Robert H Cleland Financial Disclosure Report for 2009

8/3/2019 Robert H Cleland Financial Disclosure Report for 2009

1/64

I , ~ o s 0 FINANCIAL DISCLOSURE REPORT itt GoveJm~ent Act ~1" 1978~ev. ~ 2 o m FOR CALENDAR YEAR 20091. ~er~on R~p orting (Insz r , anle. f irst , middleCI.ELz~ND, Robcrl H. Umtcd

4. Title tAnide Ili udges indicalc active or senior

Active ,...~ l ...... , ~ A ....... l ~ Fi, ,~ 1"12.:31:20095b. ~ .k,nended Report

7. Chan~llers or ()Trice ,~dd ross 8. On Ihe I)~si~ o f tht-in[ornlalioll onlalned in this Repi)rl ;~nd an ymodill talion~ pe~aining thereto , it is, in my opin ion , i~ com pl iance707 Theodore Levin Cou~housc wilh ai~Idi~ahh23t W. Lafayette BlvdDetroit. MI ~822b

I M P O R T A N T N O T E S : Tt~e i~tstrmtion.~ accampank,ing thisJbrm must beJolloBed. Complete allpart.~,thecking the ..YONE btta" for each port where you Ita~e ~to repo rtable i t~formatioJ~. Sight on last page.

~ I)Vo reportable positions.)O N EPOSI TI ON NAME O F O R G A N I Z A T I O N / E N T I TY

1 . S e ve n o f t h es e e n ti ti es co n st it ut e t h os e f id u ci a ry re la t io r ~s h ~ ps li st ed a s " F R 1 " t h ro u gh "F R 5" ~ t h ou g h n t ~t n e ce s sa r dy m th a t ~ ) rd e r

2_ Co-Trustee T r u s t


2/64

F I N A N C I A L 6 5 D I S C L O S U R E R E P O R TPage 2 of~ CLELA ND. Robert !1 . 0 8 ~ 1 3 / 2 0

I l l. NON-IN~ ES IME N I IN(,.OM E. ~,,,,i,.~A. F i l e r s N on - I n ve s tme n t I n c ome

N O N E (M~ reportable n(m-ihvestment incomeD A T E

1.

2.

4

B . S p o u s e s NOrI-InvesII~P~I [BgOl~ - Uyou were married during u~l, pottion tq the reporting year, complete rhi~ yecritm.

NO NE (No reportable non-tm.,estment income.)S O U R C E A N D T Y P E

I.

3.4

IV. RE 151BURSE M ENTS ...... 1 ............. I O g l , l ~ t i r t .~ % J o t , d . . . . . . .............N(.)NI2. (No rel)


3/64

FINANCIAI~ DISCLOSURE REPORT Iage 3 o~ 65 CLELAND. R ob~ r t H . 0 8 1 3 / 2 0 1 0V . G I F T S . a.,.~.a.,~,hos.,o ~o.s. 0,,, dependent children: see pp. 2d-3 t

NONE (No reportableS O U R C E D ES C R I P T I O N V AL UE

I.

2

3.4.5.

~ N O N E (No r~7~ortable liatSili t i~:.v.)C R E D I T O R DE S( R IPTION VAI_UE (iOI.) E

3.


4/64

|20/39 FINANCIAL DISCLOSURE REPORT ] Name of Person Reporting Date of Repo[tRobert H. Cleland 0 8 / I 3 / I 0

VII. Page 4 INVESTMENT and TR USTS - income, value, transactions (Includes those of spouse anddependem children. Seepp. 36-54 ~ylnstructtons.)A. B C. D.Description of Assets Incom e during Gross value at end Transactions during reporting p e r m dIndicate ~,h ere applicable owner of r e p o r t i n g p e r l a d of reportingthe ~tvset by using the parenthetical period"(J)" for joint ownership of reportingindividualandspouse, "(S)"for (I ) (2) (I ) { 2 ) (I ) I f n o t e x e m p t f i o m d i s c I n s u r eseparate ownership by spouse- ."(DC)" A n m u n l T y p e Value Value T y p e.lOt ownership by dependent chilt Code (e.g., Code Method {e.g., buy,Place an "(X)" after each asset (A-H) dividend, (J-P) C ode sell, partialexempt.l?ompriordiselosure, r e n t o r (O-W) sa ~ e , m e rge r , (2) (3 )interest) redemption D a t e : Value Ga in I de nt it y of b uy er /s ell erM o n t h - Code C ode (if private transaclion)D ay ( J - P ~ (A-H)

I Sl E Dividends PI T& CapitolGains2 Fractional share of FP,.53 CUB Investmem Partnership4 Fide l i ty Cash Reserves FundS F i d e l i p v Da i l y I n co m e F u n d6 Flo rida residen t ial real estate held | o r Sell 04.r20 M Gren tal7 Investment Club (A fractional share ofInvestment Club, a Michigan Limited

Liability Cnrnpany. see part VIII forcomments)8 M ichigan res idcntml rea l es t a te he ldrenta l9 A b l ~ ~ t t I . ab o r a to r i e s ( com m 0 n ) Part ial Sale 04108 J None

I t 3 . Abbott kabo~atorie~ (common) Part ial Sale 03/30 J N o n eil Abhor| Laboratories (common) Part ial Sale 0,1]16 J None12 Abl~-~r l l .abora lo i~es (com mon ) Partial Sale 04128 J None13 Abbott Laboratories (commoo) Sell 05120 .I None14 Ace l..~mited [common) B uy 04/07 J15 Ace L~mtled ( c ommoo ) B uy ( ) ~ 1 1 { 7 J

I~ , A ct i ws l o n B l i T . T a~ d I n | I cn m m o n ) Sell 0Zi17 ~ J N o n e17 Aetna Inc (common) Bu y 09129 J18 Aetna Inc { c ommon ) B uy 10113 J

I lnc]Gain Codes: A~I .000 or less B=$1,001.$2,500 C =2,501-$5,000 I)=$5,001-515.000 E=515,001-$50~000(Col BI , D4) F~551},000-$100,000 (.1=$100,1)01-1,000,000 1 1= $ 1, 00 0, 00 1- 55 .0 00 .0 00 t 12 =5 5, 00 0. 00 1 o r m o re2 Va l Code s : J=$ 15 ,000or l e ss K = $15,001-$50.000 1= $50,001-100,000 M =$100-001-$250,000 N=5250,001-$500:000( Co t C I, 17 ;3 ) O ~ 5! )0 ,0 00 -$ 1, 00 0,0 00 P I= 5 1,000,001-55,000,000 P2=$5,U00,001-525,000,000 P3-525,000,001-550.000,000 P4=550.000.001 or more3 Va l M t h C o de s Q = Ap pr ais al R=C usl {real es tate oul)) S=Assessment T+:Cash/Market(col C2) U=Book Value V=(.)thcr W :,:Estimale


5/64

2009 FINANCIAL DISCLOSURE REPORT ] Name of Person R eporting Dale of ReporlIobert H C le land 08/13/10Vll. Page 5 INVESTMENT and TR USTS - income, value, transactions (Includes those of spouse and dependent children. Seepp. 36-54 of lnsrructio~m.)

A. B. ( . . D.Description ot" Assets Income during G ro ss ; , :d u e a t e n d T ran sac ti o ns d u ri n g r ep o rt in g p e ri o dIndicate where applicable owner of reporting period o f ~ e p o n i n gthe asset b.v using the parenthetical period"(J)" for joint ownership of reportingindividual andspouse, "(S)"for ( | ) (2 ) ( l ) (2 ) ( I ) II- not exempt from disclosoreseparate ownership byspouse. "(DC)" Amount T y p e Value Value T y p efor ownership by dependent child Code (e.g.. Code Method (e .g , buy,Place an "IX)" a]?e r each asset ~ A - H ) dividend. O-P) Code sell, parlialexempt frotn prior disclosure, r e n t o r tQ -w) so|e, merger, (2 ) (3 ) (4) (5)i n t e r e s t ) redemption D a t e : Value Gain l d e n t i t 2 ,. o f b u y e r / s e l le rM o n t h - C ode C ode (if private transaction)D a y ( J - P } C A - H )1 9 Aflac Inc(common) Buy 01/09 J20 Aflac Inc (common) Sell 0 2 1 0 2 J None

2 1 A~r Products & Chemica ls Inc ( c o m m o n ) Buy 0 9 / t 8 J72 Air Products & Chemicals In c (common) Bu y 1 1 / 1 7 J23 Air Products & Chemicals Inc (common) Buy I 1 / 3 0 J24 AK S tee l Holding Corp (common) Bu y 0 8 / 2 5 J25 Alcon Inc (common) Partial Sale 0 1 , Q 3 J None26 Alcon lac (common) Partial Sale 0 5 1 0 7 J None27 Alcon Inc ( c o m m o n ) B o y 06/!5 J28 Alcon Inc ( c o m m o n ) . Buy 0 7 / 2 1 J29 Alcon lnc ( c o m m o n ~ Buy 0 8 / 0 4 J30 A l ton lnc ( c o m m o n ) B n y 0 9 1 2 4 J3 1 Alcon In ( c o m m o n l Buy 0 9 / 2 8 J32 Alton Inc (common) Buy 1 0 / 2 2 J33 Alcon Inc ( c o m m o n ) Buy I 0 , 3 0 J34 Alcon lnc (common) Buy 1 1 i 2 4 J35 Alliance Berns le in C ash36 Altslate Co* ptcommon) Partial Sale 0 5 / 0 - I J None37 Allstate Corp~common) Partial Sale 0 6 / 0 2 J None38 AIIs ta le Co~lcommon ) Partial Sale ~ 2 / 0 2 J None39 Alle ra Corp (comm on) Bu y 0 7 / 2 7 J

I I nctGain Codes: A = 1,000 or less B=$ 1.001 -$2.500 (=2,501 -$5,001) D=$5,00 I-$15,000 E=$ t 5,001 -$ 50.000(Col BI , D4 ) F=$50 , 000- $100 , 000 G=$100,001-1,000.000 I 1~$1.000.001-$5,000.000 t12=$5,000,001 or more2 Val Codes: J=$15,000 or less K =$ 15,0 01 -$ 50 .00 0 1.= $50,001-100,000 M = $1 00 ,[~ )1 -$ 250 ,0 00 N =$ 250 ~0 0l- $50 0,0 00(Col C I, 03) O=500,000-$1,000,000 PI" $ 1.000,1)01-$5,000,000 1~2=$5,(X)0.001-$25,000,000 P3=$25,000,001-$50,000.000 P4=$50,000,001 or mote3 Va l M t h Code s : Q=Appt a i sa l R-CI)sI (toni cstale only) S=Asscssmcnt T =C ash~la r ke t(col C2) U= B ook Value V= Other W -I!sllm;~tc


6/64

2009 F INANCIAL DISCLOSURE REPO RT Name of Person Repor t ing D a t e o f R . e p o l aRobert H. Cl e l a nd 0 8 / 1 3 1 1 0

VII. Page 6 INVESTMENT and TRUSTS - income, value, t~ansactions (Includes those of spouse and dependent children. Seepp. 36-3 4 of lnstructior~s.)

A. B. C. D.Description of Assets Income during Gross value at end Transactions during reportingIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical period"(J)" forjoint ownership of reportingindividual andspouse. "(S)"for (1) { 2) (1) { 2) { I ) If not exem pt from disclosureseparate ownership b)" spouse. "(DC)" Amount T y p e Value Value T y p efor ownership by dependent child Code (e.g., Code M e t h o d (e.g.. buy=Place on "(X)" after each as.vet { A - l - I ) dividend, ( . I . p ) (;ode self, partiale ~ e n ~ o t f r o m p r i o r t l i s c l o s ~ * r e , r e n t o r ( Q - W ) sale, merger, ( 2 ) ( 3 ) (4 1 { 5 )i n t e r e s t ) redemption D a t e : Value Ga in I de nt it y o f b uy er !s el le rM o n t h - Code Code tif private transaction)D a y (J-P)40 Altera Carp(common) Partial Sate 1 0 / 2 9 J A41 A I I e r O ( ? o rp ( c o m m o n ) Sell 1 1 1 0 5 J A42 Altria Group lnc (common ) Partial Sale 0~/30 J None

. 1 3 Altria Group Inc (common) Bu y 07/104 4 Altria Group lnc (common) Bu y 0 7 1 1 345 Altria Group lnc (common ) Partial Sale 0 9 1 1 0 J N o n e46 Amazon Cam lnc (common) Bu y 0 5 / 2 1 J4 7 America MoviI-ADR Series L (common)48 American International Group(common) Sell 03/18 J N o n e49 American Tower Carp {common) Bu y 07/10 J50 American Tow er C arp(common) Sell 1 0 / 0 9 J N o n e51 Ametiprise Financial Inc ( c o m m o n ) Bu y I 1 ! 0 4 J52 Aragon lot{common) Partial Sale 0 6 / 2 5 J A53 AmgLo Inc (common) Sell 07/13 J A5"4 Anhcuser-Bush Inbev (com m on) Buy I 1 / 1 2 J

55 AOI. Inc (t:ommun) Bu y 0~/07 JS t , A O L h~c (common) Bu y 0 4 1 2 3 J

57 AOI. Inc lcom m on) Buy 0 6 1 1 0 J58 Apache Carp (common) Bu y 01il6 J59 Apache (7orp (common1 Bu y 0 4 1 3 0 J6 0 Apache torp (common) Bt ~ 0 6 / 0 1 J

I luc/Gain Codes: A-I ,000 or less B=$1,001-$2,500 C=2,501-$5,000 19~$5,001"$15,000 E=$15,001-$50,000{Col BI , D- l ) F=$ 5 0,000-$ 100,000 G=$100,001-1,000,000 H=$1,000,001-$5,000,000 H2=$5,000,001 or more2 Val Codes: J=$15,000 or less K=$15,001-$50,000 L,=$50,00 I-I 00,000 M= $100.O01 -$250,000 I1=$250,001-$500,000(Col(I, D31 ()=500,000-$1,(100.000 PI= $1,000,001-$5,000,000 P2=$5,000,001-$25,000~000 P3=$250000,001-$50,000,000 P4=$50.000,001 or more3 Val Mth (?odes: ( )=Appraisal R =C ost (real esta te on ly) S= A ssessm en l T=Cash]Marke t(col ( 7 2 ) [.l=~Book Value V=Olher W =Estimalc


7/64

I I2009 FINANCIAL DISCLOSURE REPORT I Name of Person R eporting Date of Report IRobert H Cleland 08/I 3/I 0

Vll. Page 7 INVESTMENT and TR USTS - income, value, Iransactions (Includes those of spouse and dependent children. Seepp. 36-54 of Instruction&)A. B. C. D . ~,Description of Assets Incom e during Gross value al end Transactions during rePOrting periodIndicate where applicable owner of r c l x ~ f l i n g p e r i o d of reportingthe a~set by using the parenthetical period"(J)" for]oint ownership of reportingindividual and spou~e, "(S)"fot (I) (2 ) (I) (2 ) (I ) I f not ex empt from disc!osateseparale ownership by spous~ "(DC)" Amount T y p e Value Value T y p efor ownership by depend ent chiltt (ode { e . g . . Code M e t h o d (e.g.. boy,Place an "(X)" after each asset (A-H) dividend. ( . I - p ) Code sell, partial~emptfromprlor d isclosur~ t e n t n r ( Q - W ) sale, merger. (2 ) (3) (4) (5)i n t e r e s t ) redemption D a t e : Value G ai n I de nt it y o f b uy er /s el le rM o n t h - Code (ode (if private transaclion)D a y { J - P ) (A-H)

6 1 Apache Corp (common) Partial Sale 0 7 i 1 7 J None62 Apache Corp (common) Partial Sate 0 8 1 0 7 J A63 ApacheCorp(common) Partial Sale 0 9 / 1 7 J N o n e64 ApacheCorp(common) Partial Sale 0 9 / 3 0 J None65 Apache Corp (common) Partial Sale 1 0 / 1 2 J A66 Apache Cotp (common) Partial Sale 1 0 / 2 2 J A67 ApacheC orp(com m on) Sell 1 1 / 0 3 J None68 Apple Inc (com mon) Partial Sale 0 1 / 0 6 .1 None69 Apple lnc (common) Paaial Sale 0 1 / 1 5 J None70 Apple Inc (com mon) Partial Sale 0 3 / 3 0 J A71 Apple Inc(coramon) Partial Sale 0 9 / 2 1 J A72 .Arcelormittal SA t.uxembourg (comm on) Buy 0 6 / 0 2 J73 Arcelormit ta l SA L u x e m b o n t g ( c om m o n ) i 3 u y 0 8 / 0 5 J74 Archer Daniels Midland Co ( c o m m o n ) Bu y 0 1 / 2 0 J75 Archer Daniels Midland Co ( c o m m o n ] Buy 0 2 1 0 4 J76 Archer Daniels Midland Co (common) Buy 0 2 i 0 5 J77 AI-&T Inc (common) Parlial Sale 0 1 1 2 7 J None78 AT&T Inc (common) Buy 0 4 i 0 7 J79 AT&.T Inc (common) Buy 0 4 / 1 5 J80 AT&.T Inc ( c o m m o n ) Bu y 0 6 / 1 7 J81 A T &T In (c ommon) Bu y 0 6 / 1 9 J82 AT& T Inc (com m on) Buy 0 6 / 2 3 J

1 Inc/Gain Codes: A= 1,000 or less B=$1,001 -$2,500 C =2,501 -$5,000 D=$5;001 -$15,000 E=$15,001 -$50,000(Col BI , D4) F=$50,000 -.$100,000 G=$100,001-1,000:000 t t= $ 1, 00 0,0 01 -$ 5. 00 0.0 00 H 2 =$ 5, 00 0,0 01 o r m ot e2 Val Codes.: J=$1 5,000 or less K=$15,001-$50.000 I.=$50.001-100,001) M=$100,001-$250,000 N=$250,001-$500,000(Col C1, D3) O=500,000-$1,000,000 PI= 5; 1,000,001-$5,000,000 P2=$5.000,001-$25,000,000 P3=$25,000,001-$50.000~000 P4=$50,000,001 or more3 Va l M t h Co de s : Q=Appt a i sa l R=Cost 0eel ,estate only) S=Assessment l - = 4 . _ a s i ~ M a r k e t(col C 2) U= B ook Value V= O th er W =Eslimate


8/64

2 00 9 FI NA NC IA L. DI SC I. OS UR E RE PO R T ] Na me of Pe rs on R ep or ti ng Date of ReportIobert H. Cleland ,~ 0 8 / 1 3 1 1 0Vll Page 8 I N V E S T M E N T a n d T R U S T S - i n c o m e , v a l u e , t r a n s a c t io n s {Includes those of spouse and depend ent children. Seepp. 36-54 of Instructions )

A. B. C. DDescription of Assets Income during G ro ss v a lu e a t e nd T ran sac ti o ns d u ri n g re p or li n g pe ri o dIndicate where applicable owner of reportiug period of reportingthe asset by using the parenthetical period"(J) "for joint ownership of reportingindividual and spouse, "(S)" for { I ) (2 ) ( I ) (2 ) ( 1 ) If out exempl from disclosureseparate ownership by spouse. "(IX)" Amount q , y p e Value Value T y p efor ownership by dependent child Code (e.g., Code Method (e .g. . buyPlace an "6 ~) " after each asset (A-H ) dividend, (J-P) Code sell, partialexempt from priar disclosure, r e n t o r (Q-W ) sale, merger. (2) (3 ) (4) (5 ) ,.i n t e r e s t ) redemplion D a t e : Value Gain Identity of b uyer/sellerM o n t h - ( . o d e Code (it" private transaction)D a y I J - l " ~ (A83 A T & T In c (c ommon) Buy 0 7 / 2 7 J84 Au~.otiv hie (cbmmon) Sell ( ) 7 1 2 t .I N o n e85 ] Bank New York Mellon Coo3 (common) BU y 0 4 / I 7 J80 Bank of America Coo3 (common) Pamal Sale 03/20 .t N o n e8 7 ] Bank of America Coo3 (common) Buy 0 8 / 3 1 J88 Bank of America (?0o3 (common) Buy 1 2 / 0 7 .I89 Bank ofAmer,ca Corp (common) Buy 1 2 1 0 9 J90 Baxter hucma|ional In(common) Partial Sale 0 1 / 1 4 .1 N o n e91 Baxter International In c ( c om m on) Buy 0 4 / 2 1 J92 Baxter International Inc (commo n) Parlial Sale 0 6 1 0 5 J None93 Baxter International Inc (common) Partial Sale 09/09 J None94 BB&T Coo3 (commonk Buy 09/30 J95 Becton I) ickin:;on & C o ( c o m m o n ) Partial Sale 01/t4 .I N o n e96 Becton I)ickinson & Co (cnmmou) Partial Sale 0 5 / 0 1 J N o n e97 Becton Dickinson & C o (conrmem) Sell 0 5 / 0 5 .! N o n e98 Bernstein Emerging Mark ets Portfolio(fund)99 henastein "la:,:-Managed Intem;monalPortfolio (fund)

1 00 Black & I)ecket (:uq,~(common) Partial S~le 0f/t5 J N o n etO 1 Black & Decker Cot9 (common) Buy 0 9 1 1 4 J1 0 2 Black & r)eeker (:orp(comn~on) Sell 1 2 / 3 0 J A1 03 BP PI,C ( eommon ) Part ial S a t e 01/30 J N o n e

1 lnciGain Codes AI ,000 or less B=$1,001.$2,500 C=2,501-$5,000 D=$5,O01-$15.000 E=$!5,001-$50,000(Co l B1 , 1 )4) F=$ 5 0,000-$ 100.000 G=$100,001-1,000,000 H=$1,000,001-$5,000,000 1-t2=$5,000,001 or more2 ValCodes : J := ,$15,()00ot less K =$ 15,001_ $50,000 L=$50,001_ 100,000 M=$100,001-$250,000 N=$250:001-$500,000(Col C I. D3) O=500.000-$I,000,000 PI= $1.000,001-$5,000.000 P2=$5,000,001-$25,000,000 1,3=$25,000,001-$50,000.000 P4=$50.000,001 or mo re3 Val Mlh (? t)dcs L~App~aisal R = C osl (real esta te only) S~ A sscssm en t q-=CaslvMatket

( c o l ( . ~ 2 ) IJ~13ook V~due V--a)thcr W =Estimate


9/64


10/64

2009 FINANCIAL DISCLOSURE REPORI" Name of Person Reporting D a t e o tr ReportRobert H. Cleland O 8 ! 1 3 / 1 0

V II. P a ge I 0 INV ES T ME NT a n d TRU ST S - in co m e l va l ue , tr a nsa ct io n s (Includes those of spouse and dependent children. Seepp. 36-54 of Instructions.)A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period ~ of reportingthe asset by using the parenthetical period"J)" forjoint ownership of reportingindi~idualandspouse, "(S)"for (I) (2) (I ) 1 2) (I ) If nnt exem pt frorn disclosureseparate ownership by spouse. "(DC)" Amount T y p e Valoe Value T y p efor ownership by dependent child Code {eg. , Code Method (e .g , buy,Place an "IX)" after each asset (A-H) dividend, (J- I0 Code sell, partiale.xemptfroraprior disclosure, r e n t o r ( Q - W ) sale. merger, (2) (3) (4) (5 )interesl) redemption D a t e : Value Ga in I de nt it y o f b uy er /s el le rM o n t h - Cnde C o d e (if private transaction)D a y (J-P) (A-H)

1 25 Celgene Corp (common) Partial Sale t 1 / 0 3 J NoneI26 Chevron Corp (common) Bu y O 4 / 0 4 Jt2 7 Chevron Corp (common) l ~ u y 0 , 1 1 t 6 J1 2 8 Chevrou Corp (common) Partial Sale 0 6 / 1 0 J A1 2 9 i Chevron Corp(common) Partial Sale 0 6 / 1 6 J A

30 1 C h e v ~ o n C o [ p ( c o m m o t ~ ) Partial Sate 07/10 J N o n et3 1 Chevron Corp(common) Partial Sale 08/10 J A1 3 2 Chev=on Corp (common) Partial Sale 1 2 1 0 4 I A

1 33 Chevron Corp(common) Partia! Sale 1 2 /0 8 J A1 3 4 Cimarex Energy Co(common) B ,y 08/06 J135 ! Cimarex Energy Co (common) Bu y JI 1 / 2 4136i Cisco Systems Inc (common) Partial Sale 0 4 1 1 5 J None137 Cisco Sys tems Inc (common) Partial Sale 0 5 / 2 6 .! N o n e1 3 8i cisco Sys tems Inc (comm onl Partial Sale 0 7 / 0 1 J None1 3 9 i Ciscn Systems Inc (common) Partial Sale 0 8 / 0 3 J N o n e140 Cisco Systems Inc (comm on) Flay J0 9 ! 2 2

1 4 1 Cisco .Systems Inc (common) Partial Sale I 1 / 1 3 J N o n e1 4 2 Citizens I"irst Bancorp lnc (common)1 4 3 Citigroup Inc (commun) Partial Sale 0 1 / 1 5 J None4 4 Ciligrot~p Inc (common) Sell 0 2 / 2 0 J None

I I ncl(iain (;odes: A = 1.000 ot less B=$1,001 -$2,500 C =2,501 -$5,000 r y= $5,0 01 - $1 5,0 00 E =$ 15,0 01 - $50 ,0 00(Col BI , D4) F=$50,000 -$100,000 G=$ !O0,001-1.000.000 H =$ 1,0 00 ,0 01 -$ 5: O0 0,0 (X ) H 2~ $5~ 00 0.0 01 o r m o te2 Val Codes: J=$15.0IFOot less K=$15.001-$50,000 1,=$50,001-100,000 M =$100,001-$250,000 N=$250,001"$500,000{Col CI, D3"~ O~500.000-$1,000.000 Pl- $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50.000,001 or more3 Val Mth (_ :odes : Q=Appraisal R=Cost (~eal eslate only) S=Assessment T=Cash!Matke t(col (12) U=Book Vldoc V= Othct W =Eslim ale


11/64

2009 FINANCIAL DISCLOSURE REPORT Nam e of Person Reporting Dat~ of ReportRobert H. C~eland 0g/I 3/] 0

VII. Page I I IN VESTMENT and TRUSTS - income, value, transactmns (Includes those of spouse and dependent children S e epp. 36-54 of lr~lructio~s.)A. B (" D,De~cripition of Assets Incom e during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical period"(J)" forjoim ownership of repor6ngindividual andspouse, "(A)"for (I ) (2 ) t l ) (2 ) (! ) If not exempl From disclosureseparate ownership by spouse. "(D~)" Amount lypc V a h ~ e Value T y p efor ownership by dependent chila~ Code ~ e . g . . Code M e t h ( ~ l ( e . g . ~ b u y ,Place an "(X)" after each asset (A-H) dividend, ( J - P ) Cod~ sell, partialexerapt from prior disclosur~ r e n t o r (Q-W ) sale, m erger, (2 ) (3 ) (4) (5 )i n t e r e s t ) redempt ion D a t e : Value G ai n I de nt it y o f b uy er /s ell erM o n t h - Code C ode (ifprivate transaction)D a y ( J - P ) (A-]l)

145! C/vIE Group Inc (common) Partial Sale 01/30 J N o n e1 4 6 ( ? M E Group Inc (common) Partial Sale 0 2 1 0 6 J None14 7 C M E Group Inc (comm on) Pamal Sale 0 4 1 0 3 J N o n e

1 48 C o ca C o la C o ( c o m m o n ) Patlial Sale 0 5 i 0 1 J None1 4 9 ! C o ca C o la C o ( c o m m o n ) Partial Sale 0 5 / 1 1 J None1 5 0 C o ca C o la C o ( c o m m o n ) Sell 0 9 ~ 1 6 J None1 5 1 Colgate-Palmolive Co(common) Bu y 01/27 J1 52 Colgate-Palmolive ( 2 0 ( co mmo n Partial Sale 0 4 1 0 7 J None

1 53 Colgate-Palmolive Co (common) Parlial Sale 0 4 1 1 6 J N o n e1 54 Colgate-Palmolive Co (common) Pa~lial Sale 0 5 / 0 5 J None1 5 5 Colgate-Palmolive Co (common Sell II/0~ J A1 56 Comcast Corp (common) Bu y 0 4 / 1 5 J1 . 5 7 Comcasl Corp (common) Partial Sale 0 6 / 1 7 J N o n e1 5 8 Comcast Corp (common) Buy 1 2 / 1 7 J1 59 ConocoPhillips (comm onl Partial Sale 0 2 / 0 3 J N o n e1 60 ConocoPhillips (comm on) E h ~ y 08/t4 J1 6 1 ConocoPhilhps (common) Buy 1 0 / I ) 2 Ji62 ConocoPhdlips (common) Bu y 1 1 / 0 5 J1 63 ConocoPhillips (comm on) Ba y I 1 / 1 7 J1 6 4 [ ConocoPhilhps (common) Bu y 1 2 / 0 3 J1 65 Constellation (common) 1 3 u y 0gi14 J1 66 Coop~r Industries(common) Buy 1 0 1 1 2 J

1 l nciGain Codes : A =1,000 o r l e s s B=$1,001 -$2.500 C =2.501 -$5,000 13=$5,001-$15,000 E=$15,001 -$50.000(Col BI, D4) F=$ 50,000-$100,000 O=$]00,00l- l ,000.000 H = $ 1. 00 0. 00 1- $5. 00 0.0 00 H 2 =$ 5. 00 0.0 01 o r m or e2 Val Codes: J=$15.000 or less K=$15,001-$50J)00 L=$50.001-100,000 M=$100~001-$250~000 N=$250.001-$500.000(Col C I, D3) O~500,000-$1,000,0(10 Pl= $ 1,000.001-$5,000,000 P2=$5.00fl=001-$25J)00,(100 P3=$25.000,001-$50.000.000 P4=$50.000,001 or more3 Va l M t h Code s : Q= Appra i sal R ~ 4 . ? ~ ) . ~ t ( r e a l e s ta t e o n l y ) S=Assessment l=C ash / M ar ke t(col C2) U= B ook Value V:O ~her W = E shm a t c


12/64

2009 FINANCIAL DISCLOSUKE REPORT Name of Person Repomng Dale of ReporlRob~r~ H. Cleland 0 8 1 1 3 / 1 0

VII. Page 12 INVESTMENT and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. Seepp. 36-54 of Instructions.)

A. B. C. D.Description of Assels Incom e during Gross vahm at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical period"(J) " forjoint ownership of reportingindividual and spouse, "(S)"for ( I ) (2 ) ( I ) (2) ( I ) If not exempt from d~sclosureseparate ownership by spouse. "(DC)" Amounl T y p e Value Value T y p efor ownership by dependent child Code (e.g.. Code Method (.c.g , buy,Place an "IX)" after each asset (A-H ) dividend. (J-P) Code sell, partial&rem ptfromprior d isclosure, r e n t o r (Q-W) sale, merger. (2) (3) (4 ) (5 )interest) redem ption Date: Value Gain Identity of buyer/selle~M o n t h - C ode C ode 01 private transactionD a y (J-P) (A-H )1 67 Cor~rmg lnc (common) Buy 0 1 / 2 1 J1 ~ , 8 Coming Inc (common) Famal Sale 1 2 / 1 6 J B

1 69 Coslco Who lesale Carp (common) Bu y 02/10 31 7 0 Costco Wholesale Carp (common) Bu y 06/23 J1 7 1 Costco Wholesale Carp (common) Pa~ial SaFe 0 9 t 0 4 J N o n e1 7 2 Covidien (common) Buy 1 2 / 0 7 J1 7 3 Credit Suisse Group(common) Bu y 0 9 / 0 8 J

1 7 , 1 Credit Suisse Group (common) Bu y 0 5 / ~ t J1 7 5 Cro,,,vn Caslle Intl (common) Buy 0 7 / 2 1 J1 7 6 Crowne Caste Intllcomrnon) Sell t0/09 J A1 7 7 DR I.Iorlon lnc (common) Buy 06/I6 J1 7 8 Danaher Carp(common) Bu y 0 4 / 0 1 J1 7 9 Danaher Carp(common) Buy 0 5 / 2 7 J

1 8 0 . Danahcr Co~(common) Buy 0 6 / 0 5 J1 8 1 Danahct Carp (common) Bu y 0g/I I .t"1 82 Danahe~ Carp (common) Bu y 0 9 / 1 7 J1 8 3 Deao Foods Co (common) Bu y 1 0 / 0 7 J1 84 Deere & Co(common) Sell 0 3 / 0 5 J N o n e

1 85 Dell (common) Buy 0 1 / 2 3 J1 8 6 Dell Inc (common ) Partial Sale 0 2 1 1 2 J N o n e1 87 Dell (common) Bu y 0 7 / I 5 J1 88 Dell (common) Bu y 0 8 / 1 2 J

I InciGain Codes: A=I ,000 or less B=$1,001-$2.500 C = 2,501-$5.000 D:-$5,001-$15,000 15=$15,001-$50,000(Col BI , [ ) 4 ) F=$50 , 000- $100 , 000 G=$100.001"I,000, 000 H=$1,000.001-$5,000,000 H2=$5,000,001 or marc2 Va l Code s : J= $ 15 ,000o l l e ss K=$15,001-$50.000 L=$50,001-100.000 M=$100~001_$250,000 N=$250,001_$500,000(ColCI , D3)O=500,000-$I .000,000 Pl~$1~000,001-$5,000.000 P2=$5.000,001-$25,000,000 P3=$25,(/00:001-$50,000,000P4=$50.000,001 ormore3 Va l M t h Code s Q=Appra i sa l R=t.ost (real eslatc only) S=Assessmcnt T~..2ash,~,iarket(col C2) U=Book Value V=()thcr W =Estimate


13/64

2009 FINANCIAl.. DISCLOSURE REPORT / Name of Pcrson Reporting Dale of ReportRobert H , Cleland 0 8 / 1 3 / I 0

VII Page 13 INVESTMENT and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. S e epp. 36-3 4 of Instructions.)

Description of Assets Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe a~et b)" using the parenlhetical period" (J) " for jo lnt ownership of reportingindividual and spoose. "(3")"for (I ) { 2) (I) (2 ) (ll tf not exempt from disclosureseparate ownership by spous~ "(DC)" Amount T y p e Vahle Vatuc T y p efor ownership by dependent child Code (e g., Code Method (eg.. buy.Place an "IX)" after each asset (A-H) d~vidend, I J - P ) C o d ~ i sell, partialexempt from prior disclosure, r e n t o r (Q-W) sale, merger. (2 ) 1 1 3 ) (4 ) (5) .i n t e r e s t ) redemption D a t e : Value Gain Identity of buver/sellerM o n t h - (:ode Code (if private ~ransaction)Day I J r - P ) (A-H)1 8 9 Dell(common) Buy t 1 1 2 3 J19 0 [)el l (comnmn) Buy 1 2 / 1 4

191 i Deutsche Bank AG Registered (commmO Pa:tial Sale 04/16 .i None1 9 2 [ Devon Energy (common) Buy 0 5 / I 8 J1 9 3 Devon Energy (common) B u y 0 2 ! 0 3 J1 9 4 ! Devon Energy. (common) Buy 0 2 1 1 0 J1 9 5 Devon Energy (common) Buy 04/0619 6 Devon Energy (common) Partial Sale 0 6 / 0 1 J None1 9 7 Devon Energy (common) Buy 0 7 1 1 5 J1 9 8 Devon Energy (common) Buy 1 1 / 1 91 9 9 Devon Energy. (common) Buy 1 2 / 0 3 120 0 Du Pont (E.I.) De Nemours (comm on) Bu y 0 4 1 0 9 J

2 01 Du Paul (E.I.) De Nemours Icommon) Bu y 1 " ) 5 / 2 12 0 2 Du Pont (E.I.) I)e Nemours (com mon) Bu y 0 5 / 2 7 J2 0 3 Du Pont (E.I.) De Ncmourslcnmmon) i l u y 0 6 , / 0 82 0 4 Du Paul (E.I .) l)c Nemours (common) Buy 0 6 / 2 42 0 5 Du Pont (E 1 ) De Ncmnnrs (common) I ~ u y 0 6 / 2 52 0 6 Du Paul I E I ) De Ncmours (common) Bu y 0 6 1 2 6 J2 0 7 Eastman Chemical Co ~common) Partial Sale 05/19 J A2 0 8 Eastman Cl~em~cal Co ~common) Partial Sale ! 1 / 2 3 ] A20 9 Eastman Chem ical Co (common) Sell 1 1 1 2 4 J A21 0 Eli L i l y ( c o m m o n ) Bu y 0 4 1 0 7

I Inc/Gain Codes: A= I ,000 o~ less B=$1.001-$2,500 (~2.501-$5.000 I)=$5,001-$I 5,000 E=$15,001-$50,000(Co l B I , D4) F=$ 5 0,000-$ 100,0(10 G = $ I ( 1 0 , 0 ( l l - 1 , 0 0 0 , 0 0 ( I tt:$1,000,001 -$5,000.000 1 1 2 = $ 5 , 0 0 0 , 00 1 o ~ m ~ ~ r c2 Va l Code s : J= $ 15 ,000 o r l e ss K=$15,001-$50,000 1..=$50.001-100,000 M=$100,001-$250.000 N=$250,001-$500,000(Col Ct, D3) O=500,000-$I.000,0110 PI= $1,000.00I-$5,000,000 12=$5.000.(101-$25,000.000 p3=$25.000,001-$50.000:000 P~=550,000,001 or m ote3 Va l M t h Code s : Q=A ppra i sal R=CosI (real es ta le only) g -Asses smen t T=Cash/Marke t( c o l ( _ ? 2 ) I)=Book Value V~:Othcr W = [ : i~ l i m ~ l c


14/64

2009 FINANCIAL DISCLOSURE REPORT Nam e of Person Reporting Date of ReportRobert H. Cle]and 08/13/IO

VII. Page 14 INVESTMENT and T RU STS- ~ncome value, transactions (Includes those of spouse and dependent children. Seepp. 36-54 of htstructiott~.)A. B. C. D.Description of Assets Income during G ro ss v al ue a t e n d T ran sac ti o ns d u ri n g r~p or tm g p e ri o dIndicate where applicable owner of reporting period of reporlingthe avset by using the parenthetical period"(d)" forjoint ownership of reportingindividual and spouse, "(S)"for ( I ) (2 ) ( I ) (2 ) ( I ) If not exempt fiom disclosureseparate ownership by s~oouse. "(DC)" Amount T y p e Value Value T y p efor ownership by dependent chilc Code (e.g., Code Method (e.g. , buy,Place an "(S) " after each asset C A - H ) dividend, ( . l - P ) Code s e l l o p a r t i a l~remptfrom prior d isclosure, r e n t o r (Q-W) sale, merger, (2 ) (3 1 (4) (5 )inlerest) redemption D a t e . Value Gain lde ntil) of buyer/sellerM o n t h - Code ( . ; o d e (if private transaction)D ay O-P) (A-H )

21 t Eli Lilly Co (comm on) Partial Sale 0 7 1 2 2 J A2 1 2 Eh Lilly Cu (common) Sell 09/29 J A2 1 3 EMC Cnrp (comn~on) Bu y 0 8 / 0 5 .I2 1 4 E M C Corp (common) Buy 0 8 / ( 1 7 J2 1 5 EMC Corp (common) Bu y 0 9 / 2 3 J2 t e , EMC Corp (common) Bu y 1 0 / 2 6 J2 1 7 EMC Corp(common) Bu y 1 2 1 2 1 .I2 1 8 E m e r s o n E l e c t r i c 1 2 o ( c o n . u n o n . ) Buy 0 1 / 3 0 l2 1 9 Emerson. Electric C o ( c o m m o n . ) Bu y 0 4 1 0 1 J2 2 0 Emerson. Electric Co (common) Partial Sale 05i29 .I N o n e22 1 Emerson Elects~e Co (common) Partial Sale 0 8 . / 0 5 J A2 2 2 Emerson Electric Cn Icommon.) Partial Sale 08/t9 J A2 2 3 Emerson Electric Co (common.~ Partial Sate 09/16 J A~ 2 4 Emerso~ ElecOic Co (commol~) Sell 1 0 / 2 2 J A2 2 5 Ec~5o Int] loc(commo nt Bu y 0 6 1 0 2 J2 2 6 EOC; Rcs Inc (commou) Buy O i t ~ 2 0 J2 2 7 EOG Rcs Inc (cornmon~ Buy J0 1 1 2 32 2 8 EO(5 Res Inc (commun) Buy O 2 / 0 3 J2 2 9 EO(.; Res Inc (comnton) Buy 0 4 / 2 2 J2 3 0 EOG Res Inc Icommun) Partial Sale 0 5 t 2 7 J N o n e23 1 EOG Res Inc (common) P ~ t r t i a t S a l e 0 6 i 2 4 J None

I lnciGain Codes: A=l,O00or less B=$1,001-$2,500 (?=2,501-$5,000 D =$ 5,0 01 -$ 15,0 00 E =$ 15,0 0! -$ 50 ,0 00t , ( o l B t , D4 1 F :$50 , 000-$100 , 000 G=$100,001-1,000,000 H:$I,000,001-$5,000,000 tl2=$5,000,001 or more2 Va l Code s J= $ 15 ,00Oor l e ss K =$ 15,001-$50,000 L= $50,001-100,000 M = $1 00 ,0 01 -$ 250 ,0 00 N =$ 250 ,0 01 "$ 50 0,0 00(Col C1, D31 O=500.000-$1.000,000 1 1 1 = $ 1,000,001-$5,000,000 P2=$5,000,001-$25,000,000 p3=$25,000,001-$50,000.000 P~=$50.000:001 or more3 V~I M th C o d es O-Ap p r a i s~d R=Cost (real es ta le only) S=Assessmenl "l:Casl~%.|arket!col C21 U=llook Value V=Other W =Eslimate


15/64

2009 FINANCIAL DISCLOSURE REPORT Nam e of Person Reporting Date of ReportRobert H. Cteiand 0 8 1 1 3 1 1 0

VII. Page 1.5 INVESTMENT and TR USTS - income, value, transactions (Includes those ofspou$e anddependenl children. Seepp. 36-54 of Instructions.)

A. B CDescription of Assets Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical period"(J)" for joint ownership of reportingindividual andspause, "(S)"for (1 1 [2 ) (I ) 1 2 ) (I ) ft,.not exempt from disclosureseparate ownership by spouse "(DC)" Amount T y p e Value Value Typefor ownership b.v dependent child. Code t.e.g. Code M e t h o d ties., buy,Place an "(S)" after each asset (A-H) dividend. !J-P) Code sell, partial~remptfrompriordiselosure. r e n t o r (Q-W) sale, merger, (2) (3 ) (4) 1 5)i n t c r e s l ) redemption D a t e : Value Gain I d e n t i t y o f b u 3 , e r i s e l le r/ v t o n t h - Code Code (il private transaction)D a y ( J - P ) A - H)2 3 2 EOG Res Inc (common) Partial Sale O 7 1 0 1 l None2 3 3 EOG Res Inc (common) Pania! Sale 07/IO J None2 3 4 . EOG Res Inc (common) Partial Sale 08/03 J A2 3 5 EOG Res lnc (common) Partial Sale 0 8 / 2 0 J A2 3 6 EOG Res lnc (common) Partial Sale 1 0 / 2 9 J A2 3 7 EOG Res Inc (common) Sell 1 1 1 1 6 J A2 3 8 Ericsson L M Tel C o ( c o m m o n ) Partial Sale 0 3 / 3 0 J None239 Ericsson L IVl Tel Co ( c o m m o n ) Partial Sale 0 6 / 0 5 J None2 4 0 Ericsson L M Tel Co (common! Sell 08/18 J None24 1 Exxon M obi le Corp (common) Partial Sale 07/10 J None2 4 2 Ex.xon Mobile Corp (common) Partial Sale 0 8 / 1 8 J None2 4 3 Ex.xon Mobi le Corp(common) Sell 1 0 / 0 1 J A2 4 4 Fannie Mac (common) S h o u l d h a v e b e e n l i s t e d

2 4 5 Fedex (COlOnlot0 . B u y 0 8 1 0 72 4 6 Fiflh Third Bancorp (common) Sell O 3 / 1 6 J None2 4 7 Fluor Corp (common) Sell 0 9 / 1 7 J N o n e2 4 8 Frartklin Resources lnc (common) Partial Sale 0 1 / 2 1 J N o n e2 4 9 Frank lin R esources Inc (com m on) Partial Sale 0 6 / 0 4 J N o n e250 Franklil l Resources I nc ( c o m m o n ) Bu y 1 1 1 0 4 J25 1 Franklin Resonrces lnc (cornmon) Bu y 1 1 / 0 9 J

1 lo t/Gain Codes: A=I ,000 or less B= $1,001-$2,500 C =2.501-$5,000 D=$5,001-$15,000 E= $15,001-$50,000( C o l B 1 . D 4 1 F = $50 ,000-$ 1 00 ,000 G= $ 1 00.001 - 1,000,000 1 1= 51 ,0 00 ,0 01 -55.0 00 ,0 00 I-t2= $5,0 00 ,0 01 o r m ore2 Val Codes : J=$1 5,000 OT less K=$15,001~$50,000 L::$50.001-10U,O00 M=$100,001-$250,000 N=$250,001-$500,000(Col CI, D31 O=500,000-$1,000.000 PI= $1,000,001-55.000,000 P2~$5,000.001-$25,000 ,000 P3=$25,000,001-$50.000,000 P4=$50,000,001 or mo re3 Val M th C o d es : Q = Ap p r a is a l R-Cosl ( teal es ta te only) S-:Assessm ent T=C aslffM arkcl(col C21 U=Book Value V=OIhcr W =Estimale


16/64


17/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dale of ReportR o b e r l H . C l e la n d 08113110

VII. Page 17 INVESTMENT and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. Seepp. 36-54 of htctraction.r,)A. B . C D .Description of Asse~s Incom e during Gross value a t end T~ansactions during reporting periodIndicate where applicable owner of reporting period of [eponmgthe asset by using theparenthgtical period"(J)" for ]oint ownership of reporting .....indi~iduala~dspouse, "(S)"for (I) 1 2) ( I ~ (2 ) (I ) If not exempt liom disclosureseparate ownership by spous~ "(DC)" Amount T y p e Value Value T y p efor ownership b.v dependent child Code (e.g., Code Method reg., buy.Place an ~Ot)" after each asset (A-H) dividend, (!-P) ( _ o d e sell, partial~remptfrom prior d isclosure, r e n t o r ( Q - W } sale, merger, (2 ) (3) (4) (5)i n t e r e s t ) redemption D a t e : Value Gain Identity of buyer/sellerM o n t h - (?ode Code (if private transaction)D a y (J-P) (A-H )

2 7 3 Gilead Sciences Inc (common ) Paaial Sale ~130 J A2 7 4 Gilead Sciences Inc (common ) P a . , a i a l S a l e 1 0 1 1 5 J A2 7 5 Glaxosmtthkline (common) 1 3 u y 0 4 1 0 72 7 6 Glaxosmilhkline (common) Partial Sale 1 1 1 1 6 J A2 7 7 Goldlr~afl Sachs G r o u p I n c ( c o m r n o n ) Buy 0 2 1 1 02 7 8 Goldman Sachs Group Inc (common) Partial Sale 0 4 i 0 9 ) None2 7 9 Goldman Sachs Group lnc (common) B u . v 0 . 5 1 t I2 8 0 Goldman Sachs Group lnc Icommon) Bn y 0 5 1 2 8

2 8 1 Goldman SachsGroup Inc icomm on) ,. Bu y 0 6 / 1 6 J2 8 2 Goldman Sachs Group Inc (common) Buy 0 9 / 1 12 8 3 Goldman Sachs Group lnc (common) Parlia] Sale 0 9 / 2 4 J A ,2 8 4 Goldman Sachs Group lnc Icommon) Bu y 1 0 / 1 62 8 5 Goldman Sachs Group Inc (commnn) Buy 1 0 / 1 9 J2 8 6 Goldman Sachs Group Inc (common) Bu y 1 0 1 2 22 8 7 Goldman Sachs Group I n c ( co mmo n ) Bu y I 1 / 0 4 J2 8 8 Google Inc (common) Buy 01/16 J2 8 9 Google Inc-Cl. A (common) Paniol Sale 0 4 / 0 7 J None2 9 0 Google Ioe-CI , A ( c o m m o n ) Partial Sale 0 4 / 1 5 .1 None29 1 Google Inc-C[, A (common) Parl~al Sale 0 4 1 2 0 J A2 9 2 Google Inc-CI, A (con~mon) Partial Sale 1 0 / 1 9 J A2 9 3 Greenl ie ld Financia l G r o u p ( co m m o n )

1 lnc/Gain Codes: A-I .000 o~ less B:$1.001-$2 ,500 C-2.501-$5,000 D=$5,001-$15,000 E:$15.001-$50.000(Col BI, D4) F=$ 50,000-$100,000 (1~$100,001-1,000,000 H~$1.000,001-$5.000,000 H2=$5:000.001 or m n~e2 Val Cod es : J~$ lS , 000or l e s s K =$ 15.0 01 -$ 50 ,00 0 I.:$ 50 ,00 1-10 0.00 () M=S100.001-$250.000 N=$250,001-$500,000(ColC I, D3) O=500,000-$1,000,000 PI= $1,00O,001-$5.0!)0,000 P2~$5.000,001-$25.000.1;00 P3=$25,000,001-$50,000.000 P4=$50,000:001 or mo re3 Va l M t h Code s : Q : :Appra i sal R;".Cos! (real cstale only) S=Asscssmcnt T =( ash iM ar ke l(col (72) l . J = [ : ~ o o k V a h J c V: Olhcl W =Estimatc


18/64

|2 00 9 F IN AN CI AL DI SC LO SU RE R EP OR T I Na me of Pe rs on R ep or li ng Date of ReportIobert H . C l e la n d 0 8 / I 3 / I 0V II . Pa g e 1 g IN VE ST ME N T an d T RUS TS - i n co m e , va l ue , tr a nsa ct io n s (Includes those of spouse and dependent children. S e epp. 36-5 4 of lnstr~tctions.)

A. B. C. D.Description o f Asse t s Incom e during (]ross value at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe a.iset by using the parenthetical period"(J)" forjoint ownership of reportingindividual and spouse, "(S)"for !l ) (2) (t ) (2 ) (I ) I f not exempt from disclosureseparate owrtership by spouse. "(DC )" Amount T y p e Value Value T y p efor ownership by dependent chih~ Code leg. , Code M e t h o d (e.g. , buy,Place an "IX )" after each asset (A-H) dividend, (J-P) Code sell, partialexempt from prior disclosur~ r e n t o r (Q-W) sale, merger, (2) (3 ) (4) (5)interest) redemption D a t e ; Value Gain Identity of buyerlsellerM o n t h - C ode C ode (ff private transaction)D a y (J-P) (A-H )2 9 4 Hartford Financial Svcs Grp (connnor~) Partial Sale 0 2 1 0 4 J None2 9 5 Hartford Financial Svcs Grp (common) Sell 0 8 / 1 2 J None2 9 6 t lewlett-Packard Co (common) Partial Sale 0 4 / 0 7 J Nooc2 9 7 Hewtett-Packard Colcommon) Partial Sale 0 5 , " 0 1 J None2 9 8 Hewlcr l -Packard Co (commnn) Partial ~tle 1 ~ / 0 4 J None2 9 9 Hewlett-Packard Co (common) Partial Sale 0 6 1 2 4 J None3 0 0 Hewlet t -Packard Co (common) Partial Sale 0 7 1 1 6 .1 None3 01 Hewlet t -Packard Co (common) Partial Sale 0 8 , 2 8 J A3 0 2 Hewlet t -Packard Co (commun) Partial Sale 1 0 i 0 5 ] A3 0 3 Home Depot Inc (common) Bu y 02/I03 0 4 Honeywel l Imernationul (common) Bu y 0 1 / 1 63 0 5 Honeywel l Internatmnal (commnn) Sell 0 5 / 0 6 J None3 0 6 Huntsman Corp (common) Bu y 1 2 / 1 630 7 l l linois "1"~1 W orks (common) Bu y 0 5 / 2 8 J3 0 8 1 l l l inois Tool Work s Icommonl Bu y 0 6 / 2 53 0 9 Illinois Tool Work s (common) Bu y 0 g / 1 4 J3 1 0 I l l in o i s " l ~ n l W o r k s ( c o m n ~ o n ~ Bu y t ) ( ) i ( )3 .I31 1 Illinois Tool Works (common) Bu y 0 9 1 0 8 J3 1 2 1 Illinois Tool W orks t , :ommon) Bu y 0 9 / 2 33 1 3 Illinois Iool Works(comm on) Bu y 1 ( 2 , 1 2 2 J3 1 4 1}linois Tool W orks(common) Bu y I 1 / 1 3 J

1 lnc/Gain Codes : A=I.O00 or Jess B=$1,001-$2.500 C =2.501-$5,000 D=$5,001-$15,000 E=$15,00]-$50, 000(12ol BI , D41 F =$50,00(1-$10() ,000 G=$100,001-t,000,0U0 H=$1,000,001-$5,000,000 H2=$5,0O0,001 or more2 Val Codes : J .~ :$15,000 or less K =$I 5,001-$50,000 L=$50,001-100,000 M=$100.001-$250,00 0 N=$25(J.f~41t$500,000(Col CI, D3J O=500,000-$1,000,000 l-l"- $1:000,001-$5,000,000 P2=$ 5,000,001-$25,000,000 p3=$25,000,001-$50,000,000 P4~$50,000,001 or more3 Va{ M th C o d es : Q =Ap p ~a isa l R=Cosl (real estate only) S=Asscssment T=CashlMarkel(col C2) U=Book Vatuc V-Other W=Estimate


19/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dale of Repo~lRobert H. Cleland 0 8 / 1 3 1 1 0

V II. P a ge 1 9 IN VE ST ME N T an d T RUS TS - i n co m e , va l ue , tr a nsa ct io n s (Includes those of spouse and dependent children. Seepp. 36-5 4 of Instructions.)

A. B. C. D.Description of Asset~ Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting permd o| reportingthe asset by using the parenthetical period"(J)" forjoint ownership of reportingindividual and spouse, "(S)"for ( 1 ) (2 ) ( I ) (2 ) ( I ) If not ex empt fiom disclosureseparate ownership by spouse_ "(D C)" Amount T y p e Value Value T y p efor ownership by dependent chil~ Code (cg. Code M e t h o d (e .g , buy,Place an "IX )" after each asset (A.H) dividend. (J-P) Code sell, partialexemptfrora prior disclosur& r e n l o r IQ-W) sale. merger, (2) (3J (4 ) (5)inlcrest) redemption D a t e : Value Gain Identib of buyer/sellerMonlh- Code C o de ( if p ri va te t ra ns ac tio nJD a y (J -P) (A-H )315 Ingersoll-Rand PLC (common) Bu y I 06/0331 6 ! Ingersoll-Rand PLC Icommon ) Bu y 1 0 / 0 9 J31 7 Ingersoll-Rand PLC (common) Bu y 1 0 / 2 23 1 8 Ingersoll-Rand PLC (common) Bu y I 1 / 1 2 J3 1 9 Intel Carp(common) Bu y 04/233 2 0 Intel C a r p (c o m m o n ) B u y 06/0t J32 1 Intel Carp(common) Bu y 0 7 / 1 7 J3 2 2 Inlel Carp{common) Bu y 0 9 1 1 0 J3 2 3 Intel Carp (common) Bu y 1 1 t 2 33 2 4 JC Penney Co Partial Sale 03/30 J None3 2 5 JC Penney Co Partial Sale 0 5 / 0 1 J A3 2 6 Jacobs EngineeringGrouptcommo n) Bu y 0t/09 J3 2 7 Jacobs Engineering Group {common) Bu y 0 2 1 1 1 J3 2 8 Jacobs Engineering Group Inc (common) Partial Sale 05/08 J3 2 9 Jacobs Engineering Group In (urnmon) Sell 05/20 J A3 3 0 Johnson Controls Inc (common ) Bu y 08/07 J3 31 Johnson C ontro ls In c Icommon) t ~ u y 09/17 J3 3 2 Johnson Contro ls I n c ( co mmo n . ) B u y 09/18 J3 3 3 JP Morgan Chase & Co (common) Partial Sale 0 3 / 3 1 J N o n e3 3 4 JP Morgan Chase & Co ~common) Bu y 0 5 1 0 6 J3 3 5 JP Morgan Chase & Co (common) Bu y 0 5 t 0 8 J3 3 6 JP Morgan Chase & Co (common) Bu y 05/15

I Inc/Gain (?odes : A=I,000 or less B=$1,001-$2,500 (~=2.501-$5.000 D=$5,001-$15,000 F.=$15~001-$50,000(Col BI , D4) 1=$50,000-$100 ,000 G=$100,001.1.000.000 H=$1,000,001-~;5.0f)0.000 H2=$5,000,001 or more2 Val Codes: J=$15,000 a t less K =.$ 15,001.$ 50.000 L= $50,001-1 00,0 00 M=$100,001-$250.000 N-$250,001-$500.000(Col C), 133) O=500,000-$1,000,000 Pl = $1,000,001-$5.000.000 P2=$5,000,001-$25,000.000 P3=$25,000.001-$50,000~000 P4=$50,000,001 o~ mo re

3 Val M th C o d es" O=Ap p r a isa l R =C ost (real estate only) S=A ssessm cn t T=C ash/M ark et(col C2) U= B ook Value V=O ther W :~istimate


20/64

2009 FINANCIAL DISCLOSUR-E REPORT Name of Person Reporting Date of Repo~Robert H. Cleland 0 8 / I 3 / I 0

V l 1 . Pa g e 20 IN VE ST ME N T an d T RUS TS - i n co m e , va l ue , tr a nsa cl io n s (Includes those of spouse and dependent chddren. Seepp. 36-5 4 of Instructions.)A. B. C. D .Descriplion of Asselx Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporling period of reporlingthe taset by using the parenthelical )eriod"(J)" for join t ownership of reportingindividual and spouse, "(,$9" for (I ) (2) (I ) (2) (1) If not exempi from disclosureseparate ownership by sp(mse. "(DC)" Amount T y p e Value Value T y p efor ownership by dependent child. Code (e.g., Code M e t h o d (eg. buy,Place an "(X )" after each asset (A-H) dividend, (J-P) Code sell. paalal~rempt from prior disclosure, r e n t o r (Q-W) sale, merger. (2) (3 ) (4) (5 )i n t e r e s O redemption D a t e : Value Gain Id en tib of buy er/sellerI M o n t h - C od e C od e (if private tran sactio n)Da y (J-P) IA -H )

33 7 Jp M organ Ch a s e & Co (c ommon) Buy 05~733 8 jp ~. . lorgan Chase & C o (common) Buy 0 6 1 0 5 J3 3 9 .1p Morgan Chase & Co (common) Bu y 0 6 / 1 23 4 0 JP Morgan Chase & Co (common) Bu y 0 7 1 0 7 334 1 JP Morgan Chast : & Cn (common) Parxial Sale 0 9 / 0 4 ) N o n e

3 4 2 JP Morgan Chase & Co (common) Partial Sale 1 0 / 0 9 J A3 4 3 JP Morgan Chase & Co (common) Bu y 1 2 / 1 0 J3 4 4 .1p Morgan Chase & Co (common) Buy 1 2 1 1 4 J3 4 5 KLA-Tencor Corp(common) B u y 0 9 / I I346 Kl..A-Tencor C o r p ( c o m m o n ) Buy I 0 / 0 1 J3 4 7 Kohls Corp (common) Buy 0 4 1 3 03 4 8 Kohls Corp (common) .. Buy 0 6 / 0 23 4 9 Kohls Corp (common) Pactial Sale 1 2 / ! ) 4 J None3 5 0 1.ibeay Enterlainment (common) Buy 04~135 1 Liberty Enlerlainloem (commo n) Palaial Sale 0 7 / 2 2 J A3 5 2 1 . i be r t y E n l c r ta m m e n t ( c o m m o n ) Sell 0 8 / 0 5 J A35 3 Limited Brands ( c o m m n n ) 1 3 , u y 0 4 / 1 5 J3 5 4 1 Lincoln Nal~onal Co~p (conm~on) Bu y 1 ) 1 1 2 7 J3 5 5 l . . incoln Nalional Corp (t:ommnn) Parlial Sale ) 1 / 3 0 J A356 Lockheed Martin Corp (common) Paalal Sale 0 4 / 2 1 J N o n e3 5 7 Lockheed Marlin Corp (common) Sell 0 5 1 0 7 J N o n e

1 lnciGain Codes: A=I ,000 or less B=$1,001-$2 ,500 C~2:501"$5,000 D=$5,001-$t5.000 ~!=$15.001-$50.000(Col BI , D4 ) F=$50 . 000- $100 , 000 G=$100.001"I,000,000 H = $1 ,0 00 ,0 01 -$ 5, 00 0, 00 0 H 2 ~$ 5,0 00 ,0 01 o r m o te2 Val Codes: J~$15,( )(Xlor less K =$15.001-$ 50,000 L:$ 50,001-100,000 M=$100,001-$250,000 N:$250.( )01-$500,000(Col C I, D3) O,=500,000-$1,000,000 PI= $1,000,001-$5,000.000 t2=$5.0(10,001-$25,000,000 p3=$25,000,001-$50.0OU.000 P-t=$50.O00.001 or more3 Val M I h C o d es : O=A p p r a is a l R=Cost (real estate only! S=Asscssmcnt T=~ash.fb"larkcl(col C2) t~-Book Value V=Other W =Estimate


21/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of ReportRuben H. Cleland 08/13/I 0

VII. Page 21 INVESTMENT and TR USTS - income, value, transaclions (Includes those of spouse and dependent children. Seepp. 36-54 of lnstructiotti.)A. B . C . DDescription o| Assets Income during G r o s s v a _ } u e a t c u d Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical period"(2)" for joinI ownership of reportingindividual and spouse, "(S)"for (I) (2 ) (1 3 (2 ) (I ) If not exempt from disclosureseparate ownership by spouse. "(DC)" Amount T y p e Value Value T y p efor ownership by dependent child. Code (e g.. Code M e t h o d (e .g. . buy,Place an "Or)"" after each as~et (A-H) d vidend, J - P ) Code sell, partial~xemptfroraprior disclosur~ r e n t o r ( Q - W / sale. merger. { . 2 ) (3 ) ~ 4 3 (5 )i n t e r e s t ) redemption Dale: Value Gain Identity of b uyer/sellerM o n t h - Code. Code (if privale transaction)D a y (J-P) (A-H )

358 Lowes Cos Inc (common) Bu y 0 4 1 2 1 J359 I . ow e s Cos Inc (c ommon) Buy 0 7 1 0 9 J36 0 ~ l .owes Cos Inc (common) Buy 0 9 1 2 1 J3hi Lowcs Cos Inc (common) Bu y 0 9 / 2 2 J3 6 2 I. .owes Cos lnc (common) Partial Sale 12tl8 J A

36 3 Macys Inc (cornmon) Partial Sale 0 2 ! 0 9 J None

3 6 4 lViacys Inc (comm on) Partial Sale 0 5 1 1 4 J None3 6 5 Macys Inc~common) Bu y 0 6 / 1 7 J

S h o u l d h a v e b e ~ n l i s t e d3 6 6 Maralhon Oil Corp (common) a . s f i d l s e l l o n 2 0 0 8R e p o r t , li n e 2 7 23 6 7 Masco Corp (common) Bu y 0 5 / 1 8 J3 6 8 McDonalds Corp (common) Bu y 0 2 1 1 0 J3 6 9 McDonalds Corp common) Parlial Sale 0 5 / 0 4 J None3 7 0 lvlcDonalds Corp(commo n) Parlial Sale 07/16 J N o t r e37 1 McDonalds Corp (common) Partial Sale 0 8 / 0 4 J None

Mcl)ona lds Corp (common) Pan)at Sale 0 9 / I 6 J A3 7 3 ! I x l cD n n a ~ s ( m p ( c o m l n o ~ ~ ) Sell 1 0 1 1 2 J A

3 7 4 Medco H ealth Sohltt(nts luc (conunonl Pa:lial Sale 0 3 1 3 0 J N o ~ t e

3 7 5 Medco H ealth Solutions lnc (common) Partial Sale 0 9 ! 1 6 J A

3 7 6 Medco ttealth Solul~ons Inc {commo n) Partial Sale 1 0 / 2 1 J A

3 7 7 Merck & Co Inc (common) Partial Sale 0 3 / 3 1 J None

I Inc/Gain Codes: A=I ,000 or less B=$1,001-$2.500 C=2.501"$5.000 D= $5,0 01 -$ 15.0 00 E =$ 15,0 01 -$ 50 ,0 00(Col BI, 1343 1:=$50,000-$100,000 G = $1 0 0, 00 1 -I ,0 0 0, 00 0 H = $ 1 ,0 0 0. (~ )1 - $5 ~0 00 ,0 00 H 2 = $ 5, 00 0 .0 0 1 o r m o r e

2 Val Codes: J~$15.000 ot less K=$15,001-$50,000 L~$50,00l100.000 M=$100,001-$250000 N=$250001-$500000~,Co} CI, D33 0~5!)0.000-$1.000,000 PI= $ 1,000,001-$5,000,000 P2=$5.000,001-$25,000,0t)0 1,3=$25,000,001-$50,000,000 P4=$50,000,001 or more3 Va! lVlth Codes ; ()~Appratsal R=L:ost (real estate only) S~Assessmenl [ =Cash/Markcticol (.?2) I.~=Book Value V=Olhe~ W =Est imate


22/64

t2009 FINANCIAL DISCLOSURE REPORT [ Name of Person Reporting Dale of Repor~Robin H. Cleland 08/13/I 0

VII. Page 22 INVESTMENT and TR USTS - income, value, transactions (Includes those of spouse and dependent children.pp, 36-54 of Instructions.)A. B. C. D.Descriplion of Assets Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe a~set by using the parenthedcal period"(jr) "for joint ownership of reportingindividual and spouse, "(S)"for (1 ) (2 ) (I} (2 ) (l) 1 1 " n o t e x e m p t f l o ra d i s c l o s u r eseparate ownership by spouse, " (DC )" Amount T y p e Value Value T y p efor ownership by dependent chil~L Code (e.g , Code M e t h o d (e.g., bay,Place an "(X)" after each asset (A-H) dividend, (J-P) Code sell, partial exempt[tempt(or disclosure, r e n t o r ( Q - W } sale, merger, (2) (3) (4) (5 )i n t e r e s t ) redemption D a t e : Value G ai n I de nt it y o f b uy ed se ll erM o n t h - Code Code (if private transaction)D a y (J-P) (A-H)

3 7 8 Merck & C o Inc (common) Partial Sa}e 1 1 / 1 2 J None379 Merck & Co lnc (common) Partial Sale I 1 /2 3 J None3 8 0 Mell. , ife lnc (commo n) Partial Sale 04/02 J None38 1 Mell.,il~lnc(common) Partial Sale 04/14 J None3 8 2 MetLifelnc(common) Partial Sale 05/26 J None3 8 3 Me(Life Inc (common) Partial Sale 0 6 / 2 4 1 None3 8 4 Metl. . i[e lnc (comm on) P a r t ia l S a G e 0 8 / 2 1 .I A3 8 5 Me(Life Inc (common ) Partial Sale I I 1 1 3 J A3 8 6 MetLife Inc (common) Partial Sale 1 2 / 1 5 J A3 8 7 Microsoft Corp(common) Bu y 0 4 / 0 1 J3 8 8 Microsol~ Cor9 (common) Bu y 04/13 J3 8 9 Microsoft Corp(common) Parlial Sale 04/30 J A3 9 0 Microsoft Corp (common) Partial Sale 05/07 J None39 1 Microsoft Corp (con(moo) Partial Sale 0 9 / 1 6 J A3 9 2 Microsoft Corp (common] Ba y 1 0 / 3 0 .I3 9 3 Molson Coors Brewin!~ Co (common) Day 0 2 / I I3 9 4 Molson Coors lYewiog Co (common) Sell 0 5 / 0 5 J A3 9 5 Monsanto Co (common) Partial Sale 02/06 J A3 9 6 Monsanto Co (common) Partial Sale 03/30 J A3 9 7 Monsanto Co (common) Partial Sale 0 5 / 2 8 .~ A

1 Inc/Gain C odes : A=I,000 o~ less R=$1,001-$2,500 (=2,50!-$5.()00 D=$5,001-$15.000 E=$15,0017550,000(Col R I, [ )4) F=$50,000-$ ~ 00 ,000 G=$ 100,001 - 1,000.000 H = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 1 " ~ ) , 0 0 0 H2=$5.000,001 or more2 Val Codes: J=$15,000 or Ic.s K = $15.001-$50.000 I.= $50.001-100.000 M =$I00,001-$250.000 N=$250,001-$500,000(Col CI. D31 O=500,000-$1.000,000 Pl= $ 1.000.001-$5,000,000 P2=$5,f)00,001-$25.000,000 p3=$25,000.001-$50,000.0001"4=$50,000.001 or more3 V a l Mth Code s Q=A ppra i s a l R=(~t~s,I (real estate only) . % . = A s s e s s m e n t T=~ash/Ma[kc l(col C21 (J=13ook Value V=Olher W =Estimate


23/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting I Date of ReportRobert H Cleland

I08/13/10

V II. P a ge 23 IN VE ST ME N T an d T RUS TS - i n co m e , va l ue , tr a nsa ct io n s (Includes those of spouse anddependem children Seepp. 36-54 of lnstructiorts.)A. B C. D.D~cription of Assets Income during Gross valae at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical period"(J)" for]mint ownersh tp o f reportingindividual and spouse, "(S)"for (I ) (2) (I ) (2 ) (I ) If not exem pt from disclosureseparate ownership by spouse. "(DC)" A r n o u n t T y p e Vatue Value T y p efor ownership by dependent child Code (e.g., Code Method ~,e.g .btb,Placean "IX)" after each asset tA-H) dividend. (J-P) Code sell, partialexempt from prior disclosur~ r e n t o r (Q-W) sale, merger, (2) ( 3 ) ( 4 ) (5)i n t e r e s t ) redemption Date: Value Gain Identify of bu.ver/sellerM o n th - Code (:ode (il- private transaction)Day (J-P) (A-H )

3 9 8 Monsanto Co (common) Partial Sale 05/29 J A

3 9 9 Monsanto Co(common) Partial Sate 0 6 / 0 4 J4 0 0 MonsantoCo(common) PartialSale 06/26 J A40 1 Monsanto Co (common) PartiaISale 07/22 J A4 0 2 Monsanto Co(common) PartiatSale 08/06 J A4 0 3 Monsanto Co (common) Sell 08/24 J A4 0 4 Morgan Stanley (common} Partial Sale 0 4 1 0 1 "J None4 0 5 Morgan Slanley (common) Partial Sale 0 4 1 1 3 J None4 0 6 Morgan Stanley (i:ommon) Partial Sale 0 6 t 1 8 J None4 0 7 Morgan Staoley (common) Bu y 1 0 / 1 6 J4 0 8 Morgan Stanley ( c o m m o o ) Bu y 1 2 / 0 1 J409 Motorola Inc (common) Bu y 04/15 J4t 0 Motorola Inc(common) Partial Sale 08/04 J None4 1 1 NatiooaI-Oilwell (common) Buy 0 5 1 2 8 J4 1 2 Netapp (common) Bu y 0 4 / 2 14 1 3 Netapp Inc (common) Sell 05/29 J None4 1 4 News Carp Inc (common) Bu y 0 1 1 3 04 1 5 News Carp lnc (common) Buy 0 4 / 2 3 J4 1 6 NewsCorp Inc (common) Bu y 06/29 J4 1 7 News Carp Inc (common) Partial Sale 0 9 1 2 2 J A4 1 8 Nexen lnc (common) Bu y 0 6 / 1 I J4 1 9 Nexen Inc (common) Bu y 07/13 J

I lo t;Gain Codes: A=I ,000 o t less B= $1.001-$2,500 C =2,501-$5,000 D=$5,001-$15.000 E=$15,00t-$50,000(Col BI , D4 ) F=$50 , 000- $100 , 000 G=$100.001-!,O00,O00 H=$1,000,001-$5.000,000 1.t2=$5,000,001 ot m ore2 Val C o d es : J =$ 1 5 ,000 a t l e s s K=$15,001-$50,01)0 L=$50.001-t00.000 M=$100,001-$250, 000 N=$250,001-$500,000(Col C!, D3) O=500,000-$1,000,000 PI= $1,000,001-$5.000.000 P2=$5.000.001-$25,000.000 p3=$25,000.001-$50,000.000 P4=$50,000,001 or more3 Val M I b C o d es : Q =A p p r a is a l R=Cost (real estate only) S=Assessmem T=Ca s h / Ma rk e t(c~l C2) I.J=Book Value V=Olhet W=:l~stimalc


24/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dale of ReportRobert H. Cldand 08/13/10

V II . Pa g e 24 IN VE ST ME N T an d T RUS TS - i n co m e , va l ue , tr a nsa ct io n s (Includes those of spouse and dependent children. Seepp. 36-54 of b structions.)A. B. C. D.Description of Assels Income during Gross value al end Transactions during rel~)rting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical ) e ~ i o d"(J) " forjoint ownership of reportingindividual and spouse, "(S)"for ( . I ) (2 ) (1 ) (2 ) (I ) If not exempt from disclosureseparate ownership by spous~ "(DC )" Amount T y p e Value Value T y p efor ownership by dependent chil~L Code (e.g , Code Method (e.g., buy.Place an "IX)" after each asset (A-H) dividend, J-P) Code sell. partial~:empt from prior disclosure, r e n t o r ( Q - W ) s a l e , merge r , (2 ) (3 ) (4) (5 )interest), redemption . Date: Value Gain ldentily ofbuyer/sellelM o n t h - Code Code iif private transaction)

D a y (J-P) (A-H )420 Nikc Corp(common) Sell ( 1 8 1 2 7 J None42 1 Nokia Curp-Spon ADR (commun) Bu y 0 1 J 2 7 J, 1 2 2 Nokia Corp-Spon ADR (commnn) Bu y 0 2 / 0 5 J4 2 3 Nokia Corp-Spon ADR (common) Bu y 0 2 / 1 0 J4 2 4 Nokia Corp-Spon ADR (common) Partial Sale 0 4 i 2 1 J N o n e4 2 5 Nokia Corp-Spol~ ADR (common) Parlial Sale 07/I J None4 2 6 NoahropGrumman Corp(comm on) Bu y 0 4 / 0 7 J4 2 7 Northrop Grumman Corp (comff~on) Bu y 0 8 / 1 4 J428 Nucor Cotp (common) Bu y 0 5 1 0 6 J4 2 9 Nucor Corp(common) Sell 0 9 / I I J None

430 Nvidia Corp (common) Partial Sale 0 4 1 0 1 J N o n e43 1 Nvidia Corp(com~non) Sell 0 b , ~ 0 5 J None4 3 2 NVR Inc (common) Bu y 0 7 / 2 8 J4 3 3 NVR Inclcommon) Bu y ( 1 8 1 2 5 J434 NVR Inclcommon) Bu y 1 0 /0 5 J4 3 5 Occ~deotal Pe ~olet ~ Cow (common) Buy 0 2 1 0 3 J4 3 6 Occidental Petroleum Corp(contmort) Bu y 0 6 / 2 5 ]4 3 7 Occidcnlal Petroleum Corp Icommon) Bu y 0 6 / 2 9 J4 3 8 Occidental Petloleum Corp (common) Buy 0 7 1 2 3 J4 3 9 Occidental Petroleum Corp (common) Bu y 0 9 / - 9 1 J4 4 0 Occidental Petroleum Corp (comnml0 Buy 1 0 / 1 3 J4 41 Occidenlal Petroleum Corp {comm on) Partial Sale ~ 0 1 2 9 J A

1 Inc/Gain Codes: A=I,000 o ~ less B=$1,001-$2,500 U=2-5!)1"$5,0 0 0 I)=:$5:001-$i5,000 E=$15"001-$50"000(Col BI , 1)4) F=$50,000 -$100,000 G=$100,001"I, 000,000 11=$1 .000 00t-$5.000:000 |.12=$5,000,001 ot mote2Va l Code s : ]=$ 15 ,000 o t l e ss K~$15,001-$50,000 Ly$50.001-100,00) M=$100,001-$250,000 N=$250,001-$500,000(Col CI, D3) O=500,000-$1 000.000 PI = $ ,000,001-$5.000.000 P2=$:, 000,00t-$25, )00,000" P3-$25.000,001-$50.000,000 P4=$50 000.00] tn mo re3 Va t M t h Code s Q ~ Appra i sa l R=Cosl (teal es ta te only) S:/~ssessmcnt l : :-Cas lVM~ket(col C2) U= B ook Value V= O lh er W :E s tima le


25/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of ReportRobert H. Cleland 08/13/10

VII. Page 25 INVESTMENT and TR USTS - income, value, transactions (Includes those of spouse and dependent children. Seepp. 36.54 of Instructions.)A. B. C D.Description of Assets Incom e during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period o f r e p o r ~ i n gthe asset by using the patenthetical period"(J)" for joint ownership of reportingindividual and spouse, "(S)"for ( i ) (2 ) ( 1 ) (2 ) ( 1 ) If not exem pt from disclosureseparate ownership by spouse. "(DC)" Amount T y p e Value Value T y p efor ownership by dependent c hild Code ( e . g ~ Code M e t h o d (c.g . buy.Placean "(7~)" after each asset (A-H) dividend, ( J - l -z } Code ~ e l l , p a r t i a le.xempt from prior disclosure, r e n t o r (Q-W) sale, merger. (2 ) (3) (4) (5 )interest) redemption Date Valoe Gain ldentit), of buyer/sellerMonlh- C ode C ode (if private transaction)

D a y (J -P) (A-H )4 4 2 OffIce Depot Inc (common) B u y 1 0 /0 9 J4 4 3 Pacc~r Inc (Fommon) B u y 0 4 / 0 7 J4 4 4 Paccar lnc (common) Sell 05tl4 J None4 " - 1 5 Pepsico Inc (common) Buy 0 4 1 1 5 J446 Pepsico Inc(common) Parlial Sale 0 5 / 1 4 J None4 4 7 Pepsico Inc (common) Buy 08/10 J4 4 8 Pepsico lnc (commo n) Partial Sale 1 0 / 1 6 J None4 4 9 Petrolco Brasila~ro(common ) Buy O & O l J450 Petroleo Brasileiro(common) Buy 0 9 1 2 3 J45 1 Petroleo Brasileiro(common) Buy 0 9 / 2 5 J4 5 2 ! Petroleo Brasileiro (comm on) Partial Sale I 1 : 2 4 J A4 53 [ Petroleo Brasileiro (common) Sell 1 1 / 2 5 J A454[ Pfizer Inc (comm on) Partial Sale 04/09 J None4 5 5 [ Pfizer Inc (common) Bu~ 08/14 J4 5 6 Philip Morns lntl (common) Partial Sale 0 4 1 2 1 J A4 5 7 Philip Monis Inll (common) Partial Sale 04/28 J N o n e4 5 8 Philip Morris Intl (common) Partial Sale 0 5 / 0 1 J None4 5 9 Philip Morris Intl (commo n) Partial Sale 0 6 / 0 5 J None4 6 0 P hi li p M o rr is I n l l (c om m o n ) Partml Sale 0 6 / 1 2 J None4 61 Phdip Monis lntl {common) ParUal Sale 0 6 i 2 2 J None46 2 Phihp Morris Intl (common) Sell 0 7 , r 2 7 J None4 6 3 Principal Financml Group ( c o m m o n )

Buy 1 0 / 1 9 J

1 Inc!Gain Cod es A=I,00{J or less B=$1,001-$2,501t (.:-2,501-$5.0t)O D=$5,001-$15,000 E=$15,1)01-$50.000(Col B | . D4 ) F=$50 , 000- $100 . 0 ( ! 0 ( j= $1 (. ~) ,0 01 -1 ,( l( !0 ,0 00 t 1= $ 1, 00 0, 00 1- $5 ,0 00 ,0 1) 0 H2=$5,000.001 or more2 Va l Code s : J=$ 15 ,0~ o r l e ss K=$15A)01-$50.U00 I.=$50,001-100,000 M=$100,001-$250.000 N=$250-001"$500,000(Col CI . D31 O=500,000-$1,0~,000 PI~ $ 1,000.001-$5,0~,000 P2=$5.000.001-$25.000,000 P3=$25,000,001-$50.000,000 I4=$50,000,001 or more3 V~d M~h C odes : O=-Appraisal R=Cosl (real c~lale m~ty) ~ -Assessment T=Cnsh/Marke t(col C2) U:Book Value v=()lhcr W :[Ss limalc


26/64

2009 FINANCIAL DISCLOSURE REPORT Nam~ of Person Reporting Date of ReportRobert FI. C leland O 8 / 1 3 1 1 0

Vll. Page 26 INVESTMENT and TR USTS - income, value, transactions (Includes those of spouse and dependent children. S e epp. 36-5 4 of Instructions.)A. B. C D.Description of Assets Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical period"(J)" for joint ownership of reportingindividual and spouse. "(S)"for (I ) (2) (1) (2 ) (1 1 I f not exempt from disclosureseparate ownership by spous~ "(DC)" Amount T y p e Value Value T y p efor ownership by dependent child Code (e.g., Code Method (e.g., buy,Place an "(X)" after each asse~ ( A . I - 1 ) dividend, (J-P) C o ~ l e sel!, partialexempt from prior disclosur~ r e n t o r ( Q - W ) sale, merger, (2 ) (3 ) 1 4) (5)i n t e r e s t ) redemption D a t e : Value Gain Identity of buyer/sellerM o n t h - Code Code tit" private transaction)D a y [.l-p) (A-H)

, 1 6 4 Procter & Gamble Co Icommon) Partial Sale 0 1 / 1 4 J N o n e4 6 5 Procter &. Gamble Co (common) Bu y 0 4 / I 5 J

4 6 6 1 Procter & Gamble Co (common) Partial Sale 07/i0 .I A46 7 Procter&Gamble Co comm onl Partial Sale 0 8 1 0 6 J None, 1 6 8 Procter & Gamble Co (common) Partial Sale 0 9 / 1 0 J A4 6 9 Proc te r & Gamble Co I c n m m o n ~ Partial Sale I 1 / 1 7 .I A4 7 0 Procter & Gamble Co t common) Sell 1 2 / 1 5 J B47 1 Pulte Homeslnc (common) Bu y 0 8 / I I J4 7 2 Qualcomm lnc Icommon) Bu y 0 1 / 2 3 J4 7 3 Qualcomm Inc (common) Bu y 0 4 1 1 54 7 , 1 Quanta Services Inc (common) Bu y 0 8 / 2 4 J4 . 7 5 RRI Energy f f : a Re l i a n t E ne rgy (c ommon)4 7 6 R e s e a r c h in M ~ . ~ m , n Ic o m m o n )

R e p c , r l . l i n e 3 6 5

4 7 8 Rio Tinto Iconurton) Sell 1 1 1 2 5 J A4 7 9 Royal I)ulch .~hcll PI.(.ADR (~:ummo n) Partial Sale 0 3 . / 3 0 J N o l l e 1 8 0 Ruyal Dulch Shell PI.C-ADR (commol0 Partial Sale 0 4 ~ 2 9 J N o n e 1 8 1 Royal l)ulch Shell PI.C.AI)R (comm on) Sell 0 7 / 1 3 J None4 8 2 Safe,.vay Inclcommonl Sell 0 7 i 2 . 8 J None

4 8 3 Sanol-~Synlhe abolcommon) Sell 0 5 i 2 6 J N o n e4 8 4 Scher rag-Plough Corp (common ) Partial Sale 0 t 1 2 7 J None

I Inc/Gain C odes . A=I.000 Or less B=$1,001-$2,500 C=2,501-$5, 00 0 D=$5,001-$15,000 E=$15-001-$50,000(Col Bt, D41 F-$50,0011-$1 00,0110 G=$100,001-1,000,000 I-t=$1,000,001.55,0!10.01"10 |t2=$5,000.001 or more2 Val Codes: .I-$15,1)001~r leas K = $ 1 5 , 0 1 1 1 - . $ 5 0 , 0 0 0 L=$50,001-100,000 M:$100,001-$250,000 N:$250.0111-$500.000(,Col Ct, D3) O-500A100-$1.000~000 PI= $ 1,000,001-$5,000 000 P2=$5,000,001-$25,000,000 p3=$25,000,001.$50,000,000 P4=$50.000001 or m ote3 Val .. .vhh C ode~. (.)=Appraisal R=Cosl [real estate only) S=Assessment T =Ca s h / Ma rk e t(cot C21 U=Bo~,k Value V=()lhet W=Estin,~lc


27/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Report ing D a t e o f R ~ e p o r ~R o b ~ l H . C l e la n d 0 8 / 1 3 / I 0

(Includes those of spouse anddependent childre~. S e eVII. Page 27 INVESTMENT and TR USTS - income, value, Iransactions pp. 36-5 4 of Instructions.)A. B. C D.D e s c r i p t i o n of Assets Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period ol repomngthe asset by using the parenthetical ~ y e r i o d"(J) "for joint ownership of reportingindividual and spouse, "(S)" for (I ) ( 2 ) ( ~ ( 2 ) (1) If not exm npt fromdlsclosureseparate ownership by spouse. "(DC)" Amount T y p e Value Value T y p efor ownership by dependent chila~ Code leg.. Code M e t h o d (eg : buy.Place an "(X)" after each asset (A-H) dividend, (J-P) Code sell. partial~en~t from prior disclosur~ r e n t o r ( Q - W ) sa|e, merger. (2) (3 ) (4) (5 )interest) redemption D a t e : Value Gain Identity of buyer/sellerM o n t h - C ode Code (if private transaction)Day ( J - P ) A-H)

4 8 5 Schering-Plough Corp(common) Bu y 04/30 J4 9 6 Schering-Plough Corp (common) Sell 1 I 1 0 4 J A

4 8 7 Schl mberger t.td (common)Partial Sale 1 2 / 1 6 J None

4 9 8 Schwab (Charles) Corp (common) Sell O 7 / 1 5 J A48 9 Smithfield Foods Inc (common) Bu y 0 6 / 2 2 J490 Sprint Nextel Corp(common) Partial Sale 0 1 1 2 8 J N m ~ e4 9 1 Sprint Nextet Corp (common ) Bu y 07/30 J4 9 2 Sprint Nextcl Corp (common) Ba y og!10 J4 9 3 Sprint Ncxtel Corp(common) Bu y 1 0 /2 8 - - J4 9 4 SPX Corp(common) Buy 0 6 1 3 0 J4 9 5 Steel Dynamics lnc (common) Bu y I 1 ! 2 0 J4 9 6 Soncor Energy (common) Buy 1 0 / 1 3 J

, 1 9 7 Supervalo I n c ( c om m o n ) Partial Sale 0 4 / 0 6 J None49 8 Supervalu Inc (comm on) I ~ u y 10il6 J. - 1 9 9 Supe~.alu Inc (common) Buy 1 2 / 0 2 J

.... 500 Symantec Corp (common) Buy 04/08 J50 1 Symanlec Corp (common) B u ) . 1 0 / 3 0 J5 02 Taiwan Semicondnctor(common) ~ t ) - 05;06 J5 0 3 Taiwan Semiconductor (common) Buy 0 5 1 0 7 .I5 0 4 Taiwan Semiconductor (common) Sell IliI I J None5 0 5 Target Corp(common) B uy 0 4 1 1 5 J5 0 6 Targel Corp(common) Bu y 0 6 / 2 3 J

I Inc/Gain (?odes: A=l.000or less B=$1,001-$2.500 C=2:501"$5,0 0 0 D=$5,001"$15:000 E=$15001"$50000ICol B I , D4) F=$50,000-$100,000 G=$ 100,001 - 1,000,000 t I=$ 1.000,001 -$5,000,000 H2=$5,000,001 or more2 Val C o d es : J =$ 1 5 ,000 o r l e s s K=$15,001-$50~000 L=:$50.001-100.000 M=$100,001-$250.000 N=$250,001"$500,000(Col C I, D3) (.)=500,000-$1,000,000 pl= $ 1,000,001-$5,000.000 p2=$5.000,001-$25,1)00,000 p3=$25,000,001-$50.000,000 P4:~$50~000.001 or more3 Val M lh C o d es : Q =Ap p r msa l R=Cosl (real es ta te only) S~Assessmenl T=Cash/Market( c o l C 2 ) U=f3ook Value V=Olhe~ W ~Estim ate


28/64

2009 FINANCIAl., DISCLOSURE REPORT Name oJPerson Reporting Date of ReportRobert H. Cleland 0 ~ I 1 3 1 1 0

VII. Page2g INVI~qTMENTand TROSTS-income, value, lransactions (lncludes rhose of spouse and dependem children. S e epp. 36-5 4 of h~structtons,)A. B C. D.D~cription of Assets Income during G ro ss va l ue a t en d T ran sac ti o ns d u nn g r ep o rt in g p er io dIndicate where applicable owner of reporting period of reportingthe aSset by using the parenthetical period"(d) " forjoinl ownership of reporlingindividual and spouse, "(S)"for (I ) (2 ) (|) 1 2) (I ) IInot exernpt from disclosureseparate ownership by spouse_ "(DC) A m o u n t T y p e Value Value T y p efor ownership Itv dependent child Code leg.. Code Method (e.g. , buy,Plaeean "IX)" aftereach asset (A-H) dividend. I J - P ) Code sell, partialexempt from prior disclosur~ r e n t o r (Q-W) sale, merger, (2)i n t e r e s t ) redemplion D a t e : Value Ga in I de nt it y o f bu ye r/s el le rM o n t h - Code C od e ( if pr iv al e tr an sa ct io n)D a y ( J - P ) { A - H )

50 7 Target Corp (commoo) Bu y 06/25 J50 8 Target Corp (common) Bu y 1 0 1 1 3 l5 0 9 Target Corp (common) Bu y 1 0 1 2 6 J5 1 0 Teva Pharmaceutical-.SP AI)R (comm on) Partial Sale 04/30 J N o n e51 I Teva Pharmaceuhcal-SP ADR (common) Parlial Sale 05/07 J N o n e5 1 2 Teva Phatmaceut~caI-SP ADR (comm on) Partial Sale 1 t ) 2 3 .1 A51 3 Texlron In((common) Partial Sale 01/30 J N o n e51 4 Text ron In( (common) Bu y 0 7 1 1 45 1 5 The W alt Disney C~; (common) Bu y . 0 4 1 2 1 J5 1 6 The Walt Disney Co Icommon) Partial Sale 0 5 1 2 9 J A5 1 7 The W al t Disney Co (common) " Partial Sale 0 7 1 2 0 J A5 1 8 The Walt D~sney Co (common) Partial Sale 0 8 / 0 3 J A5 1 9 Time Warner Cable (common) Bu y 0 4 / 0 7 . J5 2 0 Time Warner Cable(common) Bu y 0 4 / 1 5 J

52 1 "Fime Warner Cableltommon) Bu y 0 5 / ( 1 5 J52 2 "time W arner Cable (common) Partial Sale 09/09 J A

52 3 Time W arner Cable (common) Bu y 1 2 / 1 6 J52 4 Time Warner In,: (eommoM Bu y 0 1 / 0 7 i5 2 5 T t m e W a r n e r lnc (cormnonl Buy 04/23 J5 2 6 Time Warner In(0:ommon) Bu y 06/16 J52 7 Time Wamel lrlc (common) Parlial Sale 1 2 1 1 6 J None5 2 8 TJX Cornpamcs In( (common) Sell 0 5 1 1 5 J A

I lnc/Gain Codes: A=I ,000 or less B= $1,001.$2,500 C = 2.501-$5,000 D=-$5.001-$15,000 t!=$15,001-$50.000(C ol B 1, D41 F ~$ 50 ,0 00 -$ 10 0,0 00 G= $I0 0,0 0I-I.0 00 ,0 00 H:$1,000.001-$5.000,000 H2=$5.000,001 or more

2 Val C odes: J=$15,I ) l) l) o r less K =$ I 5,001-$50,000 L=$50.001 - 100.000 M =$100,001 -$250.000 N=$2q 0.001 -$500.000(Col C1. [)3) (i)"500,000-$1,000.0110 P]: $1,000,001-$5,000,000 P2:$5,(~ff)0.00I-$25,000.000 P3=$25,000,00t-$50,000,000 P4=$50,0(.81,001 o~ more3 Val M th ( : o d es : Q =Ap p r a is a l R=CosI ([cat estate only) S~Assessment T=CashlMatkc t(ol C2t [J - B o o k " ~ a l u c V-Other W=Estimalc


29/64

2009 FINANCIAl. DISCI.OSURE REPORT Name of Person Repomng Date of ReportRob~rl H. Cleland 08/13/10

VII. Page 29 INVESTMENT and TR USTS - income, value, transactions (Includes those of spouse and dependent children. Seepp. 36-5 4 of Instructions.)A. B. C D.D e s c r i p t i o n of Assels Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical period"(J)" forjoirtt ownership of reportingindividual and spouse, "(S)"for (I ) (2) (I ) (2 ) (I ) I f not exempt from disc!osureseparate ownership by spouse. "(D C)" Amount T y p e Value Value T y p efor ownership by dependent c hild Code (e.g., Code Method (e.g.. buy.Place an "(X)" after each assel (A-H) dividend. (J-P) Code sell. partialexemptfrora prior d isclosur~ r e n t o r ( Q - W ) sale, merger, (2 ) (3) (4) (5 )i n t e r e s t ) redemption D a t e : Value Gain Identity of buyer/sellerM o n t h - Code Code (if private transaction)D a y ( . l - p ) (A-H)

5 2 9 Torchmark (common) Bu y 0 5 / 0 4 J5 3 0 Torchmark (common) Sell 0 8 / 0 3 J A5 31 Toyota Motor Corp (common) Partial Sale 0 1 / 1 4 J None5 3 2 Toyota MotorCo~p(common) Partial Sale 0 4 / 2 1 J N o n e5 3 3 Toyota Motor Corp (common) Partial Sale 0 4 / 2 4 J None5 3 4 : Toyota Motor Corp (common) Bu y 0 5 / 2 7 J5 3 5 Toyota Motor Corp (common) Partial Sale 0 9 / 2 2 J A5 3 6 Travelers Co Inc (common) P a r . t ~ a l S a l e 0 3 / 3 0 J None5 3 7 Travelers Co lnc (common) Sell 06/05 J None

5 3 8 Travelers Co Inc (common) Pamal Sale 0 6 / 2 9 J N o n e5 3 9 "l-yco Electronics Ltd (commo n) Bu y 0 4 / 3 0 J5 4 0 Tyco Electronics Ltd (comm on) Bu y 0 5 / 2 1 J5 41 Tyco Electronics Ltd (comm on) Bu y 0 8 / 1 0 J5 42 Tyco Electronics Ltd (comm on) Bu y 1 ! / 2 5 J5 4 3 Tyson Foods Inc (common) Partial Sale 0 6 / 2 3 J None5 44 Tyson Foods Inc (common) Sell 0 8 / 0 4 J A5 45 Union Pacific Corp(common ) Partial Sale 0 1 / 0 5 J None

5 4 6 Union Pacific Corp(common) Bu y 0 5 / 0 1 J5 4 7 Union Pacific Corp (common) Partial Sale 1 1 / 0 4 J A5 4 8 Union Pacific Corp (common) Partial Sale 1 2 / 0 3 J A5 4 9 United Parcel Services Icomon) Bu y 0 9 / 1 7 J550[ United Technologies Corp (comm on) Bu y 09/tl 3

I Inc/Gain Codes: A =I ,000 or less B=$1.001-$2.500 C =2.501-$5,000 D=-$5,001-$15,000 E=$15,001$50.000(Col B 1, D4) F=$50,000-$ 100,000 G=$ 100,001 - 1.000.000 H=$ 1,000,001 -$5,000.000 1-12=$5,000,001 or more2 Va l Code s : J= $ 15 ,000or l e ss K=$15,()01-$50,000 1.=$50,001-100,0 0 0 M=$I00,001-$250,000 N=$250001"$500:000(Co! CI, D3) O=500,000-$1.000,000 P1 = $ 1,000,001-$5.000,000 P2=$5,000,001-$25,000.000 p3=$25,000,001-$50,000,000 P4=$50,000,001 of mote3 Va l M t h Code s : Q=A ppra i sal R=Cost (real estate only) S=Assessment T=Cash]Marker(col C2) U=Book Value V-Other W -Estimale


30/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dare of ReportR o b er t H . C l e l an d 08113/l 0

VI I. Page 30 INVESTMENT and TRUSTS - income, value, transactions ( Includes those o f spouse and depend en t chi ldren . Seepp. 36-54 o f Ins[rue[ io ta.)"A. B. C. D.

Descriplion of Assels I n co m e d u r i n g G r o s s v a l u e a t en d Transact ions during repo rt ing per iodndicate where applicable owner of repor t ing per iod of reportingthe asset by using theparenthetical per iod"(J) for jo in t ownership o f repo rt ingindividual and spouse, "(S)"for (I) (2 ) (I) (2 ) (1 ) I f n o r ex e m p [ f i o m d i sc l o su r e

separate owner.~hip by spouse. "(DC)" A m o unt T y p e V alue V a lue T y p efor ownership b.v dependent child C o d e (e.g. C o d e M e t h o d (e.g., buy,Place an "(X)" after each asset (A-H) dividend, ( J-P) C o d e sel l , partialexempt from pr ior d isclosur~ t en! or ( Q -W ) sale, merger. (2 ) (3) (4 ) (5 )in teres t ) r ed em p t i o n Dale: Value Gain Iden t i~ o f buyer/ sel lerM o n t h - C o d e C o d e (if private transaction)Da y J-P) (A.H) 551 U n i le d T e c h n o lo g i e s C o r p ( c o m n t o n ) Sel l I I I19 J A

~3 2 U n u m G r o u p l c o m m o n ) Bu y 0 4 1 2 2 J553 U S Ba n c o rp ( c o m m o n ) Bu y 05Iig J5~4 U S B a n c o rp ~ c o m m o n ) Bu y 05121 J5~5 [ j S B an co r p ( co m n *~ o n ) Bu y 10/05 J556 US Bancorp (common) Part ial Sale 11/Ig J A557 Vale SA (common) Bu y ] 1 !27 J558 Valero Energy Corp (eolllmon) Bu y 07/15 J559 Valero Energ3," Corp(common) Bu y 07130 J56 0 Valero Energy Corp(common) Bu y 08119 J

561 Verizon Communicationsln,: (common) Part ial Sale 01/30 J N o n e

562 Verizon Commuuications lnc (common) Sell 02/t I J None

563 Vertex Pharmaceuticals Inc (common) Bu y 11/16 J564 Vtacom In[common)565 VISA Inc (commOn) Bu y 04/21 J566 VISA Inc icommon) Bu y 05/06 J56 7 V ISA l n c (c o m m o n ) Par t ial Sale . 10106 " J A568 Vodalonc Group FI.C (common) Bu y 04129 J56 9 Vodafone Group PLC (common) Bu y 07/21 J570 WaI-Mart Stores (common) Part ial Sale 04/28 J N o n e57 l WaI-Marl Stores [common) Part ial Sale 1 0 1 2 1 J N o n e572 Wells Fargo & Co (common) Bu y 02110 J

I lo t /Ga in C odes : A(Co l BI , D4) F=$ 5 (1 , (~ 0-$ 10(1 ,000 G~ $ 100,001-1 ,000,000 H= $1.000,001.$5,000,000 I. -12=$5,000.001 or m ore2 Val C o d es : J =$ 1 5 .000 o r l e s s K=$15,001-$50,000 L=$50,001-100,000 M=$100"001"$250"000 N=$250001$500000(Col CI, D31 O=500.000-$1,000,000 p 1 = $ 1,000,001-$5,000,000 P2=$5.000,001-$25,000,00 0 p3=$25,000,001.$50,000.000 P4=$50,000,001 or more3 Val M Ot Codes ; Q=Apl)~aisal R~Cosl (real es la le only) S-Asses smen t q-=Cash/Markel(col C21 U=Book Value V=Other W =Estimate


31/64

2009 FINANCIAL DISCLOSURE REPORT I Name of Person Reporting Date of RepoaI Rober t H. Cteland 08/13/10

(Includes those of spouse and dependent children S e eV II . Pa g e 31 IN VE ST ME N T an d T RUS TS - i n co m e , va l ue , tr a nsa ct io n s pp. 36-54 oflnstructior~.)A. B. C. D.Description 0f Assets Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of reporting p e r i o d of reportingthe asset by using the parenthetical period"(J)" for ]otnt ownership of repoaingindividual andspouse, "(S)"for ( I ) (2 ) ( I ) (2 ) (1 ) If not exempt from disclosureseparate ownership by spouse. "(DO" Amount Type V a ~ u e Value T y p efor ownershi, o by dependent child~ Code (e.g.. Co~e M e t h o d (e.g., buy

P l a c e a n (X)" aftereach a.~set (A-H) dividend, (J-P) Code sell, p a r t i a lexempt from prior disclosure, r e n t o r Q- W) sale, merger, (2) (3) (4) (5 )i n t e r e s t ) redemption Date: Value Gain Identity of buyer/sellerMonlh- Code Code (i|" private transaction)D o 3 ) " (J-P) A-it)

5 7 3 W ells Fargo & Co (common) Partial Sale 0 3 1 1 0 J None5 7 , 1 W ells Fargo & Co(common) Bu y 0 5 / 0 8 J ,5 7 5 W ells Fargo & Co (common)

Bu y I 1 / 2 55 7 6 W ells Fargo & Co (common) Bu y 1 2 / 1 75 7 7 W estern Digital Corp (common ) Parlial Sale 05/20 J Nonc5 7 8 W estern Digital Corp (common ) Partial Sale 05/29/09 J N o t r e5 7 9 Wyeth (common) Sell 04/09 J None5 8 0 XL Capital Lid (common)58 1 82 C Drvidend N T& CapitalGains5 8 2 DFA Large Cap Intemalional Fund Sell 0 2 / 1 7 ) None Should have beenlisted as partial sale on2008 report, line 4715 8 3 DFA Emerging M arke t Core Equi ty Fund

Sell 05/08 J None5 8 4 DFA US Vector Equity Fund B u . s . 0 1 1 2 6 J5 8 5 DFA US Vector Eqtoty Fund S e ~ l 0 5 / 0 8 J A5 8 6 Financial Select Sector S P D R F S I F Sell ! ) 1 / 2 1 J None5 8 7 Greenfield Comm crc=al Credtt I.I.C5 8 8 Hussman Strategic Growth Fund Buy 0 2 / 1 85 8 9 iShares S&P 500/Barra Growth Fund Sell 0 5 ; 0 8 J None

5 9 ( . ) Lincoln National (commo n)5 9 1i M ar ke t f ie ld F u n d Sell 0 5 / 0 8 .) A592 Matthews Asian Growth and Income Fund Sell 05/08 J A

I lnclGain Codes: A=I ,000 or less B=$1,001.$2,500 C=2,501-$5.000 D=$5,001-$15,000 E---$15,001-$50,000( ,Col BI , D4) F=$50,000 -$100,000 G=$100,001-1,000, 00 0 H=$1,000,001-$5:000,000 H2=$5,000,001 or more2 Val C o d es : J =$ 1 5 ,000 o r l e s s K=$15.001-$50,000 1-=$50.0 0 1 " 1 0 0 , 0 0 0 M=$100,(XH$250"000 N~$250001-$500000(Col CI, D3) (~500,000-$1,000,000 PI= $ 1.000,001-$5,000.000 P2=$5.000.001-$25.000,00 0 P3=$25,000-001-$50,000,000 D4=$50000"001 or more3 Val M th C o d es : Q =A p p r a is a l R=Cosl (real es ta te only) S=Assessment T =Ca s h / Ma rk e t(col (72) U-Bo o k Valu e V:()the~ W =Eslimalc


32/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of ReportRobert H. Cleland 08/13/10

VII. Page 32 INVESTMENT and TR USTS - income, value, transactions (Includes those of spouse and dependent children. Seepp. 36.54 of Instructions.)A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period~ndicat~ where applicable owner of reporting period of reportingthe asset by using the parenthetical ~ e r i o d"(J)" forjolnt ownership of reportingindividual and spouse, "(S)"for ( I ) (2 ) ( 1 ) (2 ) ( 1 ) If not exem pt |?ore disclosureseparate ownership by spous~ "(DC )" A m o u n t T y p e Value Value Typefor ownership by dependent chil~L Code (e.g.. Code Method (e .g. , buy,Place an "(X)" after each asset (A-H) dividend, (J-P) Code sell, partial~xerapt from prior disclosure, r e n t o r (Q-W) sale, merger, (2 ) (3 ) (4) (5 )~ n t e r e s t ) redemplion D a t e : Value Gain Identity of buyer/sellerM o n t h - Code Code (if private transaction)D a y ( . l - P ) (A-H)

5 9 3 Third Avenue Value Fund Sell 0 5 / 0 8 J None5 9 , 1 Tweedy Browne Global Value Fund Sell 0 5 / O 8 .I None

5 9 5 IRA 1 c Dividend N T& Capi talGains596 Artio Global High Income Fund Sell 05/18 J A5 9 7 DFA Emerging Market Core Equity.5 9 8 DFA Large Cap lntl Sell 0 2 1 1 7 J None~9 9 DFA US Large Cap Value Fund Sell 0 2 / 2 7 K None6 0 0 DFA US Vector Equib Bu y 0 1 / 2 6 J60 1 Financial Select Sector SPDR ETF Sell 0 1 / 2 1 J None6 0 2 ! Hemtessy Focus 30 - Insll Shs6 0 3 Hodge s Sma l l Ca p6 0 4 Hussm an StrategicGro~,!.h

Buy 0 2 / 1 8 J6 0 5 Hussman Strategic Growth Buy 0 3 / 0 2 K6 0 6 iShares S& P 500 Growlh Index Fund6 0 7 iShares TR R ussell2000 Grov,~h IndexFund6 0 8 Marketl~eld Fund6 0 9 Matthe~.vs Asian Gtovah & Income F u n d6 1 0 Third Avenue Value6 1 1 Tweedy Brown e Global Value Fund

Vanguard C onsumer Staples Fund Buy

I I nc/Gain Codes: A= 1,000 or less B=$1,001-$2,500 C=2,501 -$5,000 1 3 = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E=$15,001 -$50,000(Co l BI . D4) F=$ 5 0,000-$ 100,000 G =$ 1 00 ,0 01 .1 ,0 00 ,0 00 H = $ 1, 00 0, 00 1. $5, 00 0, 00 0 H2=$5,000,001 or more2 Val C o d c~: J =$ 1 5 ,000 o r l e s s K=$15,001-$50,000 L=$50,001"100,000 M=$100001-$250000 N=$25000!-$500000

(C01 CI, D3) O-500.000-$1,000,000 pl~ $ 1.000.001-$5,000,000 P2=$5,000,001-$25,000,00 0 p3=$25,000,001-$50,000,000 P4-$50,000,001 or more3 Val M th C o d es : Q =Ap p r a is a l R = C ost (real estate only) S= A sscssm en t T=Cash/Marke t(col C2) U= B ook Value V= Othct W =Estimate


33/64

2 0 0 9 F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f P e r s o n R e p e r ~ i n g D a t e o f R e p o r tRobcr~ H. Cleland 08/13/I 0

Vll. Page 33 INVESTMENT and TR USTS - income, value, transactions (Includes th~se of spouse and dependent children. Seepp. 36-54 of In,tractions.)A. B. C D .Description of Assets Income during Gross value at end Transactions during reporting periodIndicate where applicable owner of repo~ing period of reportingthe asset by using Ihe parenthetical period"(J) " forjoint ownership of reportingindividual and spouse, "(S)"for ( I ) (2 ) ( I ) ( 2 " ; , I I ) If not exempt from disclosureseparate ownership l9" spouse. "(D C)" Amount T y p e Value Value T y p efor ownership by dependent c hila~ Code (e g . Code Method (c. g.. buy.Place an "(,Y)" after each asset (A-H) dividend, (J-P) Code sell. partialexempt from prior 6isclosure. r e n t o r t Q - W } sale, merger. (2 ) (3) (4 ) (5)i n t e r e s t ) redemption D a t e : Value Gain Identity of buyer/sellerM o n t h - Code Code (if private transaction)D a y ( J - P ) (A-H)

6 1 3 IRA2 B Dividend K T& CapitalGains6 1 4 Anio Global High Income Fund Sell 0 5 / 1 8 J A6 1 5 Marke tf ie ld Fund6 1 6 Matthewa Asian Growth & Income Fund6 1 7 Vanguard Consumer Staples Fund Buy 0 5 / 1 9 J6 1 8 FR1 D t)iv~dends M r& C a p i t a~Gains6 1 9 Anio Total Return Bond Fund Sell 06tl5 K None62 0 Artio Total Return Bond Fund Bu y 0 9 / 2 2 J6 21 Anio Total Return Bond Fund Pamal Sale 1 1 / 3 0 J A6 2 2 D F A 2-yr Gl oba l F i x e d Inc om e Buy O 9 / 2 1 K6 2 3 D F A Emerging M arke t Core Equity F u n d Partial Sale 0 9 / 2 1 J B6 2 4 D F A Large Cap International Fund Sell 0 2 ! 1 7 J None6 2 5 D F A US Large Cap Value F u n d Sell 0 2 / 2 7 J None6 2 6 D F A U S Vector Equity 1 3 u y 0 9 / 2 4 J6 2 7 Fidelhy Cash Reserves Fund6 2 8 Financial Select Sector S[H)R ETF Sell 0 1 / 2 1 J None62 9 Goldman Core F ixed Income Fund Sell O 1 / 2 1 K None63 0 Hennessy Focus 30 Fund Pamal Sale 0 9 / 2 1 J C Should have beenlisled as partial sale2 0 0 7 ~ c t ) o r l . l in e . 1 5 46 31 Hodges Small Cap Buy 0 9 / 2 1

1 lnc/Gain Codesl A=I ,000 us less B=$1,001-$2,500 C = 2,501-$5,000 D=$5,001-$15,000 E=$15,001-$50,000(Co l BI , D4) F=$ 5 0,000-$ 100,000 O,:$100,001-1,000,000 1-1=$1,000,001-$5,000.000 1 - 1 2 = $ 5 , 0 0 0 , 0 0 1 o r m o r e2 Val C o d es : J =$ 1 5 ,000 o r l e s s K =$ 15,00 1-$ 50 ,0 00 I.= $50,00 1-100,000 M=$100,00t-$250,000 N=$250,001-$500,000(Col C I, D3) O= 500,000-$1,000,000 PI= $1 .000.001-$5,000,000 P2=$5,000.00I-$25,000,000 ~3=$25,000.001-$50,000,000 P-1=$50,000.00! or more3 Val M th C o d es : Q =A p p r a is a l R=Cost (real estate only) S=:Asscssm cnt "l=C ash!M arket(col (?2) U=Book Value V~Olhcr W =Estimate


34/64

I2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting [ Date of ReportRobert H. Cleland

IO 8 1 1 3 / 1 0

V II . Pa g e 34 IN VE ST ME N T an d T RUS T S - i n co m e , va l ue , tr a nsa ct io n s (Includes those of spouse and dependent children, Seepp. 36-54 of lnstructions.)A. B C. D. .Description of Ass~Is Income during G r o s s value at end Transactions during reporting periodlndicate where applicable owner of reporting period of reportingthe asset by using Ihe parenthetical period"(J)" for joint ownership of reportingindividual and spouse, "(S)"for (I) (2 ) (I ) (2 ) (I) If not exempt from disclosureseparate ownership by spous~ "(DC )" Amoum T y p e Value Value T y p efor ownership by dependent child. Code (e.g., Code Method (e.g., buy,Place an "(X)" after each asset (A-H) dividend. O-P) Code sell. partialexempt from prior disclosur~ rent or (Q-W) sale, merger. (2) (3 ) (4) (5 )interest) redemption D a t c : Value Ga in I de nt it y o f b uy ed se ll erM o n t h - Code C ode 0f private transaction)

D a y (J-P) (A-H)6 3 2 Hussman Stra tegic Growth Fund Sell 0 9 1 2 1 J A6 3 3 iShares S&P 500/Barra Grov,th Fund Partial Sale 0 9 / 2 1 J None

63 4 iShares TR Russell 2000 Growth Index Partial Sale 0 9 1 2 t J N o n eFund6 3 5 t.incuh~ National tcommon)6 3 6 Marketfield Fund Partial Sale 0 9 / 2 1 J 1 36 3 7 Mat~hews Asian Growth & Income Fund Partial Sale 0 9 1 2 1 J B6 3 8 Pimco Total Return Bu y 0 1 / 2 2 K63 9 Pimco Total Return Sell 09!t6 K A6 4 0 Pimco Total Return Bu y 0 9 / 2 1 J64 1 Pimco Total Return .Partial Sale 1 1 1 3 0 J A6 4 2 ! Third Avenue Value Fund Partial Sale 0 9 / 2 1 J N o n e6 4 3 Tweedy Brow ne Global Value.Fund Partial Sale 0 9 , r 2 1 J None64 4 Vanguard Consumer Staples 0 9 ! 2 4 J645 ! Vanguard Fixed In(: Sh Term Corp Bu y 0 9 / 2 2 K

C t)ividend N T6 4 6 F a 2 { p r e v i o us l y F R 3 ) & Capi lalG a m s6 4 7 Artm Global High Income Fund Parlml Sale 0 5 1 0 8 J A6 4 8 Art~o Global High Income Fund Sell 0 5 / 1 8 ) A6 4 9 CUB Investment Partnership6 5 0 DFA Emerging Market Core Equity Partial Sale 0 5 1 0 8 J N o n e65 1 DFA Large Cap International F u n d Sell 0 2 / 1 7 ) None6 5 2 DFA US Large Cap Value Fund Sell O 2 / 2 7 K N o n e

I InclGain Codes: A=I ,000 or less B=$1,001-$2.500 C=2,501-$5,000 D=$5.001-$15,000 E=$15,001-$50,000(Col BI . D4) F=$50,000-$100,000 G=$100,001-1,000.000 H=$1,000,001.$5,000,000 112=$5,000,001 or mo,c2 Va l Code s . J=$ { 5 ,00Oor l e ss K=$15.001-$50,000 1.=$50,001-100,000 M=$100,001-$250,000 N=$250 , 001- $500 , 00 0(Col C I, D3) O= 500,000-$1.000,000 PI= $ 1.000,001-$5,000,000 P2=$5,000,001-$25,000,000 p3=$25.000~001-$50.000:000 P4=$50:000:001 or m ore3 Val Mth Codes: Q.: :Appraisal R . . . : ( J o s t r e a l e s t a t e o r d y ) S=Assessment T=CashiMarket(co l C 2 ) IJ=Book Value V~Olhc~ W=Esl imatc


35/64

2009 FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of ReportRobert H. Cleland 0 8 1 1 3 / I 0

Vll. Page 35 I N V E S T M E N T a n d T R U S T S - income, value , t ransact ions ~lncludes thoze of spouse and dependent children. S e epp. 36-54 of Instructions.)A. B. C. D.D e s c r i p t i o n of Assets Incom e during Gross valu~ at end Transactions during reporting periodIndicate where applicable owner of reporting period of reportingthe asset by using the parenthetical permd"(J)" for joint ownership of reportingindivldual and spouse, "(S)"for (I ) (2 ) (1) (2 ) (I ) 1 f n o t e x e m p t l o m d i s c lo s u r eseparate ownership by spouse. "(DC)" Amount T y p e Value Value T y p efor ownership by dependent chilt Code (e.g.. Cod~ M e ~ h o d (e .g. , buy,Place an "(X)" after each asset (A-H) dividend, I J - P ) Code sell, parlialexempt from prior disclosur~ r e n t o r (Q-W) sale, merger. (2) (3) (4) (5)i n t e r e s t ) redemphon D a t e : Value Gain Identity o f buyer/sellerM o n t h - C ode Code (if private transaction)~ D a y (J-P) (A-H)

6 5 3 DFA US vector Equity Fund6 5 4 Financial Select Sector SPDR ETF Sell 0 1 / 2 1 J None6 5 5 Greenfield Comm ercial Credit (common)656 Hennessy Focus 30 Fund Parhal Sale ( 1 5 1 0 8 J None6 5 7 Hodges Small Cap Fund6 5 8 Hussman Stra tegic Growth Fund Bu y 0 2 / 1 8 J659 l-. lussman S~rategic Growth Fn nd Bu y 0 3 / O 2 K66 0 !Strafes S&P 500/Barra Growlh Index Partial Sa}e 0 5 1 0 8 J N o n eFund6 61 iSharesTR Russell2

Documents

Robert H Cleland Financial Disclosure Report for 2009