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Optimal Design of a Coreless Axial Flux Permanent Magnet Synchronous Generator for the Wind Power Generation By Junaid Ikram CIIT/SP11-PEE-001/ISB PhD Thesis In Electrical Engineering COMSATS Institute of Information Technology Islamabad-Pakistan Spring, 2017

Optimal Design of a Coreless Axial Flux Permanent Magnet

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Page 1: Optimal Design of a Coreless Axial Flux Permanent Magnet

Optimal Design of a Coreless Axial Flux

Permanent Magnet Synchronous Generator for the

Wind Power Generation

By

Junaid Ikram

CIIT/SP11-PEE-001/ISB

PhD Thesis

In

Electrical Engineering

COMSATS Institute of Information Technology

Islamabad-Pakistan

Spring, 2017

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ii

COMSATS Institute of Information Technology

Optimal Design of a Coreless Axial Flux

Permanent Magnet Synchronous Generator for the

Wind Power Generation

A Thesis Presented to

COMSATS Institute of Information Technology, Islamabad

In partial fulfillment

Of the requirement for the degree of

PhD Electrical Engineering

By

Junaid Ikram

CIIT/SP11-PEE-001/ISB

Spring, 2017

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iii

Optimal Design of a Coreless Axial Flux

Permanent Magnet Synchronous Generator

for the Wind Power Generation

A Post Graduate Thesis submitted to the Department of Electrical Engineering

as partial fulfillment of the requirement for the award of Degree of PhD in

Electrical Engineering.

Name

Registration Number

Junaid Ikram

CIIT/SP11-PEE-001/ISB

Supervisor

Prof. Dr. Nasrullah Khan

Department of Electrical Engineering

COMSATS Institute of Information Technology (CIIT)

Islamabad

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DEDICATION

To

This thesis is dedicated to the families of missing and dead

people during the war on terror, my parents and wife,

and

to Prof. Dr. Nasrullah Khan, whose constant support and

encouragement made this research work possible.

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ix

ACKOWLEDGEMENTS

The research work and contributions presented in this thesis are accomplished by

the grace of Almighty Allah. The success behind this accomplishment is due to

academic support by my advisor Prof. Dr. Nasrullah Khan. He has always been very

kind and helpful and devoted his precious time whenever I needed some help. His

valuable guidelines, critiques, patience, and support have enabled me to achieve this

prestigious milestone in my life.

I am also grateful to Prof. Byung il Kwon for his kind guidance and support. His

valuable guidelines, comments, suggestions and corrections paved way for my

success. I would like to thank my colleagues for their guidance, help and support

during my stay in South Korea. This is an important milestone in the long journey of

life that will continue.

The prayers of my parents, relatives, and friends were a prime source of

motivation to me during my studies which I wholeheartedly appreciate. The research

work presented herein is conducted at the Department of Electrical Engineering,

COMSATS Institute of Information Technology (CIIT), Islamabad Campus.

Moral, administrative and technical support of Prof. Dr. Shahid A. Khan, Prof. Dr.

M. Junaid Mughal, Dr. Qadeer ul Hassan, Dr. Fasih Uddin Butt, and Dr. Ali Arshad,

have always been available to me during the entire period of this research work. In

addition, I am also thankful to Mr. Muhammad Naeem and Kashif Nazir at the

Graduate Office who have helped me in the official matters whenever required.

Last but not least, I acknowledge international research support initiative program

(IRSIP) and the Hanyang University, South Korea.

Junaid Ikram

CIIT/SP11-PEE-001/ISB

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ABSTRACT

Optimal Design of a Coreless Axial Flux Permanent Magnet

Synchronous Generator for the Wind Power Generation

Renewable power generation from wind and solar are gaining popularity to

overcome energy crisis nowadays. A lot of advancement has been focused on wind

power generation instead of fossil fuels that are degrading to the environment since

last two decades in order to increase electricity generation, efficiency improvement,

reliability and cost reduction. The generator used in windmill can be an induction

generator (IG), synchronous generator (SG), doubly fed induction generator (DFIG),

radial flux permanent magnet synchronous generator (RFPMSG) and axial flux

permanent magnet synchronous generator (AFPMSG). Furthermore, due to the

variable speed of wind turbine, a fully rated power converter handles the extracted

energy in direct drive systems or a coupled geared system. However, with geared

system, the cost of the overall system increased a lot and proved to be rather less

reliable. In this regard, AFPMSG are most suitable for the direct drive applications

due to its disc shape structure.

The design of AFPMSG is derived from the design of RFPMSG. By using the

desired value of parameters like power, speed, efficiency, number of phases,

frequency, rated voltage and by taking some assumptions, inner and outer diameter of

the rotors can be computed using sizing equation. Furthermore, in order to get balance

three phase output and suitable winding factor a proper combination of the coils and

poles is required. A 1 kW dual rotor single coreless stator AFPMSG, with

concentrated winding is designed by using sizing equation in this research work.

In order to analyze the characteristics of an electric machine analytical method

formed on the solution of Maxwell equations and Finite Element Method (FEM) are

used. The FEM results are more reliable as compared to the analytical method.

However, FEM take long computation time as compared with the analytical method.

This thesis presents a 2D analytical method to calculate the no load voltage of the

coreless dual rotor AFPMSG. Furthermore, to decrease the no load voltage total

harmonic distortion (VTHD), initial model of the coreless AFPMSG is optimized by

using the developed analytical method. The back EMF obtained by using the 2-D

analytical method is confirmed by time stepped 3-D FEM for both the initial and

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optimized models. Finally, VTHD, torque ripple and output torque are compared for

the initial and optimized models by using the 3-D FEM. It is demonstrated that the

VTHD and torque ripples of the optimized model are reduced as compared to the

initial model. Optimization by utilizing the 2-D analytical method reduces the

optimization time to less than a minute.

Furthermore, an AFPMSG model to reduce torque ripple is presented in this thesis.

The proposed model uses arc-shaped trapezoidal PMs. The proposed model reduced

cogging torque and torque ripple at the expense of lower average torque. Time

stepped 3-D FEM is performed and the results are compared with the conventional

model. It is demonstrated that the torque ripple of the proposed model is reduced as

compared with the conventional model.

To further improve the performance of the designed machine with proposed

magnet shape, it's PM shape is optimized. The Latin Hyper Cube Sampling (LHS),

Kriging Method and Genetic Algorithm (GA) are introduced and employed in the

proposed machine for the optimization. Asymmetric magnet overhang, interpolar

separation of PMs and axial height of PMs are considered as the design variable for

the optimization. The volume of the PMs is kept equal to the conventional shape

magnet volume during optimization. It is demonstrated that the torque ripple of the

optimized model is reduced and the average torque is increased as compared with the

conventional and proposed models. The optimized model shows improvement in

terms of the quality of the torque along with average output torque.

The proposed coreless AFPMSG presents a suitable alternative to meet increasing

energy demand as compared to the conventional AFPMSG due to its reduced cogging

torque and torque ripple and increased output power and torque. The research work

presented in this thesis seems to be an attractive option in the field of axial flux

machine to be utilized for wind power applications.

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TABLE OF CONTENTS

Chapter 1 Introduction ..................................................................................... 1

1.1 Research Background ............................................................................................................ 2

1.2 Significance of the thesis ..................................................................................................... 13

1.3 Main contents of the thesis .................................................................................................. 14

1.4 Thesis organization ............................................................................................................. 14

Chapter 2 Axial Flux Permanent Magnet Machines ................................... 16

2.1 Axial Flux Permanent Magnet Machines Topologies ......................................................... 17

2.2 Winding configuration in AFPM machines ........................................................................ 23

2.3 Summary ............................................................................................................................. 26

Chapter 3 Design and Analysis Procedure.................................................... 27

3.1 Magnet Operating Point ...................................................................................................... 28

3.2 Design Method .................................................................................................................... 30

3.3 Analysis Method ................................................................................................................. 38

3.4 Optimization Method .......................................................................................................... 41

3.4.1 Kriging Method ................................................................................................................... 42

3.4.2 Genetic Algorithm ............................................................................................................... 44

3.5 Summary ............................................................................................................................. 45

Chapter 4 Analysis of AFPMSG with 2-D Analytical Method ................... 46

4.1 Introduction ......................................................................................................................... 47

4.2 2-D Analytical Modeling for Coreless AFPMSG Analysis ................................................ 48

4.2.1 Initial Model ........................................................................................................................ 48

4.2.2 Assumptions ........................................................................................................................ 48

4.2.3 Magnetization of the PMs ................................................................................................... 50

4.2.4 2-D Analytical Method ........................................................................................................ 52

4.2.5 Characteristics Analysis ...................................................................................................... 57

4.3 Optimization of the AFPMSG using 2-D Analytical Method ............................................. 60

4.4 Summary ............................................................................................................................. 64

Chapter 5 Reduction of Torque Ripple in an AFPMSG using Arc Shaped

Trapezoidal Magnets in an Asymmetric Overhang Configuration ............ 65

5.1 Introduction ......................................................................................................................... 66

5.2 Comparison between the proposed and conventional Model .............................................. 66

5.2.1 Proposed Magnet Shape ...................................................................................................... 67

5.2.2 Design Process .................................................................................................................... 68

5.2.3 AFPMSG Conventional and Proposed Models Performance Comparison ......................... 70

5.3 Proposed Model Optimization ............................................................................................. 73

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5.3.1 Selection of Design Variables ............................................................................................. 74

5.3.2 Optimization Process ........................................................................................................... 75

5.3.3 Optimal Design Results ....................................................................................................... 76

5.4 Summary ............................................................................................................................. 80

Chapter 6 Conclusion and Future Work ...................................................... 81

References ..................................................................................................... 84

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LIST OF FIGURES

Figure 1.1 Wind energy system core components ........................................................ 2

Figure 1.2 Michael Faraday's acyclic machine ............................................................. 3

Figure 1.3 Grid connected squirrel cage induction generator ....................................... 4

Figure 1.4 Improved version of grid connected squirrel cage induction generator ...... 4

Figure 1.5 Grid connected wound rotor induction generator ........................................ 5

Figure 1.6 The grid connected DFIG for wind power generation ................................ 6

Figure 1.7 Magnetic materials growth for the energy density (BH)max ...................... 10

Figure 1.8 Classification of the machines according to the direction of the flow

of flux (a) RF machine (b) AF machine (c) TF machine ............................................. 11

Figure 1.9 Inner Rotor PM machine possibilities (a) Surface mounted (b) Surface

inset (c) Interior radial (d) Interior circumferential ..................................................... 12

Figure 1.10 Outer Rotor PM Machine variants (a) with single bond PM (b) with

p pole pairs ................................................................................................................... 12

Figure 2.1 AFPM Machine Topologies (a) SSSR (b) SSDR (c) DRSS (d) MSMR ... 18

Figure 2.2 Axial Flux Machine Topologies Flow Chart ............................................. 19

Figure 2.3 SSSR Axial Flux Machine Topologies (a) Slotted type (b) Slot-less

type ............................................................................................................................... 19

Figure 2.4 DSSR Axial Flux Machine Topologies (a) Slot-less type (b) Slotted

type ............................................................................................................................... 20

Figure 2.5 DRSS AFPM machine Topologies (a) Coreless type (b) Slotted type

(c) Slot-less type .......................................................................................................... 21

Figure 2.6 Flux path in DRSS topologies (a) NN Slot-less Core type (b) NS

Slotted core type (c) NS coreless type ......................................................................... 22

Figure 2.7 Magnet shapes in DRSS AFPM machines: (a) Trapezoidal (b) circular

(c) semi-circular ........................................................................................................... 22

Figure 2.8 Multistack or multistage AFPM machine .................................................. 23

Figure 2.9 Typical winding configurations (a) Overlapping (distributed) (b)

Overlapping (concentrated). (c) Nonoverlapping, all teeth wounds (d)

Nonoverlapping, alternate teeth wound. ...................................................................... 24

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Figure 2.10 Winding types in core type structure of AFPM machines (a) Tooth

Wound (ring type) (b) Core Wound (drum type) (c) Ring Type Concentrated (d)

Drum Type Concentrated (e) Drum Type Distributed ................................................. 25

Figure 2.11 Winding types in coreless structure of AFPM machines (a) Single

Layer Concentrated (b) Double Layer Concentrated (c) Triple Layer

Concentrated (d) Triple Layer Wave Winding ............................................................ 25

Figure 3.1 Operating Point of the Magnet .................................................................. 29

Figure 3.2 Basic Magnetic Circuit .............................................................................. 29

Figure 3.3 Flow chart of the design process. .............................................................. 37

Figure 3.4 Optimal points: (a) The boundless domain and function (local minima

and maxima), (b) The bounded domain and function (global minima and

maxima) ....................................................................................................................... 42

Figure 3.5 The flow chart of GA................................................................................. 45

Figure 4.1 Exploded view of the 3-D FEA model of the AFPMSG. .......................... 49

Figure 4.2 Magnetization produced by the PMs. ........................................................ 50

Figure 4.3 Linear representation of the AFPMSG for the lower rotor. ...................... 52

Figure 4.4 Linear representation of the AFPMSG for the upper rotor. ...................... 55

Figure 4.5 Linear representation of the AFPMSG coil region by current sheet. ........ 56

Figure 4.6 (a) Magnetic field's axial component of air region (b) Magnetic field's

circumferential component of air region. ..................................................................... 57

Figure 4.7 (a) Magnetic field's axial component of magnet regions. (b) Magnetic

field's circumferential component of magnet regions. ................................................. 58

Figure 4.8 Armature reaction field. ............................................................................. 59

Figure 4.9 Resultant magnetic field. ........................................................................... 59

Figure 4.10 Back EMF waveforms comparison using 2-D analytical method and

3-D FEA of the initial model. ...................................................................................... 59

Figure 4.11 VTHD trend. ............................................................................................ 60

Figure 4.12 Selected design variables and their optimal values. ................................ 61

Figure 4.13 Optimal design process. ........................................................................... 61

Figure 4.14 Optimized model back EMF comparison with 2-D analytical method

and 3-D FEA. ............................................................................................................... 62

Figure 4.15 Belt Harmonics comparison. ................................................................... 62

Figure 4.16 Flux density distribution plots by 3D-FEA: (a) Initial model (b)

Optimized model. ......................................................................................................... 63

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Figure 4.17 Torque comparison of the initial and optimized model by 3D- FEA. ..... 64

Figure 5.1 PM shapes: (a) Conventional magnet (b) Proposed magnet...................... 67

Figure 5.2 Parameters of the PM shapes: (a) trapezoidal (b) arc-shaped

trapezoidal .................................................................................................................... 68

Figure 5.3 Flow chart of the design process. .............................................................. 69

Figure 5.4 Exploded AFPMSGs with concentrated windings: (a) conventional

model (b) proposed model. .......................................................................................... 70

Figure 5.5 Flux density distribution: (a) entire conventional model (b) coil

region. .......................................................................................................................... 71

Figure 5.6 Flux density distribution: (a) entire proposed model (b) coil region. ........ 71

Figure 5.7 Back EMF waveforms for the conventional and proposed models. .......... 71

Figure 5.8 Cogging torque comparison of the conventional and proposed models. ... 72

Figure 5.9 Torque comparison of conventional and proposed models. ...................... 73

Figure 5.10 Design variables: (a) Asymmetric PM overhang, (b) Top view (c)

Cross-sectional view. ................................................................................................... 74

Figure 5.11 Arc-shaped trapezoidal PM parameters. .................................................. 75

Figure 5.12 Optimal design process. ........................................................................... 76

Figure 5.13 Optimized model flux density distribution. ............................................. 76

Figure 5.14 Optimized model back EMF. ................................................................... 77

Figure 5.15 Cogging torque comparison of the proposed and optimized models. ..... 77

Figure 5.16 Torque comparison of the proposed and optimized models. ................... 78

Figure 5.17 Output power comparison of the proposed and optimized models. ........ 78

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LIST OF TABLES

Table 1.1 A comparison of various induction generator types. .................................... 7

Table 1.2 Magnet performance comparisons .............................................................. 10

Table 3.1 Standard values for TRV ............................................................................. 36

Table 3.2 Selection of electrical loading and current density ..................................... 37

Table 4.1 The AFPMSG parameters ........................................................................... 49

Table 4.2 Initial model performance comparison using 2-D analytical and 3-D

FEA .............................................................................................................................. 60

Table 4.3 Optimized model performance comparison with 2-D analytical method

and 3-D FEA ................................................................................................................ 63

Table 4.4 Initial and optimized model comparison ..................................................... 64

Table 5.1 Conventional and proposed models parameters .......................................... 68

Table 5.2 Performance comparison between the conventional and proposed

models of coreless AFPMSGs ..................................................................................... 73

Table 5.3 Comparison of design parameter ................................................................ 79

Table 5.4 Comparison of performance parameters ..................................................... 79

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LIST OF ABBREVIATIONS

τp Pole pitch

B Flux density

Br Remanent flux density

d Interpolar separation

f Frequency

Axial length of the magnet

Inner radius of the rotor

Outer radius of the rotor

H Magnetic field intensity

i Instantaneous current in armature conductor

M Magnetization

Order of the harmonics

Turns per phase

p Number of pole pairs

P Number of poles

L Axial height of the machine

m Number of phases

µo Permeability of free space

µr Relative permeability of the material

µ Permeability of the material

αp Pole arc to pole pitch ratio

Φ Magnetic scalar potential

R Mean radius of the rotor

i Unit vector along x-axis

j Unit vector along y-axis

Xc Width of a phase band of armature winding

αc Width of the coil of armature winding

y axial height

x circumferential distance

Hx circumferential components of the magnetic field intensity

Hy axial component of the magnetic field intensity

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By axial component of the magnetic flux density

Bx circumferential component of the flux density

Eb back EMF

VTHD Voltage total harmonic distortion

Hm magnetic field intensity of the magnet

Hg magnetic field intensity of the air region

lg length of the air gap region

Bg air gap flux density

Bm operating flux density of the magnet

Am area of the magnet

Ag area of the air gap region

PC permeance coefficient

µrm relative permeability of the magnet

Ω speed of the machine in revolution per minute

ns speed of the machine in revolution per second

ωr speed of the machine in radian per second

ωe electrical speed in radian per second

S number of the stator coils

Cn coils per phase

Q number of coils per poles

q1 number of coils per poles per phase

Nc number of turns per coils

nc number of conductors per coils

aw number of parallel conductors

τci inner coil pitch

τco outer coil pitch

τca mean coil pitch

τpi inner pole pitch

τpo outer pole pitch

τpa mean pole pitch

Di inner diameter of the rotor disc

Do outer diameter of the rotor disc

Da mean diameter of the rotor disc

kd ratio between rotor inner diameter to the rotor outer diameter

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Tm radial length or thickness of the magnet

Ri inner radius of the rotor disc

Ro outer radius of the rotor disc

Ra mean radius of the rotor disc

Ly length of the rotor disc or back iron

Bmax maximum allowable flux density of the rotor back iron

Lw coil length in axial direction

kw winding factor

kp pitch factor

kd1 distribution factor

β ratio between coil pitch and pole pitch

Am electrical loading

α ratio between averages and peak magnetic flux densities

φp flux per pole

Ψ flux linkage

Pout output power

τout output power

η efficiency

cosφ power factor

TRV torque per unit rotor volume

σ shear stress

U magnetic scalar potential

A magnetic vector potential

PM permanent magnet

AFPM axial flux permanent magnet

RFPM radial flux permanent magnet

TFPM transverse flux permanent magnet

DFIG double fed induction generator

PMSM permanent magnet synchronous machine

BLDC brushless DC

BDFIG brushless doubly fed induction generator

SCIG squirrel cage induction generator

FSWT fixed speed wind turbine

VSWT variable speed wind turbine

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WRIG wound rotor induction generator

PCC point of common coupling

GSC grid side converter

RSC rotor side converter

VRM variable reluctance machine

SRG switch reluctance generator

BDFRG brushless doubly fed reluctance generator

PMBLAC permanent magnet brushless AC

PMBLDC permanent magnet brushless DC

FEM finite element method

FEA finite element analysis

SSSR single stator single rotor

DSSR double stator single rotor

SSDR single stator double rotor

MSMR multi stator multi rotor

AFIR axial flux inner rotor

THD total harmonic distortion

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LIST OF PUBLICATIONS AND PRESENTATIONS

Journal Publications

1. Junaid Ikram, Nasrullah Khan, Qudsia Junaid, Salman Khaliq, Byung il Kwon,

“Analysis and Optimization of the Axial Flux Permanent Magnet Synchronous

Generator using an Analytical Method”, Journal of Magnetics, (Article ID:

E2017-21). Accepted

2. Junaid Ikram, Nasrullah Khan, Salman Khaliq and Byung il Kwon, “Reduction

of Torque Ripple in an Axial Flux Generator Using Arc Shaped Trapezoidal

Magnets in an Asymmetric Overhang Configuration”, Journal of Magnetics, 21

(4), pp. 577-585, Dec 2016.

3. Junaid Ikram, Nasrullah Khan, Byung il Kwon, “Improved Model of the Iron

Loss for the Permanent Magnet Synchronous motors”, Journal of international

conference on electric machine and system, 1(2), pp. 10-17, 2012.

Conference Publications

1. Junaid Ikram, Qudsia Junaid, Byung il Kwon, “Improved Model of the Iron

Loss for the Permanent Magnet Synchronous Motors”, ICEMS, Incheon Korea,

October 10-13, 2010.

2. Qudsia Junaid, Junaid Ikram, You Yong-min and Byung-il Kwon, “Analytical

Analysis and Optimization of the Double Sided AFPMSG”, CEFC, 2010,

Chicago, USA, May 11-13, 2010.

Symposium Presentation

1. Junaid Ikram, and Nasrullah Khan, “Design and analysis of axial flux permanent

magnet synchronous generator for wind power generation”, In: Symposium on

Research Innovation in IT & Engineering (RIITE), April 2013, COMSATS

Institute of Information Technology, Attock, Pakistan.

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Chapter 1 Introduction

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1.1 Research Background

The utilization of electric machine has increased in many applications during the

past few decades. The most common applications of these include electric vehicles,

home appliances, audio and video devices, computers, fuel pumps, power generation,

aircrafts and industrial drives. The depletion of fossil fuels, environmental concerns

and the energy crisis has motivated the researchers to find economical and

environment friendly solutions for generating electrical energy. Recently, renewable

power generation from the wind's kinetic energy has gained popularity because of its

environment friendly nature [1]. The generators that are used most commonly in

windmills include squirrel cage induction generator (SCIG), electrically excited

synchronous generator (EESG), doubly fed induction generator (DFIG) and

permanent magnet synchronous generator (PMSG) [2-5]. Squirrel cage induction

machines remained the most popular electrical machines due to its robust structure,

low cost and moderate reliability, during the 20th century. However, their

disadvantages are low efficiency, the need for an AC excitation source and low power

factor [6-8]. The PM synchronous machines are widely used in past few decades due

to their brushless operation, compact structure and high power density [9, 10].

Wind turbine produces mechanical power by altering the kinetic energy of the

wind. The electrical power is produced by the generator from this mechanical power.

A Gearbox is used for matching the turbine speed with the generator rated speed. The

power electronic convertor converts the generator voltage into DC and then into AC

to connect this with the grid. The classification of the wind turbines is according to

the rotational speed, axis of rotation and drive train. There are two main types of wind

turbines, according to the speed; fixed speed drive and variable speed drive. The wind

turbines are categorized into horizontal axis and vertical axis according to the

rotational axis. The direct drive and geared drive are the main types of wind turbine

according to the drive train classification. The main components of the wind energy

system consist of wind turbine, electric machine and convertors, as shown in the

Figure 1.1 [11-14].

Figure 1.1 Wind energy system core components

Wind Wind TurbineGear box (optional) Generator Power Converter

(optional)

Transformer

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Michael Faraday built acyclic machine in 1831, as shown in Figure 1.2 [15]. It is

the world's first electric machine [16]. It is also known as homo-polar machine

because the polarity of the magnetic field does not change as compared with

conventional DC machine. The first patent in electric machine was claimed by

Davenport published in 1837, entitled the improvement in electromagnetic machines.

Figure 1.2 Michael Faraday's acyclic machine

There are two types of electric machines regarding the type of field excitation

system, i.e. wound field and PM-field electric machines. Generally, in wound field

machines, the electromagnets provide rotor field excitation, whereas in PM-field

machines the permanent magnets provide rotor field excitation. The most prominent

types of wound field machine are synchronous, DC and induction machines.

Squirrel cage induction machines remained the most popular electrical machines

due to its robust structure, low cost and moderate reliability, during the 20th century.

However, their disadvantages are low efficiency, the need for an AC excitation source

and low power factor as compared to the DC and synchronous machines [6-8]. As the

name indicates, the rotor design of the SCIG has squirrel cage like structure, where

the solid conducting bars are used as winding. These conducting bars are made from

either copper or aluminum, which are shorted from both sides via end rings. Mostly,

these bars are slightly skewed (one slot pitch) in structure to reduce cogging torque

and hence torque ripple and noise [17]. The SCIG machine is basically a type of

fixed speed induction machine that is used for power generation from wind. For fixed

wind power generation applications, SCIG are used most commonly.

For wind power generation, the fixed speed SCIG based wind energy conversion

system mainly consists of the SCIG, reactive power compensation capacitors and the

soft starter. The stator is directly connected to the grid , whereas, the rotor is coupled

+ Brush

Rotating Copper Disc

- Brush

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with three stage gear box mechanically (Danish concept) which enables stall regulated

wind turbines to run at fixed speed. When power is supplied to the stator from the

grid, rotating magnetic field develops across the air gap [18]. Similarly, the rotor gets

energized when there develops a negative slip, i.e. the rotor moves at a higher speed

(super-synchronous) than the synchronous speed.

One of the disadvantages of the SCIG is that it consumes reactive power from the

utility grid consistently because of its magnetizing reactance, and this leads to low full

load power factor which is an undesirable situation particularly for weak grids [18].

Therefore, SCIG uses capacitor bank for its reactive power compensation, as shown in

Figure 1.3 [19]. The soft starter here used is for smoothing of the inrush current. The

SCIG operates at constant (in fact narrow range) of wind speeds, whereas the wind

involves wide range of speeds, so the maximum power output from SCIG is not

expected and this ultimately results in overall low power efficiency.

Figure 1.3 Grid connected squirrel cage induction generator

There are some advanced versions of the SCIG that are used in wind energy

conversion system, such as SCIG with two winding sets, where first winding is used

for fixed wind speeds, whereas the other winding set operates at variable wind speed,

hence this way the efficiency of the SCIG based wind energy conversion system

(WECS) is improved. Some other SCIG designs use back to back power converters as

an alternate for capacitor bank [20]. By using this converter technology, SCIG is now

able to harness more energy as compared to its conventional design, but the cost of

this power converter is higher than the conventional capacitors. The SCIG topology

based on power converter is shown in Figure 1.4 [21].

Figure 1.4 Improved version of grid connected squirrel cage induction generator

Wind Turbine Gear Box SCIG Soft Starter Transformer

Compensating

Capacitor

Grid

Wind Turbine Gear Box SCIG AC/DC Transformer GridDC/AC

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Since the power efficiency of fixed speed WECS is relatively low therefore,

limited variable wind speeds WECS with higher power efficiency are introduced. The

wound rotor induction generator (WRIG) is a type of induction machine which

operates at limited variable wind speeds for wind power generation. The stator

configuration of the WRIG is similar to the SCIG design, however, the rotor windings

are brought out via slip rings and brushes. The rotor component is punched by stacked

laminations and fitted directly onto the shaft. For wind energy applications, the stator

is coupled to the electrical grid, whereas, the rotor has a variable resistance which is

commonly known as Optislip. By changing the rotor resistance, the variable speed

operation (slip) of the WRIG is regulated and this way the output power of the

generator is controlled. Since WRIG needs reactive power for generator excitation, so

a capacitor bank for reactive power compensation is added to the circuit [22] as

shown by the Figure 1.5 [19]. Generally, the typical speed range for WRIG is 0-10%

above synchronous speed [23].

Figure 1.5 Grid connected wound rotor induction generator

In recent times, variable speed wind turbines (VSWT) are more prominent and

have received more attention because of their advantages over fixed speed wind

turbines (FSWT). Since wind is non-linear and non-stationary in nature, so the power

output from FSWT has fluctuations and variations in it which ultimately results in

poor power quality upon grid integration. This needed a system which could

incorporate the drawbacks associated with FSWTs, and hence the variable speed wind

turbines were introduced, which mitigated the issues that were found in FSWTs.

Doubly Fed Induction Generator (DFIG) is one such VSWT which ensures maximum

power capture and made it possible to transfer that maximum power to the electrical

grid with varying wind speeds. Therefore, DFIGs are now generally used for

manufacturing large scale turbines.

Wind Turbine Gear Box WRIG Soft Starter Transformer

Compensating

Capacitor

Grid

Variable Resistor

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6

For wind power system, the stator in DFIG is connected to the utility grid through

transformers, while the windings in rotor are connected to the slip rings and carbon

brushes that are mainly used to transfer the power to or from the grid through bi-

directional back to back voltage source converters. The converters regulate the rotor

current, frequency and phase angle shifts. In other words, by using these converters,

the slip power is controlled in general. The converters consist of Rotor Side Converter

(RSC), Grid Side Converter (GSC) and a DC link. The RSC controls the torque or

speed and power factor of the DFIG, whereas the GSC is used to minimize the voltage

ripples caused by DC link capacitor. The slip range for DFIG is +30% above the

synchronous speed that results in maximum power extraction, reduced mechanical

stress and power fluctuations and better reactive power control [24].

For DFIG in sub-synchronous mode, the RSC acts as an inverter and the GSC acts

as a rectifier, and in such scenario the active power from the grid enters into the rotor.

Reverse is true for converters operation in super-synchronous condition, the only

difference is that, here the power flows from both stator and rotor to the electrical

network (a grid) [18]. The schematic diagram for the grid connected DFIG is shown

in Figure 1.6 [25].

Figure 1.6 The grid connected DFIG for wind power generation

In conventional DFIG, use of brushes and slip rings requires consistent

maintenance which is undesirable situation from machine’s operational point of view.

Therefore, brushless designs are more preferred in recent times because of their low

maintenance activity and robustness. The Brushless doubly fed induction generator

(BDFIG) is a variational design for typical DFIG which is more preferable for

offshore wind applications [26]. The BDFIG can be constructed either 1) using a

single stator with double windings where both stator layers have different number of

poles; or 2) by using two cascaded induction machines; however, the working

Wind Turbine Gear Box DFIG AC/DC Transformer GridDC/AC

SCR

Rcrow

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7

principle is same for both configurations. Let’s consider the BDFIG that consists of

two cascaded IMs (wound rotor) which includes the main power machine and the

control machine. The main power IM is coupled to the grid directly, whereas the

control IM is connected to the grid via back to back electronic power converters. The

rotor circuit of the two IMs is connected in such a way that their combine torque

effects are added to enhance the generator over all torque rating and this way

operational range of the system is enhanced [27]. The BDFIG operates at wide range

of wind speeds and thus higher energy yield, which makes it appealing for large scale

wind turbines specifically for offshore wind turbines, but the control mechanism for

BDFIG is relatively complex as compared to typical DFIG [28]. The merits and

demerits of the three induction machines are summarized in the Table 1.1.

Table 1.1 A comparison of various induction generator types.

Generator

Type

Advantages Disadvantages

Fixed speed

IM ( SCIG)

Simple mechanical

design

Robust and Rugged

Low maintenance

Cheap

Low energy yield

Output power fluctuations

External reactive power

compensator is required

High mechanical stress

High gear losses

Limited

speed IM

( WRIG)

Operates in limited

speed variation

Slip rings and brushes

may replace optical

coupling

Speed variation is dependent

on variable rotor resistance

Reactive power compensator

is needed

Variable

speed IM

(DFIG)

Maximum power

extraction

Wide range of speed

variations

No external power

compensator is

required

Generally used for

large scale wind

turbines

Complicated control

mechanism

Complicated converter

design

Multistage gear box and slip

rings needed

Overall cost of the system is

high

Variable reluctance machines (VRMs) are the synchronous machines that are used

with variable speed WECS. These machines are more robust and simpler than PM

machines since they do not have permanent magnets in them. Switch reluctance

generator (SRG) is the most common type of VRMs which has attracted researchers

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8

attention to explore the potentials of the switch reluctance machine. In SRG, the stator

has the phase windings while the rotor consists of steel laminations instead of

conventional windings or permanent magnets, this makes SRG suitable for high

temperature environment and high speed applications. Moreover, absence of windings

and magnets results in low inertia, which enables SRG to respond rapidly at speed and

load variations [29]. The torque characteristics of switch reluctance machine (SRM)

depends upon variations in inductance or reluctance produced by the interaction of the

stator and rotor poles. During fully alignment of the stator and rotor poles, the

inductance is maximum and it goes minimum when stator and rotor are fully

misaligned. The excitation for SRG is made when the rotor is passing by the stator

(during the time when the reluctance is decreasing), whereas for motoring, excitation

is made when reluctance is increasing. SRM are good alternative to synchronous and

induction machines, however these machines suffer from current commutation and

huge turn off inductance due to lack of separate field excitation source, this ultimately

reduces the overall torque characteristics of these machines. To overcome this issue,

auxiliary compensation windings are introduced in the stator or rotor. There are

various other types of VRM depending upon their winding configurations on stator or

rotor, however VRM with auxiliary winding is more robust and stable mechanically

[29].

An alternative design for BDFIG with improved performance is the brushless

doubly fed reluctance generator (BDFRG) which is a one type of variable reluctance

machine. As the name implies, BDFRG does not contain magnets, brushes and rotor

circuits, these features enhances its robustness, controllability and low maintenance,

which is the ultimate aim of any WECS for maximum power extraction. Unlike

brushless DFIG, the BDFRG uses reluctance rotor in place of wound rotor and is

more efficient than BDFIG in many aspects, such as, it offers higher efficiency,

reliability and easier control system as compared to the BDFIG. The BDFRG stator

consists of two stator windings with different number of poles; whereas, the rotor

poles are defined by the number of stator poles (half of the sum of both primary and

secondary windings pole pairs). The torque is produced by the relative

motion/position of the rotor with respect to stator pole winding which cause

inductance or reluctance variations and this consequently results in torque production

[30]. The two stator windings which are known as primary/main power winding and

Page 31: Optimal Design of a Coreless Axial Flux Permanent Magnet

9

secondary/control winding. The primary winding is directly connected to the grid,

whereas the control winding is connected to the grid via power electronic converter.

One of the prominent features of the BDFRG is that it can also work as typical

synchronous and asynchronous machines. In former case, the secondary windings of

the stator are connected with a DC source while the stator secondary windings in later

are shorted that serves as fail safe mode for situations like inverter failure. This mode

may also be used as starting the system [30]. Variants of BDFRMs such as RF-

BDFRM and AF-BDFRM are now getting more attention because of their high

performance specifically the AF-BDFRM which is applicable in locations where

higher torque density is needed.

The ability to supply reactive power and eradication of slip power loss are the main

advantages of synchronous machines while comparing with the induction machines.

Furthermore, the synchronous machines are also favored due to the reduced weight,

inertia and volume as compared to the DC machine for the same power rating.

Furthermore, for the generation of electrical power, the synchronous machines are

used most commonly in the industry due to its ability to supply reactive power and its

operation close to the unity power factor. However, disadvantages of the machine

with electrical excitation include increased volume, increased copper losses and need

of carbon brushes while comparing with PM-field machine. In addition, brushless

configurations are preferred due to its low cost and robustness [31].

The introduction of PMs to replace electromagnetic poles results in compact

synchronous machines. Recently the popularity of PM machines are becoming more

and more due to the decrease in the cost of the permanent magnet. The PM machines

have high efficiency due to the elimination of field excitation copper losses. These

machines also have higher torque density and smaller volume. Other benefits of the

PM machines include brushless operation, and high power density. The most

prominent type of PM excited machine is a permanent magnet synchronous machine.

PM excited synchronous machines are more advantageous as compared with

electrically excited synchronous machine [32, 33].

The development of the PM machines has started due to the advent of ferrite PM

materials in 1950s, to enhance power density, efficiency, and compactness of

synchronous machines. Historical development of various magnetic materials with

their maximum energy product is as shown in Figure 1.7 [34]. With ferrite PM

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10

material, these features could not achieve due to its low residual flux density and non-

linear demagnetization characteristics. However, the development in PM machine has

accelerated after the invention of high energy density Neodymium Iron Boron

(NdFeB) magnet in 1983.

Figure 1.7 Magnetic materials growth for the energy density (BH)max

The NdFeB magnets are produced by powder metallurgy process or by melt

spinning process. It consists of 65% Fe, 33% Nd and 1.2% boron [34]. AlNiCo and

SmCo are some other types of magnets that are also used in PM machine. NdFeB

magnets have high residual flux density and straight demagnetization curve as

compared to the other magnets. Table 1.2 shows the performance comparison of the

various PM materials [35].

Table 1.2 Magnet performance comparisons

Material Residual Flux

Density (Br)

Coercive Magnetic

Field Intensity (Hc)

Alnico 0.5-1.3 50-120

Ferrite 0.4 150-300

NdFeB 1.1-1.2 1000-2000

Samarium Cobalt 1.0-1.1 2000

Generally, the classification of the PM machines is according to the direction of

flow of flux, structure, type of motion, type of winding and type of core. The most

prominent classification of the PM machines is according to the direction of flow of

flux. There are three types of categorization regarding flux direction this includes

0

Ceramic magnet

NdFeB

Sm(Co, Fe, Cu, Zr)Z

SmCo5

Alnico

AlnicoMK Steel

KS Steel

(BH

)m

ax ( K

J/m

3) (B

H) m

ax (M

GO

e)

1920 1940 1960 1980 2000

Year

320

400

160

240

0

80

40

50

20

30

10

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11

radial flux (RF), axial flux (AF) and transverse flux (TF) machines, as shown in

Figure 1.8 [36].

Figure 1.8 Classification of the machines according to the direction of the flow of

flux (a) RF machine (b) AF machine (c) TF machine

The radial flux PM machines are broadly classified into linear and rotary type

according to the direction of motion of the rotor. The rotary radial flux machines are

also classified into the rotor PM machine; having magnet on the rotor and the stator

PM machine; having magnet on the stator. Furthermore, rotor PM machines are

broadly categorized into inner rotor type and outer rotor type. Inner rotor types are

categorized into following main types, i.e. radial interior PM machine, circumferential

interior PM machine, surface PM machine and inset PM machine as shown in Figure

1.9 [37]. Outer rotor type PM machines are categorized into following types, i.e.

single bonded magnet ring type and magnet having p pole pairs as shown in Figure

1.10 [38]. The most common PM machines with magnet on the rotor are PM

brushless DC (PMBLDC) and PM brushless AC (PMBLAC) machine. The PMBLDC

Page 34: Optimal Design of a Coreless Axial Flux Permanent Magnet

12

machines have trapezoidal back EMF whereas PMBLAC machines have sinusoidal

back EMF. The PMBLDC machine is also known as a square wave machine. The

PMBLAC machines are called as either sine wave or PM synchronous machine. The

inner rotor PM machines predominate in the industry due to their outstanding

advantages [39].

Figure 1.9 Inner Rotor PM machine possibilities (a) Surface mounted (b) Surface

inset (c) Interior radial (d) Interior circumferential

Figure 1.10 Outer Rotor PM Machine variants (a) with single bond PM (b) with p

pole pairs

Mainly the categorization of the transverse-flux (TF) machine is based on the

configurations of PMs, phases and windings. The most common TF machines are of

the following types: surface-mounted PMs, flux-concentration PMs, axial-arranged

(a) (b)

(c) (d)

(a) (b)

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13

phases, in-plane phases, double-sided windings and single-sided windings [40]. The

major disadvantages of the transverse-flux machines are complex magnetic circuit

construction, reduced power factor, large amount of the flux leakage and complex

manufacturing. In addition, TF machine are not very common in wind power

generation [39].

1.2 Significance of the thesis

This thesis presents an improved coreless AFPMSG's design, analysis and

optimization by using proposed magnet shape. The proposed coreless axial flux

machine presents a suitable alternative to meet increasing energy due to its reduced

cogging torque and torque ripple and increased output power and torque. The research

work presented in this thesis provides a comprehensive contribution in the field of

axial flux machine to be utilized for wind power applications.

A coreless AFPMSG benefits include high efficiency and low torque ripples than

core type AFPMSG. A DRSS coreless stator machine also eliminates the magnetic

unbalance. Furthermore, coreless AFPMSG is also suitable for the wind turbine

application due to its disc shape structure and high torque density. The design of the

AFPMSG is derived from the radial flux machine design. For the analysis and

optimization, a 2-D analytical method and a 3-D FEA are used.

Although the results of 3-D FEA are much closer to the experimental results,

however, it is very time consuming as compared to the analytical method. A 2-D

analytical method by using the mean radius approach is presented for the dual rotor

single coreless stator AFPMSG for the fast characteristics analysis. Furthermore, by

using the developed analytical method, optimization of the coreless AFPMSG is also

presented. The coreless AFPMSG optimum design by using the analytical method

reduces the time of optimization to less than a minute. Furthermore, in order to

confirm the effectiveness, the initial and optimized model results are also compared

with 3-D FEA.

Although, trapezoidal shaped PMs are most commonly used in disc shape

AFPMSGs. However, an arc shaped trapezoidal PM is proposed for decreasing

cogging torque and hence torque ripple. In addition, the proposed model optimization

is made to enhance the torque output and to reduce torque ripple further. A

comparison is made between the optimized and proposed models of the AFPMSG to

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14

justify the proposed magnet shape. The volume of the PM is made constant for both

the conventional and proposed model.

1.3 Main contents of the thesis

To study the significance of the proposed PM shape AFPMSG, initially a dual

rotor axial flux machine is designed using the D3 method, instead of D

2L, which is

utilized in the radial flux permanent magnet machines. The machine parameters are

calculated, and a 1kW model was designed. For the rapid characteristics analysis a 2-

D analytical method is developed to see the parameters effects on the back EMF. The

rotor PMs shape was modified to an arc shape trapezoidal for decreasing cogging

torque and hence torque ripple. Then, the analysis by transient 3D FEA was done for

the performance evaluation of proposed magnet shape AFPMSG. For competitive

comparison, the developed machine performance is compared with its counterpart

trapezoidal shaped AFPMSG. Then, Kriging Method and Genetic Algorithm (GA) are

introduced and employed for the optimization of PMs. PM Overhang of rotor pole is

also considered as an optimization variable for improving torque density and

decreasing torque ripples of proposed machine. For competitive comparison, the

developed machine performance is compared with its basic model AFPMSG.

1.4 Thesis organization

The structure of this thesis as follows.

A brief description of the research background of the WECS is

presented in chapter 1. The description includes various types of

fixed and variable speed WECS and their comparison. The various

types of PMSMs are also discussed briefly. The contents and

significance of the thesis are also presented in chapter 1.

A brief description of the research background of the AFPM

machines is presented in chapter 2. The description includes various

types of the axial flux machine configuration and basic working

principle of the coreless AFPM machines.

In chapter 3, the design process of the AFPM machines is discussed

using D3 method. Electromagnetic design of the AF machine with

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15

basic design equations is presented. The magnet operating point is

also discussed briefly. The 3D FEA approach is also discussed

along with Maxwell's equations.

In chapter 4, the importance of the AFPM machine analytical

analysis is discussed briefly. Furthermore, various analytical

methods developed for the characteristics analysis of the coreless

AFPM machine are also discussed. In addition, an optimal design of

an AFPM machine is presented by employing developed analytical

method.

In chapter 5, a novel arc shaped trapezoidal permanent magnet is

presented to enhance coreless AFPM machine performance.

Optimization of the AFPM machine having arc shaped PM is also

presented by employing asymmetric magnet overhang.

In chapter 6, the conclusion of the research work presented in this

thesis is presented.

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16

Chapter 2 Axial Flux Permanent Magnet Machines

Page 39: Optimal Design of a Coreless Axial Flux Permanent Magnet

17

AFPM machines are inherently suitable for the direct drive application due to its

disc shape structure. They are usually more efficient because of the elimination of

rotor copper losses, high efficiency, compact size and reliability due to the absence of

external excitation. In some of the topologies of these machines, core losses are also

eliminated. Superior cooling characteristics and easy to manufacture are also main

advantages of various types of these machines. AFPM machines have high power and

torque densities. Furthermore, AFPM machines have a simple construction. Due to all

of these benefits AFPM machines are becoming a promising machine type for wind

turbine applications.

2.1 Axial Flux Permanent Magnet Machines Topologies

Davenport and Michael Faraday develop the initial radial flux and axial flux type

machines respectively. The patent published by the well-known scientist N. Tesla in

1889 was also about axial flux disc machine [41]. The advancement in axial flux

permanent magnet (AFPM) machines was slow due to its fabrication complexities

while comparing radial flux permanent magnet (RFPM) machines. This was mainly

due to the balance difficulty because of the very strong attracting stator and rotor

magnetic force [42, 43]. This was also due to the manufacturing of core for such type

of machines [44]. The development in the AFPM machines gained attention in the late

70s and early 80s. The rapid development of the AFPM machines initiated in 1980s,

owing to the growth in fabrication technology, as an alternative to the conventional

RFPM machines [45].

The most common applications of AFPM machines include hybrid electric vehicle

with flywheel energy storage, elevators, low and high speed wind power generation,

aircrafts, computer hard disk drives and vibration motors. The wind energy

technology is going popular very rapidly for becoming one of the most desirable

renewable energy source worldwide due to the depletion of the fossil fuels and

environmental friendly nature. The AFPM machines offer low cost as compared to

other solutions [46-53].

The single stator single-rotor (SSSR), double-stator single-rotor (DSSR), single-

stator double-rotor (SSDR), and multi-stator multi-rotor (MSMR) are the main

topologies of AFPM machines. These configurations are as shown in Figure 2.1 [54].

Page 40: Optimal Design of a Coreless Axial Flux Permanent Magnet

18

The AFPM machine are also classified according to the structure of PMs, winding

configurations and core type. The various such types are as follows: AF machine with

surface mounted or interior PMs, AF machine with armature slots or without armature

slots, AF machine with armature core or without armature core, AF machine with ring

winding or drum winding, AF machine with concentrated winding or distributed

winding, AF machine with integral slot or fractional slot winding and AF machine

with single layer winding- or multilayer winding [45]. Figure 2.2 shows a flow chart

of the various topologies of the AFPM machines.

Figure 2.1 AFPM Machine Topologies (a) SSSR (b) SSDR (c) DRSS (d) MSMR

The basic and simplest structure of the AFPM machine is SSSR. This axial flux

machine has generally slotted and slot-less type stator configurations as shown in

Figure 2.3 [55, 56]. The application of single sided AFPMMs is in gearless elevator,

servo electromechanical drives and in the military due to the compactness and high

torque density [57]. Main drawback of slotted single sided AF machine is the strong

unbalance magnetic force among rotor and stator cores. In order to overcome this

drawback either thrust bearing or the topology of single sided AF machine having

rotor or stator balance are used. Furthermore, the slot-less stator configuration of the

SSSR machine reduced strong magnetic unbalance among stator and rotor. Moreover,

SSSR machine has lower power density as compared to the double-sided AF machine.

(a) (b)

(c) (d)

Page 41: Optimal Design of a Coreless Axial Flux Permanent Magnet

19

Figure 2.2 Axial Flux Machine Topologies Flow Chart

Figure 2.3 SSSR Axial Flux Machine Topologies (a) Slotted type (b) Slot-less type

In DSSR AF machine having internal PM disc rotor, the armature or stator winding

is placed on both the stators. Figure 2.4 shows the slotted and slot-less topologies of

DSSR AFPM machines [45, 58]. It is also known as an axial flux inner rotor machine

(AFIR) or Kaman machine. The AFIR machine's rotor is located between either

slotted stators or slot-less stators. AFIR machine are categorized according to

arrangement of PMs as follows: surface mounted magnet type AFIR or buried magnet

type AFIR. The flow of flux in the surface mounted magnet type and inset magnet

type AFIR is along axial direction in rotor yoke. However, flow of flux in the buried

magnet type is along the circumferential direction. Furthermore, AFIR machine with

slotted stator is called a NS-type and with slot-less configuration is called either NN

or SS type [33].

Axial Flux Machines

Single Stator Single Rotor Double Stator Single Rotor Single Stator Double Rotor Multi Stator Multi Rotor

Iron Stator Core Iron Stator Core Iron Stator Core Iron-less Stator Core

Slotted

Stator

Slotted

Stator

Slotted

Stator

Iron Stator Core Iron-less Stator Core

Slotted

Stator

Slot-less

Stator

Slot-less

Stator

Slot-less

Stator

Slot-less

Stator

(a) (b)

Page 42: Optimal Design of a Coreless Axial Flux Permanent Magnet

20

Figure 2.4 DSSR Axial Flux Machine Topologies (a) Slot-less type (b) Slotted type

The winding of both the stators is connected either in series or in parallel.

However, the balance in the magnetic pull is the advantage of series connected type

AFIR machine. The main advantage of AFIR with parallel connection is its ability to

perform operation if one stator winding become faulty. The power density of surface

mounted PM type AFIR is greater as compared to interior PM type AFIR due to its

thinner rotor back iron requirement. Also the power density of the slotted type AFIR

machine is lower than the slot-less type machine. However, the slot-less type AFIR

has low efficiency due to high copper losses because of the increased end windings.

The armature reaction and PM ends leakage flux in interior magnet type AFIR is

higher while comparing with surface-mounted magnet type AFIR. However, the

interior PM type AFIR machine protects better against magnet mechanical force, wear

and tear, and oxidization [45, 59].

The DRSS AFPM machines consist of armature winding sandwiched between two-

rotor discs [60]. Figure 2.5 shows the most common configurations of DRSS AFPM

machine [45]. The stator of double rotor single stator type machine is either core-type

or coreless type. Furthermore, the core type stator can be either slot-less or slotted

type [61, 62]. Both SSDR and DRSS AFPM machines are also named as three disc

machines. In addition, the rotor of the DRSS machine is surface mounted PM, inset

PM or buried PM types [63-65].

In the DRSS coreless AFPM machine, flow of flux is in axial direction. However,

flow of magnetic flux in the DRSS core type AFPM machine is along circumferential

or axial direction. The flux path in the various DRSS AFPM machines are shown in

Figure 2.6 [66]. The coreless AFPM machines are of NS-type. However, the core type

(a) (b)

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21

AFPM machines are either NS or NN type [45]. Shapes of the magnets that are most

commonly employed in DRSS AF machines are as shown in Figure 2.7 [67].

Additionally, the DRSS AF machine is also found in literature with Halbach

magnetization. The rotor back irons are removed by using this type of an arrangement

[61].

The Coreless AFPM machine has higher efficiency, as compared to the core AFPM

machine [68]. Furthermore, the dual rotor coreless stator AFPM machine has a

reduced total harmonic distortion (THD) in the back EMF. The high efficiency and

more sinusoidal back EMF are due to the absence of stator core. Moreover, this

machine has greater mechanical stability due to the reduced axial force of attraction

between the stator and rotor, and it is also easy to manufacture [69-71].

Figure 2.5 DRSS AFPM machine Topologies (a) Coreless type (b) Slotted type (c)

Slot-less type

(a)

(b)

(c)

Page 44: Optimal Design of a Coreless Axial Flux Permanent Magnet

22

Figure 2.6 Flux path in DRSS topologies (a) NN Slot-less Core type (b) NS Slotted

core type (c) NS coreless type

Figure 2.7 Magnet shapes in DRSS AFPM machines: (a) Trapezoidal (b) circular (c)

semi-circular

In multistage AFPM machine, there are multiple discs of the stator and rotor. It is

also known as multi-stack or multidisc AFPM machine. The simplest multistage

configuration is the double stage configuration. Double stage configuration has either

two-stator disc with three rotor discs or two-rotor disc with three stators. The multi

A C B A C

A C B A C

N S

S N

φ

Rotor Back Iron

Rotor Back Iron

Stator Yoke

φ

φ

φ

φ

A C B A C

A C B A C

N S

N S

φ

Rotor Back Iron

Rotor Back Iron

Stator Yokeφ

(a)

(b)

(c)

N S

Rotor Back Iron

φ φA A C C

N S

Rotor Back Iron

B B A A C C BB

(a) (b) (c)

Page 45: Optimal Design of a Coreless Axial Flux Permanent Magnet

23

disc machine is made from either DRSS or SRDS topologies. In a multidisc machine

with DRSS, the number of stator disc are one less than the rotor disc. However, in a

multidisc machine with SRDS, the stator discs are one more than the rotor discs.

Multidisc machine is used where it is not feasible to increase the power rating of the

SRDS and DRSS machines due to the mechanical constraints. The various

configurations of the multidisc machine exist as in the case of DRSS and SRDS.

Figure 2.8 shows a configuration of the multistage axial flux machine [45]. Multidisc

machines are used in high speed PM generator, pumps, and ship propulsion [36, 45,

72].

Figure 2.8 Multistack or multistage AFPM machine

2.2 Winding configuration in AFPM machines

There are two main classifications of the winding in the electric machine, i.e.

overlap and non-overlap winding as shown in Figure 2.9 [73]. Overlap winding type

can either concentrated or distributed. The concentrated overlap winding is having

one slot/pole/phase. However, the distributed overlap winding is having more than

slot/pole/phase. On the other hand, non-overlap winding is of the concentrated

winding type. The categorization of the non-overlap winding is into single and double

layer winding. The number of coil sides per slot in a single layer winding is one. In

addition, number of stator slots are double to the number of armature coils in single

layer winding. Whereas, double-layer machine winding is having two winding coil

sides in each stator slot. Non-overlap windings are also termed as fractional slot

concentrated windings. Machine windings with slot/pole/phase≤1 are termed as

integral or fractional slot concentrated windings. The classification of the winding

according to coil pitch is termed as full or fractional pitch winding. The winding in

which the coil and pole pitches are equal is termed as full pitch winding. However,

the winding in which pole pitch is greater than the coil pitch is termed as fractional

Page 46: Optimal Design of a Coreless Axial Flux Permanent Magnet

24

pitch winding. The back EMF of coil sides are additive and have no phase difference

in full pitch windings. In fractional pitch winding, coil sides do not have a zero phase

difference. There also exists the categorization according to the winding around the

teeth or core. If it is around the core, it is a drum winding and if it is around the tooth,

it is a ring winding [59, 74-76].

Figure 2.9 Typical winding configurations (a) Overlapping (distributed) (b)

Overlapping (concentrated). (c) Nonoverlapping, all teeth wounds (d)

Nonoverlapping, alternate teeth wound.

Winding of the AFPMM is either overlap or non-overlap and their sub types

include concentrated or distributed single layer and double layer windings.

Concentrated type has the benefit of easy to manufacture, low copper losses, cost

reduction because the size of copper and the axial length of machine decreases.

Distributed winding has the benefit of more sinusoidal back EMF on the expense of

increase in manufacturing cost and power loss due to increase of end turns length of

winding. The core type dual rotor is of either teeth wound or core wound type with

concentrated or distributed winding as shown in Figure 2.10 [59]. However, the

winding of the coreless dual rotor machine is of ring type. Furthermore, the coreless

A12

A11

C12

C11

B11B12 B1

A1

C1

B1

C1

A1

C1

A1

B1

(a) (b)

(c) (d)

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25

type machine has either single layer or multilayer winding with both concentrated and

wave winding configurations as shown in Figure 2.11 [59, 69, 77-79].

Figure 2.10 Winding types in core type structure of AFPM machines (a) Tooth

Wound (ring type) (b) Core Wound (drum type) (c) Ring Type Concentrated (d)

Drum Type Concentrated (e) Drum Type Distributed

Figure 2.11 Winding types in coreless structure of AFPM machines (a) Single Layer

Concentrated (b) Double Layer Concentrated (c) Triple Layer Concentrated (d) Triple

Layer Wave Winding

(a) (b)

(c) (d) (e)

(a)

(c)

(b)

(d)

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26

2.3 Summary

In this chapter, a review of the various AFPM machine configurations is discussed.

The coreless DRSS AFPM machine exhibits increased efficiency and reduced torque

ripples as compared to the other AFPM machines. Furthermore, various

configurations of the coils and magnets in the coreless AFPM machines are also

discussed. Trapezoidal shaped coils and magnet are commonly used in the AFPM

machines due to its increased output torque capability as compared to other shape.

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Chapter 3 Design and Analysis Procedure

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28

The coreless AFPMSG has the benefit of high efficiency. This is achieved due to

the elimination stator core losses. It has also the advantage of reduced cogging torque

and hence more suitable for low speed operation. Furthermore, it also eliminates

imbalance axial force on the stator and thus provides smooth operation. The design of

coreless stator AFPM machine having dual rotor discs is presented in this chapter. In

this configuration coreless stator is sandwiched between twin external rotors.

Furthermore, PMs are fixed on the rotor back iron surface in this configuration. First,

PM operating point and permeance coefficient are discussed briefly. The basic

electromagnetic design equations of the AFPM machine are developed in this chapter.

The design process of AFPM machine utilizing D3 sizing procedure is also presented.

The presented D3 sizing method is similar to the D

2L sizing method which is used in

designing RFPM machines. Moreover, the 3D-FEA approach is discussed along with

Maxwell's equations.

3.1 Magnet Operating Point

Generally, the permanent magnets are characterized by having a large hysteresis

loop. A hysteresis loop is formed by switching on and off the field intensity in a non

magnetized material. The magnet operating point is influenced by the magnetic

environment in which the magnet is placed. The point of an intersection of a load line

and PM demagnetization characteristics is called as magnet operating point and is

shown in Figure 3.1 [80]. The permeance coefficient (PC) is obtained by calculating

the slope of the load line. Along the horizontal axis, PC is zero and along the vertical

axis, its value is infinite. However, the value of the PC, vary between these two

extremes depending on the magnetic environment or the permeance [81].

To calculate the magnet operating point, let us consider an infinite permeable rotor

and stator cores in a magnetic circuit, as shown in Figure 3.2 [80]. By using ampere's

law MMF of magnetic circuit is given by the equation (3.1) [82].

(3.1)

Where Hm is magnet region field intensity, Hg is air gap region field intensity, hm is

magnet length and lg is air gap region length.

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29

Figure 3.1 Operating Point of the Magnet

Figure 3.2 Basic Magnetic Circuit

A relationship between air region flux density (Bg) and air region magnetic field

intensity (Hg) is given by the equation (3.2).

(3.2)

Where µo is free space permeability.

The leakage flux can be neglected by considering the magnet operating flux equal

to an air region flux. A relationship between magnet region and air region flux

densities is given by equation (3.3) by using Gauss's law while neglecting leakage

flux.

(3.3)

Where Bm is the magnet operating flux density, Ag is an air gap region cross-

sectional area and Am is magnet cross-sectional area.

The PC is also stated the ratio between Bm and µoHm on the load line. The PC is

given by equation (3.4).

(3.4)

-µ0Hc µ0Hm µ0H

B

Br

Bm

µR

PC

Magnetic Field Intensity

Ma

gn

etic

Flu

x D

ensi

ty

N S

Rotor Back Iron

Stator Yoke

lg

hm

φ

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30

The relationship between B and H on the demagnetization characteristics is given

by the equation (3.5).

(3.5)

Where Br is magnet residual or remanent flux density and µrm is the magnet relative

permeability.

By substituting Equation (3.1) and (3.3) into equation (3.5), Bm is derived as by

the equation (3.6).

(3.6)

This shows that the Bm is smaller than the Br and it is dependent on the permeance

coefficient. The calculation for the length of the magnet is obtained by using equation

(3.4) for any designed value of the PC. This equation also provides design guidelines

regarding the various magnet dimensions to calculate Bm. Similarly, to calculate the

operating flux density at various loads, a left shifted air gap line has to be drawn by an

amount equal to an external magnetic field intensity. An intersection of such a load

line with the demagnetization characteristics determines the operating flux density at

that load current.

3.2 Design Method

The frequency and speed of a machine determine the number of the pole. The

frequency and pole pair for rotational speed in revolution per min and revolution per

second are related by the equations (3.7) and (3.8) respectively.

(3.7)

(3.8)

Where Ω is mechanical speed in revolution per minute (RPM), ns is the mechanical

speed in revolution per second (rps), f is frequency in cycles per second, P is number

of machine poles and p is number of machine pole pair.

Also, the relationship between frequency and speed for the quantities in radians is

as given by the equation (3.9).

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(3.9)

Where ωr is mechanical speed in radian per second and ωe is an electrical speed

(magnetic or electric field) in radian per second of the machine.

For the single phase operation of the machine, number of coils are either equal to

number of poles or multiple of poles. For the multi phase operation of the machine, a

suitable combination of the coils and pole numbers is selected as given by the

equation (3.10) [83].

(3.10)

Here n is a constant, m represents number of phases and S represents stator coils

count. The ratio between n and m must be a non-integral value to obtain feasible coils

and poles combination.

In dual rotor with internal stator axial flux machines, the coreless, slot-less or

slotted type armature windings are used. The coils of the coreless type armature

winding are made rigid by utilizing epoxy resin in the coreless AFPM machines.

Generally, the coil profile used in the coreless winding is of trapezoidal, rhomboidal

and circular shapes. Trapezoidal coils have the advantages of increased torque density

as compared to other profiles [67]. Furthermore, the magnet profiles that are used in

the coreless AFPM machines are of trapezoidal, circular or semi-circular shapes. The

various relations used in the coreless winding are as follows.

In a coreless configuration, concentrated type single layer winding is generally

utilized. If number of coils at stator (S), is known, then coils per phase (Cn), coils per

poles (Q) and coils per poles per phase (q1) are given by equations (3.11), (3.12) and

(3.13) respectively [67].

(3.11)

(3.12)

(3.13)

If Tph is number of turns in a phase, then turns per coils (Nc) and conductors per

coils (nc) are calculated by using the equations (3.14) and (3.15) respectively.

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(3.14)

(3.15)

Where aw is number of parallel conductors.

Parallel conductors or Litz wires are generally used in coreless AFPM machines to

reduce copper losses or joules losses [84]. The inner, outer and average coil pitches of

the disc type machine are calculated by using the equations (3.16), (3.17) and (3.18)

respectively. Whereas the inner, outer and average poles pitches are given by the

equations (3.19), (3.20) and (3.21) respectively. Inner, outer and mean pitches

calculations are presented because we are considering trapezoidal shaped coils and

magnets in the configuration of the coreless AFPM machines.

(3.16)

(3.17)

(3.18)

(3.19)

(3.20)

(3.21)

Where Di, Do and Da are the rotor disc inner, outer and average diameters. The

rotor disc average diameter is calculated by the equation (3.22).

(3.22)

For the AFPM machines, in order to simply the equations ratio between internal

and external rotor diameters is written as kd, given by the equation (3.23).

(3.23)

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33

The inner and outer pole arc widths are calculated by using the values of the

calculated pole pitches and by assuming an appropriate pole arc to pole pitch ratio.

Also, the radial length or thickness of magnet is calculated by using the equation

(3.24).

(3.24)

The back iron length is calculated by using equation (3.25).

(3.25)

Where, Bmax is the maximum allowable rotor back iron flux density.

The other significant parameter is stack length that is calculated by using the

equation (3.26).

(3.26)

Whereas, Ly is yoke height, Lw coil length in axial direction, lg is the air gap length,

hm is pole length in axial direction.

Three phase winding factor kw is obtained by multiplying distribution factor kd1 and

pitch factor kp. Both these winding factors influence the back EMF. The values of

both these factors are obtained by using the equations (3.27) and (3.28) respectively

[85].

(3.27)

(3.28)

Where β is a ratio between coil and pole pitches and it is given by the equation

(3.29).

(3.29)

Where τpa is an average pole pitch and τca is an average coil pitch.

The electrical loading Am is considered as number of ampere conductor around the

air gap circumference. Its peak value is written by the equation (3.30) [86].

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34

(3.30)

Let us consider a sinusoidally distributed flux density due to PM. Its average flux

density is given by the equation (3.31).

(3.31)

The flux per pole due to the circumferential element per pole i.e. 2πrdr/P is given

by the equation(3.32).

(3.32)

Where Bm is maximum flux density and α is ratio between averages and peak

magnetic flux densities

By substituting Do=0.5Ri and by using equation (3.23), the flux per pole is given

by the equation(3.33).

(3.33)

For a phase winding with winding factor kw, having Tph turns placed in a sinusoidal

distributed magnetic flux density having flux per pole Φp, generally the flux linkage at

any time instant t is given by the equation (3.34).

(3.34)

Since

(3.35)

By using equation (3.35), flux linkage can be expressed by the equation(3.36).

(3.36)

By using Lenz law, the back EMF's rms and peak values are obtained as given by

equations (3.37) and (3.38) .

(3.37)

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(3.38)

The output power in the single stator axial flux machine is given by the equation

(3.39).

(3.39)

By using equations (3.30)and (3.38), the output power is as given by the equation

(3.40).

(3.40)

The torque can be found be using equation (3.41)

(3.41)

The rotor outer diameter is calculated by the equation (3.42) by solving equation

(3.40).

(3.42)

The calculation of the efficiency is as given by the equation (3.43).

(3.43)

The output torque of a RFPM machine is directly proportional to stack length and

rotor diameter square. However, for an AFPM machine output torque is directly

proportional to rotor diameter cube as it can be seen from the equation (3.43). This

shows that axial flux machine produces more output torque for the same rotor

diameter as compared to the radial flux machine.

Generally, size of an electrical machine is determined by its torque per unit rotor

volume (TRV). The TRV is electric and magnetic loading product and it is given by

the equation (3.44) [86].

(3.44)

Where Vr is the volume of the rotor and Bm is magnetic loading.

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36

Torque is also related with the average shear stress σ at the rotor surface [87]. The

shear stress is force per unit area. In electric machines shear stress produces torque.

The torque in terms of shear stress is as given by the equation (3.45).

(3.45)

By using equations (3.44) and (3.45), the TRV in terms of shear stress is as given

by the equation (3.46).

(3.46)

In the electric machines, the type of the material used limits both the electrical and

magnetic loading. The electrical loading Am is linear current density along the

circumference of air gap. The Am measure how many amperes packed inside each unit

of stator circumference. The various cooling methods limit electrical loading i.e.

totally enclosed, fan cooled and liquid cooled. The Bm is taken as an average flux

density over rotor surface and it is usually sinusoidally distributed. Table 3.1 shows

typical values of TRV for the various categories of PM machines [86].

It is very useful to relate electrical loading with the current density. The electrical

loading relation with current density J is given by the equation (3.47).

(3.47)

Table 3.1 Standard values for TRV

Types of machine TRV

KNm/m3

Totally enclosed machines (with ferrite PM) 7~14

Totally enclosed machines (with rare earth PM) 14~42

Integral-hp industrial machines 7~30

Table 3.2 shows the various cooling conditions related to electrical loading and

current density in PM machines [86]. Typical value of magnetic loading for an air-

cooled PM machines is around 0.7T. However, it is around 0.8 T for the liquid cooled

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37

machines. Electric machines are usually designed to get high torque and power

densities by considering the maximum limits of the current and magnetic loadings.

Higher electric loading causes overheating in the coils and PMs. Demagnetization of

the PMs occurs with excess heating. Therefore, current loading is kept below the

permissible limit in order to avoid damage. The magnetic loading limit is made to

avoid the back iron magnetic saturation.

Table 3.2 Selection of electrical loading and current density

Conditions Electric loading Current density

A/mm A/mm2

Totally enclosed Around 150 1.5~5

Fan cooled Around 350 5~10

Liquid cooled Around 600 10~30

Based on the assumed value of the shear stress it is possible to get an approximate

value of the outer diameter after computing rotor volume. It is also possible to get an

approximate value of the outer diameter by assuming current and magnetic loading.

The rotor disc inner diameter is found by assuming of inner and outer diameter ratio

for the maximum output power .i.e., . The proper selection of coils and poles

combination is dependent on winding factor. A flow chart of the design process is

shown in Figure 3.3.

Figure 3.3 Flow chart of the design process.

Rotor yoke thickness

Rated power, Rated voltage,

Frequency, Synchronous speed, Power

factor, and Efficiency

No. of Poles and Coils

Winding factor

Magnetic and electric loading

Rotor outer and inner diameter

Pole and coil pitch

Flux per pole

Conductor cross sectional area

Current Density

Coil height

Total stack length

Induced voltage

Magnetic pole thickness

Conductor per coil

No. of coils per phaseFull-Load current

No. of turns per phase

Torque, Power

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38

3.3 Analysis Method

For the analysis of electric machines, various traditional solutions, i.e. magnetic

equivalent circuit and analytical solutions of the Poisson and Laplace equations are

used. The magnetic equivalent circuit method is fast and it is a fine starting point. Its

main drawback is the considering of lumped parameter and ignoring magnetic flux

density spatial distribution. However, an analytical method considers these effects in

the computation of magnetic field distribution, but it could not deal with complex

shapes and saturation effects. Both these methods provide rapid performance analysis

and deep insight into the machine design by utilizing magnetic circuit theory.

However, due to the highly nonlinear fields, magnetic cross coupling, complex

geometry and saturation effects in the electric machines, the conventional analytical

field solutions do not give satisfactory results. Therefore, to provide correct

performance prediction, numerical techniques like Finite Element Method (FEM),

Boundary Element Method (BEM) and Finite Difference Method (FDM) are utilized.

FEM provides an accurate estimate of the design by considering all the nonlinear

fields created. Results are obtained in this research work by using JMAG Designer (a

commercially available FEM solver).

Although, the structure of the electric machine is 3D and a 3D-FEM is required for

its performance analysis. However, in radial flux machine, both the two dimensional

finite element analysis (2D-FEA) and (3D-FEA) are generally used. In 2D-FEA for

radial flux machine, the field problem is reduced to the 2D due to its symmetry or 2D

electromagnetic problem nature. This is because 2D-FEA is preferred for the rapid

performance analysis. For the rapid performance analysis of the radial flux machine,

the half or quarter model is also utilized due to its symmetrical electromagnetic

nature. To study axial flux machines magnetic field, the 3D-FEM is utilized due to the

nature of its tri-dimensional electromagnetic problem.

To obtain the solution by the FEM, geometry of the model is discretised into

elementary elements, known as "finite elements". The most commonly used elements

in 2D-FEM and 3D-FEM are quadrilateral and tetrahedral. The assembly of various

elements is called as mesh. The distribution of the magnetic potential is presented by

a partial differential equations obtained from Maxwell's equations. Within each

element, the magnetic vector potential is approximated to vary according to shape

functions. In FEM, the quality of mesh is very important for the precision of the

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39

performance analysis. The commonly employed meshes in JMAG designer are

automatic, adaptive, slide and rotate, layered, thin plate, skin depth, patch, spatial

automatic and manual. The value of field quantities at any points inside each element

is interpolated from the vertices of the element.

To solve the electromagnetic field problem, the governing Maxwell's equations are

required. For the sake of simplicity partial differential Maxwell's equations are written

in magnetic vector potential form. Generally numerical techniques are applied in

Maxwell's equation solution.

The magnetic field intensity is related to scalar magnetic potential (U) as given by

the equation 3.48 in the airspace region.

(3.48)

(3.49)

(3.50)

(3.51)

The magneto-static problem is described by the following equations.

(3.52)

(3.53)

(3.54)

Since, ∇ .(∇ ×B)=0 , the magnetic vector potential is defined as.

(3.55)

Here H is a representation of magnetic field intensity, B is a representation of

magnetic flux density, µ is a representation of magnetic permeability, Ji is a

representation of current density, ∇ is an operator while A is a magnetic vector

potential. ∇ is called as del or nabla and it is used to reduce length of partial

differential equation. By considering a 3D magnetic vector potential A3D for a 3D-

FEM problem, the equation 3.52 can be written as follows by using the equations

3.53 and 3.55.

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40

(3.56)

Since

(3.57)

Equation 3.57 is expressed as given by the equation 3.58 by considering Coulomb

gauge law i.e. ∇ .

(3.58)

This results into Poisson's equation as given below by using equation 3.56.

(3.59)

With A3D in terms of the unit vectors (eρ, eφ, ez), Poisson's equation is

expressed as given by the equation 3.60, in the cylindrical coordinate system (ρ,

φ, z).

(3.60)

Where, each components of the Laplacian operator are given as below.

(3.61)

(3.62)

(3.63)

In the numerical techniques, the quality of meshing is very important which

determines the analysis precision mesh. There are numerous possible mesh

approaches for meshing the air regions between stators and movers in commercial

FEM software JMAG- designer. However in this research work re-meshing at each

step is used due to its numerous benefits over other meshing techniques [88].

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41

3.4 Optimization Method

Subject to equality and inequality constraints the optimal design problem is

converted to the minimization of an objective function. The optimum design problem

is to get a point in the feasible domain for minimizing an objective function. The

optimal design problem is given as [89]:

For minimizing cost function f(x) conditional on inequality constraint gi(x) ≤ 0,

i=1 to m as well as equality constraint hj(x)=0, j=1 to p, find an optimal design

variable vector x.

The feasible set for design problem is an accumulation of all feasible designs.

The feasible set S for a design problem of all feasible designs can be stated as

follows:

(3.64)

Global (Absolute) Minimum

At x* an objective function f(x) has a global minimum when inequality f(x*)≤ f(x)

satisfies entire x in the feasible set S.

Local (Relative) Minimum

At x* an objective function f(x) has a local minimum when inequality f(x*)≤ f(x)

satisfies all x in a small neighborhood N (vicinity) of x* in the feasible set S.

Consider a one variable function f(x) to identify graphical meaning of local and

global minima as shown in Figure 3.4 [89]. In this waveform, the local minima of this

function are points B and D, because the minimum value of this function lies in

vicinity of these points. Likewise, local maxima of this function are points A and C.

The value of x and f (x) may lie between - ∞ and ∞, thus both domain and function are

boundless. Therefore, the f(x) has no global maximum or minimum. The function's

global maximum is at point F whereas, function's global minimum is at point E when

x is limited between -a and b, as can be seen in Figure 3.4(b). Here, points E as well

as F comprise bounded constraints, whereas A, B, C, and D are unbounded

constraints.

A point is called as a global minimum if it has no other promising points with

improved values of the cost function.

A point is called as a local minimum if it has no other promising points "in

the surrounding" with improved cost function values.

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42

Figure 3.4 Optimal points: (a) The boundless domain and function (local minima and

maxima), (b) The bounded domain and function (global minima and maxima)

By using local optimization techniques, which are conventionally used, the

optimization of electrical machine design is considered as a multi-variable constrained

nonlinear problem. The selection of initial points may result in an undesirable local

solution by using the conventional optimization methods. The general solution for

these techniques drawbacks is problem solving by taking different initial points. For

the design of electric machine, the number of design variables should be minimum to

avoid complexity. Thus, the design problem of electrical machine is phrased to be a

global constrained problem [90, 91]. An optimization method considering the Latin

Hypercube Sampling (LHS), Kriging method and Genetic Algorithm (GA) has been

employed for electrical machine optimization [92]. For the estimation of mean,

deviations and distribution of functions LHS is considered for accuracy as compared

to random and stratified sampling in constructing Kriging model. Furthermore, this

guarantees that all design variables represents all its range [93]. In addition this can be

a useful tool to optimize a machine design if samples are selected in moderation i.e.

not too far from design point or two points are not very close to each other. In this

research, for employing the LHS a MATLAB Model-Based Calibration Toolbox is

used.

3.4.1 Kriging Method

The discussion presented below regarding Kriging method is referred to [94, 95].

The Kriging model is built by the geostatistics method and maximum likelihood

estimation method for interpolating the random field values. It is a commonly used for

the calculation of the minimum error variance. To minimize error variance in the

(a) (b)

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43

Kriging model, the bias is eliminated by using estimated equation. The Kriging model

is stated as given below:

(3.65)

Where f(x), y(x) and z(x) are the approximation function, interpolation function and

stochastic process realization function respectively. The z(x) matrix of covariance is

stated as given below:

(3.66)

Where R is the correlation matrix and and R(xi, xj) is the correlation function

respectively between points xi and xj. The various numbers of the correlation function

which exist are specified by the user. The selected Gaussian correlation function is

written as follows:

(3.67)

Where ndv is total design variables, θk and pk are undetermined correlation variables

for fitting the model, and xki, xk

j are sample points components x

i and x

j of the kth

component.

The y^(x), as an estimated value at x is written as follows by using relationships of

correlation among θk and best linear unbiased prediction of the y(x).

(3.68)

Where is the regression coefficient for the mean square predictor, the correlation

between sample points x and n is equal to r(x)

(3.69)

The Kriging modeling is determined based on the θ=[θ1......θndv] and

P=[p1......pndv] correlation elements. By the help of estimation by maximum

likelihood a prime predictor is determined. To be precise, by maximizing the

likelihood function the correlation elements are determined as given below

(3.70)

Where maximum likelihood prediction value σ^2 is as follows:

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44

(3.71)

3.4.2 Genetic Algorithm

As discussed in [96], the GA is a heuristic search algorithm which draws its

analogy from the nature. The GA is generally applied to produce valuable solutions

for optimization and the search tasks. This algorithm is used for solving both the

bounded and unbounded optimization problems. It solves optimization problems

using natural evolution techniques, i.e., crossover, metamorphosis, and selection. GA

does not depend on initial point of search. In addition, it does not use functional

derivative information or any other auxiliary information of objective function. Its

trapping chance is lowest in local minimum.

A flow chart of the GA is as shown in Figure 3.5[96], chromosomes which encode

individuals to optimization problem, go forward toward better solutions. Binary code

of 0's and 1's are used to represent the solutions, furthermore other types of encoding

can also be used. An evolutionary process usually begins by forming a randomly

created individuals population and occur in the generations. Every candidate fitness

inside each generation is assessed, multiple candidate solutions are chosen from

present population (depending on its fitness), and for making fresh population they

are altered by regrouping and randomly mutating. The fresh population is then chosen

in a subsequently cycle of methods. Generally, the algorithm ends if an appropriate

fitness standard or the creation of the maximum number of generations is obtained.

By GA, the coupling effects of design parameters are taken into consideration by

simultaneously optimizing entire populations of designs at once rather than a single

design at a time.

Furthermore, GAs for the distinct objective optimization problems can also be used

for solving various objective optimization problems. In addition, the most familiar

technique for the multi-objective optimization problem is to use weighted sum

method, and it is realized by

(3.72)

Here, w is weights vector set by the decision maker i.e., and w > 0. If

any objective is not normalized, we need not add to 1.

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In general, for this combined optimization process, the LHS is applied in order to

select the sampling points using design of experiment. In addition the Kriging method

is utilized for model approximation. Furthermore, a genetic algorithm is made in

achieving optimal values for the design variables.

Figure 3.5 The flow chart of GA.

3.5 Summary

In this chapter, a three phase coreless AFPM machine design is discussed by

developing sizing equation which possess the advantages such as high efficiency and

power density. The machine design included comprehensive calculations equation for

the various parameters. Furthermore, approach of the machine design by using sizing

equation is also discussed. The design parameters of the AFPMSG are presented in

chapter 3 and chapter 4 by utilizing electromagnetic design equations presented in this

chapter. In addition, transient 3D FEA approach is also presented along with

Maxwell's equations. Transient 3D FEA is utilized for the design and analysis of the

AFPMSG in chapter 3 and chapter 4. Also the optimization method by using the

Krigging Method and GA is discussed. The optimization of AFPMSG is presented in

chapter 4 by utilizing Krigging method and GA.

Breed new individuals through crosser and mutation operation to give

birth to offspring

Evaluate the fitness of new individuals

Replace least fit population with new individuals

Start

Repeat on this generation until termination

(time limit, sufficient fitness achieved, etc)

Select the best fit individuals for reproduction

Evaluate the fitness of each individual in the population

Choose the initial population of individual

End

Page 68: Optimal Design of a Coreless Axial Flux Permanent Magnet

46

Chapter 4 Analysis of AFPMSG with 2-D Analytical

Method

Page 69: Optimal Design of a Coreless Axial Flux Permanent Magnet

47

4.1 Introduction

For accurate computation of machine characteristics, e.g., output torque and back

EMF, the precise calculation of an air gap flux density is essential. The magnetic

equivalent circuit method, an analytical method and FEA are used for computation of

magnetic field. Among these methods FEA is more accurate, since others methods

can not tackle nonlinear magnetic fields. The disadvantage of using FEA is that it is

very time consuming and hence the effect of varying various parameters on the output

is very time consuming [68, 97]. Therefore, analytical methods are favored for finding

a time-efficient solution.

The PM machines, magnetic field computation is a focus of recent research

nowadays. The magnetic flux distribution in a PM machine is computed either by

using a polar or rectangular coordinate system [98, 99]. The computation of the

magnetic field for the double sided slot-less stator axial flux machine is made by

representing magnets and coils as current sheets in [100]. An analytical method of the

normal field component was developed for the single stator and rotor axial flux

machine with flat multiple pole disc magnets by using the mean radius approach

[101]. The distribution of the magnetic field for the single sided coreless stator axial

flux PM generator has also been computed using the mean radius approach [102]. A

voltage total harmonic distortion (VTHD) calculation of the single-sided coreless

AFPMSG using a 2-D analytical method is presented in [102]. An optimization for

reduction in VTHD of the double sided AFPMSG using 3-D FEA is presented in

[103]. However, an analytical solution to magnetic field distribution of coreless dual

rotor single stator AFPMSG has not been presented yet, which uses the mean radius

approach.

This chapter presents a 2-D analytical method to calculate back EMF of coreless

AFPMSG with dual rotor. The developed analytical technique is further expansion of

analytical method developed in [102]. Analytical method presented in [102] is for the

single rotor and coreless stator whereas the developed analytical method is for dual

rotor and coreless stator. The equations are developed by using the same approach i.e.

mean radius, rectangular coordinate system and solution of the Maxwell's equations

as was presented in [102]. However, there is a minor difference in the derived

equations and the equations that were presented in reference [102] due to the different

position of lower and upper magnets from the reference point. In the developed

Page 70: Optimal Design of a Coreless Axial Flux Permanent Magnet

48

analytical method equations are not being simply taken from the references [100-102]

for the superposition but they are derived. Furthermore, developed analytical method

is used for the optimization of the dual rotor and coreless stator in this paper instead if

time consuming 3D FEA. A transient 3-D FEA is employed to verify results of the

developed analytical method for both initial and optimized models. JMAG designer

ver. 14.1 is used as a 3D-FEA tool in this chapter. Performance evaluation of initial

and optimized model of the AFPMSG under no load and load conditions is done with

time stepping FEA, since it is more accurate as compared to the magneto-static FEA

for the rotating electric machines. Finally, the VTHD of the initial and optimized

models is compared using 3-D FEA.

The rest of chapter is arranged as follows: Section 4.2 presents 2-D analytical

method for the modeling and analysis of coreless AFPMSGs. This is followed by

Section 4.3, which describes the optimization of the AFPMSG using the developed

analytical method. In Section 4.4, a summary is drawn.

4.2 2-D Analytical Modeling for Coreless AFPMSG Analysis

This section presents 2-D analytical method for calculating the magnetic flux

density with Maxwell’s equations using boundary conditions of the single coreless

stator and dual rotor AFPMSG.

4.2.1 Initial Model

Figure 4.1 shows the initial model of the 1.0 kW, three phase, Y-connected,

double-sided AFPMSG. The AFPMSG has two disc-shaped rotor yokes with

permanent magnets placed on it. The coreless stator is sandwiched between two rotors

and has stator windings fixed by the plastic resin. Three phases of the stator windings

are arrayed periodically in the circumferential direction. Table 4.1 presents various

design parameters of the AFPMSG for 2-D analytical method.

4.2.2 Assumptions

The analytical model is developed for a double sided AFPMSG with coreless

armature winding. The following assumptions are made for the sake of ease.

i. There is no magnetic saturation and rotor discs have infinite permeability.

Page 71: Optimal Design of a Coreless Axial Flux Permanent Magnet

49

ii. The PMs have uniform magnetization. Furthermore demagnetization of a

magnet is a straight line. It has a constant relative permeability and its value is

close to unity.

iii. While calculating no-load magnetic field of upper region PMs, lower regions

PMs are considered as free space and vice versa.

iv. The whole magnetic regions are taken as air region or free space for armature

reaction field computation.

While developing analytical model, the no load and armature reaction magnetic

fields are computed independently because of magnetic linearity. The computed no

load and armature reaction fields are merged for obtaining resultant magnetic field by

using superposition.

Figure 4.1 Exploded view of the 3-D FEA model of the AFPMSG.

Table 4.1 The AFPMSG parameters

Parameters Units Values

Outer radius of rotor mm 81.2

Inner radius of rotor mm 54.8

Height of back iron core mm 4.0

Interpolar separation mm 13.23

Height of magnet mm 10.0

Height of machine mm 46.0

Air gap mm 1.5

Pole Pitch mm 35.73

Speed rpm 1100

No. of poles - 24

Turns/phase - 396

No. of coils - 9

Coil phase a

Coil phase b

Coil phase c

Rotor back iron

PM South PM North

Page 72: Optimal Design of a Coreless Axial Flux Permanent Magnet

50

4.2.3 Magnetization of the PMs

The relation among vector fields B and H for air region and magnet region is

as follows [98].

air region (4.1)

magnet region (4.2)

Where M is magnet residual magnetization vector, the

permeability and is relative permeability of magnet.

In scalar magnetic potential form, we can write the following relation as

below [98].

(4.3)

and

air region (4.4)

magnet region (4.5)

The magnetization vector is towards axial direction and in Cartesian

coordinates the magnetization vector is given as follows.

(4.6)

Where

Therefore, equation (4.6) reduces as follows:

Figure 4.2 Magnetization produced by the PMs.

(4.7)

is obtained by taking the Fourier series of the Figure 4.2. The general

form of the Fourier series of the any even function is as [98].

(4.8)

Where

M

2

m2

m

p2

mp

0

rB

x0

Page 73: Optimal Design of a Coreless Axial Flux Permanent Magnet

51

(4.9)

Where L is the period of the function, which is in this case.

Now in order to calculate , by using equation (4.9) we can write as

follows:

(4.10)

By solving the equation (4.10) we can write as follows:

(4.11)

Now in order to calculate , again by using the equation (4.9) we can

write as follows:

(4.12)

By solving equation (4.12) we can write as follows:

(4.13)

Where is pole pitch and is ratio between pole arc to pole pitch.

The divergence of magnetization vector can be calculated by using the

relation given below [98].

=0 (4.14)

As divergence is zero, so magnetic scalar potential in air region and PMs

using equations (4.4) and (4.5) is described by Laplacian equation as follows

[98].

(4.15)

The magnetic scalar potential is related with magnetic field intensity

components as follows:

(4.16)

Where is the circumferential component of magnetic field intensity

and is the axial component of the magnetic field intensity.

in the air spaces

in the magnet region

Page 74: Optimal Design of a Coreless Axial Flux Permanent Magnet

52

4.2.4 2-D Analytical Method

For the computation of magnetic field with the analytical method, the mean radius

approach that is presented in [100-102] and the rectangular coordinate system is used.

Therefore, the 3-D geometry of the AFPMSG is converted into a 2-D linear model in

which X-axis and Y-axis represent circumferential and axial directions respectively.

Computation of no load flux density components by a 2-D analytical method in the air

gap and magnet regions is derived from Maxwell's equations solution by applying

boundary conditions.

Figure 4.3 shows the AFPMSG linear model for computation of no load magnetic

field due to the lower rotor permanent magnets.

Figure 4.3 Linear representation of the AFPMSG for the lower rotor.

For permanent magnet machines with linear demagnetization characteristics, the

Laplacian equation governs the scalar magnetic potential in both air as well as

permanent magnet regions [102]. The general solutions of Laplacian equation in air

and magnet regions are given by Equations (4.17) and (4.18), respectively.

1 2

1,3,5,...

( )cos( )n y n y

p p

p

n xI III

n

D e D e

(4.17)

3 4

1,3,5,...

( )cos( )n y n y

p p

p

n xII IV

n

D e D e

(4.18)

Where φ is the magnetic scalar potential with subscripts represents

corresponding regions, y is the axial height, τp is pole pitch, n is harmonic order, x

is the circumferential distance and D1 to D4 are the unknown coefficients to be

determined by applying boundary conditions.

x

y hm NRegion II

(lower magnets)

Region I

(air space)

τm

S

Back iron

Back iron

L

Page 75: Optimal Design of a Coreless Axial Flux Permanent Magnet

53

The coefficients D1 to D4 in the above expressions are determined by imposing the

boundary conditions. The PMs magnetic field must satisfy boundary conditions given

in Equation (4.19)-(4.21) [99].

0 0( , ) ( , ) 0

( , ) ( , ) 0

xI xIIIy y

xII xIVy L y L

H x y H x y

H x y H x y

(4.19)

( , ) ( , )

( , ) ( , )

m m

m m

yI yIIy L h y L h

xI xIIy L h y L h

B x y B x y

H x y H x y

(4.20)

( , ) ( , )

( , ) ( , )

m m

m m

yIII yIVy L h y L h

xIII xIVy L h y L h

B x y B x y

H x y H x y

(4.21)

Where Hx is magnetic field intensity circumferential components and By is

magnetic flux density axial component.

By employing the above mentioned boundary conditions, we get the values of the

coefficients given by Equations (4.22)-(4.25)

1

sinh

2

m pn pn hM

Dn

(4.22)

2

sinh

2

m pn pn hM

Dn

(4.23)

3

sinh ( )

2 p

m pn p

n L

n L hMD

n e

(4.24)

4

sinh ( )

2 p

m pn p

n L

n L hMD

n e

(4.25)

Here,

( ) ( )cosh( )sinh( ) cosh( )sinh( )m pm m m

p p p p

n L hn h n L h n h

r

and,

Page 76: Optimal Design of a Coreless Axial Flux Permanent Magnet

54

0

sin( 2)2

2

prn p

p

nBM

n

Where hm is axial length of the magnet, αp is pole arc to pole pitch ratio, L is axial

height of machine, Br is residual flux density of PM, µo is permeability of free space

and µr is relative permeability.

By substituting the above computed coefficients into Equations (4.17) and (4.18)

and by solving for the magnetic field, we get the circumferential and axial

components of magnetic field. Magnetic field components due to lower magnets in air

gap and magnet regions are given by Equations (4.26) –(4.29) .

0 0

0

1,3,5,...

sinsinh sin

IxI xI

m p

n p p

n

B Hx

n hM n y n x

(4.26)

0 0

0

1,3,5,...

sincosh cos

IyI yI

m p

n p p

n

B Hy

n hM n y n x

(4.27)

0

0

1,3,5,...

sin ( )sinh ( ) sin

IIxII xII x

m p

n p p

n

B H Mx

n L hM n L y n x

(4.28)

0 0 0

1,3,5,...

1

sin ( )cosh ( ) cos

IIyII yII y y n

n

r m p

p p

B H M M My

n L hn L y n x

(4.29)

Here,

0 r

Page 77: Optimal Design of a Coreless Axial Flux Permanent Magnet

55

Where Bx is circumferential component of flux density, By is axial component of

flux density, Hx is circumferential component of field intensity and Hy is axial

component of field intensity.

Figure 4.4 shows the linear model of the AFPMSG for the computation of no load

magnetic field due to upper rotor magnets. Circumferential and axial components of

magnetic flux density due to upper rotor magnets in air gap and magnet regions are

given by Equations (4.30) -(4.33) .

0 0 0

1,3,5,...

sin

sinh ( ) sin

m pIIIxIII xIII n

n

p p

n hB H M

x

n L y n x

(4.30)

Figure 4.4 Linear representation of the AFPMSG for the upper rotor.

0 0 0

1,3,5,...

sin

cosh ( ) cos

m pIIIyIII yIII n

n

p p

n hB H M

y

n L y n x

(4.31)

0 0

1,3,5,...

sin ( )

sinh sin

m pIVxIV xIV x n

n

p p

n L hB H M M

x

n y n x

(4.32)

0 0 0

1,3,5,...

1

sinh ( )cosh cos

IVyIV yIV y y n

n

r m p

p p

B H M M My

n L hn y n x

(4.33)

x

y

hm N

Region III

(air space)

Region IV

(upper magnets)

τm

S

Back iron

Back iron

L

Page 78: Optimal Design of a Coreless Axial Flux Permanent Magnet

56

The armature reaction refers to magnetic field produced by currents in stator coils

and their interaction with field flux. Here disc armature winding is considered as thin

current sheets. Figure 4.5 shows linear model of AFPMSG for computation of

armature reaction field. The axial component of armature reaction is given by

Equation (4.34) [104].

0

cosh 2cosh ( ) cos

sinhy n

npL RB K np L y R npx R

npL R

(4.34)

For computing the Beff, the effect of both radius R and axial position y are

considered. These variables are considered because for a specific axial position y air

gap flux density is varying with radial position R. The effective no load flux density

Beff is given by Equation (4.35) .

Figure 4.5 Linear representation of the AFPMSG coil region by current sheet.

2 2

1 12 1 2 1

1( , )

( )( )

R y

eff wR y

B K B R y dRdyR R y y

(4.35)

Here, B(R,y) is the sum of magnetic field, Kw is the winding factor, R1 and R2 are

inner and outer radii of rotors and y1 and y2 are axial positions of lower and upper

surfaces of the coil region.

The back EMF is computed by considering axial and circumferential components

of twin rotor magnets. The back EMF Eb in the air gap is given by Equation (4.36) .

2 1

2 26 ( )ph

b eff

fTE R R B

p (4.36)

Where Tph the number of turns per phase.

U-UU

x

y

Xc

Back iron

Back iron

L

Page 79: Optimal Design of a Coreless Axial Flux Permanent Magnet

57

4.2.5 Characteristics Analysis

Figure 4.6(a) and Figure 4.6(b), shows magnetic flux density axial and

circumferential components due to lower and upper magnets for the air gap region

respectively. It can be seen that both magnetic flux density components due to lower

magnet decrease as y increases up to coil's center, i.e., 19 mm. Furthermore, results

show that magnetic flux density components due to upper magnets increase as y

increases from coil's center, i.e., 19 mm.

Figure 4.7(a) and Figure 4.7(b), shows magnetic flux density axial and

circumferential components due to lower and upper magnets for the magnet region

respectively. The results show that both magnetic flux density components due to the

lower magnet increase as y increase up to the magnet surface. The results also show

that both magnetic flux density axial and circumferential components due to the upper

magnet decrease as y increases from magnet surface.

Figure 4.6 (a) Magnetic field's axial component of air region (b) Magnetic field's

circumferential component of air region.

0 10 20 30 40

-0.50

-0.25

0.00

0.25

0.50

By (T

)

Distance (mm)

Due to lower PMs

y=13 mm

y=19 mm

y=25 mm

Due to upper PMs

y=13 mm

y=19 mm

y=25mm

0 10 20 30 40

0.00

0.25

0.50 Due to lower PMs

y=13 mm

y=19 mm

y=25 mm

Due to upper PMs

y= 13 mm

y= 19 mm

y= 25 mm

Bx (T

)

Distance (mm)

(a)

(b)

Page 80: Optimal Design of a Coreless Axial Flux Permanent Magnet

58

Figure 4.7 (a) Magnetic field's axial component of magnet regions. (b) Magnetic

field's circumferential component of magnet regions.

The axial component of the resultant armature reaction at the mean axial position

(air gap region) at the rated current of 7 Arms is shown in Figure 4.8, by using

Equation (4.34) . Magnetic field due to armature reaction is highest at phase band

edges. In addition, the result shows that the resultant field due to armature reaction is

minute compared to no load magnetic field, and hence can be ignored. The

computation of resultant magnetic field is done by adding magnetic field's axial and

circumferential components due to both rotor discs PMs. Figure 4.9 shows resultant

magnetic field. It is computed at mean radius and axial height.

The back EMF is computed by using Equation (4.36) . The calculated back EMF

is at the mean radius and axial height. The computational time for the back EMF

using the analytical method is less than one minute, whereas as it is around 15 hours

using 3-D FEA. Thus, the analytical method shows rapid characteristics analysis. The

back EMFs computed with 2-D analytical method as well as with 3-D FEA are shown

on Figure 4.10. The back EMF computed by using analytical method and 3-D FEA is

0 25 50 75

-0.8

-0.4

0.0

0.4

0.8

Due to lower PMs

y=2 mm

y=6.0 mm

y=10.0 mm

Due to upper PMs

y=28 mm

y=32 mm

y=36 mm

By (T

)

Distance (mm)

10 20 30 40

0.00

0.25

0.50

0.75

Due to lower PMs

y=2.0 mm

y=6.0 mm

y=10.0 mm

Due to upper PMs

y=28 mm

y=32 mm

y=36 mm

Bx (T

)

Distance (mm)

(a)

(b)

Page 81: Optimal Design of a Coreless Axial Flux Permanent Magnet

59

almost equal. The back EMF fundamental harmonic component is 92% and 90.6%

using the analytical method and 3-D FEA, respectively. Table 4.2 shows the summary

of results acquired with 2-D analytical model and 3-D FEA. The VTHD is higher for

the 3-D FEA analysis because it considers the nonlinear field characteristics.

Figure 4.8 Armature reaction field.

Figure 4.9 Resultant magnetic field.

Figure 4.10 Back EMF waveforms comparison using 2-D analytical method and 3-D

FEA of the initial model.

20 30 40 50

0.00

0.01

By (T

)

Distance (mm)

Armature Reaction Field

y=19 mm

0 75 150 225 300

-0.50

-0.25

0.00

0.25

0.50

Bef

f [T

]

Electrical Angle [deg.]

Resultant Flux Density

0 75 150 225 300

-50

-25

0

25

50

Eb [

V]

Electrical Angle [deg.]

Inital Model

2-D Analytical Method

3-D FEM

Page 82: Optimal Design of a Coreless Axial Flux Permanent Magnet

60

Table 4.2 Initial model performance comparison using 2-D analytical and 3-D FEA

Parameters Units 2-D Analytical Method 3-D FEA

Back EMF Vpeak 65.7 65.3

VTHD % 2.5 3.15

4.3 Optimization of the AFPMSG using 2-D Analytical Method

The VTHD varies with the d and hm, as shown in Figure 4.11. The VTHD is

calculated by computing the back EMF using the 2-D analytical method. It is clear

from Figure 4.11 that the VTHD increases rapidly as the interpolar separation

between the magnet increases. The VTHD also varies with the height of the magnet,

but this variation is significantly smaller in comparison.

The optimization of the VTHD % is made with the design variable, interpolar

separation, d, and axial height of magnets, hm, while maintaining the back EMF > 65

Vpeak. Figure 4.12 shows the selected design variable and their optimal values. For the

initial model under consideration, hm is equal to 10.0 mm and d is equal to 13.23 mm.

An optimal design process employing a developed 2-D analytical method is shown in

Figure 4.13. The genetic algorithm (GA) and direct search methods are used to find

design variables and objective functions optimized values.

Figure 4.11 VTHD trend.

The VTHD has a value of 2.5% for the initial model by 2-D analytical method. At

the optimized values of d and hm provided by the GA and direct search method, the

VTHD reduces to 0.39%. The VTHD % is also computed using 3-D FEA. The result

shows that a considerable reduction in the VTHD is obtained as the result of

optimization using the analytical method in the optimized model. The VTHD has a

6

5

4

3

2

1

0

VT

HD

(%

)

1110

98

76

hm (mm)

6 78

9 1011

1213 14

15

d (mm)

Page 83: Optimal Design of a Coreless Axial Flux Permanent Magnet

61

value of 3.15% and 1.5 % of initial and optimized models using FEA. The percentage

decrease achieved in VTHD is 52.38% as the result of the optimization using

analytical method. Since the 3-D FEA considers the nonlinear characteristics, the

VTHD is slightly and consistently higher than the analytical method results.

Figure 4.12 Selected design variables and their optimal values.

Figure 4.13 Optimal design process.

A comparison of back EMF of the optimized model, using 2-D analytical method,

and 3-D FEA, is presented in Figure 4.14. It is evident that the back EMF of both the

analytical and 3-D FEA is consistent. An analysis of back EMF waveforms is

performed to determine the VTHD and fundamental harmonic component. Figure

4.15 shows an initial as well as optimized models harmonic components comparison

using 3-D FEA. Since the considered AFPMSG is Y-connected, only the comparison

of belt harmonics is considered in this paper. The result shows that the optimized

Coil

y hm N

τp

S

Back Iron

Back Iron

L

N S

d

Objective function

Minimize VTHD

Constraint

Eb > 65 Vpeak

Design variables

6mm < d< 15 mm

6 mm < hm < 11 mm

Optimized variables

d - 6.76 mm

hm - 8.8 mm

Initial variables

d - 13.23 mm

hm - 10 mm

x

Satisfy the

Target ?

End

Yes

No

Adjust the

design variables

Start

Determine the objective functions

and design variables

2-D analytical method

Search the optimal value using

genetic and direct search algorithm

Page 84: Optimal Design of a Coreless Axial Flux Permanent Magnet

62

model has an increased fundamental harmonic component. The result also shows the

reduction in belt harmonics components. Performance comparison of the optimized

model with 2-D analytical method as well as 3-D FEA is presented in Table 4.3. The

result shows that the back EMF of the optimized model using 2-D analytical method

as well as 3-D FEA are almost same. The back EMF fundamental harmonic

component is 93% and 92% using the analytical method and 3-D FEA,

correspondingly. Finally, a comparison of initial design and the optimized design of

the AFPMSG is tabulated in

Table 4.4. The back EMF of the initial and optimized model is almost the same.

The percentage decrease in the VTHD is 52.38 % as a result of the optimization. In

addition, the optimized model is more compact in comparison to the initial model.

Figure 4.14 Optimized model back EMF comparison with 2-D analytical method and

3-D FEA.

Figure 4.15 Belt Harmonics comparison.

0 75 150 225 300

-75

-50

-25

0

25

50

Eb [

V]

Electrical Angle [deg.]

Optimized Model

2-D Analytical Method

3-D FEM

0 2 4 6 8 10

0.0

0.2

0.4

0.6

0.8

1.0

Am

pli

tud

e o

f th

e c

om

po

ne

nts

Harmonic order n

Initial Model

Optimized Model

0.008

0.004

0

5 7

Page 85: Optimal Design of a Coreless Axial Flux Permanent Magnet

63

Table 4.3 Optimized model performance comparison with 2-D analytical method and

3-D FEA

Parameters Units 2-D analytical method 3-D FEA

Back EMF Vpeak 65.5 65.4

VTHD % 0.39 1.5

Figure 4.16 Flux density distribution plots by 3D-FEA: (a) Initial model (b)

Optimized model.

In order to obtain a load analysis of the AFPMSG's initial and optimized models, a

load resistor of 6.8 ohms is connected across each phase. Figure 4.16(a) and Figure

4.16(b), shows initial and optimized models flux density distributions under load

condition. The maximum flux density (Bmax) is almost 1.8 T and 2.0 T for the initial

and optimized models respectively, which occurs at back iron. The optimized model

increased flux density is because of its increased magnet surface area caused by

decreased interpolar separation as can be seen from the Table 4.4.

An output torque comparison of initial and optimized models is shown in Figure

4.17. An increase in output torque of optimized model is achieved, as compared with

initial model. Output torque of initial model is 6.9 Nm and that of the optimized

model is 7.74 Nm. Furthermore, a reduction in optimized model torque ripple is

achieved. The initial and optimized models torque ripple are 45% and 36% by 3D-

FEA.

2.4

1.8

1.2

0.6

0.0

Magnetic Flux Density

Contour Plot T2.4

1.8

1.2

0.6

0.0

Magnetic Flux Density

Contour Plot T

(a) (b)

Page 86: Optimal Design of a Coreless Axial Flux Permanent Magnet

64

Table 4.4 Initial and optimized model comparison

Parameters Units Initial Model Optimized Model

Interpolar separation mm 13.23 6.76714

Height of magnet mm 10.0 8.81239

Axial height of machine mm 46 43.62

Back EMF V 65.3 65.4

VTHD % 3.15 1.5

Torque Nm 6.9 7.74

Torque ripple (Tpk2pk) % 45 36

Figure 4.17 Torque comparison of the initial and optimized model by 3D- FEA.

4.4 Summary

A 2-D analytical method to compute back EMF of coreless dual rotor

AFPMSG by solving Maxwell’s equations is presented in this chapter. The 2-D

analytical method results are verified with 3-D FEA. Furthermore, the VTHD % is

reduced through optimization with the developed 2-D analytical method. The VTHD

of initial and optimized models is compared using 3-D FEA and results show that the

VTHD is 1.5%, which is a considerable improvement over the previous 3.15%.

Furthermore, the optimal design exhibits reduced torque ripple with higher average

output torque, as compare to the initial model. The time saved due the 2-D analytical

method proves the advantages of the analytical technique against the time-consuming

3-D FEA method. Therefore, the developed 2-D analytical method aids the design of

the AFPMSG due to its reduced time over the FEA.

0.0000 0.0025 0.0050 0.0075 0.0100 0.0125

0

-2

-4

-6

-8

-10

To

rqu

e (N

m)

Time (sec)

Optimized Model Initial Model

Tavg = 6.9

Tripple = 45%

Tavg = 7.74

Tripple = 36%

Page 87: Optimal Design of a Coreless Axial Flux Permanent Magnet

65

Chapter 5 Reduction of Torque Ripple in an AFPMSG

using Arc Shaped Trapezoidal Magnets in an

Asymmetric Overhang Configuration

Page 88: Optimal Design of a Coreless Axial Flux Permanent Magnet

66

5.1 Introduction

For the smooth working of the coreless AFPM machine, eradication of the torque

ripple is necessary. However, similar to the other types of AFPMSG, coreless

AFPMSG also produce torque ripples. The major sources of torque ripple in coreless

AFPMSG are grouped into the following categories: nonsinusoidal back EMF,

cogging torque and saturation of the magnetic circuit [78, 105]. A lot of methods,

including magnet shaping, pole arc to pole pitch ratio, coil shapes and winding

configuration, have been proposed to eradicate torque ripples in coreless AFPM

machines [70, 103, 106-108].

The improved performance of the machines requires leakage flux minimization

along with increasing air gap flux. For RFPM machine, increase in air gap flux along

with minimization of leakage flux have been proposed with PM in an overhang

configuration [86, 109]. Overhang techniques, including optimizing the rotor

overhang variation and PM overhang in the tangential direction, have been proposed

for enhancing performance of AFPM machines [110, 111].

In this chapter, a topology of coreless AFPMSG with arc-shaped trapezoidal PM’s

is presented to reduce torque ripples. However, proposed model output torque is

reduced compared to the AFPMSG's conventional model. The reduction in proposed

model output torque is because of effective air gap increase. Therefore, proposed

model is optimized with PM in an asymmetric overhang configuration. The

experiments were designed by using LHS for design variables. The objective

functions and constraints are approximated using Kriging method. Finally GA is

utilized to obtain optimal results. 3D FEA is utilized for magnetic field analysis due to

tridimensional electromagnetic nature of AFPMSG. The rest of chapter is arranged in

this manner: Section 5.2 presents the conventional and proposed models of coreless

AFPMSGs. This is followed by Section 5.3, which contains an optimization process

for the proposed model and its results. In Section 5.4, a conclusion of the overall

research work is presented.

5.2 Comparison between the proposed and conventional Model

In this section, the design process of the coreless AFPMSG, proposed magnet

shape and a comparative analysis of the conventional and proposed basic models is

Page 89: Optimal Design of a Coreless Axial Flux Permanent Magnet

67

presented. AFPMSG with a flat trapezoidal magnet is called the conventional model

and with a proposed arc-shaped trapezoidal magnet is called the proposed model.

5.2.1 Proposed Magnet Shape

In RFPM machines, magnet length is along stack length, where the circumference

includes both sides of the stack and which have the same length. Therefore, using a

rectangular magnet shape will result in effective utilization of the rotor surface area.

However, for the AFPMSG, the length of the magnet is from the inner to outer rotor

back iron diameter. Rotor back iron outer circumference is greater than the inner

circumference. Therefore, in order to increase effective utilization of the rotor surface

area, a trapezoidal shape is more advantageous than a circular or rectangular shape

[67].

Furthermore, using an arc-shaped PM in an RFPM machine reduces torque ripple

and cogging torque compared to the flat PM because the arc-shaped PM makes air

gap flux more sinusoidally distributed and increases effective air gap length. Air gap

length in arc-shaped PM is not the same over one pole; specifically, it is at a

minimum in the middle of the magnet and at a maximum at the edges of the magnets.

The rise in effective air gap length decreases air gap flux, which in turns reduces the

overall cogging torque [109].

Similarly, in the AFPMSG, an arc-shaped PM will reduce torque ripple and

cogging torque compared to flat PM. Furthermore, this arc-shaped PM will result in

an unsymmetrical air gap as can be seen from Figure 5.1. This unsymmetrical air gap

reduces the air gap flux in the AFPMSG. The decrease in the air gap flux will result

into the reduced in the cogging torque and is expressed as follows.

(4.1)

Where φg is the flux in air gap, R is air gap reluctance and θ is the rotor position.

Figure 5.1 PM shapes: (a) Conventional magnet (b) Proposed magnet

(a) (b)

Page 90: Optimal Design of a Coreless Axial Flux Permanent Magnet

68

Figure 5.2 shows the flat trapezoidal and proposed arc-shaped trapezoidal PMs on

the rotor back iron. The variables Wo, Wi, Hie, Hoe and Lm represent the PM outer

width, PM inner width, PM inner edge height, PM outer edge height and PM length,

respectively. The impact on the performance of the AFPMSG with the proposed

shape PM is discussed in Section 5.2.3.

Figure 5.2 Parameters of the PM shapes: (a) trapezoidal (b) arc-shaped trapezoidal

Table 5.1 Conventional and proposed models parameters

Parameters Conventional

Model

Proposed

Model Parameters

Conventional

Model

Proposed

Model

Speed 1100 rpm Nph 396

Poles 12 Do/Di 152/84.6 mm

Coils 9 Magnet

volume 6988 mm3

Air gap 1.5 mm Coil

resistance 0.23 Ohms

Yoke height 5.5 mm Hie 10 mm 8.95 mm

Br 1.2 T Hoe 10 mm 7 mm

Lm 30 mm Wi 16.8 mm 18.3 mm

Coil height 15 mm Wo 28.6 mm 29.2 mm

5.2.2 Design Process

The topology selected for the design of AFPMSG consists of a single coreless

stator and dual rotor back iron having surface mounted magnets. A 1 kW coreless

AFPMSG is designed by using [15]. A design process flow chart is shown in Figure

5.3, while conventional model is based on [12]. The computed performance

Hie

Wi

Lm

WoHoe

(a) (b)

Page 91: Optimal Design of a Coreless Axial Flux Permanent Magnet

69

parameters obtained using the sizing equation are verified by 3-D FEM. Various

parameters of coreless AFPMSG conventional and proposed model are presented in

Table 5.1. The variables Br, Nph, Do and Di represent the PM residual flux density,

turns per phase, rotor outer diameter and rotor inner diameter, respectively. The

height of a conventional PM is 10 mm throughout. However, the height of the

proposed PM is not constant throughout. The height of the proposed PM is 10 mm in

the middle, 8.95 mm at inner edge and 7 mm at outer edge. The proposed model air

gap length is not same over one pole. Its maximum is at the outer edges and its

minimum is at middle of the magnet. The air gap length is 2.5 mm at inner edges and

4.5 mm at outer edges. Thus, the air gap length in the proposed model varies between

1.5 mm and 4.5 mm. However, the air gap length in the conventional model is 1.5 mm

throughout. The length and volume of the proposed and conventional shape PM are

kept constant. The steel sheet used for the rotor back iron is 50JN1000. Performance

analysis of the conventional and proposed AFPMSG models is presented in the

following section.

Figure 5.3 Flow chart of the design process.

Power, voltage, frequency, speed, efficiency

Magnetic & electric loading, voltage form factor,

winding factor, number of coils, rotor diameter ratio

Flux per pole, turns/phase, voltage, current, power

Poles, outer and inner diameter of rotor yoke, coil &

pole pitch

Conductor area, magnet, yoke, coil, total height of

machine

Verified by 3-D FEM

Satisfy the target?

End

Yes

No

Page 92: Optimal Design of a Coreless Axial Flux Permanent Magnet

70

Figure 5.4 Exploded AFPMSGs with concentrated windings: (a) conventional model

(b) proposed model.

5.2.3 AFPMSG Conventional and Proposed Models

Performance Comparison

In order to achieve an accurate characteristic analysis, 3D-FEA is used in this

thesis, specifically JMAG designer ver. 14.1 is used as the 3D-FEA tool. The volume

of the magnet is kept constant for the performance comparison between the

conventional and proposed models. In order to maintain the same volume for the

conventional trapezoidal and arc-shaped trapezoidal PMs, proposed model's pole arc

to pole pitch ratio is adjusted as shown in Table 5.1. Figure 5.4 presents an exploded

view of the AFPMSG's conventional and proposed models. The coils of various

phases are arranged in the circumferential direction.

The conventional model flux density distributions of entire model and its coil

region are illustrated in Figure 5.5(a) and Figure 5.5(b), respectively. The flux density

distributions of proposed model as well as its coil region are presented in Figure

5.6(a) and Figure 5.6(b), respectively. The maximum flux density (Bmax) for both

models is almost 1.8 T, which occurs at the rotor back iron. Bmax in the coil region is

0.6 T for the conventional and proposed models. The effect of an increase in air gap

length can also be observed in coil region flux density distribution plots. It is evident

from flux density plot of coil regions of both models, the proposed model overall flux

density is lower. This decrease in flux density is because of increased overall effective

air gap length.

Coil phase a

Coil phase b

Coil phase c

Rotor back iron

PM north pole

PM south pole

Semi- spherical trapezoidal PM

Trapezoidal PM

(a) (b)

Page 93: Optimal Design of a Coreless Axial Flux Permanent Magnet

71

Figure 5.5 Flux density distribution: (a) entire conventional model (b) coil region.

Figure 5.6 Flux density distribution: (a) entire proposed model (b) coil region.

Figure 5.7 Back EMF waveforms for the conventional and proposed models.

(a) (b)

1.80

1.35

0.90

0.45

0.0

Magnetic Flux DensityContour Plot T

0.60

1.45

0.30

0.15

0.0

Magnetic Flux DensityContour Plot T

(a) (b)

1.80

1.35

0.90

0.45

0.0

Magnetic Flux DensityContour Plot T

0.60

1.45

0.30

0.15

0.0

Magnetic Flux DensityContour Plot T

0 2 4 6 8 10 12

-75

-50

-25

0

25

50

75

Bac

k E

MF

[V]

Time [msec]

Conventional model Phase A Phase B Phase C

Proposed model Phase A Phase B Phase C

Vrms = 51.1 Vrms = 47.4

Page 94: Optimal Design of a Coreless Axial Flux Permanent Magnet

72

The back EMF of conventional and proposed models is shown in Figure 5.7. There

was an overall 3.7 V decrease observed in the magnitude of the back EMF with the

proposed model. The decrease in the magnitude of the back EMF is due to the

increased effective air gap. Fundamental harmonic component of conventional model

is 92.6% and that of the proposed model is 94.8%. The THD of the conventional

model is 1.9% and that of the proposed model is 1.4%. A 26.3% reduction in THD is

achieved with the proposed model. The increase in the fundamental harmonic

component and reduction in the THD is because of more sinusoidal flux density

distribution of proposed model.

A comparison of cogging torque of conventional as well as proposed models is

presented in Figure 5.8. The proposed model cogging torque is considerably reduced

to that of conventional model. Decrease in peak-to-peak cogging torque is 1.0 Nm.

The proposed model has a 71.4% reduction in cogging torque when compared with

conventional model. The decrease in cogging torque of proposed model is due to the

increased effective air gap and arc-shaped trapezoidal PM.

In order to obtain an output torque, a load resistor of 6.8 ohms is connected across

each phase. The average torque comparison of the both models is presented in Figure

5.9. With proposed model the decrease in average torque is 1.2 Nm. The average

torque of proposed model is reduced because of increase in effective air gap length.

The proposed model has a 64.52% reduction in the torque ripple when compared with

conventional model. The reduction in torque ripple is achieved due to the decrease in

the cogging torque.

Figure 5.8 Cogging torque comparison of the conventional and proposed models.

0 2 4 6 8 10 12

-0.75

-0.50

-0.25

0.00

0.25

0.50

0.75

Co

gg

ing

To

rqu

e [

Nm

]

Time [msec]

Conventional Model Proposed Model

Tpk2pk = 1.4

Tpk2pk = 0.4

Page 95: Optimal Design of a Coreless Axial Flux Permanent Magnet

73

Figure 5.9 Torque comparison of conventional and proposed models.

Table 5.2 shows a performance comparison between conventional and proposed

models. Proposed model has reduced THD, cogging torque and torque ripples due to

the arc-shaped trapezoidal PM and increased air gap. However, the Vrms and the

output torque of the proposed model have decreased compared to that of the

conventional model. The decrease in Vrms and output torque is due to increased

effective air gap. Optimization of proposed model will be performed to make the

output torque more competitive compared with the conventional model.

Table 5.2 Performance comparison between the conventional and proposed models of

coreless AFPMSGs

Parameter Unit Conventional

model

Proposed

model

Back EMF Vrms 51.1 47.4

Back EMF fundamental harmonic % 92.6 94.8

THD % 1.9 1.4

Cogging Torque Tpk2pk Nm 1.40 0.4

Torque Tavg Nm 9.1 7.9

Torque Ripples % 15.5 5.5

5.3 Proposed Model Optimization

To achieve an increased output torque compared to the conventional model,

optimization of the proposed model is performed in this section. The volume of PM is

kept constant throughout optimization process.

0 2 4 6 8 10 12

0

-2

-4

-6

-8

-10

To

rqu

e [

Nm

]

Time [msec]

Conventional Model Proposed Model

Tavg = 7.9

Tripple = 5.5 %Tavg = 9.1

Tripple = 15.5 %

Page 96: Optimal Design of a Coreless Axial Flux Permanent Magnet

74

5.3.1 Selection of Design Variables

In this section, in order to develop an optimized model, an asymmetric magnet

overhang is used. The PM length along both inner as well as outer radii is varied. An

asymmetric magnetic overhang is when the length of PM is unequally extended over

rotor disc's inner and outer radii. PM overhang is used for increasing coil flux linkage.

The length of the PM is varied from outer radius of disc to outer radius of coils and

from inner radius of disc to inner radius of coils. By varying the PMs dimension

between these limits the overall structure will remain same. The PM overhang is used

to increase output torque due to increased coil's flux linkage.

The design variables X1 and X2 are the inner and outer overhang lengths of the

magnets to alter the generator's performance as shown in Figure 5.10(a). The pole arc

to pole pitch ratio X3 (as given in Figure 5.10(b)) and height of PM arc X4 (as given in

Figure 5.10(c)) are also taken as design variables. The asymmetric PM overhang is

shown in Figure 5.10(a). Various combinations of these design variables are obtained

via LHS. The volume of the arc-shaped trapezoidal magnet is kept fixed for each of

the combinations by adjusting the trapezoid height (Ht).

Figure 5.10 Design variables: (a) Asymmetric PM overhang, (b) Top view (c) Cross-

sectional view.

Objective functions

Minimize VTHD and Cogging torque

Design variables

0 < X1 > 8

0 < X2 > 14

0.45 < X3 > 0.8

1 < X4 > 4

Constraint

Back EMF >=51 Vrms

(a)

X3= Pole width

Pole pitch

N S

NS

N

Coil phase a

Magnet

Inner overhang (X1) Outer overhang (X2)

Magnet

Rotor Back Iron

(c)

(b)

X4

Page 97: Optimal Design of a Coreless Axial Flux Permanent Magnet

75

Figure 5.11 Arc-shaped trapezoidal PM parameters.

Figure 5.11, shows the arc-shaped trapezoidal PM for the calculation of magnet

volume. The variables R, θoa, θia, Hoa, and Hir represent the radius of the arc, angle of

the outer arc, angle of the inner arc, outer arc height and inner rectangle height,

respectively. The volume of the arc segment (Vas) is given by the following equation:

(4.2)

Where Ro along with Ri, are PMs circular array outer and inner radii, and Aia and

Aoa denote the area of inner and outer arc segment, respectively. The area of inner arc

segment is equal to sum of inner rectangle and inner arc segment areas. The Aia is

computed as follows:

(4.3)

The area of the outer arc can also be computed similarly. The total volume of the

magnet is equal to the sum of the volume of segments and the volume of the

trapezoids. The volume of a trapezoid-shaped PM (Vt) is given by the following

equation:

(4.4)

5.3.2 Optimization Process

Figure 5.12, presents an optimal design process. Initially, objective function and

design variables are chosen. The LHS method is used to design the experiments.

Taking into account the number of design variables, total number of designed

experiments is 15. The volume of the magnet is kept fixed in all design experiments to

ensure constant machine weight and hence optimal performance. Then, 3D-FEA is

used for the performance analysis. After that, Kriging method is utilized for objective

function estimation. Then, GA is used to get the optimized values of design variables

Inner side of PM

θoa

Hir

Wo

Hoa = X4

Outer side of PM

R

Wi

θia

Hie

Hoe

Hia

Ht

Page 98: Optimal Design of a Coreless Axial Flux Permanent Magnet

76

and objective functions. Finally, a 3D-FEA is performed to verify the optimal results

obtained using the design process.

Figure 5.12 Optimal design process.

Figure 5.13 Optimized model flux density distribution.

5.3.3 Optimal Design Results

Figure 5.13(a) and Figure 5.13(b) show the flux density distribution of the

optimized model and its coil region, respectively. The overhang of the PMs and the

optimized model structure can also be clearly observed from this figure. Maximum

flux density is around 1.78 T in rotor back iron and 0.52 T in the coil region of the

optimized model. The maximum flux density in rotor back iron of optimized model is

smaller than the proposed and conventional models. The maximum flux density in

Satisfy the Target ?

End

Yes

No

Adjust the design variables

Start

Determine the objective functions

and design variables

Approximate the model by Kriging

analysis

Design of experiment

(Latin hyper cube sampling)

Search the optimal value using

Genetic algorithm

3D – FEA performance analysis

Adjustment of trapezoid height for

constant volume

(a) (b)

1.78

1.335

0.89

0.445

0.0

Magnetic Flux DensityContour Plot T

0.52

1.39

0.26

0.13

0.0

Magnetic Flux DensityContour Plot T

Page 99: Optimal Design of a Coreless Axial Flux Permanent Magnet

77

coil region is lower for optimized model than for proposed and conventional models.

However, the overall flux density and flux linkage are increased in its coil region due

to PM overhang. This increase in the flux linkage of the coil will increase back EMF

and hence output torque.

Figure 5.14 Optimized model back EMF.

Figure 5.15 Cogging torque comparison of the proposed and optimized models.

The back EMF waveform of the optimized model is shown in Figure 5.14. The

increase in back EMF of the optimized 3.8 Vrms is compared to that of the proposed

model. An 8% increase in the Vrms is achieved as a result of the optimization.

A comparison of cogging torque of proposed and optimized models is shown in

Figure 5.15. The cogging torque of optimized model is also reduced compared to that

of the proposed model. The percentage decrease in peak-to-peak cogging torque is

10%.

0 2 4 6 8 10 12

-75

-50

-25

0

25

50

75

bac

k E

MF

[V

]

Time [msec]

Phase A Phase B Phase C

Vrms = 51.2

0 2 4 6 8 10 12

-0.3

-0.2

-0.1

0.0

0.1

0.2

Co

gg

ing

to

rqu

e [

Nm

]

Time [msec]

Proposed Model Optimized Model

Tpk2pk = 0.36 Tpk2pk = 0.4

Page 100: Optimal Design of a Coreless Axial Flux Permanent Magnet

78

Figure 5.16 Torque comparison of the proposed and optimized models.

Figure 5.17 Output power comparison of the proposed and optimized models.

An output torque comparison of both models is presented in Figure 5.16. Sufficient

improvement in output torque is achieved as a result of optimization. The torque

ripple of optimized model is also decreased. Furthermore, average torque of

optimized model is increased by 18.35%. A torque ripples reduction is 26.34%

compared to proposed model. In addition, output power of the optimized model is

18.23% greater than proposed model as presented in Figure 5.17.

A comparison of the design parameters is presented in Table 5.3. The volume of

the magnet is the same in both the proposed and optimized proposed models. The

total axial height of the optimized proposed model is 45.5 mm as compared to 49 mm

for the proposed model. Therefore, optimized model is more compact than proposed

model. For optimized model, values for the magnet’s inner and outer radii are 37.1

mm and 81.4 mm, compared to 43.5 mm and 74.2 mm for the proposed model,

0 2 4 6 8 10 12

0

-2

-4

-6

-8

-10

To

rqu

e [

Nm

]

Time [msec]

Proposed Model Optimized Model

Tavg = 7.9

Tripple = 5.5 %

Tavg = 9.35

Tripple = 4.06 %

0 2 4 6 8 10 12

0

200

400

600

800

1000

Ou

tpu

t P

ow

er

[W]

Time [msec]

Proposed Model Optimized Model

Pavg = 854.5 Pavg = 1010.3

Page 101: Optimal Design of a Coreless Axial Flux Permanent Magnet

79

respectively. Although the outer diameter of the PM array is increased, it is still lower

than the coil's outer diameter and hence the frame size of the machine will remain the

same.

A performance comparison of the various parameters is presented in Table 5.4. The

decrease in optimized model iron loss is 10 W compared to the proposed model. The

increase in optimized model copper loss is 15.83 W. The optimized model copper loss

increased due to increase in current caused by increase in terminal voltage. However,

the percentage increase in the efficiency of the optimized proposed model is 1.23%

compared to the proposed model.

Table 5.3 Comparison of design parameter

Parameter Units Proposed model Optimized model

X1 mm N/A 4.13

X2 mm N/A 0.9

X3 mm 0.8 0.75

X4 mm 3 1.21

Hie mm 8.95 8

Hia mm 1.05 0.26

Hoe mm 7 7.05

Total machine height mm 49 45.5

PM volume mm3 6988 6988

Table 5.4 Comparison of performance parameters

Parameter Units Proposed model Optimized model

back EMF Vrms 47.4 51.2

Output Power W 854.5 1010.3

Current Arms 6.497 7.06

Copper Losses W 87.37 103.2

Iron Losses W 17 7

Efficiency % 89.1 90.2

Torque Ripples % 5.512 4.06

Average Torque Nm 7.9 9.35

Cogging Torque Tpk2pk Nm 0.4 0.36

Page 102: Optimal Design of a Coreless Axial Flux Permanent Magnet

80

5.4 Summary

A model of a coreless AFPMSG using an arc-shaped trapezoidal PM is proposed

and investigated in this chapter. Compared to conventional model, proposed model

has a reduced cogging torque and torque ripple at the cost of a decrease in the average

torque due to an increase in effective air gap length. The proposed model is then

optimized to increase the average torque as well as to further reduce cogging torque.

The optimal design exhibits reduced torque ripple with higher average torque

compared to the conventional and proposed models. Furthermore, the efficiency of

optimized model is also competitive with proposed model. The proposed model

cogging torque and torque ripples are considerably reduced to that of conventional

model. The proposed model has a 71.4% reduction in cogging torque and 64.52%

reduction in the torque ripple when compared with conventional model. The average

torque of optimized model is increased by 18.35%, torque ripples reduction is 26.34%

and output power of the optimized model is 18.23% greater than proposed model.

Thus the optimal design shows improved performance characteristics compared with

the conventional and proposed models.

Page 103: Optimal Design of a Coreless Axial Flux Permanent Magnet

81

Chapter 6 Conclusion and Future Work

Page 104: Optimal Design of a Coreless Axial Flux Permanent Magnet

82

The main objective of this research was to develop a model of the AFPMSG for the

wind power generation with reduce ripples and improved output torque. Axial flux

configuration is chosen due to its benefit of generating increased power density and

torque density as compared to the radial flux configuration. The configuration chosen

for the AFPMSG is of coreless stator. Furthermore, the rotor of the selected

configuration consists of the two rotor disc with surface mounted PMs on them.

Coreless type configuration of the AFPMSG has the advantages of increased

efficiency due to the removal of the stator core losses. Furthermore coreless stator

dual rotor structure has advantages of balance force of attraction between the stator

and rotor. The origin of saturation phenomenon in coreless AFPMSG may be

attributed to one, a few or all of factors such as armature reaction, air gap flux density,

high density NdFeB magnets, temperature rise or thickness of the rotor back iron.

A D3 method is discussed for the design of the axial flux machine in this thesis.

Also design procedure for the coreless AFPM machine is also discussed. Furthermore,

the torque and power equations of the dual rotor single coreless stator AFPM machine

are also derived. Various equations for the calculation of the design variables is

presented. In addition 3-D FEA is discussed along with the Maxwell equations.

For the characteristics analysis of the coreless AFPMSG a 2-D analytical method

is presented. A mathematical model is developed for the no load magnetic field and

back EMF by using the analytical method. The analytical method is developed by

solving Maxwell equation along with the boundary condition method. Fourier series

are utilized for the magnetization characteristics of the magnet. Furthermore, the

effect of varying interpolar separation and magnet height is also shown.

Moreover, the optimization of the coreless AFPMSG using an analytical method is

presented. Optimization using the analytical method reduces the optimization time to

less than a minute. It is shown that VTHD and torque ripple are reduced as the results

of the optimization. Furthermore, it is also shown the torque output is increased as the

result of the optimization. 3-D FEA is utilized for comparing results with analytical

method.

Traditionally, the flat trapezoidal shaped magnet is used most commonly in the

AFPM machines. To reduce the torque ripple of AFPM machine an arc-shaped

trapezoidal PM is proposed and investigated in this thesis. The performance

comparison of the axial flux machine with both conventional shape and proposed

Page 105: Optimal Design of a Coreless Axial Flux Permanent Magnet

83

shape magnets is presented. Utilizing the arc shape magnets in the AFPM machine

resulted in reducing cogging torque and VTHD. This reduction in VTHD and cogging

torque was because of increased effective air gap with arc shape magnet.

Compared to the conventional model, the proposed model has a reduced cogging

torque and torque ripple at the cost of a decrease in the average torque due to the

increase in effective air gap length. The proposed model is then optimized to increase

the average torque and to further reduce cogging torque. The optimal design exhibits

reduced torque ripple with higher average torque compared to the conventional and

proposed models. Furthermore, the efficiency of the optimized model is also

competitive with the proposed model. The optimal design shows improved

performance characteristics compared with the conventional and proposed models.

In future a prototype of the AFPM machine with the proposed arc shaped

trapezoidal magnets will be developed. The performance of the prototype model will

be compared with the simulation results. Performance analysis of the AFPM machines

with proposed magnet shape and various other winding configurations such as double

layer concentrated and triple layer along with triple layer wave winding will be

analyzed. In order to see the demagnetization effect of the proposed PM shape

AFPMSG thermal analysis will be performed. Furthermore, AFPMSG's design will

be presented with a reduced speed range of 300 RPM to 500 RPM. In addition, slotted

and slot-less type dual rotor AFPMSG will be analyzed with proposed PM shaped PM

and their performance will be compared with coreless type AFPMSG.

Page 106: Optimal Design of a Coreless Axial Flux Permanent Magnet

84

References

Page 107: Optimal Design of a Coreless Axial Flux Permanent Magnet

85

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