Soil Liquefaction - Presentation June 2009

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    Seminar for the California Geoprofessionals Association

    Soil Liquefaction During Earthquakes

    The Cliffs Notes Version

    Ross W. BoulangerIrvine, California

    June 11, 2009

    This seminar is based on:

    Materials from the Monograph (MNO-12) published by EERI in 2008, and

    Materials presented at the EERI Seminars by I. M. Idriss & R. W. Boulanger in Pasadena,

    St. Louis, San Francisco & Seattle, on March 9, 11, 16 &18, 2009, respectively.

    http://www.eeri.org/cds_publications/catalog/

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    Plot summary

    Fundamentals of liquefaction behavior Avoid confusion by being explicit with definitions.

    The role of excess pore pressure diffusion.

    Triggering of liquefaction New SPT and CPT curves: How they compare to others and when the

    differences can be important for you.

    Residual shear strength New recommendations that include consideration of void redistribution

    effects.

    Lateral spreading and post-liquefaction settlements Making decisions from incomplete information.

    Cyclic softening of clays and plastic silts Choosing appropriate engineering procedures.

    Fundamentals of

    liquefaction behavior

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    Figure 8. Stress paths for monotonic drained loading with constant p' and

    undrained loading (constant volume shearing) of saturated loose-of-critical

    and dense-of-critical sands

    Figure 16. Undrained cyclic triaxial test (test from Boulanger & Truman 1996).

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    Figure 17. Undrained monotonic versus cyclic-to-monotonic loading for loose-

    of-critical sand (after Ishihara et al. 1991)

    Figure 27. Undrained cyclic simple shear loading with an initial static shear

    stress ratio of 0.31 (test from Boulanger et al. 1991).

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    Figure 43. Two mechanisms by which void redistribution contributes to

    instability after earthquake-induced liquefaction (NRC1985, Whitman 1985)

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    Figure 44. A water film that formed beneath a silt seam in a cylindrical

    column of saturated sand after liquefaction (Kokusho 1999)

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    Figure 45. Localization of shear deformations along a lower-permeability

    interlayer within a saturated sand slope (Malvick et al. 2008)

    Take home points

    "Liquefaction" means different things to different people use

    more specific technical terms to avoid confusion in technical

    discussions.

    Critical state soil mechanics is a useful tool for appreciating

    the different behaviors of various soils over a range of

    densities and confining stresses.

    In situ shear strengths can be affected by the diffusion of

    excess pore pressures during and after shaking.

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    Triggering of liquefaction

    ratio0.4

    0.5

    0.6Curves derived by

    Seed & Idriss (1982)

    Seed et al (1984) & NCEER/NSF Workshops (1997)

    Idriss & Boulanger (2004)

    Seed (1979)

    Cetin et al (2004)

    1

    2

    3

    4

    5

    3

    4

    21

    5

    Cyclicstres

    0.1

    0.2

    0.3

    FC 5%

    Liquefaction

    Figure 66 Curves relating CRR to (N1)60for clean sands with

    M = 7 and 'vc= 1 atm.

    Corrected standard penetration, (N1)60

    0 10 20 30 40 0.0

    No Liquefaction

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    A primary contributor to the differences between Cetin et al, NCEER

    and Idriss & Boulanger is the differences in rd.

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    Other notable sources of differences are:

    Figure 60 Overburden normalization factor CN: (a) dependence on

    denseness, and (b) simpler approximations often used at shallower depths.

    Figure 64 K

    relationships derived from Rrelationships (from Boulanger and Idriss 2004).

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    Figure 69 Comparison of liquefaction procedures by Idriss and Boulanger

    (2006) to those from the NCEER/NSF workshop (Youd et al. 2001): (a) ratio of

    CRR values, and (b) ratio of FSliq

    Figure 70 Comparison of liquefaction procedures by Cetin et al. (2004) to

    those from the NCEER/NSF workshop (Youd et al. 2001): (a) ratio of CRR

    values, and (b) ratio of FSliq

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    Figure 76 Comparison of liquefaction analysis procedures from

    Idriss and Boulanger (2006), Cetin et al. (2004), and NCEER/NSF

    (Youd et al. 2001) for FC=35%.

    Is there a depth, like 50 ft (or 15 m) below which we dont

    need to consider liquefaction as being possible?

    EERI seminar participants

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    Influence of depth on liquefaction:

    Mechanisms affecting:

    Soil strengths

    Seismic loads

    Consequences

    Empirical observations must have a theoretical

    basis for understanding how our experiences from

    one site may relate to another.

    Limitations in how analysis methods handle the role

    o ep .

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    Figure 67 Curves relating CRR to qc1Nfor clean sands with M = 7 and = 1 atm

    Adjustment for fines content (FC)

    tio

    0.5

    0.6

    35

    Fines Content, FC[data points from Moss (2003)]

    82

    Robertson & Wride (1997)Ic= 2.59; FC = 35%

    Idriss & Boulanger (2004)for clean sands

    Cyclicresistancer

    0.1

    0.2

    0.3

    0.4

    9275

    75

    35

    40

    5074 65

    75

    86

    42

    65

    Figure 77 (a) Comparison of field case histories for cohesionless soils with

    high fines content and the curves proposed by (a) Robertson & Wride (1997)

    for soils with Ic= 2.59 (apparent FC = 35%)

    Normalized corrected CPT tip resistance, qc1N

    0 50 100 150 200 250 0.0

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    atio

    0.5

    0.6

    35

    Fines Content, FC[data points from Moss (2003)]

    82 66

    Suzuki et al (1997)

    2.25 Ic< 2.4Idriss & Boulanger (2004)

    for Clean SandsSuzuki et al (1997)

    2 Ic< 2.25

    Cyclicresistance

    0.1

    0.2

    0.3

    0.4

    9275

    75

    35

    40

    5074 65

    75

    86

    42

    65

    Normalized corrected CPT tip resistance, qc1N

    0 50 100 150 200 250 0.0

    Figure 77 (b) Comparison of field case histories for cohesionless soils with

    high fines content and the curves proposed by (b) Suzuki et al (1997) for Icvalues of 2.0 2.4

    ceratio

    0.4

    0.5

    0.6

    35

    Fines Content, FC[data points from Moss (2003)]

    86

    42

    82

    65

    66

    Derived Curvefor FC = 35%

    Idriss & Boulanger (2004)for Clean Sands

    Cyclicresistan

    0.1

    0.2

    0.3

    9275

    75

    35

    40

    5074 65

    Normalized corrected CPT tip resistance, qc1N

    0 50 100 150 200 250 0.0

    Figure 79 Comparison of field case histories for cohesionless soils

    with high fines content and a curve recommended for cohesionless

    soils with FC = 35%

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    Curves relating CRR to (N1)

    60for clean sands and sands with

    non-plastic fines have largely stabilized.

    Curves relatin CRR to for clean sands are stabilizin but

    Take home points

    the effects of fines content are subject to further refinements.

    Extrapolation of liquefaction correlations to depths larger than

    are covered empirically requires a sound theoretical basis.

    Consequences of liquefaction:

    Residual Shear Strength

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    Ratio,

    Sr

    /'v

    o

    0.3

    0.4

    Recommended Curvefor conditions where

    void redistribution effectsare expected to be negligible

    Group 2 &Group 3

    Group 1

    ResidualShearStrength

    0.1

    0.2

    Recommended Curvefor conditions where

    void redistribution effectscould be significant

    Seed (1987)

    Seed & Harder (1990)

    Olson & Stark (2002)

    Equivalent Clean Sand SPT Corrected Blowcount, (N1)60cs-Sr

    0 5 10 15 20 25 30 0.0

    Figure89 Normalizedresidualshearstrengthratioofliquefiedsandversusequivalent

    cleansand,correctedSPTblowcountbasedoncasehistoriespublishedbySeed(1987),Seed

    andHarder(1990),andOlsonandStark(2002)

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    Take home points

    An understanding of strength loss mechanisms is provided by

    laboratory testing and physical modeling studies.

    Case histories implicitly account for void redistribution.

    The relationships presented in the Monograph reflect the current

    understanding and capabilities for modeling this phenomenon.

    More work in this area is needed.

    Consequences of liquefaction:

    Lateral spreading and post-liquefaction

    reconsolidation settlements

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    Lateral spreading analyses

    Approaches Empirical

    Newmark sliding block analyses

    Integrate potential strains versus depth

    Nonlinear dynamic analyses

    None capture all

    the physical

    phenomena.

    Figure

    91.

    From

    Rausch

    1997

    Site

    characterization

    is a major

    source of

    uncertainty.

    Figure 98. How LDI vectors may relate to the extent of lateral spreading

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    Figure 98. How LDI vectors may relate to the extent of lateral spreading

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    Take home points

    Appropriate site characterization is essential for identifyingand quantifying liquefaction hazards.

    Simplified procedures for estimating liquefaction-induced

    ground deformations are inherently limited in their accuracy by

    the fact they cannot account for all the physical mechanisms

    or initial conditions.

    The insights from various types of analyses, even if their

    accuracy is limited, can still guide effective decision making.

    Cyclic softening in

    clays and plastic silts

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    What is liquefaction & what is cyclic softening?

    Using "liquefaction" to describe ground failure in both sands andlow-plasticity clays implies:

    a common behavior, and

    An interpretation problem

    a common se o eng neer ng proce ures.

    If a silt/clay is deemed "liquefiable", it is common to use SPT- andCPT-based liquefaction correlations

    E.g., NCEER/NSF workshop (e.g., Youd et al. 2001)

    Recommendations to sample and test "potentially liquefiable"silts/clays are often not heeded.

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    Question: What is the best way to estimate the potential for strength

    loss & large strains in different types of fine-grained soils?

    Reposing the question

    r, w a ypes o ne-gra ne so s are es eva ua e us ngprocedures modified from those for sands, versusprocedures modified from those for clays?

    Terminology:

    "Sand-like" (or cohesionless) refers to soils that behave likesands in monotonic and cyclic undrained loading. Onset ofstrength loss and large strains is "liquefaction."

    " "-in monotonic and cyclic undrained loading. Onset of strength

    loss and large strains is "cyclic softening."

    Atterberg limits of fine-grained soils exhibiting

    sand-like versus clay-like behavior

    Distinguishes between soils whose seismic behaviors are bestevaluated using different engineering procedures.

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    Figure 135. Schematic of transition from sand-like to clay-likebehavior for fine-grained soils

    Figure 136. Relationship among sensitivity, LI, and effectiveconsolidation stress (after Mitchell and Soga 2005)

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    "Liquefaction" procedures for cohesionless soils

    Semi-empirical correlations based on in situ penetration tests.

    Consequences depend on relative density (e.g., bad if loose, notso bad if dense).

    "Cyclic softening" procedures for cohesive soils

    Procedures based on estimation of undrained shear strength(e.g., may include correlations, in situ tests, lab tests).

    Consequences depend on sensitivity (e.g., bad for quick clays,. ., n .

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    20

    30

    40

    Index,

    PI

    Soils reported by Bray et al. (2004b) tohave liquefied at Adapazari in 1999.

    CHorOH

    Criteria by Bray et al. (2004a):

    (1) PI12 & wc>0.85LL: susceptible to liquefaction.

    (2) 120.8LL: systematically more resistant

    to liquefaction but still susceptible to cyclic mobility.

    Comparing criteria The common message

    Boulanger & Idriss (2004, 2006) andBray et al. (2004, 2006).

    PI < 4 no issue Anal ze usin

    0 10 20 30 40 50 60

    Liquid Limit, LL

    0

    10Plasici

    MLorOL

    CL or OL MHor

    OH

    CL-ML

    PI20

    PI12

    40

    50

    I

    Clay-like behavior

    Intermediate

    Sand-like behavior CH

    liquefaction correlations.

    PI > 20, no issue; Analyze usingprocedures for clays.

    4 PI 20

    Agree soil may develop high

    0 10 20 30 40 50 60

    Liquid Limit, LL

    0

    10

    20

    30

    PlasticityIndex,

    P

    Transition inbehaviors

    CL-ML

    CLorOL

    ML or OL

    7

    4

    MHorOH

    orOHu, , .

    Call it liquefaction, cyclicsoftening, or XYZ?

    Issue: How best to evaluateXYZ behavior?

    Do not use the Chinese Criteria.

    Potential for cyclic softening of clay-like or cohesive fine-grainedsoils is best evaluated usin rocedures that are similar to or

    Take home points

    build upon, established procedures for evaluating the monotonicundrained shear strength of such soils (e.g., Boulanger & Idriss2004).

    Fine-grained soils transition from behavior that is best analyzedas "clay-like" versus "sand-like" over a narrow range of PI values.

    Fine-grained soils with PI

    7 are best analyzed as clay-like. These

    criteria may be refined on the basis of site specific testing.

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    Life is the art of drawing sufficient conclusions from

    insufficient premises.

    Samuel Butler (1612 1680)