Notes I Basic concepts.pdf

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    NM6605 Design and modelling of

    Dr. Fan Wei Jun

    - -.

    Phone: 6790 4359

    . .

    School of EEE, NTU

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    1. Semiconductor Fundamental

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    Elemental

    IIIA IVA VA VIA5 6 7

    semiconductors

    (e.g. Si - Silicon)

    B C N

    13 14 15 16

    Al Si P SIIB

    30 31 32 33 34

    Ga Ge AsZn Se48 49 50 51 52

    In Sn SbCd Te

    80

    Hg ompoun sem con uc ors(e.g. III-V: GaAs, InP, GaN,

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    , , , .

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    Si is the diamond structure

    sublattices, offset from one

    .

    a body diagonal.

    Zinc blende structure: the two offset lattices are of different atoms.Each group III site is surrounded by 4 group V sites, and vice-versa.

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    The semiconductor is said to be indirect when the conduction band

    m n mum an va ence an max mum o no co nc e e.g. e, , s,

    AlP, AlSb, GaP). Example: Band diagram for Si - indirect (Eg=1.12 eV)Energy (E)

    on uc on an

    k[100]k[111]

    bandgap

    valence bandheavyholes

    light holes

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    In a direct bandgap material, the conduction band minimum andrec an gap

    valence band maximum coincide in k-space (e.g. GaAs, GaSb, InP,

    InAs, InSb, GaN) Example: Band diagram for GaAs (Eg = 1.42 eV) k is specified in two different

    crystallographic directions.

    Energy (E)

    conduction bandMinima referred to as , L and X

    points

    Two t es of holes exist with

    XL

    different effective masses -

    heavy holes and light holes.

    bandgapEgL Eg

    EgX

    ect ve mass s re ate to t e

    E-k curvature.

    Why GaN is transparent, GaAs not?valence band

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    r t ca po nts n t e rst r ou n zone o a z nc en e sem con uctor

    (0, 0, 0)

    L (0.5, 0.5, 0.5)

    , ,U,K (0.25,0.25,1)

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    Band structure including spin-orbit interaction

    One re evant con uct on an s

    formed from S- like atomic orbitals

    (wavefunction is approximately

    spherically symmetric)

    three u er valence bands formed

    from (three) P- like orbitals

    -

    lowest, split-off hole (i. e., valence)

    band remaining two hole bands have

    zone center heavy hole (hh) band,

    and the other is the light hole (lh)

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    an

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    Band diagram for GaAs

    In a direct semiconductor, we

    -

    at the centre of the Brillouin zone.Energy (E)

    *2 egC

    m

    kEE

    *2 h

    Vm

    kE

    If the interactions with the latticeare taken into account - so we

    XL

    introduce an effective mass

    12

    k[100]k[111]

    2

    2*

    dk

    me valence band

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    If the lattice constant of the e itaxial la er a is different from that

    Lattice matching and strain

    of the substrate (as), defects in the crystal structure can occur.

    Misfit

    isolated combined

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    att ces att ces

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    For perfect epitaxial growth af=as, there is no mismatch, so the

    epi-layer is unstrained

    However, a small mismatch can be accepted, causing an elasticallystrained layer, but the layer must be thin for defects not to occur.

    Strained

    z (growthdirection)

    isolatedcombined

    latticesx

    y

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    lattices

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    Lattice matching and strain

    -

    =//= xx = yy = (as-af)/ af

    s , -layer lattice constant without strain.

    <

    // >0 Tensile strain

    r i l r in

    = zz = - 2(C12/C11)//

    h r 11 n 12 r l i iffn n n Formost of the III-V semiconductors, C12 0.5 C11.

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    Strain energy - will accumulate

    and is linear with thickness. A

    critical thickness occurs at whichstrain energy is higher than

    dislocation energy - defects occur.

    This happens at the criticalthickness: dc as / |2| . Accurate

    calculation should use Matthews

    equation.Substrate layer is many times thicker than the epitaxial layer. Defects are

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    .

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    ra n n uence on an structure

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    ue to y rostat c stra n, t e con uct on an e ge sshifted by

    c = ac xx +yy +zz = ac - 12 11

    and the valence band edge is shifted byP

    = - av(xx +yy +zz ) = -2av(1-C12/C11)

    So the bandgap after hydrostatic strain is

    Egs = Eg + Ec + P= E + 2 a -a 1-C /C

    Due to shear strain, the heavy hole is shifted by

    = - - = - xx yy zz 12 11

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    Band lineup

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    Band offset calculation

    EV = Evav + /3

    EcEc=Ec(B)-Ec(A)

    cEvEg=Ec-Ev

    v

    Evav/3

    v=- V - V

    A Bvav

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    uan um we n rare p o o e ec or QWIPs operate by photoexcitation of electrons between ground and

    rst exc te state su an s o mu t -quantum we s s . n er

    applied bias, the photo-excited carriers can escape from the potential

    .

    The lattice matched

    x 1-x

    system is commonly used tocreate a QWIP structure. Thelight detection can be at anywavelength range between 6-20

    *

    22

    *

    222

    * 22)(

    2

    1),,(

    m

    k

    m

    k

    W

    n

    mkknEE

    yxyx

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