TAPooAN CONGNGHIEPCAOSUVN. .' - .. CONGHOAXÄHOI CMÜNGHiA~T NAMl}Qc l~p - Tl}' do - Hanh phüc

CONG BO THONG TlN TREN CONG THONG TlN DI~N TÜ CVAVV BAN CHUNG KHoAN NHA NUOC vA sa GIAO DJCH CHUNG KHOAN TP. HCM

Kinh giri:

- Uy Ban chirng khoan nha nuöc,- Sa Giao dich clnrng khoan TP Hb Chi Minh.

I. GICn THIlJ:U vt TÖ CHUC CONG Ba THONG TlN1. Ten t6 chirc : CONG TY CO pHAN CAO su HoA BiNH2. Mä chung khoan :HRC3. Dia ehi tru sa chinh : Ap 7, xii Hoa Binh, huyõn Xuyõn MQC, Ba Ria - Vüng Tau

4. Di~n thoai : 0254.3872104; Fax: 0254.3873495.

II. NGl1ÖI rmrc HIlJ:NeONG Ba THONG TlN:1. HQ va ten : Banh Manh Duc.

2. Dia ehi :Ap 7, xä Hõa Binh, huyen Xuyen MQC, Ba Ria - Vüng Tau~ .. . ,

3. Di~n thoai di dõng: 0913;668652; Ca quan: 0254.3872104.

4. LO<;1ithõng tin cõng bö: Dinh ey.III. NOI DUNG eONG Ba THONG TlN:Bao cao tinh hinh quan tri Cõng ty 06 thang cu6i nam 2018.

Thõng tin nay dä duoc cõng bõ tren trang thõng tin dien tu cua cõng ty vao ngay29/0112019 tai duõng din http://horuco.com.vn/vi/guan-he-co-dong.html.

Chung toi cam k~t thõng tin cõng b6 tren dayla düng sv thät va hoan tean chiu trachnhiem tnröc phap luät v~ nõi dung cac thõng tin dä cõng b6./.

Dinh kem:Bao cao tinh hinh quan triCong ty 06 thang cu6i nihn 2018; .

Ba Ria - Viing Tau, ngay 29 thimg 01 nam 2019Ng1f()'i thl}'c hi~n cõng ba thõng tinTP. T " ue - HANH eHiNH

D:\Nghia\CongBoThongTill\DuLieuBiloCaoTrcn HcThollgThongTillUBCKNN _IDS\NaIll20 19\BaoCaoTinhMinhQuanTriCongTy _6ThangCuoiNam20 18\CongBoTTBaoCaoQu<lIlTri_ 06ThallgCuoiNalu _20 18.doc

TAPDOANCONGNGH$PCAOSUVNCONG TY CP CAO SU HOA BiNH

CONGHOAXÄ HÕl CHÜNGHlA~T NAM:DQc läp - T1! do - Hanh phüc

S5 ::::r5 /BC-HDQTCSHB Ba Ria-Vüng Tau, ngayot8 thang OI nam 2019

BAo cAo TINH HINH QuAN TRl CONG TYREPORT ON CORPORATE GOVERNANCE OF LIST/NG COMPANY

6 THANG eUOI NAM 2018

Kinh giri :- Uy ban Chirng khoan Nha mroc;- Sa Giao dich Chirng khoan TP. H6 Chi Minh.

To: - The State Securities Commission- The Stock Exchange

Ten cõng ty niem y~t : CONG TY CO pHAN CAO SU HOA BiNHName of listing company,' HOA BINH RUBBER JOINT STOCK COMPANYDia ehi: Ap 7, xä Hoa Binh, huyen Xuyen MQc, tinh Ba Ria - Vüng Täu.Offiee: Hamlet 7, Hoa Binh Commune. Xuyen Moe Dist, Ba Ria - Vung Tau Province

Dien thoai (Tel): 064.3872104 - Fax: 064.3873195 - Email: horuco@horuco.com.vnV5n diSu l~ : 302.066.220.000 dõng (Ba träm le hai ty, khõng träm sau rmroi sau trieu,

hai träm hai rmroi ngän dõng).

Ma chirng khoän : HRCI. Hoat dõng cüa Dai hQi dÕng cÕ dõng IActivities of the General Meeting of

ShareholdersCõng ty t5 chirc D9-ihõi dõng c6 dõng tlnrong nien vao ngay 20/6/2018. D9-ihõi dä

thuc hien nhiem vu :1. Thöng qua bao cao tai chinh kiem toän nam 2017.

2. Thöng qua bao cao cua Ban ~i~m s6at nam 2017.3. Thöng qua bao cao cua HQi dõng quan tri nam 2017;

4. Thõng qua K~ hQach san xuät kinh doanh nam 2018;5. Thöng qua muc chi tra thli lao HQi d6ng quan tri - Ban Ki~m soat nam 2017 va k~

h09-chchi trä thli lao nam 2018;6. Läy Y ki~n vS phän ph5i IQ'inhu?n sau thu~ nam 2017, k~ h09-chphän ph5i IQ'inhu?n

nam 2018.7. Thöng qua sua d6i, b6 sung DiSu l~ va Quy ch~ nQi bQvS quän tri cöng ty;8. Quy~t dinh IlJa ehQn cöng ty ki~m toan nam 2018.

D:IDUCIHDQT\BAO CAOIBAO CAO QUAN TRllquan tri 2018IBao cao quan tri 6 thang tuoi nam 2018.doc

9. Thõng qua viec miõn nhiem 01 thanh vien HDQT va bäu b6 sung Thanh vien dõcläp Hõi dõng quan tri nhiõm ky 2017-2022.

Dai hõi dä thõng qua Nghi quyet nhir sau:

STT so NGHI QUVET NGAV NOI DUNG

01 371INQ-CSHB 20/6/2018 Nghi quyet Dai hõi dõng e6 dõngtlnrong nien nam 2018

II. Hoat dQng quan tr] / Board of Management:

1.Thõng tin v€ thanh vien Hõi dõng Quan tri / Information about the members of theBoard of Management: .

Dai hõi dõng e6 dõng tlnrong nien ngäy 26/4/2017 dä bäu Höi dõng quan tri nhiem ky2017-2022 gõm 05 thänh vien. Höi dõng quan tri nhiem ky mai dä h9P va bäu õng Trän CõngKha tiep tuc giü chirc vu Chü tich Hõi dõng quan trio

Trong 6 thang cuõi nam 2018, Hõi dõng quan tri cöng ty da tÖ chirc h9P dinh ky hängquy 02län van ngäy 15/8 va ngäy 18/12/2018; t6 chirc läy y ki~n eae thanh vien bäng van ban04län.

TÕng hQ'p cac ky hQp HQi dÕng quan tri 6 thang cuÕi näm 2018 nhu sau:

STT Thimh vien HDQT ChÜ'c V\l Ngay biit sa buÕi Ty l~ Ly dodäu la hQp tham dl! khõng

TV.HDQT tham dU' hQp dl! hQp

·1 Trän Cöng Kha CT.HDQT 16/4/2013 02 100%

2 VõBao TV.HDQT 27/5/2015 02 100%

3 Nguy~n Cfru Tu~ TV.HDQT 20/6/2018 02 100%

4 Trän Minh Dgi TV.HDQT 27/5/2015 02 100%

5 Nguy~n Hoang Nam TV.HDQT 12/4/2012 01 50% B~n· eöng tae

2. Ho~t d<)nggiam sat eua HDQT d6i vai Ban di€u hanh /Supervision by the BOD overthe Director (General Director):

Trong 6 thang eu6i nam, H<)i d6ng quan tri dä ehi d~o thve hi~n nghiem tue eh~ d<)Bao eao tai ehinh quy va nam theo quy dinh, cv th~ :·- Bao eao tai ehinh quy II nam 2018;

- Soat xet Bao eao tai ehinh 6 thang däu nam 2018;

D:\DUC\HDQT\BAOCAO\BAO CAO QUAN TRI\quan tri 2018\Bao cao quan tri 6 thang cuoi nam 2018.doc 2

- Bao cao tai chinh quy III nam 2018.

- Hõi döng quan tri cõng ty t5 clnrc hQPdinh ky quy III thõng qua bao cao k~t qua sanxuitt kinh doanh quy II va 6 thang dfru nam 2018 va thöng nhät mõt s6 ehi tieu k~ hoach quyIV nam 20 18 d~ ehi dao Ban di€u hanh t5 chirc thirc hien dat hieu qua.

- Hõi dõng quan tri cõng ty tõ chirc hQPdinh ky quy IV thöng qua bao cao k~t qua sanxuät kinh doanh quy III va 9 thang däu nam 2018, thõng nhät mõt s6 ehi tieu k~ hoach quy Inam 2019.

- Chu tich va cac thanh vien HDQT tham dir cac cuõc hQP giao ban häng thang doT5ng Giam dõc cõng ty t5 chirc. Thõng qua cac cuõc hQPgiao ban d~ dong g6p l' kien v€ k~hoach san xuät kinh doanh, cõng viec di€u hänh cua Tõng Giam d6e va eae ean b<)quan lyeong ty.

3. Ho~t d<)ngeua eae ti~u ban thu<)eH<)id6ng quan trV Aetivities of the Board ofDireetars J eommUtees: .

- H<)id6ng quan tri Cõng ty khõng thanh l~p eae Ti~u Ban nhung e6 phän eõng traehnhi~m eae thanh vien ph\! traeh tung lInh vlJe.

- Dinh ky hang quy eae thanh vien bao eao H<)id6ng quan tri v€ lInh VlJeph\! trach.

4. Cae Nghi quy~t/Quy~t dinh eua H<)i d6ng quan tri 1 ResolutionslDeeisions of theBoard of Direetors:

STT sa Nghi quy~t/Q.dinh Ngay NQi dung chtl y~u

1 448/QD-HDQTCSHB 3017/2018 Quy~t dinh vay v6n Ngän hang TMCP SaiGon - Ha N<)i- CN TP. H6 Chi Minh.

,

2 458INQ-HDQTCSHB 1618/2018 Nghi quy~t ky hQPquy UL2018:- Thõng qua Bao eao k~t qua SXKD quy IIva k~t quä SXKD 6 thang dfrunam 2018;- Th6ng nhitt m<)ts6 ehi tieu k~ ho~eh quyIII nam 2018.

3 3901QD- HDQTC SHB 16/8/.2018 Quy~t, dinh phe duy~t b5 sung k~ ho~ehmua sam nam 2018.

4 417INQ-HDQTCSHB 21/9/2018 - Quy~t dinh thanh ly tai san (172,71 hakeo lai) .

5 573INQ-HDQTCSHB 28/9/2018 Quy~t dinh v€ vi~e b6 tri va phän eõng, nhi~m v1,l ean b<)quan ly phong Thanh tra

- Bao v~ va D<)isan xuitt 3.

D:\DUC\HDQT\BAO CAO\BAO CAO QUAN TRI\quan tri 2018\Bao cao quan tri 6 thang cuoi nam 2018.doc 3

STT SÕNghj quy~t/Q.djnh Ngäy NQi dung chü y~u

6 628fNQ-HDQTCSHB 30/1 0/20 18 Nghi quyet ve viec dieu chinh rnõt so ehitieu k@hoach nam 2018., .

7 726fNQ-HDQTCSHB 12/12/2018 Nghi quyet ky hQPquy IV.2018:- Thõng qua B~o cao k@tqua SXKD quyIII va 9 thäng däu nam 2018;- Th6ng nhät mõt s6 ehi tieu k@hoach quyIV nam 2018.

III. Ban Ki~m soät ISupervisory Board

1. Thöng tin v~ thanh vien Ban Ki~m soat IInformation about members of SupervisoryBoard:

STT Thimh -vien BKS Clnrc vu Ngäy bät sa buÕi Ty l~ Ly dodäu la hop BKS tham dl,f kliõng tham

TV.BKS tham du hQp dl,f hop

1 Võ Van Tuän Tnrong 27/5/2015 02 100%Ban

2 Võ Van Binh Ki~m soat 12/412012 02 100%vien

3 Le Thi Kim Phirong Ki~m soat 27/5/2015 02 100%vien

2. Hoat dõng giam sat cua BKS dõi vöi HDQT, Ban giam dõc di~u hänh va c6 dõng 1Surveillance aetivities of the Supervisory Boardtoward the Board of Management, Board ofDireetors and shareholders.

Cän cir Di~u l~ Cõng ty, Quy chõ hoat dõng cua Ban kiem soat va däc diem tinh hinhcua Cõng ty, Ban kiem soat da l~p k~ hoq.chki~m tra, giam sat ho?t dQng san xuät kinh doanhcua Cong ty quy II va quy III nam 20 18, tri~n khai giam sat thvc hi~n Di~u l~ Cong ty, thvchi~n Nghi quy~t D?i hQi d6ng c6 dong, thvc hi~n cac Nghi quy~t cua HQi d6ng quan tri, giamsat vi~c thvc hi~n Quy ch~ quan ly tai chinh v~ cac m~t kinh doanh, quan ly cong ng, quan lydäu tu xay dVng ca ban ...

* Ban kiim soat aanh gia hoc;zta(mg eua'H9i a6ng quan trf :

Cac Nghi quy~t cua HQi d6ng quan tri da ban hanh dung trinh tlJ, thu t\lC thea Lu~tdoanh nghi~p va Di~u l~ Cong ty, dung dinh hu6"ng phit tri~n Cong ty. Cac cUQchQP HQid6ng quan tri d~u tri~u t~p däy du cac thanh vien HQi d6ng quan tri, Ban T6ng giam d6c va c6

D:\DUC\HDQT\BAO CAO\BAO CAO QUAN TR1\quan tri 2018\Bao cao quan tri 6 thang clIoi nam 20l8.doc 4

tham dir cua Ban kiem soat. Nhüng cuõc h9P Iäy Y kien thänh vien HQi döng quan tri duccthirc hien thea dung trinh tu dung quy ehe va phu hop vai Di€u l~ Cõng ty.

HQi dõng quan tri t6 chirc, duy tri d€u dän cac bu6i h9P tlnrong ky bäng hinh thirc täptrung, chü y~u ban v€ viec thirc hien tõt cäc ehi tieu cua kt hoach san xuät kinh doanh hängquy va nam, ehieri luoc phat trien cüa Cõng ty, thuc hien Nghi quyet cua Dai hõi döng c6dõng, thõng nhät d~ ban hänh cac Nghi quyet, Quyet dinh, giai quyõt cac vän d€ thuõc thämquyõn tren ca sa tuän thü phap luät va Dieu l~ Cõng ty.

HQi dõng quan tri dä thuc thi dung quyen han va nghia v\l vai tinh thän traeh nhi~meao, bam sat eae m\le tieu, vi lqi ich hqp phap eua Cong ty va c6 dong. Dinh huang theo Nghiquy~t D~i hQi d6ng e6 dong thucmg nien nam 2018, ehi d~o tri€n khai cac nhi~m v\l C\l th~, S\Ith6ng nhät eao eua tung thanh vien HQi d6ng quan tri, ra Nghi quytt va Quy~t dinh phu hqpvai tung thai di€m eua tinh hinh th\Ie t~, tuan thu theo phap lu~t hi~n hanh va Di€u l~ Congty.

* [)(mh gia hor;t ilr}ngcua Ban T6ng giam t16c:,

Ban T6ng giam d6e duy tri thuang xuyen lieh h9P giao ban hang thang, thanh phäntham d\I g6m Ban T6ng giam d6e, Truang ph6 eac phong ban ch(re nang, Ban di€u hanh 6DQi san xuät, Giam d6e Nha may eht bi~n va d~i di~n Cong doan, Doan thanh nien; c6 maiChu tieh HQi d6ng quan tri va Truang Ban Ki€m soat tham d\I. NQi dung eUQeh9P t~p trungvao bao eao k~t qua th\Ie hi~n va d€ ra k~ ho~eh phuong huang eua thang ti~p theo, giai quy~tthao gö vuang mäe kh6 khan eho tung dan vi tr\Ie thuQc, xli ly kip thai va dua ra eac bi~nphap giai quy~t ngay trong cUQeh9p· .

Ban T6ng giam d6e ean e(r Nghi quytt, Quy~t dinh eua HQi d6ng quan tri, tri€n ldlainhi~m V\l mQt each kip thai, (rng xli linh ho~t d~ d~t k~t qua eao nhät, ap d\lng nhi€u bi~nphap tich c\Ie, thuang xuyen t6 eh(re d6i tho~i vai nguai lao dQng, tuyen truy€n giai thfch tinhhinh san xuät kinh doanh trong di€u ki~n Idl6 khan hi~n nay d~ nguai lao dQng eung ehia seo

3. S\I ph6i hqp ho~t dQng giua BKS d6i vai ho~t dQng cua HDQT, Ban giam d6e di€uhanh va eae ean bQ quan ly khac I The coordination among the Supervisory Boardwith theBoard of Management, Board of Direclars and difJerent managers:

Trong qua trinh th\Ie hi~n nhi~m V\l Ban ki€m soat duqe Chu tieh HQi d6ng quan trimai d\I h9P tät ca eae eUQeh9P dinh ky eua HQi d6ng quan trio

Ban T6ng giam d6e mai Ban ki~m soat d\I h9P tät ca cae eUQeh9P giao ban hangthang va ehi d~o cae phong ban eh(re nang t~o di€u ki~n thu~n lqi eho Ban ki€m soat ti~p c~nh6 sa, ph\lc V\lcong vi~e ki~m tra, giam sat khi Ban ki~m soat yeu eäu.

4. Ho~t dQng khae eua Ban Ki€l~ soat 10ther activities o/the Supervisory Board (ifany):

Ban ki~m soat duy tri t6t eae ho~t dÕng va ch~ dQ sinh ho~t theo dung quy dinh euaDi€u l~ Cong ty, giam sat eac ho~t dQng ehinh eua Cong ty d€ dam bao Cong ty ho~t dQngdung dinh huang, dung phap lu~t va mang l~i hi~u qua eao.

D:\DUC\HDQT\BAO CAO\BAO CAO QUAN TRI\quan tri 20]8\Bao cao quan tri 6 thang euoi nam 20]S.doe 5

Ban ki~m soat cir thänh vi en tham dir cac cuõc hQP HQi dõng quan tri v~ danh gia tinhhinh hoat dõng kinh doanh häng quy va xem xet bao cao tai chinh, ket qua kinh doanh cuaphõng Tai chinh K~ tean cung cäp,

Dinh ky Ban kiem soat hQP mõt quy mõt län danh gia nhät tri cao bao cao k~t quaki~m tra, giam sät trong quy, thao luän va thõng qua ehtrong trinh lam viec cua quy sau theak~ hoach aa duoc a~ ra tu aäu nam.

IV. Dao tao v~ quan tr! cõng ty / Training on eorporate governanee:

Cac thänh vien HQi dõng quan trioBan kiem soat, Ban ai~u hanh aa tham gia täp huänv~ quan tri cõng ty. Ngoai ra, con tham gia cac dot tri~n khai Nghi dinh, Thõng tu lien quanv~ chung khoan do Sa Giao dich chirng khoan TP. HCM va Üy ban chirng khoan Nha mroct6 chirc.

Cac thänh vien Ban kiern soat aa tham gia t~p huän v~ nghi~p VlJ ki~m soat vien doT~p aoan Cong nghi~p Cao su Vi~t Nam t6 chuc.

V. Danh sach v~ ngrrOi eo lien quan eiia cõng ty niem y~t th eo quy djnh t:;tikhoan34 I>i~u 6 Lu~t Chii'ng khoan (Bao tao 6 thang/näm) va giao dieh eiia ngU'CYico lien quaneiia eõng ty vai ehinh Cõng ty I List of affiliated persons of the public companyasspecijied in clause 34, Article 6 of the Securities Law (Semi-annuallannual reports) andtransactions of affiliated persons of the Company with the Company)

1.Danh sach v~ ngwJi colien quan cua Cong ty I List of affiliated persons of theCompany: Dinh kem bao cao

2. Giao dich gifra cong ty v6'i nguai co lien quan cua cong ty; ho~c gifra cong ty v6'i c6aong 16'n,ngwJi nQi bQ, nguai co 1ienquan cua nguÜ'inQibQI Transactions between thecompanyand the affiliated persons or between the COl1'lpanyand major shareholders, internaIpersons and related person of internaI person: Khong co

3. Giao dich gifra nguai nQi bQ cong ty niem y~t, nguai co lien quan cila nguai nQi bQv6'i cong ty con, cong ty do cong ty niem y~t nim quy~n ki~m soatl Transaction betweeninternaI person of !isted companyand company 's subsidiaries, or the company in which listedcompany takes controlling power: Khong co '

4. Giao dich gifra cong ty v6'i cac abi tUQ'ngkhac ITransactions between the companyand other objects

4.1. Giao dich gifra cong ty v6'i cong ty ma thanh vien HDQT, thanh vien Ban Ki~msoat, Giam abc (T6ng Giam abc) ai~u hanh aa va aang la thanh vien sang l~p ho~c thanh vienHDQT, Giam abc (T6ng Giam abc) ai~u hanh trong thai gian ba (03) nam tra l<;liaay (tinh t<;lithai ai~m l~p bao cao)1 Transactions between t1'lecompanyand the company that members ofBoard of Management, members of the Supervisory Board, Director (CEO) has been afounding member or members of Board of Management, Director (CEO) in three (03) years(calculated at the time of reporting) : Kh6ng co

4.2. Giao dich gifra cong ty v6'i cong ty ma nguo'i co lien quan cua thanh vien HDQT,thanh vien Ban Ki~m soat, Giam abc (T6ng Giam abc) ai~u hanh la thanh vien HDQT, Giam

D:\DUC\HDQT\BAO CAO\BAO CAO QUAN TRI\quan tri 2018\Bao cao quan tri 6 thang cuoi nam 2018.doc 6

dõc (T6ng Giam dõc) di~u hanh/ Transaetions between the companyand the company thatrelated person of members of Board of Management, members of the Supervisory Board,Director (CEO) as a member ofBoard of Management, Director (CEO): Khõng co

4.3. Cac giao dich khac cua cõng ty (neu co) co the mang lai loi ich vät chät hoäc phivät chät dõi vai thanh vien HBQT, thanh vien Ban Ki€m saat, Giam dõc (T6ng Giam döc)di~u hanh/ Other transaetions of the company (if any) may be beneficial material orimmaterial for members of Board of Management, members of the Supervisory Board,Director (CEO): Khõng co

VI. Giao djch ef, phieu cüa nguõi nQi bQ va ngufri ltõn quan cüa nguöi nQi bQITransaetions of internal persons and relatedperson of internal person:

1. Danh sach ngirõi nõi bõ va nguöi lien quan cua nguoi nõi bQIList of internalpersons and their affiliated persons :Dinh kern bao cao

2. Giao dich cua nguoi nõi bõ va ngirõi co lien quan a6i vai c6 phieu cua cõng ty /Transaetions of internal persons and affiliated persons on shares of the !isted company: Dinhkern bao cao : Khõng co

VII. Cac vän d~ dn luu y khac / Other signifieant issues :

Cõng ty aa thuc hiõn Bao cao tai chinh quy IV nam 2018 va thuc hi~n c6ng b6 th6ngtin.

Hi~n nay, C6ng ty aang th\Xchi~n ki€m toan bao cao tai chinh nam 2018, se th\Xchi~nc6ng b6 th6ng tin theo quy ainh./.

No'i nhq.n :- NIm tren;- Ole TV HDQT;- Ban kiSm soat;- Website cong ty;- Lu'u : VT, TCHC'I"7'~

~/

CHU TICH H(H HONG QUAN TRJCHAIRMAN OF THE BOD

...,J

Tr~nCõngKha

D:\DUCIHDQT\BAO CAO\BAO CAO QUAN TRllquan tri 20'18\Bao cao quan tri 6 thang cuoi nam 2018.doc 7

T i;,.P 0O.-\N C()NG NGI ntP CAO SU V£$T NAM CONG TY CP CAO SU HOA BiNH

Ti1i khoan giao djcb

cl11rng

srr Ten ti\ cbfrc/ca 11ban khoan (nfo

No Name of organizati co) ;

on/individual Securities trading

account (if aoy)

f - Tlui II,, vie11 Jf])QT:

I Tr/in Cong Kha

2 Vo B,io

3 Tran Minh Dgi

4 Nguy�n Hoanf.\ Nam

5 Nguyen Cfru Tu¢

II- 1'110.11/t vie11 8011 T611g Gitim d6c.-

I Vo Bao

2 VoTh!Th,ay

Ill - Tltii11.ft vie11 Ban kiim so<it:

I Vo Van Tu5n

DANII sAcH vt NGU'Ol c6 LIEN QUAN CUA C6NG TY / List of affiliated persons of the Company

(Dinh kcm Bao cao s6-=t'> /BC-HI>QTCSHB ngayo'Z� /01/2019)

Cbfrc V\I t�i ding ty (n�u co) S6 Ciily Ngaydp Noi dp Oja cbi lr\! slt chinh / Dia chi

Position at NSH Date of Place of Lico h� Address the NSH No. issue issue

company (if any)

CT.HDQT

TVHDQT TGD

TVHDQT

TVHDOT

TVHf>QT

T6n.g Giam ,16c

Ph6T6ng Giam d6c

Truang ban

PH\J Ll)C I

TbO'i ili�m Tboi ili�m khoug coo bill (l§u la Iii uguoi c6

ngiroi c6 lien lien quao Lydoquno.Time Time of

Reasons of sta.rtiog lo coding to be affiliated be

persol\ a(ftJiated person

16/04/2013

02/05/2009

12/04/2012

12104no12

20/06/2018

TV.H0QT

27/05/2015

Tili kboiin Tboi m�in giao djch Cbu-c VI} t�i Th/Yi mirn kh6ng con

chu-ng cong ty biit aAu ta Iii ngu-i>i co STI

Ten t3 cbu-c/ca nban kho:\n (nSu (n�u co) sa Gi5y Ngay dp No-i c5p Oja chi tr\1 SO' chh.1h / tlja chi ngu-oi c6 lien lien quao Ly do No

Name of organizati c6) Position al' NSH Date of Place of lien h� Address quan Time Time of Reasons

on/individual Sccttrilics the NSHNo. issue issue • of starting to end.log to trading company (ii be afliliatcd be

account (if any) person aflilialcd any) person

2 Vo Van Blnh TI1ilnh vi8n 12/04/2012

3 Le TI1i Kim Phuang Thanh 27/05/2015 viCn

fV - Ke toti11 lrlt'(Tllf':

1 Nguyen Van Quang 01/04/2010 KS Toan Truong

V - Ngu·o·i ciiug btJ th611g ti11:I Banh M�nh E>uc T 12/04/2012

Vf • Cli11g ty Ill{! . '

B�i di9n: I T�p doan CNCSVN ong Trfin 16/04/2013

Cong Kha

H)l E>ONG QUAN TR!F 1'HE BOD 1.:,...,-

Stt No.

T � E>OA.N CONG NGHll;,P CAO SU VU$T NAM CONG TY CP CAO SU HOA BTNH

Tai khoiin giao djch '

clnrng khoun

HQ ten (ntlu co)

Name Securili�s trading

accoqut (if any)

cbfrng kho:in

DANH SACH NGU'OI N()I B() v A NGU'OI CO LIEN QUAN CUA NGUOl N()I B()

List of internal persons and their affiliated persons (Dinh kem Bao cao s6::t.,--/BC-HOQTCSHB nga� /01/2019)

.... -............. * * * --------

.

S&CMND/Hq

Chuc Vt.J t�i ciing ty cbii\u, ng:iy

(0€11 co) Posilion at c!p, Mi dp ID

the company (if card/l?ass port Oja chi lien h� Address ·No., date of '

any) . '

issue, place of issue '

I- Ngm'fi co lie11.q11a11 c,ia c6 do,,g-u{ji b{j la tha11h vie11 HEQT:

1 Trfiu Cong Kha ' CT.HDQT

I. I Ho Thi Ngoan , . Khong

1.2 Nguy€11 Anh Thoa Khong

1.3 Trfu1 Nguyln Anh Quan Khong

1.4 Triin Thi Ki&u Oanh KJ16!1P. El�i di¢n: ong Tr.5n 1.5 T3p doan CNCSVN

Con!! Kha 2 VoBiio TV 1-U)OT-l'GD

2.! Hoang Thi TI,u Hong Khong 2.2 Vo Thi Hoa Kh61111. 2.3 Vo Timi! Khong 2.4 Vo Minh Hoang Khonr,. 2.5 Vo Thi Hon!! Nhunl! Khiin11. 3 Triln Minh .Doi TV HOOT

3.1 Biti TI1i Chunr,. KJ16nu

- ... # 1.-•··

PHl,J LVC U

' ' '

s6 c6 r•hi�u SO' Ty I� SO' bii11 cO phi�u cu6i

'

hii'u cu6i ky '. ·1,.-y Number·of Percentage ·chi cbu

shares owned o{ share Noteai the Clld of. OIY.ll!\rShip at U1c perio,d . ' th� _end of

the period '

' .

. '

Khong ,

'

Khong

Khong

Khong

Khong •

16.632.000 55,061%

1.750 0,006% Khong Khong Khong Khong Khon11 1.750 0,006%, KJ16nu

T/ii khoan giao djcb S6CMND/H(i

chfrng khoan Clure V�I t�i ding ly cbi�u, ngily

S11 HQ ten (n�u c(,) (n�u co) Position at dp, noi dip ro

No. Name Securities lhc company (if card/Pass po_rt Dia chi lien It� Address tr ading any) No., dale of

· accon.nt (if issue, place of any) issue

cbfrog kboau 3.2 Le Thi Thilv KhonR 3.3 Tr�n Minh Hfru Khono 3.4 Tran Thi Mv Duven KhonQ 4 N!!uv�n Hoirne Nam TVHE>OT

4.1 Nlw�n Ch�nh Tam Khono 4.2 N1wv€n Thi Vi¢t Khong {

'4.3 Nt?.Uv�n Thi Thuv Khoo� 4.'I NguySn Thi Thu · Khona4.5 N1wv€n Minh Phtran2 Khonit ,

4.6 N!!uvtln Minh Tri Kh61H>

4.7 Nguvin Minh Thong Khona 4.8 N2uv€n Thi Viet Thanh Khon�

s Nguy�n C,ru Tu� TV HDQT r

4.1 N2uvi'n Ciru Trf Khon2

4.2 Nguyen Thi Thu Hu:ong Khong

4.3 Vo Thi Thu HuQ'l1g ' K116no

4.4 Nguy.!n CiIU Khoa Khong .

4.5 Nguy�n Cfru Minh TI1icn Khong

If- NgtriJ"i co Lien q11a11 c,in cJ dong "!'i b9 la thi,11/, vie11 Bau T6111! Gitim tlt}c: I 2

2.1

2.2 2.3 2.<I

Vo Bao Vi\ 171j Thi,v Otrong Kh5c Minh Vo Thi Minh VO Xuan Binh Vo Thi PlnrO'lll!

TGD Ph6TGD Khon<• Khon" Khonn Khonl!

.,. ••-, I ,., "

Ty I� SO' hfru S6 c& l>hi�u SO' c6 pbiau cuili

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sbares owned of share Note . at t�e end ,of ownersbip at

lb� period t he �nd of, ' lhe perioil

Khong Kl1o�Q

Kbonu ' · Kh6ne

.. 1<.honl! .Kliona ..

KJ,on" 638.020· 2,112% Khonl! Khan"

· KhonuI 2.572 0,009%

Khong• Khlin2

Khong

KhonP

Khong

Khong

TV. HE>OT 2.922 0,010%

Khon"-Khon" Khon<1 Khon11

T:ii kboan Ty I� so· him giao djclt S6CMND/H9

chtrng kboan cbi�u, ngiiy Sil ca pbi!u sit ca phi�u cu6i

(niu c6) Clure VI) t',li ding ty dp, uoi dpID hfru cu6i ky ky

Su H9 ten Securities (u�u co) Position at card/l'ass port Oja chi lien h� Address Number of Percentage Ghi chti No. Name trading

lite comp:iny (if No., date of shares owned of share ]'!ote

account (if any) issue, place of at the end of ownership at

any) issuethe period Lbe end of -

' the period ' .

cbfrng kbo:\n ;

2.5 VoThj Thu KJu:',nQ Kh6no ...

2.6 VO TI1anh Ban2 Kh6nP. Kh6ne .

Ill- Ng,rqi co lien q11a11 ciia c6 ftihil( n{)i b{) tr} t/1iw/r 11ie11 Ba11 kiJm soot: '

Vo Viin ·l'li'fin TnrO'llg ban ,Kli6ng ..

1 '

I.I Trucing Thj Hoa Khong Kh6ng

1.2 Nguyi!n Thi cii11 Ha Kh6ng Khol)g '

1.3 LBThj Ha My Kh6ng Kh6ng

1.4 Vo Van Truy&n Khanh Khong Khong

1.5 Vo Van T hai Binh . Khong Khong

1.6 Vo Huyen Khanh Ngan Kl1ong . Khong

1.7 Le 0inh 0ong Thanh Khong Khong

1.8 Le 0inh Minh Khong Khong

2 Vo Van 8inh Thanh vicn ,35 0.000% 2.1 Vo Thi,v Khong Khon!! 2.2 N�wy�n Thi Nhci Khona Khcin<• 2.3 Nguyen Thi B�ch Y�n Kliong Khone 2.4 Vo Thi Thicn Naa KhonJ!. Khon11 2.5 Vo Thi Thien Trang Khone Khon" 2.6 vo van Tu5n Khano Khong 2.7 Vo Thi Nl!oll Kh6ng Kh6n• 3 Le Thj Kim PIIU'<rng Thanh ,•ien Khone

-- •,; � .�

T3i kboan giao djcb S& CMND/89

chirng kbo�n chi�u, a.gay (u(·u co) Cbu-c v�• t,Ji cilng ty ' . ' ID Stt H9 ten (ni,u co) P.osition at cap, no·1 c.ap

Securities card/Pass port No. Name the company (if '

tniding any) No., date of account (if issue, place of

any) issue. clnrng kl,oan

3.1 Le Thanh Tu§n Khong 3.2 Le Phtrong Ha . .. Xhiing 3.3 Le Ph,roo1g Nghi Khong 3.4 Le Van Dfrc Khong J.5 Nguy�o Thi Phuoc Kh6ng 3.6 Le Thi .l(jm H5ng Khong 3.7 Le Hfru D,rcmg ·Kh6ng'3.8 UVanHiep i<Nlng 3.9 Nguyin Thi Tuy�! Trinh Kh6ng 3.10 LI\ Thj Kim Lqi Kh6ng 3.11 Le Thj Plnrang Tliao Khqng TV- Ngrrin. co lie11 qua11 c1ia ciJ ,1011g 11{ii b{i la Ki totitr tnrm,g)

l Nguyln Van Quang · K� Toan Truo-ng

I. I Nguy€n Thi L�•Thuy Khong

1.2 Nguyln Ng<;>c Bao Ha Khong

1.3 Nguyin Ng<;>c Bao Khong Khanh

V- Nr:u'ili co lieu q11a11 c1ia c6 i/611.g 11{ii b{i la 11g1cif'i clhrg b{i thong tiu:1 8/mh M�nh Du·c

I.I T5ngThi Van Khong 1.2 Nguy�n lhi Nir Khong 1.3 Banh 0�i Nghia KJ16ng 1.4 Banh D�i Tri Khong 1.5 Banh M1lllh Tlnr6'ng Khong

.. . .. -

Dia d1i lien h� Address

f

,.

S' ' I ., • o co p 11e11 so· bfru cu6i ky Number of

shares owned at the end of ·the period

'

Khong Khong Khong Khong Khong Khong '

Khong Khong Khong Khong Khong'

Khong

Khong

Khimg

Khong

350

Khong Khong K.h6ng Khong Khong

Ty l�.s(r bih1 c6 phi�u cuAi

ky Percentage Gbi cbu

of share Note own�;shi'p al

the'cnd of th;c period' '

.

:

'

., ,· ,. .

'

..

..

"

0,001 %

Tai kbo:lu giao djcb

chu-ng khoan (n6u co)

Clure v� l�i cong ly S11 HQ loo (n�u co) Position at Securities No. Name trading the company (if

account (lf any)

any) cbu-ng kho:in

1.6 Banh M;mh 0�t ·Khong1.7 Banh M�nh Dung •

KJ1qng 18 Banh M�nh Lvc Khong 1.9 Banh M11,nh Phong Khang

1.10 Banh M�nh Ti�n Khong 1.11 Banh M\lDh Hoai Khong_

.,

l>ja chi lien b� Address'

;

S8CMNO/H<) cbi6u, ngay

c§p, ooi clp rocard/Pass purl

No., dale of issue, place of

issue

T

sli ca phi�u so-bfrt1 cubi Icy Number of

' .

shares o_wncd at ;the end o,(

11,,e p�riod I j.

.

iqiemg Khang.

Khong_ Khiing Kl161ig

'

,,

KJ1/ing.

Ty I� so- bfru ca phit\u cubi

ky ' Percentage Ghi chti

of share Note owoershi1> at

the.cod or

lbe period

·: • ,J .