%20Storage%202010.pdf&ei=AFBOU4z8O46Y0QWPlIHoDg&usg=AFQjCNG0Jy3hqk431uHUmBthXozwmwYF3A&sig2=9mhlPrfIxWXq2roGlc9HPg&bvm=bv.64764171,d.d2k
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    Monitoring and Evaluation Toolkit

    Monitoring and Evaluation Toolkit Indicators

    http://www.who.int/household_water/resources/toolkit_monitoring_evaluating/en/
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    Knowledge of c

    Demonstration

    Demonstration extraction

    Frequency of nomost vulnerable

    Consistently trewater with HWT

    Use of improvewater source

    Correct,consistent

    use and

    storage

    Monitoring and Evaluation Toolkit Indicators

    Reported andobserved use

    Correct, consistentuse and storage

    Knowledge andbehavior

    Otherenvironmental

    health interventions

    Water quality

    Monitoring and Evaluation Toolkit Indicators

    http://www.who.int/household_water/resources/toolkit_monitoring_evaluating/en/
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    Householdsusing HWTSto improve household dwater (effe

    Householdschlorine resdrinking-wa

    Waterquality

    Monitoring and Evaluation Toolkit Indicators

    Reported andobserved use

    Correct, consistentuse and storage

    Knowledge andbehavior

    Otherenvironmental

    health interventions

    Water quality

    Additional Resources: Compliance

    http://www.who.int/household_water/resources/toolkit_monitoring_evaluating/en/
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    Boisson, S. et al. (2009). "Randomized Controlled Trial in Rural Ethiopia to Assess a

    Portable Water Treatment Device." Environmental Science & Technology 43(15): 5934-

    5939.

    Boisson, S., et al. (2010). "Field Assessment of a Novel Household-Based Water

    Filtration Device: A Randomised, Placebo-Controlled Trial in the Democratic Republic of

    Congo." PloS One 5(9): e12613.

    Brown J, Clasen T. High Adherence Is Necessary to Realize Health Gains from Water

    Quality Interventions. PLoS One. 2012.

    Enger, K.et al. (2013). "The joint effects of efficacy and compliance: a study of household

    water treatment effectiveness against childhood diarrhea." Water Res 47(3): 1181-1190.

    Gruber, J. et al. (2013). "A Stepped Wedge, Cluster-Randomized Trial of a Household

    UV-Disinfection and Safe Storage Drinking Water Intervention in Rural Baja California

    Sur, Mexico." Am J Trop Med Hyg 89(2): 238-245

    Gupta, S. et al. (2008). "The chulli water purifier: acceptability and effectiveness of an

    innovative strategy for household water treatment in Bangladesh." American Journal of

    Tropical Medicine and Hygiene 78(6): 979-984.

    Harshfield, E., et al. (2012). "Evaluating the sustained health impact of household

    chlorination of drinking water in rural Haiti." Am J Trop Med Hyg 87(5): 786-795.

    Levy K, et al. Household effectiveness vs. laboratory effica

    Water research. 2014;54:69-77.

    Luby, S. et al. (2008). "Difficulties in bringing point-of-use w

    Guatemala." American Journal of Tropical Medicine and H

    Musezahl, D. et al. (2009). "Solar Drinking Water Disinfec

    Childhood Diarrhoea in Rural Bolivia: A Cluster-Randomiz

    Medicine 6(8): e1000125.

    McGuigan, K. et al. (2011). "High Compliance Randomized

    Disinfection of Drinking Water and Its Impact on Childhood

    Environmental Science & Technology 45(18): 7862-7867.

    McLaughlin L et al. An observational study on the effective

    chlorination. Journal of Environmental Health. 2009;71(8):

    Mosler, H.-J., et al. (2013). "Achieving long-term use of so

    Zimbabwe." Public health 127(1): 92-98.

    WSP (2010) Use of BioSand Filters in Cambodia.

    WSP/UNICEF (2007). Use of Ceramic Water Filters in Cam

    Additional Resources: Compliance

    Additional Resources: Behavior change

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    Additional Resources: Behavior change

    Conclusion

    http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.jhuccp.org/sites/default/files/Household%20Water%20Treatment%20and%20Storage%202010.pdfhttp://www.jhuccp.org/sites/default/files/Household%20Water%20Treatment%20and%20Storage%202010.pdfhttp://www.jhuccp.org/sites/default/files/Household%20Water%20Treatment%20and%20Storage%202010.pdfhttp://www.eawag.ch/forschung/ess/gruppen/ehpsy/Behavioural_march_2013.pdfhttp://www.eawag.ch/forschung/ess/gruppen/ehpsy/Behavioural_march_2013.pdfhttp://www.eawag.ch/forschung/ess/gruppen/ehpsy/Behavioural_march_2013.pdfhttp://www.eawag.ch/forschung/ess/gruppen/ehpsy/Behavioural_march_2013.pdfhttp://www.eawag.ch/forschung/ess/gruppen/ehpsy/Behavioural_march_2013.pdfhttp://www.eawag.ch/forschung/ess/gruppen/ehpsy/Behavioural_march_2013.pdfhttp://www.jhuccp.org/sites/default/files/Household%20Water%20Treatment%20and%20Storage%202010.pdfhttp://www.jhuccp.org/sites/default/files/Household%20Water%20Treatment%20and%20Storage%202010.pdfhttp://www.jhuccp.org/sites/default/files/Household%20Water%20Treatment%20and%20Storage%202010.pdfhttp://www.jhuccp.org/sites/default/files/Household%20Water%20Treatment%20and%20Storage%202010.pdfhttp://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015http://www.biomedcentral.com/1471-2458/13/1015
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    Health gains require efconsistent use (and un Perceptions

    Effective use can be m

    Consistent use is hard

    Frameworks Behavioural change

    Other factors

    Promote and monitor a

    Conclusion

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    Health impact

    Introduction to Household Water Treatment and Safe Storage, Mo

    Dr. Sophie Boisson, London School of Hygiene & Tropical Medicine

    Introduction

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    Unsafewater

    CEffectiveOption

    Introduction

    Transmission of faecal-oral pathogens

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    Transmission for fecal-

    pathogens is complex

    HWTS addresses only

    pathway

    How much diarrhoea c

    prevented by improvingquality alone?

    Transmission of faecal oral pathogens

    Source: WEDC, Adapted from Wagner & Lanoix (1958)

    Systematic reviews on health impact

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    Systematic reviews on health impact

    0 20 40

    Flocculation/disinfection

    Solar disinfection

    Filtration

    Chlorination

    Household

    Source

    Water supply

    Water quality

    % Reduction in

    Measuring impact: evaluation designs

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    Intervention studies Randomised control trials

    Unit of randomisation can b

    household or village

    Outcome can be blinded

    Observational studies

    Before/ After Case control studies

    Ecological studies

    Modelling studies

    g p g

    Measuring impact: outcome is diarrhoea

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    Function of stool con

    frequency WHO definition: passase o

    stools within 24-h period

    Potential issues Reporting bias

    Placebo effect

    Hawthorne effect

    Respondent fatigue

    g p

    Boisson et al (2013)

    Blinded versus non-blinded trials

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    Different magnitude of e Open trials report diarrhea re

    range of 30-40% Blinded trial report no effect

    Lack of blinding of subj

    outcomes risk exaggera

    magnitude of impact by

    2008)

    Adjusting for bias (Hun Went from 44% to 15% redu

    adjustmentClasen et al (2006)

    Potential explanation for variability

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    Setting with different transmission dynamics Transmission routes

    Pathogens

    Treatment methods not effective against all class

    of pathogens

    Different levels of compliance Impact on diarrhea diminishes over time (Arnold 2006, Hunter

    2009) Efficacy versus effectiveness trials Evaluation of 3-year HWT and HWWS in GuatemalaResidual

    chlorine 9% intervention vs 3% in control (Arnold 2009)

    CRT of SODIS among 22 rural communities in Bolivia 32%

    (Mausezhal 2009)

    Alternatives to improve measurement?

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    Blinded RCTs Challenges to blind effectively

    Potentially unethical

    Alternative health outcomes Nutritional indicators

    Weight-for-age (malnutrition, diarrhoea)

    Height-for-age (stunting)

    Environmental enteropathy

    Pathogen identification

    Schmidt et al (2010)

    Conclusion

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    Significant health gainsreductions in diarrhoea

    an overestimation

    Measuring impact on h

    possible but can be co

    expensive

    Routine monitoring an

    should focus on use be

    attempting to measure

    Additional ressources: Reviews

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    Systematic reviews

    Arnold, B. F. & J. M. Colford, Jr. (2007) Treating water with chlorine at point-of-

    use to improve water quality and reduce child diarrhea in developing countries:

    a systematic review and meta-analysis.Am J Trop Med Hyg,76,354-64.

    Clasen, T., I. Roberts, T. Rabie, W. Schmidt & S. Cairncross (2006)

    Interventions to improve water quality for preventing diarrhoea. Cochrane

    Database Syst Rev,3,CD004794.

    Esrey, S. A., R. G. Feachem & J. M. Hughes (1985) Interventions for the control

    of diarrhoeal diseases among young children: improving water supplies and

    excreta disposal facilities. Bulletin of the World Health Organization,63,757-72.

    Fewtrell, L., R. B. Kaufmann, D. Kay, W. Enanoria, L. Haller & J. M. Colford, Jr.(2005) Water, sanitation, and hygiene interventions to reduce diarrhoea in less

    developed countries: a systematic review and meta-analysis. Lancet Infect Dis,

    5,42-52.

    Waddington, H. S., B. White, H. Fewtrell, L. 2009. Water, Sanitation and

    Hygiene Interventions to Combat Childhood Diarrhoea in Developing Countries.

    International Initiative for Impact Evaluation (3ie).

    Further discussions abou

    for health impact of HWT

    Clasen T, Bartram J, Colford J, Luby S, Quick Ron Household water treatment in poor popula

    evidence for scaling up now?. Environ Sci T

    author reply 55455546. doi: 10.1021/es9008147

    Hunter, P. R. (2009) Household Water Treatment

    Comparing Different Intervention Types Using M

    Sci Technol. 43(23):8991-7

    Schmidt, W. P. & S. Cairncross (2009) Household

    populations: is there enough evidence for scalin

    Technol,43,986-92.

    Additional ressources: studies cited

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    Arnold, B., B. Arana, D. Mausezahl, A. Hubbard & J. M. Colford, Jr. (2009) Evaluation of a pre-existing, 3-year

    household water treatment and handwashing intervention in rural Guatemala. Int J Epidemiol.

    Boisson S, Stevenson M, Shapiro L, Kumar V, Singh LP, et al. (2013) Effect of Household-Based Drinking WaterChlorination on Diarrhoea among Children under Five in Orissa, India: A Double-Blind Randomised Placebo-

    Controlled Trial. PLoS Med 10(8): e1001497. doi:10.1371/journal.pmed.1001497

    Boisson S, Kiyombo M, Sthreshley L, Tumba S, Makambo J, et al. (2010) Field assessment of a novel

    household-based water filtration device: a randomised, placebo-controlled trial in the Democratic Republic of

    Congo. PLoS One 5: e12613 doi:10.1371/journal.pone.0012613

    Mausezahl, D., A. Christen, G. D. Pacheco, F. A. Tellez, M. Iriarte, M. E. Zapata, M. Cevallos, J. Hattendorf, M.

    D. Cattaneo, B. Arnold, T. A. Smith & J. M. Colford, Jr. (2009) Solar drinking water disinfection (SODIS) to

    reduce childhood diarrhoea in rural Bolivia: a cluster-randomized, controlled trial. PLoS Med,6,e1000125.

    Schmidt, W. P., S. Boisson, B. Genser, M. L. Barreto, K. Baisley, S. Filteau & S. Cairncross (2010) Weight-for-

    age z-score as a proxy marker for diarrhoea in epidemiological studies. J Epidemiol Community Health, 64,

    1074-9.

    Schmidt, W. P., B. F. Arnold, S. Boisson, B. Genser, S. P. Luby, M. L. Barreto, T. Clasen & S. Cairncross (2011)

    Epidemiological methods in diarrhoea studies--an update. Int J Epidemiol,40,1678-92.

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    Economic analysis of HWTS

    Introduction to Household Water Treatment and Safe Storage, Mo

    Dr. Richard Johnston

    5.4 Cost-effectiveness

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    Cost benefit analysis Money for money

    Cost effectiveness ana Money for DALYs

    Willingness to Pay

    Money for HWTS

    Cost-benefit analysis

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    Five interventions Meeting the Water MDG Tar

    Meeting the Water and Sani Universal access to basic wa

    Universal basic access + HW

    Regulated piped water and s

    Benefits Reduced diarrheal disease

    Reduced costs of managing

    Increased productivity from

    Time savings

    Cost-benefit analysis results

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    0

    5

    10

    15

    20

    25

    30

    35

    40

    45

    50

    AMR-B EMR-B EUR-B SEAR-B WPR-B EUR-C EMR-D AMR-DSEAR-D AFR-D

    Benefit-Costratio

    Water and San

    Universal basic

    Universal basic

    Water MDG

    Regulated

    Hutton, Haller, & Bartram, 2007. Global cost-benefit analysis of water supply and sanitation interventions. Jou

    http://www.iwaponline.com/jwh/005/0481/0050481.pdfhttp://www.iwaponline.com/jwh/005/0481/0050481.pdfhttp://www.iwaponline.com/jwh/005/0481/0050481.pdfhttp://www.iwaponline.com/jwh/005/0481/0050481.pdfhttp://www.iwaponline.com/jwh/005/0481/0050481.pdfhttp://www.iwaponline.com/jwh/005/0481/0050481.pdfhttp://www.iwaponline.com/jwh/005/0481/0050481.pdf
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    Another cost-effectiveness analysis

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    Chlorine, SODIS lowes Filters, flocculation/dis

    expensive than sourceimprovements

    Cost per DALY averted

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    Bangladesh study Luoto et al. 2012

    2-month free trials of fooptions in rotation WaterGuard liquid chlorine

    Aquatabs chlorine tablets

    PuR flocculant disinfectant

    Crystal Pur ceramic candle f

    Bidding auction metho

    Very low willingness to

    Conclusion

    http://pubs.acs.org/doi/abs/10.1021/es2027967http://pubs.acs.org/doi/abs/10.1021/es2027967http://pubs.acs.org/doi/abs/10.1021/es2027967http://pubs.acs.org/doi/abs/10.1021/es2027967http://pubs.acs.org/doi/abs/10.1021/es2027967
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    Cost benefit analysis

    Cost effectiveness ana

    Willingness to Pay

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    HWTS Selection

    Introduction to Household Water Treatment and Safe Storage, Mo

    Dr. Richard Johnston

    5.5 HWTS Selection

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    Decision-making at dif

    Establish context

    Define objectives

    Assess options agains

    Context

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    Water to be treated Quality (turbidity, level of con

    Quantity, level of access

    Wealth, education of ta

    Access to markets, inf

    Policy environment

    Nature of supporting o

    Define objectives

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    WHO WPRO Training

    Prof. Mark Sobsey et a

    Netherlands Water Pa

    PATH

    Water Resource Quali

    WHO WPRO Training Manual

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    How well does the technology perform?

    Effectiveness

    How well does the technology fit into peop

    Appropriateness

    What will people think of the technology?

    Acceptability

    What are the costs for the household?

    Cost

    What is required to get the technology intohomes?

    Implementation

    Sobsey: criteria for sustainable HWTS

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    Able to consistently produce sufficient quantities of water to meet daily household needs.

    Quantity

    Effective for treating many different water sources aincluding turbid and high organic content waters.

    Quality

    Requires relatively small user time to treat water, thcontributing to already substantial household labor t

    Ease of use

    Relatively insensitive to income fluctuations, not caustop treating water because they cannot afford to puor continuously replace it.

    Low cost

    Have a reliable, accessible and affordable supply chareplacement units or parts for which consumers are

    Supply chains

    Netherlands Water Partnership

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    Continuity of water quality and quantity

    Adaptability to part time operations

    High potential of local production

    Robustness User safety during operation

    Possibility of water quality checking by user

    Amount of experience in technology applicatio

    Performance

    Operated and maintained at local level

    Accessible spare parts

    Social benefits to user

    Acceptable intensity and frequency of operati

    People

    Low dependency on fuels and chemicals

    Isolation or reuse of the waste product

    Planet

    www.aquaforall.nl/documents/aqua4all/downloads/

    smart_disinfection_solutions.pdf

    http://www.aquaforall.nl/documents/aqua4all/downloads/smart_disinfection_solutions.pdfhttp://www.aquaforall.nl/documents/aqua4all/downloads/smart_disinfection_solutions.pdfhttp://www.aquaforall.nl/documents/aqua4all/downloads/smart_disinfection_solutions.pdfhttp://www.aquaforall.nl/documents/aqua4all/downloads/smart_disinfection_solutions.pdfhttp://www.aquaforall.nl/documents/aqua4all/downloads/smart_disinfection_solutions.pdfhttp://www.aquaforall.nl/documents/aqua4all/downloads/smart_disinfection_solutions.pdf
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    PATH Safe Water Project

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    Ease of operation

    Time to treatTaste & odor

    Clarity

    Ease of maintenance

    Cost of operation and mainte

    Acceptability

    Availability

    Affordability

    Safe Water Project HWTS Design Guidelines

    Perspectives magazine http://sites.path.org/water/

    Stephen Himley MPH

    Development of a Tool To EvaluateHousehold Water Treatment and Safe

    Storage Technologies Via the Analytic

    Hierarchy Process and Expert Elicitation

    Based on Factors Influencing Acquisition

    and Continued Use

    What to do with multiple criteria?

    http://www.path.org/projects/safe_water.phphttp://www.path.org/hwts-design-guidelines/index.phphttp://sites.path.org/water/https://www.google.ch/url?sa=t&rct=j&q=&esrc=s&source=web&cd=2&cad=rja&uact=8&ved=0CDMQFjAB&url=https://catalyst.uw.edu/workspace/file/download/20c74e61128fa2cd2b4f6834284e46c640241ead9b6be43e6e16e006cf0bf04d&ei=K5RXU7yoBojQtQakkAE&usg=AFQjCNEHkororPULYmiGZUOPZS8lW9QHDA&sig2=sK_yCdaKsxMOHGOyvL8Svw&bvm=bv.65177938,d.Ymshttps://www.google.ch/url?sa=t&rct=j&q=&esrc=s&source=web&cd=2&cad=rja&uact=8&ved=0CDMQFjAB&url=https://catalyst.uw.edu/workspace/file/download/20c74e61128fa2cd2b4f6834284e46c640241ead9b6be43e6e16e006cf0bf04d&ei=K5RXU7yoBojQtQakkAE&usg=AFQjCNEHkororPULYmiGZUOPZS8lW9QHDA&sig2=sK_yCdaKsxMOHGOyvL8Svw&bvm=bv.65177938,d.Ymshttps://www.google.ch/url?sa=t&rct=j&q=&esrc=s&source=web&cd=2&cad=rja&uact=8&ved=0CDMQFjAB&url=https://catalyst.uw.edu/workspace/file/download/20c74e61128fa2cd2b4f6834284e46c640241ead9b6be43e6e16e006cf0bf04d&ei=K5RXU7yoBojQtQakkAE&usg=AFQjCNEHkororPULYmiGZUOPZS8lW9QHDA&sig2=sK_yCdaKsxMOHGOyvL8Svw&bvm=bv.65177938,d.Ymshttps://www.google.ch/url?sa=t&rct=j&q=&esrc=s&source=web&cd=2&cad=rja&uact=8&ved=0CDMQFjAB&url=https://catalyst.uw.edu/workspace/file/download/20c74e61128fa2cd2b4f6834284e46c640241ead9b6be43e6e16e006cf0bf04d&ei=K5RXU7yoBojQtQakkAE&usg=AFQjCNEHkororPULYmiGZUOPZS8lW9QHDA&sig2=sK_yCdaKsxMOHGOyvL8Svw&bvm=bv.65177938,d.Ymshttps://www.google.ch/url?sa=t&rct=j&q=&esrc=s&source=web&cd=2&cad=rja&uact=8&ved=0CDMQFjAB&url=https://catalyst.uw.edu/workspace/file/download/20c74e61128fa2cd2b4f6834284e46c640241ead9b6be43e6e16e006cf0bf04d&ei=K5RXU7yoBojQtQakkAE&usg=AFQjCNEHkororPULYmiGZUOPZS8lW9QHDA&sig2=sK_yCdaKsxMOHGOyvL8Svw&bvm=bv.65177938,d.Ymshttp://sites.path.org/water/http://www.path.org/hwts-design-guidelines/index.phphttp://www.path.org/projects/safe_water.phphttp://www.path.org/projects/safe_water.phphttp://www.path.org/projects/safe_water.php
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    Landscaping

    Formal optimization

    Decision trees

    Landscaping

    PATH T h l A t d R ki T l (TA

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    PATH Technology Assessment and Ranking Tool (TA

    18 dimensions

    15 systems

    Formal: Multi-Criteria Decision Analysis

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    5. Weighting

    6. Calculate totals

    7. Examine results

    8. Sensitivity an

    1. Establish decisioncontext

    2. Identify options

    3. Identify objectives,criteria

    4. Scoring

    Source: Osterwalder et al. 2014

    Scoring example (Himley MPH)

    http://www.sciencedirect.com/science/article/pii/S0048969713012163http://www.sciencedirect.com/science/article/pii/S0048969713012163
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    Lowest Criterion Element Poor Score Fair Score Good Score Exc

    Time to treat(Acceptability), [t]

    t >20 minutes 10 < t < 20 minutes 5 < t < 10 minutes t <

    Increase score one level if time to treat > 6 liters is same as for 2 liters

    Taste & odor(Acceptability),[h = free chlorine or total

    bromine]

    h > 2.0mg/L 1.0 < h < 2.0 mg/L 0.3 < h < 1.0 mg/L h 10 NTU 5 < T < 10 NTU 1 < T < 5 NTU T 20 minutes

    I < ergste

    Ease of Maintenance(Acceptability),[f = frequency ofmaintenance]

    f < weekly & burdensome (> 5min.)

    weekly < f < monthly &burdensome (> 10 min.)

    f > monthly & burdensome(> 20 min.) - or -f < weekly & notburdensome (< 5 min.)

    weburf > bur

    Cost of Operating andMaintenance(Acceptability)

    Lower Segment

    > $18.25/yrLow Segment> $73.00/yr

    Interpolate

    Low

    < $Low< $

    Affordability

    Lower Segment> $18.25/yrLow Segment> $73.00/yr

    Interpolate

    Low< $Low< $

    Availability N = 0 or V = 0 LInterpolate(N = number of durables; V = volume of liters treated byFMCG)

    N >

    Weighting example (Himley MPH)

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    0%

    20%

    40%

    60%

    80%

    100%

    Ease

    ofO

    peratio

    n

    Timeto

    Treat

    Taste

    &Odor

    Clarity

    E a

    Weight

    Rural Lower Rural Low

    Urban Lower Urban Low

    0%

    20%

    40%

    60%

    80%

    100%

    Acceptability Availability Affordability

    Weight

    Rural Lower Rural Low

    Urban Lower Urban Low

    Total score example (Himley MPH)

    Non-turbid water Turbid water

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    0% 20% 40% 60% 80% 100%

    Filt_CerFilt+BrFilt+Cl

    Cl_TabCl_Liq

    Floc+ClRural Lower: Ideal

    Filt_Cer

    Filt+BrFilt+Cl

    Cl_TabCl_Liq

    Floc+ClUrban Lower: Ideal

    Filt_CerFilt+BrFilt+Cl

    Cl_TabCl_Liq

    Floc+ClRural Low: Ideal

    Filt_Cer

    Filt+BrFilt+Cl

    Cl_TabCl_Liq

    Floc+ClUrban Low: Ideal

    Score

    Acceptability

    Availability

    Affordability

    0% 20% 40% 60% 80%

    Filt_CerFilt+BrFilt+Cl

    Cl_TabCl_Liq

    Floc+ClRural Lower: Ideal

    Filt_Cer

    Filt+BrFilt+Cl

    Cl_TabCl_Liq

    Floc+ClUrban Lower: Ideal

    Filt_CerFilt+BrFilt+Cl

    Cl_TabCl_Liq

    Floc+ClRural Low: Ideal

    Filt_Cer

    Filt+BrFilt+Cl

    Cl_TabCl_Liq

    Floc+ClUrban Low: Ideal

    Score

    Non-turbid water Turbid water

    Decision trees

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    Is water mud

    NO

    Are products from outside the commuavailable in the market or through human

    response?

    NOIs wood or fuel available?

    NOPromote straining,

    SODIS, 3 potmethod, or

    filtration withfrequent cleaning.

    YESPromote straining

    and boiling. Alsopromote

    responsible woodcollection andreforestation

    YESIs water clou

    NOUse a normal

    dose of chemicaldisinfection

    Usdose

    d

    Promote safe water storage

    Source: after IFRC, 2008

    Conclusion

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    HWTS Selection is com

    Context-specific

    Importance of criteria Ranking (weighting)

    Informal, formal metho

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    Conclusion

    Introduction to Household Water Treatment and Safe Storage, Mo

    Dr. Richard Johnston

    WASH in developing countries MOOC series

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    Household Wate

    and Safe S

    Strategic EnvirSanitation P

    Water Su

    and Treat

    Municipa

    Waste Mana

    Excreta and W

    Managem

    www.san

    WASH in developing countries MOOC II

    http://www.sandec.ch/http://www.sandec.ch/
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    Planning & Design of

    Systems and Techno

    Dr. Christoph Luethi

    Affordable and context

    sanitation solutions

    Recommended: General background in envir

    engineering, urban planning

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    www.coursera.org/course/water

    http://www.coursera.org/course/waterhttp://www.coursera.org/course/water
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    Starting May 26!

    Why, What, How

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    Week 1

    Background

    Disease

    Contamination

    Week 2

    Water Safety

    Sedimentation

    Filtration

    Week 3

    Disinfection

    Safe storage

    Week 4

    Implementation

    Strategies

    Vulnerable groups

    Thanks!

  • 8/11/2019 Week 5 Assessing the Impact of HWTS

    82/83

    Thanks!

  • 8/11/2019 Week 5 Assessing the Impact of HWTS

    83/83

    Colleagues at Eawag Fabian Suter, La Zaretti

    Sara Marks, Regula Meierhof

    Heiko Gebauer, Hans-Joachim

    Peg Fortenberry, Procte

    Alison Hill, Vestergaard-

    Rachel Peletz, Aquaya I

    Ryan Rowe, UNC Water

    EPFL

    Coursera