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www.tyndall.ie/research/mems Stable, High Tuning Range, Micromachined Varactors for Space Applications Conor O’Mahony 1 , Yamuna Kuberappa 2 , John Love 2 and Martin Hill 2 1 Tyndall National Institute, Cork, Ireland. 2 Cork Institute of Technology, Cork, Ireland.

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Page 1: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Stable, High Tuning Range, Micromachined Varactors for

Space Applications

Conor O’Mahony1, Yamuna Kuberappa2, John Love2 and Martin Hill2

1Tyndall National Institute, Cork, Ireland.

2Cork Institute of Technology, Cork, Ireland.

Page 2: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Outline

Introduction: Space and RF MEMS Technology

Varactor Concept

Fabrication

Measured & Simulated Performance

Surface Roughness in MEMS Varactors

Related Work: Modelling & Packaging

Conclusion

Page 3: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Reconfigurable circuits for space applications

Electronically steerable antennas (ESA) use tunable electronic components to alter the phase of individual radiating elements, and so enable the radiated beam to steer without any mechanical motion of the antenna system.

ESAs have applicability in satellite communications systems, e.g. a single ESA could enable simultaneous tracking and communicating of multiple objects.

Beam steering is currently achieved using phase shifters, which typically employ GaAs varactors –

these are expensive and lossy.

Microelectromechanical switches and varactors could reduce losses and costs.

• Adapted from Schoebel, IEEE Microwave Theory and Techniques 53 (6), 2005

Page 4: Stable, High Tuning Range, Micromachined Varactors for

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Small, lightweight, adaptable -

may be batch fabricated on a variety of substrates.

Low mass –

suitable for space applications.•

Excellent RF Characteristics:–

Superior RF performance in comparison with market leading PIN diode and GaAs MESFET technologies

Lower insertion loss, higher isolation (switches)–

Higher tuning range and quality factor (capacitors)

Primary applications of capacitive switches/varactors will lie in the implementation of tunable, low-loss circuits for telecommunications:–

Phase shifters, antenna steering, radar impedance tuning for multiband radio, antenna tuning, transceiver integration….

This presentation outlines the design and development of a MEMS-

based varactor for use in reconfigurable telecommunications.

RF MEMS

Page 5: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Outline

Introduction: RF MEMS Technology

Varactor Concept

Fabrication

Measured & Simulated Performance

Surface Roughness in MEMS Varactors

Related Work: Modelling & Packaging

Conclusion

Page 6: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

substrate

VP

Beam electrode

bottom electrode

gap

Mechanical suspensions

Micromechanical Varactors

dAC /

0.00.30.60.91.21.5

0 10 20Bias Voltage [V]

Cap

acita

nce

[pF]

MEMS varactors use mechanical forces to move one plate relative to another and thereby tune the capacitance of the device.

Basic MEMS varactors are parallel-plate devices.•

Tuning limited to 50% by the electrostatic pull-in effect –

unsatisfactory•

Major efforts underway to extend this range.

Page 7: Stable, High Tuning Range, Micromachined Varactors for

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New design: ‘Hill-Shaped Zip-up’ Capacitor (HZC)

Novel design has potential to achieve very high tuning range

Based on leveraged bending using a multielectrode

structure

Tuned Capacitor Plates

Outer Actuation Electrodes

Page 8: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Outline

Introduction: RF MEMS Technology

Varactor Concept

Fabrication

Measured & Simulated Performance

Surface Roughness in MEMS Varactors

Related Work: Modelling & Packaging

Conclusion

Page 9: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Substrate and metal level (Metal2-

0.5m Al/1%Si)

Pattern Metal2 for

•circuit to device contact

•MEMS electrodes

PECVD dielectric (0.1m SiO2

)

to prevent MEMS short circuit

Spin and cure sacrificial layer

(2.5m polyimide) and open beam anchor holes

Varactor Fabricaton

Page 10: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

•Cold sputter structural layer (1.0m Al)

•Dry-release with polyimide etch in an oxygen plasma

Varactor Fabricaton

Page 11: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Outline

Introduction: RF MEMS Technology

Varactor Concept

Fabrication

Measured & Simulated Performance

Surface Roughness in MEMS Varactors

Related Work: Modelling & Packaging

Conclusion

Page 12: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Vact =0V

Vtune =0V

Vact =18V

Vtune =0V

0.0E+00

5.0E-14

1.0E-13

1.5E-13

2.0E-13

2.5E-13

3.0E-13

0 5 10 15 20 25Applied Inner Voltage [V]

Capa

cita

nce

[F]

Actuation voltage applied to outer electrodes.

Central beam bending is restrained by lateral tethers.

A combination of these opposing forces bends the capacitive electrode into a ‘hill-shape’.

Vact =25V

Vtune =0V

Phase 1: Actuation

Page 13: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Voltage applied to inner capacitive electrodes to tune the device capacitance.

Beam ‘zips-up’

along the central electrode

No instability point since a parallel-plate structure no longer exists >> continuous tuning.

Vact =25V

Vtune =4V

Vact =25V

Vtune =6V

Vact =25V

Vtune =10V

Phase 2: Tuning

Page 14: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

0.0E+002.0E-134.0E-136.0E-138.0E-131.0E-121.2E-121.4E-121.6E-12

0 5 10 15 20

Applied Voltage [V]

Cap

acita

nce

[F]

Stress = 0MPaStress = 20MPaStress = 40MPaStress = 60MPa

-0.1

0

0.1

0.2

0.3

0.4

0.5

0.6

-300 -200 -100 0 100 200 300

Beam Lengt h [m ]

Disp

lace

men

t [m

]

Vc=0Vc=3Vc=44.41V4.42VVc=5Vc=6Vc=10

Potential tuning Range >500%•

Tuning voltage goal <20V

Simulated Performance

Page 15: Stable, High Tuning Range, Micromachined Varactors for

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First measurements show tuning ranges of up to ~150% at 10V, 286% at 20V.

C-V curve shape agrees well with simulations; no instability point.•

Tuning Range much less than expected due to ––

(a) lower-than-expected initial gap height;–

(b) surface roughness of the bottom electrode.

0.0E+00

5.0E-14

1.0E-13

1.5E-13

2.0E-13

2.5E-13

0 5 10 15 20

Tuning voltage (volts)

Cap

acita

nce

(fara

ds)

Tuning Range:–

144% @ 10V–

286% @20V

Measured Performance

Page 16: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Outline

Introduction: RF MEMS Technology

Varactor Concept

Fabrication

Measured & Simulated Performance

Surface Roughness in MEMS Varactors

Related Work: Modelling & Packaging

Conclusion

Page 17: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

High capacitance tuning requires perfect contact between the beam and the substrate metal electrode; thermal ‘hillocking’

of the metal prevents this.

Contact capacitance is now a series connection of air-gap and dielectric capacitances

In practice, some roughness is unavoidable; excessive roughness causes poor performance in RF varactors and switches

Hillock

Cdielectric

Cair

Top Metal

Bottom Metal

Dielectric

Hillocks

Airgap

Surface Roughness

Page 18: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

0.15

0.18

0.21

0.24

0.27

10 15 20 25 30 35 40 45 50

Voltage [V]

Air-

Gap

Thi

ckne

ss [

m]

Model (CV)

Optical Measurement

V = 15.5V

Hillock

Roughness analysed using membrane-type switches and both optical and electromechanical tests

‘Residual gap’

due to roughness is voltage-dependent but is of the order of 0.1-0.3m

Voltage-dependent airgap model:•

Model parameters: ta0 = 0.2m; ts =2.5nm/V

Surface Roughness

0( ) (1 *( ))a sa piV t t V Vt

Page 19: Stable, High Tuning Range, Micromachined Varactors for

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• Roughness is the source of (relatively) low capacitance ratio.

Will never achieve full tuning (in practice, nanoscale roughness

will always reduce capacitive switch/varactor range by ~50%).

Working on reduction of roughness using (i) low-temperature processing and (ii) physical barrier capping.

1.4E-13

2.4E-13

3.4E-13

4.4E-13

5.4E-13

0 2 4 6 8 10Applied Voltage [V]

Cap

acita

nce

[F]

Simulated

Measured

Surface Roughness

Page 20: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Outline

Introduction: RF MEMS Technology

Varactor Concept

Fabrication

Measured & Simulated Performance

Surface Roughness in MEMS Varactors

Related Work: Modelling & Packaging

Conclusion

Page 21: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

MEMS devices are often (poorly) approximated as ideal or ‘parallel-plate’

structures.

‘Integrated modeling’

allows the use of both real and simulated MEMS geometries and shapes to analyse RF

performance.

Coventor for electromechanical modelling; interferometry for measured deflection profiles.

The measured and simulated surface profiles are imported into CST Microwave Studio and extruded to the switch dimensions.

The switch is translated into a 3D structure for electromagnetic simulations.

Integrated Modelling

Page 22: Stable, High Tuning Range, Micromachined Varactors for

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Air box with imposed radiation boundary conditions

Silicon substratePORT 150

PORT 250

Varactor over CPW

0.5m thick SiOxon silicon substrate

Integrated Modelling

Page 23: Stable, High Tuning Range, Micromachined Varactors for

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Example – S21 Simulation

Page 24: Stable, High Tuning Range, Micromachined Varactors for

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MEMS packaging essential for high reliability.

Packaging can account for >75% of total cost of the device and is often bulky.

This work is also investigating ‘wafer level’

thin film packaging with oxide and metal lids.

Low-temperature assembly-

allows use of materials such as polyimide and aluminium.

Process for sealing etch holes or channels still being tested.

Thin-Film Packaging

Page 25: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

Outline

Introduction: RF MEMS Technology

Varactor Concept

Fabrication

Measured & Simulated Performance

Surface Roughness in MEMS Varactors

Related Work: Modelling & Packaging

Conclusion

Page 26: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

• Novel varactor design has the potential to achieve a very high tuning range.

• Planar fabrication but no parallel-plate operation; no pull-in instability in characteristic C-V tuning curve (continuous tuning).

• Current maximum tuning ratio is 286% at 20V.

• This ratio will be improved by reducing surface roughness –

current work.

• Low sensitivity to residual fabrication stress and temperature.

• Inherently switched capacitance through actuation to initial profile.

• Requires no additional MEMS processing steps.

• May be integrated with wafer-level packaging technology.

Summary

Page 27: Stable, High Tuning Range, Micromachined Varactors for

www.tyndall.ie/research/mems

• Science Foundation Ireland’s National Access Programme.

• Enterprise Ireland.

• Tyndall’s Central Fabrication Facility

Acknowledgements