1
Middle Stone Age Shell Beads from South Africa Christopher Henshilwood, 1,2 * Francesco d’Errico, 3 Marian Vanhaeren, 3,4 Karen van Niekerk, 1 Zenobia Jacobs, 5,6 There are two competing models for the emergence of modern human behavior: first, a late emergence in Africa or Eurasia at 50 to 40 thousand years ago (ka), and second, a gradual transition in Africa between 250 to 50 ka (1). In both models, personal ornaments and art are unquestioned expressions of sym- bolism that equate with modern human be- havior. The earliest undisputed African per- sonal ornaments are 13 ostrich eggshell beads from Enkapune Ya Muto in Kenya at 40 ka (2). Evidence from Eurasia includes two per- forated teeth, dated 43 ka, from Bacho Kiro in Bulgaria and 58 marine shell beads from the 41-ka layers of U ¨ c ¸ag ˇızlı, Turkey (3). Here we report on 41 perforated tick shell (Nassarius kraussianus) beads (Fig. 1) recov- ered from the Middle Stone Age (MSA) levels at Blombos Cave, a site located on the southern Cape shoreline of the Indian Ocean (4 ). Phase M1, in which 39 beads were found, was dated to 75.6 3.4 ka, by optically stimulated luminescence (OSL) signals from both single aliquots and 4800 individual quartz grains. Thermoluminescence dates for five burnt lithic samples from the same phase provide a mean age of 77 6 ka (5). Two beads that may be intrusive come from the top of the underlying, and still undated, phase M2. The MSA tick shells cannot derive from the cave walls, are too small to be leftovers from human food, and were not brought to the site accidentally by animals, because their only known predator is a gastropod (Natica tecta) that lives, like N. kraussianus, only in estuarine environments. If the tick shells had been accidentally brought to the cave site from 20-km-distant estuaries in wracks of dead Zostera capensis, a grass used for bed- ding by Later Stone Age (LSA) hunter- gatherers, all age classes would have been present, whereas Blombos Cave MSA beads include shells of adults only (fig. S1). Of the MSA tick shells, 88% are dorsally perforated near the lip (Fig. 1 and fig. S1). This type of perforation is absent in living populations and accounts for only 8.6% of naturally pierced shells in modern thanatoco- enoses. Microscopic analysis of the MSA shells reveals a use-wear pattern, absent on natural shells, consisting of facets that flatten the outer lip or create a concave surface on the lip close to the anterior canal (fig. S1). A similar concave facet is seen opposite to the first one, on the parietal wall of the aperture of many of the shells. This use-wear pattern is consistent with friction from rubbing against thread, clothes, or other beads and is the principal factor that defines the MSA shells as beads. Microscopic residues of ochre de- tected inside the shells suggest that either the material in contact with the beads or the beads themselves were colored red. Small objects may easily be displaced through archaeological layers, and perforated tick shells were also recovered at Blombos Cave from the more recent LSA layers. OSL measurements on 1892 individual quartz grains from the aeolian sand layer that sepa- rates the LSA and MSA levels (6 ) indicates no contamination by grains of different ages, contraindicating downward percolation of younger objects. Also, MSA beads are signif- icantly larger (P 0.0001) than those from LSA levels; the most common MSA perfora- tion type is present on 1% of the LSA shells; LSA beads do not have the wear facets found on MSA specimens; and only 5% of MSA beads have broken lips, compared to 52% of LSA beads, suggesting that the latter were strung in a different way. MSA beads are dark orange or black, whereas those from the LSA are white or pale beige (fig. S1). MSA shells were found in clusters of 2 to 17 beads, with each group clustering in the same or neighboring 50-by-50-cm quadrates. With- in a group, shells display a similar size, shade, use-wear pattern, and perforation size. Each cluster may represent beads coming from the same beadwork item, lost or dis- posed during a single event. The discovery of personal ornaments in the 75-ka levels of Blombos Cave adds an unambiguous marker of symbolically medi- ated behavior to the list of innovations al- ready identified in the MSA (1), including two decorated pieces of ochre, also from Blombos phase M1 (5 ). In human societies, beads have many different functions, all em- inently symbolic (13, 7). Fully syntactical language is arguably an essential requisite to share and transmit the symbolic meaning of beadworks and abstract engravings such as those from Blombos Cave. Future research needs to establish a geography and precise chronology for behavioral innovations, with the aim of understanding the role played by each in the emergence of modern humanity. References and Notes 1. F. d’Errico, Evol. Anthropol. 12, 188 (2003). 2. S. H. Ambrose, J. Archaeol. Sci. 25, 377 (1998). 3. S. Kuhn et al., Proc. Natl. Acad. Sci. U.S.A. 98, 7641 (2001). 4. C. S. Henshilwood et al., J. Archaeol. Sci. 28, 421 (2001). 5. C. S. Henshilwood et al., Science 295, 1278 (2002). 6. Z. Jacobs, A. G. Wintle, G. A. T. Duller, J. Hum. Evol. 44, 613 (2003). 7. L. S. Dubin, The History of Beads ( Thames & Hudson, London, 1987). 8. Supported by the NSF, National Research Founda- tion, University of Bergen, Centre National de la Recherche Scientifique, European Science Foundation (Origine de l’Homme, du langage et des langue), Sir Henry Strakosch Memorial Trust, Anglo American Chairman’s Fund, and British Council. Supporting Online Material www.sciencemag.org/cgi/content/full/304/5669/404/ DC1 Fig. S1 21 January 2004; accepted 17 February 2004 1 Centre for Development Studies, University of Ber- gen, Norway. 2 State University of New York, Stony Brook, NY, USA. 3 Unite ´ Mixte de Recherche (UMR) 5808, Institut de Prehistoire et de Geologie du Qua- ternaire, 33405, Talence, France. 4 UMR 7041, Arche ´- ologies et Sciences de l’Antiquite ´, 92023, Nanterre, France. 5 Council for Scientific and Industrial Research, 0001, Pretoria, South Africa. 6 University of Wales, Aberystwyth, UK. *To whom correspondence should be addressed. E- mail: [email protected] Fig. 1. Perforated N. kraussianus beads from the Middle Stone Age of Blombos Cave. Scale bars, 5 mm. BREVIA 16 APRIL 2004 VOL 304 SCIENCE www.sciencemag.org 404 on October 1, 2014 www.sciencemag.org Downloaded from

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Page 1: Middle Stone Age Shell Beads from South Africa

Middle Stone Age Shell Beadsfrom South Africa

Christopher Henshilwood,1,2* Francesco d’Errico,3

Marian Vanhaeren,3,4 Karen van Niekerk,1 Zenobia Jacobs,5,6

There are two competing models for theemergence of modern human behavior: first,a late emergence in Africa or Eurasia at �50to 40 thousand years ago (ka), and second, agradual transition in Africa between 250 to50 ka (1). In both models, personal ornamentsand art are unquestioned expressions of sym-bolism that equate with modern human be-havior. The earliest undisputed African per-sonal ornaments are 13 ostrich eggshell beadsfrom Enkapune Ya Muto in Kenya at �40 ka(2). Evidence from Eurasia includes two per-forated teeth, dated �43 ka, from Bacho Kiroin Bulgaria and 58 marine shell beads fromthe �41-ka layers of Ucagızlı, Turkey (3).

Here we report on 41 perforated tick shell(Nassarius kraussianus) beads (Fig. 1) recov-ered from the Middle Stone Age (MSA) levelsat Blombos Cave, a site located on the southernCape shoreline of the Indian Ocean (4). PhaseM1, in which 39 beads were found, was datedto 75.6 � 3.4 ka, by optically stimulatedluminescence (OSL) signals from both singlealiquots and 4800 individual quartz grains.Thermoluminescence dates for five burnt lithicsamples from the same phase provide a meanage of 77 � 6 ka (5). Two beads that may beintrusive come from the top of the underlying,and still undated, phase M2.

The MSA tick shells cannot derive fromthe cave walls, are too small to be leftoversfrom human food, and were not brought tothe site accidentally by animals, because theironly known predator is a gastropod (Naticatecta) that lives, like N. kraussianus, only inestuarine environments. If the tick shells hadbeen accidentally brought to the cave sitefrom 20-km-distant estuaries in wracks ofdead Zostera capensis, a grass used for bed-ding by Later Stone Age (LSA) hunter-gatherers, all age classes would have beenpresent, whereas Blombos Cave MSA beadsinclude shells of adults only (fig. S1).

Of the MSA tick shells, 88% are dorsallyperforated near the lip (Fig. 1 and fig. S1).This type of perforation is absent in livingpopulations and accounts for only 8.6% ofnaturally pierced shells in modern thanatoco-enoses. Microscopic analysis of the MSAshells reveals a use-wear pattern, absent onnatural shells, consisting of facets that flattenthe outer lip or create a concave surface on

the lip close to the anterior canal (fig. S1). Asimilar concave facet is seen opposite to thefirst one, on the parietal wall of the apertureof many of the shells. This use-wear pattern isconsistent with friction from rubbing againstthread, clothes, or other beads and is theprincipal factor that defines the MSA shells

as beads. Microscopic residues of ochre de-tected inside the shells suggest that either thematerial in contact with the beads or thebeads themselves were colored red.

Small objects may easily be displacedthrough archaeological layers, and perforatedtick shells were also recovered at BlombosCave from the more recent LSA layers. OSLmeasurements on 1892 individual quartzgrains from the aeolian sand layer that sepa-rates the LSA and MSA levels (6) indicatesno contamination by grains of different ages,contraindicating downward percolation ofyounger objects. Also, MSA beads are signif-icantly larger (P � 0.0001) than those fromLSA levels; the most common MSA perfora-tion type is present on �1% of the LSA

shells; LSA beads do not have the wear facetsfound on MSA specimens; and only 5% ofMSA beads have broken lips, compared to52% of LSA beads, suggesting that the latterwere strung in a different way. MSA beadsare dark orange or black, whereas those fromthe LSA are white or pale beige (fig. S1).MSA shells were found in clusters of 2 to 17beads, with each group clustering in the sameor neighboring 50-by-50-cm quadrates. With-in a group, shells display a similar size,shade, use-wear pattern, and perforation size.Each cluster may represent beads comingfrom the same beadwork item, lost or dis-posed during a single event.

The discovery of personal ornaments inthe �75-ka levels of Blombos Cave adds anunambiguous marker of symbolically medi-ated behavior to the list of innovations al-ready identified in the MSA (1), includingtwo decorated pieces of ochre, also fromBlombos phase M1 (5). In human societies,beads have many different functions, all em-inently symbolic (1–3, 7). Fully syntacticallanguage is arguably an essential requisite toshare and transmit the symbolic meaning ofbeadworks and abstract engravings such asthose from Blombos Cave. Future researchneeds to establish a geography and precisechronology for behavioral innovations, withthe aim of understanding the role played byeach in the emergence of modern humanity.

References and Notes1. F. d’Errico, Evol. Anthropol. 12, 188 (2003).2. S. H. Ambrose, J. Archaeol. Sci. 25, 377 (1998).3. S. Kuhn et al., Proc. Natl. Acad. Sci. U.S.A. 98, 7641

(2001).4. C. S. Henshilwood et al., J. Archaeol. Sci. 28, 421

(2001).5. C. S. Henshilwood et al., Science 295, 1278 (2002).6. Z. Jacobs, A. G. Wintle, G. A. T. Duller, J. Hum. Evol.44, 613 (2003).

7. L. S. Dubin, The History of Beads ( Thames & Hudson,London, 1987).

8. Supported by the NSF, National Research Founda-tion, University of Bergen, Centre National de laRecherche Scientifique, European Science Foundation(Origine de l’Homme, du langage et des langue), SirHenry Strakosch Memorial Trust, Anglo AmericanChairman’s Fund, and British Council.

Supporting Online Materialwww.sciencemag.org/cgi/content/full/304/5669/404/DC1Fig. S1

21 January 2004; accepted 17 February 2004

1Centre for Development Studies, University of Ber-gen, Norway. 2State University of New York, StonyBrook, NY, USA. 3Unite Mixte de Recherche (UMR)5808, Institut de Prehistoire et de Geologie du Qua-ternaire, 33405, Talence, France. 4UMR 7041, Arche-ologies et Sciences de l’Antiquite, 92023, Nanterre,France. 5Council for Scientific and Industrial Research,0001, Pretoria, South Africa. 6University of Wales,Aberystwyth, UK.

*To whom correspondence should be addressed. E-mail: [email protected]

Fig. 1. Perforated N. kraussianus beads fromthe Middle Stone Age of Blombos Cave. Scalebars, 5 mm.

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