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NWP Training Course Convection I: General circulation and concepts Slide 1 Numerical Weather Prediction Parametrization of diabatic processes Convection I: General circulation and concepts Peter Bechtold https://www.ecmwf.int/en/learning/education-material/lecture-notes https://www.ecmwf.int/en/learning/education-material/elearning-online-resources

Numerical Weather Prediction Parametrization of diabatic

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Page 1: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 1

Numerical Weather Prediction

Parametrization of diabatic processes

Convection I: General circulation and

concepts

Peter Bechtold

https://www.ecmwf.int/en/learning/education-material/lecture-notes

https://www.ecmwf.int/en/learning/education-material/elearning-online-resources

Page 2: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 2

Convection Parametrisation and Dynamics -

Text Books

• Yano&Plant (Editors), 2015: Parameterization of atmospheric convection.World scientific, Imperial College Press

• Emanuel, 1994: Atmospheric convection, OUP

• Houze R., 1993: Coud dynamics, AP

• Holton, 2004: An introduction to Dynamic Meteorology, AP

• Bluestein, 1993: Synoptic-Dynamic meteorology in midlatitudes, Vol II. OUP

• Peixoto and Ort, 1992: The physics of climate. American Institute of Physics

• Emanuel and Raymond, 1993: The representation of cumulus convection in numerical models. AMS Meteor. Monogr.

• Smith, 1997: The physics and parametrization of moist atmospheric convection. Kluwer

• Dufour et v. Mieghem: Thermodynamique de l’Atmosphère, 1975: InstitutRoyal météorologique de Belgique

• Anbaum, 2010: Thermal Physics of the atmosphere. J Wiley Publishers

AP=Academic Press; OUP=Oxford University Press

Page 3: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 3

Convection=heat the

bottom&cool the top

Pre-frontal deep convection July 2010 near Baden-Baden Germany

Rayleigh-Benard cellular convection

Classic plume experiment

Page 4: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 4

Outline

General:

• Convection and tropical circulations

• Useful concepts and tools:

• Buoyancy

• Convective Available Potential Energy

• Soundings and thermodynamic diagrams

• Convective quasi-equilibrium

• Apparent heating from large-scale observational budget

• Tropical waves and convective organisation:

• Tropical waves

• Middle latitude Convection

Page 5: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 5

It’s raining again… 2000-2003 annual mean daily precipitation

from IFS Cy47r1 uncoupled (2020) and GPCP2.2 dataset

about 2.7-2.8 mm/day is

falling globally, but most

i.e. 5-7 mm/day in the

Tropics

Page 6: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 6

Model Tendencies – Tropical Equilibria

Above the boundary layer, for Temperature there is on average radiative-convective

equilibrium; and convective-dynamic equilibrium over the large-scale disturbance, whereas

for moisture there is roughly an equilibrium between dynamical transport (moistening) and

convective drying. - Global Budgets are very similar

The driving force for atmospheric convection is the radiation

Page 7: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 7

Convection and tropical circulations (1)

The ITCZ and Hadley meridional circulation

Page 8: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 8

Convection and tropical circulations (2)

The Walker zonal Circulation and SST coupling

From Salby (1996)

Page 9: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 9

Vertical distribution of convective clouds

Johnson et al., 1999, JCL

Tri-modal distribution: Shallow cumulus, Congestus attaining the melting level, Deep penetrating convection

Page 10: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 10

Frequency distribution of shallow and deep in IFSCy46r1 (2019)

Shallow convection

Deep convection including congestus

Page 11: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 11

Summary: the weather and thermal equilibria

~0.5 K/100 m

w ~ -0.5 cm/ssubsidence

100 mm/day precipitation heats the atmospheric column by 2893 W/m2 or by 30 K/day on average. This heating must be compensated by uplifting of w ~ 10 cm/s ➔ heavy precip/convection requires large-scale perturbations.

20

86400rad

d d d Kw

dt dz dt s

= = −

1000

200

1 1 3 6 1

2 6 1

Pr( / )

1004 1000 2.5 10

9.81 Pr 100 / 1.16 10

Psurf hPa

p

V water

Ptop hPa

p water v

c Tdp L m s

g t

c Jkg K kgm L x Jkg

g ms mm day ms

=

=

− − − −

− − −

=

= = =

= = =

• Suppose we have a series of nice clear sky anticyclonic days, then above the boundary-layer

• But what happens if we have a thunderstorm day with Pr=100 mm/day

Page 12: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 12

Buoyancy (1)- Archimedes said ‘Eureka!’

Body in a fluid Assume fluid to be in

hydrostatic equlibriumg

dz

dp2

2 −=

.2 const= ghp 22 =

Forces:

Top yxghFtop −= 12

Bottom yxghFbot = 22

Gravity zyxgFgrav −= 1

Net Force: zyxgzyxgyxhhgFFFF gravbottop −=−−=++= )()( 121122

Acceleration:1

12

1

)(

−=

== g

zyxF

MFA

bodyEmanuel, 1994

Page 13: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 13

Buoyancy (2)

Vertical momentum equation:

gz

p

dt

dw−

−=

1

ppp += += gz

p−=

gz

pp

dt

dw−

+

+−=

)(1

+

+

−=

+=

+

2

11

1

111

Neglect second order terms

Page 14: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 14

Buoyancy (3)

1dw pg

dt dz

= − −

z

p

z

pg

z

p

z

p

dt

dw

+

+−

−=

1111

g g−

B - buoyancy acceleration

Page 15: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 15

Buoyancy (4) T and P contributions

2

p p pT p T

RT RT RT p T

= → = − → = −

gB

−=

Dry air:

T

TgB

T

T

p

p

and

z

p

T

Tg

dt

dw

1

Buoyancy

T’>0 (warm parcel) => upward acceleration

Page 16: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 16

Buoyancy (5) moist atmosphere

0.608 l

TB g g q q

T

= − − + −

effects of humidity and condensate need to be taken into account

In general all 3 terms are important. 1 K perturbation in T is equivalent to 5

g/kg perturbation in water vapor or 3 g/kg in condensate

Page 17: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 17

Non-hydrostat. Pressure gradient effects

gz

p

dt

dw

−=

1

CRM analysis of the terms

by Guichard and Gregory

Physics:

Vector field of the buoyancy

pressure-gradient force for a

uniformly buoyant parcel of finite

dimensions in the x-z-plane.

(Houze, 1993, Textbook)

0

15

10

5

-0.02 0.02 0.04-0.04

P

Z (

km

)

(ms-2)

B

Page 18: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 18

Convective available potential energy (CAPE)

Page 19: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 19

Convection in thermodynamic diagrams (1)using Tephigram/Emagram

Idealised Profile

LCL

LFC

LNB

CIN

Page 20: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 20

Convection in thermodynamic diagrams (2)using equivalent Potential Temperatures

θ

Θesat(T)

Θe is conserved during

moist adiabatic ascentCAPE

Note that no CAPE is available for parcels ascending above 900 hPa and that the

tropical atmosphere is stable above 600 hPa (θe increases) – downdrafts often

originate at the minimum level of θe in the mid-troposphere.

GATE Sounding

Page 21: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 21

Mixing and 3D flowsubcloud and cloud-layer Circulations

Page 22: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 22

Mixing and 3D flowsubcloud and cloud-layer Circulations

From high-resolution LES simulation (dx=dy=50 m)

Vaillancourt, You, Grabowski, JAS 1997

Page 23: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 23

Mixing models

undiluted

after Raymond,1993

entraining plume cloud top entrainment stochastic mixing

Page 24: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 24

Effect of mixing on parcel ascent

No dilution

Heavy dilution

Moderate dilution

Page 25: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 25

Large-scale effects of convection (1)

Q1 and Q2

In convective

regions these

terms will be

dominated by

convection

Thermodynamic equation (dry static energy) :

)( ecLQp

ssv

t

sRh −+=

++

Define averaging operator over area A such that:

=A

dAA

1and +=

Apply to thermodynamic equation, neglect horizontal second order terms, use

averaged continuity equation:

p

secLQ

p

ssv

t

sRh

−−+=

++

)(

“large-scale observable” terms “sub-grid” terms

Why use s or θ, not T ?

s =cpT+gz

ds/dz= CpdT/dz+g

If dT/dz=-g/cp (dry adiabatic

lapse rate), then ds=dθ=0

Page 26: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 26

Large-scale effects of convection Q1, Q2 and Q3

This quantity can be derived from observations of the “large-scale” terms on the

l.h.s. of the area-averaged equations and describe the influence of the “sub-grid”

processes on the atmosphere.

Define:p

secLQQ R

−−+

)(1

Apparent heat source

Analogous:p

qLecLQ

+−

)(2

Apparent moisture sink

p

vQ h

3

Apparent momentum source

Note that:

p

hQQQ R

−−−

21 with Lqsh += Moist static energy

Page 27: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 27

Large-scale effects of convection (2)

vertical integrals of Q1 and Q2

HSLg

dpQTwCL

g

dpQ

g

dpQ

Ps

Pt

RPsPp

Ps

Pt

R

Ps

Pt

++=++ = Pr)(Pr1

HLLqwLLg

dpQ PsP

Ps

Pt

−=− = Pr)(Pr2

Surface Precipitation

flux

Surface Precipitation

Surface sensible

Heat flux

Surface latent

Heat flux

Page 28: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 28

Large-scale effects of convection (3)

Budgets from Obs: Tropical Pacific

Yanai et al., 1973, JAS

Note the typical tropical maximum of Q1 at 500 hPa, Q2 maximum is lower and typically around 700 -800 hPa

Budgets from Obs and IFS : Indian Ocean

J.-E Kim et al. 2017, JAS

K/day K/day

Page 29: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 29

Effects of mesoscale organization convective and stratiform heating modes

700

-2(K/day)

convective

stratiform

total

1000

500

200

100

2 4 60

P(h

Pa)

300

Page 30: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 30

Zonal mean convective tendencies (deep &

shallow) July 2013 and mass flux in IFS

Heating moistening

cloud layer drying subcloud layer

Page 31: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 31

Convective quasi-equilibrium

Arakawa and Schubert (1974) postulated that the level of activity of convection is

such that their stabilizing effect balances the destabilization by large-scale processes.

Observational evidence: v (700 hPa)

− (700 hPa)

Precipitation

GARP Atlantic Tropical

Experiment (1974)

Thompson et al., JAS, 1979

Page 32: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 32

Summary • Convection affects the atmosphere through condensation / evaporation

and eddy transports

• To first order convection stabilizes the environment and on

• large horizontal scales convection is in quasi-equilibrium with the large-

scale forcing

• Q1, Q2 and Q3 are quantities that reflect the time and space average

effect of convection (“unresolved scale”) and stratiform heating/drying

(“resolved scale”)

• An important parameter for the strength of convection is CAPE

• Shallow convection is present over very large (oceanic) areas, it

determines the redistribution of the surface fluxes and the transport of

vapor and momentum from the subtropics to the ITCZ

• The effect of convection (local heat source) is fundamentally different in the

middle latitudes and the Tropics. In the Tropics the Rossby radius of

deformation R=N H/f (N=Brunt Väisäla Freq, f=Coriolis parameter,

H=tropopause height) is infinite, and therefore the effects are not locally

bounded, but spread globally via gravity waves – “throwing a stone in a lake”

Page 33: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 33

Convectively coupled waves:

Rossby, Kelvin, MJO and African easterly Waves

2( ) /2

0

( )

( ) ; ( )

ˆ ˆ( ) ( ) ; ( )

i kx t y

i kx t

u u f y e f y e

v v y f y e v y Hermite Polynomials

− −

= =

= =

Analytical: solve DRY shallow water equations (see Lecture Note)

Page 34: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 34

The Kelvin wave The n=1 Rossby wave

V=0, eastward moving ~18 m/s

sym. around equator

OLR anomaly shaded, winds max at equator

westward moving ~5 m/s

sym. around equator

Page 35: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 35

Wavenumber frequency Diagrams of OLR

NOAA Satellite

Cy46r1 6y (2019)

software courtesy Michael Herman (New Mexico Institute)

(all spectra have been divided by their own= smoothed background)

Page 36: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 36

Rossby & MJO 5.3.2015-18.3 2015

Page 37: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 37

Rossby & Kelvin 5.3.2015-16.3 2015

Page 38: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 38

Normal mode projection and filtering

All

=Analysis

Žagar et al. (Geosc. Mod. Dev. 2015)

Kelvin

Rot 1-5

Page 39: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 39

U850

U200

27 November 2011: Meteosat 7 + ECMWF Analysis

The MJO over Indian Ocean

Page 40: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 40

African Easterly waves

Hovmoeller diagrams as

an easy way to plot

waves (propagation +

amplitude)

Page 41: Numerical Weather Prediction Parametrization of diabatic

NWP Training Course Convection I: General circulation and concepts Slide 41

Kelvin waves: vertical T-anomalies

see also M. Herman et al. (2016, JAS) M. Steinheimer et al. (2008 Tellus) G. Shutts ( 2006, Dyn. Atmos. Oc.)

At z~10 km, warm anomaly

and convective heating are in

phase, leading to :

o the conversion of potential

in kinetic energy, given by

specific density times

omega= αω

o The generation of potential

energy, given by

thermodynamic efficiency

times heating = N Q