Upload
duongphuc
View
212
Download
0
Embed Size (px)
Citation preview
Page 1 of 134
SCHEDULE –A
(See Clause 10.1)
SITE OF THE PROJECT
1 The Site
1.1 The Government of Punjab, through Department of Excise & Taxation, Department of Transport and
Punjab State Agricultural & Marketing Board intends to construct, operate and maintain the
computerised interstate “Checkposts” at 21 locations equipped with modern computerized
equipment and amenities. While designing the Project, emphasis has been given to reduce the time
required for different clearances to provide maximum possible easement for road users entering the
State of Punjab through the Checkposts.
The Checkposts shall be integrated and will have functional representation from Department of Excise
& Taxation, Department of Transport, Punjab State Agricultural & Marketing Board and Forest
Department. The term “integrated” used in this Project broadly means that all concerned officers/
staff of various Government Departments (as detailed out above) shall sit under one roof of this
Checkpost building and will carry out their respective duties regarding the collection of taxes, levies,
penalties, fines, arrears etc and other relevant operations in respect of commercial vehicles. Also, the
data in respect of these commercial vehicles shall also be shared by all such Checkposts in the State of
Punjab after their modernisation & computerization as proposed in this Project is completed.
An index map showing locations of 21 Checkposts is enclosed as Annex-I of this Schedule-A.
1.2 An inventory of the Sites including the land, buildings, structures, road works, trees and any other
immovable property thereon, or attached to, the Sites shall be inspected / prepared jointly by the
Government Representative and the Concessionaire, and such inventory shall form part of the
memorandum referred to in Clause 10.3.1 of the Agreement.
1.3 Location of Proposed Checkposts
The details of the locations of the various checkposts are given in the table below.
Table A-1
S. No. Name of
Checkpost
Name of
Road
Location
Import Side Export Side
1. Shambhu NH-1
On G.T. road, on Rajpura to
Ambala road between Km stone
no. 15 upto Ghaggar bridge
On G.T. road, on Rajpura to
Ambala road between Km stone
no. 15 upto Ghaggar bridge
2. Madhopur NH-1A
On the Pathankot-Jammu road
between Km Stone 14 & 15
On the Pathankot-Jammu road
between Km Stone 14 & 15.
3. Lalru (Jharmari) NH-22
Ambala –Chandigarh Road,
Village Sarsani, Near Shimla
135 Km kilometer stone
Ambala –Chandigarh Road,
Village Sarsani, Near Shimla
135 Km kilometre stone
4. Dehni NH-21
Kiratpur Sahib-Bilaspur road,
Village Kalayanpur, 3 Km from
Kiratpur Sahib.
Kiratpur Sahib-Bilaspur road,
Village Kalayanpur, 3 Km from
Kiratpur Sahib.
5. Doomanwali NH-15 NA
Between KM Stone 32 & 33 at
Bathinda –Dabwali (NH-64 Extn)
road
6. Khanauri (Dhabhi
Gujran) NH-71
On Khanauri-Narwana road
between Km. stone 237 & 238
On Khanauri-Narwana road
between Km. stone 237 & 238
7. Kallerkhera NH-15 Abohar –Ganganagar road NH-
15, 32.2 Km from Kaler Khera
Abohar –Ganganagar road NH-
15, 32.2 Km from Kaler Khera
Page 2 of 134
S. No. Name of
Checkpost
Name of
Road
Location
Import Side Export Side
8. Banur (Ambala
Arm) SH-4
Unmetalled portion of PWD
ROW – 47.6 Feet wide
Proposed ICP at Kheri Gurna
Banur-Tepla road is located at
22Km Milestone distance to
Amabala. This ICP is proposed at
7.5 Km from Banur Chowk.
9. Banur (Zirakpur
Arm) NH-64
Proposed ICP at Karala (Banur-
Zirakpur road NH-64), its located
between 11 & 12 Km Milestone
distance to Zirakpur
NA
10. Devigarh SH-9 On Devigarh-Pheowa road,
Village Rohar jagir
On Devigarh-Pheowa road Near
Village Rohar jagir
11. Ram Nagar SH-11
On Patiala Cheeka road
adjoining Grain market Village
Ramnagar near 9 km stone from
Cheeka
On Patiala Cheeka road
adjoining Grain market Village
Ramnagar near 9 km stone from
Cheeka
12. Khanauri Kaithal
Road SH-8
On Kaithal Khanauri road after
village Tharua & before village
Shergarh between mile stone
5Km Khanauri & mile stone 4Km
Khanauri
Land is situated on Kaithal to
Khanauri road after village
Tharua & before village
Shergarh between mile stone
5Km Khanauri & mile stone 4Km
Khanauri
13. Moonak (Tohna
Road) SH-17
Proposed ICP at Rampur Ganota
(Moonak Tohana state highway
road no. 17) is located on
between Km Stone no. 153 &
154.6 Km from ICC Moonak
near Rampur Ganota bus stand.
Proposed ICP at Rampur Ganota
(Moonak Tohana state highway
road no. 17) is located on
between Km Stone no. 153 &
154.6 Km from ICC Moonak
near Rampur Ganota bus stand.
14. Moonak (Jakhal
Road) SH-10
Moonak – Jakhal State Highway
no. 10 between KM stone No.
151 & 152.5 Km near Azad
Palace and unmetalled portion
of PWD ROW – 40 Feet wide
Unmetalled portion of PWD
ROW – 40 Feet wide
15. Harse Mansar NH-1A
On Jalandhar Pathankot road,
near between Milestone number
84 and 85., Village Chak Kalan.
NA
16. Mullanpur State
Road NA
Kurali Siswan road near T-point
Chandigarh road.
17. Sardulewala SH-13 350 meter towards Sardulagarh
from present ICC
Unmetalled portion of PWD
ROW – 25 Feet wide
18. Boha SH-21 Unmetalled portion of PWD
ROW – 30 Feet wide
2 Km from Boha & 6 Km from
present ICC location at Boha-
Ratia Road
19. Ghanauli SH-16 On the junction of Ropar-
Nalagarh and Nangal road
Unmetalled portion of PWD
ROW – 120 Feet wide
20. Lakhnaur State
Road
Unmetalled portion of PWD
ROW – 19 Feet wide
1.5 kms from Landran chownk,
Chunni side
21. Killianwali NH-10 Malout Dabhwali road NH-10
30.5 Km from Malout
Malout Dabhwali road NH-10
30.5 Km from Malout
Page 3 of 134
1.4 Categories of proposed Checkposts and Lane Arrangements
The proposed 21 Checkposts shall be constructed/ upgraded at locations given in the previous
section. These Checkposts have been divided into 2 (two) categories i.e. Major Checkposts and Minor
Checkposts.
The category wise list of Checkposts along with location and lane arrangement proposed is shown in
table below:
1.4.1. Major Check Post (8 Nos.)
Table A-2-i
S.
No.
Name of
Checkpost
Proposed Lane Arrangement
Import Side Export Side
No. of
Service
Lanes
for Non-
Empty
Goods
Vehicles
No. of
Service
Lanes
for
Empty
Goods
Vehicles
and
Buses
Total
No. of
Service
Lanes
Minimum
No. of
Service
Lanes
required
for Over-
sized
Vehicles
(out of
Total No.
of Service
Lanes)
No. of
Service
Lanes
for Non-
Empty
Goods
Vehicles
No. of
Service
Lanes
for
Empty
Goods
Vehicles
and
Buses
Total
No. of
Service
Lanes
Minimum
No. of
Service
Lanes
required
for Over-
sized
Vehicles
(out of
Total No.
of Service
Lanes)
1. Shambhu 9 2 11 1 6 2 8 1
2. Madhopur 2 - 2 1 8 2 10 1
3. Lalru
(Jharmari) 8 - 8 1 6 - 6 1
4. Doomanwali - - - - 7 2 9 1
5.
Khanauri
(Dhabhi
Gujran)
9 2 11 1 7 2 9 1
6. Kallerkhera 5 2 7 1 5 2 7 1
7.
Banur
(Ambala
Arm)
2 - 2 1 14 2 16 1
8.
Banur
(Zirakpur
Arm)
11 2 13 1 - - - -
1.4.2. Minor Check Posts (13 Nos.)
Table A-2-ii
S.
No.
Name of
Checkpost
Proposed Lane Arrangement
Import Side Export Side
No. of
Service
Lanes
for Non-
Empty
Goods
Vehicles
No. of
Service
Lanes
for
Empty
Goods
Vehicles
and
Buses
Total
No. of
Service
Lanes
Minimum
No. of
Service
Lanes
required
for Over-
sized
Vehicles
(out of
Total No.
of Service
Lanes)
No. of
Service
Lanes
for Non-
Empty
Goods
Vehicles
No. of
Service
Lanes
for
Empty
Goods
Vehicles
and
Buses
Total
No. of
Service
Lanes
Minimum
No. of
Service
Lanes
required
for Over-
sized
Vehicles
(out of
Total No.
of Service
Lanes)
1. Devigarh 2 - 2 1 4 - 4 1
Page 4 of 134
S.
No.
Name of
Checkpost
Proposed Lane Arrangement
Import Side Export Side
No. of
Service
Lanes
for Non-
Empty
Goods
Vehicles
No. of
Service
Lanes
for
Empty
Goods
Vehicles
and
Buses
Total
No. of
Service
Lanes
Minimum
No. of
Service
Lanes
required
for Over-
sized
Vehicles
(out of
Total No.
of Service
Lanes)
No. of
Service
Lanes
for Non-
Empty
Goods
Vehicles
No. of
Service
Lanes
for
Empty
Goods
Vehicles
and
Buses
Total
No. of
Service
Lanes
Minimum
No. of
Service
Lanes
required
for Over-
sized
Vehicles
(out of
Total No.
of Service
Lanes)
2. Ram Nagar 3 - 3 1 3 - 3 1
3.
Khanauri
Kaithal
Road
4 - 4 1 3 - 3 1
4.
Moonak
(Tohna
Road)
7 - 7 1 5 - 5 1
5.
Moonak
(Jakhal
Road)
9 - 9 1 2 - 2 1
6. Harse
Mansar 6 - 6 1 - - - -
7. Mullanpur - - - - 2 - 2 1
8. Sardulewala 3 - 3 1 1 - 1 1
9. Boha 1 - 1 1 2 - 2 1
10. Ghanauli 9 - 9 1 6 - 6 1
11. Lakhnaur 1 - 1 1 4 - 4 1
12. Killianwali 10 - 10 1 9 - 9 1
13. Dehni 9 - 9 1 7 - 7 1
1.5 Data Centre.
For the setting up of Data Centre, the Concessionaire shall be required to take the building of adequate built-
up area on long term lease/ rent within Punjab. The land or building required for setting up the Data Centre
will not be provided by the Government.
1.6 Details of Land Area
The details on the land parcels for the project are provided in the table A-3-i and A-3-ii. The land shall be
acquired by the Government and will be handed over to the Concessionaire as per Concession Agreement.
Table A-3-i
Major Checkposts
S. No. Name of Checkpost Available Land (Acre)
Import Side Export Side
1. Shambhu 6.5 6.5
2. Madhopur 0.83 2.71
3. Lalru (Jharmari) 3 1.5
4. Doomanwali 3.00
5. Khanauri (Dhabhi Gujran) 4.21 2.13
6. Kallerkhera 4.00 1.50
7. Banur (Ambala Arm) Unmetalled portion of
PWD ROW – 47.6 Feet
wide
10.83
8. Banur (Zirakpur Arm) 2.91
Page 5 of 134
Table A-3-ii
Minor Checkposts
S. No. Name of Checkpost Available Land (Acre)
Import Side Export Side
1. Devigarh 3.50 0.92
2. Ram Nagar 1.63 1.61
3. Khanauri (Kaithal Road) 1.25 1.36
4. Moonak (Tohna Road) 3.98 2.87
5.
Moonak (Jakhal Road)
1.00
and unmetalled portion
of PWD ROW – 40 Feet
wide
Unmetalled portion of
PWD ROW – 40 Feet
wide
6. Harse Mansar 1.08
7. Mullanpur 3.00
8.
Sardulewala 3.75
Unmetalled portion of
PWD ROW – 25 Feet
wide
9.
Boha
Unmetalled portion of
PWD ROW – 30 Feet
wide
2.00
10.
Ghanauli 9.25
Unmetalled portion of
PWD ROW – 120 Feet
wide
11.
Lakhnaur
Unmetalled portion of
PWD ROW – 19 Feet
wide
1.08
12. Killianwali 2.00 2.00
13. Dehni 1.40 1.50
It is clarified that there may be some variation on width/length/area of proposed ROW based upon site
conditions. Exact locations of check posts may also vary because of such changes.
The Concessionaire has to assess the extent of existing infrastructure and requirements to meet the
Specifications and Standards proposed for the project.
1.7 Existing Road Condition and Structure
Existing road at all proposed 21 check posts is black topped road with Flexible Pavement. Condition of existing
pavement varies from fair to average. There is no forest land abutting proposed locations.
Page 6 of 134
Annex – I
(Schedule-A)
An Index Map Showing Locations of the Checkposts
1
2
3
4
5
6
7
8
910
11
13 12
14
1516
17
18
19
20
21
22
23
24
25
26
2728
29
30
31
32
33
34
3536
37
38
39
1 Shambhu
2 Madhopur
3 Lalru (Jharmari)
4 Dehni
5 Doomanwali
6 Dhabi Gujran (Khanauri)
7 Kallerkhera
8 Banur (Ambala Arm)
9 Banur (Zirakpur Arm)
10 Zirakpur
11 Balongi
12 Devigarh
13 Ram Nagar
14 Khanuari Kaithal Rd
15 Moonak (Tohna Road)
16 Moonak (Jakhal Road)
17 Sarna
18 Harse Mansar
19 Mangowal
20 Sito Gunno
21 Mullanpur
22 Nangal
23 Chak-Sadhu
24 Dalhousie Rd.
25 Rajpura
26 Sardulewala
27 Boha
28 Chullar Kalan
29 Mohali
30 Ghanauli
31 Attari Border
32 Lakhnaur
33 Chakki Bridge
34 Rampur Sainian
35 Talwandi Sabo
36 Killianwali
37 Talwara (Terrace Road)
38 Talwara (Bhavnaur)
39 Kathlour
LEGEND
Location of 21 Checkposts which shall be developed by the Concessionaire in
accordance with the Concession Agreement
Location of 18 Checkposts which may be developed in accordance with Article
30.1.2 of the Concession Agreement
Page 7 of 134
SCHEDULE - B
(See Clause 2.1)
DEVELOPMENT OF THE PROJECT
2.0 Check Post Project
Notwithstanding anything contained in this Agreement, the Concessionaire shall himself carryout and be
responsible for engineering surveys, site investigations and detailed engineering planning, designs and to
prepare the designs, complete layouts, including building works, pavements, services, facilities etc, working
drawings for all the components relevant for construction, and development of 21 Check posts and Data
Centre to fulfil the scope of the project as envisaged herein under. These shall comply with Manual of design
specifications and standards given in Schedule ‘D’. The designs for different project facilities shall follow the
locations given in Schedule ‘C’ and shall comply with design specifications and standards outlined in Schedule
‘D’. The maintenance of the different elements of Check Post Project and facilities thereon shall follow the
minimum maintenance requirements as described in Schedule ‘K’. All the designs and drawings for the
construction, up-gradation, development of Check posts and to make them functional as per provisions of
Manual of Specifications and Standards shall be reviewed by the Independent Engineer prior to execution, as
per provisions of the Concession Agreement.
2.1 Concept of Check Posts
2.1.1 Increased movement of interstate traffic both in volume and speed requires up-gradation of old
conventional barriers especially in case of Interstate Border Area, Concessionaire shall develop, construct,
install and implement system of “Modernized and Computerized Integrated Check Post of two categories at
proposed 21 locations indicated in Schedule A. Proposed Check Posts shall be constructed to facilitate road
users and to cut short time required for necessary clearance. The Check Posts shall have the combined
facilities for clearance/checking of commercial traffic at one station by various Government departments as
mentioned below:-
(1) Excise & Taxation Department
(2) Transport Department
(3) Punjab State Agricultural & Marketing Board
(4) Forest Department
(5) Others (Like Mining Departments etc.)
2.1.2 The interstate integrated Check Posts shall be constructed which mainly consist of two segments
namely:-
(1) Check Post complex consisting of traffic lanes, booths, canopy, parking area, exit and entry area and
the buildings like administrative, ware houses along with services & weigh bridges.
(2) Other Project facilities as described in Schedule ‘C’.
2.1.3 For setting up the Data Centre, the Concessionaire shall be required to take the building of adequate
area on long term lease/ rent within Punjab. The land or building required for setting up Data Centre will not
be provided by the Government.
2.2 Broad Scope of Work
The scope of work for Project includes but not limited to:-
2.2.1 Check post Area & Lane Works includes the following
• Design, planning, engineering, development, procurement, construction, up-gradation, operation and
maintenance during the Concession Period of required lanes, medians, foot paths, parking area,
detention area, as mentioned in Section 3.0 & 4.0 of Schedule B.
• Up-gradation/ Widening/Construction of cross drainage works, culverts, minor bridges and design,
engineering, construction and maintenance of surface drainage of entire check post area as
mentioned in Section 4.0 of Schedule B.
Page 8 of 134
• Widening, up-gradation and reconstruction of existing carriageway to ensure that its width is
minimum of 7.0 mtr and providing acceleration/deceleration lengths along with side shoulders as
mentioned in Section 4.0 of Schedule B.
• Construction of Compound wall along periphery of the premises of the check posts as mentioned in
Section 4.0 of Schedule B.
• Providing and installation of including gantry signage, road signs, cat eyes, road studs, delineators,
pavement markings, road furniture including kerbs, parapets, railings, guard stones, canopy etc for
guidance of User as required for the successful execution of the project as mentioned in Section 4.0 of
Schedule B.
2.2.2 Building & Data Centre Works
• The Concessionaire shall construct and maintain building like Administration Block, staff dormitory,
public convenience, etc at the check post sites at the location as mentioned in Section 5.0 of Schedule
B; and
• Construction, development, setting up, Operation and Maintenance of Data Centre at a location
within Punjab.
2.2.3 Electronic Equipment Works
• The scope of work for electronic equipment works includes but not limited to procurement,
development, up-gradation, installation, integration, any related civil works, cables, wires,
poles/brackets etc, commissioning and testing, approval from competent authority, along with
replacements, operations, maintenance and consumables during the Concession Period of required
electronic equipments as required for the successful execution and efficient functioning of the Project
throughout the Concession Period as mentioned in Section 6.0 of Schedule B.
2.2.4 Computer, Hardware, Networking and Software Works
2.2.5 The scope of work for Computer Hardware, networking and software works includes but not limited
to development, procurement, supply, installation, up-gradation, integration, testing, commissioning,
including replacements, operations, maintenance and consumables during the Concession Period of
required computer, hardware, networking and software works as required for the successful
execution and efficient functioning of the Project and payments towards use of all bandwidths
consumed during the entire Concession Period of the Project as mentioned in Section 7.0 of Schedule
B.
2.2.6 Electrical Works
The scope of work for electrical works includes, development, supply, installation, up-gradation,
testing, commissioning, arranging service connection from concerned Government Instrumentality
and seeking approval of competent authority including replacements, operations, maintenance and
payment of deposits, payment of monthly bills/ consumption charges, all required consumables for
the electrical equipments during the entire Concession Period of the Project as mentioned in Section
8.0 of Schedule B.
2.2.7 Human Resource Requirement
Concessionaire will be responsible for providing and posting of the qualified manpower at all
checkposts as mentioned in Section 9.0 of Schedule B, for the works of the Project during the entire
Concession Period.
2.2.8 Other Project Facilities
The Concessionaire shall construct the other Project Facilities prescribed in Schedule C; briefly
described below to form part of Check Posts Project. The other Project Facilities shall include.
o Public Conveniences
o Tree plantation/Arboriculture
o Water supply, sewerage and sanitation
o Drinking Water supply
o Commercial Centre (optional)
Page 9 of 134
The facilities and amenities shall be comparable to global standards. The wayside amenities shall offer
the users of the Highway an opportunity for rest and recreation as well as serve their needs for food,
vehicle repairing, communication facilities etc. It is extremely important that the facilities provided
and erected are architecturally beautiful, aesthetically pleasing, environmentally friendly, functionally
efficient and operationally convenient as well as safe.
3.0 Detailed Scope of Works
3.1 Lane Configuration & Arrangements
The proposed integrated Check Post at 21 locations shall be constructed by Concessionaire as per
layout plan given in Schedule H for major and minor check posts. Each Check Post shall consist of
Vehicle Lanes. Booths & desired lanes shall be constructed on either side of existing road. Road work
& lane configuration shall be planned, designed and constructed as per Standards & Specifications of
Schedule D.
Lane arrangement as shown for each category of Check Post will be is as mentioned below:
TABLE B-1 Major Check Posts (8 Nos.)
S.
No.
Name of
Checkpost
Lane Arrangement
Import Side Export Side
No. of
Service
Lanes for
Non-Empty
Goods
Vehicles
No. of
Service
Lanes for
Empty
Goods
Vehicles
and Buses
Total No. of
Service
Lanes
No. of
Service
Lanes for
Non-Empty
Goods
Vehicles
No. of
Service
Lanes for
Empty
Goods
Vehicles
and Buses
Total No. of
Service
Lanes
1. Shambhu 9 2 11 6 2 8
2. Madhopur 2 - 2 8 2 10
3. Lalru
(Jharmari) 8 - 8 6 - 6
4. Doomanwali - - - 7 2 9
5.
Khanauri
(Dhabhi
Gujran)
9 2 11 7 2 9
6. Kallerkhera 5 2 7 5 2 7
7.
Banur
(Ambala
Arm)
2 - 2 14 2 16
8.
Banur
(Zirakpur
Arm)
11 2 13 - - -
Page 10 of 134
Table B-2
Minor Check Posts (13 nos.)
S.
No.
Name of
Checkpost
Proposed Lane Arrangement
Import Side Export Side
No. of
Service
Lanes for
Non-Empty
Goods
Vehicles
No. of
Service
Lanes for
Empty
Goods
Vehicles
and Buses
Total No. of
Service
Lanes
No. of
Service
Lanes for
Non-Empty
Goods
Vehicles
No. of
Service
Lanes for
Empty
Goods
Vehicles
and Buses
Total No. of
Service
Lanes
1. Devigarh 2 - 2 4 - 4
2. Ram Nagar 3 - 3 3 - 3
3.
Khanauri
(Kaithal
Road)
4 - 4 3 - 3
4.
Moonak
(Tohna
Road)
7 - 7 5 - 5
5.
Moonak
(Jakhal
Road)
9 - 9 2 - 2
6. Harse
Mansar 6 - 6 - - -
7. Mullanpur - - - 2 - 2
8. Sardulewala 3 - 3 1 - 1
9. Boha 1 - 1 2 - 2
10. Ghanauli 9 - 9 6 - 6
11. Lakhnaur 1 - 1 4 - 4
12. Killianwali 10 - 10 9 - 9
13. Dehni 9 - 9 7 - 7
3.2 General Layout Plan of Check Posts
The Check Posts at proposed 21 locations shall be constructed by Concessionaire as per General layout Plan for
Major and Minor Check Posts. The drawing - layout plan showing lane configuration & arrangements, along
with buildings & facilities are prescribed in Schedule II of Concession Agreement. The road works, buildings,
Structures Facilities shall be constructed as per Standards & Specifications and minimum design Criteria
mentioned in Schedule D.
However, the Concessionaire will prepare the specific layout plan for each Checkpost based upon site
conditions and availability of land, prior to execution and seek approval of Independent Engineer on specific
layout plan, as per the provisions of Concession agreement.
4.0 Road Work
4.1 General
It is proposed to design and provide Check Posts on Highways for restricted/ channelized entry and exit to and
from State. The site for housing these Checkposts vary in size depending upon the traffic flow and
requirements of user departments.
4.2 Proposed Civil Construction for the Project
4.2.1 The proposed civil construction for inward and outward approaches area, service (lane) area, loading
& unloading and detention area shall be in rigid pavement for all category of Checkposts as mentioned below:-
Page 11 of 134
Table B-3
Major Checkposts
S. No. Name of Checkpost Loading/Unloading and Detention Area (Acre)
Import Side Export Side
1. Shambhu 1.00 0.70
2. Madhopur 0.50 0.80
3. Lalru (Jharmari) 0.50 0.60
4. Doomanwali - 0.50
5. Khanauri (Dhabhi Gujran) 0.60 0.50
6. Kallerkhera 0.40 0.30
7. Banur (Ambala Arm) - 1.00
8. Banur (Zirakpur Arm) 0.80 -
Table B-4
Minor Checkposts
S. No. Name of Checkpost Loading/Unloading and Detention Area (Acre)
Import Side Export Side
1. Devigarh 0.10 0.10
2. Ram Nagar 0.20 0.20
3. Khanauri Kaithal Road 0.10 0.10
4. Moonak (Tohna Road) 0.10 0.10
5. Moonak (Jakhal Road) - -
6. Harse Mansar 0.10 -
7. Mullanpur - 0.20
8. Sardulewala 0.10 -
9. Boha - 0.10
10. Ghanauli 0.50 -
11. Lakhnaur - 0.30
12. Killianwali 0.30 0.40
13. Dehni - 0.40
4.2.2 Road construction for internal roads within the Checkpost and pavement of existing highway shall be
in flexible pavement.
4.2.3 The dimension for various check posts is given in Table B-3 and the same will be constructed
accordingly.
4.2.4 The collection booths should be covered by a roof or canopy on the top, which should be of adequate
size, aesthetically pleasing design and with adequate structural strength to withstand all the anticipated loads
as per relevant Indian Standards.
4.3 Cross Drainage (CD) Structure
Cross drainage works shall be planned and designed for quick drainage and disposal of storm water. Existing
CD works including pipes/box culverts shall be widened and new CD works will be constructed as required as
per site conditions. CD works will necessarily be designed as RCC Boxes in entire Check Post project area. The
Concessionaire will have freedom to train the streams and seek approval of Independent Engineer for the
planning and design of CD works as per Standards & Specifications in Schedule D.
4.4 Traffic signages & overhead Gantry
4.4.1 For safety & guidance of traffic, adequate number of mandatory, cautionary and informative signs shall
be provided for guidance and information, in conformity with the provisions of IRC 67-2001 Code and latest
amendments thereto. The signs required for specific purposes and not covered in the said IRC Code should be
Page 12 of 134
in accordance with international practice. The minimum number of sign at each Checkpost are as laid in Table
B-5 below, to be increased as per site requirement.
4.4.2 All signs shall be retro reflective high intensity micro prismatic grade as per MORTH Specifications.
4.4.3 Signs would be either kerb-mounted or overhead gantry-mounted. Overhead guide sign should be
provided at suitable locations, on approaches to Checkpost plaza and interchanges.
4.4.4 The gantry structure along with sign panels should be sleek and structurally stable. The letters legends
shall conform to provisions of IRC: 67-2001 and should provide visibility from minimum 300 metres distance.
4.4.5 The cautionary and regulatory signs should be kerb-mounted. They should be mounted on circular steel
pipes firmly embedded in ground through cement concrete pedestal.
Page 13 of 134
Table B-5
Road Signages
S.
No.
Type Content Number per
checkpost
1 Informatory No entry & compulsory turn left 2
Overtaking prohibited & speed limit 10
2 Mandatory Left diversion 2
Speed breaker ahead 1 per lane
Barrier ahead with STOP sign 1 per lane
Major road ahead with STOP sign 2
3 Facility Sign boards Parking Area, Repair shop, Detention Area,
Toilet, Drinking Water, Telephone Booth etc.
2
The sizes of signages will be as per Standards & Specification in Schedule D.
4.5 Safety Devices
Suitable number of Solar Studs, Cat eyes, Delineators shall be provided in each lane near entrance/ exit of lane
area. Concessionaire shall construct and provide kerbs, parapet, Railing, guard stones, crash barriers where
ever required to ensure safety & orderly behaviour in the check post premises. The design of the safety
devices will be approved by Independent Engineer as per provision of Standards & Specifications in Schedule
D.
4.6 Drainage of Check Post
Storm water & road side drainage shall be discharged through Concrete Drains of properly designed
size as per Standards & Specifications of Schedule D. Proper drainage arrangement in the entire drainage in
nearby stream through concrete drains shall be the responsibility of Concessionaire.
4.7 Landscaping & Boundary Wall
Project sites shall exhibit adequate landscaping of aesthetically pleasing view. The Concessionaire
shall construct RCC /brick masonry boundary wall of at least 1.5 meters of height along the entire perimeter of
the project sites.
5 Buildings & Data Centre
The Concessionaire shall mandatorily construct buildings like Administration Office, Staff Dormitory, Public
Convenience, Utility Area and Security Booth/Police Outpost for Checkpost users, as per the details mentioned
below:
Table B-6
Major Checkposts: Built-up Facilities’ Areas (Acre)
S.
No. Checkpost
Admin
Building
(sqm)
Staff
Dormitory
(sqm)
Public
Convenience
(sqm)
Security
Booth/Police
Outpost
(sqm)
1 Shambhu – Import 135 100 100 10
Shambhu – Export 120 80 100 10
2 Madhopur – Import
50 10
Madhopur – Export 135 80 100 10
3 Lalru (Jharmari) – Import 60 40 50 10
Lalru (Jharmari) – Export
100 10
4 Doomanwali – Import
Doomanwali – Export 105 60 50 10
Page 14 of 134
5 Khanauri (Dhabhi Gujran) - Import 105 70 50 10
Khanauri (Dhabhi Gujran) - Export
50 10
6 Kallerkhera – Import 75 40 50 10
Kallerkhera – Export
50 10
7 Banur (Ambala Arm) – Import
10
Banur (Ambala Arm) – Export 90 50 100 10
8 Banur (Zirakpur Arm) - Import 30
100 10
Banur (Zirakpur Arm) - Export
Table B-7
Minor Checkposts: Built-up Facilities’ Areas (Acre)
S.
No. Checkpost
Admin
Building
(sqm)
Staff
Dormitory
(sqm)
Public
Convenience
(sqm)
Security
Booth/Police
Outpost
(sqm)
1 Devigarh – Import 60 40 50 10
Devigarh – Export
50 10
2 Ram Nagar – Import 60 40 50 10
Ram Nagar – Export
50 10
3 Khanuari Kaithal Rd – Import
50 10
Khanuari Kaithal Rd – Export 60 40 50 10
4 Moonak (Tohna Road) - Import
50 10
Moonak (Tohna Road) - Export 60 40 50 10
5 Moonak (Jakhal Road) - Import 60 40 50 10
Moonak (Jakhal Road) - Export
10
6 Harse Mansar – Import 60 40 100 10
Harse Mansar – Export
7 Mullanpur – Import
Mullanpur – Export 60 40 50 10
8 Sardulewala – Import 60 40 50 10
Sardulewala – Export
10
9 Boha – Import
10
Boha – Export 60 40 50 10
10 Ghanauli – Import 60 40 50 10
Ghanauli – Export
10
11 Lakhnaur – Import
10
Lakhnaur – Export 60 40 50 10
12 Killianwali – Import 30
50 10
Killianwali – Export
50 10
13 Dehni – Import
100 10
Dehni – Export 30 20 50 10
Page 15 of 134
All Building shall be constructed in accordance with standards & specifications of Schedule D.
• All buildings shall have the following:
1. Internal Water Supply
2. Internal Plumbing & Sanitary Work
3. Water Proofing treatment
4. Internal Electrification
5. Internal Communication between all Booths & Office Building
6. Complete internal furnishing i.e. furniture & fixtures
7. Fire detection, fire alarm and fire fighting system shall be installed in Administration Building
& Godown building, and rest of the buildings will have firefighting equipments.
8. Provision for hot water supply in all residential building.
The Standards and Specifications are prescribed in Schedule D.
5.1 The Concessionaire shall construct lanes, service and waiting bays, intervening medians and the
booths in accordance with the following dimensions.
Table B-8
Dimensions for Lanes, Bays, Medians and Booths
Particulars Dimension
Service Lane width for Oversized Vehicles 5.0m
Service Lane width for Goods Vehicle and Buses 3.5m
Median Width for booths 2m
Average Bay length at Service Area 18m
Average Bay length at Waiting Area 15m
Booth size 2x5 sq mtrs
It is stipulated that one booth will be constructed for each lane in the Check Posts.
6. Electronic Equipments
The scope of work for electronic equipment works includes (as briefed in Table B-9 for general guidance, with
requirement of latest technology, however, the Concessionaire shall have the option to supplement the same
to meet) but not limited to procurement, development, up-gradation, installation, integration, any related civil
works, cables, wires, poles/brackets etc, commissioning and testing, approval from competent authority, along
with replacements, operations, maintenance and consumables during the Concession Period of required
electronic equipments as required for the successful execution and efficient functioning of the Project
throughout the Concession Period.
Table B-9
Equipment Number
License plate reader 1 per lane
Electronic weighbridge 1 per lane
Automatic vehicle counter cum classifier (AVCC) 1 per lane
Lane Cameras with display screen at booth 2 camera per lane (One for the front view and
other for the top view) and one screen per booth
PTZ camera/s of latest technology To cover 100% area of the checkpost
Digital Video Recorder, Video Management System and
local server
(Video recording backup for 3 months shall be
maintained in the local server)
1 per checkpost
Vehicle (boom) barriers 1 per lane
Traffic signals 1 per lane
Public Address System 1 per checkpost
Page 16 of 134
7 Computer Hardware, Networking and Software work etc.
The scope of work for Computer Hardware, networking and software works includes but not limited to
procurement, supply, development, installation, integration, testing, commissioning, replacements,
operations, maintenance, Software assurances, A.T.S., patches, updates and consumables during the
concession period of required electronic equipments as required for the successful execution of the project
and efficient functioning including payment for all bandwidth consumed during the entire concession period.
Following hardware & software are required for the Project.
7.1 Computer Hardware, Networking and Software at each Check Post and Data Centre.
Table B-10
S. No. Hardware Requirement
1 Lane Desktop Computers 1 per lane
2 Computer for admin office 2 per admin office located at the checkpost
3 Printer 1 per lane
4 Multi functional Device (MFD) for
scanning, copying and printing
1 per admin office located at the checkpost
5 LAN connectivity in offices and booths As required
6 Data Centre for Transport Department &
Agricultural Marketing Board
1 for the Project
7 UPS for all equipments and power back–
up
Concessionaire will provide LAN connectivity in offices &
booths at the Checkpost and Data Centre and shall also
arrange for 24x7 power back–up at the Checkpost and
Data Centre. Concessionaire need not provide power
back-up for equipments provided by the system
Integrator (SI) appointed by E&T Department.
7.2 System & Application Software Requirement
The Concessionaire shall provide, install, test and commission system and application software as required for
the various Checkposts A solution for E&T Department is already provided by a System Integrator (SI)
appointed by E&T Department. The Concessionaire shall provide software/applications for Department of
Transport (DOT) and Punjab State Agricultural Marketing Board (PSAMB). The solution shall have requisite
integrations with the Electronic Equipments like Weighbridge, License Plate Reader, AVCC, etc. The
software/applications shall be developed in consultation with DOT and PSAMB. The software/applications and
Data Centre to be developed by the Concessionaire shall have the flexibility to share/transfer any Checkpost
related data to the Data Centre provided by the SI.
8.0 Electrical Works (Area Lighting)
8.1 Electrical Equipments:
The scope of work for electrical works includes, development, supply, installation, up-gradation, testing,
commissioning, arranging service connection from concerned Government Instrumentality and seeking
approval of competent authority including replacements, operations, maintenance and payment of deposits,
payment of monthly bills/ consumption charges, all required consumables for the electrical equipments during
the entire Concession Period of the Project as for successful completion and efficient functioning. The work
shall include the following but not limited to:
a. Internal & External Electrification of all buildings.
b. Electrification - internal/external/area lighting of the project site, parking areas, Detention area and
all buildings
c. Electrical Substation/transformer of required capacity
Page 17 of 134
d. The street light arrangement inside the entire complex and area lighting around the Building /
Complex.
e. Diesel Generator Set of 80% capacity requirement of Check posts.
f. Air Conditioners in booths and administrative blocks only.
g. EPBAX Telephone for internal communication between booths and administrative buildings.
h. All Charges shall be paid by the Concessionaire to the concerned Government Instrumentality for
obtaining necessary service connection including security deposits, arranging approval of competent
authority for approval of Electrical Sub-station/Installation as required under prevailing law and
payment of consumption charges at no concessional rates as being paid by similar placed consumers.
9.0 Human Resource Requirement
9.1 Concessionaire will be responsible for engaging and posting of the qualified manpower as mentioned
below for efficient functioning of the project throughout the Concession Period. The Concessionaire shall have
the option to post additional staff at any Checkpost as per requirement for efficient functioning. The
Concessionaire will be responsible for the employees deputed on project and compliance of the employment
laws, Acts and relevant provisions. All claims of the employees will be borne by the Concessionaire and it is
clarified that Government will not be accountable for any claims/liability on account of human resource
deployed for the Project. The qualification of staff is prescribed in Schedule D.
Following Staff shall be engaged and posted by the Concessionaire during the Concession Period. It is clarified
that requirement of staff for 24 hours operation shall mean that staff in prescribed number shall be available
for 24 hours.
1. 1 (one) Data Entry Operators for each lane for 24 hours operations in Major and Minor Check Post
2. One Check Post In-Charge per Checkpost for 24 hours operations
3. Housekeeping staff in Administrative / Administration / Guest House / residential Block / Staff
Dormitory per Check post for 24 hours operations as follows:
3.1 Major Check Post 02 Nos per Checkpost
3.2 Minor Check Post 01 Nos per Checkpost
4. One Video Operator per Checkpost for 24 hours operations
5. Data Centre
Following staff has to be provided for 24 hours operations for the Data Centre.
4.1 Data Centre In-Charge 1 No.
4.2 Data Centre Operator 1 No.
4.3 Network Administrator As Required
4.4 System Administrator As Required
4.5 Database Administrator As Required
6. Helpers : As Required
7. Security Staff : As Required
9.2 Concessionaire will engage and post back-up staff like Information Technology/Computer Engineer,
Equipment Operator, Security Staff, Loading & Unloading Staff and Vehicle Regulation Staff etc at each
Checkpost as per requirements for efficient functioning. However, for any other requirement the actual
strength shall be assessed by the Concessionaire and will be maintained at the Project Sites. It is clarified that
while the staff specified in Para 9.1 is made available for complying with the requirements/ rules/applicable
law under overall control of the Government, the staff mentioned in this para 9.2 is for the use of
Concessionaire himself for efficiently managing and functioning the Project.
Page 18 of 134
SCHEDULE – C
(See Clause 2.1)
OTHER PROJECT FACILITIES
Other Project Facilities
1.0 The Concessionaire shall construct the project facilities described below to form part of each Check
Post. The project facilities shall include:
1.1 Public Conveniences
1.2 Tree plantation/Arboriculture
1.3 Water supply, sewerage and sanitation
1.4 Drinking Water supply
1.5 Commercial Centre (optional)
The facilities and amenities will be comparable to global standards. The wayside amenities shall offer the
Highway users an opportunity for rest and recreation as well as serve their needs for food, drink, vehicle
repairing, communication facilities etc. It is extremely important that the facilities erected are architecturally
beautiful, aesthetically pleasing, environmentally friendly, functionally efficient and operationally convenient
as well as safe.
In addition to the above facilities, the Concessionaire will be granted land to develop commercial space for
operating or sub-leasing to operators of identified business establishments like eateries, photocopy shops,
auto ancillary and repair shops, etc., which have already been detailed out in Article 27 of the Concession
Agreement.
2.0 Major components of the work/scope of work are as under:
1. Preparation of detailed conceptual layout plan and detailed architectural and structural design and
drawings.
2. Construction and establishing of wayside amenities including construction of approach roads
(entry/exit) to the facility from the Highway.
3. Operation and maintaining the above facilities during the Concession Period.
3.0 Public conveniences
The Concessionaire shall provide public conveniences as per the area mentioned in Table B-6 and B-7. Such
public conveniences shall have separate facilities for ladies and gents.
4.0 Landscaping & Tree Plantation.
4.1 The Concessionaire shall plant trees, plants and shrubs of required number and type at the
appropriate location within the land of the check posts. The Independent Engineer, shall specify the species of
trees and plants along with their number to be planted at each Checkpost. The Concessionaire shall also
maintain the trees, plants and shrubs in good condition during the operation period as per the maintenance
schedule. The setback distance of trees and other plantation, setback of trees on curves, vertical clearance of
trees and other plantation, choice of trees will be as per approval of Independent Engineer.
4.2 The Concessionaire will use atleast 15% of the Project area for plantation and landscaping. The
plantation scheme proposed by the Concessionaire should be prepared keeping in mind the local conditions
and climate. The plantation scheme will be approved by Independent Engineer.
Page 19 of 134
5.0 Water supply including drinking water, Sewerage and Sanitation
Specific arrangements will be made suitable arrangement for round the clock running potable water
supply and water for other facilities in adequate quantities including source of water supply, its treatment and
storage at each Checkpost with the approval of the Independent Engineer. The Concessionaire shall make
suitable arrangement towards sewerage facilities and sanitation to the entire satisfaction of the Independent
Engineer at each Checkpost.
6.0 Rain water harvesting
Rain water harvesting shall be provided in Residential, Administrative Block & Facility Centre.
7.0 Commercial centre
As mentioned in Article 27, the Concessionaire shall also be entitled to set up a commercial zone at the
checkposts, and earn revenue from sub-leasing the premises to other operators of enterprises and/or directly
operating enterprises, provided it provides the following types of facilities:
• Eateries, food joints, restaurants serving non-alcoholic food items and drinks
• Stationery shops, book shops, newspapers/journals/magazines
• Photocopier, facsimile, printer, internet cafe services
• Medical shops
• Grocery shops selling dry or packaged groceries or shops selling general merchandise
• Auto components and auto repair shops
• Branded and packaged fuels and lubricants (provided they obtain the requisite explosive
licences for storing such chemicals)
At the outset, the area identified and permitted by the Government for developing the commercial centre at
selected checkposts is tabulated below in Table C-1 and Table C-2.
Page 20 of 134
Table C-1
Major Checkposts: Area Granted for Developing Commercial Centre (Acre)
S. No. Name of Checkpost Maximum Permissible Built-up Area for
Commercial Centre (Acre)
Import Side Export Side
1. Shambhu 1.0 1.0
2. Madhopur - -
3. Lalru (Jharmari) 1.0 -
4. Doomanwali - 1.0
5. Khanauri (Dhabhi Gujran) 1.0 -
6. Kallerkhera 1.0 -
7. Banur (Ambala Arm) - 1.0
8. Banur (Zirakpur Arm) - -
Table C-2
Minor Checkposts: Area Granted for Developing Commercial Centre (Acre)
S. No. Name of Checkpost Maximum Permissible Built-up Area for Commercial
Centre (Acre)
Import Side Export Side
1. Devigarh 1.0 -
2. Ram Nagar 0.5 0.5
3. Khanauri (Dhabhi Gujran) Kaithal Road 0.5 0.5
4. Moonak (Tohna Road) 1.0 -
5. Moonak (Jakhal Road) - -
6. Harse Mansar - -
7. Mullanpur - 1.0
8. Sardulewala 1.0 -
9. Boha - 1.0
10. Ghanauli 1.0 -
11. Lakhnaur - -
12. Killianwali - -
13. Dehni - -
Page 21 of 134
SCHEDULE – D
(See Clause 2.1)
SPECIFICATIONS AND STANDARDS
PART-I
CHECK POST AREA & LANE WORK
SECTION-1GENERAL
1.1 The scope of work shall be as described in Para 2.2 of Schedule-B of the Concession Agreement.
Construction of the Project shall be undertaken and completed by the Concessionaire as per the
Specification and Standards set forth in this Manual.
1.2 The Standards and Specifications of the project shall conform to the minimum requirements set out
in this Manual. The information provided by the Government shall be used by the Concessionaire
only for its own reference and for carrying out further investigations. The Concessionaire shall be
solely responsible for undertaking all the necessary surveys, investigations and other tests with due
diligence, and shall have no claim against the Government for any loss, damage, risk, costs,
liabilities or obligations arising out of or in relation to the project report and other information
provided by the Government.
1.3 Alternative designs and Specifications for the pavement and structures (culverts, retaining walls,
reinforced earth walls etc.) may be adopted by the Concessionaire in accordance with design
requirements set out in this Manual and three copies of each shall be sent to the Independent
Engineer (the “IE”) for review and comments, if any. In particular, such comments shall specify the
conformity, or otherwise, of such designs and Specifications with the requirements specified in this
Manual.
1.4 At least 2 weeks prior to commencement of the work, the Concessionaire shall draw up a Quality
Assurance Manual (QAM) covering the Quality System (QS), Quality Assurance Plan (QAP) and
documentation for all aspects of the road works as per IRC:SP:47 and IRC:SP:57 respectively and
send three copies to the Independent Engineer for review. The Concessionaire shall also draw
Quality Assurance Manual (QAM) for all the Building Works, Electronic & Electrical Work,
Computers Hardware & Software etc. envisaged in the scope of work.
1.5 The Codes, Standards and Technical Specifications applicable for the design of project components
are:
i) Specifications for Road and Bridge Works issued by the Ministry of Shipping, Road
Transport & Highways hereinafter referred as MOSRTH or Ministry’s Specifications.
ii) Relevant Code of Practices of Indian Roads Congress.
iii) Manual of Specifications & Standards for Four Laning of Highways Through Public Private
Partnership, IRC:SP:84-1009 (hereinafter referred as “Manual for Four Laning”) .
iv) Relevant Indian Standard Codes published by Bureau of Indian Standards for all building
materials.
v) Standards given in the National Building Code (NBC)
vi) Any supplement issued with the RFP Document.
1.6 Latest version of Codes, Standards, Specifications, etc., notified/published at least 30 days before
the last date of bid submission shall be considered applicable.
1.7 The term ‘Ministry of Surface Transport’, ‘Ministry of Road Transport and Highways’ and ‘Ministry of
Shipping, Road Transport & Highways’ or any successor or substitute thereof shall be considered as
synonymous.
1.8 The term ‘Inspector’ and ‘Engineer’ used in MOSRTH Specifications shall be deemed to be
substituted by the term “Independent Engineer”, to the extent it is consistent with the provisions of
the Concession Agreement. The term ‘Authority’ used in IRC:SP:84-229 shall imply and construed as
“Government” to the extent it is consistent with the provisions of Concession Agreement.
1.9 The term ‘Employer’ used in MOSRTH Specifications shall be deemed to be substituted by the term
‘Concessionaire’, to the extent it is consistent with the provisions of the Concession Agreement.
1.10 The provisions of MOSRTH Specifications read with provisions of IRC:SP:84-2009 (Manual for Four
Laning) shall have precedence where there is any conflict or inconsistency in the provisions of the
said IRC Codes, Standards or MOSRTH Specifications.
Page 22 of 134
1.11 In the absence of any specific provision on any particular issue in the aforesaid Standards,
Specifications or Codes the following shall apply in order of priority:
a) Bureau of Indian Standards (BIS).
b) British Standards or American Association of State Highway and Transportation Official
(AASHTO) Standards, or American Society of Testing Material (ASTM) Standards.
c) Any other Specifications/Standards proposed by the Concessionaire and approved by
"Independent Engineer".
1.12 All items of building works shall confirm to the Central Public Works Department (CPWD)
Specifications for Class 1 building works, supplemented with provisions of relevant Indian Standards
and provisions of National Building Code (NBC) as amended and/or modified from time to time, to
complement and supplement each other.
Alternative Standards and Specifications
1.13 The requirements stated in this Schedule are the minimum. The Concessionaire will be free to adopt
alternative specifications, materials and standards to bring in innovation in the design and costs.
The specifications and techniques which are not included in the MOSRTH Specifications/Manual for
Four Laning/CPWD Specifications /IRC Code of Practices and standards shall be supported with
authentic standards and Specifications and international practice, and shall be communicated to
the Independent Engineer for review & comments. In case, the Independent Engineer is of the
opinion that the proposal submitted by the Concessionaire is not in conformity with any of the
international standards or codes, then he will record his reasons and convey the same to the
Concessionaire for compliance. A record shall be kept by the Independent Engineer, of the non-
compliance by the Concessionaire of the minimum Specifications and Standards specified in
MOSRTH Specifications/Manual for Four Laning/CPWD Specifications /IRC Code of Practices and
Standards and shall be dealt with in terms of the provisions of the Concession Agreement. The
Concessionaire shall be responsible for adverse consequences, if any, arising from any such non-
compliance.
1.14 Before taking up any construction or maintenance operations like reconstruction , new
construction, widening, strengthening, resurfacing, repairs etc., the Concessionaire shall first work
out a plan to ensure the following:
i) Safety of traffic during the period of construction and the reduction of potential delays to
Users of Check post and road user.
ii) Safety of the workers engaged in construction and maintenance.
The Concessionaire shall communicate the proposal for safety of traffic and workers during
construction and maintenance to the Independent Engineer for review and comments, if any.
1.15 The Concessionaire shall set up an adequately equipped field laboratory for testing of materials and
finished products as prescribed in Clause 121 of MOSRTH Specifications and CPWD Specifications. It
shall make necessary arrangements for additional/confirmatory testing of any materials/products
for which facilities at site laboratory are not available.
1.16 Review and comments by Independent Engineer
In cases where the Concessionaire is required to send any drawings or documents to the
Independent Engineer for review and comments, and in the event such comments are received by
the Concessionaire, it shall duly consider such comments in accordance with the Concession
Agreement and Good Industry Practice for taking appropriate action thereon.
1.17 Definitions and Interpretation
All the obligations of the Concessionaire arising out of the provisions of this Schedule shall be
subject to, and shall confirm to the provisions of the Concession Agreement.
1.17.1 The definition contained in the Concession Agreement for Public Private Partnership shall apply to
the provisions of this Schedule unless the context otherwise requires. Term or words not defined
herein shall be governed by the definitions contained in the MOSRTH Specifications/Manual Four
Laning/CPWD Specifications /IRC Code of Practices and standards unless the context otherwise
requires.
1.17.2 The rules of interpretation as specified in the Concession Agreement shall apply mutatis mutandis
Page 23 of 134
to this Schedule.
1.18 General Considerations for Planning, Design and Construction
The Project shall be planned as a “partially access controlled highway” where access and exit to the
Project shall be provided only at a pre determined locations and easy movement and maneuvers
within the Check post area. In doing so, the Concessionaire shall take measures to overcome the
physical and operational constraints and plan, design and construct the Project using appropriate
methods, management techniques and technologies. General considerations shall, without being
limited to, be as follows:-
a) Safety of Design
All designs shall be safe to ensure that the Project or any part thereof (for example embankment,
pavement, retaining structures, culverts, drains, buildings etc) does not collapse (global stability)
nor its serviceability/performance (for example settlement, roughness, undulations, deflections,
etc) deteriorates below acceptable level as prescribed in Schedule K of the Concession
Agreement,
b) Durability
The Project shall not only be safe but also durable. This would mean that the deteriorating effects
of climate and environment (for example wetting and drying, freezing and thawing, if applicable,
temperature differences, aggressive environment leading to corrosion, etc) in addition to the
traffic shall be duly considered in design and construction to make the Project durable.
c) Mitigating disruptive effects of construction
The planning, design and construction of the Project shall be such that the construction of Project
does not have adverse impact on the environment and does not disrupt the traffic movement on
the main Highway.
Page 24 of 134
SECTION-2
GEOMETRIC DESIGN AND GENERAL FEATURES OF LANE WORKS AND CHECK POST AREA
2.1 General
i) This Section lays down the standards for geometric design and general features for the
construction of the Check Posts.
ii) The geometric design of the Project lanes shall conform to the standards set out in this
Section as a minimum. The Concessionaire shall ensure that liberal geometric standards
are followed to the extent feasible within the given Right of Way for each Check Posts as
defined in Para 2.0 of Schedule-A of Concession Agreement.
2.2 Design Speed
The speed of all vehicles at entry and exit in Check Post area will not be exceed 20 KMPH. For
through traffic in existing carriageway speed limit shall be 100 KMPH.
2.3 Right of Way
The Right of Way (ROW) is the total land width required for the Project, to accommodate the
booths & lanes, side drains, tree plantation, utilities, residential and non residential building, admin
block and other structures/area as defined in Para 2.2 of Schedule-B of Concession Agreement. The
ROW available for the Project is as given in Schedule-A of the Concession Agreement.
2.4 The width of shoulders for existing Carriageway if it needs to be widened will be kept as 2.5 m. The
shoulders will be hard shoulder as per MOSRTH Specifications. Minimum width of median shall be
2.0m.
2.5 The camber or cross fall in lane, parking and detention area will be kept a minimum of 2%.
2.6 Transition Curves
Minimum length of transition curve shall be determined from the following considerations and shall
be adopted for design:
i) The rate of change of centrifugal acceleration should not cause discomfort to drivers.
From this consideration, the length of transition curve is given by:
Ls = 0.0215 V3/CR,
Where:
Ls = Length of transition curve in metres,
V = Speed in km/hr,
R = Radius of circular curve in metres,
C = 80/ (75 + V) (subject to a maximum of 0.8 and minimum of 0.5)
2.7 Vertical Alignment
2.7.1 The vertical alignment should provide for a smooth longitudinal profile. As far as possible uniform
gradient should be maintained in entire Check Post area. The gradient should not be more than
3.5%. Independent Engineer's approval should be taken if Gradient more than 3.5% is warranted
because of site conditions.
2.7.2 For design of vertical curves and its co-ordination with horizontal curves, reference may be made to
IRC: SP: 23.
Page 25 of 134
2.8 Internal Roads
2.8.1 Internal roads wherever required to be constructed by the Concessionaire, is specified in Schedule-
B of the Concession Agreement or may be planned by the Concessionaire for facility of Users.
2.8.2 Internal roads shall be constructed and maintained in accordance with the provisions of the
Concession Agreement. The width of internal roads shall be minimum 3.75 m. The Concessionaire
shall have the option to adopt Flexible pavement for internal road, however, the Concessionaire
may propose rigid pavement at his own cost.
2.8.3 The crust composition of Internal roads shall not be lower than that specified in IRC: 37 for 5 (five)
msa design traffic.
2.9 Exit, Entry area, Lane and Booth area of Check Post
2.9.1. Lane and bay dimensions in the general layout of Check Post lane area shall be as per table
mentioned below:
Particulars Minimum Dimension
Service Lane width 3.5 m
Waiting Lane Width 3.5 m
Median Width for booths 2.0 m
Average Bay length at Service Area 18.0 m
Average Bay length at Waiting Area 15.0 m
Booth size 10 m x 2 m
2.9.2 Wherever possible, the transition length where cross section changes from existing Lane to
widened Booth & Lane area shall be in tapering slope of 1:1
2.10 All other features of geometric design shall be governed by Manual for Four Laning and IRC Code of
Practices and standards.
Page 26 of 134
SECTION-3
EMBANKMENT
3.1 General
3.1.1 The design and construction of Pavement and movement area, detention area, loading and
unloading area, buildings and other appurtenances shall be such so as to ensure quick and
efficient discharge of storm water and to avoid any flooding of the Check post under any
circumstances. embankment and cuttings shall meet the requirements, standards and
specifications given in this Section. This Section also covers specifications for sub-grade and
earthen shoulders.
3.2 Pavement, Lane area, Parking & Detention area
3.2.1 The height of the embankment shall be based on the final pavement/lane levels, in the entire
check post area bottom of sub-grade should be atleast 1.0m above the high flood level.
3.2.2 Construction of embankment, sub-grade and earthen shoulders shall conform to the
requirements of Clause 305 of MOSRTH Specifications as a minimum requirement.
3.3 Materials and Physical Requirements
3.3.1 The materials used in embankment, sub-grade and earthen shoulders shall be soil, moorum,
gravel, a mixture of these or any other material conforming to the requirements of Clause 305.2
of MOSRTH Specifications. Pond ash can also be used subject to requirement indicated in para
3.6 of this Section.
3.3.2 Only the materials satisfying the density requirements given in Table 3.1 shall be employed for
the construction of the embankment and the sub-grade.
Table 3.1: Density of Materials of Embankment and Sub-grade
Type of Work Maximum Dry Density with
heavy Compaction — IS: 2720
(Part 8)
Embankment upto 3 m height not subjected to extensive
flooding.
Not less than 15.2 kN/cu.m
Embankments exceeding 3m height or embankments of
any height subject to long periods of inundation.
Not less than 16.0 kN/cu.m
Sub-grade and earthen shoulders/ Verges/backfill. Not less than 17.5 kN/cu.m
3.3.3 The material to be used, in sub-grade shall satisfy the design CBR at the specified density and
moisture content.
3.3.4 The embankment and sub-grade shall be compacted to satisfy the minimum compaction
requirements given in Table 3.2.
Table 3.2: Compaction of Embankment and Sub-grade
Type of Work Relative Compaction as percentage of
max. laboratory dry density-IS:2720 (Part
8)
Sub-grade and earthen shoulders Not less than 97
Embankment Not less than 95
Expansive Clays (of acceptable FSI)
(a) Sub-grade and 500 mm portion
just below the sub-grade.
(b) Remaining portion of Embankment
Not allowed
Not less than 90
Page 27 of 134
3.4 Structural Features and Design of Embankment
3.4.1 Embankment shall be designed to ensure the stability and shall incorporate only those materials,
which are suitable for embankment construction as per para 3.2.6 of this Section.
3.4.2 Side slopes shall not be steeper than 2H: 1V unless soil is retained by suitable soil retaining
structures. The reinforced earth where provided, shall conform to the requirements of Section 7
of Part-I of this Schedule-D. The type of retaining structure shall be aesthetically pleasing and
compatible with the adjoining structures.
3.4.3 Where the embankment is more than 3 m high and fill material consists of heavy clay or any
problematic soil, the embankment stability shall be analysed and ascertained for safe design.
High embankments (height 6 m or above) in all soils shall be designed from stability
considerations. For design of high embankments IRC: 75 may be referred to.
3.4.4 The side slopes shall be protected against erosion by providing a suitable vegetative cover, kerb
channels, chute, stone pitching/cement concrete block pitching or any other suitable protection
measures, depending on the height of the embankment and susceptibility of soil to erosion.
Drainage arrangement shall be provided as per Section 5 of Part-I of this Schedule-D.
Stone pitching/cement concrete block pitching shall conform to Clause 2504 of MOSRTH
Specifications.
3.5 Embankment Construction Operations
3.5.1 Embankment, sub-grade and earthen shoulders shall be accordance with Clause 305.3 of
MOSRTH Specifications
3.5.2 Any unsuitable material occurring in the embankment foundation shall be removed and replaced
by acceptable fill material in accordance with Clause 305.34 of MOSRTH Specifications.
3.6 Use of Pond Ash for Embankment Construction
3.6.1 Where Pond ash is used for embankment construction in pursuance of the instructions of the
Ministry of Environment and Forests or otherwise, the embankment shall be designed and
constructed in accordance with IRC: SP: 58.
3.6.2 The thickness of soil cover shall not be less than 1 m for embankments up to 3m high. For high
embankments, the thickness of soil cover shall be increased as per design.
3.6.3 The side slopes of the embankment shall be protected against erosion by providing turfing or
stone/cement concrete block pitching.
3.7 Surface Finish and Quality Control of Work
The surface finish and quality control of materials and works shall conform to the requirements
of Clauses 902 and 903 of MOSRTH Specifications and Para 5 of IRC:SP:58 (relevant to Pond ash).
3.8 Construction in Cutting
3.8.1 The levels shall be fixed, keeping in view the following requirement:-
The difference between the bottom of sub-grade and the highest water table is not less than
1.0m, exceptionally, where this requirement is not satisfied, drain shall be provided to lower
down the water table.
3.8.2 Soil Investigations for Cut Sections
i) Soil investigations shall be carried out to ascertain the type of cutting involved and in-
situ soil conditions at the sub-grade level. Reference may be made to IRC:SP:19.
i) The side slopes of cuttings shall be provided in accordance with the nature of the soil
encountered. The slope shall be stable for the type of strata. Where required, benching
including use of slope stability measures like pitching, breast walls, etc. shall be adopted
to make the slopes stable and safe.
3.8.3 Excavation for roadway in soil/rock shall be carried out in accordance with Clauses 301, 302 and
303 of MOSRTH Specifications, as relevant.
While executing excavation, adequate precautions against soil erosion, water pollution shall be
taken as per Clause 306 of MOSRTH Specifications.
Appropriate drainage measures shall be taken to keep the site free of water in accordance with
Clause 311 of MOSRTH Specifications.
No back filling shall be resorted to obtain the required slopes.
Adequate precautions shall be taken to ensure that during construction, the slopes are not
Page 28 of 134
rendered unstable or give rise to recurrent slides after construction.
3.8.4 Preparation of Cut Formation
i) The cut formation, which serves as a sub-grade, shall be prepared as per Clause 301.6 of
MOSRTH Specifications.
ii) Where the material in the sub-grade has a density less than that specified in Table 4.1,
the same shall be loosened to a depth of 500 mm and compacted in layers in accordance
with the requirements of Clause 305 of MOSRTH Specifications.
iii) Any unsuitable material encountered in the sub-grade shall be removed and replaced
with suitable material and compacted in accordance with Clause 305 of MOSRTH
Specifications.
3.8.5 Finishing Operations
i) All excavated surfaces shall be properly shaped and dressed.
ii) No point on the completed slopes shall vary from the designated slopes by more than
150 mm (in case of soils) and 300 mm (in case of rocks) measured at right angle to the
line of slope.
iii) The finished cut formation shall satisfy the surface tolerances specified in Clause 902 of
MOSRTH Specifications.
3.9 Soil Survey Investigations and Design Report
The Concessionaire shall carry out necessary soil surveys and field and laboratory investigations
for selecting appropriate borrow pits, identifying problematic ground locations if any, requiring
treatment and for finalizing structural features and design of the embankment and cut sections.
The soil survey and investigations report and design report shall be submitted to the Independent
Engineer for review, if any.
3.9.1 Soil Survey and Investigation Report
The report shall include:
i) Embankment
a) The report shall include soil investigations and tests in accordance with the
requirements specified in IRC: SP:19 and shall be reported in the Proforma given in
Table 1 of IRC:SP:19. In addition to this, all tests as per the requirements of MOSRTH
Specifications shall be reported.
b) In respect of high embankment, the report shall include additional investigations
and soil tests as per IRC: 75 and Appendix 10 of IRC: SP:19.
c) Information regarding the topography, high floods level, natural drainage
conditions, highest sub-soil water level, and the nature and extent of inundation, if
any.
d) The characteristics of embankment foundation including the presence of any
unsuitable/weak strata, marshy areas, water logged areas, etc.
e) Any particular construction problems of the area or other important features.
f) Geotechnical properties of Pond ash, covering parameters specified in Table 1 of
IRC:SP:58 and OMC - dry density relationship for heavy compaction. This
information shall be furnished, in case Pond ash is used in embankment
construction.
ii) Cut Sections
The report shall include soil investigations and tests in accordance with the
requirements specified in IRC:SP:19 and information regarding depth of water table,
seepage flow, presence of any weak, unstable or problematic strata.
3.9.2 Design Report
The Concessionaire shall furnish the design report including the following to the Independent
Engineer for review and comments, if any.
i) Embankments
a) The detailed design of the embankment, remedial/ground improvement treatment
where required, and construction methodology for high embankments.
b) Design of retaining walls/reinforced earth structures.
Page 29 of 134
c) Design of protection measures for embankment slope and drainage arrangement.
d) Design of Pond ash embankment in case use of Pond ash is proposed.
e) Any additional information relevant to the design report.
ii) Cut Sections
a) Type of cutting involved and proposed cut slopes.
b) Design and details of erosion control, slope protection measures etc.
c) Design and details of drainage arrangement for sub-soil and surface water. It should
be ensured that rain water and seepage water is quickly drained out. The gradient
shall not be flatter than 1 in 200.
d) Any other additional information relevant to the design to cut slopes.
Page 30 of 134
SECTION-4
PAVEMENT DESIGN
4.1 General
4.1.1 The type of pavement structure will be flexible pavement for existing approach road and Rigid
pavement for Check Post area including lane area, parking area and detention area, loading and
unloading area. Strengthening of the existing flexible pavement will be carried out by providing
appropriate bituminous overlay.
4.1.2 The materials, mixes and construction practice shall meet the requirements prescribed laid in
MOSRTH Specifications and IRC Code of Practices and Standards.
4.1.3 Where problematic conditions such as expansive soils, flooding, poor drainage, etc. are found to
exist, adequate measures shall be adopted to deal with such site conditions.
4.2 Method of Design of Flexible Pavement
The design of flexible pavement will be done as new pavements. New Pavements shall be
designed in accordance with the method prescribed in IRC:37 Guidelines for the Design of
Flexible Pavements (latest edition with upto date amendments).
4.3 Method of Design of Rigid Pavement
Rigid pavement shall be designed for a period of not less than 30 years, in accordance with the
method prescribed in IRC:58 Guidelines for the Design of Plain Jointed Rigid Pavements hot
Highways (latest edition with upto date amendments).
4.4 Design of New Pavements
4.4.1 Flexible Pavement-Design Period
i) Pavement shall be designed for a minimum design period of 15 years or operation
period, whichever is more. Stage construction will be permissible subject to the
requirements specified in para (ii) belw.
ii) a) The thickness of sub-base and base of pavement section is designed for a minimum
design period of 15 years or the operation period, whichever is more and initial
bituminous surfacing for a minimum design period of 10 years.
b) The Pavement shall be strengthened by bituminous overlay as and when required
to extend the pavement to full operation period. The thickness of bituminous overlays
shall be determined on the basis of IRC: 81.
4.4.2 Rigid pavement-Design Period and Strategy
i) The stage construction shall not be permitted in case of rigid pavement. The rigid
pavement shall be constructed in Check Post area including lane area, parking area
and detention area.
ii) The Pavement Quality Concrete (PQC) shall be designed as per para 5.3.1, based on a
flexural strength of 4.5 MPa. The PQC shall rest over Dry Lean Concrete (DLC) sub-base
of 150 mm thickness.
iii) The DLC will be of M10 concrete (7 days strength) as prescribed in IRC:SP: 49. DLC will
be extending beyond the PQC (including that in shoulder, if any) by 0.5m on either
side.
(iv) Below DLC layer, a properly designed layer (GSB) of thickness 150-200 mm shall be
provided. The drainage layer shall be properly designed so that a drainage coefficient
of 20 m per day is obtained. Where required as per soil conditions, a base layer of 150
mm and as specified in para 4.7.2 will also be laid on top of GSB & between DLC.
(v) The construction of rigid pavement should be done by Slip-form Paver. Stringent
quality control is absolutely essential for long term performance of the rigid pavement
and therefore, the same should be executed with utmost quality control and as per
procedure laid down in IRC: 15.
(vi) The details of axle load surveys, for trucks only, shall be used in computing stress
ratios as per IRC: 58.
4.4.3 Pavement Performance Requirements
i) The pavement structure shall be capable of giving the specified performance over the
entire operation period.
Page 31 of 134
(ii) The new pavement surface shall satisfy the following standards.
a) Roughness in each lane measured
by calibrated Bump Integrator
Not more than 2000 mm/km for
each lane in a km length
b) Rutting cracking or any other
distress
Nil
(iii) During the operation period, the pavement surface roughness or any
structural/functional distress shall not exceed the values specified in Schedule-K of the
Concession Agreement. Any treatment in the form of renewal/overlay carried out or
required to restore/correct/improve the riding quality or any distress shall be of such
thickness and specification that will restore the riding quality to 2000 mm/km.
(iv) During the operation and maintenance period, the pavement strength shall be
evaluated periodically through deflection measurements and stretches exhibiting any
structural deficiency shall be rectified.
4.5 Design Traffic
4.5.1 The design traffic shall be estimated in terms of cumulative number of standard axles (8160 kg) to
be carried by the pavement during the design period.
4.5.2 Estimate of the initial daily average traffic flow shall be based on atleast 7 days’ 24 hour classified
traffic counts. IRC: 9 may be used as guidance for carrying out the traffic census.
4.5.3 Any likely change in traffic due to proposed improvement of the facility and/or development
plans, shall be duly considered in estimating the design traffic.
4.5.4 Traffic growth rate shall be established for each category of commercial vehicles to be considered
for design of pavement. For traffic projections, the procedure outlined in IRC: 108 may be
followed. The Concessionaire shall adopt a realistic value of the rate of traffic growth, provided
that annual rate of growth of commercial vehicles shall not be assumed as less than 5% (five per
cent).
4.5.7 For rigid pavements Equivalent Damage Ratio (EDR) shall be adopted as given in IRC: 58.
4.6 Sub-grade
The sub grade, whether in cut or fill, shall meet the following requirements:
i. Sub-grade material shall conform to the requirements laid down in this Section 4.
Expansive clays and other unsuitable soils shall not be used for sub-grade
construction. The material used in sub-grade shall have dry density of not less than
17.5 kN/cu.m.
ii. The thickness of sub-grade shall not be less than 500 mm.
iii. The sub-grade shall be compacted to atleast 97% (ninety seven per cent) of the
maximum dry density achieved with heavy compaction in accordance with IS: 2720
(part 8).
iv. The soaked CBR value of remoulded sub-grade soil samples at the specified dry
density and moisture content shall not be less than 7% (average of atIeast 3
specimens), unless specified otherwise.
v. Sub-grade is to be laid in the entire check post area except for areas for buildings &
plantations.
4.7 Pavement Components and Materials
The pavement construction materials for sub–base, base and bituminous surfacing shall conform
to the requirements prescribed in MOSRTH and IRC Specifications. Use of Water Bound Macadam
(WBM) shall be not be allowed.
4.7.1 Sub-base
i) Sub-base shall be of any of the following types:
a) Granular sub-base conforming to clause 401 of MOSRTH Specifications. Sub-
base material shall have minimum soaked CBR value of 30% (thirty per cent).
b) Cement treated soil sub-base conforming to clause 403 of MOSRTH
Specifications.
Page 32 of 134
c) Wet Mix Macadam conforming to IRC : 19.
ii) Frost susceptible materials shall not be used in the sub-base.
iii) From pavement drainage considerations, the granular sub-base should be extended
over the entire formation width. The granular sub-base shall be of proper design and
grading to perform satisfactory as the drainage layer. In cuttings, granular sub-base
shall be at least 300 mm above the invert level of the drain.
iv) Where modification of granular sub-base grading given in Clause 401 of MOSRTH
Specifications is considered necessary to improve its drainage properties, the PI,
Compaction and Strength criteria shall be fully satisfied, besides drainage efficacy.
Further where required, depending upon the gradation of the sub-base material and
sub-grade soil, an appropriate filter layer of soil/aggregate or geo-textile shall be
incorporated between the sub-base. The proposal shall be communicated to the
Independent Engineer for review and comments, if any.
v) Sub-grade is to be laid in the entire Check Post area except those proposed for
building & plantations.
4.7.2 Base Course
i) Base Course material and construction shall conform to any of the following types:
a) Wet mix Macadam for base course conforming to IRC:109.
b) Crusher Run Macadam Base conforming to the requirements of Clause 410 of
MOSRTH Specifications.
ii) The granular base shall be primed with a prime coat of low viscosity liquid
Bituminous material of appropriate type conforming to MOSRTH Specifications/BIS
specifications, preparatory to the superimposition of bituminous treatment or mix.
iii) Base course should be laid below the flexible pavement wherever proposed in the
project.
iv) A base course layer atleast 150 mm will also be laid below the rigid pavement.
4.7.3 Bituminous Surfacing
i) The bituminous surfacing shall be either a wearing course or a binder course with a
wearing course depending upon the design traffic.
ii) Bituminous surfacing materials and thicknesses shall satisfy the requirements of the
IRC: 37. The suggested materials and thickness are desirable minimum from functional
and structural requirements.
iii) The specifications for the bituminous materials and mixes shall satisfy the specified
minimum requirements, as per the relevant MOSRTH Specifications. The design of
mixes shall be done by Marshall Method.
iv) For the design of mixes, use of refusal density criterion can be adopted.
v) The grade of bitumen/modified bitumen shall be selected by the Concessionaire
keeping in view the traffic, rainfall and other environmental conditions.
4.8 Performance Evaluation
i) Pavement performance evaluation shall be done by the Independent Engineer in
accordance with tests based on good industry practice.
ii) Roughness in each lane for full length shall be measured by calibrated Bump
Integrator periodically.
iii) The structural evaluation of the pavement shall be made by taking deflection
measurements every 5 years with Benkleman Beam, in accordance with the procedure
given in IRC: 81, unless needed earlier for stretches exhibiting severe distress during
the operation period.
4.9 Rigid Pavement
Rigid pavement work shall conform to relevant provision of Section 600 of MOSRTH
Specifications and IRC 58.
4.10 Construction, Workmanship and Quality of Work
All materials, construction operations, workmanship, and the surface finish of the quality of
Page 33 of 134
completed construction for all pavement works including sub-grade, sub-base, base course,
bituminous surface courses for new pavements and for widening and strengthening shall
conform to the specified requirements and specifications and comply with the relevant provisions
of Section 900 of the MOSRTH Specifications.
4.11 Detailed Design Report
The new pavement design and strengthening proposals formulated on the basis of the detailed
investigations and studies shall be communicated to the Independent Engineer for review and
comments, if any. The proposal shall be accompanied by Data Collection, Data Evaluation and
Design Reports.
4.11.1 Data Collection Report
The data collection report shall include:
(i) Soil investigation data for new pavements as per Table 13.2 of IRC: SP: 19. Report shall
include OMC-Dry density relationship with heavy compaction and soaked CBR values, in
addition to other data and information as per the prescribed proforma.
(ii) Test values of aggregate for pavement courses as per Tables 13.3 and 13.4 of IRC: SP: 19.
All tests as per requirements of MOSRTH Specifications shall be reported in addition to
the tests and information included in the above mentioned Tables.
(iii) Classified counts in Proforma 1 of IRC: SP: 19.
(iv) Axle load surveys and VDF values for each category of commercial vehicles as per
Proforma 4 of IRC: SP: 19.
(v) Estimation of traffic growth and traffic projections for pavement design.
(vi) Any other relevant information required by the Independent Engineer for review and
comments, if any.
4.11.2 Data Evaluation Report
The report shall inter alia shall cover:
(i) Data evaluated - soil characteristics and sub-grade strength, pavement distress, pavement
deflection, riding quality, skid resistance, drainage aspects, etc.
(ii) Pavement deficiencies, drainage and constraints.
(iii) Any other relevant details.
4.11.3 Detailed Design Report
The Concessionaire shall furnish the detailed design of the preferred solution along with any
special treatment proposed for adoption. Any departures from the specifications, stated herein,
shall be supported with authentic standards and specifications and accepted practice.
Page 34 of 134
SECTION-5
DRAINAGE
5.1 General
5.1.1 The design and construction of surface and sub-surface drains for Check Post area drainage shall
be carried out in accordance with the requirements to ensure for quick and efficient disposal of
storm water and avoid any flooding of the Check Post are under any circumstances.
5.1.2 Efficient drainage system shall be provided for the entire Project area at each Checkpost including
buildings, structures and facilities.
5.1.3 For quick disposal of precipitation on the pavements, lane area, detention area, loading and
unloading area, building etc shall have the requisite camber/cross-fall and longitudinal gradient
5.1.4 The design of drains shall be carried out in accordance with IRC:SP:42 and IRC:SP:50.
5.1.5 Construction of surface and sub-surface drains shall be carried out in accordance with the
requirements of Clause 309 of the MOSRTH Specifications.
5.1.6 Efficient drainage arrangements for Check Post area in cuttings shall be made. Where it is not
possible to drain out water using gravity flow, necessary arrangements for pumping shall be
made.
5.2 Surface Drainage
5.2.1 The water from Check Post areas shall be intercepted and carried through road side drains to
natural outfalls.
5.2.2 The drains shall have sufficient capacity to carry normal peak run-off without overflowing.
5.2.3 The selection of type of drains shall be based on the magnitude and duration of flow. The drains
shall be designed on the principles of flow in open channel.
5.2.4 The estimation of design discharge (peak run off) and design of drain sections shall be made in
accordance with the procedure given in IRC:SP:42.
5.2.5. The open drains shall be located sufficiently away from the toe of embankment. When the drain
is unlined it shall be beyond 4H:1V imaginary line drawn from the edge of the roadway.
5.2.6 As far as possible, longitudinal slope shall not be less than 0.5 percent for lined drains and 1.0
percent for unlined drains.
5.2.7 The side slopes of the unlined drains shall be as flat as possible and shall not be steeper than 2H:
1V.
5.2.8 The drains shall be provided with Cement Concrete lining, and will be covered with manholes at
suitable intervals.
5.3 Sub-surface Drains
5.3.1 The sub-surface drainage shall be provided:
(i) For lowering the level of water table for drainage of sub-grade.
(ii)To intercept or drain out free water in cut slopes.
(iii)For drainage of pervious sub-base in situations where it may not be practicable to extend the
sub-base across the shoulder.
5.3.2 Sub-surface drains shall not be used for surface drainage.
5.3.3 The sub-surface drains shall be:
(i) Close jointed perforated pipes or open jointed unperforated pipes in trenches with backfill
material around pipes.
(ii) Aggregate drains consisting of free draining material in the trench without any pipe.
5.3.4 Perforated pipes and unperforated pipes shall meet the requirements of Clause 309.2 of MOSRTH
Specifications.
5.3.5 The internal diameter of the pipe shall not be less than 150 mm.
5.3.6 The sub-surface drains shall be located not less than 0.5 m below the sub- grade.
5.3.7 Backfill Material
i) Backfill material shall be free draining sand, gravel or crushed stone designed on inverted
filter criteria for filtration and permeability or of an appropriate grading conforming to the
requirements of Table 300.3 of MOSRTH Specifications.
ii) Thickness of backfill material around the pipe shall not be less than 150 mm. The minimum
thickness of material above the top of the pipe shall be 300 mm.
Page 35 of 134
5.3.8 Sub-surface drains not located below the pavement shall be sealed at the top.
5.3.9 Use of Geo-textile
(i) The sub-surface drains may be designed using appropriate geotextile to serve the functions
of filtrations and separation.
(ii) The sub-surface drains can be provided with geo-textile either along the trench or around
the pipe or both.
(iii)The geo-textile shall satisfy the requirements of Clause 702 of MOSRTH Specifications.
5.3.10 Trench excavation, laying of pipes, backfilling, and use of geo-synthetics shall conform to the
requirements of Clauses 309.3.3, 309.3.4 and 309.3.5 of MOSRTH Specifications
5.3.11 The drain outlet shall be a free outlet and shall be prepared as per Clause 309.3.6 of MOSRTH
Specifications.
5.3.12 Design of subsoil drainage shall be based on a rational basis. Reference may be made to IRC: SP:
42
5.4 Survey, Investigations and Design Report
The Concessionaire shall carry out proper surveys and investigations for detailed design of the
drainage system. The proposal for drainage system supported with survey investigation report
and detailed design report shall be submitted to the Independent Engineer for review and
comments, if any.
5.4.1 Survey and Investigations. - Drainage Studies
The survey and investigation and drainage studies shall include:
Alignment Plan, longitudinal and cross-sections, contour map.
(i) Hydrological data Drainage area, water shed delineation, direction of flow, location of
outfalls, existing surface drains, ground surface condition, rainfall, flood frequency, etc.
(iii) Data for hydraulic design of drains.
(iv) Geo-technical investigations for sub-surface strata, level of water table, seepage flow etc.
(v) Identification of areas requiring sub-base drainage.
(vi) Any other relevant information.
IRC:SP:19, IRC:SP:42, IRC:SP:48 and IRC:SP:50 may be referred to.
5.4.2 Design Report
The design report shall include:
(i) Estimation of design discharge.
(ii) Design of surface drains.
(iii) Design of sub-surface drains.
(iv) Drainage arrangement plan.
(v) Specifications of drains.
(vi) Any additional information as required by the Independent Engineer for review of the
drainage system.
Page 36 of 134
SECTION-6
DESIGN OF STRUCTURES
6.1 Design Loading and Stresses
(i)The design loads and stresses shall be as per IRC: 6.
(ii) In Seismic Zones IV and V, necessary design related precautions against dislodgement of
superstructure shall be taken as per Clause 222 of IRC: 6.
(iii)All the components of structures shall be designed for a service life of 100 years except
appurtenances like crash barriers, wearing surface and rubberized components in expansion
joints and elastomeric bearings. All the requirements to achieve durability and serviceability
shall be implemented.
(iv)Provision shall be for utility service to be carried by the structures as per requirements at
site.
6.2 Widening / Reconstruction of Existing Structures
6.2.1 Existing Culverts & Structures
(i) All culverts and other structures in the Check Post area shall be
widened or reconstructed as per requirements at site.
(ii) All culverts and other structures within the Check Post area shall be extended as per
requirements at site for efficient working of Check Post area.
6.3 Structure Types
(i) Culverts shall be extended shall be compatible to the existing form unless required
otherwise.
(ii) For any bridge structure, preference shall be for Box Culvert single span or multiple span of
reinforced concrete. or steel- concrete composite construction.
(iii) Bridge foundation and substructure shall be of plain or reinforced concrete. These will be
designed as per the relevant IRC Codes / MOSRTH Specifications.
6.4 Hydrology
All the structures shall have adequate waterway. The design discharge shall be evaluated for
flood of 50-year return period.
6.5 Sub-Surface Investigations
6.5.1 The Concessionaire shall carry out independent sub-surface investigations to establish the soil
parameters required for detail design of each foundation separately, if necessary, in accordance
with relevant provisions of IRC:78 and MOSRTH Specifications of IRC:78 and MOSRTH
Specifications.
6.5.2 For single span structures, bores shall be taken at each of the abutment locations. For structures
having more than one span, at least one bore shall be taken at each of the foundation locations.
6.6 Foundations and Sub-structures
6.6.1 The design of foundations and substructures shall conform to IRC: 78.
6.6.2 Open Foundations
The design of open foundations shall conform to IRC: 78. Floor protection shall be provided as per
Section 2500 of MOSRTH Specifications
Page 37 of 134
6.7 Superstructure
6.7.1 The design of reinforced concrete super structure shall be as per provisions of IRC: 6 and IRC: 21.
The design of steel and steel-concrete composite super structures shall conform to IRC: 22 and
IRC: 24 respectively.
6.7.2 The Concessionaire shall submit the Method Statement to Independent Engineer for review and
comments, if any.
6.8 Wearing Coat
The wearing coat shall be in cement concrete.
Page 38 of 134
6.9 Design Report
The Concessionaire shall furnish the design report including the following to the Independent
Engineer for his review and comments, if any.
(i) Sub surface exploration report as per IRC: 78.
(ii) Hydrological investigation report including design discharge calculation for the bridges, in
case of any change in the proposed waterway of any bridge as specified in para 7.5 above.
(iii) Design and drawings of foundations, substructure and superstructure of structures.
(iv) Any Other information relevant to the design report.
Page 39 of 134
SECTION-7
MATERIALS AND SPECIFICATIONS FOR STRUCTURES
7.1 General
(i) All materials to be used in the structures shall be in conformity with the MOSRTH
Specifications and IRC Code of Practices and Standards.
(ii) The Concessionaire shall identify the proposed sources of materials and submit the proposal
to Independent Engineer for review and comments, if any, prior to delivery. If it is found that
proposed sources of supply do not produce uniform and satisfactory products at any time
during execution, the Concessionaire shall procure acceptable materials conforming to the
specifications from other sources.
(iii) The samples required for review shall be supplied well in advance, at least 48 hours or
minimum time required for carrying out the relevant tests, whichever is more. Delay in
submission of samples shall not be acceptable as a reason for delay in completion of the
works/extension of time for completion.
(iv) In case of manufactured items, the Concessionaire shall submit to the Independent Engineer
for review and comments, if any, the details pertaining to the product/ process/system
covering inter-alia:
a) General features of the product/process/system along with specifications and
standards adopted for the product/ process/ system;
b) Authenticated copies of license/agreement;
c) Name of manufacturer and name of product/process/system;
d) Details of projects where the product/process/system has been successfully used;
e) Limitations, if any;
f) Acceptance test and criteria;
g) Installation & maintenance procedure and schedule; and
h) Performance warranty.
(v) The Concessionaire shall set up a full-fledged laboratory at site, as per the
agreement for testing of all materials and finished products. The Concessionaire shall make
arrangements for additional/confirmatory testing of any material including imported
materials/products for which facilities at site laboratory are not available.
7.2 Structural Concrete
7.2.1 The Concrete for use in structures shall conform to the provisions in Clauses 302.6 to 302.9 of
IRC: 21 and Section 1700 of MOSRTH Specifications. Wherever High Performance Concrete (I-
1PC) is proposed to be used, the same shall conform to the provisions of IRC:SP: 70. Sampling and
Testing of Concrete shall be as per Clause 302.10 of IRC: 21. Acceptance criteria for concrete shall
conform to Clause 302.11 of IRC: 21. Concrete to be produced shall conform to the requirements
as laid down in MOSRTH Specifications.
7.2.2 The mix design for various grades of concrete shall be got reviewed by the Independent Engineer
prior to construction.
7.3 Cement
Any type of cement specified in IRC: 21 may be used for the works subject to limitations, if any,
specified therein.
7.4 Coarse Aggregates
(i) Before the commencement of the works, at least three samples in accordance with the
procedure laid down in IS: 2430 shall be taken for each quarry source to ascertain the
quality, suitability and fitness of the available material for use in the works. Fresh tests shall
be conducted, in case there is any change in the source or the type of rock being quarried.
The proposal, along with a copy of test reports, shall be submitted to the Independent
Engineer for review and comments, if any.
(ii) Aggregate having more than 0.5% (zero point five per cent) of sulphate as S03 with water
absorption more than 2% (two per cent) of its own weight shall not be used.
(iii) In case of doubt, the alkali-aggregate reactivity shall be tested in accordance with IS: 2386
Page 40 of 134
(Part 6). Coarse aggregates having positive alkali-silica reaction (ASR) shall not be used.
(iv) The maximum value of flakiness index for coarse aggregates shall not exceed 30% (thirty per
cent).
7.5 Sand/Fine Aggregates
(i) All fine aggregates shall conform to IS:383 and tests for conformity shall be carried out as per
IS:2386 (Part I to VIII). The fineness modulus of fine aggregates shall be between 2.0 and 3.5.
(ii) Before the commencement of the works, at least three samples as per IS: 2430 shall be taken
for each quarry source, to ascertain the quality, suitability and fitness of the available
material for use in the works and the proposal along with a copy of test reports shall be
submitted to the Independent Engineer for review and comments, if any.
(iii) Fine aggregates having positive alkali-silica reaction shall not be used
7.6 Water
(i) Water for use in the works for mixing and curing shall be in conformity with Clause 302.4 of
IRC: 21.
(ii) Water from each source shall be tested before the start of works and thereafter every
three months and after each monsoon, till the completion of the works and proposal along
with a copy of test reports shall be submitted to the Independent Engineer for review and
comments, if any.
7.7 Chemical Admixtures
7.7.1 The following guidelines shall be followed in their selection and use of the admixtures:-
(i) The chemical admixtures shall comply with IS: 9103 and meet the requirements
stipulated in Clause 5.5 of IS: 456.
(ii) The admixtures generating hydrogen or nitrogen or containing nitrates, sulphides,
sulphates, or any other material liable to affect the reinforcement/embedments or
concrete shall not be used.
(iii) Compatibility of admixture with the cement being used shall be tested before actual use in
the works. The test shall be repeated in case of change of type or grade or source of
cement.
(iv) Admixtures shall not impair the durability of concrete. They shall not combine with the
ingredients to form harmful compounds or endanger the protection of reinforcement
against corrosion.
(v) The packing of admixtures shall clearly indicate the name of the manufacturer/supplier,
brand name (name of the product), date of production and expiry, batch/
identification number.
Page 41 of 134
7.8 Steel
7.8.1 Reinforcement/Untensioned Steel
(i) All reinforcing steel for use in works shall be procured from original producers or their
authorized agents. Only Thermo Mechanically Treated (TMT) bars conforming to IS:1786 of
grade Fe 500 or Fe 415 shall be used as reinforcing steel.
(ii) Only new steel shall be brought to the site. Every bar shall be inspected before assembling
on the work and defective, brittle or burnt bars shall be discarded. Cracked ends of bars shall
be cut before use.
(iii) All reinforcement shall be free from loose rust and coats of paints, oil, mud or any other
substances, which may destroy or reduce bond. The reinforcement bars bent and fixed in
position shall be free from loose rust or scales, coats of paints, oil, mud or chloride
contamination and other corrosion products. Where cleaning of corroded portions is
required, effective method of cleaning such as sand blasting or other method shall be
submitted to the Independent Engineer for prior review and comments, if any.
7.8.2 Steel for Bearings
Mild steel, high tensile steel, cast steel, steel forgings, and stainless steel shall conform to the
provisions contained in clause 925.1 of IRC:83 (Part III).
7.8.3 Structural Steel
All structural steel, castings and forgings, fasteners (bolts, nuts, washers and rivets), welding
consumables, wire ropes and cables shall conform to the provisions of Clauses 505.1.2, 505.2,
505.3, 505.4 and 505.6 of IRC:24 respectively.
7.9 Storage of Materials
All materials shall be stored at proper places so as to prevent their deterioration or intrusion of
foreign matter and to ensure the preservation of their quality and fitness for the work. Any
material which has deteriorated or has been damaged or is otherwise considered defective after
review by the Independent Engineer shall not be used in the works and shall be removed from
site by the Concessionaire at his cost. Such materials shall not be made acceptable by any
modifications.
7.10 Reports to be submitted
The Concessionaire shall submit test results of all materials and finished products proposed to be
used in the Project, as specified in the QC documents, to the Independent Engineer for review
and comments, if any.
Page 42 of 134
SECTION-8
TRAFFIC CONTROL DEVICES AND SAFETY WORKS
8.1 General
(i) Traffic control devices shall comprise of traffic signs, road/pavement markings, raised
pavement markers (cat eyes), safety barriers, delineators etc as per requirements at site.
Guidelines given in IRC: 35, IRC: 67 and Section 800 of the MOSRTH Specifications shall be
followed in adopting appropriate road markings and traffic signs for proper guidance and
navigation of the traffic in the Check Post area.
(ii) The Concessionaire shall design the planning and layout of traffic control devices in a way to
avoid any conflict and to allow for efficient movement of the User in the Check Post area.
8.2 Road /Pavement Markings
All road markings shall conform to IRC: 35. Road markings shall comprise of carriageway markings
such as longitudinal markings, directional marking, edge lines, parking areas, hazardous locations,
etc. to ensure that movement of traffic within the Check Post area is safe, efficient and without
any conflict. The markings shall be done by means of a self propelled machine which has a
satisfactory cut-off value capable of applying broken line automatically.
8.2.1 Material
(i) Hot applied thermoplastic paint with glass beads shall be used as road marking materials.
(ii) Road markings may also be in the form of prefabricates sheet material, e.g. plastic sheets,
which may be set into the pavment with upper surface flush with the pavement surface.
(iii)Paint conforming to IS: 164 shall be used for object markings.
8.2.2 Raised Pavement Markers (Cat's Eyes):
The cat's eyes or road studs shall be provided to improved visibility during night time and wet-
weather conditions. These shall be either reflex lens type or solid white beads. These shall be
provided to supplement the paint or thermoplastic line markings.
8.2.3 Road Delineators
Theses shall be provided as per IRC: 79.
8.2.4 Lighted Bollards
Lighted bollards shall be provided in the traffic island for easy identification.
8.3 Road Signs
The three types of road signs viz., mandatory/regulatory signs, cautionary/ warning signs, and
informatory signs shall be provided as given in IRC:67 and Section 802 of MOSRTH Specifications.
Clustering and proliferation of road signs shall be avoided for enhancing their effectiveness.
8.3.1 The material and specifications for Road Signs shall be governed by the MOSRTH Specifications.
8.3.2 There shall be corresponding road markings with stop signs, give way signs, merging or diverging
traffic signs, directional signs, compulsory left/right signs etc as per IRC: 67.
8.3.3 The Specifications and Standards of road signs such as Chevron, Overhead etc which are not
covered by IRC: 67 would be as per International Standards.
8.3.4 All road signs shall be with retro-reflective sheeting of high intensity grade with micro-prismatic
retro-reflective element fixed over aluminium sub-strata as per Clause 801 of MORTH
Specifications.
8.3.5 Kerb mounted signs shall be supported on GI Pipes frame work. Overhead signs shall be placed
on a structurally sound gantry or cantilever structure made of MS Pipes. It height, lateral
clearance and installation shall be as per MOSRTH Specifications. The pedestals supporting the
gantry or cantilever structure of overhead signs shall be flushed at ground level.
8.3.6 Locations and size of signs shall be strategically selected for the information and guidance of
Users.
8.3.7 Signs in no case shall carry any advertisement.
8.3.8 The Concessionaire shall obtain from the manufacturer a seven year warranty for satisfactory
field performance including stipulated retro reflectance of the retro- reflective sheeting of high
intensity micro prismatic grade and submit the same to the Independent Engineer for review and
comments, if any.
Page 43 of 134
8.4 Safety during Construction
A proper Traffic Management Plan during construction shall be formulated by the Concessionaire
as per guidelines given in IRC:SP: 55 and submitted to the Independent Engineer for review and
comments, if any. The Traffic Management Plan during construction /maintenance shall be put in
place before the start of any construction/maintenance activity.
The execution of work shall be so planned that the inconvenience to the traffic is minimal.
8.6 Design Report
The Concessionaire shall submit proposals for traffic control devices and road safety works
together with drawings and details to the Independent Engineer for review and comments, if any.
The proposals shall include:
(i) Details of covering type, location, material specifications, installation details and the
requisite warranties for satisfactory field performance (as applicable) in respect of road
signs, road markings and roadside safety barriers.
(ii) Traffic Management Plan during construction/maintenance in accordance with the
requirement specified in Para 8.4 above.
Page 44 of 134
SECTION-9
LANE AND CHECK POST AREA
9.1 General
The Concessionaire shall construct Check Posts as per the Concession Agreement. The fee
collection system shall be speedy, efficient and user friendly. The design of the Check Posts
should be such that they are aesthetically pleasing and efficient and the fee collection staff
should be quick, courteous and adequately trained before deployment,
9.2 Land for Check Post
Adequate land for Check Posts shall be acquired to permit the provision of a minimum number of
lanes as specified in Schedule-B, including all other buildings and structures to be accommodated
at the Check Post location. Land shall be acquired by the Government at its own cost. However,
the Government may, if so specified, require the Concessionaire to procure the same on behalf of
the Government.
9.3 Layout and design of Check Post
9.3.1 The lane, detention and parking areas of Check Post shall be designed and constructed in rigid
pavement.
9.3.2 The minimum lane width in general layout of Check Post lane area shall be as per table
mentioned below:
Table 9-1
Particulars Dimension
Service Lane width for Oversized Vehicles 5.0m
Service Lane width for Goods Vehicle and Buses 3.5m
9.3.3 Wherever possible, the transition length where cross section changes from existing carriageway
to widened area of Booth & Lane shall be in tapering slope of 1:1 and the per relevant
guidelines/codes of MORTH.
9.3.4 Check Post System
The Proposed check post system consists of the following arrangements/facilities:
(i) Each operator booth will be equipped with Lane Computers connected with the
Checkpost server and integrated with Electronic equipments Weighbridge, License
Plate Reader, AVCC, etc. Operators booths will have data entry computers and data
entry operators posted at the Booths who will punch in the online data of required
vehicle and goods attribute into the Checkpost application software, developed by the
Concessionaire in consultation with DOT and PSAMB.
(ii) Each lane for Commercial Vehicles will be equipped with Electronic weighbridge,
License plate reader system, Lane monitoring video cameras, automatic Vehicle
Counter and classifiers, boom barriers, traffic signals and other equipments so that
the user department can operate smoothly and efficiently.
(iii) Each Checkpost will have Public address system with Speakers.
(iv) The administration office at each Checkpost will have Computers, Multi-functional
Device (for scanning, copying and printing) connected in the network along with Check
post servers with connectivity to the Data Centre.
(v) The administration office at each Checkpost will have video viewing equipments and
devices to view all the cameras deployed at the check post.
(vi) PTZ video cameras will be installed to cover 100% area of the checkpost.
(vii) All equipments will have individual / centralized power backup for uninterrupted
functioning.
9.4 Operator Booths
Operator booths may be provided of brick masonry. The Operator booths shall have adequate
space for seating of staff of various Govt. Departments, computers, printers, cash boxes, etc. It
should have provision for light, fan and air conditioning.
Page 45 of 134
9.5 Check Post Complex
9.5.1 The following Buildings shall be constructed at Check Post complex:-
(i) Administration office including checkpost control room;
(ii) Lane operator booths;
(iii) Loading and unloading area with warehouse;
(iv) Canopy;
(v) Electrical panel room;
(vi) Generator room;
(vii) Water tank;
(viii) Public convenience;
(ix) Compound wall;
(x) Residential Building / sStaff Dormitory / Guest House;
(xi) Security Booth/Police Outpost;
(xii) Commercial Centre.
9.5.2 The sizes of building mentioned above are specified in Schedule- B. These buildings shall be
provided with adequate water supply, sewage and sanitary arrangements & internal
electrification. Standards & Specification for Buildings & Electrification are specified in relevant
section of this Manual.
9.5.3 Water storage tank of required capacity for internal & external use of 24 hrs running water at
Check Post.
9.6 Check/Barrier Gate
A motorised barrier is generally placed at the exit of each lane to avoid passing of any vehicle
without payment of applicable fee. Electrically operated barrier with sensor & signal light gates
shall be used.
9.7 Lighting
9.7.1 The Check Post complex shall have continuous and reliable electric supply system for efficient
functioning.
9.7.2 Interior Lighting
The Operator booths and facility building office shall be illuminated adequately. Indoor lighting
should be with fluorescent /CFL/LED lamps. Lighting should be provided in such a manner that
glare is avoided or minimized. The level of illumination shall be 200 to 300 Lux as per IS:3646
(Part II).
9.7.3 Exterior Lighting
Lighting of the Check Post is important for enhancing the night visibility. The lighting system shall
consist of the following major components
(i) High Mast lighting.
(ii) Lighting on both side approaches to the Check Post.
(iii) Canopy lighting of complex.
(iv) Back up arrangement in case of power failure.
(v) Area lighting around in Check Post Complex.
9.7.4 High Mast Lighting
IS: 1944 (Part I & II) recommends 30 Lux of average illumination on road surface and ratio of
minimum to average illumination as 0.4. Normal low light poles are not able to give the required
lighting conditions. It is, therefore, necessary to install high rims'. The 30 m height of the mast is
considered suitable to have uniform spread of desired level of illumination in the Check Post area
for frequent and safe movement of vehicles.
Page 46 of 134
9.7.5 Area Lighting
Lighting in specified length on both side approaches of Check Post shall be provided to enhance
the safety in Check Post complex and to make the drivers conscious of their approaching the toll
gate. Standard & Specification for external lighting are mentioned in relevant Section of this
Manual.
9.7.6 Canopy Lighting
A higher level of illumination upto 100 Lux by providing 150-watt metal halide lamps shall be
provided at the toll gate and at toll booth locations. 1000-watt halogen lamps shall be provided
at the selected nodes of space frame of the canopy to ensure uniform illumination of the area.
9.8 Water Supply
Adequate water supply shall be provided. Water storage tanks shall be provided with capacity of
20,000 liters for each Major Checkposts and 10,000 liters for each Minor Checkposts. For working
out water requirement and internal drainage system, reference may be made to IS:1172, IS:5339
and IS:1742.
9.9 Fire Fighting System
For protection of the Check Post complex against fire hazard adequate fire protection
arrangements shall be made.
9.10 Report to be submitted
The specific design and detailed layout of Check Post, including all facilities shall be submitted to
the Independent Engineer for review and comments, by Concessionaire.
Page 47 of 134
SECTION-10
ROADSIDE FURNITURE
10.1 Overhead Traffic Signs
10.1.1 Suitable overhead traffic signs shall be installed on the main Highway to apprise and warn the
User of heck Post ahead, one kilometer before Check Post, 500 (five hundred) metres before the
Check Post and 50 (fifty) metre before entry to Check Post.
10.1.2 The overhead signs shall be reflectorized type, with high intensity retro-reflective sheeting
preferably of micro-prismatic type.
10.1.3 Design, location, application, height, vertical and lateral clearance of overhead road signs shall be
as specified in Section 800 of MOSRTH Specifications.
10.1.4 Materials for overhead signs support structure and installation shall be in accordance with
Section 802 of MOSRTH Specifications.
10.2 Road Delineators
10.2.1 They provide visual assistance to drivers about the road ahead especially at night. These include
pavement markings and post type delineators.
10.2.2 Delineator by pavement markings shall be provided as per IRC: 35. Guidepost post delineators
shall be provided as per IRC: 79 and Section 800 of MOSRTH Specifications.
Page 48 of 134
SECTION 11
LANDSCAPING AND TREE PLANTATION
11.1 General
The Concessionaire shall plant trees, plants and shrubs of required number and type at the
appropriate locations within the Right of Way of the Check Post and in the land earmarked by the
Government for afforestation. The Concessionaire shall also maintain the trees, plants and shrubs
in good condition during the Operation Period as per the maintenance schedule..
11.2 Design Considerations in various locations
11.2.1 Set-back Distance of Trees and Other Plantation
Trees on the roadside shall be sufficiently away from the roadway so that they are not a hazard
to road traffic or restrict the visibility.
11.2.2 Vertical Clearance of Trees and Other Plantation's
For safe traffic operation, the vertical clearance available across the roadway shall be minimum 5
m. From this angle, the probable size of all plants shall be anticipated in advance, at the time of
initial planting.
To allow for the effects of growth, wind and rain, trees shall be trimmed to 6 m and 6.5 m above
the pavement in rural and urban areas respectively.
11.2.3 Spacing of Avenue Trees
The spacing of avenue trees will depend on the type and growth characteristics of trees,
requirement of maintenance, penetration of distant views, etc. A range of 10-15 m would meet
the requirement for most varieties.
11.2.4 Choice of Trees
The following guidelines shall be kept in view while selecting the species of trees to be planted:
(i) Trees shall be selected with due regard to soil, rainfall, temperature and water level.
(ii) The species must be capable of developing a straight and clean bole upto a height of 2.5
to 3.5 m from the ground level.
(iii) The selected trees shall, preferably, be fast growing and wind-firm. These shall not be
thorny or drop too many leaves.
(iv) The trees shall be deep rooted as shallow roots injure pavements.
(v) The species selected shall be of less spreading type, so that these do not interfere with
overhead services, clear view of signs and efficiency of roadway lighting.
11.3 Plantation of Grass
All exposed area of Check Post except that has been paved, building area shall have grass of
good variety which do not have weed growth.
11.4 Maintenance of Plants
The Concessionaire shall submit scheme for plantation and maintenance of plants and trees,
grass and shrubs to the Independent Engineer for review and comments, if any.
Page 49 of 134
SECTION 12
PROJECT FACILITIES
12.1 General
The requirement of the Project facilities to be provided shall be dependent on the size and traffic
at each Check Post. The brief guidelines in this regard are as under. The Project Facilities shall be
developed by the Concessionaire at his own cost and shall be handed over to the Concessionaire
on termination of the Con cession Agreement.
12.2 Check Post Area Lighting
12.2.1 General
(i) The Concessionaire shall provide lighting at required locations in Check Posts, using
appropriate system and source of electric power as per the requirements.
(ii) The Concessionaire shall make suitable arrangements for procuring Power Supply to ensure
uninterrupted lighting during night and when visibility is low, including provision of DG sets
as standby arrangements.
(iii) The Concessionaire shall bear all costs of procurement, installation, running and operation
cost of all lighting, including cost of energy consumption specified in this Section.
12.2.2 Specifications
(i) Unless stated otherwise elsewhere in this Schedule, the minimum average level of
illumination on the Check Post shall be 30 Lux.
(ii) The layout of the lighting system together with type of luminaries for different locations
shall be prepared by the Concessionaire in such a manner that the minimum
illumination level prescribed in para 12.2.2(i) can be achieved and shall be submitted
to the Independent Engineer for review and comments, if any.
(iii) Overhead electrical power and telecommunication lines erected within the ROW by
the Concessionaire shall be provided with adequate clearance so that safe use of the
highway is not affected.
(iv) Vertical and horizontal clearances for electrical installations shall conform to IRC:32.
(v) All the fixtures, wires/cables, lights shall conform to relevant BIS specifications as a
minimum. The Concessionaire, may, with the prior review and comments, if any, of
the Independent Engineer use fixtures with better specifications
12.3 Commercial Centre
12.3.1 General
The Concessionaire shall construct and maintain Commercial centre in accordance with the
provisions of this Concession Agreement.
12.3.2 Facilities
The Commercial centre shall have the following facilities:
(i) Paved parking,
(ii) Eateries, food joints, restaurants serving non-alcoholic food items and drinks
(iii) Stationery shops, book shops, newspapers/journals/magazines
(iv) Photocopier, facsimile, printer, internet cafe services
(v) Medical shops
(vi) Grocery shops selling dry or packaged groceries or shops selling general merchandise
(vii) Auto components and auto repair shops
(viii) Branded and packaged fuels and lubricants (provided they obtain the requisite
explosive licences for storing such chemicals)
Maximum permissible built up area for Commercial centre has been specified in Schedule-C of
Concession Agreement. Specifications and Standards for these buildings shall be as per relevant
building section of this Manual.
12.3.3 Lighting
The Commercial centre shall be illuminated at night to provide an average illumination of 30 Lux.
Suitably designed electric poles having aesthetic appeal and energy saving bulbs may be used to
provide required illumination. Alternatively, photo voltaic lamps may be used.
Page 51 of 134
SECTION-1
GENERAL
1.1 The Concessionaire shall construct residential/non-residential buildings in the project area at
each Check Post. The number and area of each category of building have been given in the
Schedule-B of Concession Agreement.
1.2 Brief Specifications for some of the major items for building work are given below. However the
Concessionaire shall have to construct all items as per Standards and Specifications of Central
Public Works Department (CPWD) for Class 1 building works, standards given in the National
Building Code (NBC) and Punjab PWD Specifications as amended and/or modified from time to
time, in the order of priority.
1.3 All items of lighting works shall conform to CPWD Specifications for Electric Works (Part I and Part
II). Makes of materials/manufacturers to be used shall be approved by the Independent Engineer.
1.4 The Concessionaire shall provide and fix water storage capacity to ensure 24 hours water supply
in all buildings at each check post. All sanitary and plumbing works shall be in conformity to
provisions of National Building Code. In no case internal water supply shall be provided in PVC
piping. Makes of materials/ manufacturers to be used shall be approved by the Independent
Engineer.
1.5 Cement to be used in the works shall be any of the following types with the prior approval of the
Independent Engineer:
a) Ordinary Portland cement, 33 Grade conforming to IS: 269.
b) Ordinary Portland cement, 43 Grade conforming to IS: 8112.
c) Ordinary Portland cement, 53 Grade conforming to IS: 12269.
d) Sulphate resistant Portland cement, conforming to IS: 12330.
Admixtures to be used shall conform to relevant Indian Standards and compatible with the
cement to be used.
1. 6 Steel reinforcement to be used shall conform to IS: 1786. All steel reinforcement shall be
procured from original producers; no re-rolled steel shall be incorporated in the work. Only new
steel reinforcement shall be delivered to the site. Every reinforcing bar shall be inspected before
assembling on the work and defective, brittle or burnt reinforcing bar shall be discarded. Cracked
ends of reinforcing bars shall be discarded. Only Thermo Mechanically Treated (TMT) bars
conforming to IS:1786 of grade Fe 500 or Fe 415 shall be used as reinforcing steel.
1.7 Burnt clay bricks shall conform to the requirements of IS: 1077. They shall be free from cracks
and flaws and nodules of free lime. The brick shall have smooth rectangular faces with sharp
corners and emit a clear ringing sound when struck.
1.8 For brick work cement sand mortar leaner than 1:6 shall not be used. External and internal damp-
proof courses shall be provided.
1.9 Aggregate shall consist of clean, hard, strong, dense, non-porous and durable pieces of crushed
stone. They shall not consist pieces of disintegrated stones, soft, flaky, elongated particles, salt,
alkali, vegetable matter or other deleterious materials. All aggregate shall conform to IS: 383 and
tests for conformity shall be carried out as per IS: 2386 Parts I to VIII. The maximum value of
flakiness Index for aggregate shall not exceed 35 percent. 1.10 Fine aggregates shall not
contain dust, lumps, soft or flaky materials, mica or other deleterious materials. Fine aggregates,
having positive alkali-silica reaction, shall not be used. All fine aggregates shall conform to IS: 383.
The fineness modulus of fine aggregate shall neither be less than 2.5 nor greater than 3.5.
1.11 Water used for mixing and curing of concrete shall be potable water. Generally it shall be clean
and free from injurious amount of oils, acids, alkalis, salts, sugar, organic materials or other
substances that may be deleterious to concrete.
1.12 Concrete shall be mixed either in a Concrete Mixer with weigh batchers or in a Batching and
mixing plant. Hand Mixing is prohibited. Mixing shall be continued till materials are uniformly
distributed and a uniform colour of the entire mass is obtained and each individual particle of
the aggregate shows complete coating of mortar, containing its proportionate amount of
cement. In no case, mixing shall be done for less than 2 minutes.
1.13 Concrete shall be transported and placed as near as practicable to its final position. Concrete
shall not be freely dropped into place from a height exceeding 1.50 metres and it shall be
compacted in its final position within 30 minutes of its discharge from the mixer. It shall be
Page 52 of 134
compacted thoroughly by vibration or other means during placing so as to produce a dense
homogeneous void-free mass having the required surface finish. Bottom and side surfaces shall
give a uniform texture, smooth surface and good appearance. Non uniform texture and rough
surface of concrete shall be treated as defective work and it has to be remedied with 1:3
cement plasters.
1.14 Materials for finishing items shall conform to provisions of relevant Indian Standards.
1.15 All joinery work on the exterior facade shall be in anodized aluminium. For internal joinery work
wooden frames and shutters of approved make shall be provided duly finished with paint.
Page 53 of 134
SECTION- 2
TECHNICAL SPECIFICATION FOR BUILDING WORKS
2.1 The Concessionaire shall undertake design, engineering, procurement, construction, up gradation
& maintenance during the concession period of required buildings complete with all interiors,
internal wiring, electrical and electronic equipments, furniture and fixtures, etc as required for
the successful execution of the project. The building works, internal water supply and sanitary
services and installations, internal electrical services and installation, fire-detection, fire-alarm
and fire-fighting services, air-conditioning services, estate water supply, sewerage and other
services for efficient functioning of Check Posts shall be planned, designed, constructed and
maintained as per CPWD Specifications supplemented relevant provisions of National Building
Code and relevant Indian Standards. The materials to be used shall conform to CPWD
Specifications and provisions of relevant Indian Standards.
2.2 Buildings at each Check Post will include:
(i) Administration office including checkpost control room;
(ii) Lane operator booths;
(iii) Loading and unloading area with Warehouse;
(iv) Canopy;
(v) Electrical panel room;
(vi) Generator room;
(vii) Water tank including underground water tank;
(viii) Public conveniences;
(ix) Compound wall;
(x) Residential Building / Staff Dormitory / Guest House;
(xi) Security Booth/Police Outpost; and
(xii) Commercial Centre.
The sizes of building mentioned above are specified in Schedule- B.
2.3 All items of building works shall conform to CPWD Specifications, relevant provisions of National
Building Code (NBC), Indian Standards as amended and/or modified from time to time, in the
order of priority.
2.4 The buildings and structures shall be designed for 100 years design life.
2.5 All buildings shall be in RCC framed structure R.C.C. footings, columns, beams, ties and slab. In
case of Warehouse the Concessionaire shall have the option to have structural frame work in
structural steel or RCC columns supporting structural steel/steel tubular trusses with ACC sheet
roofing of other suitable sheets as approved by the Independent Engineer.
2.6 The buildings shall be designed for all type of loads including seismic load as per provisions of
relevant Indian Standards.
2.7 It is extremely important that the facilities constructed, built and erected are architecturally
beautiful, aesthetically pleasing, environmentally compliant, functionally efficient and
operationally convenient as well as safe.
2.8 Administration office including Check Post Control Room
2.8.1 The Administration Office building shall be provided with following minimum specifications:
2.8.2 Administration Office shall be designed with the minimum built-up area as prescribed in the
Schedule-B of Concession Agreement. The actual area requirement shall be worked out in
consultation with User Departments.
2.8.3 Administration Office shall be provided with minimum following:
(a) Administrative office space for User Departments;
(b) Administrative office space for Concessionaire;
(c) Control room and surveillance room;
(d) Reception area;
(e) Store room/Record room;
(f) Pantry;
(g) Toilets and washroom; and
(h) Transaction windows for related transactions.
Page 54 of 134
2.8.4 The administrative office building shall be well lighted using energy efficient lighting and air
conditioned with well furnished interiors, work-stations, furniture and fixtures, storage space,
circulation area etc. Each work station shall be provided with telephone connectivity, LAN
connectivity and desk light.
2.8.5 The Concessionaire shall be responsible for maintenance of the Administrative Office space of
User Departments.
2.8.6 The Concessionaire shall prepare the detailed architectural plan for the administrative office
taking into account User Departments’ requirement and shall submit the same for Independent
Engineer’s Review.
2.9 Data Centre
2.9.1 The Data Centre housing Data Centre shall be of minimum 1000 sqft and located within Punjab.
2.9.2 The Data Centre shall be equipped with furnished interior, furniture, fixtures and equipments
required for IT System including remote surveillance system and data storage, transmission and
retrieval system.
2.10 Public Conveniences
2.10.1 The Concessionaire shall make provision for separate public convenience for staff and visitors
(men and women) and drinking water fountains at the Checkposts at appropriate location easily
accessible to users including disabled persons.
2.10.2 The public conveniences shall have adequate provision of toilets (Indian and European style),
urinals and hand basins with mirrors and other toilet accessories like soap dispensers, hand
drier, napkin dispenser etc.
2.10.3 The flooring, skirting and dado for toilets shall be of granite.
2.10.4 Public Conveniences and each toilet facility should be designed to provide high quality
ventilation and lighting and facilitate cleaning work so that it may offer comfort and convenience
to the user.
2.11 Construction and Material Specifications
2.11.1 The materials to be used in the construction and providing of all category of services shall
conform to CPWD Specifications and provisions of relevant Indian Standards. The Concessionaire
shall develop Construction Quality Assurance programme, which must ensure that the
constructed units meets or exceeds all design requirements, material and construction
Specifications.
2.11.2 Construction Quality Assurance must include observations, inspections, tests and measurements
sufficient to ensure:
2.11.2.1 Structural stability and integrity of all components;
2.11.2.2 Proper construction of all components according to the specifications prescribed by Competent
Authorities, the technical specifications and good engineering practices, and proper installation
of all components according to design specifications; and
2.11.2.3 Conformity of all materials used with design and other material specifications.
2.11.3 The Concessionaire shall carry out the tests as per the construction quality assurance plan
developed in consultation with Independent Engineer. The tests shall be conducted in
accordance with applicable laws, permits and specifications. The Government through
Independent Engineer shall monitor the results of tests to determine its compliance.
2.11.4 The structures/building shall be RCC framed structure with columns supporting on spread/raft
foundations supporting beams across which slab shall be made to span.
2.11.5 The bricks for masonry work in foundations as well as super structure shall be first class burnt
clay bricks conforming to Specifications.
2.11.6 The brick walls shall be finished with 1:4 cement sand plaster and ceiling with 1:3 cement sand
plaster.
2.11.7 For construction of Warehouse the Concessionaire shall have the option to have structural frame
work in structural steel or RCC columns supporting structural steel/steel tubular trusses with ACC
sheet roofing of other suitable sheets as approved by the Independent Engineer.
2.11.8 The exterior doors and windows frames shall be in anodized aluminium. The shutters of exterior
door shall be in anodized aluminium. Alternatively exterior door and window frames and shutters
Page 55 of 134
shall be of teak wood. The door shutters shall be 40mm thick and window shutters of 30mm
thickness. The interior door frames and shutters shall be 40mm thick of first class wood.
2.11.9 Glass for window shutters shall be plain or tinted glass of adequate thickness.
2.11.10 Flooring (where applicable for any type of vehicular traffic) shall be of M25 grade concrete duly
reinforced at 5cm from top, with joints at suitable spacing in impregnated board duly sealed with
poly-sulphide based joint-sealent.
2.11.11 Flooring of Administration office block and control room shall be of vitrified tiles of approved
size and make.
2.11.12 The steel work shall in structural steel sections.
2.11.13 The painting for plastered walls, wooden surfaces and steel works shall be carried out with first
quality paint/emulsions. For internal walls oil-bound distemper shall be used.
2.11.14 As per the guidelines of Ministry of Environment and Forest on “Utilisation of fly ash- notification
no (SO) 763 (E) dated 14th
September 1999 and amendment thereto, the flyash or pond ash from
thermal power plant shall be used for construction for the Checkposts which are within radius of
100 km of a thermal power plant.
Page 57 of 134
ELECTRIFICATION WORKS
1 Power Demand and Source of Supply:
1.1 The Concessionaire shall make arrangements for continuous supply of power so that
there is no interruption in the operation and maintenance of functioning of the
computers and surveillance systems at the Check Posts. The connection for public
power shall be arranged from PSPCL by the Concessionaire at his own cost.
1.2 Standby Diesel Generating (DG) Set of adequate capacity shall be provided at each
Check Post to meet emergency load requirement or for backup during power failures
at Project Facility including Checkposts and Data Centre. It shall include requirements
of emergency lights at Check post control room, Check Post, Operator booths, parking
and detention area, warehouses, fire fighting, water supply, telecommunication, IT
System etc.
1.3 The installation and operation of DG set shall conform to the guidelines stipulated by
Central Pollution Control Board and/or MoEF as the case may be.
1.4 The standby power supply shall be ready to be operated and should be available 24
hours. The Standby power source shall be operational, secure and tested regularly.
1.5 The UPS of adequate capacity (125% of the total connected load) shall be provided for
uninterrupted power supply to all electronic equipments including the computer
system, like computers, smart card readers, ticket/receipt dispensers. The UPS shall
have minimum 1 hour backup.
1.6 Integrity of electrical supply to essential and non-essential circuits and distribution
network shall be maintained at all times.
1.7 Any disruption in power supply at Project Facility shall be rectified in six (6) hours.
2 Internal lighting:
The wiring shall done with PVC insulated FRLS - ISI MARKED ( IS 694) copper conductor multi
strand, wire of 1100 volt grade insulation in heavy gauge HMS PVC Conduits (ISI marked IS 9537)
and shall be concealed. The cable size 1.5 sq.mm for individual light point, 2.5 sq. mm for circuit
wiring and 4 sq.mm for power wiring shall be used. The no of wires in single PVC conduit shall not
be more than as specified below:-
Nominal cross section area
mm2
Size of conduit (mm) outside diameter
20 25 32 38 50
Maximum Nos. of cables
2.5 5 10 14 - -
4.0 3 6 10 14 -
6 2 5 8 11 -
10 - 4 7 9 -
16 - 2 4 5 12
25 - - 2 2 6
35 - - - 2 5
50 - - - 2 3
All switches/ sockets shall be non modular type of capacity 3/6 pin 6 Amp/ 16 Amp as per
requirement of the apparatus wattages duly fitted in suitable metallic boxes. All controls switches
shall be provided in phase conductor only. All 3/6 pin 6 Amp/ 16 Amp shall be properly connected
to a terminals, all terminations shall be done with lug only energy saver ceiling fans confirming to
IS 374-1979 with step type electronic regulator are to be provided.
Energy efficient fixtures or lamps (CFL), of suitable wattages to give illumination level of 200
lumens as per IS-10322 shall be provided. For circuit control circuit MCB DBs of double door of
sheet metal box, sleek consumer unit type of suitable capacity as per IS 8828 shall be provided.
All material to be used shall be ISI marked. In case of non modular switch board the Hylam sheet
shall be not less than 3mm thick and metal box shall not be less than 5 cm deep and should be 18
SWG sheet.
Page 58 of 134
3 Area lighting:
Area lighting at the project areas, Detention areas parking area and periphery lighting:-
As per IS 10322, for lane areas, Detention area and parking area shall have illumination level of
40-50 lumens. Accordingly high masts of 30 meter height with suitable metal halide Flood light
and 400/750 watts to be provided for required illumination level. The mast structure shall be
stable for suitable wind loading as per IS 875 Part-3, 1987. The mast shall be manufactured using
hot dip galvanized material as per BSEN 10025, 5-355. The high mast shall meet with detailed
specifications as laid in IS: 1944 (Part-1 &Part-2)
The peripheral lighting is to be provided on steel tubular support of 9/11 meter height as per IS
2713-1980 at centre-to-centre spacing not exceeding 30m with 85 Watt CFL fittings. The cabling
to the high masts should be not less than 50 sqmm XLPE LT cable suitably laid underground not
less than 60 cms deep in GI/PVC pipes of suitable thickness and strength. The street light cables
shall be distributed in three phase supply by 10 sq.mm 4 core XLPE cable preferably underground.
4 Electrical Substation
The Concessionaire will be required to construct an outdoor type transformer substation to step
down voltage from 33 KV to 0.433KV of suitable capacity as required as per assessed electric load
of the check post. The outdoor type 33/.433 KV transformer shall be copper wound delta to star,
oil filled on cooling off load hand operated, tap changers, voltage with two earth terminals, oil
level gauge, drain valve with plug, temperature meter (temperature not to exceed 50⁰ C on load),
oil conservator.
Bucholtlz relay, silica gel breather, suitable bushing terminals on 33 KV and 0.433 KV side for
underground XLPE cable connectors, etc. as per IS 3156 Part I, III & IV. The transformer shall be
protected with a 33 KV VCB with panel with suitable relays & LA(s) etc. The outgoing of the
33/.433 KV transformer shall be connected to the main LT panel through a 3½ core XLPE, 1100
Volt grade cable as per IS 1554-1100 Volts grade of suitable capacity. The main LT panel shall be
located in generator room in the substation with suitable capacity MCCB/ACB. Load on each
lighting circuit shall not exceed 500 W for lighting and 2000 Watts for power circuit. The panel
shall be made of 16 SWG MS sheet fully compartmentalized and vermin proof, consisting of
switch fuse units, bus bar and accessories of suitable capacities. The wiring shall be done 1100
Volt grade PVC insulated copper wire and aluminum bus bar, suitably designed for 1 sq mm per
Amp strip and providing 2 earth terminals at bottom and both terminals to be interconnected by
GI strip. The LT control panel shall have an incoming side and outgoing side MCCB/ACBs of
suitable capacity with all associated measuring instruments, CTS, and protection relays. The
boxes are to be painted suitably.
5 Diesel Generator Set
Each Check Post will be provided with a diesel generator set of suitable capacity.
The noise less DG sets will be housed in the generator room of the substation and shall be
provided with control panel having all measuring protection equipments. The output from the
generator shall be connected through a 3½ core XLPE LT cable to main LT panel of the substation
transformer automatic/manual change over switch facility. Totally enclosed silencer shall be
provided for DG set. The fuel shall be taken through a set of FLV pipes to the scrubber and
discharge as per Pollution Control Board requirements and guide lines.
6 Earthing of substation and other installations
Earthing shall be done in accordance with IS-3043 of 1987. The relevant provision of rules 33 and
61 of the Indian Electricity Rules, 1956 shall be complied with for equipments and installation of
the earthing. The salient features of earthing arrangement will be as below:-
6.1 Earth Electrodes
A. Type: Earth plate electrodes shall be provided and they shall not be less than 60cm x
60cm x 3 mm in copper as per clause 9.2 of IS - 3043.
Page 59 of 134
B. Installation: Electrodes shall as far as possible, be embedded below permanent
moisture level. In addition, they shall be buried at a depth of not less than 3 metre.
Complete installation shall be as per IS-3043.
C. Earth station shall be 60 cm x 60 cm x 3 mm copper buried in specifically prepared
earth pit so as to keep top of earth plate 3 metre below ground with 40 Kgs charcoal
and salt (with alternate layers of charcoal and salt) with 19mm dia. GI pipe provided
with funnel with a wire mesh for watering and brick masonry block, CI cover etc.
complete as per Para 9 of IS 3043 of 1987 with necessary length of double copper
earth strip of adequate size bracing with lug to plate and covered in adequate size GI
pipe 2.5 M long complete connected to the switch gear with end socket as per
direction and duly tested by earth tester and recording results.
6.2 Distance between two earth pits shall not be less than 6 Mtrs i.e. double the depth of each
Electrode.
6.3 A) Sub Station Earthing (H.T.): Earth pits shall be provided as given below.
1) 2 Nos. for neutral earthing of transformer.
2) 2 Nos. of body earth for transformer.
3) 2 Nos - 1 for VCB panel & 1 for servo voltage stabilizer.
4) 1 No for surge arrestors.
B) L.T. Earthing
Earth station shall be provided as follows:
1) LT panel - 2 Nos.
2) Emergency Lighting Panel - 2 Nos.
3) 2 Nos. for floor panels at different floors (All these pits shall be
interconnected)
4) A.C. Panel - 2 Nos.
5) Fire fighting system - 2 Nos.
6) Water Pumps - 2 Nos.
7) All electronic equipment - 2 Nos.
8) Computers and its peripherals - 1 Nos.
9) All electronic equipments - 1 Nos.
6.4 General Rules Applying to all Systems of Earthing
Method of earthing:
A. Connections to earthing conductors:
1) Main earthing copper strip shall be laid from the earth station provided in
the substation. HT Equipment, VCB, Stabilizer, and Transformer shall be
earthed in the substation as per the provisions of IS 3043 - 1987.
2) Main LT panel connection shall be taken from earth electrode provided near
main LT panel room.
3) There will be copper strip of vertical risers from the earth pits independently
provided for earthing of distribution floor panels located at different floors.
4) Interloping of sub panels to room DBS shall be done with PVC insulated
copper conductor of appropriate size.
B. Cable sheathing and armouring-
These shall be earthed at the ends adjacent to switch boards at which they originate,
or otherwise at the commencement of the run by an earthing conductor connected
to an earth clip, clamp or gland in effective electrical contact with cable sheathing
and armouring.
6.5 Earthing Conductor
Every earthing conductor shall be either stranded strips or circular or rectangular bar. Protection
against mechanical injury shall be provided whereever necessary. The earth conductor may be of
high conductivity copper. The sizes of earthing conductors shall correspond to the load current as
given below:
Size of earth conductors from main switchboard to sub main switches or DBs
Page 60 of 134
Cross sectional area of current carrying
conductor copper
(sq.mm)
Cross sectional area of earth continuity
conductor Copper (sq.mm)
(sq.mm) S.W.G
4 4 12
6 4 12
10 6 10
16 10 8
25 16 8
35 16 8
50 25 6
70 35 2
95 50 20x3 mm
120 70 25x3 mm
Size of earth conductors for plug sockets for the use of portable appliances
Cross sectional area of current carrying
conductor copper/Aluminium (sq. mm)
Cross sectional area of earth continuity
conductor
2.5 14
4 12
6 12
Cables : Design aspect-load, length, Voltage drop
Switchgears: Protection- rating, S.C. rating nominal rating, back up etc MCB/MCCB/ELCB/RCCB
7 Air-conditioning
Air conditioners shall be provided in booths, the Data Centre and Administration blocks. The
capacity of air conditioners shall be decided on the basis of the volume of area to be air
conditioned. The air conditioners of minimum 1 (one) tone capacity shall be provided for the
volume of 1000 cuft. The type of Air conditioners to be installed should be preferably split type,
with its condensing units installed outside suitably connected by copper tubing of required
diameter and properly insulated. The air conditioners should be electrically fed by the power
point installed nearby with not less than 04 sqmm copper wire, with suitable earthing.
8 Water Pumps
The concessionaire shall make his own arrangement of water, by drilling a suitable bore,
obtaining required permission of local bodies, as the case may be. He will install a central
overhead tank of proper capacity, which shall be fed by the bore through not less than 5 (five) HP
submersible pumps. The residential and administrative block shall be gravity fed by this overhead
tank by means of suitable capacity GI pipe laid underground.
9 LIGHTINING PROTECTION SYSTEM
9.1 General
i) Installation of lightning Protection system shall be provided as per guidelines given in
IS: 2309-1989 and entire installation shall be strictly in accordance with it.
ii) All buildings shall be provided Lightning Protection System.
Number of Air Terminations for each building are to be decided as per IS 2309-1989
9.2 Zone of Protection
The zone of protection of a lightning conductor defines the space within which a lightning
conductor provides protection against a direct lightning stroke by diverting the stroke to itself
and to ground. For a single vertical conductor and with an angle called as protective angle. For
the purpose of providing an acceptable degree shall be considered as 45 deg. between two or
more vertical conductors of equal height spaced at a distance not exceeding twice their height,
the protective angle within the space bounded by the air termination shall be taken as 60 deg. to
the vertical, while protective angle away from the conductor will be taken as 45 deg. to the
vertical.
Page 61 of 134
9.3 Material and Dimensions
The materials of lightning conductor, down conductor, earth termination etc. shall be copper arid
shall be protected against corrosion.
Air termination and down conductors shall be of copper and shall conform to IS: 2309-1989.
9.4 Joints and Bonds
The lightning protection system shall have as minimum joints as possible. Wherever joints in the
conductor are necessary, they shall be mechanically and electrically effective and shall be riveted
and brazed in an approved manner.
9.5 Earth Terminations
Each down conductor shall have an independent earth termination and earth electrode as per IS:
3043. All the earth termination shall be provided with isolation box for testing.
9.6 Air Terminations
Air termination mesh on terrace shall be provided such that no point is more than 9m away from
the mesh as per IS: 2309-1989. Number of down conductors shall also be provided as per
guidelines included in the IS: 2309-1989.
9.7 Fasteners
Conductors shall be securely fixed to the building to be protected by the fasteners, which shall
not be more than 1.2m apart for horizontal run and 1.0m for vertical run.
Page 63 of 134
1. Electronic weighbridge Minimum specifications shall be as follows:
Electronic Weigh Bridges with following Size and capacity
• Lanes for Over-sized Vehicles should have the weighbridge with a capacity of 100 Tons; other lanes
should have the weighbridge with a capacity of 60 Tons
• The weighbridge shall be installed on a raised platform above the ground level.
• It should have: Electronic load cell conforming to IS - 9281 Specifications for electronic
weigh bridge.
• It should be integrated with Lane Desktop Computers.
• It should have Large figure display -100 mm 4 lines confirming to IP 54.
• Weigh bridge foundation should be M40 grade concrete.
• Material specifications for all structural components of platform shall be as per IS 2062.
• Minimum graduation for weighbridge shall be 20kg. Load cells shall have IP 68
protection.
• The main girders and other cross members shall be rigidly secured to the foundation
restricting any movement.
• Calibration, Test loads and stamping from the competent authority as required during
the entire Concession Period.
• Electrical safety and immunity- as per IEC 348 immune to EMI, RFI according to IEC801-
24.
• FOUNDATION with M40 grade concrete. RAMP in M40 grade concrete.
2. License plate recognition Minimum specifications shall be as follows:
LPR Engine
Features of LPR Software:
Technical specifications of Software Engine
Programming Languages under Windows • Visual Basic.NET • C# • Java
Software Development Kit • Drivers, sample source codes • DLLs,
ActiveX components for integration
with windows, linux, ubntu, equivalent
for both desktop and web based
application
Type of Plates • font independent
Image Input • Still image from memory or file
(BMP,JPEG,JPEG2000)
• Live video input (PAL or NTSC)
Trigger • Software based Trigger is mandatory as
recognizing from live video
Processing Time Dependence • Image content (complexity, noise level)
• Image size • Processing power (CPU
speed) • Parameter settings
Sample Processing Time • 50ms @ CPU 2GHz, B&W images,
768x288 pixels (PAL/2) • Quick engine:
7ms @ CPU 2GHz, 768x288 pixels
(PAL/2)
Reading Capacity Picture of mega pixel-size, 12bits/pixel high dynamic range, high resolution
digital image or a 384x288 size colour CCTV video picture as input.
Output Plate number in ASCII/UNICODE
Recognition rate (correct reading/total number of input) shall be over 98.5% for Standardised High
Security Registration Plate (HSRP).
LPR Camera
The image capturing hardware shall consist of:
High Resolution Ultra Low LUX B/W ANPR Camera
Infra red flash illuminator inbuilt with IP camera.
IR filter
External 24 V AC power supply unit
Page 64 of 134
Weatherproof housing and console, hidden cables
The hardware shall have specifications as follows:
Imaging Device
1/3" interline HAD CCD, B&W
Image Processing
Speed not less than : 25 frames/second (50 half frame)
Picture Elements
not less than 768 x 576 (PAL) effective 768 x 288 (PAL/2)
Sensing area
not less than 6.3 mm (H) x 4.7 mm (V)
Scanning System
not less than 625 lines, 2:1 interlaced
Horizontal Resolution
not less than 570 TV lines
SiN ratio
not less than 48dB AGC OFF
Synch System
Internal
Output signal
PAL
Shutter time
Factor preset (configurable with jumpers)
1:100 000 for even fields, 1:10 000 for odd fields
Infra Illuminator
Infra wavelength 850 nm
Pulse Power
Should have inbuilt IR Flash with not less than 2000W
Other Specifications
Communication over Ethernet
Operation Temperature
-20 degrees C to +55 degrees C
IP Class
IP66
3. BARRIER WITH SIGNAL LIGHTS Minimum specifications shall be as follows:
Motorized barrier with 3 meter boom with sensor, signal lights, cabling etc.
Traffic Signal light (Red & Green)
Mounting Pole at least 100 mm dia 3 meters, height
Interface unit over Ethernet (for automatic opening of barrier)
4. AUTOMATIC VEHICLE COUNTERS AND CLASSIFIERS Minimum specifications shall be as follows:
In-road classification sensors
Inductive loops
Traffic Counter/Classifiers
Data collection processing capability
DATA COLLECTION MODES
COUNTING MODES:
1 Time Interval - collect and sort data by user-defined time intervals
2. Time Stamp - sensor activations (accurate to 1/10695 of a second) stored in memory
CLASSIFICATION MODES:
1 Binning - user definable up to 30 speed, 30 axle, 30 headway and 30 gap bins
2. Time Stamp - sensor activations (accurate to 1/10695 of a second) stored in Memory
3. Individual Vehicle Records (RAW) - time of passage to 1/100 second, speed value to 1/10
mph or kph, number of axles
Spacing for each vehicle stored in memory (Data for approximately 5000 vehicles can be stored in
Page 65 of 134
68K of memory using this mode)
• Portable Data Collection Device
• 1 Mb of counter Memory
• Ready with addition of external modem and cellular
• Communication: Over Ethernet
• 10 gauge welded aluminum
• Modular plug-in CMOS electronic circuit boards
5. Public Address System Minimum Specifications shall be as follows:
Complete set of system with zone wise call, all call, and selective 10 zone or better digital
centralized control panel and key board.
Complete set of mounted 10 call stations with 100 W Horn units. 30 W Horn speakers and 100 V
line.
power amplifiers (500 W RMS) with features like 7 Micro inputs, 2 aux in-put, line input, pre amp
out box/ driver unit
2 core armored 1 5 Sq mm power cable
1 pair signal cable, 2 core speaker wire pulled in PVC/GI conduits
6. VIDEO VIEWING EQUIPMENTS Minimum specification shall be as follows:
LCD /LED Screen
The LCD/LED Screen should be of minimum of 40 inch with narrow bezel (max 1.1 cm), mat finish
and without speakers.
The resolution should be 1024 x 768 pixels or better.
Contrast — 2000:1 or better
7. Video Management System (VMS) Minimum specifications shall be as follows:
Sr. No. Technical Specifications Surveillance Management Software
7.1 Features
Software should be able to manage up to 32 IP cameras on a single screen.
It should have the Wizard mode for quick and easy configuration.
It should have Expert mode provides advanced functions and enhanced features.
It should be able to monitor cameras via Map or Video mode.
It should provide the controls to View schedule, alarm, and manual recordings with
video playback.
It should have the option to Freeze video display to temporarily pause live images.
It should be able to Pan, tilt, zoom, and focus functions to control movement of PTZ
capable cameras.
It should have Split-screen display layout.
It should have the control to adjust pan and tilt speed.
It should automatically patrol selected vicinity preset by user.
It should be able to capture images directly from live video with snapshot.
It should locate important events in recorded video using a motion histogram.
It should move PTZ camera orientation by clicking the video viewing window
Start a conversation with 2-way audio.
It should be able to create custom surveillance maps that show camera orientation
and location.
It should have the Search option for recorded files by date, time, and event.
It should be able to Control vile° speed in both Video and Event playback.
It should have the Help menu which can provide descriptions, definitions, and details
of the ip surveillance software.
Event action relay to multiple cameras and I/O devices.
It should have Intuitive user interface design.
It should have the function for Camera auto-discovery
7.2 General
It should support a minimum of 32 IP cameras to be managed from a single screen.
Page 66 of 134
It should have JPEG/MPEG-4 support
It should have 2-way audio support
It should provide the option for Live monitoring
It should be able to do o simultaneous Playback
It should support 30 FPS maximum recording per camera (subject to camera and
video server capacity)
It should have the control to Auto-discover the devices
It should support On-the-fly configuration changes
It should have Modulation Mode (NTSC & PAL)
It should be Compatible with high-level central management systems
It should have Help menu and step-by-step on-screen instructions to create any
management scenario
7.3 System User Management
It should support User validation
It should have User password restriction
It should support User profiling
7.4 Recording
It should support Multiple storage locations for different recording types
It should support Record by schedule (template or custom)
It should be able to record by event (general motion detection and digital input)
It should support Pre-event buffers
It should support Manual recording with Min. 30 video channel support
7.5 Data Search and Playback
It should have General motion smart video search
It should have Video playback control
IT should have Histogram quick search for video
It should have Video stamp feature
It should support Video extract by snapshot
it should support Video extract by AVI (supporting cue in/out)
7.6 Video Mode
It should be able to monitor display by auto-scan
It should be able to monitor display by video drag and drop from device navigation
It should have Camera preview window
It should have control to Freeze monitor video (for bandwidth release)
It should have Device information index (displays clear camera and event status)
7.7 Map Mode
It should support Multiple map support
It should have Alarm notification
It should have Customized map background support
It should have Camera preview window
7.8 P/T/Z Control
It should have Manual control
It should have Preset positions (device dependent)
It should have Preset patrolling
It should hay :t the option to Go to preset location on event
7.9 I/0 Feature
It should have Output port control
It should have Input port trigger on event
It should have Output port relay when event detected
7.10 Backup
It should create Backup database for log and configuration
It should create Backup files
8. Video Camera in All Lanes - Fixed type Day/Night Vision IP Camera Minimum specifications are as
follows
Page 67 of 134
o It should be outdoor network camera with IR LEDs for indoor/outdoor surveillance applications
and detail remote monitoring.
o It should be weatherproof wired CCD camera with built-in IR LEDs. The IR camera can operate
in total darkness to enable surveillance day and night.
o IR camera should be in weatherproof aluminum casing with a detachable sun shield
o It should support High resolution CCD 1/2Mega Pixel image sensor for excellent color video in
the day and automatically turns to B/W mode in the night.
o Should be able to operate in total darkness for distance up to 50 meters. The built-in infrared
LEDs turn on automatically when the light condition turns weak.
o It should have DI / DO interface
o It should allow multiple simultaneous streams to optimize the image quality and improve the
bandwidth-efficiency.
Page 68 of 134
13. Dome Type Day/Night Vision High Speed PTZ IP Camera Minimum specifications shall be as follows:
IP Camera Specifications
13.1 It should have 18 x or better optical zoom Progressive scan module.
13.2 It should be high speed Dome Network Camera.
13.3 It should support Real-time MPEG-4 and Motion JPEG compression with
VGA/QVGA/QQVGA resolution.
13.4 It should support 30 frames per second.
13.5 It should support 580 TVL or better.
13.6 It should support Dual Stream for Live Monitoring & recording.
Network Protocol Support
13.7 It should support Network Protocol Support for IPV4, ARP, TCP/IP, UDP, ICMP, DHCP
Client, NTP Client, DNS Client, DDNS Client, SMTP Client, FTP Client, HTTP Server, ONVIF
ver.2.0 Bonjou
Built-in Network Interfaces
13.8 It should have 10/100 Base-Tx Ethernet Port.
Video Features
13.9 It should have JPEG support for still image.
13.10 It should have Video bit rate up to 3 Mbps.
13.11 It should support Motion detection recording.
13.12 It should have the support for Time stamp and text overlays.
13.13 It should support adjustable image size and quality.
13.14 It should have support for day/night IR Cut Filter.
Dome Operation
13.15 It should have 360⁰ endless pan travel
13.16 It should have at least – 10’ ~ 190’ Tilt Travel
13.17 It should support Manual Speed 0’ ~ 90’/s
13.18 It should support 1 Cruise
13.19 It should support at least 8 Sequence
13.20 It should support at least 8 privacy masks
13.21 It should have support for 256 preset
13.22 It should support Auto flip
13.23 It should support Backlight Compensation
13.24 It should have Built-in Heater & Fan
13.25 It should be IP66 Certified
IO Port
13.26 It should have 4 Alarm input
13.27 It should have 1 Alarm output
13.28 It should have 1 RS-485 port
Remote Management
13.29 It should be accessible via web browser.
13.30 It should have the support for taking the snapshots/video clips and save via web browser.
13.31 It should support Motion Detection Weekly Schedule.
13.32 It should be able to upload snapshots/video clips via email.
13.33 It should be able to upload snapshots/video clips via FTP.
13.34 Power Consumption of Camera shouldn’t be more than 65W with Heater.
Page 70 of 134
MINIMUM SPECIFICATIONS FOR COMPUTER, HARDWARE, NETWORKING AND SOFTWARE WORKS
A. Concessionaire needs to access his own Data Storage, sizing & Storage Calculations
B. Concessionaire cannot supply/ install any hardware, software or any equipment with END OF
LIFE.
C. Specifications mentioned below are as on date of issue of RFP document, Concessionaire shall
install latest upgraded model of the specified Specifications at the time of execution of the
project and shall be required to upgrade the system, as and when required during the
Concession Period.
D. The Specifications elaborated herein are the minimal requirements as per the preliminary
assessment based on the information available. The Concessionaire shall therefore propose
architecture/equipment with same/better Specifications based on the requirements of the
complete solution they envisage and propose. The Concessionaire must further take a note
that the sizing of the equipment must be done considering the fact that the system must be
capable of running smoothly for at-least next 20 years. Any corresponding factors (both direct
& indirect) should therefore be duly accounted for in the design/equipment being proposed.
The system will also have several integration points with the existing/legacy systems in place
currently. The bidder must further ensure thorough consideration of the non-functional implicit
requirements comprising scalability, robustness, security, reliability, resilience, portability,
inter-operability, extensibility, compliance, high-availability, fault-tolerance, statutory &
regulatory adherence etc.
Page 71 of 134
1. Computer at Check posts or Data Centre.
Latest Dual-Core processor
2-GB DDR2 Synch DRAM PC2-6400 (800-MHz) Non-ECC (2 x 1GB)
160-GB Serial ATA 3.0-Gbis Hard Drive (7200 rpm) with Pre-Failure Alert
Integrated Gigabit Ethernet Controller.
Ethernet controller, Integrated graphics, and High Definition audio, (2) full-height PCI 2.3 slot,
(1) PC Express x1 slots, (1) PCI Express x16 slot, (4) DDR2 DIMM memory slots, (4) Serial ATA
data connectors
Cooling Solutions Supported, Power Supply Fan, Active heat sink Chassis fan
Security Chassis Intrusion switch with Lock
SATA DVD
Power Supply 300- watt ATX Power Supply — non-PFC with a 230v
Operating System: Genuine Licensed Operating System
Office Productivity Software
Wireless A+G PCI Card
18.5-inch LCD Monitor
Energy Star/UL/FCC &ROHS for PC & Energy Star/UL/FCC & MPR II/TCO 3
2. Hardware and Networking works at Data Centre
Directory Server, Web Server, Firewall Server, Reporting Servers, Performance Server, Application
Server, Portal Server, Staging Server, SAN Storage & Servers.
2.1 Server (Blade)
Features Specifications Required
Processor Server class chipset 64bit x86 / RISC/EPIC processor based system with
minimum 2.5Ghz latest generation processor with minimum of 8 MB or
higher L3 cache
Memory Server should be supplied with minimum 32 GB memory. The server
should have minimum (16) DDR3 Registered or Unbuffered DIMM
Memory Slots
Proposed Memory should be ECC protected.
Hard Disk Should be supplied with minimum of 2 x 146GB @ 10k rpm SAS drives,
The internal storage should be configured in RAID 1 for OS.
Hard drives to be hot-pluggable and of small form factor.
Storage controller capable of providing RAID 0, 1 configurations with
256 MB Battery Backed Up Write Cache
Expansion Slots Should have a minimum of 2 Industry standard PCIe slots for Ethernet,
FC Connectivity, Proposed I/O cards should have hot swappable feature
to eliminate downtime for upgrades.
Network Server to provide two 10G network ports for connectivity to Ethernet
switch.
The internal USB Ethernet device/Ports to be available for management
FC Card Dual Port Fiber channel PCI card to connect to external storage
Management Should provide remote management software capable of providing
graphical interface.
Server management software should be of the same brand as the
supplier
Server management software capable of providing role-based security,
alerts of critical component failure (Hard drive, memory, CPU) and
notify the same using email, pager, SMS.
OS Servers should support Industry-led operating system platforms
including Windows Server 2003, 2008, Red Hat Enterprise Linux, Oracle
Linux Virtualization software like VMware, OVM, etc.
Page 72 of 134
Features Specifications Required
Network Minimum Two 10Gb Ethernet ports for Connectivity to Ethernet / 2 x
8Gbps or higher FC ports for SAN connectivity (FC HBA) supporting
multi-pathing with all software and licenses.
Should have support for 10Gb speed, Infiniband
The internal USB Ethernet device/Ports to be available for management
-
2.2. Specification for blade chassis
Feature Specification
Chassis The Blade Chassis should be configured with minimum 10 Nos. of
Blades. Accordingly the No. of Chassis to be quote with interoperability
Support for Single/Dual CPU blades in the same enclosure
Proposed Chassis enclosure should support Intel Xeon/AMD
Opteron/RISC/EPIC etc. based blades
Enclosure should support interoperability with additional chassis within
same RACK to enable consolidation/virtualization of hardware
Should support simultaneous housing of Ethernet, FC, iSCSI, IB PCIe
Expansion cards/modules offering Hot Pluggable & Redundancy as a
feature for the mentioned I/O devices
Ethernet Switch 2 No.s 10G Ethernet Switching Modules to be provided for Connecting
to all the blade servers to external Switch. Configuration should help
minimize the Ethernet Cables
Fiber Channel
Switch
2 Nos of External Fibre Channel SAN Switches to be provided. Each SAN
Switch should be with minimum 20 Ports, providing connectivity to each
blade server FC ports within chassis and Provides connectivity to
External Storage
Management
Module
System Management Port to allow simultaneous management access of
multiple Blade Servers in the Chassis. GUI, console- based deployment
server to set up multiple OS and application configurations
Power Modules Redundant Hot-Swappable Power Supplies for fully loaded blade
enclosure with N+N/ N+1 redundancy
Cooling Each blade enclosure should have a Redundant Hot-Swappable Fan
Management
Software
Proposed Chassis should have dedicated management port and
Management software should be included with Blade Chassis to
manage system via console or web-management.
Should provision for a single console to monitor multiple enclosures
Should support simultaneous remote access for different servers in the
enclosure
The management/controlling software's must be from the OEM itself
The software should provide Role-based (admin, user, operator, etc)
security which allows effective delegation of management
responsibilities by giving systems administrator's granular control.
The management software should provide proactive notification of
actual or impending component failure alerts.
Should support automatic event handling that allows notification of
failures via e-mail.
Should help to proactively identify out-of-date BIOS, drivers, and Server
Management agents and enable the remote update of system
software/firmware components.
The server performance monitoring software should be able to detect,
analyzes, and explain hardware bottlenecks. Also it should be able to
log the data over time and allow it to replay the same in a short time
frame for performance analysis.
Page 73 of 134
Feature Specification
The Deployment software should provide for User friendly GUI/
console-based deployment to set up and install multiple OS and
application configurations in individual blade server.
Should be able to move, add, or change server network connections on
the fly
The blade system should have the capability of managing all the blades
in the Enclosures simultaneously capable of monitoring both physical
and virtualized environments for all devices in the enclosure
2.3. 42U Server Rack
• 19" 42U racks shall be used in the Data Centre for hosting the department applications of
Government of Punjab. All the racks should be mounted on the floor with castor wheels
with brakes (set of 4 per rack)
• Floor Standing Server Rack - 42U with Heavy Duty Extruded Aluminum Frame for rigidity.
Top cover with FHU provision, Top & Bottom cover with cable entry gland plates. Heavy
Duty Top and Bottom frame of MS Two pairs of 19" mounting angles with ‘U’ marking.
Depth support channels-3 pairs with an overall weight carrying Capacity 500 kgs;
• The racks should conform to EIA-310 Standard for Cabinets, Racks, Panels and Associated
Equipment and accommodate industry standard 19" rack mount equipment
• Cabinets shall have a provision for baying so as to suitable for both network & server
applications.
• Front and Back doors should be perforated with atleast 70% or higher perforations
• Dual hinged front and quad hinged rear doors open from either left or right and are easily
removable.
• Cabinets shall have provision to mount patch panels vertically between bayed position of
the cabinets using vertical sliding bracket
• All racks should be OEM racks with Adjustable mounting depth, Multi- operator
component compatibility, Numbered U positions, Powder coat paint finish and Protective
grounding provisions.
• All racks should have mounting hardware 2 Packs, Blanking Panel (1) varying from 4 U to 5
U size.
• Keyboard Tray with BB Slides (Rotary Type) (1 no. per Rack)
•••• Stationery Shelf 627mm Network (2 sets per Rack)
•••• All racks must be lockable on all sides with unique key for each rack
•••• Racks should be compatible with floor-throw as well as top-throw data centre cooling
systems.
•••• Server Racks should have the following things in addition to the above mentioned
hardware
o PS/2 Interface adapter
o USB Interface adapter
• Racks should have Sliding vertical patch panel, vertical cable management finger, vertical
cable management tray, sliding vertical bracket to mount patch panels.
• Wire managers
o Two vertical and four horizontal
• Power distribution Unit
o Power Distribution Unit - Vertically Mounted, 32AMPs with 25 Power Outputs. (20
Power outs of IEC 320 C13 Sockets & 5 Power outs of 5/13 Amp Sockets),
Electronically controlled circuits for Surge & Spike protection, LED readout for the
total current being drawn from the channel, 32AMPS MCB, 5 KVA isolated input to
Ground & Output to Ground (1 No per Rack)
• Door
o The racks must have steel (solid / grill / mesh) front / rear doors and side panels.
Racks should NOT have glass doors / panels.
o Both front and rear doors must have the ability to open from the left and right
without the need for any field modifications or tools
Page 74 of 134
• Fan trays
o Fan 90CFM 230V AC, 4" dia (4 Nos. per Rack)
o Fan Housing Unit 4 Fan Position (Top Mounted) (1 no. per Rack) - Monitored -
Thermostat based - The Fans should switch on based on the Temperature within the
rack. The temperature setting should be factory settable. This unit should also
include - humidity & temperature sensor
• Depth
o 1000 mm
• Metal
o Aluminum extruded profile
• Side panel
o Detachable side panels (set of 2 per Rack)
• Width
o 760mm
Network Racks
• Should be available in 2-Post Configurations
• Option of 84” height
• Should be available with an option of Rail Widths: 3", 6", 12", 14.5" (2-Post)
• EIA-310-E Compliant
• UL Listed, Certification - Information Technology and Communications equipment
• Load Capacity: 1000 lb (2 and 4-Post A1)
• FIA Standard Hole Pattern: 12-24 Threads @ 5/8" (127mm), 1/2" (25.4mm) centers
• Material: A1: 6061-T6 Aluminum Extrusion (3" Rail), A1: 6061-T6 0.125" Thick, (6" and 12"
Rail). Steel: 14 Guage (0.075 Thick), CRS
• Finish: Durable black epoxy powder-coat
• Easily assembled, hardware included
• Cable Management
o Ergonomically designed and aesthetically pleasing, Lightweight, but sturdy
o Should have dual hinge latching door & can be opened right or left.
o Cable fingers spaced at IRMU increments for exact alignment with EIA standard
o Rack spacing
o Cable fingers support up to 48 cables per RMU
o Should be available in 6", 12" vertical trough widths double sided.
o In case of Horizontal cable management the cover should hinges up or down and
locks into position with cylindrical finger ends for easy snap on installation
o Horizontal cable management troughs should be available in 1, 2 RMU
o Open back on 2U horizontal troughs for easy pass through of cables
o Easy one point removal and installation process for door
o Handle should be recessed to eliminate snag potential for clothes and arms
o Should have C Channel bracket allowing for easy access to the cable trough
o Provision for Tool-less installation of Cable Spool
3. System & Application Software
Concessionaire has to integrate the check post software with existing applications developed by
the following User Departments:
(a) Transport;
(b) Mandi Board;
(c) Forest; and
(d) Any Other Department notified by the Government of Punjab from time to time
The Concessionaire should do a study to extend the functionalities of existing software already
implemented in other departments which are already used in some of the checkposts. The Check
post software to be developed should have following:
Check Post Software features:
The Checkpost software should be INSTATE, ready off the shelf COTS or custom developed
Application Software and must not have any proprietary development tools. The Checkpost
software should comply to Government of India standards like Land Region Codification, Person
Page 75 of 134
Codification, Data Standards, Website Standards. Single master database structure with system
administrator defined views. The offered Product should be able to work on any of the following
operating systems: Sun Solaris, HP Unix, IBM Aix, Linux, Windows Server family. The offered
Product should be web enabled and should be able to work on multiple browser. The solution
should work on an integrated concept that only stores master data once and then makes it
available to all components. System administrator defined complete view of all entries relating to
every revenue-payer; including dues/ payments, visual surveillance data, master data and check-
post transit data. The entire database should have feature supporting user-defined search and
output reports, including dues, payments, visual surveillance data, master data and check-post
transit data. The database & application should provide Data Warehousing/ analysis services,
integration with directory services (LDAP), inbuilt integrated data mining capabilities, Data
partitioning, OLAP Services Enterprise reporting services, scalable & secured solution. The system
software & solution should be developed in Unicode & must be completely supported by the
System Software. The application & system software must provide interface in Unicode especially
in Hindi using the standard Sakal Bharti font & English however data input would be in one
language. Seamless Integration with the User Department’s existing Applications has to be done.
The offered product should use open standards and must be seamlessly integrated. The offered
product should not use any proprietary development tools.
Response time and throughput of information should meet the highest standards in terms of
speed both in dialogue mode and in background operation.
This solution should provide integrated online processing of all steps involved relating to check-
post operations. However, it should allow offline processing as well of parts of the overall check-
post operations.
The solution should have master records should have sufficient capability to cover all required
details.
Visual configuration tool the solution should include a visual configuration tool for user defined
screen display capable of configuring screens using drag and drop, Use of updated versions of
system or application software should not require any modifications in respect of the visual
configuration tool. The software should provide visual interface Unicode based data (no font
dependency) in Hindi & English.
Data security to ensure data security, a scalable authorization concept should be included.
Solution should have system administrator defined access authorization. All system access would
have biometric as well as password access control and authentication. The access authorization
for the system should be definable in terms of tat accessing person, (b) accessed data, and (c)
accessed user screens. The solution should also implement firewalls, security patches, patches,
antivirus, security fixes. The solution must consider security of data & application.
To improve data security, the solution should include all users, desktops, servers are
authenticated & managed centrally using the directory services. Centralized Group Policies
should be enforced to ensure avoidance connecting any other external devices such as USB etc,
users should be unable to connect without proper & valid authentication authorization. Directory
services should provide a well integrated authentication to Desktops, Users, application,
Database. peripherals etc Directory services should be a part of the Operating system
functionalities.
The solution should include online backup and archiving solution with every step containing all
necessary information the IE may need to prove or to recapitulate the activity. It should also
result in automatic posting of the progress against the standard sequence of activities and
generation of output reports and prompts by system clock and prompts defined by the system
administrator or the user, whichever may be appropriate.
The solution should seamlessly communicate with various other applications regardless of the
technology & current infrastructure in the user departments. The IT systems of various
departments may require the information (data) in different format for processing the
information. To support different data formats like XML, text file, EDI file format etc.
Calculation of interest, penalty and additional fee, the solution should, if payments or filing of
necessary papers or sending of information falls overdue automatically post interest, penalty or
additional fee. The Authority should be able to define these charges. Charges should be posted
automatically or manually. as a regular open item, or with restrictions, e.g. with tolerance days or
minimum amounts.
Page 76 of 134
Work toolbar: The solution essentially should include a work toolbar on which users see all tasks
required to be performed, all information needed, and all the links to the system they are
authorized to access. This toolbar should be based on user roles. These roles should be logical
collections or activities and function that match specific job description, e.g. registration, tax
expert, collector. Auditor compliance support these roles should define the content of the entire
workplace.
The Check post Software should be web based application with industry standard Relational Data
Base Management System (RDBMS) / Object Relational Data Base Management System
(ORDBMS) as its Backend. It will have the peripherals & equipments to control the usage of lanes
and to obtain all the relevant information. It should include the necessary elements for the
collecting task and other information. At all the check posts & the Data Centre the backend
database must provide the following capabilities enterprise reporting, Business Intelligence,
management tools, data warehousing / analysis services, high availability & data mining and data
partitioning capabilities.
Check post Host module
The Check post Host module users who are concerned with the supervisory, administrative and
reconciliation functions at the respective check posts use the Host subsystem. This module is
further categorised into following:
(i) Vehicle management: This contains all information of the vehicle including RC book
details, permit details, driver's information and all other required details as per the
requirement of the user department.
(ii) Goods Management: This contains all information pertaining to goods the consignee
and the consignor details and other related information and all other required details
as per the requirement of the USER DEPARTMENT
(iii) Fine Management: This includes department wise imposition of fines and penalties on
the vehicle, which has the function for self determination of fines and penalties based
on the master data and function for special section at the Check post wherein the data
not available and all other required details as per the requirement of the USER
DEPARTMENT.
(iv) Check Post User Management: This includes the addition and deletion of users under
the different system roles so. as to enable correct access permissions of different
functionalities to different users of the check post software and all other required
details as per the requirement of the USER DEPARTMENT .
(v) Issue receipts: These are to vehicles after collection of tines and all other required
details as per the requirement of the USER DEPARTMENT.
(vi) Issue temp permits: These are issued to vehicles after collection of fees and all other
required details as per the requirement of the USER DEPARTMENT.
(vii) Masters management: For making entries to various specific master tables and all
other required details as per the requirement of the USER DEPARTMENT
(viii) Provide Application Programming Interfaces (APIs).
(ix) Enterprise Reports at check post & Data Centre: This would include the various
Enterprise Management Information System (EMIS) reports specific to day-to-day
operations at the check post and all other required details as per the requirement of
the User Department or USER DEPARTMENT.
(x) Data warehousing & analysis of Data: Building of OLAP, data warehousing and data
mining solutions to derive value from data. The software should have relevant
Security features in Analysis Services. It should lock down sensitive data by defining
security for dimensions and cells and Restrict roles to specific combinations of cells.
(xi) Data transfer: This caters to transfer of data from the check post to the centralized
server at the Data Centre and all other required locations as per the requirement of
the USER DEPARTMENT.
Lane module
The lane operators enter data in various lanes from the front end to the database that is stored in
Page 77 of 134
a central location at the check post. This module interacts with external devices at the check post
The system should cater for the following:
(i) Collection of fees/ fines: To make entry for all vehicles passing through the check post
various fines and vehicle categories defined at the check post.
(ii) Printing of receipts/ temp permits being issued to the passing vehicle.
(iii) Booth Operator shift opening & closure operations like the entry 01 cash
denomination with the booth operator.
(iv) Interface provision with different devices namely weighbridge, Boom Barrier, AVCC,
LPR readers, CCTV and all other equipments.
Cheek post In-charge Module
Enterprise Reporting
It should deliver different reporting options planned for the system. The system produces
detailed information about the traffic, collection and transactions and displays them according to
the user's role and monitoring scope. The solution should also provide a scorecard / performance
management & monitoring solution for the top officials. The Enterprise reporting should allow
reports to be viewed in graphical format as well as and extracted other formats such as PDFs, xis
etc. There should also be functionality to publish reports on the intranet Check Post network &
Portal Solution.
The solution should also allow drill down reports based on but not limited to date, month, year,
district, check post, revenue collections, tax collection, specific vendor, type of vehicle etc. The
Solution developed should also consider providing functionalities such as what-if -analysis for the
USER DEPARTMENT officials to take quick decisions.
Master entries
It makes entries to the Check Post system master values that are defined the user department
head office level.
Administration module
User Administration: Administrator can perform following tasks:
• Roles Creation / Deletion / Modification
• User Creation / Deletion / Modification
• Change Password
General Requirements of the Solution
• System Administrator can add a new user or a new role to the system
• System Administrator can assign a role to a user
• System Administrator can assign a role to multiple users
• System Administrator can map one user to multiple roles
• System Administrator can suspend a user in the system
• System Administrator can create a new role defined by CRUD (Create, Read, Update &
Delete) functional matrix
• System Administrator can amend a user profile and role definitions
• System Administrator can suspend a role definition in the system
• System is able to restrict the allocation of certain functions/ transactions to a
particular role
• System is able to create a new user/ role for a predefined time period
• System is able to remove the authorization of the user/role automatically after the
expiry of the specified period
• System is able to restrict the addition or removal of authorization at a back date. Any
changes to authorization or access related data should be possible only in the present
or future dates
• System provides facility to define various workflows
• System does not limit the no. of steps in any workflow
• System allows standard workflows to be defined and maintained by the System
Page 78 of 134
Administrator
• System provides the flexibility to track the position of the work-flow (where it is
pending)- diagrammatically, with/ without showing the contents, as the case may be
• System is able to automatically re-route the item to alternate authority in absence of
the initial authority after a defined period
• Allows forwarding of applications/other items to various authorities as per pre defined
workflow
• User is able to nominate members for various tasks through work-flows in the system
• Authorized User can allocate tasks to other officers as per process hierarchies defined
• The system supports workflow to automatically raise alerts, messaging etc. across
functional areas/modules.
• System should be able to record all the changes to pre programmed workflows in the
audit trail
• System should allow the receipt of digital records or digital documents to trigger
workflows automatically
• System should be able to allow conditional flow where the direction of flow is
determined by user input or system data
• System should be able to support both sequential and parallel routing of items
• System should allow the authorised user to indefinitely suspend and then again
continue with the workflow
• System should be able to associate time limits with individual steps in each flow and
report items that are overdue according to these limits
• System should be able to show the officers the queue of work addressed to them and
select items to work on
Latest Version of the following system software should also be included in the solution as per
industry standards:
• Server Operating System
• Desktop Operating System
• RDBMS/ORDBMS
• Web Server
• Firewall
• Proxy Server
• Patch, Desktop and IT Asset Management
• Antivirus
• Backup
• Any other system software as per requirement
The following non-functional requirement shall also be included in the solution as per highest
level of applicable industry standards:
• Security
• Performance
• High Availability
• Scalability
Page 80 of 134
HUMAN RESOURCE
Concessionaire will be responsible for engaging and posting the required qualified manpower as mentioned in
the schedule for the efficient functioning of the Project during the Concession Period as per the requirement &
directions of Independent Engineer and the Concessionaire will be responsible for the employees deputed on
Project and compliance of the employment acts, laws and provisions of the Departments etc.
1. The Concessionaire shall keep with it, the deployed staff members' present and permanent
address, educational and technical qualification, specimen signature, two passport size
photographs and furnish these details/information to IL concerned Government
Instrumentalities, as and when called for.
2. The Concessionaire shall supply valid I-cards to all the professionals, personals deployed for
Project.
3. The Concessionaire will provide specific description of the prior experience and expertise of
individuals in the company that enable the company to provide required services
4. The personals and professionals deployed on Project shall not develop any direct/indirect
business/commercial relationship with the user/ Government/ Departments/Independent
Engineer.
5. In case, any professional is found engaged in doing any work other than the project work or
his/her performance/conduct is not found to be satisfactory or is absent from the project site for
more than one week, the Concessionaire shall arrange replacement within one week (two weeks
for difficult accessible locations).
6. The supplied manpower shall maintain office decorum. They shall be Courteous, Polite, Co-
operative and committed to the Project. They may be required to work on holidays and beyond
office hours as per project requirements.
7. The Concessionaire will ensure that no information, about the Project and the policies of the
Government is taken out in any form including electronic form or otherwise, from the Project
site.
8. The Concessionaire shall submit monthly report of the location wise professionals, personals
deployed by them in the Project, along with Payments made to them by 15th of every month.
9. The manpower so hired is for the Project only. Their deployment would in no way can be
construed as employment either with Government or Conforming Parties.
10. Department / the Government / Confirming Parties stands absolved for any liability on account
of death or injury sustained by the Concessionaire or agency who supplied manpower during the
performance of this agreement and also for any damages or compensation due to any dispute
between the Concessionaire and manpower.
11. Education qualification and experience for the position shall be as per Technical Job
requirement.
Following staff needs to be provided by the Concessionaire during the Concession Period. It is clarified that
requirement of staff her 24 hours operation shall mean that staff in prescribed number shall be available 24
hours.
(i) Check post In-Charge
The minimum qualification of Check post In-charge shall be B.E. / B.Tech. / MBA / Master's
degree in Science, Maths, Statistics, Economics, Commerce, with Five Year Experience work
experience in Managerial capacity for TOLL Operation / Airport / Port/ Information Technology
Project / Modernized Bus Stand.
(ii) Data Entry/ Computer Operators
a. A pass in 10+2 or a pre-engineering course or a diploma in computer application or a
certification course (of six months or more duration) in computer applications from a
reputed institution; with Typing speed of minimum 75 words per minute, and
b. proficiency in computer applications such as 'MS word' and 'MS Excel' with ability to
fill in data in application software.
(iii) Video Operator
The minimum qualification of Video Operator shall be B E./B.Tech. /MCA/ Master's degree in
Page 81 of 134
Science, Maths, Statistics, Economics, Commerce, with One Year experience working on video
camera and monitoring equipments.
(iv) Data Centre In-Charge
The minimum qualification of Check Post In-charge shall be B.E./B.Tech./MBA/Master’s Degree in
Science, Maths, Statistics, Economics, Commerce, having proficiency in computer applications
and five (5) years work experience in Managerial capacity.
(v) Data Centre Operator
The minimum qualification of Data Center Operator shall be B.E./B.Tech (Computer
Science/Electronics and Communications)/MCA/B Level of DOEACC or B.E./B.Tech. (Other
discipline)/Master's degree in Science, Maths, Statistics, Economics, Commerce, Operation
Research with One Year A Level of DOEACC/PGDCA having at least three (3) years experience in
Data Center with knowledge of Hardware & Networking.
(vi) Network /System /Database Administrator
The minimum qualification of Network Administrator shall be B.E./B.Tech. (Computer
Science/Electronics and Communications)/MCA/B Level of DOEACC Or B.E./B.Tech. (Other
discipline)/Master's degree in Science, Maths, Statistics, Economics, Commerce, with One Year A
Level of DOEACC/PGDCA with at least three years experience working on Hardware & Networking
equipments.
(vii) Housekeeping staff
A pass in 10+2 having passed diploma course in hotel management with 6 months experience in
house keeping works.
(viii) Helpers
A pass in 10+2 with 6 months experience as helper.
(ix) Security Staff
A pass in 10+2 with training as Security Guard having 2 years experience as security staff or
retired from Army forces.
Page 82 of 134
SCHEDULE –E
(See Clause 4.1.3)
APPLICABLE PERMITS
1 Applicable Permits
1.1 The Concessionaire shall obtain, as required under the Applicable Laws, the following
Applicable Permits on or before the Appointed Date, save and except to the extent of a waiver
granted by the Government in accordance with Clause 4.1.3 of the Agreement:
(a) Permission of the State Government for extraction of boulders from quarry;
(b) Permission of Village Panchayat and Pollution Control Board for installation of crushers;
(c) Licence for use of explosives;
(d) Permission of the State Government for drawing water from river/reservoir;
(e) Licence from Inspector of Factories or other competent authority for setting up Batching
Plant;
(f) Clearance of Pollution Control Board for setting up Batching Plant;
(g) Clearance of Village Panchayats and Pollution Control Board for Asphalt Plant;
(h) Permission of Village Panchayat and State Government for borrow earth;
(i) Permission of State Government for cutting of trees; and
(j) Any other permits or clearances required under Applicable Laws.
1.2 Applicable Permits, as required, relating to environmental protection and conservation
shall have been procured by the Government as a Condition Precedent.
Page 83 of 134
SCHEDULE – F1
(See Clause 9.1)
CONSTRUCTION PERFORMANCE SECURITY
Excise & Taxation Technical Service Agency,
(ETTSA)
Chandigarh
WHEREAS:
(A) …………….. (the “Concessionaire”), Department of Excise & Taxation, Government of Punjab (the
“Government”), Department of Transport, Government of Punjab (Confirming Party 1), Punjab
State Agriculture & Marketing Board (Confirming Party 2) and Forest Department (Confirming Party
3) have entered into a Concession Agreement dated …………… (the “Agreement”) whereby the
Government has agreed to the Concessionaire undertaking Development, Operation and
Maintenance of “Computerized Interstate Checkposts” at 21 locations in the State of Punjab on
design, build, finance, operate and transfer (“DBFOT”) basis, subject to and in accordance with
the provisions of the Agreement.
(B) The Agreement requires the Concessionaire to furnish a Performance Security to the Government
in a sum of Rs. **** (Rupees ***** crore) (the “Guarantee Amount”) as security for due
and faithful performance of its obligations, under and in accordance with the Agreement,
during the Construction Period (as defined in the Agreement).
(C) We, …………………… through our Branch at …………………. (the “Bank”) have agreed to furnish this
Bank Guarantee by way of Performance Security.
NOW, THEREFORE, the Bank hereby, unconditionally and irrevocably, guarantees and affirms as follows:
1. The Bank hereby unconditionally and irrevocably guarantees the due and faithful performance of the
Concessionaire’s obligations during the Construction Period, under and in accordance with the
Agreement, and agrees and undertakes to pay to Government, upon its mere first written
demand, and without any demur, reservation, recourse, contest or protest, and without any
reference to the Concessionaire, such sum or sums upto an aggregate sum of the Guarantee
amount as the Government shall claim, without the Government being required to prove or to
show grounds or reasons for its demand and/or for the sum specified therein.
2. A letter from the ETTSA, under the hand of an Officer not below the rank of Commissioner,
Department of Excise & Taxation, that the Concessionaire has committed default in the due and
faithful performance of all or any of its obligations under and in accordance with the Agreement
shall be conclusive, final and binding on the Bank. The Bank further agrees that Government shall
be the sole judge as to whether the Concessionaire is in default in due and faithful performance of
its obligations during the Construction Period under the Agreement and its decision that the
Concessionaire is in default shall be final, and binding on the Bank, notwithstanding any
differences between the Government and the Concessionaire, or any dispute between them pending
before any court, tribunal, arbitrators or any other authority or body, or by the discharge of the
Concessionaire for any reason whatsoever.
3. In order to give effect to this Guarantee, Government shall be entitled to act as if the Bank were
the principal debtor and any change in the constitution of the Concessionaire and/or the Bank,
whether by their absorption with any other body or corporation or otherwise, shall not in any way
or manner affect the liability or obligation of the Bank under this Guarantee.
4. It shall not be necessary, and the Bank hereby waives any necessity, for the Government to
proceed against the Concessionaire before presenting to the Bank its demand under this
Guarantee.
Page 84 of 134
5. The Government shall have the liberty, without affecting in any manner the liability of the
Bank under this Guarantee, to vary at any time, the terms and conditions of the Agreement
or to extend the time or period for the compliance with, fulfilment and/or performance of all
or any of the obligations of the Concessionaire contained in the Agreement or to postpone for
any time, and from time to time, any of the rights and powers exercisable by the Government
against the Concessionaire, and either to enforce or forbear from enforcing any of the terms
and conditions contained in the Agreement and/or the securities available to the Government,
and the Bank shall not be released from its liability and obligation under these presents by
any exercise by the Government of the liberty with reference to the matters aforesaid or by
reason of time being given to the Concessionaire or any other forbearance, indulgence, act or
omission on the part of the Government or of any other matter or thing whatsoever which
under any law relating to sureties and guarantors would but for this provision have the effect of
releasing the Bank from its liability and obligation under this Guarantee and the Bank hereby
waives all of its rights under any such law.
6. This Guarantee is in addition to and not in substitution of any other guarantee or security now
or which may hereafter be held by the Government in respect of or relating to the Agreement or
for the fulfilment, compliance and/or performance of all or any of the obligations of the
Concessionaire under the Agreement.
7. Notwithstanding anything contained hereinbefore, the liability of the Bank under this Guarantee
is restricted to the Guarantee Amount and this Guarantee will remain in force until the
earlier of the 1st
(first) anniversary of the Appointed Date or compliance of the conditions
specified in paragraph 8 below and unless a demand or claim in writing is made by Government
on the Bank under this Guarantee, no later than 6 (six) months from the date of expiry of this
Guarantee, all rights of the Government under this Guarantee shall be forfeited and the Bank
shall be relieved from its liabilities hereunder.
8. The Performance Security shall cease to be in force and effect when the Concessionaire
shall have completed the construction of the Project, and provided the Concessionaire is not
in breach of this Agreement. Upon request made by the Concessionaire for release of the
Performance Security alongwith the particulars required hereunder, Government shall release the
Performance Security forthwith.
9. The Bank undertakes not to revoke this Guarantee during its currency, except with the
previous express consent of the Government in writing, and declares and warrants that it has the
power to issue this Guarantee and the undersigned has full powers to do so on behalf of the Bank.
10. Any notice by way of request, demand or otherwise hereunder may be sent by post addressed
to the Bank at its above referred Branch, which shall be deemed to have been duly authorised to
receive such notice and to effect payment thereof forthwith, and if sent by post it shall be
deemed to have been given at the time when it ought to have been delivered in due course of
post and in proving such notice, when given by post, it shall be sufficient to prove that the
envelope containing the notice was posted and a certificate signed by an officer of the
Government that the envelope was so posted shall be conclusive.
11. This Guarantee shall come into force with immediate effect and shall remain in force and effect
for a period of _ _ _ _ _ _ _ _ _ _ _ _ or until it is released earlier by ETTSA pursuant to the
provisions of the Agreement
Signed and sealed this …………. day of ……….., 20………. at ……….
SIGNED, SEALED AND DELIVERED
For and on behalf of the
BANK by:
Page 85 of 134
(Signature)
(Name)
(Designation)
(Code Number)
(Address)
NOTES:
(i) The bank guarantee should contain the name, designation and code number of the officer(s)
signing the guarantee.
(ii) The address, telephone number and other details of the Head Office of the Bank as well as
of issuing Branch should be mentioned on the covering letter of issuing Branch.
Page 86 of 134
SCHEDULE –F2
(See Clause 9.1)
O&M PERFORMANCE SECURITY
Excise & Taxation Technical Service Agency
ETTSA
Chandigarh
WHEREAS:
(A) …………….. (the “Concessionaire”), Department of Excise & Taxation, Government of Punjab (the
“Government”), Department of Transport, Government of Punjab (Confirming Party 1), Punjab
State Agriculture & Marketing Board (Confirming Party 2) and Forest Department (Confirming Party
3) have entered into a Concession Agreement dated …………… (the “Agreement”) whereby the
Government has agreed to the Concessionaire undertaking Development, Operation and
Maintenance of “Computerized Interstate Checkposts” at 21 locations in the State of Punjab on
design, build, finance, operate and transfer (“DBFOT”) basis, subject to and in accordance with
the provisions of the Agreement.
(B) The Agreement requires the Concessionaire to furnish a Performance Security to the Government
in a sum of Rs. **** (Rupees ***** crore) (the “Guarantee Amount”) as security for due
and faithful performance of its obligations, under and in accordance with the Agreement,
during the Operations & Maintenance (O&M) Period (as defined in the Agreement).
(C) We, …………………… through our Branch at …………………. (the “Bank”) have agreed to furnish this
Bank Guarantee by way of Performance Security.
NOW, THEREFORE, the Bank hereby, unconditionally and irrevocably, guarantees and affirms as follows:
1. The Bank hereby unconditionally and irrevocably guarantees the due and faithful performance of the
Concessionaire’s obligations during the Operations Period, under and in accordance with the
Agreement, and agrees and undertakes to pay to Government, upon its mere first written
demand, and without any demur, reservation, recourse, contest or protest, and without any
reference to the Concessionaire, such sum or sums upto an aggregate sum of the Guarantee
amount as the Government shall claim, without Government being required to prove or to show
grounds or reasons for its demand and/or for the sum specified therein.
3. A letter from ETTSA, under the hand of an Officer not below the rank of Commissioner, Department
of Excise & Taxation, that the Concessionaire has committed default in the due and faithful
performance of all or any of its obligations under and in accordance with the Agreement shall be
conclusive, final and binding on the Bank. The Bank further agrees that Government shall be the
sole judge as to whether the Concessionaire is in default in due and faithful performance of its
obligations during the O&M Period under the Agreement and its decision that the Concessionaire
is in default shall be final, and binding on the Bank, notwithstanding any differences between
the Government and the Concessionaire, or any dispute between them pending before any court,
tribunal, arbitrators or any other authority or body, or by the discharge of the Concessionaire for
any reason whatsoever.
3. In order to give effect to this Guarantee, Government shall be entitled to act as if the Bank were the
principal debtor and any change in the constitution of the Concessionaire and/or the Bank,
whether by their absorption with any other body or corporation or otherwise, shall not in any way
or manner affect the liability or obligation of the Bank under this Guarantee.
4. It shall not be necessary, and the Bank hereby waives any necessity, for Government to
proceed against the Concessionaire before presenting to the Bank its demand under this
Guarantee.
Page 87 of 134
5. The Government shall have the liberty, without affecting in any manner the liability of the
Bank under this Guarantee, to vary at any time, the terms and conditions of the Agreement
or to extend the time or period for the compliance with, fulfilment and/or performance of all
or any of the obligations of the Concessionaire contained in the Agreement or to postpone for
any time, and from time to time, any of the rights and powers exercisable by Government against
the Concessionaire, and either to enforce or forbear from enforcing any of the terms and
conditions contained in the Agreement and/or the securities available to Government, and the
Bank shall not be released from its liability and obligation under these presents by any
exercise by the Government of the liberty with reference to the matters aforesaid or by reason
of time being given to the Concessionaire or any other forbearance, indulgence, act or omission
on the part of Government or of any other matter or thing whatsoever which under any law
relating to sureties and guarantors would but for this provision have the effect of releasing the
Bank from its liability and obligation under this Guarantee and the Bank hereby waives all of its
rights under any such law.
6. This Guarantee is in addition to and not in substitution of any other guarantee or security now
or which may hereafter be held by Government in respect of or relating to the Agreement or for
the fulfilment, compliance and/or performance of all or any of the obligations of the
Concessionaire under the Agreement.
7. Notwithstanding anything contained hereinbefore, the liability of the Bank under this Guarantee
is restricted to the Guarantee Amount and this Guarantee will remain in force until till the
subsistence of the Concession Period or compliance of the conditions specified in paragraph 8 below
and unless a demand or claim in writing is made by the Government on the Bank under this
Guarantee, no later than 6 (six) months from the date of expiry of this Guarantee, all rights of the
Government under this Guarantee shall be forfeited and the Bank shall be relieved from its
liabilities hereunder.
8. The Performance Security shall cease to be in force and effect when the Concessionaire
shall have completed the Concession Period of the Project, and provided the Concessionaire
is not in breach of this Agreement. Upon request made by the Concessionaire for release of the
Performance Security alongwith the particulars required hereunder, the Government shall release
the Performance Security forthwith.
9. The Bank undertakes not to revoke this Guarantee during its currency, except with the
previous express consent of Government in writing, and declares and warrants that it has the
power to issue this Guarantee and the undersigned has full powers to do so on behalf of the Bank.
10. Any notice by way of request, demand or otherwise hereunder may be sent by post addressed
to the Bank at its above referred Branch, which shall be deemed to have been duly authorised to
receive such notice and to effect payment thereof forthwith, and if sent by post it shall be
deemed to have been given at the time when it ought to have been delivered in due course of
post and in proving such notice, when given by post, it shall be sufficient to prove that the
envelope containing the notice was posted and a certificate signed by an officer of the
Government that the envelope was so posted shall be conclusive.
11. This Guarantee shall come into force with immediate effect and shall remain in force and effect
for a period of _ _ _ _ _ _ _ _ _ _ _ _ or until it is released earlier by the Government pursuant to
the provisions of the Agreement
Signed and sealed this …………. day of ……….., 20………. at ……….
SIGNED, SEALED AND DELIVERED
For and on behalf of the
BANK by:
Page 88 of 134
(Signature)
(Name)
(Designation)
(Code Number)
(Address)
NOTES:
(i) The bank guarantee should contain the name, designation and code number of the officer(s)
signing the guarantee.
(ii) The address, telephone number and other details of the Head Office of the Bank as well as
of issuing Branch should be mentioned on the covering letter of issuing Branch.
Page 89 of 134
SCHEDULE –G
(See Clause 12.1)
PROJECT COMPLETION SCHEDULE
1 Project Completion Schedule
During Construction Period, the Concessionaire shall comply with the requirements set forth in this
Schedule-G for each of the Project Milestones and the Scheduled C o m p l e t i o n Date (the
“Project Completion Schedule”). Within 15 (fifteen) days of the date of each Project Milestone,
the Concessionaire shall notify the Government of such compliance along with necessary
particulars thereof.
2 Scheduled Completion Date
2.1 Scheduled Completion Date shall occur on the date falling on the 365th
(three hundred and sixty fifth)
day from the Appointed Date (the “Scheduled Completion Date”).
2.2 Prior to the occurrence of Scheduled Completion Date, the Concessionaire shall c o m p l e t e d
c o n s t r u c t i o n w o r k s a n d i n s t a l l a t i o n o f e q u i p m e n t , h a r d w a r e a n d
s o f t w a r e a t 8 (eight) specified Checkposts and Data Centre to ensure that they are fully
functional.
4 Scheduled Project Completion Date
4.1 The Scheduled Completion Date shall occur on the 540th
(five hundred and fortieth) day from the
Appointed Date.
4.2 On or before the Scheduled Project Completion Date, the Concessionaire shall have completed all
the works as stipulated in accordance with this Agreement.
5 Extension of period
Upon extension of any or all of the aforesaid Project Milestones or the Scheduled Completion Date,
as the case may be, under and in accordance with the provisions of this agreement, the Project
Completion Schedule shall be deemed to have been amended accordingly.
Page 90 of 134
SCHEDULE-H
DRAWINGS
As may be decided by the Independent Engineer for proper planning, designing, development, engineering,
construction and operation of the Project at all Project Sites. The drawings shall be Project site specific as per
requirements laid in this Concession Agreement and ROW as available at site and additional land procured to
meet the site specific requirements.
Page 91 of 134
SCHEDULE-I
(See Clause 14.1.2)
TESTS
1. Schedule for Tests
1.1 The Concessionaire shall, no later than 30 (thirty) days prior to the likely completion of Project at
respective Project Sites, notify the Independent Engineer and the Government of its intent to
subject the Project to Tests, and no later than 7 (seven) days prior to the actual date of Tests,
furnish to the Independent Engineer and the Government detailed inventory and particulars of all
works and equipment forming part of Project.
1.2 The Concessionaire shall notify the Independent Engineer of its readiness to subject the Project to
Tests at any time after 7 (seven) days from the date of such notice, and upon receipt of such notice,
the Independent Engineer shall, in consultation with the Concessionaire, determine the date and time
for each Test and notify the same to the Government who may designate its representative to witness
the Tests. The Independent Engineer shall thereupon conduct the Tests itself or cause any of the Tests
to be conducted in accordance with Article 14 and this Schedule-I.
2. Tests
2.1 Visual and physical Test: The Independent Engineer shall conduct a visual and physical check of
construction work and all type of equipment as installed at the Project sites to determine that all
works and equipment forming part thereof conform to the provisions of this Agreement.
2.2 Test drive: The Independent Engineer shall undertake a test drive of the Project sites by a Bus and by
a fully loaded Truck to determine that the quality of works as executed, services as provided and
equipment as installed conforms to the provisions of the Agreement.
2.3 Riding quality Test: Riding quality of each lane shall be checked with the help of a calibrated Bump
Integrator and the maximum permissible roughness for purposes of this Test shall be 1800 (one
thousand and eight hundred) mm for each kilometer.
2.4 Pavement composition Test: The thickness and composition of the pavement structure shall be
checked on a sample basis by digging pits to determine conformity of such pavement structure with
Specifications and Standards.
2.5 Structural Test: All structures constructed by the Concessionaire shall be subjected to the Rebound
Hammer and ultrasonic Pulse Velocity tests, to be conducted in accordance with the procedure
described in Special Report No. 17: 1996 of IRC Highway Research Board on Non-destructive Testing
Techniques at two spots in every structural span, to be chosen at random by the Independent
Engineer.
2.7 Other Tests: The Independent Engineer may require the Concessionaire to carry out or cause to be
carried additional Tests at all or any Project Site, in accordance with Good Industry Practice, for
determining the compliance of the Project with Specifications and Standards.
2.8 Computerization Tests and Audit: The Independent Engineer shall carry out a detailed check to
determine functional and accuracy of the hardware and software as installed including linking up
with Data Centre. The Representative of ETTSA shall be fully associated and where necessary
competency of the human recourses as deployed shall also be examined. It shall also include
providing of all Manuals in respect of software and its functional features etc.
2.9 Environmental audit: The Independent Engineer shall carry out a check to determine conformity of
the Project with the environmental requirements set forth in Applicable Laws and Applicable
Permits.
Page 92 of 134
2.10 Safety Review: Safety audit of the Project at all project sites shall have been undertaken by the
Independent Engineer as set forth in Schedule-L, and on the basis of such audit, the Independent
Engineer shall determine conformity of the Project with the provisions of this Agreement.
2.11 It shall also include any other tests and audits including that as may be prescribed by ETTSA to
assure that the Checkpost(s) are fully conforming to, meets with standards, Specifications,
requirements and functional aspects as described in detail in Schedule-D to this Agreement.
3. Agency for conducting Tests
All tests set forth in this Schedule-I shall be conducted by the Independent Engineer in association
with ETTSA or such other agency or person as it may specify in consultation with the Government.
4. Completion / Provisional Certificate
Upon successful completion of Tests, the Independent Engineer shall issue the Completion
Certificate or the Provisional Certificate, as the case may be, in accordance with the provisions of
Article 14.
Page 93 of 134
SCHEDULE-J
(See Clause 14.2 & 14.3)
COMPLETION CERTIFICATE
1 I, ……………………..(Name of the Independent Engineer), acting as Independent Engineer, under and in
accordance with the Concession Agreement dated …………….(the “ Agreement”), for Development of
Computerized Integrated Checkposts in the State of Punjab (the “Project”) on design, build,
finance, operate and transfer (DBFOT) basis, through …………………………….(Name of Concessionaire),
hereby certify that the Tests specified in Article 14 and Schedule-I of the Agreement have been
successfully undertaken to determine compliance of the Project with the provisions of the
Agreement, and I am satisfied that the Project can be safely and reliably placed in commercial
service of the Users thereof.
2 It is certified that, in terms of the aforesaid Agreement, all works, services and equipments forming
part of development of Project have been completed, and the Project is hereby declared fit for entry
into commercial operation on this the ……..day of ………..20…. .
SIGNED, SELAED AND DELIVERED
For and on
behalf of INDEPENDENT ENGINEER by:
(Signature)
(Name)
(Designation)
(Address)
Page 94 of 134
PROVISIONAL CERTIFICATE
1. I,____________________ (Name of the Independent Engineer), acting as Independent Engineer,
under and in accordance with the Concession Agreement dated…………..(the “Agreement”), for
Development of Computerized Integrated Checkposts in the State of Punjab (the “Project”) on
design, build, finance, operate and transfer (DBFOT) basis through ……………………(Name of
Concessionaire), hereby certify that the Tests specified in Article 14 and Schedule-I of the Agreement
have been undertaken to determine compliance of the Project with the provisions of the Agreement.
2. Construction Works / providing and laying of services/ providing and installation of equipment that
were found to be incomplete and/or deficient have been specified in the Punch List appended hereto,
and the Concessionaire has agreed and accepted that it shall complete and /or rectify all such works
in the time and manner set forth in the agreement. [Some of the incomplete works have been
delayed as a result of reasons attributable to the Government or due to Force Majeure and the
Provisional Certificate cannot be withheld on this Account. Though the remaining incomplete works
have been delayed as a result of reasons attributable to the Concessionaire,] I am satisfied that having
regard to the nature and extent of such incomplete works, it would not be prudent to withhold
commercial operation of the Project, pending completion thereof.
3. In view of the foregoing, I am satisfied that the Project can be safely and reliably placed in commercial
service of the Users thereof, and in terms of the Agreement, the Project is herby provisionally
declared fit for entry into commercial operation on this the …….day of ……..20….
ACCEPTED, SIGNED, SEALED
AND DELIVERED
For and on Behalf of
CONCESSIONAIRE by:
(Signature)
(Name and Designation)
(Address)
SIGNED, SELAED AND
DELIVERED
For and on behalf INDEPENDENT
ENGINEER by:
(Signature)
(Name and Designation)
(Address)
Page 95 of 134
SCHEDULE-K
(See Clause 17.2)
MAINTENANCE REQUIREMENTS
1. Maintenance Requirements
1.1 The Concessionaire shall, at all times, operate and maintain the Project in accordance with the
provisions of the Agreements, Applicable Laws and Applicable Permits. In particular, the
Concessionaire shall, at all times during the Operation Period, conform to the maintenance
requirements set forth in this Schedule-K (the “Maintenance Requirements”).
1.2 The Concessionaire shall repair or rectify any defect or deficiency set forth in Paragraph 2 of this
Schedule-K within the time limit specified therein and any failure in this behalf shall constitute a
breach of the Agreement. Upon occurrence of any breach hereunder, the Government shall be
entitled to recover Damages as set forth in Clause 17.8 of the Agreement, without prejudice to the
rights of the Government under the Agreement, including Termination thereof.
2. Repair/rectification of defects and deficiencies
The obligations of the Concessionaire in respect of Maintenance Requirements shall include repair
and rectification of defects and deficiencies specified in Annex-I of the Schedule-K within the time
limit set forth therein.
3 Other defects and deficiencies
3.1 In respect of any defect or deficiency not specified in Annex-I of this Schedule-K, the Concessionaire
shall undertake repair or rectification in accordance with Good Industry Practice.
3.2 In respect of any defect or deficiency not specified in Annex-I of this Schedule-K, the Independent
Engineer may, in conformity with Good Industry Practice, specify the permissible limit of deviation or
deterioration with reference to the Specifications and Standards, and any deviation or deterioration
beyond the permissible limit shall be repaired or rectified by the Concessionaire within the time limit
specified by the Independent Engineer.
4. Extension of time limit
Notwithstanding anything to the contrary specified in this Schedule-K, if the nature and extent of any
defect or deficiency justifies more time for its repair or rectification than the time specified herein,
the Concessionaire shall be entitled to additional time in conformity with Good Industry Practice.
Such additional time shall be determined by the Independent Engineer and conveyed to the
Concessionaire and the Government with reasons thereof.
5. Emergency repairs/ restoration
Notwithstanding anything to the contrary contained in this Schedule-K, if any defect, deficiency or
deterioration in the Project poses a hazard to safety or risk of damage to property, the Concessionaire
shall promptly take all reasonable measures for eliminating or minimising such danger.
6. Daily Inspection by the Concessionaire
The Concessionaire shall, through its Engineer, undertake a daily visual inspection of the Project and
maintain a record thereof in a register to be kept in such form and manner as the Independent
Engineer may specify. Such record shall be kept in safe custody of the Concessionaire and shall be
open to inspection by the Government and the Independent Engineer at any time during office hours.
Page 96 of 134
7. Divestment Requirement
All defects and deficiencies specified in this Schedule-K shall be repaired and rectified by the
Concessionaire so that the Project conforms to the Maintenance requirements on the Transfer Date.
8. Display of Schedule-K
The Concessionaire shall display a copy of this Schedule-K at the Toll Plazas along with the Complaint
Register stipulated in Article 46.
Page 97 of 134
Annex-I
(Schedule-K)
Repair / Rectification of Defects and Deficiencies
The Concessionaire shall repair and rectify the defects and deficiencies specified in this Annex-I of Schedule-K
within the time limit set forth herein.
Nature of defect or deficiency Time Limit for repair/rectification
ROADS
(a) Carriageway and paved shoulders
(i) Breach or blockade - Temporary restoration of traffic within 24
hours; permanent restoration within 15
days
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(viii)
(ix)
Roughness value exceeding 3000 mm in a
stretch of 1 km (as measured by a
standardized roughometer/ bump
integrator)
Pot holes
Cracking in more than 5% of road surface
in a stretch of 1 km
Rutting exceeding 10mm in more than 2%
of road surface in a stretch of 1 km
(measured with 3 m straight edge)
Bleeding/skidding
Ravelling/Stripping of bitumen surface
exceeding 10 sq m
Damage to pavement edges exceeding 10
cm
Removal of debris
- 180 days
- 48 hours
- 30 days
- 30days
- 30 days
- 7 days
- 15 days
- 15 days
- 6 hours
(b) Hard/earth shoulders, side slopes, drains and culverts
(i) Variation by more than 2% in the
prescribed slope of camber/cross fall
- 30 days
(ii) Edge drop at shoulders exceeding 40 mm - 7 days
(iii) Variation by more than 15% in the
prescribed side (embankment) slopes
- 30 days
(iv) Rain cuts/ gullies in slope - 7 days
(v) Damage to or sitting of culverts and side
drains during and immediately preceding
the rainy season
- 7 days
(vi) De-silting of drains in urban/ semi-urban
areas.
- 48 hours
Page 98 of 134
(c) Road side furniture including road signs and pavement marking
(i) Damage to shape or position; poor
visibility or loss of retro-reflectivity
- 48 hours
(d) Street lighting
(i) Any major failure of the system - 24 hours
(ii) Faults and minor failures - 8 hours
(e) Trees and plantation
(i) Obstruction in a minimum head-room of 5
m above carriageway or obstruction in
visibility of road signs
- 24 hours
(ii) Deterioration in health of trees and bushes - Timely watering and treatment
(iii) Replacement of trees and bushes - 90 days
(iv) Removal of vegetation affecting sight line
and road structures
- 15 days.
(f) Rest areas
(i) Cleaning of toilets - Every 4 hours
(ii) Defects in electrical, water and sanitary
installation
- 24 hours
(g) Toll plazas
(i) Failure of toll collection equipment or
lighting
- 8 hours
(ii) Damage to toll plaza
- 7 days
(h) Other Project Facilities and Approach roads
(i) Damage or deterioration in Approach
Roads, [pedestrian facilities, truck lay-bys,
bus-bys, bus-shelters, cattle crossings,
Traffic Aid Posts.
- 15 days
BRIDGES, CULVERTS
(a) Superstructure of bridges, Culverts
(i) Cracks
Temporary measures
Permanent Measures
- Within 48 hours
- Within 45 days
(ii) Spalling/scaling - 15 days
(b) Foundation of bridges
(i) Scouring and / or cavitation - 15 days
Page 99 of 134
(c) Piers, abutments, return walls and wing walls of bridges, elevated road, interchanges, over-
passes, flyovers
(i) Cracks and damage including settlement
and tilting
- 30 days
(d) Bearings (metallic) of bridges
(i) Deformation - 15 days
(d) Joints in bridges, elevated road, interchanges, over-passes, flyovers
(i) Lossening and malfunctioning of joints
- 15 days
(f) Other items relating to bridges & Culverts
(i) Deforming of pads in elastomeric bearings - 7 days
(ii) Gathering of dirt in bearings and joints; or
clogging of spouts, weep holes and vent-
holes
- 3 days
(iii) Damage or deterioration in parapets and
handrails
- 3 days
(iv) Rain-cuts or erosion of banks of the side
slopes of approaches
- 15 days
(v) Damage to wearing coat - 15 days
(vi) Damage or deterioration in approach
slabs, pitching, apron, toes, floor or guide
bunds Damage to wearing coat Rain-cuts
or erosion of banks of the side slopes of
approaches
- 30 days
(vii) Growth of vegetation affecting the
structure or obstructing the waterway
- 15 days
(g) Building works, internal water supply and sanitary installation, internal electrical
services and installation, Estate water supply, sewerage, Electrification
Strictly as per relevant CPWD Maintenance
Norms, Ordinary Repairs and Special
Repairs including Annual Maintenance (at
the cost of the Concessionaire)
-
For items for which such Norms are not
available in CPWD – It shall be decided by
the Independent as per Good Engineering
Practice in the Industry
-
Page 100 of 134
SCHEDULE-L
(See Clause 18.1.1)
SAFETY REQUIREMENTS
1. Guiding principles
1.1 Safety Requirements aim at reduction in injuries, loss of life and damage to property resulting from
accidents on the Project sites, irrespective of the person(s) at fault.
1.2 Safety Requirements apply to all phases of development, construction, operation and maintenance
with emphasis on identification of factors associated with accidents, consideration of the same, and
implementation of appropriate remedial measures.
1.3 Safety Requirements include measures associated with traffic management and regulation such as
road signs, pavement marking, traffic control devices, lanes design elements, enforcement and
emergency response.
2. Obligations of the Concessionaire
The Concessionaire shall abide by the following insofar as they relate to safety of the Users:
(a) Applicable Laws and Applicable Permits;
(b) Manual for Safety in Road & Building Design;
(c) Relevant Standards/Guidelines of IRC relating to safety, road geometrics, road signs, pavement
marking and road safety features;
(d) Relevant CPWD Specifications;
(e) Relevant standards of National Building Code related to building construction, water supply,
drainage, fire fighting and electrical installation & fittings.
(f) Provisions of this Agreement;
(g) Safety of external area lighting, electrical and electronic equipments; and
(h) Good Industry Practice.
3. Safety measures during Development Period
3.1 The Concessionaire shall provide to the Independent Engineer, in four copies, the relevant drawings
containing the design details that have a bearing on safety of Users (the “Safety drawings”). Such
design details shall include road cross-section; side drains; provision for parked vehicles; parking and
detention area; fire fighting, electrical and electronics equipment installations and other incidental
or consequential information. The Independent Engineer shall review the design details and
forward one copy each to Government and Concessionaire, with its recommendations, if any.
3.2 The Concessionaire shall endeavour to incorporate the recommendations of the Independent
Engineer relating to safety in the design of the Project and Project Facilities, as may reasonably be
required in accordance with Applicable Laws, Applicable Permits, Manuals and Guidelines of
MOSRTH and IRC, Specifications and Standards, and Good Industry Practice. If the Concessionaire
does not agree with any or all of such recommendations, it shall state the reasons thereof and
convey them to the Government forthwith. In the event that any or all of the works and services
recommended by the Independent Engineer fall beyond the scope of Schedule-B, Schedule-C or
Schedule-D, the Concessionaire shall make a report thereon and seek the instructions of the
Government for funding such works in accordance with the provisions of Article 18.
3.3 Without prejudice to the provisions of Paragraph 4.3, the Concessionaire and the Independent
Engineer shall submit the representation, within 15 (fifteen) days of and the Government shall
review the same alongwith the report of the Independent Engineer and by notice direct the
Concessionaire to carry out any or all of the recommendations contained therein with such
modifications as the Government may specify; provided that any works or services required to be
undertaken hereunder shall be governed by the provisions of the Concession Agreement.
Page 101 of 134
4. Safety measures during Construction Period
4.1 The Independent Engineer shall carry out a safety audit of the completed Construction Works.
4.2 The Independent Engineer shall complete the safety audit within a period of 4 (four) months and
submit a Safety Report recommending a package of additional safety measures, if any, that are
considered essential for reducing hazards on the Project sites. Such recommendations shall be
processed, mutatis mutandis, and acted upon in the manner set forth in the Concession Agreement.
4.3 The Concessionaire shall make adequate arrangements during the Construction Period for the safety
of workers and road users in accordance with the guidelines of IRC and other relevant guidelines for
safety in construction zones, and notify the Government and the Independent Engineer about such
arrangements.
5. Safety measures during Operation Period
5.1 The Concessionaire shall develop, implement and administer a surveillance and safety programme
for Users, including correction of safety violations and deficiencies and all other actions necessary to
provide a safe environment in accordance with this Agreement.
5.2 The Concessionaire shall establish a Project Safety Management Unit (the “PSMU”) to be functional
on and after COD, and designate one of its officers to be in-charge of the PSMU. Such officer shall
have specialist knowledge and training in safety and traffic engineering by having attended a course
conducted by a reputed organization on the subject.
5.3 The Concessionaire shall keep a copy of every FIR recorded by the Police with respect to any accident
occurring on the Project sites. In addition, the Concessionaire shall also collect data for all cases of
hazards at the Project sites where a vehicle had to be towed away. The information so collected
shall be summarized in the form prescribed by the Government for this purpose.
Page 102 of 134
SCHEDULE-M
(See clause 19.5)
MONTHLY FEE STATEMENT
1. Processing Charge: Month:
Type of Vehicle For corresponding
month of previous
year
For preceding month
For the month reported upon
No. of
Vehicl
es
Fee
collecte
d
(in lakh
Rs.)
No. of
Vehicl
es
Fee collected
(in lakh
Rs.)
Fee per
vehicle
(in Rs.)
No. of
Vehicles
Fee
collected
(in lakh
Rs.)
(1) (2) (3) (4) (5) (6) (7) (8)
LCV
HCV (Bus / Truck)
MAV (Multi Axle)
Contract Carriage
Grand Total
MONTHLY FEE STATEMENT
2. Loading & Unloading Charges
Month:
Type of Vehicle For corresponding
month of previous
year
For preceding month
For the month reported upon
No. of
Vehicl
es
Fee
collecte
d
(in lakh
Rs.)
No. of
Vehicl
es
Fee collected
(in lakh Rs.)
Fee per
vehicle (in
Rs.)
No. of
Vehicles
Fee
collected
(in lakh
Rs.)
(1) (2) (3) (4) (5) (6) (7) (8)
LCV
HCV (Bus / Truck)
MAV (Multi Axle)
Grand Total
Page 103 of 134
MONTHLY FEE STATEMENT
3. Parking Charges: Month:
Type of Vehicle For corresponding
month of previous
year
For preceding month
For the month reported upon
No. of
Vehicl
es
Fee
collecte
d
(in lakh
Rs.)
No. of
Vehicl
es
Fee collected
(in lakh Rs.)
Fee per
vehicle (in
Rs.)
No. of
Vehicles
Fee
collected
(in lakh
Rs.)
(1) (2) (3) (4) (5) (6) (7) (8)
LCV
HCV (Bus / Truck)
MAV (Multi Axle)
Grand Total
MONTHLY FEE STATEMENT
4. Detention Charges: Month:
Type of Vehicle For corresponding
month of previous
year
For preceding month
For the month reported upon
No. of
Vehicl
es
Fee
collecte
d
(in lakh
Rs.)
No. of
Vehicl
es
Fee collected
(in lakh Rs.)
Fee per
vehicle (in
Rs.)
No. of
Vehicles
Fee
collected
(in lakh
Rs.)
(1) (2) (3) (4) (5) (6) (7) (8)
LCV
HCV (Bus / Truck)
MAV (Multi Axle)
Grand Total
Page 104 of 134
SCHEDULE -N
(See Clause 22.1)
WEEKLY TRAFFIC CENSUS
Processing Charge:
Week ending:
Type of Vehicle Number of Vehicles for
Corresponding week of
previous week
Number of Vehicles
for Preceding week
Number of
Vehicles for the
Week reporting
upon
(1) (2) (3) (4)
LCV
HCV (Bus/ Truck)
MAV (Multi Axle)
Contract Carriage
Grand Total
Page 105 of 134
SCHEDULE-O
DELETED
SCHEDULE-P
(See Clause 23.1)
SELECTION OF INDEPENDENT ENGINEER
1. Selection of Independent Engineer
1.1 The Government shall follow the selection process specified in the Model RFP for selection of
Technical Consultants, as published by the Ministry of Finance/ Planning Commission and the
Concessionaire shall be entitled to scrutinize the relevant records forming part of such selection
process.
2 Fee and expenses
2.1 In determining the nature and quantum of duties and services to be performed by the Independent
Engineer during the Development Period and Construction Period, the Government shall endeavour
that payments to the Independent Engineer on account of fee and expenses do not exceed 2% (two
per cent) of the Total Project Cost. Payments not exceeding such 2% (two per cent) shall be borne
equally by the Government and the Concessionaire in accordance with the provisions of this
Agreement and any payments in excess thereof shall be borne entirely by the Government.
Page 106 of 134
SCHEDULE – Q
(See clause 23.2.1)
TERMS OF REFERENCE FOR INDEPENDENT ENGINEER
1. Scope
1.1 These Terms of Reference for the Independent Engineer (the “TOR”) are being specified pursuant to
the Concession Agreement dated……………………………..(the “Agreement”), which has been entered
into between the Government and ……………………(the “Concessionaire”) for Development of
Computerized Integrated Checkposts in the State of Punjab on design, build, finance, operate and
transfer (DBFOT) basis, and a copy of which is annexed hereto marked as Annex-A to form part of
this TOR.
1.2 This TOR shall apply to development, construction, operation and maintenance of the Project.
2. Definitions and interpretation
2.1 The words and expressions beginning with or in capital letter used in this TOR and not defined
herein but defined in the Agreement shall have, unless repugnant to the context, the meaning
respectively assigned to them in the Agreement.
2.2 References to Articles, Clauses and Schedules in this TOR shall, except where the context otherwise
requires, be deemed to be references to the Articles, Clauses and Schedules of the Agreement, and
references to Paragraphs shall be deemed to be references to Paragraphs of this TOR.
2.3 The rules of interpretation stated in Clauses 1.2, 1.3 and 1.4 of the Agreement shall apply, mutatis
mutandis, to this TOR.
3. Role and functions of the Independent Engineer
3.1 The role and functions of the Independent Engineer shall include the following:
(i) review of the Drawings and Documents as set forth in Paragraph 4;
(ii) review, inspection and monitoring of Construction Works as set forth in Paragraph 5;
(iii) conducting Test on completion of construction, installation of equipment to make the
Checkposts functional and issuing completion/ Provisional certificate as set forth in
Paragraph 5;
(iv) determining, as required under the Agreement, the costs of any works or services
and/or their reasonableness;
(v) determining, as required under the Agreement, the period or any extension thereof, for
performing any duty or obligation;
(vi) assisting the Parties in resolution of disputes as set forth in Paragraph 9; and
(vii) undertaking all other duties and functions in accordance with the Agreement.
3.2 The Independent Engineer shall discharge its duties in a fair, impartial and efficient manner,
consistent with the highest standards of professional integrity and Good Industry Practice.
4. Development Period
4.1 During the Development Period, the Independent Engineer shall undertake a detailed review of the
Drawings to be furnished by the Concessionaire along with supporting data, including the geo-
technical and hydrological investigations, characteristics of materials from borrow areas and quarry
sites, topographical surveys and traffic surveys; equipment, electronic equipment, computers,
hardware and software proposed to be procured and installed. The Independent Engineer shall
complete such review and send its comments/observations to the Government and the
Concessionaire with 15 (fifteen) days of receipt of such drawings. In particular, such comments shall
specify the conformity or otherwise of such Drawings with the Scope of the Project and
Page 107 of 134
Specifications and Standards including for the services, that of equipment, electronic equipment,
computers, hardware hardware and software.
4.2 The Independent Engineer shall review any modified Drawings or supporting documents including
that of services, equipment, electronic equipment, computers, hardware and software sent to it by
the Concessionaire and furnish its comments within 7 (seven) days of receiving such Drawings or
Documents.
4.3 The Independent Engineer shall review the Drawings including that of services, equipment,
electronic equipment, computer, hardware and software sent to it by the Concessionaire in
accordance with Schedule-L and furnish its comments thereon to the Government and the
Concessionaire and the Concessionaire within 7 (seven) days of receiving such Drawings and that
equipment, electronic equipment, computer, hardware and software. The Independent Engineer
shall also review the Safety Report and furnish its comments thereon to the Government within 15
(fifteen) days of receiving such report.
4.4 The Independent Engineer shall review the detailed design, construction methodology, quality
assurance procedures and the procurement, engineering and construction time schedule and
procurement schedule for equipment, electronic equipment, computers, hardware and software
sent to it by the Concessionaire and furnish its comments within 15 (fifteen) days of receipt thereof.
4.5 Upon reference by the Government, the Independent Engineer shall review and comment on the
EPC contract or any other contract for construction, procurement of equipment, electronic
equipment, computers, hardware and software, operation and maintenance of the Project, and
furnish its comments within 7 (seven) days from receipt of such reference from the Government.
5. Construction Period
5.1 In respect of the Drawings, Documents and Safety Report received by the Independent Engineer for
its review and comments during the Construction Period, the provisions of Paragraph 4 shall apply,
mutatis mutandis.
5.2 The Independent Engineer shall review the monthly progress report furnished by the Concessionaire
and send its comments thereon to the Government and the Concessionaire within 7 (seven) days of
receipt of such report.
5.3 The Independent Engineer shall inspect the Construction Works, procurement and installation of
equipment, electronic equipment, computers, hardware and software and the Project sites once
every month, preferably after receipt of the monthly progress report from the Concessionaire, but
before the 20th
(twentieth) day of each month in any case, and make out a report of such inspection
(the “Inspection Report”) setting forth an overview of the status, progress, quality and safety of
construction, including the work methodology adopted, the materials used and their sources, and
conformity of Construction Works, equipment, electronic equipment, computers, hardware and
software with the Scope of the Project and the Specifications and Standards. In a separate section
of the Inspection Report, the Independent Engineer shall describe in reasonable detail the lapses,
defects or deficiencies observed by it in the construction and equipment of the Project. The
Inspection Report shall also contain a review of the maintenance of the existing lanes and existing
equipment and installations in conformity with the provisions of the Agreement. The Independent
Engineer shall send a copy of its Inspection Report to the Government and the Concessionaire
within 7 (seven) days of the inspection.
5.4 The Independent Engineer may inspect the Project more than once in a month if any lapses, defects
or deficiencies require such inspections.
5.5 For determining that the Construction Works conform to Specifications and Standards, the
Independent Engineer shall require the Concessionaire to carry out, or cause to be carried out, tests
on a sample basis, to be specified by the Independent Engineer in accordance with Good Industry
Page 108 of 134
Practice for quality assurance. The Independent Engineer shall issue necessary directions to the
Concessionaire for ensuring that the tests are conducted in a fair and efficient manner, and shall
monitor and review the results thereof. The provisions of this Clause shall apply mutatis mutandis to
equipment, electronic equipment, computers, hardware and software.
5.6 The sample size of the tests, to be specified by the Independent Engineer under Paragraph 5.5, shall
comprise 10% (ten per cent) of the quantity or number of tests prescribed for each category or type
of tests in Quality Control Manuals; provided that the Independent Engineer may, for reasons to be
recorded in writing, increase the aforesaid sample size by up to 10% (ten per cent) for certain
categories or types of tests.
5.7 The timing of tests referred to in Paragraph 5.5, and the criteria for acceptance/ rejection of their
results shall be determined by the Independent Engineer in accordance with the Quality Control
Manuals. The tests shall be undertaken on a random sample basis and shall be in addition to, and
independent of, the tests that may be carried out by the Concessionaire for its own quality assurance
in accordance with Good Industry Practice.
5.8 In the event that the Concessionaire carries out any remedial works for removal or rectification of any
defects or deficiencies, the Independent Engineer shall require the Concessionaire to carry out, or
cause to be carried out, tests or determine that such remedial works have brought the Construction
Works into conformity with the Specifications and Standards, and the provisions of this Paragraph 5
shall apply to such tests.
5.9 In the event that the Concessionaire fails to achieve any of the Project Milestones, the Independent
Engineer shall undertake a review of the progress of construction, procurement and installation of
equipment, electronic equipment, computers, hardware and software and indentify potential delays,
if any. If the Independent Engineer shall determine that completion of the Project is not feasible
within the time specified in the agreement, it shall require the Concessionaire to indicate within 15
(fifteen) days the steps proposed to be taken to expedite progress, and the period within which the
Project Completion Date shall be achieved. Upon receipt of a report from the Concessionaire
forthwith, the Independent Engineer shall review the same and send its comments to the
Government and the Concessionaire forthwith.
5.10 If at any time during the Construction Period, the Independent Engineer determines that the
Concessionaire has not made adequate arrangements for the safety of workers and Users in the zone
of construction or that any work is being carried out in a manner that threatens the safety of the
workers and the Users, it shall make a recommendation to the Government forthwith, identifying the
whole or part of the Construction Works that should be suspended for ensuring safety in respect
thereof.
5.11 In the event that the Concessionaire carries out any remedial measures to secure the safety of
suspended works and Users, it may, by notice in writing, require the Independent Engineer to inspect
such works, and within 3 (three) days of receiving such notice, the Independent Engineer shall inspect
the suspended works and make a report to the Government forthwith, recommending whether or not
such suspension may be revoked by the Government.
5.12 If suspension of Construction Works is for reasons not attributable to the Concessionaire, the
Independent Engineer shall determine the extension of dates set forth m the Project Completion
Schedule, to which the Concessionaire is reasonably entitled, and shall notify the Government and the
Concessionaire of the same.
5.13 The Independent Engineer shall carry out or cause to be carried out, all the Tests specified in
Schedule-I and issue a Completion Certificate or Provisional Certificate, as the case may be. For
carrying out its functions under this Paragraph 5.13 and all matters incidental thereto, the
Independent Engineer shall act under and in accordance with the provisions of Article 14 and
Schedule-I.
Page 109 of 134
5.14 Upon reference from the Government, the Independent Engineer shall make a fair and reasonable
assessment of the costs of providing information, works and services as set forth in Article 16 and
certify the reasonableness of such costs for payment by the Government to the Concessionaire.
5.15 The Independent Engineer shall aid and advise the Concessionaire in preparing the Maintenance
Manual.
6 Determination of costs and time
6.1 The Independent Engineer shall determine the costs, and/or their reasonableness, that are required
to be determined by it under the Agreement.
6.2 The Independent Engineer shall determine the period, or any extension thereof, that is required to be
determined by it under the Agreement.
7 Assistance in Dispute resolution
7.1 When called upon by either Party in the event of any Dispute, the Independent Engineer shall
mediate and assist the Parties in arriving at an amicable settlement.
7.2 In the event of any disagreement between the Parties regarding the meaning, scope
and nature of Good Industry Practice, as set forth in any provision of the Agreement,
the Independent Engineer shall specify such meaning, scope and nature by issuing a reasoned written
statement relying on good industry practice and authentic literature.
8 Other duties and functions
The Independent Engineer shall perform all other duties and functions specified in the Agreement.
9 Miscellaneous
9.1 The Independent Engineer shall notify its programme of inspection to the Government and to the
Concessionaire, who may, in their discretion, depute their respective representatives to be present
during the inspection.
9.2 A copy of all communications, comments, instructions, Drawings or Documents sent by the
Independent Engineer to the Concessionaire pursuant to this TOR, and a copy of all the test results
with comments of the Independent Engineer thereon shall be furnished by the Independent Engineer
to the Government forthwith.
9.3 The Independent Engineer shall obtain, and the Concessionaire shall furnish in two copies thereof, all
communications and reports required to be submitted, under this Agreement, by the Concessionaire
to the Independent Engineer, whereupon the Independent Engineer shall send one of the copies to
the Government along with its comments thereon.
9.4 The Independent Engineer shall retain at least one copy each of all Drawings and Documents
received by it, including 'as-built' Drawings, and keep them in its safe custody.
9.5 Upon completion of its assignment hereunder, the Independent Engineer shall duly classify and list all
Drawings, Documents, results of tests and other relevant records, and hand them over to the
Government or such other person as the Government may specify, and obtain written receipt thereof.
Two copies of the said document shall also be furnished in micro film form or in such other medium
as may be acceptable to the Government.
Page 110 of 134
SCHEDULE –R
(See Clause 27.1.1)
USER FEE
From Commercial Operations Date (COD), the Concessionaire shall have the right to collect and appropriate
the following revenues:
1) Processing charges from Non-Empty Goods Vehicles
LCV : Rs X per Vehicle
(where ‘X’ is the Bid Variable)
HCV : Rs (1.5 times of ‘X’) per Vehicle
MAV : Rs (2 times of ‘X’) per Vehicle
2) Processing charges from Empty Goods Vehicles = 50% of the charges applicable for Non-Empty
Goods Vehicles
3) Processing Charges from Contract Carriages = Rs (1.5 times of ‘X’) per Vehicle
Note: It is to be noted that the Maxi Cab and Motor Cab, falling under the definition of Contract
Carriages shall be charged equivalent to LCV i.e. Rs X.
4) Loading/unloading charges from Overweight Goods Vehicles
LCV/HCV/MAV : Rs. 180 per Ton each for loading & unloading
5) Detention charges - Shall be applicable only in case the penalty has been imposed on the User.
LCV : Rs 40 per day per vehicle
HCV : Rs 60 per day per vehicle
MAV : Rs 80 per day per vehicle
6) Warehousing Charges – Rs 100 per tonne per day
7) Revenue share on Parchee Fee: Rs 7.5 per Parchee Fee
8) Rentals from Commercial Development – Concessionaire shall determine
9) Revenue from Advertising - Concessionaire shall determine
Note:
(a) It is being clarified that various Fees at serial no. (1) to (7) may be changed by the Government/ ETTSA
from time to time. The Concessionaire will get his share out of these as per amounts stipulated in this
Schedule-R. The remaining amount will be passed on to Government/ ETTSA.
(b) An annual escalation of 5% shall be applied to the items at serial no. (1) to (6)
Page 111 of 134
SCHEDULE- S
(See Clause 31.1.2)
ESCROW AGREEMENT
THIS ESCROW AGREEMENT is entered into on this the ………… day of ……………. 20**.
AMONGST
1 ……………………….Limited, a company incorporated under the provisions of the Companies Act,
1956 and having its registered office at …………………. (hereinafter referred to as the
"Concessionaire" which expression shall, unless repugnant to the context or meaning thereof,
include its successors, permitted assigns and substitutes);
2 …………………(name and particulars of Lenders' Representative) and having its registered office at
……………………… acting for and on behalf of the Senior Lenders as their duly authorised agent with
regard to matters arising out of or in relation to this Agreement (hereinafter referred to as
the "Lenders' Representative" which expression shall, unless repugnant to the context or meaning
thereof, include its successors and substitutes);
3 ………………..(name and particulars of the Escrow Bank) and having its registered office at
……………..(hereinafter referred to as the "Escrow Bank" which expression shall, unless repugnant to
the context or meaning thereof, include its successors and substitutes); and
4 The Department of Excise & Taxation, Government of Punjab and having its principal offices at
Chandigarh (hereinafter referred to as the "Government" which expression shall, unless repugnant to
the context or meaning thereof, include its administrators, successors and assigns).
WHEREAS:
(A) The Government has entered into a Concession Agreement dated …………… with the Concessionaire
(the "Concession Agreement") for the Development of Computerized Interstate Checkposts” (the
“Project”) in the State on design, build, finance, operate and transfer (“DBFOT”) basis, and a copy of
which is annexed hereto and marked as Annex-A to form part of this Agreement.
(B) Senior Lenders have agreed to finance the Project in accordance with the terms and conditions set
forth in the Financing Agreements.
(C) The Concession Agreement requires the Concessionaire to establish an Escrow Account, inter
alia, on the terms and conditions stated therein.
NOW, THEREFORE, in consideration of the foregoing and the respective covenants and agreements set forth
in this Agreement, the receipt and sufficiency of which is hereby acknowledged, and intending to be legally
bound hereby, the Parties agree as follows:
Page 112 of 134
1 DEFINITIONS AND INTERPRETATION
1.1 Definitions
In this Agreement, the following words and expressions shall, unless repugnant to the context or
meaning thereof, have the meaning hereinafter respectively assigned to them:
"Agreement" means this Escrow Agreement and any amendment thereto made in accordance with
the provisions contained herein;
"Concession Agreement" means the Concession Agreement referred to in Recital (A) above and
annexed hereto as Annex-A, and shall include all of its Recitals and Schedules and any amendments
made thereto in accordance with the provisions contained in this behalf therein;
"Cure Period" means the period specified in this Agreement for curing any breach or default of any
provision of this Agreement by the Concessionaire, and shall commence from the date on which a
notice is delivered by the Government or the Lenders' Representative, as the case may be, to the
Concessionaire asking the latter to cure the breach or default specified in such notice;
"Escrow Account" means an escrow account established in terms of and under this Agreement, and
shall include the Sub-Accounts;
"Escrow Default" shall have the meaning ascribed thereto in Clause 6.1;
"Lenders' Representative" means the person referred to as the Lenders' Representative in the
foregoing Recitals;
"Parties" means the parties to this Agreement collectively and "Party" shall mean any of the Parties to
this Agreement individually;
"Payment Date" means, in relation to any payment specified in Clause 4.1, the date(s) specified for
such payment; and
"Sub-Accounts" means the respective Sub-Accounts of the Escrow Account, into which the monies
specified in Clause 4.1 would be credited every month and paid out if due, and if not due in a month
then appropriated proportionately in such month and retained in the respective Sub Accounts and
paid out therefrom on the Payment Date(s).
1.2 Interpretation
1.2.1 References to Lenders' Representative shall, unless repugnant to the context or meaning thereof,
mean references to the Lenders' Representative, acting for and on behalf of Senior Lenders.
1.2.2 The words and expressions beginning with capital letters and defined in this Agreement shall
have the meaning ascribed thereto herein, and the words and expressions used in this
Agreement and not defined herein but defined in the Concession Agreement shall, unless
repugnant to the context, have the meaning ascribed thereto in the Concession Agreement.
1.2.3 References to Clauses are, unless stated otherwise, references to Clauses of this Agreement.
1.2.4 The rules of interpretation stated in Clauses 1.2, 1.3 and 1.4 of the Concession Agreement shall
apply, mutatis mutandis, to this Agreement.
2 ESCROW ACCOUNT
2.1 Escrow Bank to act as trustee
Page 113 of 134
2.1.1 The Concessionaire hereby appoints the Escrow Bank to act as trustee for the Government, the
Lenders' Representative and the Concessionaire in connection herewith and authorises the Escrow
Bank to exercise such rights, powers, authorities and discretion as are specifically delegated to the
Escrow Bank by the terms hereof together with all such rights, powers, authorities and discretion as
are reasonably incidental hereto, and the Escrow Bank accepts such appointment pursuant to the
terms hereof.
2.1.2 The Concessionaire hereby declares that all rights, title and interest in and to the Escrow Account
shall be vested in the Escrow Bank and held in trust for the Government, the Lenders' Representative
and the Concessionaire, and applied in accordance with the terms of this Agreement. No person other
than the Government, the Lenders' Representative and the Concessionaire shall have any rights
hereunder as the beneficiaries of, or as third party beneficiaries under this Agreement.
2.2 Acceptance of Escrow Bank
The Escrow Bank hereby agrees to act as such and to accept all payments and other amounts to be
delivered to and held by the Escrow Bank pursuant to the provisions of this Agreement. The Escrow
Bank shall hold and safeguard the Escrow Account during the term of this Agreement and shall treat
the amount in the Escrow Account as monies deposited by the Concessionaire, Senior Lenders or the
Government with the Escrow Bank. In performing its functions and duties under this Agreement, the
Escrow Bank shall act in trust for the benefit of, and as agent for, the Government, the Lenders'
Representative and the Concessionaire or their nominees, successors or assigns, in accordance
with the provisions of this Agreement.
2.3 Establishment and operation of Escrow Account
2.3.1 Within 30 (thirty) days from the date of this Agreement, and in any case prior to the Appointed Date,
the Concessionaire shall open and establish the Escrow Account with the ************* (name of
Branch) Branch of the Escrow Bank. The Escrow Account shall be denominated in Rupees.
2.3.2 The Escrow Bank shall maintain the Escrow Account in accordance with the terms of this Agreement
and its usual practices and applicable regulations, and pay the maximum rate of interest payable
to similar customers on the balance in the said account from time to time.
2.3.3 The Escrow Bank and the Concessionaire shall, after consultation with the Lenders' Representative,
agree on the detailed mandates, terms and conditions, and operating procedures for the Escrow
Account, but in the event of any conflict or inconsistency between this Agreement and such
mandates, terms and conditions, or procedures, this Agreement shall prevail.
2.4 Escrow Bank's fee
The Escrow Bank shall be entitled to receive its fee and expenses in an amount, and at such times, as
may be agreed between the Escrow Bank and the Concessionaire. For the avoidance of doubt, such
fee and expenses shall form part of the O&M Expenses and shall be appropriated from the Escrow
Account in accordance with Clause 4.1.
2.5 Rights of the parties
The rights of the Government, the Lenders' Representative and the Concessionaire in the monies
held in the Escrow Account are set forth in their entirety in this Agreement and the Government, the
Lenders' Representative and the Concessionaire shall have no other rights against or to the monies in
the Escrow Account.
Page 114 of 134
2.6 Substitution of the Concessionaire
The Parties hereto acknowledge and agree that upon substitution of the Concessionaire with
the Nominated Company, pursuant to the Substitution Agreement, it shall be deemed for the
purposes of this Agreement that the Nominated Company is a Party hereto and the Nominated
Company shall accordingly be deemed to have succeeded to the rights and obligations of
the Concessionaire under this Agreement on and with effect from the date of substitution of the
Concessionaire with the Nominated Company.
3 DEPOSITS INTO ESCROW ACCOUNT
3.1 Deposits by the Concessionaire
3.1.1 The Concessionaire agrees and undertakes that it shall deposit into and/or credit the Escrow Account
with:
(a) all monies received in relation to the Project from any source, including the Senior Lenders,
lenders of Subordinated Debt and the Government;
(b) all funds received by the Concessionaire from its share-holders, in any manner or form;
(c) all Processing Charges and all other revenues levied and collected by the Concessionaire;
(d) any other revenues from or in respect of the Project; and
(e) all proceeds received pursuant to any insurance claims.
3.1.2 The Concessionaire may at any time make deposits of its other funds into the Escrow Account,
provided that the provisions of this Agreement shall apply to such deposits.
3.2 Deposits by the Government
The Government agrees and undertakes that, as and when due and payable, it shall deposit into
and/or credit the Escrow Account with:
(a) All Fee/ Charges collected by the Government in exercise of its rights under the
Concession Agreement; and
(b) Termination Payments:
Provided that, notwithstanding the provisions of clause 4.1.1, the Government shall be entitled to
appropriate from the aforesaid amounts, any amount due and payable to it by the Concessionaire
and the balance remaining shall be deposited into the Escrow Account.
3.3 Deposits by Senior Lenders
The Lenders' Representative agrees, confirms and undertakes that the Senior Lenders shall
deposit into and/or credit the Escrow Account with all disbursements made by them in relation to or in
respect of the Project; provided that notwithstanding anything to the contrary contained in this
Agreement, the Senior Lenders shall be entitled to make direct payments to the EPC Contractor’s
under and in accordance with the express provisions contained in this behalf in the Financing
Agreements.
3.4 Interest on deposits
The Escrow Bank agrees and undertakes that all interest accruing on the balances of the Escrow
Account shall be credited to the Escrow Account; provided that the Escrow Bank shall be entitled to
appropriate therefrom the fee and expenses due to it from the Concessionaire in relation to the
Escrow Account and credit the balance remaining to the Escrow Account.
Page 115 of 134
4 WITHDRAWALS FROM ESCROW ACCOUNT
4.1 Withdrawals during Concession Period
4.1.1 At the beginning of every month, or at such shorter intervals as the Lenders' Representative
and the Concessionaire may by written instructions determine, the Escrow Bank shall withdraw
amounts from the Escrow Account and appropriate them in the following order by depositing such
amounts in the relevant Sub-Accounts for making due payments, and if such payments are not
due in any month, then retain such monies in such Sub-Accounts and pay out therefrom on the
Payment Date(s):
(a) all taxes due and payable by the Concessionaire for and in respect of the Project;
(b) all payments relating to construction, procuring of the all types of equipment and
implementation of the Project, subject to and in accordance with the conditions, if
any, set forth in the Financing Agreements;
(c) O&M Expenses, subject to the ceiling, if any, set forth in the Financing Agreements;
(d) O&M Expenses incurred by the Government, provided it certifies to the Escrow Bank
that it had incurred such expenses in accordance with the provisions of the Concession
Agreement and that the amounts claimed are due to it from the Concessionaire;
(e) any amount due and payable to the Government;
(f) monthly proportionate provision of Debt Service due in an Accounting Year;
(g) all payments and Damages certified by the Government as due and payable to it by the
Concessionaire pursuant to the Concession Agreement;
(i) debt service in respect of Subordinated Debt;.
(j) any reserve requirements set forth in the Financing Agreements; and
(k) balance, if any, in accordance with the instructions of the Concessionaire.
4.1.2 Not later than 60 (sixty) days prior to the commencement of each Accounting Year, the
Concessionaire shall provide to the Escrow Bank, with prior written approval of the Lenders'
Representative, details of the amounts likely to be required for each of the payment obligations
set forth in this Clause 4.1; provided that such amounts may be subsequently modified, with prior
written approval of the Lenders' Representative, if fresh information received during the course of
the year makes such modification necessary.
4.2 Withdrawals upon Termination
Upon Termination of the Concession Agreement, all amounts standing to the credit of the Escrow
Account shall, notwithstanding anything in this Agreement, be appropriated and dealt with in the
following order:
(a) all taxes due and payable by the Concessionaire for and in respect of the Project;
(b) 90% (ninety per cent) of Debt Due excluding Subordinated Debt;
(c) any outstanding amount due and payable to the Government;
(d) all payments and Damages certified by the Government as due and payable to it by the
Concessionaire pursuant to the Concession Agreement including any claim in connection
with or arising out of Termination;
(e) retention and payments arising out of, or in relation to, liability for defects and deficiencies
set forth in Article 39 of the Concession Agreement;
(f) outstanding Debt Service including the balance of Debt Due;
(g) outstanding Subordinated Debt;
(h) incurred or accrued O&M Expenses;
(i) any other payments required to be made under the Concession Agreement; and
(j) balance, if any, in accordance with the instructions of the Concessionaire:
Provided that the disbursements specified in Sub-clause (j) of this Clause 4.2 shall be undertaken only
after the Vesting Certificate has been issued by the Government.
Page 116 of 134
4.3 Application of insufficient funds
Funds in the Escrow Account shall be applied in the serial order of priority set forth in Clauses 4.1 and
4.2, as the case may be. If the funds available are not sufficient to meet all the requirements, the
Escrow Bank shall apply such funds in the serial order of priority until exhaustion thereof.
4.4 Application of insurance proceeds
Notwithstanding anything in this Agreement, the proceeds from all insurance claims, except
life and injury, shall be deposited into and/or credited to the Escrow Account and utilized for any
necessary repair, reconstruction, reinstatement, replacement, improvement, delivery or
installation of the Project, and the balance remaining, if any, shall be applied in accordance with the
provisions contained in this behalf in the Financing Agreements.
4.5 Withdrawals during Suspension
Notwithstanding anything to the contrary contained in this Agreement, the Government may
exercise all or any of the rights of the Concessionaire during the period of Suspension under
Article 36 of the Concession Agreement. Any instructions given by the Government to the Escrow
Bank during such period shall be complied with as if such instructions were given by the
Concessionaire under this Agreement and all actions of the Government hereunder shall be
deemed to have been taken for and on behalf of the Concessionaire.
5 OBLIGATIONS OF THE ESCROW BANK
5.1 Segregation of funds
Monies and other property received by the Escrow Bank under this Agreement shall, until used or
applied in accordance with this Agreement, be held by the Escrow Bank in trust for the purposes
for which they were received, and shall be segregated from other funds and property of the Escrow
Bank.
5.2 Notification of balances
7 (seven) business days prior to each Payment Date (and for this purpose the Escrow Bank shall be
entitled to rely on an affirmation by the Concessionaire and/or the Lenders' Representative as to
the relevant Payment Dates), the Escrow Bank shall notify the Lenders' Representative of the
balances in the Escrow Account and Sub-Accounts as at the close of business on the immediately
preceding business day.
5.3 Communications and notices
In discharge of its duties and obligations hereunder, the Escrow Bank:
(a) may, in the absence of bad faith or gross negligence on its part, rely as to any matters of
fact which might reasonably be expected to be within the knowledge of the
Concessionaire upon a certificate signed by or on behalf of the Concessionaire;
(b) may, in the absence of bad faith or gross negligence on its part, rely upon the
authenticity of any communication or document believed by it to be authentic;
(c) shall, within 5 (five) business days after receipt, deliver a copy to the Lenders' Representative of
any notice or document received by it in its capacity as the Escrow Bank from the
Concessionaire or any other person hereunder or in connection herewith; and
(d) shall, within 5 (five) business days after receipt, deliver a copy to the Concessionaire
of any notice or document received by it from the Lenders' Representative in connection
herewith.
Page 117 of 134
5.4 No set off
The Escrow Bank agrees not to claim or exercise any right of set off, banker's lien or other right
or remedy with respect to amounts standing to the credit of the Escrow Account. For the avoidance
of doubt, it is hereby acknowledged and agreed by the Escrow Bank that the monies and properties
held by the Escrow Bank in the Escrow Account shall not be considered as part of the assets of the
Escrow Bank and being trust property, shall in the case of bankruptcy or liquidation of the
Escrow Bank, be wholly excluded from the assets of the Escrow Bank in such bankruptcy or
liquidation.
Page 118 of 134
5.5 Regulatory approvals
The Escrow Bank shall use its best efforts to procure, and thereafter maintain and comply with, all
regulatory approvals required for it to establish and operate the Escrow Account. The Escrow Bank
represents and warrants that it is not aware of any reason why such regulatory approvals will not
ordinarily be granted to the Escrow Bank.
6 ESCROW DEFAULT
6.1 Escrow Default
6.1.1 Following events shall constitute an event of default by the Concessionaire (an "Escrow Default")
unless such event of default has occurred as a result of Force Majeure or any act or omission of the
Government or the Lenders' Representative:
(a) the Concessionaire commits breach of this Agreement by failing to deposit any receipts into
the Escrow Account as provided herein and fails to cure such breach by depositing the same into
the Escrow Account within a Cure Period of 5 (five) business days;
(b) the Concessionaire causes the Escrow Bank to transfer funds to any account of the
Concessionaire in breach of the terms of this Agreement and fails to cure such breach by
depositing the relevant funds into the Escrow Account or any Sub-Account in which such
transfer should have been made, within a Cure Period of 5 (five) business days; or
(c) the Concessionaire commits or causes any other breach of the provisions of this Agreement
and fails to cure the same within a Cure Period of 5 (five) business days.
6.1.2 Upon occurrence of an Escrow Default, the consequences thereof shall be dealt with under and in
accordance with the provisions of the Concession Agreement.
7 TERMINATION OF ESCROW AGREEMENT
7.1 Duration of the Escrow Agreement
This Agreement shall remain in full force and effect so long as any sum remains to be advanced or
is outstanding from the Concessionaire in respect of the debt, guarantee or financial assistance
received by it from the Senior Lenders, or any of its obligations to the Government remain to be
discharged, unless terminated earlier by consent of all the Parties or otherwise in accordance with
the provisions of this Agreement.
7.2 Substitution of Escrow Bank
The Concessionaire may, by not less than 45 (forty five) days prior notice to the Escrow Bank, the
Government, and the Lenders' Representative, terminate this Agreement and appoint a new Escrow
Bank, provided that the new Escrow Bank is acceptable to the Lenders' Representative and
arrangements are made satisfactory to the Lenders' Representative for transfer of amounts
deposited in the Escrow Account to a new Escrow Account established with the successor Escrow
Bank. The termination of this Agreement shall take effect only upon coming into force of an Escrow
Agreement with the substitute Escrow Bank.
7.3 Closure of Escrow Account
The Escrow Bank shall, at the request of the Concessionaire and the Lenders' Representative made
on or after the payment by the Concessionaire of all outstanding amounts under the Concession
Agreement and the Financing Agreements including the payments specified in Clause 4.2, and upon
confirmation of receipt of such payments, close the Escrow Account and Sub-Accounts and pay
any amount standing to the credit thereof to the Concessionaire. Upon closure of the Escrow
Account hereunder, the Escrow Agreement shall be deemed to be terminated.
Page 119 of 134
8 SUPPLEMENTARY ESCROW AGREEMENT
8.1 Supplementary escrow agreement
The Lenders' Representative and the Concessionaire shall be entitled to enter into a supplementary
escrow agreement with the Escrow Bank providing, inter alia, for detailed procedures and
documentation for withdrawals from Sub-Accounts pursuant to Clause 4.1.1 and for matters not
covered under this Agreement such as the rights and obligations of Senior Lenders and lenders of
Subordinated Debt, investment of surplus funds, restrictions on withdrawals by the
Concessionaire in the event of breach of this Agreement or upon occurrence of an Escrow Default,
procedures relating to operation of the Escrow Account and withdrawal therefrom, reporting
requirements and any matters incidental thereto; provided that such supplementary escrow
agreement shall not contain any provision which is inconsistent with this Agreement and in the
event of any conflict or inconsistency between provisions of this Agreement and such
supplementary escrow agreement, the provisions of this Agreement shall prevail.
9 INDEMNITY
9.1 General indemnity
9.1.1 The Concessionaire will indemnify, defend and hold the Government, Escrow Bank and the
Senior Lenders, acting through the Lenders' Representative, harmless against any and all proceedings,
actions and third party claims for any loss, damage, cost and expense arising out of any breach by the
Concessionaire of any of its obligations under this Agreement or on account of failure of the
Concessionaire to comply with Applicable Laws and Applicable Permits.
9.1.2 The Government will indemnify, defend and hold the Concessionaire harmless against any and
all proceedings, actions and third party claims for any loss, damage, cost and expense
arising out of failure of the Government to fulfil any of its obligations under this Agreement
materially and adversely affecting the performance of the Concessionaire's obligations under the
Concession Agreement or this Agreement other than any loss, damage, cost and expense arising out
of acts done in discharge of their lawful functions by the Government, its officers, servants and
agents.
9.1.3 The Escrow Bank will indemnify, defend and hold the Concessionaire harmless against any and all
proceedings, actions and third party claims for any loss, damage, cost and expense arising out of
failure of the Escrow Bank to fulfil its obligations under this Agreement materially and adversely
affecting the performance of the Concessionaire's obligations under the Concession Agreement
other than any loss, damage, cost and expense, arising out of acts done in discharge of their
lawful functions by the Escrow Bank, its officers, servants and agents.
9.2 Notice and contest of claims
In the event that any Party hereto receives a claim from a third party in respect of which it is
entitled to the benefit of an indemnity under Clause 9.1 or in respect of which it is entitled to
reimbursement (the "Indemnified Party"), it shall notify the other Party responsible for indemnifying
such claim hereunder (the "Indemnifying Party") within 15 (fifteen) days of receipt of the claim and
shall not settle or pay the claim without the prior approval of the Indemnifying Party, which
approval shall not be unreasonably withheld or delayed. In the event that the Indemnifying Party
wishes to contest or dispute the claim, it may conduct the proceedings in the name of the
Indemnified Party and shall bear all costs involved in contesting the same. The Indemnified Party
shall provide all cooperation and assistance in contesting any claim and shall sign all such writings
and documents as the Indemnifying Party may reasonably require.
Page 120 of 134
10 DISPUTE RESOLUTION
10.1 Dispute Resolution
10.1.1 Any dispute difference or claim arising out of or in connection with this agreement, which is not
resolved amicably, shall be decided finally by reference to arbitration to a Board of Arbitrators
comprising one nominee of each Party to the dispute, and where the number of such nominee is an
even number, the nominees shall elect another person to such Board. Such arbitration shall be held in
accordance with provisions of the Arbitration and Conciliation Act, 1996.
10.1.2 The Arbitrators shall issue a reasoned award and such award shall be final and binding on the Parties.
The venue of arbitration shall be Chandigarh and the language of arbitration shall be English.
10.2 Adjudication by Punjab Infrastructure Regulatory Authority
Notwithstanding anything to the contrary contained in Clause 10.1, all Disputes instead of reference
to arbitration under Clause 10.1, be adjudicated upon by the Punjab Infrastructure Regulatory
Authority in accordance with the provisions of the Punjab Infrastructure (Development and Regulation)
Act, 2002 and all references to Dispute Resolution Procedure shall be construed accordingly so long as
the Authority is duly constituted and functioning. For the avoidance of doubt, the Parties hereto
agree that the adjudication hereunder shall not be final and binding until an appeal against such
adjudication has been decided by the Punjab & Haryana High Court, or no such appeal has been
preferred within the time specified in the Applicable Law.
11. MISCELLANEOUS PROVISIONS
11.1 Governing law and jurisdiction
This Agreement shall be construed and interpreted in accordance with and governed by the laws of
India, and the Courts at Chandigarh shall have jurisdiction over all matters arising out of or relating
to this Agreement.
11.2 Waiver of sovereign immunity
The Government unconditionally and irrevocably:
(a) agrees that the execution, delivery and performance by it of this Agreement constitute
commercial acts done and performed for commercial purpose;
(b) agrees that, should any proceedings be brought against it or its assets, property or
revenues in any jurisdiction in relation to this Agreement or any transaction contemplated by
this Agreement, no immunity (whether by reason of sovereignty or otherwise) from such
proceedings shall be claimed by or on behalf of the Government with respect to its assets;
(c) waives any right of immunity which it or its assets, property or revenues now has, may
acquire in the future or which may be attributed to it in any jurisdiction; and
(d) consents generally in respect of the enforcement of any judgement or award against it in any
such proceedings to the giving of any relief or the issue of any process in any jurisdiction in
connection with such proceedings (including the making, enforcement or execution against it
or in respect of any assets, property or revenues whatsoever irrespective of their use or
intended use of any order or judgement that may be made or given in connection therewith).
11.3 Priority of agreements
In the event of any conflict between the Concession Agreement and this Agreement, the provisions
contained in the Concession Agreement shall prevail over this Agreement.
Page 121 of 134
11.4 Alteration of terms
All additions, amendments, modifications and variations to this Agreement shall be effectual and
binding only if in writing and signed by the duly authorised representatives of the Parties.
11.5 Waiver
11.5.1 Waiver by any Party of a default by another Party in the observance and performance of any provision of
or obligations under this Agreement:
(a) shall not operate or be construed as a waiver of any other or subsequent default hereof
or of other provisions of or obligations under this Agreement;
(b) shall not be effective unless it is in writing and executed by a duly authorised representative of
the Party; and
(c) shall not affect the validity or enforceability of this Agreement in any manner.
11.5.2 Neither the failure by any Party to insist on any occasion upon the performance of the terms,
conditions and provisions of this Agreement or any obligation thereunder nor time or other
indulgence granted by any Party to another Party shall be treated or deemed as waiver of
such breach or acceptance of any variation or the relinquishment of any such right hereunder.
11.6 No third party beneficiaries
This Agreement is solely for the benefit of the Parties and no other person or entity shall have any
rights hereunder.
11.7 Survival
11.7.1 Termination of this Agreement:
(a) shall not relieve the Parties of any obligations hereunder which expressly or by implication
survive termination hereof; and
(b) except as otherwise provided in any provision of this Agreement expressly limiting the
liability of either Party, shall not relieve either Party of any obligations or liabilities for
loss or damage to the other Party arising out of, or caused by, acts or omissions of such Party
prior to the effectiveness of such termination or arising out of such termination.
11.7.2 All obligations surviving the cancellation, expiration or termination of this Agreement shall
only survive for a period of 3 (three) years following the date of such termination or expiry of
this Agreement.
11.8 Severability
If for any reason whatever any provision of this Agreement is or becomes invalid, illegal or
unenforceable or is declared by any court of competent jurisdiction or any other instrumentality to
be invalid, illegal or unenforceable, the validity, legality or enforceability of the remaining
provisions shall not be affected in any manner, and the Parties will negotiate in good faith with a
view to agreeing to one or more provisions which may be substituted for such invalid, unenforceable
or illegal provisions, as nearly as is practicable to such invalid, illegal or unenforceable provision.
Failure to agree upon any such provisions shall not be subject to dispute resolution under Clause 10
of this Agreement or otherwise.
11.9 Successors and assigns
This Agreement shall be binding on and shall inure to the benefit of the Parties and their respective
successors and permitted assigns.
Page 122 of 134
11.10 Notices
All notices or other communications to be given or made under this Agreement shall be in writing and
shall either be delivered personally or sent by courier or registered post with an additional copy to be
sent by facsimile or e-mail. The address for service of each Party, its facsimile number and e-mail
are set out under its name on the signing pages hereto. A notice shall be effective upon actual
receipt thereof, save that where it is received after 5.30 (five thirty) p.m. on a business day, or on a
day that is not a business day, the notice shall be deemed to be received on the first business day
following the date of actual receipt. Without prejudice to the foregoing, a Party giving or making a
notice or communication by facsimile or e-mail shall promptly deliver a copy thereof personally, or
send it by courier or registered post to the addressee of such notice or communication. It is hereby
agreed and acknowledged that any Party may by notice change the address to which such notices and
communications to it are to be delivered or mailed. Such change shall be effective when all the
Parties have notice of it.
11.11 Language
All notices, certificates, correspondence and proceedings under or in connection with this
Agreement shall be in English.
11.12 Authorised representatives
Each of the Parties shall, by notice in writing, designate their respective authorised representatives
through whom only all communications shall be made. A Party hereto shall be entitled to remove
and/or substitute or make fresh appointment of such authorised representative by similar notice.
11.13 Original Document
This Agreement may be executed in five counterparts, each of which when executed and delivered
shall constitute an original of this Agreement
IN WITNESS WHEREOF THE PARTIES HAVE EXECUTED AND DELIVERED THIS AGREEMENT AS OF
THE DATE FIRST ABOVE WRITTEN.
THE COMMON SEAL OF CONCESSIONAIRE has
been affixed pursuant to the resolution passed
by the Board of Directors of the Concessionaire
at its meeting held on the ………..day of ………,
20…. hereunto affixed in the presence of
…………., Director, who has signed these presents
in token thereof and …….., Company Secretary /
Authorised Officer who has countersigned the
same in token thereof in the presence of:
SIGNED, SEALED AND DELIVERED
For and on behalf of
SENIOR LENDERS by the Lenders' Representative:
(Signature)
(Name)
(Designation
(Address)
(Fax No.)
(e-mail address)
SIGNED, SEALED AND SIGNED, SEALED AND
DELIVERED DELIVERED
Page 123 of 134
For and on behalf of For and on behalf of
ESCROW BANK by: GOVERNMENT OF PUNJAB by:
(Signature) (Signature)
(Name) (Name)
(Designation) (Designation)
(Address)
(Address)
(Fax No.) (Fax No.)
In the presence of:
1. 2.
Page 124 of 134
SCHEDULE -T
(See Clause 33.2.1)
PANEL OF CHARTERED ACCOUNTANTS
1 Panel of Chartered Accountants
Pursuant to the provisions of Clause 33.2.1 of the Agreement, the Government and the Concessionaire
shall prepare a mutually agreed panel of 10 (ten) reputable firms of Chartered Accountants having
their registered offices in India (the "Panel of Chartered Accountants"). The criteria for preparing
such Panel and the procedure to be adopted in this behalf shall be as set forth in this Schedule-T.
2 Invitation for empanelment
2.1 The Government shall invite offers from all reputable firms of Chartered Accountants who
fulfill the following eligibility criteria, namely:
(a) the firm should have conducted statutory audit of the annual accounts of at least one
hundred companies registered under the Companies Act, 1956, of which at least ten should
have been public sector undertakings;
(b) the firm should have at least 5 (five) practicing Chartered Accountants on its rolls, each with a
minimum experience of ten years in the profession;
(c) the firm or any of its partners should not have been disqualified or black-listed by the
Comptroller and Auditor General of India or the Government; and
(d) the firm should have an office in the State or in an adjacent State with at least 2 (two)
practicing Chartered Accountants on its rolls in such State.
2.2 Interested firms meeting the eligibility criteria shall be required to submit a statement of
their capability including the bio-data of all the practicing Chartered Accountants on its rolls. In
particular, each firm shall be required to furnish year-wise information relating to the names of all
the companies with an annual turnover exceeding Rs.25,00,00,000 (Rs. twenty five crore) whose
annual accounts were audited by such firm in any of the preceding 5 (five) Accounting Years.
3 Evaluation and selection
3.1 The information furnished by each firm shall be scrutinized and evaluated by the Government
and 1 (one) point shall be awarded for each annual audit of the companies specified in Paragraph
2.2 above. (For the avoidance of doubt, a firm which has conducted audit of the annual accounts
of any such company for five years shall be awarded five points).
3.2 The Government shall prepare a list of all the eligible firms along with the points scored by each
such firm and 10 (ten) firms scoring the highest points shall be identified and included in the
draft Panel of Chartered Accountants.
4 Consultation with the Concessionaire
The Government shall convey the aforesaid panel of firms to the Concessionaire for scrutiny and
comments, if any. The Concessionaire shall be entitled to scrutinize the relevant records of the
Government to ascertain whether the selection of firms has been undertaken in accordance with the
prescribed procedure and it shall send its comments, if any, to the Government within 15 (fifteen)
days of receiving the aforesaid panel.
4 Mutually agreed panel
5.1 The Government shall, after considering all relevant factors including the comments, if any, of the
Concessionaire, finalize and constitute a panel of 10 (ten) firms which shall be deemed to be the
mutually agreed Panel of Chartered Accountants.
5.2 After completion of every five years from the date of preparing the mutually agreed Panel of
Chartered Accountants, or such earlier period as may be agreed between the Government and
the Concessionaire, a new panel shall be prepared in accordance with the provisions of this Schedule-
T.
Page 125 of 134
SCHEDULE -U
(See Clause 38.3)
VESTING CERTIFICATE
1 The Department of Excise & Taxation, Government of Punjab (the "Government") refers to the
Concession Agreement dated................ (the "Agreement") entered into between the Government and
……...………………………(the "Concessionaire") for Development of Computerized Integrated
Checkposts” (the "Project") on design, build, finance, operate and transfer ("DBFOT") basis.
2 The Government hereby acknowledges compliance and fulfil lment by the Concessionaire
of the Divestment Requirements set forth in Clause 38.1 of the Agreement on the basis that upon
issue of this Vesting Certificate, the Government shall be deemed to have acquired, and all title and
interest of the Concessionaire in or about the Project shall be deemed to have vested unto the
Government, free from any encumbrances, charges and liens whatsoever.
3 Notwithstanding anything to the contrary contained hereinabove, it shall be a condition of this
Vesting Certificate that nothing contained herein shall be construed or interpreted as waiving the
obligation of the Concessionaire to rectify and remedy any defect or deficiency in any of the Divestment
Requirements and/or relieving the Concessionaire in any manner of the same.
Signed this _________day of ____________, 20__ at ……….. .
AGREED, ACCEPTED AND SIGNED SIGNED, SEALED AND DELIVERED
For and on behalf of For and on behalf of
CONCESSIONAIRE by: GOVERNMENT OF PUNJAB by:
(Signature) (Signature)
(Name) (Name)
(Designation) (Designation)
(Address) (Address)
In the presence of:
1. 2.
Page 126 of 134
SCHEDULE - V
(See Clause 40.3.1)
SUBSTITUTION AGREEMENT
THIS SUBSTITUTION AGREEMENT is entered into on this the……………… day of……… 20…….
AMONGST
1 Department of Excise & Taxation, Government of Punjab, having its principal offices at Chandigarh
(hereinafter referred to as the "Government" which expression shall unless repugnant to the context
or meaning thereof include its administrators, successors and assigns);
2 …………………………Limited a company incorporated under the provisions of the Companies Act, 1956
and having its registered office at .............., (hereinafter referred to as the "Concessionaire" which
expression shall unless repugnant to the context or meaning thereof include its successors and
permitted assigns and substitutes);
3 …………………………………..(name and particulars of Lenders' Representative) and having its registered
office at ..................., acting for and on behalf of the Senior Lenders as their duly authorised
agent with regard to matters arising out of or in relation to this Agreement (hereinafter
referred to as the "Lenders' Representative", which expression shall unless repugnant to the
context or meaning thereof include its successors and substitutes);
WHEREAS:
(A) The Government has entered into a Concession Agreement dated........... with the
Concessionaire (the "Concession Agreement") for Development of Computerized Interstate
Checkposts” (the “Project”) in the State on design, build, finance, operate and transfer basis
(“DBFOT”), and a copy of which is annexed hereto and marked as Annex-A to form part of this
Agreement.
(B) Senior Lenders have agreed to finance the Project in accordance with the terms and conditions set
forth in the Financing Agreements.
(C) Senior Lenders have requested the Government to enter into this Substitution Agreement for
securing their interests through assignment, transfer and substitution of the Concession to a
Nominated Company in accordance with the provisions of this Agreement and the Concession
Agreement.
(D) In order to enable implementation of the Project including its financing, construction, operation and
maintenance, the Government has agreed and undertaken to transfer and assign the Concession to a
Nominated Company in accordance with the terms and conditions set forth in this Agreement and
the Concession Agreement.
NOW, THEREFORE, in consideration of the foregoing and the respective covenants and agreements set forth
in this Agreement, the receipt and sufficiency of which is hereby acknowledged, and intending to be legally
bound hereby, the Parties agree as follows:
1 DEFINITIONS AND INTERPRETATION
1.1 Definitions
In this Substitution Agreement, the following words and expressions shall, unless repugnant
to the context or meaning thereof, have the meaning hereinafter respectively assigned to them:
Page 127 of 134
"Agreement" means this Substitution Agreement and any amendment thereto made in
accordance with the provisions contained in this Agreement;
"Financial Default" means occurrence of a material breach of the terms and conditions of the
Financing Agreements or a continuous default in Debt Service by the Concessionaire for a minimum
period of 3 (three) months;
"Lenders' Representative" means the person referred to as the Lenders' Representative in the
foregoing Recitals;
"Nominated Company" means a company, incorporated under the provisions of the Companies Act,
1956, selected by the Lenders' Representative, on behalf of Senior Lenders, and proposed to the
Government for assignment/transfer of the Concession as provided in this Agreement;
"Notice of Financial Default" shall have the meaning ascribed thereto in Clause 3.2.1; and
"Parties" means the parties to this Agreement collectively and "Party" shall mean any of the Parties to
this Agreement individually.
1.2 Interpretation
1.2.1 References to Lenders' Representative shall, unless repugnant to the context or meaning thereof,
mean references to the Lenders' Representative, acting for and on behalf of Senior Lenders.
1.2.2 References to Clauses are, unless stated otherwise, references to Clauses of this Agreement.
1.2.3 The words and expressions beginning with capital letters and defined in this Agreement shall
have the meaning ascribed thereto herein, and the words and expressions used in this
Agreement and not defined herein but defined in the Concession Agreement shall, unless
repugnant to the context, have the meaning ascribed thereto in the Concession Agreement.
1.2.4 The rules of interpretation stated in Clauses 1.2, 1.3 and 1.4 of the Concession Agreement shall
apply, mutatis mutandis, to this Agreement.
2 ASSIGNMENT
2.1 Assignment of rights and title
The Concessionaire hereby agrees to assigns the rights, title and interest in the Concession to, and in
favour of, the Lenders' Representative pursuant to and in accordance with the provisions of this
Agreement and the Concession Agreement by way of security in respect of financing by the Senior
Lenders under the Financing Agreements.
3 SUBSTITUTION OF THE CONCESSIONAIRE
3.1 Rights of substitution
3.1.1 Pursuant to the rights, title and interest assigned under Clause 2.1, the Lenders' Representative
shall be entitled to substitute the Concessionaire by a Nominated Company under and in
accordance with the provisions of this Agreement and the Concession Agreement.
3.1.2 The Government hereby agrees to substitute the Concessionaire by endorsement on the Concession
Agreement in favour of the Nominated Company selected by the Lenders' Representative in
accordance with this Agreement. (For the avoidance of doubt, the Senior Lenders or the Lenders'
Representative shall not be entitled to operate and maintain the Project as Concessionaire either
individually or collectively).
Page 128 of 134
3.2 Substitution upon occurrence of Financial Default
3.2.1 Upon occurrence of a Financial Default, the Lenders' Representative may issue a notice to the
Concessionaire (the "Notice of Financial Default") along with particulars thereof, and send a
copy to the Government for its information and record. A Notice of Financial Default under this
Clause 3 shall be conclusive evidence of such Financial Default and it shall be final and
binding upon the Concessionaire for the purposes of this Agreement.
3.2.2 Upon issue of a Notice of Financial Default hereunder, the Lenders' Representative may, without
prejudice to any of its rights or remedies under this Agreement or the Financing Agreements,
substitute the Concessionaire by a Nominated Company in accordance with the provisions of this
Agreement.
3.2.3 At any time after the Lenders' Representative has issued a Notice of Financial Default, it may by
notice require the Government to suspend all the rights of the Concessionaire and undertake the
operation and maintenance of the Project in accordance with the provisions of Article 36 of the
Concession Agreement, and upon receipt of such notice, the Government shall undertake
Suspension under and in accordance with the provisions of the Concession Agreement. The
aforesaid Suspension shall be revoked upon substitution of the Concessionaire by a Nominated
Company, and in the event such substitution is not completed within 180 (one hundred and eighty)
days from the date of such Suspension, the Government may terminate the Concession
Agreement forthwith by issuing a Termination Notice in accordance with the provisions of the
Concession Agreement; provided that upon written request from the Lenders' Representative and
the Concessionaire, the Government may extend the aforesaid period of 180 (one hundred and
eighty) days by a period not exceeding 90 (ninety) days. For the avoidance of doubt, the
Government expressly agrees and undertakes to terminate the Concession Agreement forthwith,
upon receipt of a written request from the Lender’s Representative at any time after 240 (two
hundred and forty) days from the date of Suspension hereunder.
3.3 Substitution upon occurrence of Concessionaire Default
3.3.1 Upon occurrence of a Concessionaire Default, the Government shall by a notice inform the Lenders'
Representative of its intention to issue a Termination Notice and grant 15 (fifteen) days time to the
Lenders' Representative to make a representation, stating the intention to substitute the
Concessionaire by a Nominated Company.
3.3.2 In the event that the Lenders' Representative makes a representation to the Government within
the period of 15 (fifteen) days specified in Clause 3.3.1, stating that it intends to substitute the
Concessionaire by a Nominated Company, the Lenders' Representative shall be entitled to undertake
and complete the substitution of the Concessionaire by a Nominated Company in accordance with the
provisions of this Agreement within a period of 180 (one hundred and eighty) days from the date of
such representation, and the Government shall either withhold Termination or undertake Suspension
for the aforesaid period of 180 (one hundred and eighty) days; provided that upon written request
from the Lenders' Representative and the Concessionaire, the Government shall extend the
aforesaid period of 180 (one hundred and eighty) days by a period not exceeding 90 (ninety) days.
3.4 Procedure for substitution
3.4.1 The Government and the Concessionaire hereby agree that on or after the date of Notice of
Financial Default or the date of representation to the Government under Clause 3.3.2, as the case
may be, the Lenders' Representative may, without prejudice to any of the other rights or remedies of
the Senior Lenders, invite, negotiate and procure offers, either by private negotiations or public
auction or tenders for the take over and transfer of the Project including the Concession to the
Nominated Company upon such Nominated Company's assumption of the liabilities and
obligations of the Concessionaire towards the Government under the Concession Agreement and
towards the Senior Lenders under the Financing Agreements.
3.4.2 To be eligible for substitution in place of the Concessionaire, the Nominated Company shall
Page 129 of 134
be required to fulfill the eligibility criteria that were laid down by the Government for pre-qualify
and shortlisting the bidders for award of the Concession; provided that the Lenders' Representative
may represent to the Government that all or any of such criteria may be waived in the interest of
the Project, and if the Government determines that such waiver shall not have any material
adverse effect on the Project, it may waive all or any of such eligibility criteria.
3.4.3 Upon selection of a Nominated Company, the Lenders' Representative shall request the Government
to:
(a) accede to transfer to the Nominated Company the right to construct, operate and
maintain the Project in accordance with the provisions of the Concession Agreement;
(b) endorse and transfer the Concession to the Nominated Company, on the same terms and
conditions, for the residual Concession Period; and
(c) enter into a Substitution Agreement with the Lenders' Representative and the Nominated
Company on the same terms as are contained in this Agreement.
3.4.4 If the Government has any objection to the transfer of Concession in favour of the Nominated
Company in accordance with this Agreement, it shall within 15 (fifteen) days from the date of
proposal made by the Lenders' Representative, give a reasoned order after hearing the Lenders'
Representative. If no such objection is raised by the Government and PIDB, the Nominated Company
shall be deemed to have been accepted. The Government thereupon shall transfer and endorse the
Concession within 15 (fifteen) days of its acceptance/deemed acceptance of the Nominated
Company; provided that in the event of such objection by the Government, the Lenders'
Representative may propose another Nominated Company whereupon the procedure set forth in
this Clause 3.4 shall be followed for substitution of such Nominated Company in place of the
Concessionaire.
3.5 Selection to be binding
The decision of the Lenders' Representative and the Government in selection of the Nominated
Company shall be final and binding on the Concessionaire. The Concessionaire irrevocably agrees and
waives any right to challenge the actions of the Lenders' Representative or the Senior Lenders or the
Government taken pursuant to this Agreement including the transfer/assignment of the Concession in
favour of the Nominated Company. The Concessionaire agrees and confirms that it shall not have
any right to seek revaluation of assets of the Project or the Concessionaire's shares. It is hereby
acknowledged by the Parties that the rights of the Lenders' Representative are irrevocable and shall
not be contested in any proceedings before any court or Government and the Concessionaire shall
have no right or remedy to prevent, obstruct or restrain the Government or the Lenders'
Representative from effecting or causing the transfer by substitution and endorsement of the
Concession as requested by the Lenders' Representative.
4 PROJECT AGREEMENTS
4.1 Substitution of Nominated Company in Project Agreements
The Concessionaire shall ensure and procure that each Project Agreement contains provisions that
entitle the Nominated Company to step into such Project Agreement, in its discretion, in place and
substitution of the Concessionaire in the event of such Nominated Company's assumption of the
liabilities and obligations of the Concessionaire under the Concession Agreement.
5 TERMINATION OF CONCESSION AGREEMENT
5.1 Termination upon occurrence of Financial Default
At any time after issue of a Notice of Financial Default, the Lenders' Representative may by a notice in
writing require the Government to terminate the Concession Agreement forthwith, and upon
receipt of such notice, the Government shall undertake Termination under and in accordance
with the provisions of Article 37 of the Concession Agreement.
5.2 Termination when no Nominated Company is selected
In the event that no Nominated Company acceptable to the Government is selected and
recommended by the Lenders' Representative within the period of 180 (one hundred and eighty)
Page 130 of 134
days or any extension thereof as set forth in Clause 3.3.2, the Government may terminate the
Concession Agreement forthwith in accordance with the provisions thereof.
5.3 Realisation of Debt Due
The Government and the Concessionaire hereby acknowledge and agree that, without prejudice
to their any other right or remedy, the Lenders' Representative is entitled to receive from the
Concessionaire, without any further reference to or consent of the Concessionaire, the Debt Due
upon Termination of the Concession Agreement. For realisation of the Debt Due, the Lenders'
Representative shall be entitled to make its claim from the Escrow Account in accordance with the
provisions of the Concession Agreement and the Escrow Agreement.
6 DURATION OF THE AGREEMENT
6.1 Duration of the Agreement
This Agreement shall come into force from the date hereof and shall expire at the earliest to occur
of the following events:
(a) Termination of the Agreement; or
(b) no sum remains to be advanced, or is outstanding to the Senior Lenders, under the Financing
Agreements.
7 INDEMNITY
7.1 General indemnity
7.1.1 The Concessionaire will indemnify, defend and hold the Government and the Lenders'
Representative harmless against any and all proceedings, actions and third party claims for any loss,
damage, cost and expense of whatever kind and nature arising out of any breach by the
Concessionaire of any of its obligations under this Agreement or on account of failure of the
Concessionaire to comply with Applicable Laws and Applicable Permits.
7.1.2 The Government will indemnify, defend and hold the Concessionaire harmless against any and
all proceedings, actions and third party claims for any loss, damage, cost and expense arising
out of failure of the Government to fulfil any of its obligations under this Agreement, materially
and adversely affecting the performance of the Concessionaire's obligations under the Concession
Agreement or this Agreement, other than any loss, damage, cost and expense, arising out of acts done
in discharge of their lawful functions by the Government, its officers, servants and agents.
7.1.3 The Lenders' Representative will indemnify, defend and hold the Concessionaire harmless against
any and all proceedings, actions and third party claims for any loss, damage, cost and expense
arising out of failure of the Lenders' Representative to fulfil its obligations under this Agreement,
materially and adversely affecting the performance of the Concessionaire's obligations under the
Concession Agreement, other than any loss, damage, cost and expense, arising out of acts done in
discharge of their lawful functions by the Lenders' Representative, its officers, servants and agents.
7.2 Notice and contest of claims
In the event that any Party hereto receives a claim from a third party in respect of which it is entitled
to the benefit of an indemnity under Clause 7.1 or in respect of which it is entitled to reimbursement
(the "Indemnified Party"), it shall notify the other Party responsible for indemnifying such claim
hereunder (the "Indemnifying Party") within 15 (fifteen) days of receipt of the claim and shall not
settle or pay the claim without the prior approval of the Indemnifying Party, such approval not to be
unreasonably withheld or delayed. In the event that the Indemnifying Party wishes to contest or
dispute the claim, it may conduct the proceedings in the name of the Indemnified Party and shall
bear all costs involved in contesting the same. The Indemnified Party shall provide all cooperation
and assistance in contesting any claim and shall sign all such writings and documents as the
Indemnifying Party may reasonably require.
8. DISPUTE RESOLUTION
8.1 Dispute Resolution
8.1.1 Any dispute difference or claim arising out of or in connection with this agreement, which is not resolved
amicably, shall be decided finally by reference to arbitration to a Board of Arbitrators comprising one
Page 131 of 134
nominee of each Party to the dispute, and where the number of such nominee is an even number, the
nominees shall elect another person to such Board. Such arbitration shall be held in accordance with
provisions of the Arbitration and Conciliation Act, 1996.
8.1.2 The Arbitrators shall issue a reasoned award and such award shall be final and binding on the Parties.
The venue of arbitration shall be Chandigarh and the language of arbitration shall be English.
8.2 Adjudication by Punjab Infrastructure Regulatory Authority
Notwithstanding anything to the contrary contained in Clause 8.1, all Disputes shall, instead of
reference to arbitration under Clause 8.1, be adjudicated upon by the Punjab Infrastructure Regulatory
Authority in accordance with the provisions of the Punjab Infrastructure (Development and Regulation)
Act, 2002 and all references to Dispute Resolution Procedure shall be construed accordingly so long as
the Authority is duly constituted and functioning. For the avoidance of doubt, the Parties hereto
agree that the adjudication hereunder shall not be final and binding until an appeal against such
adjudication has been decided by the Punjab & Haryana High Court, or no such appeal has been
preferred within the time specified in the Applicable Law.
9 MISCELLANEOUS PROVISIONS
9.1 Governing law and jurisdiction
This Agreement shall be construed and interpreted in accordance with and governed by the laws of
India, and the Courts at Chandigarh shall have jurisdiction over all matters arising out of or relating to
this Agreement.
9.2 Waiver of sovereign immunity
The Government unconditionally and irrevocably:
(a) agrees that the execution, delivery and performance by it of this Agreement constitute
commercial acts done and performed for commercial purpose;
(b) agrees that, should any proceedings be brought against it or its assets, property or
revenues in any jurisdiction in relation to this Agreement or any transaction contemplated by
this Agreement, no immunity (whether by reason of sovereignty or otherwise) from such
proceedings shall be claimed by or on behalf of the Government with respect to its assets;
(c) waives any right of immunity which it or its assets, property or revenues now has, may
acquire in the future or which may be attributed to it in any jurisdiction; and
(d) consents generally in respect of the enforcement of any judgement or award against it in any
such proceedings to the giving of any relief or the issue of any process in any jurisdiction in
connection with such proceedings (including the making, enforcement or execution against
it or in respect of any assets, property or revenues whatsoever irrespective of their use or
intended use of any order or judgement that may be made or given in connection therewith).
9.3 Priority of agreements
In the event of any conflict between the Concession Agreement and this Agreement, the provisions
contained in the Concession Agreement shall prevail over this Agreement.
9.4 Alteration of terms
All additions, amendments, modifications and variations to this Agreement shall be effectual and
binding only if in writing and signed by the duly authorised representatives of the Parties.
9.5 Waiver
9.5.1 Waiver by any Party of a default by another Party in the observance and performance of any provision of
or obligations under this Agreement:
(a) shall not operate or be construed as a waiver of any other or subsequent default hereof or of
other provisions of or obligations under this Agreement;
(b) shall not be effective unless it is in writing and executed by a duly authorised representative of
the Party; and
(c) shall not affect the validity or enforceability of this Agreement in any manner.
Page 132 of 134
9.5.2 Neither the failure by either Party to insist on any occasion upon the performance of the terms,
conditions and provisions of this Agreement or any obligation thereunder nor time or other indulgence
granted by a Party to another Party shall be treated or deemed as waiver of such breach or acceptance of
any variation or the relinquishment of any such right hereunder.
9.6 No third party beneficiaries
This Agreement is solely for the benefit of the Parties and no other person or entity shall have any rights
hereunder.
9.7 Survival
9.7.1 Termination of this Agreement:
(a) shall not relieve the Parties of any obligations hereunder which expressly or by implication
survive termination hereof; and
(b) except as otherwise provided in any provision of this Agreement expressly limiting the liability
of either Party, shall not relieve either Party of any obligations or liabilities for loss or damage
to the other Party arising out of or caused by acts or omissions of such Party prior to the
effectiveness of such termination or arising out of such termination.
9.7.2 All obligations surviving the cancellation, expiration or termination of this Agreement shall only
survive for a period of 3 (three) years following the date of such termination or expiry of this
Agreement.
9.8 Severability
If for any reason whatever any provision of this Agreement is or becomes invalid, illegal or
unenforceable or is declared by any court of competent jurisdiction or any other instrumentality to
be invalid, illegal or unenforceable, the validity, legality or enforceability of the remaining provisions
shall not be affected in any manner, and the Parties will negotiate in good faith with a view to
agreeing to one or more provisions which may be substituted for such invalid, unenforceable or illegal
provisions, as nearly as is practicable to such invalid, illegal or unenforceable provision. Failure to
agree upon any such provisions shall not be subject to dispute resolution under Clause 8 of this
Agreement or otherwise.
9.9 Successors and assigns
This Agreement shall be binding on and shall inure to the benefit of the Parties and their respective
successors and permitted assigns.
9.10 Notices
All notices or other communications to be given or made under this Agreement shall be in writing, shall
either be delivered personally or sent by courier or registered post with an additional copy to be
sent by facsimile or e-mail. The address for service of each Party, its facsimile number and e-mail
address are set out under its name on the signing pages hereto. A notice shall be effective upon actual
receipt thereof, save that where it is received after 5.30 (five thirty) p.m. on any day, or on a day that is
a public holiday, the notice shall be deemed to be received on the first working day following the
date of actual receipt. Without prejudice to the foregoing, a Party giving or making a notice or
communication by facsimile or e-mail shall promptly deliver a copy thereof personally, or send it by
courier or registered post to the addressee of such notice or communication. It is hereby agreed and
acknowledged that any Party may by notice change the address to which such notices and
communications to it are to be delivered or mailed. Such change shall be effective when all the Parties
have notice of it.
9.11 Language
All notices, certificates, correspondence and proceedings under or in connection with this
Agreement shall be in English.
9.12 Authorised representatives
Page 133 of 134
Each of the Parties shall by notice in writing designate their respective authorised representatives
through whom only all communications shall be made. A Party hereto shall be entitled to remove
and/or substitute or make fresh appointment of such authorised representative by similar notice.
9.13 Original Document
This Agreement may be executed in four counterparts, each of which when executed and
delivered shall constitute an original of this Agreement.
IN WITNESS WHEREOF THE PARTIES HAVE EXECUTED AND DELIVERED THIS AGREEMENT AS OF THE DATE
FIRST ABOVE WRITTEN.
THE COMMON SEAL OF CONCESSIONAIRE has
been affixed pursuant to the resolution passed
by the Board of Directors of the Concessionaire
at its meeting held on the ………..day of ………,
20….. hereunto affixed in the presence of
…………., Director, who has signed these presents
in token thereof and …….., Company Secretary /
Authorised Officer who has countersigned the
same in token thereof in the presence of$:
SIGNED, SEALED AND DELIVERED
For and on behalf of
THE GOVERNMENT OF PUNJAB by:
(Signature)
(Name)
(Designation
(Address)
(Fax No.)
(e-mail address)
SIGNED, SEALED AND DELIVERED
For and on behalf of
SENIOR LENDERS by the Lenders' Representative:
(Signature)
(Name) (Designation)
(Address)
In the presence of:
1. 2.
Page 134 of 134
SCHEDULE - W
VALUE OF PERFORMANCE SECURITY
The value of Performance Security for the various phases of the Project shall be as set out in this Schedule.
Type of Security Value of Security Instrument Duration From Duration To
Construction
Performance
security
Rs. 15 Crore
(Rs fifteen Crore
only)
Bank Guarantee
in the format as
provided in
Schedule-F1
Within the
Conditions
Precedent
Period
Till issuance of
Completion
Certificate
O&M
Performance
Security
Rs 6 Crore (Rs six
Crore only)
Bank Guarantee in
the format as
provided in
Schedule- F2
Date of issue of
Completion
Certificate
Six (6) months
after the issuance
of Vesting
Certificate.
The O&M Performance Security shall be enhanced at the rate of 10% after every 3 years, over the previous
O&M Performance Security.