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8/10/2019 UMTS Overview Presentation http://slidepdf.com/reader/full/umts-overview-presentation 1/38 UMTS Overview 

UMTS Overview Presentation

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UMTS

Overview 

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Goals of the Overview

• Understanding of the Aims of UMTS

• Global Vision of the Present Status of the Market

• General System Architecture of UTRAN - FDD

• Basic Characteristics of UTRAN - FDD

• Performance of UTRAN - FDD

Main Goal, Answer to: How UTRAN - FDD

Works?  

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UMTS Overview Method (I) 

• Duration of the Course: About 12 Hours.

• Material of the Course: One Book and One Presentation Based on

Slides

• The Method: During the Course, Only the Presentation Will Be Used

• The Book: –  Covers all the Contents that the Presentation Covers

 –  Details these Contents in a Deeper Way

 – Not Used During the Presentation (for Students’ Knowledge

Enhancement)

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UMTS Overview Method (II) 

• The Presentation:

 –  Based on 15 Main Slides

 –  These Slides Will Allow the Explanation of the Main Topics (to Achieve

the Goals of the Overview)

 –  Each Slide Covers Several Issues

 –  There Is no One to One Correspondence Between the Book and the Slides

of the Presentation

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Contents of the Book  

• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

• Chapter 4: Air Interface

• Chapter 5: Radio Theory• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

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Index of the Slides(I) 

• S01: Towards 3rd Generation

• S02: UTRAN System Architecture

• S03: Multiplexing Techniques: FDMA, TDMA and W-CDMA

• S04: Spreading & W - CDMA. Bits and Chips

• S05: Spreading & Scrambling in the UTRAN Radio Interface• S06: Spreading & W-CDMA Example

• S07: UTRAN - FDD RF Basic Structure: Dedicated Physical Channels

• S08: Channels in UTRAN - FDD. The Uu Interface

• S09: Radio Theory

• S10: Rake Receiver

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Index of the Slides (II) 

• S11: General Aspects of the UE

• S12: UTRAN Nodes

• S13: The Cell Search Issue

• S14: Power Control

• S15: Handover

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AMPS

ANSI

ARIB

CS

CWTS

ETSI

DAMPS

Advanced Mobile Phone System

American National Standard Institute

Association of Radio Industries and Businesses

Circuit Switching

China Wireless Telecommunication Standard

European Telecommunication Standardisation Institute

Digital Advanced Mobile Phone System

GSM

ITU

IMT

 NMT

 NSS

OHG

PDC

QoS

Global System for Mobile communication

International Telecommunication Union

International Mobile Telephony

 Nordic Mobile Telephony system

 Network Switching System

Operators Harmonisation Group

Personal Digital Cellular

Quality of Service

PS

RTT

T1

TD-CDMA

TIA

TTA

TTC

UMTS

VBR

WCDMA

3GPP

Packet Switching

Radio Transmission Technology

Standards Committee T1 Telecommunications

Time Division Code Multiple Access

Telecommunications Industry Association

Telecommunications Technology Association

Telecommunications Technology Committee

Universal Mobile Telecom System

Variable Bit Rate

Wideband Code Division Multiple Access

3rd Generation Partnershi Pro ect SO1

Towards 3rd Generation

ITU: IMT 2000

VISION

•Anywhere

•Anytime

•Bandwidth on Demand

•Multimedia

CONCEPT

•Land & Satellite Solutio

•Spectrum Allocation

•CS & PS•VBR & QoS

1-> (1980’s). Analogic: NMT, CASO, TACS 

2-> (1990’s). Digital RTT, Voice & Data:

GSM, D-AMPS, PDC, CdmaOne

3-> (2000). Digital. High Rate Tx 

ETSI

•2G: GSM

•3G: UMTSARIB

•2G: PDC, CdmaOne

•3G: UMTS, Cdma2000CWTS

•2G: CdmaOne

•3G: Cdma2000

TTA•2G: CdmaOne

•3G: Cdma2000

T1

•2G: GSM 1900

•3G: UMTS

TIA

•2G: CdmaOne

•3G: Cdma2000

ANSI

3 GPP3 GPP2

Cdma2000 UMTS

ITU- OHG

UTRAN FDD

UTRAN TDD

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S02:UTRAN System

Architecture • Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview 

• Chapter 3: CDMA Technique

 –  3.4 Soft and Hard Handover

 –  3.5 Power Control

• Chapter 4: Air Interface

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN) 

 –  7.3 UTRAN System Architecture

• Chapter 8: Core Network  

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

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BSC

BSS

CDMA

CN

CS

DRNC

EDGE

FDD

FDMA

GGSN

HLR

HSCSD

ISDN

Base Station Controller

Base Station Subsystem

Code Division Multiple Access

Core Network

Circuit Switched

Drift Radio Network Controller

Enhanced Data rates over GSM evolution

Frequency Division Duplex

Frequency Division Multiple Access

Gateway GPRS Support Node

Home Location Register

High Speed Circuit Switched Data

Inte rated Services Di ital Network

MS

MSC

 NSS

PS

PSTN

RNC

RNS

SGSN

SOHO

TDD

UE

UTRAN

VLR

Mobile Station

Mobile Services Switching Centre

 Network Switching Subsystem

Packet Switched

Public Switched Telephone Network

Radio Network Controller

Radio Network System

Serving GPRS Support Node

Soft Handover

Time Division Duplex

User Equipment

UMTS Terrestrial Radio Access Network

Visitor Location Re ister

UTRAN System Architecture

PSTN/ISDN

PDN

GSM BSS (Base Station Subsystem)  GSM NSS (Network Switch System) 

UTRAN

CN (Core Network) 

Iub Iu

Uu 

f 1, f’

f 1, f’1 

f 1, f’1, f 2, f’2 

f 1, f’1, f 2, f’2 

f 3, f’3, f 4, f’4, f 5,

f’5 •GSM (CS): 9.6 Kbps / 14.4 Kbps

•HSCSD (CS): 57.6 Kbps

•GPRS (PS): 115 Kbps

•EDGE (CS/PS): 384 Kbps

•UMTS (CS/PS): 2 Mbps 

EIR  

GGSNSGSN

VLR  

BSC  MSC  GMSC 

BSC 

RNC

RNC

BTS 

BTS 

 Node B

 Node B

 Node B

•S-RNC

•D-RNC

•C-RNC 

•Soft Handover

•Power Control

RNC Roles Main New Issues

Iur  

HLR  

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S03:Multiplexing Techniques:

FDMA, TDMA and W-CDMA• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

 –  3.2 Access Methods FDMA, TDMA, CDMA, FDD vs.... TDD 

• Chapter 4: Air Interface

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

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AMPS

CDMA

FDMA

GSM

 NMT

PCM

TDMAUMTS

WCDMA

Advanced Mobile Phone System

Code Division Multiple Access

Frequency Division Multiple Access

Global System for Mobile communication

 Nordic Mobile Telephony System

Pulse Code Modulation

Time Division Multiple AccessUniversal Mobile Telecomm System

Wideband Code Division Multiple AccessSO3

Multiplexing Techniques: FDMA, TDMA and W-CDMA

t

f

t

f

t

f

c

FDMA

TDMA

CDMA

f

f

f

P(f)

P(f)

P(f)

f

P(f)

P(f)

f

• NMT

•AMPS

•TACS

•GSM

•D-AMPS

•PDC

•CdmaOne

•UMTS 

•Cdma2000 

t

Despreading

 N0 

E b 

Bn 

f c 

f c 

f c 

f c  f c  f c 

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S04: Spreading & W-CDMA.

Bits and Chips • Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

 –  3.3 Introduction to Spreading and Modulation

• 3.3.1 Orthogonal Codes

• 3.3.3 Spread Spectrum Goals

• 3.3.4 Code Properties

• Chapter 4: Air Interface

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

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z(m)

BitOneInChipsRateBit

RateChipSF  

Bn

Bw

CDMA

Cp

Eb

 N0

SNRSF

UE

Bandwidth for the narrowband sign

Bandwidth for the Wideband signal

Code Division Multiple Access

Code Property

Bit Energy

 Noise Energy

Signal to Noise RatioSpreading Factor

User EquipmentSO4

Spreading & W-CDMA. Bits and Chips

f

f

Py(f)

Px(f)

Code

Generator

Code

Generator

Code

Generator

PS(f)

f

f c 

Bn 

Bw 

1 Chip

1 BitInfo

Signal

Spreading

Code

Signal

Spread 

Signal 

f

Pz’(f)

y(ny)

x(nx)

cy(m)

cx(m)

PS(f)

f

f

Pz(f)

z(m)

cx(m)

s(nx)

(m)c)y(n(m)c)x(nz(m) yyxx  

i(m)

0)(nC1) xcc yx   ε)(nC

0)(nC2)

xcc

xcc

yx

yx

)x(nSF)s(n xxx  

 

1SF)1(n

SFnm

xx

xx

20Log(SF)G p  

Multiply (1 / -1)

+1

-1+1

-1

+1

-1

1 / 0

0 / 1

XOR (1 / 0) or XOR (0 / 1)

 NSF

•CP1: Code Noise Like •CP2: Code Easy to Synchronise •CP3: Low Cross - Correlation

)x(nSF)s(n xxx  

xyyx   SFSFBit;th-nn     ZmnChip;th-m

yyxx   SFmn;SFmn  

  (m)cz(m)i(m) x

  (m)c(m)c)y(n(m)c)x(n yxyx2

x

  (m)c(m)c)y(n)x(n yxyx

(m)c(m)c)SFy(m)SFx(m yxyx  

  (m)c(m)c)y(n(m)c)x(n xyyxx

   

1SF)1(n

SFnm

yxyxx

xx

xx

(m)c(m)c)SFy(m)SFx(m)s(n

   

1SF)1(n

SFnm

yxy

1SF)1(n

SFnm

x

xx

xx

xx

xx

(m)c(m)c)SFy(m)SFx(m

   

1SF)1(n

SFnm

yxyxx

xx

xx

(m)c(m)c)SFy(m)x(nSF

   

1SF)1(n

SFnm

yxxxx

xx

xx

(m)c(m)c))y((n)x(nSF  y x   SF SF 

)(nC))y((n)x(nSF xccxxx yx   y x   SF SF 

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S05: Spreading & Scrambling

in the UTRAN Radio Interface • Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

• Chapter 4: Air Interface

 –  4.3 Spreading, Scrambling and Modulation 

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

S di d S bli i Th UTRAN R di I t f

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CC

CP

SC

SF

UE

Cannelization Code

Code Property

Scrambling Code

Spreading Factor

User Equipment SO5

Spreading and Scrambling in The UTRAN Radio Interface

Info Signal

Channelization Code (CC)

Scrambling Code (SC)

S pr ead Signal 

Donwlink

Uplink

•SC12 (BS) 

•CC(4, 1) (A) 

•CC(8, 3) (B) 

•CC(16, 16) (C) A 

C

B

C

A-> SC4, CC(4, 1) 

B-> SC1000, CC(8, 2) 

C-> SC3500, CC(8, 1) , CC(8, 2)

(15 - 960)Kbps

3,84MChips/s

5MHz

CC(1,1) 

CC(2, 2) 

CC(2, 1)

 

CC(4, 1) 

CC(4, 2) 

CC(4, 3) 

CC(4, 4) 

CC(8, 1) 

CC(8, 2) 

CC(8, 3) 

CC(8, 4) 

CC(8, 5) 

CC(8, 6) 

CC(8, 7) 

CC(8, 8) 

(1)

(1,1)

(1,-1)

(1,1,1,1)

(1,1,-1,-1)

(1,-1,1,-1)

(1,-1,-1,1)

(1,1,1,1,1,1,1,1)

(1,1,1,1,-1,-1,-1,-1)

(1,1,-1,-1,1,1,-1,-1)

(1,1,-1,-1,-1,-1,1,1)

(1,-1,1,-1,1,-1,1,-1)

(1,-1,1,-1,-1,1,-1,1)

(1,-1,-1,1,1,-1,-1,1)

(1,-1,-1,1,-1,1,1,-1)

Uplink

Usage

Length

CC SC

User’s PH  Users

4-256 38400

Number SF Millions

Donwlink

Usage

Length

CC SC

Users & PH Sectors

4-256 38400

Number SF 512

Family

Spreading

OVSF

Yes

Gold Code

Family

Spreading

OVSF

Yes

Gold Code

 No

 No

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S06: Spreading & W-CDMA

Example • Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

 –  3.3 Introduction to Spreading and Modulation

• Chapter 4: Air Interface

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

•Chapter 10: Cell Planing

• Charter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

Spreading & W CDMA Example

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Spreading & W-CDMA Example U1={1, 1}

U3={-1, 1}

U2={1, -1}

U4={-1, -1}

SO6

Info Signals

CC(4, 1)={1, 1, 1, 1}

CC(4, 2)={1, 1, -1, -1}

CC(4, 3)={1, -1, 1, -1}

CC(4, 4)={1, -1, -1, 1}

Channelization Codes

u1(t)

cc(4, 1)(t)

ttt

u2(t)

ttt

u3(t) u4(t)

t

t

-1

+1

-1

+1

-1

+1

-1

+1

-1

+1

-1

+1

-1

+1

-1

+1

cc(4, 2)(t) cc(4, 3)(t) cc(4, 4)(t)

Spreading & W CDMA Example

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Spreading & W-CDMA Example U1={1, 1}

U3={-1, 1}

U2={1, -1}

U4={-1, -1}

SO6

Info Signals

CC(4, 1)={1, 1, 1, 1}

CC(4, 2)={1, 1, -1, -1}

CC(4, 3)={1, -1, 1, -1}

CC(4, 4)={1, -1, -1, 1}

Channelization Codes

u1(t)

cc(4, 1)(t)

ttt

u2(t)

ttt

u3(t) u4(t)

t

t

-1

+1

-1

+1

-1

+1

-1

+1

-1

+1

-1

+1

-1

+1

-1

+1

cc(4, 2)(t) cc(4, 3)(t) cc(4, 4)(t)

ttt t

-1

+1

-1

+1

-1

+1

-1

+1

t+1+2+3+4

-4-3

-2-1

z(t)

+1+2+3+4

-4-3

-2-1

t t+1+2+3+4

-4-3

-2-1

s(t)

33

33

T)1T(t

T)T(t

''

3)(4,

' dt)(tcc)z(ts(t)

)](n[uRateBit1

RateChipSF

T33

33  

)(nuSF(m)ccz(m))s(n 333

1SF)1(n

SFnm

3)(4,3

33

33

   

u1(t) cc(4, 1)(t) u2(t) cc(4, 2)(t) u2(t) cc(4, 3)(t) u3(t) cc(4, 4)(t)

Z(t) cc(4, 3)(t)

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S07: UTRAN-FDD RF Basic

Structure: Dedicated Physical

Channels • Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

• Chapter 4: Air Interface

 –  4.2 Logical, Physical and Transport Channels

• 4.2.2 Physical Channels

 –  4.3 Spreading, Scrambling an Modulation 

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

UTRAN FDD RF Basic Structure: Dedicated Physical Channels

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CC

DTX

FBI

L1

SC

SF

SFNTFCI

TPC

Channelization Code

Discontinuous Transmission

Feedback Information

Layer 1 Information

Scrambling Code

Spreading Factor

Super frame NumberTransport Format Combination Indicator

Transmit Power ControlSO7

UTRAN - FDD RF Basic Structure: Dedicated Physical Channels 

UPLINK

DATA

PILOT TFCI FBI TPC

1 Frame = 10 ms

0 1 2 3 14..........

1 Time Slot = 2560 Chips

DPDCH

DPCCH

DOWNLINK

TFCI TPC DATA PILOT

1 Frame = 10 ms

0 1 2 3 14..........DPCH

1 Time Slot = 2560 Chips

DATA

SCUE 

•L1 Info 

•Info Signal (Data) 

L1

Info

Q

SCBS  CCUE 

L1

Info

M

U

X

Serial

to

Parallel

Q

P

S

K

Other PCHs

 

I

Q

Q

P

S

K

Other PCHs

               

DPDCH+DPCCH

DPDCH’ 

DTXDPCH

DPCH’ 

Rate

t

Frame BoundarySlot Boundary

Frames

 Node B

CCI 

CCQ 

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S08: Channels in UTRAN-FDD.

The Uu Interface • Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

• Chapter 4: Air Interface

 –  4.2 Logical, Physical and Transport Channels 

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

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S09: Radio Theory 

• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

• Chapter 4: Air Interface

 –  4.4 Transport Channel Coding and Multiplexing Chain 

• Chapter 5: Radio Theory • Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

Radio Theory

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Radio Theory 

A/D

C/I

CRC

dB

EbEDGE

 No

Analogue to Digital

Carrier over Interference

Cyclic Redundancy Check

decibel

Bit EnergyEnhanced Data rates over GSM Evolution

 NoiseSO9

Problems Solutions

   I  n   f  o  r  m  a   t   i  o  n   P  r  o  c  e  s  s   i  n  g   C   h  a   i  n   (   S   i  m  p   l   i   f   i  e   d   )

A/D

Conversión

Speech

Coding

Segmentation /

Concatenation

CRC Attachment

Channel Coding

Interleaving (1)

TCH

Multipexing

Interleaving (2)

PH Mapping

RF Tx

D

a

t

a

Other

TCHs

A/D

Conversión

Speech

Coding

Segmentation /

Concatenation

CRC Recovery

Channel Decoding

Desinterleaving (1)

TCH

Demultiplexing

Desinterleaving (2)

Rake Receiver

RF Rx

D

a

t

a

Other

TCHs

•Path Loss 

•Shadowing 

•Multipath:

•Diversity Techniques:

-Space: Two or More Antennas

-Frequency: Frequency Hopping, Spreading

-Time: Interleaving.

- Multipath & Macro Diversity: Rake

Receiver

•Power Control

-Fast Fading

-Time Dispersion

t

 

 Node B

• Error Detection (CRC) / Correction

•Channel Estimation

•C/I

•E b/N0 

T H I S

M U S T

H E A R

T H A T

THIS MUST HEAR THAT

TMHT HUEH ISAA STRT

T H I S

? ? ? ?

H E A R

T H A T

T ? I S

M ? S T

H ? A R

T ? A T

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S010: Rake Receiver 

• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

 –  3.3 Introduction to Spreading and Modulation

• 3.3.2 RAKE Receiver 

• Chapter 4: Air Interface

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

P (f)P(f)

Rake Receiver P(f)

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P (f)

f f

Rake Receiver  

SO10

SCBS 

CCx 

CCy 

x(n)

y(n)

Modulator

QPSK

Modulator

QPSK

SCBS’ 

CCx’ 

CCz 

Modulator

QPSK

Modulator

QPSK

SCBS 

RF Rx

CCx 

Matched

Filter

Delay

Equaliser

SCBS  CCx 

SCBS’  CCx’ 

 

t

 

t

 

t

3

 

t

 

t

 

t

3

 

Px(f)

f  

Delay

Equaliser

Delay

Equaliser

P(f)

ft

 

t

 

t

 

f

P(f)

f

P(f)

t

 

t

 

P(f)

ft

 

t

3

 

P(f)

f

t

3

 

f

Py(f) 

x(n)

z(n)

f

f

Px(f) 

Pz(f) 

P(f)

ft

 

P(f)

ft

 

t

 

t

3

 

t

3

 

t

3

 

t

3

 

t

3

 

t

3

 

P(f)

t

t

3

 

t

 

t

3

 

t

 

t

 

f

P(f)

t

t

 

f

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S11: General Aspects of the UE 

• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

• Chapter 4: Air Interface

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

General Aspects of the UE

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 AMR 

 API 

CM 

Codec 

CS 

FDD 

G. 

GSM BSS 

H. 

IMEI 

IMSI 

IN 

 Adaptive Multi Rate 

 Application Programming Interface 

Call Management 

Coder/Decoder  

Circuit Switching 

Frequency Division Duplex 

ITU Audio Coding Standard Series 

GSM Base Station Switching System 

ITU Multimedia Terminal Standard Series 

International Mobile Equipment Identity 

International Mobile Subscriber Identity 

Intelligent Network 

ITU 

LCS 

MAC 

ME 

MM 

MPEG-4 

MSISDN 

MT 

NW 

PHY 

PIN 

PS 

International Telecommunications Union 

Location Services 

Medium Access Control 

Mobile Equipment 

Mobility Management 

Motion Picture Expert Group 4 

Mobile Station International ISDN Number  

Mobile Termination 

Network 

Physical Layer  

Personal Identification Number  

Packet Switching 

RLC 

RRC 

SAT 

SM 

SMS 

SS 

TDD 

TE 

UE 

UICC 

USIM 

WAP 

Radio Link Control 

Radio Resource Control 

Subscriber Application Tool kit 

Session Management 

Short Message Service 

Supplementary Services 

Time Division Duplex 

Terminal Equipment 

User Equipment 

UMTS Integrated Circuit Card 

UMTS Service Identity Mobile 

Wireless Application Protocol SO11

General Aspects of the UE 

•Subscriber Identity

•Address Book

•SMS

•Rutting Area, Location Area

•Application Memory

•....

CM MM SM

CS Calls PS Session

GSM

Radio

UMTS

Radio

RRCRLCMAC

PHY

Core Network

UTRAN 

Logic Application

Service Capability

Open Interface-CN

UE

USIM

ME

MT

TE

• No Standardized UE Classes

- 2 W

- 0,5 W

- 0,25 W

- 0,125W

•UE Has to Tell Network Each Capabilities- Radio Capabilities

- Multimedia Capabilities

- Supported Speech Coders

•Standardized Services:

- Speech (AMR Codec)

- Video Telephony CS

(ITU-T Rec. H.324)

- Video Telephony PS

(ITU-T Rec. H.323 and IETF SIP)

Video

Equipment

Audio

Equipment

User Data

Application

SC User

Interface

H.263MPEG-4

G.723.1AMR

DataProtocols

H.245

Multiplex H.223

To MT

In

TE

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S12: UTRAN Nodes 

• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

• Chapter 4: Air Interface

• Chapter 5: Radio Theory

• Chapter 6: User Equipment (UE)• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

 –  7.4 UTRAN Nodes

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

UTRAN Nodes 

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ATM

CC

CNDL

FDD

MAC

 NW

Asynchronous Transfer Mode

Channelization Code

Core NetworkDownlink

Frequency Division Duplex

Medium Access Control

 Network

O&MQoS

QPSK

RAB

RLC

RNCRRC

Operation and MaintenanceQuality of Service

Quaternary Phase Shift Keying

Radio Access Bearer

Radio Link Controller

Radio Network ControllerRadio Resource Control

RX

SOHO

TDD

TXUE

ULReceiver

Soft Handover

Time Division Duplex

TransmitterUser Equipment

Uplink SO12

Node B

(Performs Tx / Rx In One Or More Sectors)

RNC

(Controls One Or More Node Bs)

ATM

Transport

 Network

ControlATM

Synchronisation Power

Tx Signal

Processing

•Radio Network

•Management

ATM

RAB

Management

Signal

Processing

Rx

Iub Iub 

Uu 

Control

Signal Processing (Layer 1)

Tx / Rx

Radio Network Management

RAB Management

Signal Processing (Layer 2)

•Signalling Toward RNC and O&M•Monitoring the Radio Quality

•Data Insertion in the Information System

•UP:

- CC & SC Generation

- Rake Receiver

- Desinterleaving- Channel Decoding &

Error Correction

- Combining (SOHO)

•DOWN:

- Splitting (SOHO)

- Channel Coding

- Interleaving

- CC & SC Generation

- Spreading

•RF Carrier Generation & Output Power

•QPSK Modulation / Demodulation

•Control all the Radio Resources Within the RNS

•Signalling to CN, UE, Node B and RNCs

•QoS Negotiation and Renegotiation With UE - CN

•Establishment: Assignment and Activation OfChannels in Node B and UE

•Supervision: QoS Monitoring, Handover Decision

•Release: Deactivation of Channels

•Flow Control&Retransmissions

•SOHO Combining & Splitting

•Ciphering & Deciphering

•Error Correction

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S13: The Cell Search Issue 

• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

• Chapter 4: Air Interface 

 –  4.7 Initial Cell Search 

• Chapter 5: Radio Theory• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

# 0 # 1 # 2 # 3 # 4 # 5 # 6 # 7 # 8 # 9 # 10 #1 1 # 12 #1 3 # 14The Cell Search Issue

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1 1 2 8 9 10 15 8 10 16 2 7 15 7 16

1 1 5 16 7 3 14 16 3 10 5 1 2 1 4 1 2 1 0

1 2 1 15 5 5 12 16 6 11 2 1 6 1 1 1 5 1 2

1 2 3 1 8 6 5 2 5 8 4 4 6 3 7

1 2 16 6 6 11 15 5 12 1 1 5 1 2 1 6 1 1 2

1 3 4 7 4 1 5 5 3 6 2 8 7 6 8

1 4 11 3 4 10 9 2 11 2 10 12 12 9 3

1 5 6 6 14 9 10 2 13 9 2 5 14 1 13

1 6 10 10 4 11 7 13 16 11 1 3 6 4 1 1 6

1 6 13 2 14 2 6 5 5 13 10 9 1 14 10

1 7 8 5 7 2 4 3 8 3 2 6 6 4 5

1 7 10 9 16 7 9 15 1 8 16 8 15 2 2

1 8 12 9 9 4 13 16 5 1 13 5 12 4 8

1 8 14 10 14 1 15 15 8 5 11 4 10 5 4

1 9 2 15 15 16 10 7 8 1 10 8 2 16 9

1 9 15 6 16 2 13 14 10 11 7 4 5 12 3

1 10 9 11 15 7 6 4 16 5 2 12 13 3 14

1 11 14 4 13 2 9 10 12 16 8 5 3 15 6

1 12 12 13 14 7 2 8 14 2 1 1 3 1 1 8 1 1

1 12 15 5 4 14 3 16 7 8 6 2 10 11 13

1 15 4 3 7 6 10 13 12 5 14 16 8 2 11

1 16 3 12 11 9 13 5 8 2 14 7 4 10 15

2 2 5 10 16 11 3 10 11 8 5 13 3 13 8

2 2 12 3 15 5 8 3 5 14 12 9 8 9 14

2 3 6 16 12 16 3 13 13 6 7 9 2 12 7

2 3 8 2 9 15 14 3 14 9 5 5 15 8 12

2 4 7 9 5 4 9 11 2 14 5 14 11 16 16

2 4 13 12 12 7 15 10 5 2 15 5 13 7 4

2 5 9 9 3 12 8 14 15 12 14 5 3 2 15

2 5 11 7 2 11 9 4 16 7 16 9 14 14 42 6 2 13 3 3 12 9 7 16 6 9 16 13 12

2 6 9 7 7 16 13 3 12 2 13 12 9 16 6

2 7 12 15 2 12 4 10 13 15 1 3 4 5 5 1 0

2 7 14 16 5 9 2 9 16 11 11 5 7 4 14

2 8 5 12 5 2 14 14 8 15 3 9 12 15 9

2 9 13 4 2 13 8 11 6 4 6 8 15 15 11

2 10 3 2 13 16 8 10 8 13 1 1 1 1 1 6 3 5

2 11 15 3 11 6 14 10 15 10 6 7 7 1 4 3

2 16 4 5 16 14 7 11 4 11 14 9 9 7 5

3 3 4 6 11 12 13 6 12 14 4 5 13 5 14

3 3 6 5 16 9 15 5 9 10 6 4 15 4 10

3 4 5 14 4 6 12 13 5 13 6 1 1 1 1 1 2 1 4

3 4 9 16 10 4 16 15 3 5 10 5 15 6 6

3 4 16 10 5 10 4 9 9 16 15 6 3 5 15

3 5 12 11 14 5 11 13 3 6 14 6 13 4 4

3 6 4 10 6 5 9 15 4 15 5 16 16 9 103 7 8 8 16 11 12 4 15 11 4 7 16 3 15

3 7 16 11 4 15 3 15 11 12 1 2 4 7 8 1 6

3 8 7 15 4 8 15 12 3 16 4 1 6 1 2 1 1 1 1

3 8 15 4 16 4 8 7 7 15 12 11 3 16 12

3 10 10 15 16 5 4 6 16 4 3 15 9 6 9

3 13 11 5 4 12 4 11 6 6 5 3 14 13 12

3 14 7 9 14 10 13 8 7 8 10 4 4 13 9

5 5 8 14 16 13 6 14 13 7 8 15 6 15 7

5 6 11 7 10 8 5 8 7 12 12 10 6 9 11

5 6 13 8 13 5 7 7 6 16 14 15 8 16 15

5 7 9 10 7 11 6 12 9 12 11 8 8 6 10

5 9 6 8 10 9 8 12 5 11 10 11 12 7 7

5 10 10 12 8 11 9 7 8 9 5 12 6 7 6

5 10 12 6 5 12 8 9 7 6 7 8 11 11 9

5 13 15 15 14 8 6 7 16 8 7 1 3 1 4 5 1 6

9 1 0 13 1 0 11 1 5 15 9 1 6 12 14 13 16 14 119 1 1 12 1 5 12 9 1 3 13 1 1 14 10 16 15 14 16

9 1 2 10 1 5 13 1 4 9 1 4 15 1 1 11 13 12 16 10

SO13

The Cell Search Issue 1 Frame = 10 ms

0 1 2 3 14..........

1 Time Slot = 2560 Chips

SCH

0 1 2 3 14..........

0 1 2 3 14..........

256 Chips

S S S S S S

78321 1

•Cell Camp•Cell Selection& Reselection•Handover•.....

Cell Search

•Slot Timing

•Frame Timing - Code Group

•BSSC Acquisition

P-SCH

S-SCH

•Same Word in all the Slots

•Same Word for all BS

•Same Combination of 15 Words in all the Frames

•Each Word of the Combination Can Be One of 16

•UMTS Use Only 64 Different Combinations

• Neighbours BS Should Use Different Combinations

1 2 3 1 8 6 5 2 5 8 4 4 6 3 7

Matched

Filter to S

t

a

Matched

Filter to 1Matched

Filter to 2Matched

Filter to 3Matched

Filter to...

t

a

t

a

t

a

a

t

1 2 3 1 8 6 5 2 5 8 4 4 6 3 7

1 2 3 4

9 10 11 12

17 18 19 20

25 26 27 28

5 6 7 8

13 14 15 16

21 22 23 24

29 30 31 32

505506507508509510511512

64 Groups of 8

Prioritized BSSC t

Time Slot

a

 Node B

 Node B

 Node B

256

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S14: Power Control 

• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

 –  3.5 Power Control 

• Chapter 4: Air Interface

• Chapter 5: Radio Theory• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing

• Chapter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

Power Control P(f)f

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BCCHBER

DCCH

FER

TPC

Broadcast Control ChannelBit Error Rate

Dedicated Control Channel

Frame Error Rate

Transmit Power Control SO14

6 Types of Power Control(3x2)

•UL Inner Loop Power Control

•DL Inner Loop Power Control

•UL Outer Loop Power Control

•DL Outer Loop Power Control•UL Open Loop Power Control

•DL Open Loop Power Control.

Fast Power Control,

Power Control Node B

f

P(f)

f

P(f)f

( )f c 

f c f c 

f

P(f)

f

P(f)

f

P(f)f c 

f c  f c 

Slow Power Control

 Node B

UL Inner LPC 

•SIR BS-Target

•SIR BS-Measured 

•TCPBS •PT-UE

DL Inner LPC

•SIR UE-Target

•SIR UE-Measured 

•TCPUE 

•PT_BS

SIR UE-Target > SIR UE-Measured  TCPUE  PT_BS SIR UE-Measured

SIR UE-Target < SIR UE-Measured TCPUE  PT_BS SIR UE-Measured

SIR BS-Target > SIR BS-Measured  TCPBS  PT_UE SIR BS-Measured

SIR BS-Target < SIR BS-Measured TCPBS  PT_UE SIR BS-Measured

SRNC

UL Outer LPC 

•QoSSRNC-Measured (BER, FER)

•SIR BS-Target 

DL Outer LPC 

•QoSUE-Measured (BER, FER)

•Control Parameters From SRNC•SIR UE-Target

DL Open LPC 

•UE Measurements

•Broadcasted Cell / System Parameters (BCH)

•PT-UE 

UL Open LPC 

•UE Measurements Reports

•PT-BS 

Initial Power Control

1,5 KHz, Every Time Slot!!!

UL Inner LPC: Sets Power Tx for UL Dedicated Channels

DL Inner LPC: Sets Power Tx for DL Dedicated Channels

UL Outer LPC: Sets Target SIR for UL Inner LPC

DL Outer LPC: Sets Target SIR for DL Inner LPC

UL Open LPC: Sets Initial Power Tx of UE, i.e. Random Access

DL Open LPC: Sets Initial Power Tx of downlink Channels

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S15: Handover 

• Chapter 1: UMTS, the Definition of a New Era

• Chapter 2: Architecture Overview

• Chapter 3: CDMA Technique

 –  3.4 Soft and Hard Handover 

• Chapter 4: Air Interface

• Chapter 5: Radio Theory• Chapter 6: User Equipment (UE)

• Chapter 7: UMTS Terrestrial Radio Access Network (UTRAN)

• Chapter 8: Core Network

• Chapter 9: Handover (Downlink Case Example)

• Chapter 10: Cell Planing• Charter 11: World - Wide Consensus on Additional Spectrum for 3rd

Generation

Handover  

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RNS Radio Network System

CN (Core Network)

RNC1  BSC RNC2  RNC3  RNC4 

 Node B1 

BTS 

 Node B5  Node B

4  Node B

 Node B2 

1 2 3 4 5 6 7

SC1  SC2  SC3  SC6 SC4  SC5 

8 10

SC1 

SC2 

SC3 

SC4 

SC5 

SC6 

f 1  f 2 f 1 f 1 f 1 f 1 

Soft

Handover

Softer

Handover

Soft

Handover

Hard

Handover

(Inter - System)

Hard

Handover

(Inter - System)

Hard

Handover

(Intra - System)

SRNC: 1-2-3-4-5-6

DRNC: 6

DRNC: 6

SRNC: 6-7-8

SRNC: 9SRNC: 10

9