UMTS_RF_Optimization_Workshop_Oct2004_v2.pdf

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    OCTOBER 2004

    WFI/o2 Workshop

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    2

    Isaac OMOTAYOProject Manager (WFI)

    Jeremy RONNEVIGSenior Tools Support Officer (WFI)

    Sandy LIENSenior UMTS Optimisation Engr (WFI)

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    3

    OBJECTIVE OF WORKSHOP Audience:

    Delegates should be RF Engrs/Managers with good knowledge of UMTS Technology.

    At the end of the course delegates will be able to: Understand basic UMTS network interfaces/protocols and UTRAN elements.

    Understand the factors that can limit/hinder effective optimisation activity.

    Understand UMTS optimisation process

    Understand why RF Build Audit is essential

    Understand Cell Shakedown/Site Verification

    Define Cluster

    Define and Understand difference between Optimisation and Acceptance route

    Understand Cluster and inter-cluster optimisation

    Understand why good neighbour definition is important

    Analyse/Post process data using TEMS

    Understand basic layer 3 messages

    Identify and Plot Areas of Concern

    High Active Set

    Low Ec/Io

    Low RSCP

    Recommend Changes

    Analyse and diagnose problem calls

    Drop Calls

    Failures

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    Network Architecture

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    UMTS Initial Deployment

    BSS

    PSTN

    A IuCS

    GMSC

    VLRB

    MSC

    VLRB

    MSC

    PSTN PSTN

    Gs

    G

    E

    MS

    CNGb

    Uu

    Um

    Iur

    IuPS IuPSIuCS

    RNC

    Node BNode B

    RNS

    lubis

    GGSN

    SGSN

    BSS

    BTSBTS

    BSC

    Abis

    Node B

    RNC

    Node B

    RNS

    lubis

    MEME

    USIMUSIM

    Cu

    Um

    BTSBTS

    BSC

    Abis

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    UTRAN network elements and interfaces

    RNS

    RNC

    RNS

    RNC

    Core Network

    Node B Node B Node B Node B

    Iu Iu

    Iur

    Iub IubIub Iub

    All shown interfaces (Iu, Iub and Iur) are standardised

    in order to allow multi vendor networks

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    UMTS Glossary

    UTRA: UMTS Terrestrial Radio Access

    Refers to the UMTS radio interface only.

    AN: Access Network

    The network that consists of all the BSS

    RNS: Radio Network System

    Equivalent to BSS

    RNC: Radio Network Controller Equivalent to BSC

    UTRAN: UMTS Terrestrial Radio Access

    Refers to the UMTS BSS

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    UMTS Glossary

    Core Network NSS, with both the CS domain (inherited from MSc side), and the IP domain

    (inherited by the GPRS side)

    UE: User Equipment

    MS Iu interface or reference point

    Interface between the AN and CN: It has two real interfaces based on similarprinciples: the Iucs, for circuit switched, connects top the MSC, and the Iups,

    for packet switched, connects to the SGSN Serving RNC

    The RNC that has the RRC connection towards the terminal, and also the Iuconnection

    Drift RNC

    RNC that supports the serving RNC with radio resources when theconnection between the WCDMA RAN and the UE needs to use a cell orcells controlled by this RNC. This is a role that an RNC can take with respectto a specific connection. A drift RNC is connected to a serving RNC through

    the Iur interface.

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    UMTS Glossary

    Uu

    Interface between the UE and Node B

    Iub

    Interface between a RNC and its Node Bs. Equivalent to Abis

    Iur New interface connecting two RNCs

    Iu

    Interface between RNC and CN.

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    UMTS Glossary

    Uu

    Interface between the UE and Node B

    Iub

    Interface between a RNC and its Node Bs. Equivalent to Abis

    Iur New interface connecting two RNCs

    Iu

    Interface between RNC and CN.

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    UTRAN services to the Core Network

    UTRAN is responsible for RRM

    UTRAN is responsible for the radio connection mobility

    UTRAN is responsible for providing Radio AccessBearers on the UTRAN to Core Network Interface, the Iu

    interface

    UTRAN is also responsible for the following functions: User Equipment (UE) location positioning (used in e.g. LCS)

    Security functions

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    12

    Channel and Protocol Description

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    Radio Interface Protocol Architecture

    Radio

    Interface

    ProtocolArchitecture

    Transport Channel (SAP)

    Physical Channels

    Logical Channel

    L3

    c

    ontrol

    c

    ontrol

    c

    ontrol

    c

    ontrol

    Logical

    Channels

    Transport

    Channels

    C-plane signalling U-plane information

    PHY

    L2/MAC

    L1

    RLC

    DCNtGC

    L2/RLC

    MAC

    RLC

    RLCRLC

    RLC

    RLCRLC

    RLC

    Duplication avoidance

    UuS boundary

    BMC L2/BMC

    RRC

    control

    PDCPPDCP L2/PDCP

    DCNtGC

    Packet Data Convergence Protocol:

    Is only for PS domain services.

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    Radio Interface protocol architecture

    L2/MAC

    L2/RLC

    L1

    RLC

    MAC

    L3RRC

    PHY

    TransportChannels

    LogicalChannels

    C-plane signallingU-plane information

    GC Nt DC

    RLCRLC

    RLC

    GCNTDCRRCRLC

    MAC

    General ControlNotificationDedicated ControlRadio Resource ControlRadio Link Control

    Medium Access Control

    UTRA Protocol Architecture

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    Main MAC (Medium Access Control) functions Mapping between logical channels and transport channels.

    Selection of appropriate transport format for each transport channel

    depending on instantaneous source rate.

    Priority handling between data flows of one UE.

    Achieved by selecting high bit rate and low bit rate Transport formats for different for

    different data flow.

    Scheduling of broadcast, paging and notification messages.

    Identification of UEs in common transport channels.

    Multiplexing/demultiplexing of higher layer PDUs into/from transport

    blocks delivered to/from the physical layers on common transport

    channels.

    UTRA Protocol Architecture

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    Main RLC (Radio Link Control) functions

    Performing establishment, release, and maintenance of a RLC

    connection.

    Segmentation and reassembly of variable-length higher layer PDUs

    into/from smaller RLC PDUs.

    Protocol error detection and recovery

    In-Sequence delivery of higher layer PDUs (Protocol Data Unit).

    Flow control.

    Ciphering.

    UTRA Protocol Architecture

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    UTRA Protocol Architecture

    Main RRC (Radio Resource Control) functions

    Broadcast of system information.

    Establishment, release and maintenance of an RRC connection

    between the UE and UTRAN.

    Establishment, reconfiguration and release of radio access

    bearers in the user plane.

    Assignment, reconfiguration and release of radio resources for theRRC connection.

    Control of requested QoS.

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    Channel Definitions

    Transport Channel:

    the services offered by Layer 1 to higher layers

    Transport channel defines the method and the characteristicsby which data are transferred over the air-interface

    Physical Channel:

    Physical channel, usually consisting of radio Frames andtimeslots, is the mechanism with which the data are

    transferred over the physical resources such as code,frequency,phaseand time.

    Logical Channel:

    MAC layer provides data transfer services on Logicalchannels

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    Logical Channel Structure

    Synchronisation Control Channel (SCCH)

    Broadcast Control Channel (BCCH)

    Paging Control Channel (PCCH)

    Dedicated Control Channel (DCCH)

    Common Control Channel (CCCH)

    Control Channel (CCH)

    Dedicated Traffic Channel (DTCH)Traffic Channel (TCH)

    ODMA Dedicated Control Channel (ODCCH)

    ODMA Common Control Channel (OCCCH)

    ODMA Dedicated Traffic Channel (ODTCH)

    Common Traffic Channel (CTCH)

    Shared Channel Control Channel (SHCCH)

    (TDD)

    (ODMA)

    (ODMA)

    (TDD)

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    Transport Channels

    Common Transport Channel

    Common Transport Channels require inband identification of

    the UEs when addressing particular UEs.

    Dedicated Transport Channels:

    Dedicated Transport Channels require the UEs to beidentified by the physical channel , i.e. code and frequencyfor FDD (code, frequency and timeslot for TDD).

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    Transport Channels

    Broadcast

    Channel (BCH)(Downlink)

    Transport Channels

    Common ChannelsDedicated Channels

    Downlink Shared

    Channel(DSCH)

    (Downlink)

    Common Packet

    Channel (CPCH)(Uplink)

    Forward-Access

    Channel (FACH)

    (Downlink)

    Paging

    Channel (PCH)(Downlink)

    Random-Access

    Channel (RACH)

    (Uplink)

    Dedicated Channel (DCH)

    (Down & uplink)

    Fast uplink Signaling

    Channel (FAUSCH)

    (Uplink)

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    Transport Channels

    Common Transport Channels

    BCH: The Broadcast Channel (BCH) is a downlink transport channel that is used tobroadcast system- and cell-specific information. The BCH is always transmitted over the

    entire cell with a low fixed bit rate.

    FACH: The Forward Access Channel (FACH) is a downlink transport channel. TheFACH is transmitted over the entire cell or over only a part of the cell using beam-

    forming antennas. The FACH uses slow power control.

    PCH: The Paging Channel (PCH) is a downlink transport channel. The PCH is alwaystransmitted over the entire cell. The transmission of the PCH is associated with the

    transmission of a physical layer signal, the Paging Indicator, to support efficient sleep-

    mode procedures.

    RACH: The Random Access Channel (RACH) is an uplink transport channel. TheRACH is always received from the entire cell. The RACH is characterised by a limited

    size data field, a collision risk and by the use of open loop power control.

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    Channels

    Logical Channels:

    Broadcast Control Channel (BCCH), Downlink (DL)Paging Control Channel (PCCH), DL

    Dedicated Control Channel (DCCH), UL/DL

    Common Control Channel (CCCH), UL/DL

    Dedicated Traffic Channel (DTCH), UL/DL

    Common Traffic Channel (CTCH), Unidirectional (one to many)

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    Channels

    Transport Channels:

    Dedicated Transport Channel (DCH), UL/DL, mapped to DCCH and DTCH

    Broadcast Channel (BCH), DL, mapped to BCCH

    Forward Access Channel (FACH), DL, mapped to BCCH, CCCH, CTCH,

    DCCH and DTCH

    Paging Channel (PCH), DL, mapped to PCCH

    Random Access Channel (RACH), UL, mapped to CCCH, DCCH and DTCH

    Uplink Common Packet Channel (CPCH), UL, mapped to DCCH and DTCH

    Downlink Shared Channel (DSCH), DL, mapped to DCCH and DTCH

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    Channels

    Physical Channels:

    Primary Common Control Physical Channel (PCCPCH), mapped to BCH

    Secondary Common Control Physical Channel (SCCPCH), mapped to FACH, PCH

    Physical Random Access Channel (PRACH), mapped to RACHDedicated Physical Data Channel (DPDCH), mapped to DCH

    Dedicated Physical Control Channel (DPCCH), mapped to DCH

    Physical Downlink Shared Channel (PDSCH), mapped to DSCH

    Physical Common Packet Channel (PCPCH), mapped to CPCH

    Synchronisation Channel (SCH)

    Common Pilot Channel (CPICH)

    Acquisition Indicator Channel (AICH)

    Paging Indication Channel (PICH)

    CPCH Status Indication Channel (CSICH)Collision Detection/Channel Assignment Indication Channel (CD/CA-ICH)

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    PROTOCOLS

    Network Protocols carried over Iu, Iur and Iub interfaces:

    RANAP, RNSAP and NBAP

    Radio Interface Protocols - radio protocol stack between the UE

    and RNC through Node B

    RRC, RLC, MAC and PDCP

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    NETWORK PROTOCOLS

    NBAP (Node B Application Protocol) Is carried over the Iubinterface (b/w RNC and Node B). Cell Config mgt

    System info mgt

    Resource Event mgt

    Commom Transport channel mgt

    Radio Link mgt and supervision

    Measurement on common resources

    Measurement on dedicated resources

    RANAP (Radio Access Network Application Protocol) Is carried overthe Iu interface (b/w RNC and Core Network)

    Relocation functions

    RAB mgt Transport of non access stratum signalling messages (DTAP).

    Paging functions

    Security functions (Authentication, Ciphering and Integrity chaeck)

    CN info broadcast

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    NETWORK PROTOCOLS

    RNSAP Radio Network Subsystem Application Protocol) Is

    carried by Iur interface

    Radio link mgt

    Measurement reporting function

    Transfer of Uplink and Downlink functions

    Power control

    Load mgt

    Paging functions

    Relocation functions.

    S d fi iti

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    Some definitions

    Radio Bearer A service provided on top of the RLC layer

    Radio Bearers have characteristics which depend essentially on the type of

    RLC which is used and the underlying physical channel

    Logical channels

    A service provided by MAC to RLC

    The underlying physical/transport channel may change in time

    Transport Channels A service provided to the MAC layer by Layer 1.

    is almost equivalent to Logical channels in GSM!

    Coded Composite Transport Channels

    A multiplex of transport channels in the physical layer

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    RRM : Downlink Power Control

    Inner loop : TPC command bits sent by UE SIR est > SIR target => TPC command 0

    SIR est < SIR target => TPC command 1

    Downlink outer loop function in UE or RNC : sets and updates the SIR

    target, based on quality measurements.

    RNC

    Node B

    UE

    TPC

    SIR

    target Inner loop

    ualit Measurements

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    RRM : Uplink Power Control

    Inner loop : TPC command bits sent by NodeB SIR est > SIR target => TPC command 0

    SIR est < SIR target => TPC command 1

    Uplink outer loop function in RNC : sets and updates the SIR target, based

    on quality measurements received from the NodeB(s)

    RNC

    Node B

    UE

    TPC

    SIR

    target

    Inner loop

    Qualit Measurements

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    UTRAN Network Elements

    NN Node B

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    Functions:Network Interface

    Call Processing

    Signal processing

    Frequency up/down

    conversion

    Functions:

    Tx amplification

    Coupling

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    NODE B

    NN has two types of Node B OTSR (Omni Tx sector Rx)

    Low Cost and limited capacity

    STSR (sector Tx sector Rx)

    High capacity

    The functions ofNode B are:

    Air interface Transmission / Reception Modulation / Demodulation

    CDMA Physical Channel coding

    Micro Diversity

    Error Handing

    Closed loop power control

    OTSR - Omni Transmit Sector Receive

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    Transmit path :

    1 cell, 3 antennas Receive path :continuous

    softer handover

    1Watt

    1Watt1Watt

    TRM

    DDM

    Tx Splitter

    PA

    DDM DDM

    DDM Dual Duplexer module (for Main and Diversity)Tx and Rx out of band filtering

    Isolation b/w Tx and Rx frequency bands

    VSWR alarm monitoring capability

    TMA DC supplying

    STSR - Sectorial Transmit Sector Receive

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    Transmit path :3 cells, 3 antennas

    Evolution from OTSR to STSR : no coverage re-engineeringEvolution from OTSR to STSR : no coverage re-engineering

    TRM

    DDM

    PA

    DDM DDM

    PAPA

    NN RNC

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    NN RNC

    - RANAP - Iu FP

    - RNSAP - Iur FP

    - NBAP

    - Qaal2.CS1

    Control Plane User Plane

    Network Interface Protocol termination

    Radio Resource ManagementRRC terminationRRM strategy

    QoS management

    UTRAN OA&M

    RNC OA&M

    Network Interface Protocol termination

    - Iub FPs Combining / Splitting

    Compression

    Ciphering

    Radio ProtocolsRLC

    MAC

    ATM QoS mgt

    Functions:Physical connectivity

    with other UMTS nodes

    Radi protocol termination

    UTRAN PS functions

    Functions:Control plane Protocol

    termination

    RRM

    iRNC OA&M

    Node B logical OA&M

    Call Processing

    RNC Applicative Functions

    RNC

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    RNC

    RRC

    Management of radio resources (establishment, release and termination)

    Management of RRC connection of RRC connection between the UE and

    network (establishment, release)

    RRM

    The RRM is the most critical resource in wireless systems.

    It is in charge of allocating and managing radio resources in the most

    effective way.

    QoS

    High QoS (ensuring subscribers satisfaction)

    High spectrum efficiency (maximum operator revenue)

    Easy (re)configuration (lowering operational costs)

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    Link Budget Overview

    Link Budget

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    Link Budget

    The object of the link budget design is to calculate maximum cell size under

    given criteria:

    Type of service (data type and speed) Type of environment (terrain, building penetration)

    Behavior and type of mobile (speed, max power level)

    System configuration (Node B antennas, Node B power, cable losses,

    handover gain) Required coverage probability

    Financial and economical factors (use of more expensive and better

    quality equipment or not the cheapest installation method) and to match

    all of those to the required system coverage, capacity and quality needswith each area and service.

    Link Budget

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    g

    Eb/NoProcessing Gain

    PA Power

    diversity (Tx, Rx)

    ...

    BTSNode B

    Eb/NoProcessing Gain

    PA Power

    diversity (Tx, Rx)

    ...

    MSMS

    ServiceService

    Cable losses

    antennas

    site configuration(bi, tri-sectorial)

    ...

    SiteSite

    margins

    propagationmargins

    propagation

    Cell Range Traffic offered per cellCell Range Traffic offered per cell

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    LB @ X% loadDesign assumptions

    Comparison

    Decision

    Final number of sites

    Cell size Cell capacity

    # sites for coverage # sites for traffic

    adjustload

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    All of the design assumptions are correlated

    Services

    Coverage types

    Service areas of coverage

    Capacities

    Quality of coverage

    Radio network design results are highly dependant of the designassumptions :

    Any change of one of the assumptions implies to redo the design work !

    O2 Link Budget (2000)

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    Maximum path loss for UMTS planning On-Street In-Car In-Build (Dense urban) In-Build (suburban) In-Build (rural) In-train (open line) In-train (cutting)

    Units Gold Silver Bronze Gold Silver Bronze Gold Silver Bronze Gold Silver Bronze Gold Silver Bronze Gold Silver Bronze Gold Silver Bronze

    Soft Handoff Gain dB 4 4 4 3 3 3 4 4 4 4 4 4 3 3 3 3 3 3 3 3 3

    Penetration Loss dB 0 0 0 2.3 2.3 2.3 18 18 18 5 5 5 5 5 5 0 0 0 0 0 0

    Overall standard dev for measurements dB 5.68 5.68 5.68 7.84 7.84 7.84 5.68 5.68 5.68 8.26 8.26 8.26 8.26 8.26 8.26 10.81 10.81 10.81 11.50 11.50 11.50

    Fade Margin dB 9.38 7.27 5.91 12.93 10.03 8.15 9.38 7.27 5.91 13.64 10.58 8.59 13.64 10.58 8.59 17.84 13.84 11.25 18.98 14.72 11.96

    Maximum path loss dB 145 148 149 139 142 143 127 130 131 136 139 141 135 138 140 136 140 143 135 139 142

    Link Budget Units Uplink

    Service 64LCD

    Environment Vehic. A

    Service Rate (Average throughput for packet) 64000BS antenna height (m) 25

    MS antenna height (m) 1.5

    Frequency (MHz) 2000

    Power limit in the DL (if 0, there is no limit) NA

    Transmitter

    UL/DL load factor (from pole capacity) 60%

    % Power of the BS used for common ch NA

    % Power used for soft handoff NA

    Maximum Total Tx power dBm 21Maximum Tx power per traffic channel dBm 21

    Power used in the Cell (DL) NA

    Body Loss / Cable Loss dB 1

    Tx antenna gain dBi 0

    EIRP dBm 20.00

    Receiver

    Rx antenna gain dBi 16

    Body Loss / Cable Loss dB 3Receiver Noise Figure dB 3.3

    Thermal Noise Density dBm/Hz -174

    Noise rise due to Interference dB 3.98

    No+Ior+Ioc dBm/Hz -166.72

    Information Rate dBHz 48.06

    Target Eb/(No+Io) dB 3.8

    MHA Gain dB 3

    Receiver Sensivity dBm -117.86

    Cell size On-Street In-Car In-Build (urban) In-Build (suburban) In-Build (rural) In-train (open line) In-train (cutting)

    Units Gold Si lver Bronze Gold Silver Bronze Gold Si lver Bronze Gold Silver Bronze Gold Silver Bronze Gold Silver Bronze Gold Si lver Bronze

    Cell radius Km 2.24 2.59 2.85 2.89 3.54 4.04 0.42 0.48 0.53 1.17 1.45 1.66 1.44 1.79 2.05 2.40 3.18 3.82 2.22 2.99 3.63

    Cell area Km2 9.76 13.10 15.86 16.25 24.40 31.76 0.34 0.45 0.55 2 .67 4.09 5.40 4.06 6.23 8.23 11.28 19.76 28.42 9.62 17.46 25.71

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    Coverage vs Interference Control

    Link Budget

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    Cell range & cell capacity are limited by the same parameters:

    Interference in uplink

    Power in downlink

    Cell breathing phenomenon

    Coverage Vs Interference

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    Co e age s e e e ce

    WHAT IS THE PILOT POLLUTION ?

    Area where the SIR (Signal interference ratio) is too low and below the expected

    value (Ec/Io >= -12 dB), there is too much interference => the mobile cannot

    understand the pilot channel

    HOW TO REDUCE THE PILOT POLLUTION PROBLEM ?

    Maximise the signal inside the best server

    Minimise the energy overshoot to the neighbor cells with some RF consideration

    (tilt, azimuth,)

    Good Design Bad Design

    333 1

    11222

    111

    222

    3334 5

    6

    Coverage vs interference

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    RF design optimisation for capacity

    Multi-Carriers solution

    Adding new sites

    RF design optimisation for coverage

    When the sites are placed, it is necessary to verify that the both UL&DL

    quality of coverage are reached for each service.

    The coverage optimisation is performed on

    Site position

    Antenna tilt and azimuth

    Adding new sites if necessary

    Continuous process

    Coverage vs Interference

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    Coverage vs Interference

    UMTS network radio design is highly dependant of the designsassumptions

    Optimum network radio design requires accurate design assumptions in

    terms of services, coverage, capacity, and quality of service

    UMTS network radio dimensioning is a very complex task, the multi-

    service capacity and coverage should be treated together, since they

    share the single and the same radio resource.

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    BREAK

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    Cell Selection and Reselection

    Call Setup Process

    and

    Call Establishment Steps

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    UE Node B RNC

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    UE Node B RNC

    CCCH / RACH RRC Connection Request

    Radio Link Setup Request

    Radio Link Setup Response

    DL Synchronisation

    UL Synchronisation

    CCCH / FACH RRC Connection Setup

    DCCH RRC Connection Setup Complete

    RRC Connection Establishment

    Cell selection and Reselection

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    Network Selection Mobile in idle mode acquires the best received UMTS cell and identifies its

    scrambling code

    Mobile in idle mode selects the PLMN

    Cell Selection Mobile in idle mode selects the cell to camp on according basic criteria

    Cell Reselection

    Mobile in idle mode selects a cell according to parameters broadcasted on the

    current cell

    Location Registration

    The mobile in idle mode informs the network about a change of location area

    Handover

    Mobile in active mode in one cell is handed over to another cell

    Initial Cell Search

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    Initial Cell Search

    The initial Cell Search is carried out in three steps:

    Step 1: Slot synchronisation - using the primarysynchronisation channel.

    Step 2: Frame synchronisation and code-group identification-

    using the secondary synchronisation channel.

    Step 3: Scrambling-code identification-identified through symbol-

    by-symbol correlation over the primary CCPCH with all

    the scrambling codes within the code group.

    Mobile Behaviour

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    Mobile is switched ON

    Does the UE have in memory

    the frequency used previously ?

    Mobile is searching for P-SCH on this frequency

    YesNo

    Mobile is scanning the band fromthe lower UMTS Frequency

    P-SCH Found No P-SCH

    Scanning next

    frequency

    P-SCH Found

    No P-SCH

    Cell Selection Cell Selection

    P-SCH1 P-SCH2

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    Slot Synchronization

    P-SCH3

    P-SCH1S-SCH1 P-CCPCH P-CCPCH

    P-SCH2S-SCH2 P-CCPCH P-CCPCH

    P-SCH3S-SCH3 P-CCPCH P-CCPCHP-CCPCH

    1 Slot = 667s

    UE synchronizes on the strongest correlation peak

    Frame Synchronization P-SCH

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    ..

    2560 chips

    acp

    Slot # ?

    P-SCH acp

    Slot #?

    16 11S-SCH

    acp

    Slot #?

    2Group 4

    Slot 12,13,14

    s lo t n u m b e r S c r a m b l i n g

    C o d e G r o u p # 0 # 1 # 2 # 3 # 4 # 5 # 6 # 7 # 8 # 9 # 1 0 # 1 1 # 1 2 # 1 3 # 1 4

    G r o u p 0 1 1 2 8 9 1 0 1 5 8 1 0 1 6 2 7 1 5 7 1 6

    G r o u p 1 1 1 5 1 6 7 3 1 4 1 6 3 1 0 5 1 2 1 4 1 2 1 0

    G r o u p 2 1 2 1 1 5 5 5 1 2 1 6 6 1 1 2 1 6 1 1 1 5 1 2

    G r o u p 3 1 2 3 1 8 6 5 2 5 8 4 4 6 3 7

    G r o u p 4 1 2 1 6 6 6 1 1 1 5 5 1 2 1 1 5 1 2 1 6 1 1 2

    G r o u p 6 1 9 1 0 1 3 1 0 1 1 1 5 1 5 9 1 6 1 2 1 4 1 3 1 6 1 4 1 1

    G r o u p 6 2 9 1 1 1 2 1 5 1 2 9 1 3 1 3 1 1 1 4 1 0 1 6 1 5 1 4 1 6

    G r o u p 6 3 9 1 2 1 0 1 5 1 3 1 4 9 1 4 1 5 1 1 1 1 1 3 1 2 1 6 1 0

    256 chips

    S-SCH

    512 Primary Scrambling Codes divided into 64 groups512 Primary Scrambling Codes divided into 64 groups

    Scrambling Code Identification

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    P-SCH

    S-SCH

    P-CPICH

    P-CPICH: Predefined sequence (20 bits) spread with Cch,256,0 scrambled with the primary SC

    x OVSF

    Cch,256,0x SC #i

    Symbol by Symbol

    Correlation ?

    Primary DL Scrambling CodeKnown (best correlation peak)

    For i = 1 to 8

    YesNo

    Mapping between group and Scramblingcodes defined in TS 25.331

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    Cell InformationP-SCH: Coverage indication, Slot Synchronization

    S-SCH: Frame Synchronization, Group identificationP-CPICH: Scrambling Code Identification

    P-CCPCH: System Information Broadcast

    Logical Channel

    BCCH

    Transport Channel

    BCH

    Physical Channel

    P-CCPCH

    OVSF Cch,256,1Primary Scrambling Code

    Transmitted during 9/10th slot

    Bit Rate: 12.3 kbps RLC Mode: transparent

    Mac-B: transparent

    Cell Selection Procedure

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    Definitions:

    Acceptable Cell:

    Cell on which UE can obtain limited services (emergency calls)

    Suitable Cell:

    Cell on which the UE can obtain a normal service

    UE States for cell Selection / Reselection: Camped on any cell:

    UE monitors System Information but has chosen a cell irrespective of PLMN identity

    Camped on a cell:

    UE monitors System Information and paging information

    Cell Selection Parameters

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    C3

    C2

    C2

    Class

    3333Int [-50..33]

    (dBm)

    UlUsPowerConfmaxAllowedUlTxPower

    -115-45Int [-115..-25]

    Step = 2 (dBm)

    CellSelectionInfoqRxLevMin

    -16-10Int [-24..0]

    (dB)

    CellSelectionInfoqQualMin

    Recommended ValueDefault ValueRangeObjectParameter

    214

    243

    272

    331

    Maximum Output Power (dBm)Power Class

    P_Max = maximum UE output power (dBm) according to its class

    Cell Reselection Procedure

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    ?2G

    3GFreq. 2

    3GFreq. 1

    General Description:

    On a cell, the UE listens to system information andperforms radio measurements

    The network controls what the UE shall measure andsends the system information data concerning theneighboring cell

    The UE then uses an algorithm to select a better cell

    The Inter-Frequency algorithm uses a set of broadcast

    parameters : a criteria for searching Inter-frequency cells and

    performing measurements

    a criteria S to assess whether the cells are eligible

    a criteria R for ranking eligible cells and determiningthe best one

    3G can be favoured compared to 2G by playing on engineering parameters

    Cell Reselection Procedure

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    Squal

    SintraSearch

    SinterSearch

    SinterRATMeasurement onsame frequency Measurement on

    other frequencies Measurement on

    other RAT

    If Squal = CPICH_Ec/No qQualMin < ThresholdAssociated measurements are performed

    Thresholds are broadcasted in SIB 11

    In UMTS02, 2 types of measurements are done: Intra frequency and inter RAT

    Thr

    eseholdsgivenasexample

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    Cell Reselection Parameters

    C2

    Static

    C0

    C0

    C2

    C2

    Class

    631Int [0..31] (s)CellSelectionInfoReselection

    TBD0Int [-50..50] (dB)UMTSFDDNeighbouringOffset2snN.A.CPICH_EcNoCPICH_EcNo or

    CPICH_RSCP

    qualMeas

    TBD0Int [-50..50] (dB)GSMCellOffset1sn

    64Int [0..40] (dB)

    Step = 2

    CellSelectionInfoHyst2

    410Int [0..40] (dBm)Step = 2

    CellSelectionInfoHyst1

    Recommended ValueDefault ValueRangeObjectParameter

    Mobility in Idle Mode Strategy

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    Target: Staying in UMTS as much as possibleUMTS cells

    GSM cells

    Squal

    No Intra frequency measurements

    Intra frequency measurements performed

    No Inter frequency measurements

    Inter frequency measurements performed

    No Inter System measurements

    Inter system measurements performed

    Sintrasearch

    Sintersearch

    SsearchRAT

    Measurement Trigger:

    Sintrasearch > SsearchRAT

    For the serving cell

    Rs = Qmeas,s + qHystFor the neighboring cells

    Rn = Qmeas,n - qOffset

    Cell Ranking Criteria

    Qoffset (3G cell) < Qoffset (2G cells)Qhyst set to a high value

    qRxLevMin setting not too low to avoid too many 2G eligible cells

    Cell Access Restrictions

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    C0notReservednotReservedReserved

    notReserved

    FDDCellellRservationExtension

    C0TBDBarredS160barredS10, barredS20, barredS40,barredS80, barredS160, barredS320,

    barredS640, barredS1280

    FDDCellBarred

    C0AllowedAllowedAllowed

    notAllowed

    FDDCellntraFreqCellReselectInd

    ClassRecommended ValueDefault ValueRangeObjectParameter

    C0

    C0

    C0

    notReservednotReservedReserved

    notReserved

    FDDCellellReservedForOperatorUse

    notBarrednotBarredBarred

    notBarred

    FDDCellarredOrNot

    N.A.N.A.List 0..15

    Barred/notbarred

    FDDCellccessClassBared

    The following parameters allow to restrict access to some cells. They prevent to send the

    initial access message, but there is no impact on cell selection/reselection

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    Measurements

    Measurements

    Th diff t t f i i t f t

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    The different types of air interface measurements are:

    Intra-frequency measurements: measurements on downlink physical channels at the

    same frequency as the active set. A measurement object corresponds to one cell.

    Inter-frequency measurements: measurements on downlink physical channels at

    frequencies that differ from the frequency of the active set. A measurement object

    corresponds to one cell.

    Inter-RAT measurements: measurements on downlink physical channels belonging to

    anotherradio access technology than UTRAN, e.g. GSM. A measurement object

    corresponds to one cell.

    Measurements

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    Traffic volume measurements: measurements on uplink traffic volume. A

    measurement object corresponds to one cell.

    Quality measurements: Measurements of downlink quality parameters, e.g.

    downlink transport block error rate. A measurement object corresponds to one

    transport channel in case of BLER. A measurement object corresponds to one

    timeslot in case of SIR (TDD only).

    UE-internal measurements: Measurements of UE transmission power and UE

    received signal level.

    UE positioning measurements: Measurements of UE position.

    The UE supports a number of measurements running in parallel. The UE also

    supports that each measurement is controlled and reported independently of

    every other measurement.

    Handover (Handoff)

    There are following categories of handover (also referred to as handoff):

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    Hard handovermeans that all the old radio links in the UE are removed beforethe new radio links are established. Hard handover can be seamless or non-

    seamless. Seamless hard handover means that the handover is not perceptible to

    the user. In practice a handover that requires a change of the carrier frequency(inter-frequency handover) is always performed as hard handover.

    Soft handovermeans that the radio links are added and removed in a way that

    the UE always keeps at least one radio link to the UTRAN. Soft handover isperformed by means of macro diversity, which refers to the condition that several

    radio links are active at the same time.

    Softer handoveris a special case of soft handover where the radio links that areadded and removed belong to the same Node B (i.e. the site of co-located base

    stations from which several sector-cells are served.

    Handover (Handoff)

    The most obvious cause for performing a handover is that due to its

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    The most obvious cause for performing a handover is that due to its

    movement a user can be served in another cell more efficiently (like lesspower emission, less interference). It may however also be performed for

    other reasons such as system load control.

    Active Set is defined as the set of Node-Bs the UE is simultaneouslyconnected to (i.e., the UTRA cells currently assigning a downlink DPCH to

    the UE constitute the active set).

    Cells, which are not included in the active set, but are included in the

    CELL_INFO_LIST belong to the Monitored Set.

    Cells detected by the UE, which are neither in the CELL_INFO_LIST nor inthe active set belong to the Detected Set. Reporting of measurements of the

    detected set is only applicable to intra-frequency measurements made by

    UEs in CELL_DCH state.

    SOFT HO

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    It applies to dedicated physical channeland is only applicable when a DTCH isallocated. It is a case when more than onebase station (Node B) has a

    communication link established with theUE. The UE is connected to a set of cellsknown as the active set.

    The maximum active set size at the RNC is determined by theparameterMaxAciveSetSize

    Intra Node B

    Inter Node B

    Intra RNC

    Inter RNC

    Soft HO diagram

    SOFTER HO

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    It is a case where the cells

    communicating with the UE are part of

    the same base station (Node B).

    Softer HO diagram

    SOFT HO (Intra RNC)

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    Intra RNC soft HO

    The cells involved in the process

    belong to different Node Bs that areconnected to the same Serving RNC

    (SRNC).

    Soft HO (Intra RNC)

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    Intra RNC soft HO message flow

    Soft HO (Inter RNC)

    This is when the Drift and Serving RNC

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    comes into play.

    The Serving RNC is in charge of the

    RNC connection to the mobile (UE)

    The drift RNC controls the Node B that

    does not belong to the Serving RNC

    and for which a radio link needs to be

    established with the mobile.

    An Iur, link between the SRNC and

    DRNC is required to perform the inter

    RNC soft HO. If this link is not present,

    a HO will take place.

    From the SRNC to the UTRAN

    transport perspective the, the DRNC

    acts as a router.

    Inter RNC soft HO

    SOFT HO (Inter RNC)

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    Inter RNC soft HO message flow

    SOFT/SOFTER HO ALGORITHM

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    The purpose of the Soft HO algorithm (also referred to

    as active set update algorithm) is to ensure that the

    strongest cells in the UE environment will be part of itsactive set i.e supporting the call and carrying the user

    information.

    PRIMARY CELL ELECTION ALGORITHM(MONITORED SET UPDATE)

    The primary cell election algorithm

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    The primary cell election algorithmapplies to soft HO. It is used formonitored set determination and a pointerto mobility parameter.

    The Monitored Set should be updatedeach time the primary cell of active setchanges. A measurement controlmessage is sent (with measurementcommend set to modify) is sent to the UEin order to update the monitored set. The

    message contains the cell to add/removefrom the monitored and should follow theACIVE SET UPDATE message.

    The primary cell algorithm is called from

    SHO algorithm; therefore it is performedeach time a MEASUREMENT REPORT isreceived by the SRNC.

    Measurement control used for monitored set update

    CS - UE Originating - Call setup

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    CS UE Terminating - Call setup

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    CS UE Originating - Call release

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    CS Network Originating - Call release

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    PS UE Originating PDP Context Activation

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    PS UE Originating PDP Context DeActivation

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    Inter-System Handover

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    The RANAP signalling used on the UMTS side is the relocation signalling. It is used forCS scenarios but also for PS scenarios where the relocation can be initiated by thenetwork. The signalling on the GSM side is the BSSMAP handover signalling. Thesignalling on the GPRS side is the GMM routing area update signalling.

    Conversions

    The 3G MSC needs to convert RANAP to BSSMAP so that it can support

    handovers from UMTS to GSM. For GSM to UMTS handovers it also has toconvert BSSMAP messages to RANAP messages.

    The UE-CN signalling is very similar in 2G or 3G. No conversion is needed to

    accommodate the differencies.

    Handovers for CS-domain: key interfaces

    UMTS Call

    Server

    UMTS Call

    Server

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    UE

    GSM

    BSS

    RANAP,

    BSSMAP

    Signalling

    MEGACO

    UTRAN

    PSTN

    G/W

    Wireless

    Gateway

    I

    u

    ISUP2G-MSC

    UE

    3G to 2G handover (CS domain)

    UE

    GSM

    BSS

    2G-MSC

    UE

    UTRAN

    PSTN

    G/W

    Wireless

    Gateway

    I

    u

    ISU

    P

    ISUP

    MEGACO

    RANAP,

    BSSMAP

    Signalling

    MEGACO

    2G to 3G handover (CS domain)

    ISUP

    MEGACO

    Call is

    anchored

    at Wireless

    Gateway

    Present inUMTS 2d

    release only

    3G to 2G Handover (UE connected to CS domain moves to GSM)

    RN: Relocation Required

    Classmark 2 Classmark 3 BM: Handover request (CM2

    UE UTRA

    N

    2G-MSC BSS

    MAP: Prepare Handover

    Request (CM2 CM3 old

    UMTS

    Call Server

    Wireless

    Gateway/SGS

    N

    PSTN

    Gateway

    Hard handover from UMTS

    to GSM

    Anchor retained in UMTS

    t k UMTS ll

    BSSMAP

    message

    encapsulatedOnly included

    when target is

    GSM

    RANAP to BSSMAP

    Conversion

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    RN: Relocation command

    RN: Iu release command

    Classmark 2, Classmark 3Source RNC to target

    RNC transparent container

    BM: Handover request (CM2,CM3, old BSS to new BSS)

    PS Domain Routing Area Update if required

    Key to protocol name abbreviations:

    RRC - Radio Resource Control

    RN - RANAP

    BM - BSSMAP

    Request (CM2, CM3, oldBSS to new BSS info)

    MAP: Prepare Handover

    Response

    BM: Handover request Ack

    RN: Iu release complete

    RRC: Handover command

    BM: Handover detect

    BM: Handover complete

    RRC: Handover Complete

    MAP: Send End Signal

    Request

    The UMTS Call Server converts

    RANAP to BSSMAP and sends

    BSSAP messages to the 2G-MSC,

    with BSSMAP messagesencapsulated.

    This conversion includes conversion

    from transparent container used in

    UMTS to the old BSS to new BSS IE

    in BSSMAP.

    The UMTS Call Server uses 2G

    ciphering keys for relocation to 2Gand sends the ciphering information

    via MAP.

    Q2630.1 REL

    Q2630.1 RLC

    ISUP: IAM

    ISUP: ACM

    ISUP: ANM

    network - UMTS call

    control and services

    throughout call

    Backwards compatible with

    GSM network elements

    Also possible when GSMcells are connected to the

    UMTS core networkGateway and

    Backbone control

    signalling

    Q.AAL2

    signalling

    Contains GSM

    information for

    BSS (08.08)

    GSM

    This is MEGACO

    signalling in UMTS

    release 2 with the

    PSTN GatewayThis is BSSMAP

    signalling in UMTS

    release 1; no

    PSTN Gateway

    2G to 3G Handover (UE connected to GSM moves to UMTS)

    BM: Handover

    Required

    Old BSS to new

    RN: Relocation request (Source RNC to target RNC transparent container)

    UE BSS 2G-MSCWireless

    Gateway/SGS

    N

    UMTS

    Call ServerUTRAN

    MAP: Prepare Handover

    Request (BSS-APDU)

    PSTN

    Gateway

    Contains UE

    capability info

    Contains

    all theBSSMAP

    message

    BSSMAP to

    RANAP conversion

    Additions to

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    BM: Handover

    command

    BM: Clearcommand

    Old BSS to newBSS info

    Source RNC to

    target RNC

    container

    PS Domain Routing Area Update

    Request (BSS-APDU)

    MAP: Prepare Handover

    Response

    RN: Relocation request Ack

    BM: Clear complete

    RRC:

    Handover

    command

    RN: Relocation detect

    RN: Relocation complete

    RRC: Handover Complete

    MAP: Send End Signal

    Request

    The UMTS Call Server

    converts BSSMAP messages

    encapsulated in BSSAP to

    equivalent RANAP messages

    for the Iu interface.

    The ciphering keys received

    from the 2G-MSC are

    converted into 3G ciphering

    keys by the UMTS call server.

    The keys are then applied to

    the UTRAN.

    Q.2630.1 ERQ

    Q.2630.1 ECFISUP: IAM

    ISUP:

    ACM

    ISUP:

    ANM

    Anchor retained in GSM

    network - GSM call control

    and services throughout

    call

    Backwards compatible with

    GSM network elements

    Also possible when GSM

    cells are connected to the

    UMTS core network

    Q.AAL2

    signalling

    Gateway

    and

    Backbone

    control

    signalling

    ISUP:

    ACM

    Additions to

    BSSMAP

    messages for

    handover to

    UTRAN is

    under way

    Handovers for PS-domain: key interfaces

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    UE

    GSM

    BSSUTRAN

    3G-

    SGSNGGSN

    Iu 2G-SGSN

    UE

    3G to 2G handover (PS domain)

    UE

    GSM

    BSS

    2G-SGSN

    UE

    UTRAN

    GGSN

    3G-SGSN

    I

    u

    GTP

    2G to 3G handover (PS domain)

    GT

    P

    G

    n

    G

    n

    GT

    P GT

    P

    3G to 2G Handover (UE connected to PS domain moves to GPRS)UE UTRAN

    The trigger for the handover can be

    the UE. Or, the serving RNC can

    trigger the handover to GPRS based

    on UE measurements. In any case the

    UE stops sending UL to 2G

    2G-SGSN BSS

    GTP: SGSN Context Request

    3G-SGSN

    GMM: Routing Area Update Request (MS radio access capabilities)

    GGS

    N

    3G-SGSN

    HLR

    RRC: Handover command

    UTRAN adds

    CGI (RAC,

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    U s ops se d g U o G

    Key to protocol name abbreviations:

    GMM - GPRS Mobility Management

    GTP - GPRS Tunnelling protocol

    RN - RANAP

    GTP: SGSN Context Request

    GTP: SGSN Context Response

    (MS network capabilities)

    RN: Iu release complete

    RN: SRNS Context Request

    RN: SRNS Context Response

    GTP: SGSN Context Ack

    N-PDU Data Transfer

    N-PDU Data Transfer

    GTP: Update PDP Context Request

    GTP: Update PDP Context Response

    GMM: Routing Area Update Accept

    GMM: Routing Area Update Complete

    handover from UMTS to

    GPRS

    Backwards compatible with

    GPRS network elements Also possible when GSM

    cells are connected to the

    UMTS core network

    The 3G-SGSN does the

    QoS mapping. By moving

    to 2G, the UMTS QoSservices are lost

    Data forwarding

    The source RNC instructs the CN about

    DL/UL GTP/PDCP PDU sequence

    numbers for lossless relocation

    Contains MS

    GPRS/UMTS

    cipheringcapabilities

    RN: SRNS data forward command

    3G SGSNstarts a timer

    Timer expiry

    MAP: Update GPRS location

    RN: Iu release command

    MAP: Cancel location

    MAP: Cancel location ackMAP: Insert subscriber data

    MAP: Insert subscriber data ack

    CGI (RAC,LAC)

    TLLI and P-TMSI usage in GMM/GTP messages to be checked

    UTRAN stops

    sending DL to

    UE

    Security functions

    The 3G-SGSN converts the 3G

    ciphering keys into 2G keys (see

    33.102). These keys are sent in the

    GTP:SGSN context response

    message.

    When does

    the packet

    forwarding

    stop?

    Compressed Mode

    During inter-frequency handover the UEs must be given time to make the

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    During inter-frequency handover the UE s must be given time to make thenecessary measurements on the different WCDMA carrier frequency. 1 to 7

    slots per frame can be allocated for the UE to perform this intra frequency

    (hard handover).

    Why is compressed mode needed?

    In UTRAN FDD, transmission/reception by the mobile is continuous : no idle periods are

    available for monitoring other frequencies if the UE has only a single receiver

    How is it done? Transmission gaps are created in the radio frame in DL and/or UL to allow the UE to

    switch to another frequency, perform measurements on another carrier (FDD, TDD or

    GSM) and switch back

    Transmission gaps are positioned in one radio frame or at the boundary of 2 radio framesin regular intervals referred to as a transmission gap pattern sequencetransmission gap pattern sequence

    no more than 7 slots are used in any one radio frame to create the transmission gap.

    Compressed Mode

    How is it done?

    Two approaches can be taken in creating the transmission gaps of the

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    Two approaches can be taken in creating the transmission gaps of the

    transmission gap pattern sequence

    Modifiy the physical layer parameters (by puncturing or spreading factor reduction) to allow all

    information bits to be transmitted.

    Restrict the bit rate (by higher layer scheduling) to match the fewer available transmission slots in acompressed radio frame.

    In both approaches, the goal is to not loose transmission frames

    Compressed Mode

    Who controls it?

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    Who controls it?

    Compressed mode is under the control of the UTRAN

    Compressed mode is configured by the RNC per UE in the form of

    transmission gap pattern sequencestransmission gap pattern sequences

    given to the UE via RRC signalling

    given to the node B via NBAP signalling

    a transmission gap pattern sequence is associated with a specific measurement purpose:

    FDD measurements,

    TDD measurements,

    GSM initial BSIC identification, GSM BSIC reconfirmation,

    GSM RSSI measurement

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    OPTIMISATION

    Optimisation - Optimisation Process

    Route definition

    Data Collection

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    ServerData AnalysisSignal PropagationAnalysis

    FTP

    Drive Team ADrive Team B

    Drive Team C

    FTP

    Aspirational Goals for Optimisation

    Three type of RF Optimisation Targets

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    CPICH_RSCP:

    Optimisation will aim to provide Dense Urban or Suburban CPICH signal

    levels according to the criterion presented in next slide.

    CPICH_Ec/Io:

    Optimisation will aim to provide a CPICH_Ec/Io >= -11 dB in 100% of the

    bins where the CPICH_RSCP target is met.

    Optimisation will aim to provide a CPICH_Ec/Io >= -9 dB in 95% of the bins

    where the CPICH_RSCP target is met.

    For the areas where the target CPICH_RSCP can not be met, optimisation

    will aim to maximise the number of bins where CPICH_Ec/Io >= -9 dB.

    Number of Cells within a 7 dB window from the best server: Optimisation will aim to obtain at maximum 4 cells (including best server)within the window for 95% of the bins where the CPICH_RSCP target is met.

    Optimisation will aim to maximise the number of bins where the number of

    cells within the window is at maximum 4 (including best server) for areas

    where the CPICH_RSCP target is not met.

    RF Build Audit

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    Why do you need to carry out RF Build Audit ?

    To ensure accurate and correct planning tool database

    To verify site installation/build is consistent with design

    To ensure that as-built drawing is correct and up-to-date

    To limit unnecessary time wasting during optimisation

    To ensure that optimisation changes recommendation are effective.

    Cluster Definition

    Cluster Size

    Cluster is a group of sites.

    It could be defined subject to availability of sites (small cluster e.g 5 sites)

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    It could be defined subject to time constraints (large cluster)

    Cluster size should be limited to 20-30 sites to allow faster optimisation.

    Cluster drive test survey should not exceed 1.5 to 2 days.

    Cluster Definition rules

    A site can only belong to one cluster

    The cluster boundary should be a polygon that minimises the boundaries with neighbouring

    clusters. If possible, cluster borders shall be defined along natural barriers for the RF propagation

    The urban centres shall be kept as close as possible the centre of a cluster.

    Key roads and rail routes should be avoided as cluster boundaries.

    Identified boomer sites, high sites or sites with poor RF quality shall, whenever possible, be

    located close to the centre of the cluster.

    Open areas such as stretches of water or sides of valleys where propagation would be

    enhanced cannot be considered in isolation and a cluster shall include the whole open area.

    Optimisation Route Definition Optimisation Route definition rules

    Drive test to be done in 1 day (small cluster) and 2 days max. (large cluster).

    All t i it i th l t h ld b d b th d i t

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    All sectors in every site in the cluster should be covered by the drive route.

    Drive routes shall be defined to cross the edges of 3G coverage (i.e. when the mobile hands

    over to 2G), to ensure that the 3G edge of coverage is crossed whilst drive testing.

    Routes should be defined around key business centres, shopping centres, tourist attractions

    and railway stations.

    Route must include major roads: Motorways, A roads, B roads and other important road.

    The routes should be laid out to gain a clear footprint of each cell (that can be achieved within

    1 day), such that close-in problems such as low transmit power as well as far-off problems

    such as spill-over can be observed.

    Acceptance Route Definition Acceptance Route Definition Rules

    The Drive Test Routes for Cluster Acceptance shall be a sub-set of the optimisation route.

    Drive test to be done in 1 day (small cluster) and 2 days max. (large cluster).

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    All sectors in every site in the cluster should be covered by the drive route.

    Drive routes shall be defined to cross the edges of 3G coverage (i.e. when the mobile hands

    over to 2G), to ensure that the 3G edge of coverage is crossed whilst drive testing.

    Routes should be defined around key business centres, shopping centres, tourist attractions and

    railway stations.

    Route must include major roads: Motorways, A roads, B roads and other important road.

    The routes should be laid out to gain a clear footprint of each cell (that can be achieved within 1

    or 2 days), such that close-in problems such as low transmit power as well as far-off problems

    such as spill-over can be observed.

    Inter Cluster Optimisation Definition

    Objective:

    The objective of network optimisation is to

    optimise all clusters covering an entire

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    region.

    Process:

    refer to Cluster Optimisation guidelines.

    Focused on the areas affected by cells with

    cross-cluster effects

    Optimisation Drive Test Routes will cover all

    cells belonging to cluster B and buffer areasin clusters A and C.

    The optimisation of 1st and 2nd tier sectors

    of clusters A and C pointing to cluster B will

    be done at this stage.

    Cell Shakedown/Site verification

    Objective

    The objective of the cell shakedown is to ensure that sites are operating properly.

    Cell Shakedown is the last check after integration and prior to optimisation to detect any residual

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    issues affecting effective site operation.

    Sector

    Carrier

    Code

    Power

    Sector

    Carrier

    Code

    Power

    Sector

    Carrier

    Code

    Power

    (Pre-requisites)Antenna sweep tests must be

    successfully completed

    Integration tests must be passedand accepted

    RNS, NSS and WG datafill

    parameters must be verified in

    details.

    Cleared spectrum

    Cell Shakedown

    Purpose

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    Purpose

    To test Call Setup (Voice and FTP) in each cell

    To test Handoffs (Soft and Softer) between Cells

    Verify antenna orientation

    Primary Pilot Ec/Io

    Scrambling Code for each cell

    UE transmit power

    Path Balance

    Method

    By driving clockwise and anticlockwise within a designated route around the

    the base station (about 30% of the site coverage area).

    Optimisation - Atoll Neighbour List generation

    Effective neighbor list

    planning, save unnecessarydrive test

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    AtollMapper

    Neighbour List Generated

    Neighbour List Generation

    is base on :-

    Atoll coverageprediction to generate a

    baseline neighbor list

    automatically

    Mapper neighbor

    verification wereconducted base on local

    knowledge and terrain

    profile analysis

    NOTE: This is an example as o2 is using Odyssey planning tool.

    Neighbouring Plan Optimisation (2G Neighbours)

    Thresholds for analysis of outdoor measurements

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    Thresholds for analysis of outdoor measurements

    1. Outdoor areas where the 3G coverage is insufficient

    CPICH_RSCP

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    p p gg p

    regions the 2G measurements done in active mode will be analyzed. The top 2G cell will be

    considered as a neighbour as long it provides enough signal strength and dominance.

    2. Areas where the Ec/Io is lower than the target for 3G/2G handover

    These regions will be identified using the 3G EcIo measurements considering the

    cpichEcNoThresholdused to trigger the compress mode and the hard handover to 2G. Within these

    regions the 2G measurements done in active mode will be analyzed. The top 2G cell will be

    considered as a neighbour as long it provides enough signal strength and dominance.

    3. Indoor

    These regions will be identified using the 3G RSCP outdoor measurements considering the

    cpichRscpThresholdused to trigger the compress mode and the hard handover to 2G corrected with

    the deep indoor penetration margin. Within these regions the 2G measurements done in active mode

    will be analyzed. The top 2G cells will be considered as a neighbour as long they provide enough

    signal strength and dominance

    Note: Due to current software limitations only 16 2G neighbours can be define per 3G cell. Whenever this number

    proves to be insufficient, the cluster exit reports will include a list of the necessary but undefined 2G neighbours

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    Optimisation

    Scanner data vs UE data analysis

    Antenna Configuration Change

    Identifying area of concern due to poorEc/Io, Active set, RSCP

    Recommending optimisation changes

    Neighbour list definition

    Analysing Problem Calls (Voice, Data and

    Video).

    Difference between Scanner data & UE

    Data CollectionDifference in data collection

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    Scanner

    Primary Common Pilot Channel (P-CPICH)

    scrambling code measurements

    Continuous Wave (CW) measurements

    Spectrum analysis

    Synchronization Channel (SCH) code word

    measurements

    UE Data/Voice/Video Calls

    Layer 3 messages logging

    Layer 2 messages logging (Transportchannel)

    RRC State logging

    UE Transmit Power SIR

    Serving Cell / Active Set / Monitored Set

    Events

    GSM neighbor measurements

    Antenna

    Cable

    Sampling

    Solution: Perform a calibration drive.

    Scanner and UE Data Post-Processing-

    Export Logfile Export LogfileL fil t l fil

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    Log file => export logfile

    Scanner and UE Data Post-Processing-Report

    GeneratorR t G t

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    Report Generator

    Log file => Report Generator

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    Antenna Configuration Change

    Antenna Configuration Change

    Why use it widely for WCDMA?

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    A cell broadcasts channels with

    different frequencies and or

    slots.

    1. The neighbouring cells utilisedifferent group of frequencies,

    which helps mitigate inter-cell

    interference. This is achieved by

    the frequency planning process.

    Both of the options are not

    available in WCDMA.

    Solution:Techniques such as down-tilt and

    azimuth changes, which direct RF

    energy from undesired areas to

    desired areas, are likely to becrucial in controlling pilot pollution

    and maximising capacity.

    GSM WCDMA

    Antenna Configuration Change (example)

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    View from Site 869 along approximate sector 2 azimuth

    Antenna Configuration Change

    (example), Cont.

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    RSCP plot for sector 2 of site 869 (SC 104) with 6EDT

    neighbor relations

    Antenna Configuration Change

    (example), Cont.

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    RSCP plot for cell sector 2 of site 869 (SC 104) with 6EDT

    and 4MDT

    TEMS Scanner WCDMA and UE (applications)

    Neighbor list optimization

    B di S i C ll / A i S / M i d S

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    Best servers according to Serving Cell / Active Set / Monitored Set

    Increase scanning capability, e.g. scan on different frequencies

    Missing neighbor detection (application)

    Optimization of neighbor relations

    Turn interferer into useful link, (Include interfering cell in neighbor list

    Interferer will turn into a wanted signal in SHO)

    Distance between cells suitable for neighbours should be considered

    Increased numbers of soft handovers can cause capacity problems

    TEMS Scanner WCDMA and UE (applications)

    Scanner UE

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    An overview of cluster performance

    based on scanner Best Serving

    CPICH RSCP and Ec/Io measureddata.

    An overview of cluster performance

    based on UEs perceived Best Serving

    CPICH RSCP and Ec/Io measured data. Data are used to assist detailed

    voice/video/data call analysis.

    Events

    Handover

    Blocked call

    Drop call

    Poor Coverage

    Missing Neighbours

    Pilot Pollution (overshooting or poorcoverage)

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    Optimisation Example 1 Scannerv.s. UE data

    Scanner Best Serving CPICH RSCP Plot

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    Measured Scanner Best Server CPICH RSCP Plot.

    UE Best Serving CPICH RSCP Plot

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    Measured UE Active Set Best Server CPICH RSCP Plot

    Scanner Best Serving CPICH Ec/Io Plot

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    Measured Scanner Best Server CPICH Ec/Io Plot

    UE Best Serving CPICH Ec/Io PlotNote: The Ec/Io of UE is

    worse than Scanner dueto missing neighbours

    ( d b

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    Measured UE Active Set Best Server CPICH Ec/Io Plot

    (some are caused by

    overshooting cells)

    UE Best Serving CPICH Ec/Io Plot

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    Measured UE Active Set Best Server CPICH Ec/Io Plot

    Identify problem areas

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    Optimisation Example 1 Cont.Poor Ec/Io

    Identifying area of concern Poor Ec/Io e.g due toOvershooting

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    Both SC27 & SC43

    from site 53 are

    overshooting the area

    Identifying area of concern Poor Ec/Io Poor e.g.due to Overshooting-Cont.(TEMS Map)

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    128Geographical Location for drop call near site 32472

    Poor Ec/Io Poor Ec/Io due to Overshooting-Cont.

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    Individual SC RSCP Plot for SC27 Individual SC RSCP Plot for SC43

    Site 53 has 2 cells, 30 meters high and with no tilt.

    Overshooting, Cont. (another area)

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    Geographical Location for drop call near site 3855

    Caused by Overshooting site 53 (SC27)

    Overshooting, cont.(SC27 P-CPICH RSCP plot)

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    Individual SC RSCP Plot for overshooting cell

    (SC27)

    Recommending Optimisation changes

    Apply 4 degrees down tilt to Both Sector 1& 3 of site 53

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    Optimisation Example 1 cont.Active Set

    Optimisation Example Cont..-Pilot Pollution(Active Set related)

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    Lack of Dominant Cell

    but margin o.k. Ec/Io

    for SC171, SC155,

    SC99 in AS.

    SC43 has strong RSCP & Ec/Io

    and is overshooting the area.

    Recommending Optimisation changes

    Once again, apply 4 degrees down tilt to SC43 (sector 3 of site 53) Then re-drive the area and check dominate serving P-CPICH and Ec/Io of the area.

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    9Tips: The report generator can also show an event call more than 3 strong SCswhich indicates there can be pilot pollution issue.

    Optimisation Example 1 cont.Poor Coverage

    Poor RSCP and Ec/Io for

    Serving Cell (SC150) and

    M it i C ll (SC53 &

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    Monitoring Cells (SC53 &

    SC94).

    Recommending Optimisation changesfor Example on Poor Coverage

    Solution:

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    Location of Poor Coverage Area near

    planned sites 31061 & 34800

    Solution:

    Need planned sites 34800

    to be on air

    planned sites

    Neighbour Planning

    3G->3G

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    Use planning tool (e.g. Atoll) to assist on initial neighbour planning.

    Select cells with overlapping coverage to serving cell (e.g. other cells inthe serving cell site & the first tier cells around the serving cell).

    Special cases: motorway (high speed drive).

    Add neighbour relations mutually.

    Priorities neighbour list. Avoid long list of neighbours.

    Avoid 2nd order SC clashes.

    Drive test and perform drop call analysis after initial neighbour lists are on

    the network. Add missing neighbours and re-drive test the area.

    Neighbour Planning -Avoid long list ofneighbours

    When Soft/Softer Handover is executed, a new Active Set is created.

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    According to the new Active Set, the new list of neighbours (modification)

    is sent to the UE in a new MEASUREMENT CONTROL message. If the new list of neighbour is greater than max allowable numbers of

    neighbours for one cell (e.g. 32 neighbours), the excessive numbers of

    neighbours will be truncated.

    To avoid this, prioritise the neighbour list. Also, keep neighbour list short. (e.g. 16 neighbours per cell).

    Neighbour Planning-Motorway example

    Car speed drive

    ld l

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    would pass several

    cells quickly, thusmay need more more

    neighbours along the

    motorway.

    Neighbour Planning-Avoid 2nd order SCclashes

    Cell B and D have the same SC

    If the UE is in softhandover between cells A

    d C d ll B d D

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    Cell B and D have the same SC

    UE in soft handover between Cell A

    and C

    and C, and cells B and D

    have the same PSC thenthe UE will be sent thisPSC twice.

    This will prevent the UEfrom being able to

    accurately report on thesePSCs and make handoverdecisions.

    Solution: Avoid use sameSC in nearby cells.

    Neighbour Planning

    3G->2G

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    Since the 2G network is more mature than the 3G network, most likely, a

    3G site would have a 2G equivalent site. If so, use same 2G neighbour list for 3G (including the 2G equivalent cell).

    If not, apply same principle for 3G neighbour planning to 2G.

    Each 3G cell and specify that a mutual 3G relation is to be added on the

    2G cell.

    Neighbour Planning (TEMS Map), Cont.

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    Click on the

    serving cell to

    show its defined

    3G neighbours.

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    Lunch!

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    Analysing problem calls

    Common Problem Summary

    Description Category

    9O

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    9Overshooting Parameter

    9No coverage RF

    Missing neighbouring relationship Parameter

    Call dropped after active set update UE

    PDP Context Activation Failure Core Network problem

    Missing neighboring relationship

    Symptom:

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    Before connection drop, the CPICH_Ec/No of the serving cell gets worse and

    detected neighbour has better Ec/No. After connection drop, when a new call is

    established, the UE will connect to another cell with better CPICH_Ec/No, which is

    not in the previous monitored set.

    Possible solution:

    Add the missing neighbour relationship to the neighbouring list.

    Remove that cell coverage if it is an overshooting cell.

    Missing neighboring relationship, cont.

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    Before dropped call:Detected Neighbour has good

    RSCP level.

    Missing neighboring relationship, cont.

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    UE keeps sending

    Measuerment Reportsreporting (event 1a forSC83) but no responsefrom UTRAN.

    Missing neighboring relationship, cont.

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    After dropped call:

    UE is connected to the missing neighbour cell (SC 83)

    Missing neighboring relationship, cont.

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    dark blue = footprint W00528021

    light blue = footprint W10646031

    Planned site

    Recommending Optimisation changes

    Add SC83 SC19as neighbours

    Note: site 3978 is a

    planned site.

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    Use .cel file to help tosee existing

    neighbour relations

    Planned site

    No coverage

    Symptom:

    All di f b d f

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    All radio performance are very bad performance

    Best serving CPICH_RSCP is low, e.g. < -105dBm

    Best serving CPICH_Ec/No is low, e.g. < -16dB

    UE_Tx_PWR is high. Normally, the UE releases the connection by itself.

    After connection drop, the UE cant find any suitable cell for a while.

    Possible solution:

    The unique solution is to add new site.

    No coverage,cont.

    Poor RSCP Level and

    Ec/No Level

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    Drop after active set update

    Symptom:

    Normally, the observed sequent messages in the UE side are:

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    UTRAN -> UE: Active set update (to request the UE to remove a cell, e.g.SC281)

    UE -> UTRAN: Active set update complete

    UTRAN -> UE: Measurement Control (update neighbour list)

    UE -> UTRAN: Measurement report (to propose to add7)

    UTRAN -> UE: Active set update (to request the UE to add SC 137)

    DROP.......(since no Active set update completion was sen after 12 secs ) The radio performances no matter DL and UL are very good.

    Possible solution: No solution, check this problem with UE vendor.

    Soft/Softer HandoverRadio Link Addition

    and Radio LinkRemoval.

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    Reference:User Description and Engineering Guidelines

    75/1551-HSD 101 02/1 Uen B2

    Ericsson AB 2003 - All Rights Reserved

    Drop after active set update, Cont.

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    BLER is getting worse

    RF condition

    is o.k.

    Drop after active set update, Cont.

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    No Active Set

    Completion was sent

    after Active Set

    Update.

    PDP Context Activation Failure

    Symptom:

    All radio performance are good

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    However, PDP Context Reject by

    UTRAN.

    Possible solution: No solution, check

    this problem with Network equipmentvendor.

    Good RF

    condition

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    BACKUP

    RRC States

    CELL_DCH: In this state the UE has a dedicated connection to the Radio AccessNetwork. It is used:

    For services requiring Conversational QoS, like voice and video call, because thestrict time delay constraints can only be achieved through a dedicated connection.

    For High bit rate PS services because these can only be achieved through a

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    g y g

    dedicated connectionIn this state the UE is in constant contact with the network which knows itsposition on cell level, because it communicates (via cell update) every time itchanges cell

    CELL_FACH:In this state the UE does not have a dedicated connection to thenetwork relying instead on common channels (RACH./FACH) which it shares withother users It is used

    For PS services that require the transfer of low amounts of data. If more capacity isrequired the UE is promoted to CELL_DCH

    For signalling with the networkIn this state the UEs position is known by the network on cell level

    RRC States

    CELL_DCH: In this state the UE has a dedicated connection to the Radio Access

    Network. It is used: For services requiring Conversational QoS, like voice and video call, because the

    strict time delay constraints can only be achieved through a dedicated connection.

    For High bit rate PS services because these can only be achieved through adedicated connection

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    In this state the UE is in constant contact with the network which knows itsposition on cell level, because it communicates (via cell update) every time itchanges cell

    CELL_FACH:In this state the UE does not have a dedicated connection to the

    network relying instead on common channels (RACH./FACH) which it shares withother users It is used

    For PS services that require the transfer of low amounts of data. If more capacity isrequired the UE is promoted to CELL_DCH

    For signalling with the network

    In this state the UEs position is known by the network on cell level

    RRC States

    CELL_DCH: In this state the UE has a dedicated connection to the Radio AccessNetwork. It is used:

    For services requiring Conversational QoS, like voice and video call, because thestrict time delay constraints can only be achieved through a dedicated connection.

    For High bit rate PS services because these can only be achieved through adedicated connection

    In this state the UE is in constant contact with the network which knows its

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    position on cell level, because it communicates (via cell update) every time itchanges cell

    CELL_FACH:In this state the UE does not have a dedicated connection to thenetwork relying instead on common channels (RACH./FACH) which it shares with

    other users It is used For PS services that require the transfer of low amounts of data. If more capacity is

    required the UE is promoted to CELL_DCH

    For signalling with the networkIn this state the UEs position is known by the network on cell level

    RRC States

    CELL_DCH: In this state the UE has a dedicated connection to the Radio AccessNetwork. It is used:

    For services requiring Conversational QoS, like voice and video call, because thestrict time delay constraints can only be achieved through a dedicated connection.

    For High bit rate PS services because these can only be achieved through adedicated connection

    In this state the UE is in constant contact with the network which knows its

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    position on cell level, because it communicates (via cell update) every time itchanges cell

    CELL_FACH:In this state the UE does not have a dedicated connection to thenetwork relying instead on common channels (RACH./FACH) which it shares with

    other users It is used For PS services that require the transfer of low amounts of data. If more capacity is

    required the UE is promoted to CELL_DCH

    For signalling with the networkIn this state the UEs position is known by the network on cell level

    Physical layer AspectsCompressed Mode Methods

    Three methods are available to create transmission gaps PuncturingPuncturing: additional puncturing/fewer repetitions are performed compared

    to normal mode to be used only in DL

    to be used only in the case of mapping to fixed positions

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    y pp g p

    scrambling and channelisation code remain unchanged

    Spreading Factor ReductionSpreading Factor Reduction: SF is divided by 2 can be used in UL and DL

    can be used with mapping to flexible positions

    to be used only when SF>4

    only 2nd DTX insertion and physical channel mapping is modified

    may lead to channelisation code shortage and the need to use a secondary scrambling code

    Physical Layer AspectsCompressed Mode Methods

    Higher Layer SchedulingHigher Layer Scheduling: only a subset of the TFCS is used during a compressed radioframe to create the gaps

    can be used in UL and DL

    can be used with fixed and flexible mapping

    to be used only for radio bearers that allow some buffering, e.g interactive and background classes

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    rate matching remains as in normal mode

    Use of Multiple Methods in ParallelUse of Multiple Methods in Parallel

    There are generally no restrictions within the standard on the use of different methods when multiple pattern

    sequences are used in parallel, however, some precautions must be taken.

    E.g., Compressed mode by puncturing affects the rate matching across the longest TTI in the CCtrCH while compressed mode by

    higher layer scheduling works on a radio frame basis. For these two methods to co-exist