Robert G Klausner Financial Disclosure Report for 2009

8/3/2019 Robert G Klausner Financial Disclosure Report for 2009

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A o 1 0 FINANCIAL DISCLOSURE REPORT t C e p o r t R e q u i r e d l ~ th e E t h i c sin Government ,4ct of 1978 e v . 1 / 2 0 0 S FOR CALENDAR YEAR 2009 ( 5 U . S . C . a p p . . ~ " 1 0 1 - 1 1 1 )I. Person Reporting (last name, tirst, m iddle initiat) 2. Court o r Organization 3. Date of ReportKLAUSNER, ROBERT G. U.S. DISTRICT COURT - CA Cent t)4/01/2010

4. Title (Article III j udgc.~ indic,ale active or senior status: 5a. Report Type (cheek appropriate lypc) 6. Reporting Periodmagistrate judges indicate full- or purl-time)[] Nomination, Date 01/01/2(109

12/31/20095b. [] Amemted Rcporl

7. Chambers or Office Address 8. On the basis of the information contained in this Repor t and anymodifications pertaining thereto, it is, in my opinion, i n com pl i anceRoybal Federal Building with applicable laws and regulations.255 East Tcanple Street, #860Los Angeles, CA 90012 Rev iew ing Officer Date

ISIPORTANT NOTES: The ins truc t ions accompanying this form must be followed. Complete all parts,c~cking the NONE box ~r each part where you have no reportable informa~om Sign on last page.

I . P O S I T I O N S . m , ~ o m ~ individual onl);" see pp. 9-13 of f!ling instructions.)N O N E (No reportablepositions,)

POStTION NAME OF ORGAN IZATION~NTITY

2.

3.

4.

11. ~ U~m~lN l ~. (Reporting indlvldt, al only; see II. 14-I6 of ralng

~ NONE (No r e po r t able agr e e m e n t s )DATE PARTIES AND TgRMS

1.2~2 California Judge Retirement


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F IN A N C IA L D IS C L O S U R E R E P O R T N .... fP ..... Re po rt ingt DateofReportag e 2 of 7 K L A U S ~ E R , ~ O ~ E R T ~ ;. 0 4 / 0 L 2 0 1 0

1 1 1 . N O N - I N V E S T M E N T I N C O M E . ~ n ., o . ,i . ~ individual attd sp .... ; seepp. 17-24 oZf iHng i . s t ruct lon.~)A , F i le r s N o n - In v e s tm e n t I n c o m e

N O N E (No reportable non-investment income.)D A T ~ SO~CE A~ ~PE I N C O M E(yours, no~ s~uses)

I. 2009 State of Cali fomia - Judges Retirement $127,974.00

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you ~re mar~ed during any po~io, of the repo~ing k,ear, comp&te this sectio~

NONE ~o reportable non-investment income.)D A T ~ SOI~CE AND TYPE

1.

2.3.

4.

I V . R EI MB U R S EM EN TS -( ]nchldes those to s~,ouse and d~enden t ch iMren; see pp.

N O N E (No reportable reimbursements.)~ ~ LOCA~ON P~POSE ITEMS PAID OR PROVIDED

1.2.3.4.

5.


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F I N A N C I A L D I S C L O S U R E R E P O R TPage 3 of 7 KLAUSNER, R O B E R T G . 0 4 / 0 1 / 2 0 1 0

~ NONE (No reportable g~s.)S O U R C E DESCR~TION

I.2.3.4.5.

1o ~tal./-~l)llal 1 l.lg,,~,~,o (Includes those of sp .. . .. . d dependent children; see plx 32-3 3 off!llng instructlons.)N O N E (No reportable liabilities,)

C R E D I T O R D E S C R I P T I O N V _ _ A L U E C O D E

2.3.4.

5.


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FINANCIAL DISCLOSURE IREPORT I N a m e o fPage 4 of 7 ~ : . U S N ~ R , R O B E R r G . 0 4 / 0 ~ / 2 0 1 0

V I I . I N V E S T M E N T S a n d TRU S T S .. ~ n c o m e , , a ~ u e , t .~ , a . io ~ a . c ~ d : ~ ~ , o ~ o / ,~ o ~ , ~ ~ a depe~ent chi ldren; seepp. 34-60 of f ! l ing insfruCflons.)~ N ONE ~o reportable income, assets, or transactions.)............................................................................... ~ .................~~ ..................................... B.D e s c r i p t i o n o f A s ~ t s I ~ c o m e d u r i n g G r o s s v a l u e a t e n d o f T m a s a c t k ) n s d u r i n g r c p ~ z r t in g p e r o d(including ~st a~e~) r c p o r l i n g p e r i o d re~ing period

Pla~ "(X)" after each ~et A m o u n t T~e (e.g., Value - V al u e T y p e ( e .g . , D a t e Value G~in / Identi~ ofe x e m p t f ro m p r o r d i s c lo s u r e C~e ! [ d i v . , ~ n ~ C o d e 2 M e ~ h o d b u y , s e l l , M o n t h - C o d e 2 ~ : C o d e t ~ buyer/seller

,~ ( A - H ) , I o r i n t . ) ( J - I ~ C o d e 3 federation) Day (J-P) (A-H) / ( i f p f i v z t ej 2 ~~I. Ame~can Express Co. B Dividend L T

2. Ame~can Funds: American Mutual Fund og C Dividend L TAmerica~ Fund3. Amercan Funds: American High-Income C Dividend L

Muni Bond Fund4. Amefipr~ Fin. Inc. A Dividend J T5 . AT&T Common St~k 8 Dividend K T6. Bank of America Account A Interest J T

i 7 . Bank of America Common Stock A Dividend L T

8. American Funds: Bond Fund of America B Dividend K Ti 9 . BL PkC Sports ADR C Dividend L T

1 0 . Charles Schwab Account B Dividend K T1 1 . Chevron Texaco Corp. B Dividend L T1 2 . Eagle Wireless Common Stock None J T1 3. Edison [uternational Comman Stc, ck B Dividend K T1 4 . American Funds: Europacific Growth Fund B Dividend L T

1 5 . Exxon Common Stock C Dividend M T1 6 . Fed. Courts & Rec CU - now Financial Cr 1 3 Interest M T

editUnion1 7 . WACHOVIA Securities A I n t e r e s t J T

(See Columns C I and D3) N =$250,001 - 5500,{~ O =5500,001 - $ 1,000,O00 P I =$ 1,000,001 - $5.000,000 P2 =55,0(10,O01 - $25.000.000P3 =$25.000,001 - $50.000,000 P4 ~More than $50,000,000(See Column C2) U =Book Value V =Otl~r W =Estirnaled


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F I N A N C IA L D I S C L O S U R E R E P O R T N ....Page 5 of 7 K L AUS NE R, R O B E R T G . 0 4 / 0 1 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i.co,,e, wl., . . . . . .~ N O N E (No reportable income, assets, or transactions.)

A. B . C -D e s c r i p fi o n o f A s s e ts Income duri,g G ro s s v a l u e a t e n d o f T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n u l u d i n g l r u s t a s s e t s ) r e p o r t in g p e r i o d r e p o r t i n g p e r i o d. . . . . . . . . . .P l a c e " ( X ) " a f t e r e a c h ~ s e t [ A . ~ m o u n t [ T y p e ( e . g . , Value Value T y p e ( e . g . , D a t e Value Gain I d e n t i ty o fe x e m p t f r o m p r i o r d i sc l o s u r e |Code 1 [ div., rent, C o d e 2 M e t h o d b u y . s e l l , M o n t h - Code 2 I Code I b u y e r ! s e l l e r

[(A-H) _~ or int.)( J - P ) I Code3 r e d e m p , i o n ) D a y (J-P) I (A-H) ( i f p r i , . a t e

1 8 . American Funds: Growth FundofAmerica A DividendFund1 9 . Jackson National Life Ins. B Interest K T20. Lucent - now ALCATEL A Dividend J T2 1 . MesaRoyalityTust UB1 None2 2 . Microsoft Common Stock A DiAdend J T

Nuveen Calif. Select Quality Muui. Fund In D Dividend M T

i 2 5 . PG&E Common Slock C Dividend M T2 6 . Queslar Corp. A Dividend L T27 _ DW S (~/achovia) Formerly Scudder Ca. B Dividend L T

[ Tax Free Bond !2 8 . Sempra Energy A Dividend J T2 9 . American Funds: Small Cap W orld Fund A Dividend L T

i3 0 . Valuta Energy Corp. A . Dividend3 1 . Vodafone Group Common Stock A Dividend J T

i 3 2 . Met Life & Affiliate A I n t e r e s t J T] 3 3 . TRUST % Con sisting of Real Property In A Dividend L TMorgan County, CO

Income Gain Codes:

(See Columns CI and D3) N =$250,~1 - $5~,(~ O =$5~,001 - $1 .0~ .000 P1 =El,000,001 - $5.000,000 P2 =$5 .~ .~H - $25 .000,000


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Name of Person Repor ting Date of ReportFINANCIAL DISCLOSURE REPORTPage 6 of 7 o ~ / o ~ / ~ o ~VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. a.~.,~,,~,oyn~o~.~


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F I N A N C IA L D I S C L O S U R E R E P O R T N ~ , .e o f ~ , r ~ o , a , p o ~ t i .~]

o ~ e o ~ R ~ p o ~

IPage 7 of 7 K L A U S N E R , R O B E R T G . 0 4 1 0 ! / 2 0 1 0

IX . C E R T IF IC A T IO N .I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and com plete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.I furiher certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incomp liance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W ILFULLY FALSIFi ES OR FALLS TO FILE THIS REPORT MAY BE SU BJE~-~ 0 CI\rILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One Colum bus Circle, N.E.W ashington, D.C. 20544

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Robert G Klausner Financial Disclosure Report for 2009