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Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia URAdapt: Managing water in the urban-rural interface for climate change resilient cies

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Page 1: Strategic agenda for adaptation to urban water-mediated impacts of

Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa,

Ethiopia

URAdapt: Managing water in the urban-rural interface for climate change resilient cities

Page 2: Strategic agenda for adaptation to urban water-mediated impacts of

Foreword

Evidence shows that an increase in extreme rainfall events due to climate change is expected, accompanied by changes in other weather patterns. The impacts of these changes are expected across the country, but more notably in the urban areas which are home to large populations. Climate change adaptation measures in these areas are currently ad hoc, with no long-term plans and strategies in place.

From this background, a Strategic Agenda for Addis Ababa has been developed. This Strategic Agenda should play an important role in supporting informed decision-making for combatting climate change impacts. It was developed on the basis of an exhaustive dialogue over a three-year period in which all the pivotal stakeholders participated.

This Strategic Agenda reviews the findings of research and provides recommendations that can also be applied to other cities in Ethiopia. The research shows that if water resources are managed properly, Addis Ababa can become considerably more resilient to climate change even when faced with projected population increases and other compromising factors. This is a significant opportunity for innovative policy at the cutting edge of the climate change debate. We can create a country and people that are prepared for climate change impacts and not constantly responding to emergencies.

We invite all stakeholders and identified responsible organizations to support this endeavor.

.............................................................H. E. Ato Alemayehu TegenuMinister of Water and EnergyFederal Democratic Republic of EthiopiaApril, 2013

Page 3: Strategic agenda for adaptation to urban water-mediated impacts of

Contents

Strategic agenda for adaptation in Addis Ababa ------------------------------------------------------- 1

Background to the project ---------------------------------------------------------------------------------- 5

Generating knowledge for decision support ------------------------------------------------------------- 7

Case studies and findings ----------------------------------------------------------------------------------- 10

Research gaps and suggested further studies ----------------------------------------------------------- 14

Boundary partners ------------------------------------------------------------------------------------------- 15

List of acronyms ----------------------------------------------------------------------------------------------- 16

Glossary and terms used ----------------------------------------------------------------------------------- 17

References ----------------------------------------------------------------------------------------------------- 18

Acknowledgements ------------------------------------------------------------------------------------------ 19

Page 4: Strategic agenda for adaptation to urban water-mediated impacts of

1

Strategic agenda for adaptation in Addis Ababa

Cities are undergoing deep transformations throughout sub-Saharan Africa. Their populations are growing rapidly and their physical boundaries are expanding. Socioeconomic shifts – including the rise of an urban middle class – are leading to new patterns of production and consumption. Along with these shifts is a changing climate.

Addis Ababa is no exception. According to the 2007 census, the city had a population of about 2.74 million (CSA 2007) (excluding informal settlements in the 10 sub-cities within the administrative boundaries) and it was anticipated to grow to more than 3.1 million currently. Unofficial estimates suggest that more than 1 million people move in and out of Addis Ababa daily. The current area of Addis Ababa is approximately 518 km2 (as per geographic information system (GIS) delineation). Land use has changed from being largely unbuilt areas (about 85% in 1984) to largely built-up areas (more than 57% of the area in 2002), with impervious areas increasing rapidly.

As Ethiopia continues on its development trajectory to reach middle income status in 2025, its key economic assets will be affected by climate change (FDRE 2011). There is a clear need for new resource management practices that can secure a sustainable, climate-compatible future for cities and their surroundings. This is where the URAdapt strategic agenda comes in. The strategic agenda provides direction for city managers on how Addis Ababa’s water and wastewater systems can respond to the impacts of climate change. It is intended for national, regional and municipal decision-makers as well as private sector and non-governmental actors.

The strategic agenda sets out key recommendations as the basis for more detailed action plans by different stakeholder groups. The recommendations are contextualized in terms of current practices and policies, as well as the measures needed to build the climate change resilience of urban water and wastewater systems.

The recommendations were developed on the basis of a science-based dialogue among representatives of research institutes, public authorities, industry groups and non-governmental organizations. Collectively, they identified topics for research, which were carried out by a team of biophysical and social scientists. The results of these studies are available in the section, Case studies and findings.

The agenda describes three strategic objectives of major and immediate relevance when addressing climate change adaptation options for Addis Ababa. It outlines the pertinent issues and concerns, and presents the strategic recommendations for each objective, in addition to describing the enabling conditions and designating the responsible organizations. The document conforms to the urban water and climate change governance contexts of Ethiopia and Addis Ababa, and refers to the national development priorities as described in the Growth and Transformation Plan for Ethiopia.

Page 5: Strategic agenda for adaptation to urban water-mediated impacts of

2Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

STRA

TEGI

C O

BJEC

TIVE

1: A

DO

PTIN

G RE

GIO

NAL

INTE

GRAT

ED W

ATER

SU

PPLY

AN

D D

EMAN

D

MAN

AGEM

ENT.

Sub-

issu

es

Conc

erns

St

rate

gic

reco

mm

enda

tion

s/ac

tion

s En

ablin

g en

viro

nmen

t Re

spon

sibl

e or

gani

zati

ons

Wat

er su

pply

Like

ly in

crea

se o

f wat

er a

vaila

bilit

y du

e to

clim

ate

• Bu

ild d

istr

ibut

ed w

ater

cons

erva

tion

syst

em in

the

• IW

RM p

olic

ies.

AA M

unic

ipal

ity a

nd A

AWSA

. de

velo

pmen

t.

chan

ge, b

ut th

is ca

nnot

offs

et th

e fu

ture

wat

er

ci

ty a

s par

t of a

shor

t-te

rm/m

ediu

m-te

rm p

lan.

A fu

nctio

nal r

egio

nal

need

s of A

ddis

Aba

ba b

ecau

se o

f its

loca

tion

at th

e

• Fo

cus o

n de

velo

ping

dis

tanc

e w

ater

supp

ly o

ptio

ns in

plan

ning

uni

t.

he

ad o

f the

bas

in.

re

spon

se to

long

-term

nee

ds.

• Re

gion

al p

lann

ing

Futu

re p

lann

ed w

ater

supp

ly d

evel

opm

ent i

s •

Secu

re fi

nanc

e fo

r im

plem

enta

tion

of n

ew w

ater

polic

y in

pla

ce.

insu

ffici

ent t

o m

eet t

he cu

rren

t and

futu

re w

ater

supp

ly d

evel

opm

ent p

roje

cts/

prog

ram

s. •

Inst

itutio

nal c

apac

ity

supp

ly-d

eman

d ga

p.

• W

iden

reve

nue

base

and

impr

ove

reve

nue

colle

ctio

n

for i

mpl

emen

ting

wat

er

• In

crea

sing

pop

ulat

ion

and

urba

niza

tion

in th

e

by

city

coun

cil.

co

nser

vatio

n in

the

city

.

up

stre

am si

de o

f the

sour

ces o

f wat

er su

pply

may

Incl

ude

land

cons

erva

tion

as a

n in

tegr

al p

art o

f

thre

aten

the

wat

er su

pply

to th

e ci

ty.

In

tegr

ated

Wat

er R

esou

rces

Man

agem

ent (

IWRM

)

Sedi

men

tatio

n of

stor

age

rese

rvoi

rs a

s a re

sult

of

po

licy

and

intr

oduc

e bo

th b

iolo

gica

l and

phy

sica

l

la

nd-u

se ch

ange

thre

aten

s wat

er a

vaila

bilit

y.

cons

erva

tion

met

hods

.

Wat

er d

eman

d

• Po

pula

tion

incr

ease

lead

ing

to in

crea

se in

wat

er

• Im

plem

ent d

eman

d-si

de m

anag

emen

t thr

ough

the

use

• Ex

iste

nce

of p

olic

ies

AAW

SA.

man

agem

ent.

de

man

d.

of

app

ropr

iate

bes

t tec

hnol

ogie

s and

pra

ctic

es th

at ca

n

whi

ch a

ddre

ss is

sues

Incr

ease

d pe

r cap

ita w

ater

cons

umpt

ion

as a

resu

lt

en

sure

equ

itabl

e pr

ovis

ion

and

dist

ribu

tion

of w

ater

arou

nd w

ater

dem

and.

of

impr

oved

livi

ng st

anda

rds a

nd cl

imat

e ch

ange

supp

ly.

• Co

ordi

natio

n be

twee

n

(t

empe

ratu

re ri

se).

• M

ove

from

a p

rici

ng p

olic

y ba

sed

on co

st re

cove

ry to

Addi

s Aba

ba a

nd O

rom

ia

Ineq

uita

ble

acce

ss (a

vaila

bilit

y an

d us

age)

to

m

ore

effic

ient

wat

er u

se.

re

gion

s.

w

ater

in th

e ci

ty.

• Re

view

the

pric

ing

mec

hani

sm to

refle

ct a

tier

ed ta

riff

• In

effic

ient

use

of w

ater

by

resi

dent

ial a

nd

sy

stem

(lar

ger u

sers

pay

mor

e).

indu

stri

al co

nsum

ers.

• In

trod

uce

polic

y w

ith a

ccom

pany

ing

regu

latio

ns/

ince

ntiv

es fo

r im

plem

entin

g w

ater

-sav

ing

devi

ces.

Educ

atio

n pr

ogra

ms t

hrou

gh th

e m

edia

, on

wat

er-u

se

effic

ienc

y, w

ater

cons

erva

tion,

ben

efits

of r

ecyc

ling,

etc

. In

tegr

ated

Add

is-

• In

crea

se in

per

i-urb

an/r

ural

wat

er d

eman

d •

Deve

lop

and

impl

emen

t ben

efic

ial i

nteg

rate

d •

IWRM

pol

icie

s. AA

WSA

, AA

Mun

icip

ality

Fi

nfin

ne z

one

wat

er

(u

pstr

eam

/dow

nstr

eam

of A

ddis

Aba

ba)

w

ater

shed

man

agem

ent (

both

bio

logi

cal a

nd p

hysi

cal

• A

func

tiona

l reg

iona

l an

d Or

omia

Wat

er B

urea

u.

supp

ly a

nd d

eman

d

fo

r dom

estic

and

irri

gatio

n us

e.

co

nser

vatio

n m

etho

ds) u

pstr

eam

of t

he re

serv

oirs

plan

ning

uni

t. m

anag

emen

t. •

No

inte

grat

ed w

ater

supp

ly a

nd d

eman

d

and

stra

tifie

d pr

otec

tion

zone

s. •

Regi

onal

pla

nnin

g

man

agem

ent p

ract

ices

. •

Revi

ew w

ater

nee

ds o

f sur

roun

ding

are

as a

nd d

evel

op

join

t pro

gram

s for

wat

er in

fras

truc

ture

with

the

Or

omia

regi

on.

• St

reng

then

the

high

-leve

l ste

erin

g co

mm

ittee

bet

wee

n

Addi

s Aba

ba a

nd O

rom

ia, w

hich

ens

ures

sust

aina

ble

ac

cess

to w

ater

reso

urce

s.

• Di

vers

ify w

ater

sour

ces f

or p

eri-u

rban

and

rura

l use

s

(g

roun

dwat

er).

Page 6: Strategic agenda for adaptation to urban water-mediated impacts of

3

STRA

TEGI

C O

BJEC

TIVE

2: I

NTE

GRAT

ED F

LOO

D R

ISK

MAN

AGEM

ENT.

Sub-

issu

es

Conc

erns

St

rate

gic

reco

mm

enda

tion

s/ac

tion

s En

ablin

g en

viro

nmen

t Re

spon

sibl

e or

gani

zati

ons

Extr

eme

flood

eve

nts.

Incr

ease

in fl

ood

peak

and

vol

ume.

Revi

ew th

e ca

paci

ty o

f exi

stin

g ur

ban

drai

nage

Appr

opri

ate

flood

and

AA

Mun

icip

ality

.

• In

crea

se in

floo

d-su

scep

tible

are

as.

in

fras

truc

ture

and

impr

ove

mai

nten

ance

.

drai

nage

inst

itutio

nal

No

sing

le o

rgan

izat

ion

to d

eal w

ith fl

ood

Deve

lop

new

des

ign

guid

elin

es th

at in

corp

orat

e

setu

p.

man

agem

ent a

t city

leve

l, re

sulti

ng in

clim

ate

chan

ge im

pact

s and

the

influ

ence

of

• Pr

ovis

ion

of fl

ood

early

di

sper

sed

actio

ns.

no

n-cl

imat

e dr

iver

s on

stor

m w

ater

flow

s, e.

g., t

he

w

arni

ng sy

stem

.

• Ab

senc

e of

floo

d ri

sk a

sses

smen

t pro

cedu

res/

inte

nsity

-dur

atio

n-fr

eque

ncy

(IDF

) cur

ve sh

ould

gu

idel

ines

.

be ch

ange

d.

• In

adeq

uate

clim

ate

info

rmat

ion

syst

em fo

r •

Esta

blis

h a

sepa

rate

floo

d an

d dr

aina

ge m

anag

emen

t

pr

edic

tion

and

early

war

ning

of f

lood

.

orga

niza

tion

at ci

ty le

vel.

Deve

lop

best

floo

d m

anag

emen

t pra

ctic

es.

− Gu

idel

ines

for o

pen/

gree

n sp

ace

to b

uilt-

up a

rea

ratio

dur

ing

expa

nsio

n of

the

built

-up

envi

ronm

ent,

incl

udin

g or

ient

atio

n of

gre

en sp

ace

to m

axim

ize

infil

trat

ion

and

reta

rd su

rfac

e ru

noff.

Enac

t a z

onin

g po

licy

that

pro

vide

s for

buf

fer z

ones

,

gree

n sp

aces

, urb

an a

gric

ultu

re, e

tc.

− In

corp

orat

e pr

ivat

e se

ctor

man

agem

ent o

f par

ks

an

d re

venu

e co

llect

ion

to m

aint

ain

faci

litie

s.

Stre

ngth

en A

ddis

Aba

ba ci

ty fi

re a

nd e

mer

genc

y

se

rvic

es to

impr

ove

early

war

ning

and

incr

ease

com

mun

ity p

artic

ipat

ion.

− Cr

eate

rete

ntio

n po

nds u

pstr

eam

of t

he fl

ood-

pron

e

co

mm

uniti

es to

min

imiz

e su

rfac

e flo

ws.

Man

agin

g flo

od

• Se

ttle

men

t in

flood

-pro

ne a

reas

. •

Deve

lop

flood

risk

ass

essm

ent g

uide

lines

app

ropr

iate

Inte

grat

ed fl

ood

AA M

unic

ipal

ity a

nd

vuln

erab

ility

(ris

k •

Poor

hou

sing

cond

ition

s.

to th

e lo

cal c

onte

xt.

m

anag

emen

t pol

icy

sub-

citie

s. m

anag

emen

t, •

low

leve

l of w

ater

supp

ly a

nd sa

nita

tion

• De

velo

p re

sett

lem

ent p

lan

for v

ulne

rabl

e co

mm

uniti

es.

in

pla

ce.

infr

astr

uctu

re a

nd

se

rvic

es, c

ompo

undi

ng h

ealth

risk

s. •

Prov

ide

impr

oved

acc

ess t

o ba

sic s

ocia

l ser

vice

s for

soci

al co

mpo

nent

).

th

ese

com

mun

ities

.

• In

stal

l soc

ial i

nsur

ance

sche

mes

for v

ulne

rabl

e ur

ban

com

mun

ities

.

Page 7: Strategic agenda for adaptation to urban water-mediated impacts of

4Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

STRA

TEGI

C O

BJEC

TIVE

3: D

EVEL

OPI

NG

BEST

PRA

CTIC

ES F

OR

WAS

TEW

ATER

MAN

AGEM

ENT.

Sub-

issu

es

Conc

erns

St

rate

gic

reco

mm

enda

tion

s/ac

tion

s En

ablin

g en

viro

nmen

t Re

spon

sibl

e or

gani

zati

ons

Was

tew

ater

gen

erat

ion

Incr

ease

in w

aste

wat

er g

ener

atio

n du

e to

Impl

emen

t dem

and

man

agem

ent (

see

stra

tegi

c •

Sepa

rate

inst

itutio

nal

AAW

SA, A

A M

unic

ipal

ity a

nd

and

man

agem

ent.

urba

niza

tion

and

clim

ate

chan

ge

ob

ject

ive

1).

ar

rang

emen

ts fo

r AA

Env

iron

men

t Bur

eau.

(tem

pera

ture

rise

). •

Enco

urag

e de

cent

raliz

ed w

aste

wat

er d

ispo

sal a

nd

w

aste

wat

er h

andl

ing

Low

per

cent

age

of se

wer

cove

rage

(abo

ut 1

0%).

tr

eatm

ent s

yste

ms t

hat m

inim

ize

gree

nhou

se g

as

w

ith re

late

d po

licy

and

Best

man

agem

ent p

ract

ices

(BM

P) fo

r was

tew

ater

emis

sion

s.

legi

slat

ion

in su

ppor

t of

are

not y

et in

pla

ce.

• De

sign

an

ince

ntiv

e-ba

sed

pollu

tion

abat

emen

t

this

.

• In

adeq

uate

capa

city

to im

plem

ent t

he p

ropo

sed

po

licy

for i

ndus

tria

l was

tew

ater

man

agem

ent.

w

aste

wat

er m

aste

r pla

n.

• BM

P to

incl

ude

polic

y on

was

tew

ater

recy

clin

g an

d

sa

fe u

se in

agr

icul

ture

.

• In

stitu

te m

echa

nism

s for

the

sale

of t

reat

ed

was

tew

ater

for r

ecyc

ling

in d

owns

trea

m a

gric

ultu

re.

Initi

ate

the

impl

emen

tatio

n of

the

was

tew

ater

m

anag

emen

t mas

ter p

lan.

Wat

er q

ualit

y

• In

crea

sed

indu

stri

aliz

atio

n an

d ur

bani

zatio

n •

Inst

all w

ater

qua

lity

mon

itori

ng st

atio

ns a

t key

rive

r •

AA a

nd O

rom

ia

EPA,

and

AA

and

Orom

ia

dete

rior

atio

n.

in

and

aro

und

AA e

scal

ates

wat

er q

ualit

y

re

ache

s in

AA, i

ndus

tria

l out

lets

, ups

trea

m o

f the

Envi

ronm

ent B

urea

u to

En

viro

nmen

tal B

urea

us.

dete

rior

atio

n.

re

serv

oir i

nflo

w si

tes a

nd a

t res

ervo

ir si

tes.

pl

ay a

pro

activ

e ro

le i

n

• Lo

w e

nfor

cem

ent o

f exi

stin

g po

licie

s and

Rein

forc

e gr

ound

wat

er q

ualit

y m

onito

ring

.

enfo

rcin

g le

gisl

atio

n.

stan

dard

s. •

Stre

ngth

en ca

paci

ties o

f reg

ulat

ory

agen

cies

to

No

inte

r-re

gion

al m

onito

ring

and

adeq

uate

ly e

nfor

ce e

xist

ing

EPA

regu

latio

ns.

enfo

rcem

ent o

f wat

er q

ualit

y st

anda

rds.

Page 8: Strategic agenda for adaptation to urban water-mediated impacts of

5

Background to the projectGrowing cities strain basic service provisionIn many parts of sub-Saharan Africa, rapid urbanization outpaces the ability of city managers to adjust basic service provision, including water supply, sanitation and flood protection (Mafuta et al. 2011). Urban water management systems become subject to a range of pressures. Unplanned urban developments within watersheds may pollute surface waters and complicate water source protection. Land clearance, deforestation and the expansion of impermeable surfaces increase the risk of flooding, and slow the rate of infiltration and aquifer recharge. As storm and surface water runoff flow through built-up areas, their pollution loads increase, particularly where the necessary solid waste management practices are lacking (Palaniappan et al. 2010).

Cities change local ecologies The absence of water and sanitation services, alongside inadequate drainage and flood protection mechanisms, increase the disease burden on urban populations and the vulnerability of urban communities to weather-related disasters. New disease vectors or new infections emerge among urban populations.

Urban water management is a complex undertaking Urban water management goes much beyond providing water and sanitation services and overseeing related infrastructure. It also includes mitigating the risk of floods, landslides and other water-mediated disasters, as well as managing solid waste and storm water drainage. Conventionally, these services have been delivered in isolation. Yet, greater integration is key to safeguarding cities and water resources (Bahri 2012).

Silo-thinking’ is not limited to city managers. At the basin-level, water resources management often fails to account for the interdependencies between freshwater, wastewater, flood control and storm water (Parkinson et al. 2010).

Cities need water for residential, commercial and other uses. Yet, water may be located far away and is unlikely to be at the disposal of cities alone. Moreover, prevalent management practices make little distinction between different water qualities. A wide range of water needs are met using high-quality water, thereby exacerbating resource scarcity (van der Steen 2006). The situation is further complicated by the myriad authorities and legislative frameworks that govern urban water management.

Sustainable water management practices in cities benefit not only urban communities but also those in surrounding areas. URAdapt enrolled a wide range of stakeholders and devised an integrated research framework to account for the mutual dependencies between water sources, water use sectors and water management scales.

Climate change and urban water-mediated vulnerabilitiesA changing climate demands that the management of water is approached in a different way. Research on climate change adaptation has focused mostly on rural agriculture, neglecting the shift of populations towards cities. At the same time, urban infrastructure responses to climate change have concentrated on transport and energy sectors, and only minimally on water and wastewater systems.

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6Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

Water will mediate climate change impacts on ecosystems, livelihoods and the well-being of societies in urban areas and beyond (UN-Water 2010). Climate change is expected to influence the intensity, timing and reliability of rainfall.

In many developing cities, existing infrastructure struggles to cope with current weather conditions. Climate change will place further strain on water, transport, energy and ecosystems. Where no safety nets are in place, basic service provision is interrupted, local economies come to a halt and urban populations may be forced to seek new livelihoods elsewhere. Within cities, existing inequalities will be made worse (UN-Habitat 2011). Yet, current projections of water and sanitation supply and demand only account for population increases, and not for the impacts of climate change.

Urban water demand can be expected to increase in the future as a result of growing populations, rising temperatures, and more frequent and extreme heat events. Changes in temperature and precipitation patterns are predicted to impact the availability (in terms of both quantity and quality), treatment and distribution of water (WHO and DFID 2009).

More rain and heightened flood risks imply higher costs for road, drainage and flood protection infrastructure. Some lands may no longer be habitable.

Climate change will impact water-based sanitation. In areas where precipitation decreases, water-dependent sewerage systems may be damaged. Elsewhere – particularly in cities with combined sewer networks – treatment facilities may flood, leading to water contamination and public health risks (Tucci 2009). Simultaneously, in areas where groundwater levels are expected to rise, pollution caused by pit latrines may become more difficult to manage (WHO and DFID 2009). As a whole, sewage treatment lags behind coverage. Under climate change, performance requirements, costs and potentially also the carbon footprint of wastewater treatment will increase (Bahri 2009).

Half of the world’s population live within 3 km of freshwater bodies (Kummu et al. 2011). The lack of basic sanitation facilities in major cities of the developing world leaves a large ‘negative’ water footprint, thus exposing large populations to the adverse impacts of water pollution. Farmers downstream of cities using these polluted water sources for agricultural purposes have to face the combined effects of pollution and climate change.

URAdapt builds city resilience to climate change by generating scenarios for future water resources management in, and for, cities in light of population increases and climate change.

Page 10: Strategic agenda for adaptation to urban water-mediated impacts of

7

Generating knowledge for decision support

Conceptual research study framework

Definition of the research frameworkURAdapt devised an integrated analytical framework to produce new knowledge on climate adaptation in support of decision-making. The project has taken as its starting point the interdependencies between water sources, scales and sectors that cut across the urban-rural continuum.

URAdapt has recognized that contextually relevant and sustainable solutions can only arise out of mutual learning and collective action. With this in view, the project applied a Participatory Action Research (PAR) approach, which involved setting up the Research into Strategic Action Platform (Re-SAP). This platform provided an opportunity for a novel constellation of stakeholders to come together to discuss how Addis Ababa can reduce its vulnerabilities to climate change through improved and integrated urban water management. The Re-SAP has provided critical input into research activities through data provision, monitoring of progress, and evaluation of research quality and relevance. A smaller Core Group was available for more detailed discussions on relevant issues as needed.

Using regional climate models (RegCM4), URAdapt scientists downscaled global circulation models to the level of the Akaki Basin, serving Addis Ababa, in order to understand its exposure to climate change under Intergovernmental Panel on Climate Change (IPCC) scenario A1B.

Climate change scenarios

(downscaled)

Land use change scenarios

Time series inflow to reservoirs

(Impact assessment)

Historical climate data

HEC-HMS Model(Calibration and validation)

HEC-HMS Model(Impact assessment)

City water allocation/uses

VENSIM Model(Impact assessment)

Urban development scenarios

Historical flow data

Model parameters

Akaki catchment water availability Addis Ababa storm water/flooding

Watershed parameters

Water quality analysis

Supported by socio-institutional studies to capture

vulnerability

Downstream agricultural impact and adaptation

Upstream/downstream water interaction

Supply/demand gapWastewater generation

Runoff and storm water drainage design

Page 11: Strategic agenda for adaptation to urban water-mediated impacts of

8Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

This information was fed into a hydrological model (HEC-HMS) which modelled runoff in the catchment, and projected water availability and allocation under different climate and basin water use scenarios. At the city level, URAdapt investigated urban water and wastewater interactions, including the water supply-demand gap under different scenarios of per capita water use and population growth. Addis Ababa surface runoff was modelled using the US Soil Conservation Service (SCS)-based storm runoff model, and the impact of climate change on flood design parameters was studied. The project also examined vulnerability in terms of exposure to flooding and service levels for water supply and sanitation, and the associated adaptation responses of vulnerable communities, including those of downstream farmers exposed to poor water quality. Finally, urban-rural interactions around water use and management were studied with respect to Addis Ababa and the Finfinne zone surrounding it.

Selection of stakeholder groupings (boundary partners)Stakeholder selection was guided by two principles: the reflection of multiple perspectives on urban water management, and the participation of organizations and individuals in positions of incorporating project knowledge into policy debates and everyday working practice. More specifically, the project sought to enrol actors who could account for the following:

♦ The continuum of water use and management across urban and rural spaces (rural water supply, agriculture, irrigation), and reflect both the basin and national water resource management perspectives.

♦ Climate change (climate change lead organization in the government, implementers of adaptation measures and disaster risk mitigation).

♦ Socioeconomic factors that may compound vulnerability to climate change and be able to convey the voices of vulnerable women, urban slum dwellers and communities living in flood-prone areas.

♦ Local-level water governance (urban and rural local authorities, including those in charge of water supply and wastewater in the two project cities).

♦ Any health-related issues (including flooding and water contamination from poor sanitation).

The platform itself ensured that its composition continued to reflect the purpose of the project, and the in-built flexibility of the project ensured that new actors could be invited to platform meetings as and when needed. The specific tasks and operational mode of the platform were defined by stakeholders themselves. The Re-SAP also sought alignment with other water- and climate-related initiatives in Addis Ababa.

Process for stakeholder engagement in order to have impact The Re-SAP and Core Group have served as the main channels for stakeholder engagement. Collectively, they have discussed findings and their implications for policy formulation and implementation, and in this way, continually provided further definition to the types of impacts that the project could pursue.

In pursuit of wide-scale impact, the URAdapt project team and Re-SAP members have participated in climate change-related policy consultations and networked with communities of water management practitioners, both in Ethiopia and elsewhere. They represent a resource base that can be drawn upon in future work on climate change, water resources and cities.

Page 12: Strategic agenda for adaptation to urban water-mediated impacts of

9

At a more local level, URAdapt carried out targeted engagement with the Addis Ababa Municipality. This involved learning about the structure and functions of the key departments, as well as their information needs and data availability. More focussed discussions took place with the city manager and his technical teams (particularly those related to water, sewerage and drainage), and the Addis Ababa Water and Sewerage Authority. As a result, the project was able to remain up-to-date on municipal initiatives and identify opportunities for integrating URAdapt research into the ongoing work of the local authority. The project also interacted closely with vulnerable communities as part of the case study analytical process.

At the final stages in support of the uptake of the research findings, one-on-one meetings were held with high-ranking officials of the city municipality including the City Manager and other key actors responsible for the implementation of the agenda. The Climate Change Forum-Ethiopia, a non-government actor, was also enrolled to support future uptake of recommendations.

Page 13: Strategic agenda for adaptation to urban water-mediated impacts of

10Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

Case

stu

dies

and

find

ings

Rese

arch

them

e Re

sear

ch/s

tudy

topi

c

Mai

n fin

ding

s/lik

ely

scen

ario

Clim

ate

dow

nsca

ling

Ev

alua

tion

of th

e im

pact

of c

limat

e ch

ange

on

the

extr

eme

• Li

kely

incr

ease

in fl

ow v

olum

es a

nd fl

oodi

ng.

and

impa

ct o

f clim

ate

flo

w h

ydro

logy

and

wat

er a

vaila

bilit

y of

Aka

ki B

asin

usi

ng

• Th

ere

will

be

a 13

% in

crea

se in

the

annu

al fl

ow v

olum

e of

Aka

ki B

asin

in th

e 20

30s a

nd a

15%

incr

ease

in

and

non-

clim

ate

di

ffere

nt e

mis

sion

scen

ario

s.

the

2090

s. dr

iver

s on

urba

n

• Th

e ex

trem

e flo

ods w

ill li

kely

incr

ease

by

37%

in th

e 20

30s a

nd b

y 15

% in

the

2090

s.

hydr

olog

y

Eval

uatio

n of

the

impa

ct o

f clim

ate

chan

ge o

n th

e w

ater

Inflo

ws t

o, a

nd st

orag

e in

, the

thre

e re

serv

oirs

are

like

ly to

incr

ease

sign

ifica

ntly

.

supp

ly re

serv

oirs

of e

xist

ing

Gefe

rsa,

Leg

edad

i and

Dir

e

Inflo

w to

Leg

edad

i inc

reas

es b

y 14

and

16%

for 2

030

and

2090

, res

pect

ivel

y, w

hilst

the

stor

age

incr

ease

dam

s, an

d ot

her f

utur

e w

ater

supp

ly so

urce

s to

in

the

rese

rvoi

r is 2

1 an

d 19

%, r

espe

ctiv

ely

(sig

nific

ant)

.

Addi

s Aba

ba.

Inflo

w to

Dir

e in

crea

ses b

y 9

and

3% fo

r 203

0 an

d 20

90, r

espe

ctiv

ely,

whi

lst th

e st

orag

e in

crea

se in

the

re

serv

oir i

s 26.

5 an

d 24

%, r

espe

ctiv

ely

(sig

nific

ant)

.

Inflo

w to

Gef

ersa

incr

ease

s by

5 an

d 4%

for 2

030

and

2090

, res

pect

ivel

y, w

hilst

the

stor

age

incr

ease

in

the

rese

rvoi

r is 3

8 an

d 37

%, r

espe

ctiv

ely

(sig

nific

ant)

.

Im

pact

of b

uilt

envi

ronm

ent o

n hy

drol

ogic

al re

gim

es o

f •

The

non-

clim

atic

dri

ver o

f inc

reas

e in

are

a of

the

built

env

iron

men

t has

incr

ease

d th

e ru

noff

coef

ficie

nt fr

om

Ad

dis A

baba

.

28 to

45%

ove

r the

last

20

year

s, w

ith a

cont

inue

d in

crea

se e

xpec

ted

in th

e fo

rese

eabl

e fu

ture

.

• In

term

s of v

olum

e, th

is re

pres

ents

a 6

2% in

crea

se in

runo

ff vo

lum

e w

ithin

Add

is A

baba

.

• W

ith th

e ra

pid

chan

ges o

bser

ved

in th

e bu

ilt a

rea,

floo

d vo

lum

es a

re cu

rren

tly a

ntic

ipat

ed to

be

high

er.

M

ains

trea

min

g th

e im

pact

s of c

limat

e ch

ange

in th

e de

sign

The

retu

rn p

erio

ds o

f pea

k flo

ods h

ave

chan

ged,

so th

e de

sign

gui

delin

es fo

r dra

inag

e in

fras

truc

ture

hav

e to

of u

rban

dra

inag

e in

fras

truc

ture

.

be re

vise

d.

• Te

n-ye

ar re

turn

per

iod

of fl

oods

in th

e 19

90s (

60.1

m3 /s

) is e

quiv

alen

t to

two-

year

retu

rn p

erio

d of

floo

ds in

th

e 20

30s (

61.2

m3 /s

). Th

is is

equ

ival

ent t

o ab

out f

ive-

year

retu

rn p

erio

d of

floo

ds in

209

0 (6

2 m

3 /s).

Sim

ilarly

, the

50-

year

(72

m3 /s

) and

100

-yea

r (77

m3 /s

) ret

urn

peri

od o

f flo

ods b

ecom

e eq

uiva

lent

to th

e

fiv

e-ye

ar a

nd 1

0-ye

ar re

turn

per

iod,

resp

ectiv

ely

in th

e 20

30s.

Urba

n w

ater

syst

em

Eval

uatio

n of

wat

er a

nd w

aste

wat

er m

anag

emen

t und

er

• Cu

rren

t wat

er su

pply

pro

visi

on is

not

ade

quat

e fo

r Add

is A

baba

City

. The

re is

a g

ap o

f 28%

bet

wee

n su

pply

tr

ajec

tori

es a

nd im

pact

s co

nditi

ons o

f clim

ate

chan

ge fo

r Add

is A

baba

City

(Usi

ng

an

d de

man

d w

hich

has

to b

e m

et.

th

e VE

NSI

M M

odel

). •

Desp

ite a

dditi

onal

pla

nned

wat

er su

pply

dev

elop

men

t, by

203

0, th

e w

ater

supp

ly o

f Add

is A

baba

City

will

still

be

insu

ffici

ent d

ue to

the

incr

ease

d de

man

d re

late

d to

tem

pera

ture

rise

, dem

ogra

phic

gro

wth

and

the

im

prov

ed w

ell-b

eing

of p

eopl

e. F

or a

n av

erag

e sc

enar

io o

f per

capi

ta w

ater

dem

and,

the

gap

betw

een

supp

ly

and

dem

and

is e

xpec

ted

to in

crea

se to

47%

.

• If

expe

cted

dem

and

is m

et, w

aste

wat

er g

ener

atio

n in

the

City

of A

ddis

Aba

ba w

ill tr

iple

by

2030

.

• Of

the

net s

uppl

y of

wat

er, 1

7.5%

is co

nsum

ed b

y as

few

as 1

07 co

nsum

ers.

As

sess

ing

wat

er co

nser

vatio

n an

d m

anag

emen

t opt

ions

for

• A

net g

ain

of 3

4.4%

of w

ater

to b

ridg

e th

e ga

p w

ould

be

poss

ible

with

wat

er co

nser

vatio

n an

d m

anag

emen

t

mee

ting

the

incr

easi

ng w

ater

supp

ly-d

eman

d ga

p in

Add

is

m

easu

res.

Ab

aba

City

. •

Curr

ent n

on-r

even

ue w

ater

is a

bout

39.

5% (u

nacc

ount

ed fo

r wat

er in

the

dist

ribu

tion

syst

em).

Mos

t of t

he w

ater

dis

trib

utio

n fa

cilit

ies a

re o

ld a

nd b

adly

mai

ntai

ned.

By

repl

acin

g ol

d fix

ture

s with

new

and

ef

ficie

nt o

nes,

20%

of t

he w

ater

can

be re

gain

ed.

Un

ders

tand

ing

the

situ

atio

n of

was

tew

ater

irri

gatio

n in

the

The

qual

ity o

f wat

er in

the

Akak

i Riv

er h

as d

eter

iora

ted

over

the

last

40

year

s.

Akak

i cat

chm

ent.

• W

aste

wat

er g

ener

atio

n ha

s inc

reas

ed th

e av

aila

bilit

y of

wat

er fo

r veg

etab

le p

rodu

ctio

n in

dry

seas

ons.

Unex

pect

ed in

tens

ity o

f rai

nfal

l dur

ing

the

dry

seas

on a

nd a

t the

ons

et o

f the

rain

y se

ason

incr

ease

s

pollu

tant

leve

ls in

the

Akak

i Riv

er. C

onse

quen

tly, t

he fr

eque

ncy

of si

ckne

ss a

nd d

eath

of c

attle

incr

ease

s.

• Of

the

annu

al in

com

e of

farm

ers,

75%

is d

eriv

ed fr

om w

aste

wat

er ir

riga

tion

in th

e dr

y se

ason

. (Con

tinue

d)

Page 14: Strategic agenda for adaptation to urban water-mediated impacts of

11

Rese

arch

them

e Re

sear

ch/s

tudy

topi

c

Mai

n fin

ding

s/lik

ely

scen

ario

Farm

ers s

eek

othe

r sou

rces

of i

ncom

e du

ring

the

rain

y se

ason

due

to th

e flo

odin

g of

farm

land

s. W

ith

cl

imat

e ch

ange

and

exp

ansi

on o

f the

bui

lt en

viro

nmen

t, th

e pe

riod

of f

lood

ing

is li

kely

to e

xpan

d.

In

vest

igat

ion

of u

pstr

eam

/dow

nstr

eam

link

ages

in re

latio

n

• Du

e to

urb

aniz

atio

n an

d in

dust

rial

izat

ion,

ther

e w

ill b

e co

mpe

titio

n fo

r gro

undw

ater

use

from

the

Akak

i

to th

e ur

ban

wat

er cy

cle

for t

he C

ity o

f Add

is A

baba

.

wel

l-fie

ld (s

ervi

ng A

ddis

Aba

ba) f

or th

e su

rrou

ndin

g ar

eas.

Of th

e po

pula

tion

in th

e Fi

nfin

ne z

one,

20-

25%

is u

rban

with

incr

easi

ng w

ater

nee

ds.

Ther

e is

a la

rge

lives

tock

pop

ulat

ion

that

use

s rur

al w

ater

sour

ces a

nd a

lrea

dy fa

ce w

ater

shor

tage

s in

the

dr

y se

ason

.

Hum

an a

nd in

stitu

tiona

l As

sess

men

t of t

he p

hysi

cal a

nd so

cioe

cono

mic

vul

nera

bilit

y •

Diffe

rent

iate

d vu

lner

abili

ty o

f com

mun

ities

to fl

ood

inci

dent

s and

div

erse

copi

ng st

rate

gies

ado

pted

: vu

lner

abili

ty

of A

ddis

Aba

ba to

wat

er-m

edia

ted

impa

cts o

f clim

ate

chan

ge

The

city

exp

erie

nced

seve

re fl

oods

at l

east

25

times

bet

wee

n 19

78 a

nd 2

010.

Exc

ludi

ng th

e

(wat

er su

pply

, urb

an fl

oodi

ng a

nd w

aste

wat

er m

anag

emen

t).

dow

nstr

eam

Oro

mia

Dist

rict

, at l

east

15,

000

peop

le w

ere

seve

rely

affe

cted

. Of t

he p

opul

atio

n, 5

8%

livin

g cl

ose

to th

e ba

nks o

f the

Aka

ki R

iver

hav

e lo

w-q

ualit

y ho

uses

and

are

mor

e vu

lner

able

to fl

ood

in

cide

nce

(fro

m se

cond

ary

data

sour

ces)

.

Amon

gst t

he p

eopl

e ex

pose

d to

floo

d in

cide

nce,

38.7

% a

re in

Add

is Ke

tem

a, 3

2.2%

are

in A

kaki

-Kal

iti

and

30.8

% a

re in

Ara

da su

b-ci

ties.

Sub-

citie

s of A

kaki

-Kal

iti, L

idet

a, A

rada

, Nifa

s-sil

k-La

fto a

nd

Ch

erko

s are

the

mos

t exp

osed

to fl

oodi

ng.

− So

me

adap

tatio

n m

easu

res t

aken

by

vuln

erab

le co

mm

uniti

es to

floo

ds in

clud

ed re

info

rcin

g of

rive

r

ba

nks,

chan

ging

crop

ping

pat

tern

s, cl

eani

ng d

rain

s and

shel

teri

ng a

ffect

ed p

eopl

e in

com

mun

ity

shel

ters

as w

ell a

s for

min

g st

rong

soci

al n

etw

orks

as a

risk

insu

ranc

e st

rate

gy.

− Do

wns

trea

m fa

rmin

g co

mm

uniti

es (4

,108

farm

hou

seho

lds)

invo

lved

in p

eri-u

rban

agr

icul

ture

(3,5

60

hect

ares

and

subs

tant

ial l

ives

tock

) are

vul

nera

ble

to cr

op fa

ilure

and

live

stoc

k de

aths

as a

resu

lt of

flo

odin

g an

d w

ater

logg

ing

prob

lem

s (33

% o

f res

pond

ents

repo

rted

seve

re fl

ood

dam

age)

.

• Ur

bani

zatio

n, p

over

ty le

vels

and

low

acc

ess t

o ba

sic s

ocia

l ser

vice

s and

hou

sing

mak

e th

e ci

ty a

nd it

s

popu

latio

ns m

ore

vuln

erab

le:

− Th

e ci

ty m

ore

than

dou

bled

its b

uilt-

up a

rea

from

197

5 to

200

0 sh

owin

g a

phys

ical

exp

ansio

n fr

om 6

,050

to

14,

672.

7 he

ctar

es.

− W

ith a

pro

ject

ed ci

ty p

opul

atio

n of

5 m

illio

n by

203

0, m

igra

tion

to th

e ci

ty is

seen

as a

maj

or co

ntri

buto

r

(4

6.9%

).

− Of

the

hous

es in

the

city

, 24.

8% a

re in

ver

y po

or co

nditi

on a

nd in

crea

ses t

heir

vul

nera

bilit

y to

clim

ate

ex

trem

es.

− Of

the

popu

latio

n of

Add

is Ab

aba,

32.

5% a

re li

ving

bel

ow th

e po

vert

y lin

e. Th

e co

mm

uniti

es th

at a

re

mos

t vul

nera

ble,

due

to th

eir e

xtre

me

inco

me

pove

rty,

live

in A

kaki

-Kal

iti, C

herk

os, Y

eka

and

Arad

a.

• Cu

rren

t lev

el o

f dev

elop

men

t mak

es th

e ci

ty m

ore

vuln

erab

le to

wat

er su

pply

and

sani

tatio

n de

ficits

, with

diffe

rent

leve

ls o

f exp

osur

e am

ong

diffe

rent

soci

al g

roup

s:

Of th

e po

pula

tion

of A

ddis

Abab

a, 2

7% d

o no

t hav

e ac

cess

to im

prov

ed w

ater

supp

ly. A

ny fu

ture

re

duct

ion

in w

ater

supp

ly w

ill e

xace

rbat

e th

eir v

ulne

rabi

lity.

The

73%

that

hav

e ac

cess

will

also

be

af

fect

ed, b

ut to

a le

sser

deg

ree.

− In

the

very

poo

rly

serv

ed su

b-ci

ties o

f Aka

ki-K

aliti

, Gul

ele

and

Arad

a, b

etw

een

40 a

nd 4

7% la

ck a

cces

s

to

impr

oved

, affo

rdab

le a

nd su

ffici

ent w

ater

supp

ly. I

n be

tter

-ser

ved

area

s suc

h as

Add

is Ke

tem

a, G

ulel

e,

Kolfe

Ker

aneo

and

Ara

da, a

bout

35%

of t

he p

opul

atio

n ar

e su

bjec

t to

inte

rrup

tions

in w

ater

supp

ly

serv

ices

.

(Con

tinue

d)

Case

stud

ies a

nd fi

ndin

gs (C

ontin

ued)

Page 15: Strategic agenda for adaptation to urban water-mediated impacts of

12Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

Rese

arch

them

e Re

sear

ch/s

tudy

topi

c

Mai

n fin

ding

s/lik

ely

scen

ario

− Of

the

city

pop

ulat

ion,

83%

use

pit

latr

ines

whi

le o

nly

17%

of t

he p

opul

atio

n in

hig

h-in

com

e ar

eas h

ave

ac

cess

to fl

ush

toile

ts. I

n Ak

aki-K

aliti

, in

part

icul

ar, a

nd C

herk

os su

b-ci

ties,

betw

een

85 a

nd 9

0% o

f the

po

pula

tion

have

onl

y th

e ba

sic sa

nita

tion

serv

ices

.

Addi

tiona

lly, l

ow-in

com

e ar

eas w

ith p

it la

trin

es, w

hich

are

at r

isk fr

om fl

oodi

ng, f

ace

pote

ntia

l hea

lth

risk

s.

Less

than

15%

of t

he u

rban

are

a is

sew

ered

, and

30%

of t

he so

lid w

aste

is d

umpe

d in

ope

n sp

aces

, riv

er

bank

s, ro

ad si

des,

etc.

Exis

ting

road

infr

astr

uctu

re o

f the

city

is m

ore

vuln

erab

le to

floo

ding

due

to th

e lik

ely

incr

ease

in

in

tens

ity o

f rai

nfal

l and

und

er-d

esig

n of

dra

inag

e sy

stem

s.

Ou

t of t

he cu

rren

t roa

d ne

twor

ks o

f 3,3

24 k

m in

the

city

, abo

ut 1

,662

km

of a

spha

lt is

vuln

erab

le to

the

im

pact

s of c

limat

e ch

ange

as t

his w

as n

ot co

nsid

ered

dur

ing

cons

truc

tion.

Re

view

of p

olic

y an

d in

stitu

tiona

l arr

ange

men

ts to

ass

ess

The

polic

y an

d in

stitu

tiona

l ana

lysi

s ide

ntifi

ed th

e fo

llow

ing

feat

ures

(str

engt

hs a

nd w

eakn

esse

s) th

at in

fluen

ce

th

e ad

apta

tion

capa

city

of t

he ci

ty to

wat

er-m

edia

ted

the

capa

city

of t

he ci

ty to

ada

pt to

wat

er-m

edia

ted

impa

cts o

f clim

ate

chan

ge.

im

pact

s of c

limat

e ch

ange

. •

Nat

iona

l ins

titut

ions

and

pro

cess

es p

rovi

de a

supp

ortin

g en

viro

nmen

t for

ada

ptat

ion

to cl

imat

e ch

ange

:

Thou

gh cl

imat

e ch

ange

is n

ot d

irec

tly m

ains

trea

med

in th

e Gr

owth

and

Tra

nsfo

rmat

ion

Plan

(GTP

) of t

he

co

untr

y, th

e ov

eral

l dev

elop

men

t goa

l of e

radi

catin

g po

vert

y, as

stip

ulat

ed in

it, i

s a st

reng

th th

at b

uild

s the

city

’s ad

apta

tion

capa

city

. The

med

ium

-term

pla

n fo

cuse

s on

pro-

poor

dev

elop

men

t, ad

dres

sing

the

mos

t

vuln

erab

le se

gmen

ts o

f the

city

.

Clim

ate

chan

ge is

inte

rnal

ized

, alb

eit i

ndir

ectly

, in

the

exist

ing

envi

ronm

ent,

wat

er re

sour

ces m

anag

emen

t,

di

sast

er p

reve

ntio

n, p

repa

redn

ess a

nd e

arly

war

ning

pol

icie

s, an

d th

e he

alth

pol

icy.

− In

tern

atio

nal d

onor

aid

for d

evel

opm

ent p

rovi

des o

ppor

tuni

ties f

or fi

nanc

ing

clim

ate

chan

ge a

dapt

atio

n

prog

ram

s.

• At

the

city

leve

l, th

e ex

istin

g co

nstit

utio

n, in

stitu

tiona

l arr

ange

men

t as w

ell a

s the

org

aniz

atio

nal s

truc

ture

of

the

adm

inis

trat

ion,

refle

cts o

r cre

ates

mor

e ca

paci

ty fo

r the

city

to a

dapt

to w

ater

-med

iate

d im

pact

s of

cl

imat

e ch

ange

.

The

cons

titut

ion

and

the

wat

er p

olic

y pr

ovid

e th

e ci

ty w

ith th

e ri

ght t

o ut

ilize

wat

er re

sour

ces w

ithin

and

ou

tsid

e its

bou

ndar

y. Th

ere

is pr

ovisi

on fo

r est

ablis

hing

a sp

ecia

l joi

nt co

mm

ittee

with

the

neig

hbor

ing

Or

omia

regi

on fo

r res

ourc

e ut

iliza

tion

and

regu

latin

g di

scha

rge

of p

ollu

tant

s.

Man

date

s are

clea

rly

iden

tifie

d fo

r all

leve

ls of

the

inst

itutio

nal s

truc

ture

, inc

ludi

ng fe

dera

l, ci

ty, s

ub-c

ity

and

dist

rict

leve

ls.

− Th

e ci

ty is

aut

onom

ous a

nd p

repa

res i

ts o

wn

sect

oral

pol

icie

s, st

rate

gies

and

dev

elop

men

t pro

gram

s; it

al

loca

tes a

bud

get t

o de

velo

pmen

t pro

gram

s and

follo

ws-

up o

n th

eir i

mpl

emen

tatio

n. F

or e

ffect

iven

ess o

f

su

ch m

anda

tes,

the

city

has

its o

wn

dece

ntra

lized

stru

ctur

es th

at st

retc

h fr

om ci

ty to

dist

rict

leve

ls.

− Th

ere

are

info

rmal

com

mun

ity ri

sk sh

arin

g sc

hem

es, w

hich

are

org

aniz

ed b

y m

embe

rs, a

nd le

d by

de

moc

ratic

ally

ele

cted

lead

ers t

hat p

rovi

de a

n in

sura

nce

serv

ice

to m

embe

rs o

nly.

− Th

ere

is a

stro

ng w

illin

gnes

s of t

he lo

cal c

omm

unity

to p

artic

ipat

e in

and

cont

ribu

te to

the

plan

ning

and

im

plem

enta

tion

of a

dapt

atio

n pr

ogra

ms w

hich

will

hel

p to

bui

ld th

eir r

esili

ence

to cl

imat

e ch

ange

. Bet

ter

desig

n of

ada

ptat

ion

prog

ram

s is p

ossib

le w

ith lo

cal c

omm

unity

par

ticip

atio

n (r

esul

ts o

f foc

us g

roup

disc

ussio

ns).

(Con

tinue

d)

Case

stud

ies a

nd fi

ndin

gs (C

ontin

ued)

Page 16: Strategic agenda for adaptation to urban water-mediated impacts of

13

Rese

arch

them

e Re

sear

ch/s

tudy

topi

c

Mai

n fin

ding

s/lik

ely

scen

ario

Som

e im

plem

enta

tion

gaps

wer

e id

entif

ied

that

may

wea

ken

the

adap

tive

capa

city

of t

he ci

ty.

− Al

thou

gh th

e sp

ecia

l com

mitt

ee fo

r wat

er re

sour

ces m

anag

emen

t bet

wee

n Ad

dis A

baba

and

the

Orom

ia

regi

on h

as b

een

esta

blish

ed, c

lear

man

date

s, pr

oces

ses a

nd re

late

d in

stitu

tiona

l arr

ange

men

ts a

re st

ill

la

ckin

g to

mak

e it

func

tiona

l.

Low

impl

emen

tatio

n ca

paci

ty a

cros

s diff

eren

t org

aniz

atio

ns a

t the

city

leve

l. Th

is is

refle

cted

in p

oor

plan

ning

, low

impl

emen

tatio

n of

targ

ets,

poor

enf

orce

men

t of e

xist

ing

polic

y (e

.g., p

ollu

tion)

, low

mot

ivat

ion

of d

istri

ct o

ffici

als a

nd lo

w co

ordi

natio

n ca

paci

ty (e

.g., b

etw

een

AAW

SA a

nd A

ACRA

).

Nar

row

reve

nue

base

(bus

ines

s tax

, non

-pub

lic e

mpl

oyee

tax,

etc.)

and

low

reve

nue

colle

ctio

n ca

paci

ty (a

t

ci

ty le

vel)

impe

des a

dequ

ate

budg

et a

lloca

tion

for c

limat

e ad

apta

tion

prog

ram

s.

Low

aw

aren

ess o

f loc

al co

mm

unity

abo

ut w

ater

-med

iate

d im

pact

s of c

limat

e ch

ange

.

No

clea

r und

erst

andi

ng fo

r int

egra

ting

deve

lopm

ent p

lans

with

clim

ate

chan

ge a

dapt

atio

n pl

ans.

− Ea

rly

war

ning

syst

em e

xist

s at c

ity a

nd su

b-ci

ty le

vels,

but

ther

e is

no in

volv

emen

t of t

he lo

cal c

omm

unity

in

th

e pl

anni

ng a

nd im

plem

enta

tion

of th

is sy

stem

.

The

com

man

d–an

d–co

ntro

l pol

icy

of e

nvir

onm

enta

l pol

lutio

n ca

nnot

be

impl

emen

ted

due

to in

stitu

tiona

l

w

eakn

esse

s.

• Po

licy

and

inst

itutio

nal g

aps t

hat a

re li

kely

to a

ffect

effe

ctiv

e ad

apta

tion

are:

− Th

e w

ater

reso

urce

s man

agem

ent p

olic

y ig

nore

s effi

cien

cy in

tari

ff se

ttin

g, a

s it o

nly

cons

ider

s the

full

cost

reco

very

of t

he in

vest

men

t and

ope

ratio

n an

d m

aint

enan

ce co

sts i

n w

ater

serv

ice

deliv

ery.

− Th

ere

is no

pol

icy

inst

rum

ent t

hat e

ncou

rage

s the

use

of w

ater

-effi

cien

t tec

hnol

ogie

s.

Ther

e is

no w

aste

wat

er m

anag

emen

t pol

icy

and

the

exist

ing

was

tew

ater

trea

tmen

t pla

nts i

n th

e ci

ty h

ave

no m

anda

te to

sell

or re

cycl

e tr

eate

d w

aste

wat

er (a

s a p

ossib

le a

dapt

atio

n op

tion)

.

Ther

e is

no u

rban

agr

icul

ture

pol

icy

and

stra

tegy

. Thi

s hin

ders

the

prod

uctiv

ity o

f the

sect

or a

nd th

e sa

fe

use

of w

aste

wat

er in

irri

gatio

n, d

espi

te th

e hu

ge v

olum

es o

f was

tew

ater

pro

duce

d an

d th

e w

illin

gnes

s of

urba

n fa

rmer

s to

buy

and

prac

tice

safe

was

tew

ater

irri

gatio

n.

Ther

e is

low

pri

vate

sect

or p

artic

ipat

ion

in w

aste

man

agem

ent.

Hig

her p

artic

ipat

ion

coul

d im

prov

e se

rvic

e

le

vels.

Abse

nce

of fo

rmal

insu

ranc

e sc

hem

es fo

r clim

ate-

rela

ted

risk

man

agem

ent.

Case

stud

ies a

nd fi

ndin

gs (C

ontin

ued)

Page 17: Strategic agenda for adaptation to urban water-mediated impacts of

14Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

Research gaps and suggested further studies

♦ Developing a scalable approach or methodology for addressing urban adaptation to climate change impacts which are applicable across African cities.

♦ Water demand management and options for developing alternative water sources (rainwater harvesting, greywater/wastewater recycling, groundwater and water conservation).

♦ Decision support system for IUWM to mainstream climate change.

♦ Modelling water allocation in the Akaki Basin (and other potential water basins serving the city) under future climate and development scenarios.

♦ Applying regional downscaling models to understand climate change impacts in other major cities in Ethiopia.

♦ Coupling the expansion of the built-up environment with climate change, and consequences for the design of urban storm drainage systems.

♦ Climate information and attribution of impacts in understanding urban flooding in Addis Ababa.

♦ Improving urban flood hazard and risk mapping methods, and developing a current risk map for Addis Ababa.

♦ Designing and integrating locally appropriate flood management and adaptation measures into the overall city management plan.

♦ Community participation and management for addressing flood adaptation.

♦ Developing appropriate institutional mechanisms for enforcing existing and new environmental regulations.

♦ Quantitative microbial risk assessments and health impact analysis across flood-prone areas in Addis Ababa.

♦ Costing adaptation measures for informed decisions.

♦ Understanding and facilitating organizational change for mainstreaming climate change adaptation into working practices.

Page 18: Strategic agenda for adaptation to urban water-mediated impacts of

15

Boundary partners

Representatives/individuals from the following organizations participated in the Research into Strategic Action Platform (Re-SAP) meetings.

Addis Ababa Environmental Protection AuthorityAddis Ababa Municipality Addis Ababa University, College of Development StudiesAddis Ababa University, Department of Civil and Environmental EngineeringAddis Ababa University, Environmental Economics Policy Forum for EthiopiaAddis Ababa Water and Sewerage AuthorityAddis Ababa Women and Children Affairs OfficeAkaki Water OfficeAssociation of Citizen Solidarity for Campaign Against Famine in EthiopiaClimate and Health Working Group of EthiopiaClimate Change Forum - EthiopiaEthiopian Civil Society Network on Climate Change Ethiopian Development Research InstituteEthiopian Environmental Protection AuthorityForum for Environment - EthiopiaInternational Water Management InstituteMinistry of Water and Energy - Department of Research CoordinationMinistry of Water and Energy - Water Supply and Sanitation DirectorateMinistry of Water and Energy - Department of HydrologyNational Meteorology Agency Oromia Special Zone OfficeOromia Water, Mineral and Energy BureauSebeta Awas Woreda Water, Mine and Energy officeUrban Agriculture Extension Service

Lead partners: International Water Management Institute (IWMI); and Department of Civil and Environmental Engineering, Addis Ababa Institute of Technology, Addis Ababa University (AAU).

Lead researchers: The research team for the development of the Strategic Agenda includes Dr. Semu Ayalew Moges, Dr. Geremew Sahilu and Mr. Tadesse Animaw Sinshaw, from Addis Ababa University; Dr. Alebel Bayru from Ethiopian Development Research Institute; and Dr. Liqa Raschid-Sally and Mr. Edmund K. Akoto-Danso from the International Water Management Institute (IWMI).

Research dissemination: The Climate Change Forum - Ethiopia, represented by Mr. Gebru Jember, has been associated with the project from the outset, and will support the dissemination of the research findings and the strategic recommendations.

Project funder: International Development Research Centre (IDRC), Canada, and the Department for International Development (DFID), UK.

Page 19: Strategic agenda for adaptation to urban water-mediated impacts of

16Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

List of acronyms

Acronym NameAA Addis AbabaAACRA Addis Ababa City Road AuthorityAAWSA Addis Ababa Water and Sewerage AuthorityBMP Best Management PracticesDFID Department for International DevelopmentEPA Environmental Protection AuthorityGIS Geographic Information SystemGTP Growth and Transformation PlanIDF Intensity-Duration-FrequencyIDRC International Development Research CentreIPCC Intergovernmental Panel on Climate ChangeIUWM Integrated Urban Water ManagementIWRM Integrated Water Resources ManagementPAR Participatory Action ResearchRe-SAP Research into Strategic Action PlatformSCS Soil Conservation Service

Page 20: Strategic agenda for adaptation to urban water-mediated impacts of

17

Glossary and terms used

Climate change: is a change of climate which is attributed directly or indirectly to human activity that alters the composition of the global atmosphere and which is in addition to natural climate variability observed over comparable time periods.

Climate variability: refers to variations in the mean state and other statistics (such as standard deviations, the occurrence of extremes, etc.) of the climate on all temporal and spatial scales beyond that of individual weather events.

HEC-HMS: A hydrologic modelling system for modelling runoff at the catchment scale.

Integrated urban water management (IUWM): seeks to change the impact of urban development on the natural water cycle, by managing the urban water cycle as a whole.

IPCC Scenarios A1B and B1: These are scenarios constructed on the basis of 4 narrative story lines (A1, A2, B1 and B2), used to explore future developments in the global environment and their impact on climate. The A1 scenario story line emphasizes globalization, with intensification of market forces and rapid globalized economic growth. B1 emphasizes sustainability, with equity globalized, and extensive sustainable development. Scenario A1B is a subset of A1 indicating balanced energy across all sources both fossil and non-fossil (http://www.ess.co.at/METEO/CCS.html, and http://www.ipcc.ch/ipccreports/tar/wg1/029.htm).

RegCM4: A regional climate model for dynamic downscaling of outputs of Global climate models (GCMs).

Solid waste: Non-liquid, non-soluble materials ranging from municipal garbage to industrial wastes that contain complex and sometimes hazardous substances.

Storm water: the rainfall that flows over yards, streets, alleys, parking lots, farms and buildings, and enters the storm drain system.

VENSIM: The Ventana Systems Environment model (VENSIM) is a visual modelling tool that serves to conceptualize, document, simulate, analyze and optimize models of dynamic systems.

Wastewater: Water carrying wastes from homes, businesses and industries that is a mixture of water and dissolved or suspended solids.

Waterborne diseases: are caused by pathogenic microorganisms which are directly transmitted when contaminated freshwater is consumed.

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18Strategic agenda for adaptation to urban water-mediated impacts of climate change in Addis Ababa, Ethiopia

References

Bahri, A. 2009. Managing the other side of the water cycle: Making wastewater an asset. Global Water Partnership (GWP) Technical Committee (TEC) Background Paper No. 13. Stockholm, Sweden: Global Water Partnership (GWP).

Bahri, A. 2012. Integrated urban water management. Global Water Partnership (GWP) Technical Committee (TEC) Background Paper No. 16. Stockholm, Sweden: Global Water Partnership (GWP).

FDRE (Federal Democratic Republic of Ethiopia). 2011. Ethiopia’s vision for a climate resilient green economy. Green economy strategy. The Federal Democratic Republic of Ethiopia, September, 2011. Available at http://www.ethioembassy.org.uk/news_archive/crge/Ethiopai%27s%20Vision%20for%20a%20Climate%20Resilient%20Green%20Economy.pdf (accessed on February 4, 2013).

CSA (Central Statistical Agency). 2007. Population and housing census results. Addis Ababa, Ethiopia: Artistic Press.

Kummu, M.; de Moel, H.; Ward, P.J.; Varis, O. 2011. How close de we live to water? A global analysis of population distance to freshwater bodies. PLoS One 6(6): e20578. Available at http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3110782/ (accessed on January 25, 2013).

Mafuta, C.; Formo, R.K.; Nellemann, C.; Li, F. (eds). 2011. Green Hills, Blue Cities: An Ecosystems Approach to Water Resources Management for African Cities. A Rapid Response Assessment. United Nations Environment Programme, GRID-Arendal. Available at http://www.grida.no/publications/rr/blue-cities/ (accessed on January 28, 2013).

Palaniappan, M.; Gleick, P.H.; Allen, L.; Cohen, M.J.; Christian-Smith, J.; Smith, C. 2010. Clearing the Waters: A focus on water quality solutions. Nairobi, Kenya: United Nations Environment Programme (UNEP).

Parkinson, J.N.; Goldenfum, J.A.; Tucci, C.E.M. (Eds.). 2010. Integrated urban water management: Humid tropics. Urban Water series – UNESCO-IHP. CRC Press.

Tucci, C.E.M. 2009. Integrated urban water management in large cities: A practical tool for assessing key water management issues in the large cities of the developing world. Draft paper prepared for World Bank, July 2009.

UN-Habitat (United Nations Human Settlements Programme). 2011. Cities and climate change: Global report on human settlements 2011. London: Earthscan.

UN-Water. 2010. Climate change adaptation: The pivotal role of water. UN-Water Policy Brief. New York: UN-Water.

van der Steen, P. 2006. Integrated urban water management: Towards sustainability. Paper presented at the first SWITCH Scientific Meeting, University of Birmingham, UK, January 9-10, 2006.

WHO (World Health Organization) and DFID (UK Department for International Development). 2009. Summary and policy implications Vision 2030: The resilience of water supply and sanitation in the face of climate change.

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19

The project facilitators - the International Water Management Institute (IWMI) and Addis Ababa University - are most grateful to the International Development Research Centre (IDRC), Canada, for their financial support during the project

phase. They would also like to express their deep gratitude to members of the Research into Strategic Action Platform (Re-SAP) for their time and input in all aspects of the project.

All researchers associated with the project and the sector ministries are also gratefully acknowledged. This project was implemented under the CGIAR Research Program on Climate Change, Agriculture and Food Security (CCAFS).

Participants of the 1st Re-SAP meeting (12.04.2010) Participants of the 2nd Re-SAP meeting (05.08.2010)

Discussions at the 2nd Re-SAP meeting (05.08.2010) Project team members at a planning session (19.08.2011)

Participants of the 4th Re-SAP Meeting (23.08.2011) Taking a break between sessions (23.08.2011)

Project team members after a day’s work (19.08.2011) Project team members at a Write-shop (27.06.2012)

All photographs: URAdapt project.

Acknowledgements

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Semu Ayalew Moges (PhD)[email protected]; [email protected]

Chair, Climate, Hydrology and Water Resources Systems (CHWRS)Addis Ababa University, Addis Ababa Institute of Technology (AAiT)

Department of Civil and Environmental EngineeringP. O. Box 385, Addis Ababa, Ethiopia

Office: +251-111-232437 || Mobile: +251-921-606078

Geremew Sahilu (PhD)[email protected]

Addis Ababa University, Addis Ababa Institute of Technology (AAiT)

Department of Civil and Environmental EngineeringP. O. ,Box 385, Addis Ababa, Ethiopia

Office: +251-111-232437 || Mobile: +251-911-620361

Visit the project website (http://uradapt.iwmi.org) for updates on the project

For further information, contact: