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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 6 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 23 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 24 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 26 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 27 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 29 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 45 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 47 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 48 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 49 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 50 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 51 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 52 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 53 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 54 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 55 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 57 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 58 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 60 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 61 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 65 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 66 of 133
78!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 67 of 133
79!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 68 of 133
7;!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 69 of 133
81!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 70 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 71 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 72 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 73 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 74 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 76 of 133
88!
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263/ Vjgug!nqygt.equv!ujctg!encuugu!ygtg!cxckncdng!hqt!{gctu-!kp!ocp{!ecugu!
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264/ Dgecwug!vjg!ujctg!encuugu!jcxg!kfgpvkecn!rqtvhqnkq!ocpcigtu-!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 77 of 133
89!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 78 of 133
8;!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 79 of 133
91!
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271/ Oqtgqxgt-!kh!c!rctvkekrcpv!rwvu!jgt!cuugvu!kp!gcej!qh!vjg!hwpfu!ykvjkp!c!
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273/ Oqtgqxgt-!jcxkpi!ocp{!cevkxgn{!ocpcigf!hwpfu!kp!vjg!Rncpu!ykvjkp!
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tgvwtp!gxgp!vjqwij!vjg!rncp!ku!rc{kpi!hggu!hqt!cevkxg!ocpcigogpv!vjcv!ctg!owej!
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274/ Ukpeg!3121-!vjg!Rncpu!jcxg!kpenwfgf!fwrnkecvkxg!kpxguvogpvu!kp!gxgt{!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 81 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 87 of 133
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vgtou!qh!pgv!tgvwtpu!vq!kpxguvqtu-!cevkxg!kpxguvogpv!owuv!dg!c!pgicvkxg!uwo!
icog/�*/!
66!VKCC.ETGH!encuukhkgu!vjg!ETGH!Uvqem!Ceeqwpv!cu!c!fqoguvke!gswkv{!kpxguvogpv!
kp!vjg!nctig!ecr!dngpf!Oqtpkpiuvct!ecvgiqt{!kp!kvu!hwpf!hcev!ujggvu-!cu!ygnn!cu!kp!
rctvkekrcpv!fkuenquwtgu-!ugg kphtc!¸299/!67!Cxckncdng!cv!jvvr<00yyy/ehcrwdu/qti0fqk0rfh021/357;0hcl/x58/p2/8/!
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 90 of 133
;2!
289/ Vq!vjg!gzvgpv!hwpf!ocpcigtu!ujqy!cp{!uwuvckpcdng!cdknkv{!vq!dgcv!vjg!
octmgv-!vjg!qwvrgthqtocpeg!ku!pgctn{!cnyc{u!fycthgf!d{!owvwcn!hwpf!gzrgpugu/!
Hcoc!'!Htgpej-!Nwem!Xgtuwu!Umknn!kp!vjg!Etquu.Ugevkqp!qh!Owvwcn!Hwpf!Tgvwtpu-!cv!
2;42�45=!ugg!cnuq!Twuu!Ygtogtu-!Owvwcn!Hwpf!Rgthqtocpeg<!Cp!Gorktkecn!
Fgeqorqukvkqp!kpvq!Uvqem.Rkemkpi!Vcngpv-!Uv{ng-!Vtcpucevkqp!Equvu-!cpf!Gzrgpugu-!66!
L/!HKP/!2766-!27;1!)3111*!)�qp!c!pgv.tgvwtp!ngxgn-!vjg!hwpfu!wpfgtrgthqto!dtqcf!
octmgv!kpfgzgu!d{!qpg!rgtegpv!rgt!{gct�*/!
28;/ Kh!cp!kpfkxkfwcn!jkij.equv!owvwcn!hwpf!gzjkdkvu!octmgv.dgcvkpi!
rgthqtocpeg!qxgt!c!ujqtv!rgtkqf!qh!vkog-!uvwfkgu!fgoqpuvtcvg!vjcv!qwvrgthqtocpeg!
fwtkpi!c!rctvkewnct!rgtkqf!ku!pqv!rtgfkevkxg!qh!yjgvjgt!c!owvwcn!hwpf!yknn!rgthqto!
ygnn!kp!vjg!hwvwtg/!Ncwtgpv!Dcttcu!gv!cn/-!Hcnug!Fkueqxgtkgu!kp!Owvwcn!Hwpf!
Rgthqtocpeg<!Ogcuwtkpi!Nwem!kp!Guvkocvgf!Cnrjcu-!76!L/ HKP/!28;-!292!)3121*=!Octm!
O/!Ectjctv-!Qp!Rgtukuvgpeg!kp!Owvwcn!Hwpf!Rgthqtocpeg-!63!L/ HKP/!68-!68-!6;!
)2;;8*)ogcuwtkpi!vjktv{.qpg!{gctu!qh!owvwcn!hwpf!tgvwtpu!cpf!eqpenwfkpi!vjcv!
�rgtukuvgpv!fkhhgtgpegu!kp!owvwcn!hwpf!gzrgpugu!cpf!vtcpucevkqp!equvu!gzrnckp!
cnoquv!cnn!qh!vjg!rtgfkevcdknkv{!kp!owvwcn!hwpf!tgvwtpu�*/!Jqygxgt-!vjg!yqtuv.
rgthqtokpi!owvwcn!hwpfu!ujqy!c!uvtqpi-!rgtukuvgpv!vgpfgpe{!vq!eqpvkpwg!vjgkt!rqqt!
rgthqtocpeg/!Ectjctv-!Qp Rgtukuvgpeg!kp!Owvwcn!Hwpf!Rgthqtocpeg-!cv!68/!!
291/ Ceeqtfkpin{-!kpxguvogpv!equvu!ctg!qh!rctcoqwpv!korqtvcpeg!vq!rtwfgpv!
kpxguvogpv!ugngevkqp-!cpf!c!rtwfgpv!kpxguvqt!yknn!pqv!ugngev!jkijgt.equv!cevkxgn{!
ocpcigf!hwpfu!wpnguu!vjgtg!jcu!dggp!c!fqewogpvgf!rtqeguu!ngcfkpi!vq!vjg!tgcnkuvke!
eqpenwukqp!vjcv!vjg!hwpf!ku!nkmgn{!vq!dg!vjcv!gzvtgogn{!tctg!gzegrvkqp-!kh!qpg!gxgp!
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 91 of 133
;3!
gzkuvu-!vjcv!yknn!qwvrgthqto!kvu!dgpejoctm!qxgt!vkog-!pgv!qh!kpxguvogpv!gzrgpugu/!!
292/ Oqtgqxgt-!vjg!ghhkekgpekgu!qh!vjg!nctig!ecr!octmgv!jkpfgt!cp!cevkxg!
ocpcigt�u!cdknkv{!vq!cejkgxg!gzeguu!tgvwtpu!hqt!kpxguvqtu/!!
]V_jku!uvwf{!qh!owvwcn!hwpfu!fqgu!pqv!rtqxkfg!cp{!tgcuqp!vq!cdcpfqp!c!dgnkgh!
vjcv!ugewtkvkgu!octmgvu!ctg!tgoctmcdn{!ghhkekgpv/!Oquv!kpxguvqtu!yqwnf!dg!
eqpukfgtcdn{!dgvvgt!qhh!d{!rwtejcukpi!c!nqy!gzrgpug!kpfgz!hwpf-!vjcp!d{!
vt{kpi!vq!ugngev!cp!cevkxg!hwpf!ocpcigt!yjq!crrgctu!vq!rquuguu!c!�jqv!jcpf/�!
Ukpeg!cevkxg!ocpcigogpv!igpgtcnn{!hcknu!vq!rtqxkfg!gzeguu!tgvwtpu!cpf!vgpfu!
vq!igpgtcvg!itgcvgt!vcz!dwtfgpu!hqt!kpxguvqtu-!vjg!cfxcpvcig!qh!rcuukxg!
ocpcigogpv!jqnfu-!c!hqtvkqtk/!
Dwtvqp!I/!Ocnmkgn-!Tgvwtpu!htqo!Kpxguvkpi!kp!Gswkv{!Owvwcn!Hwpfu!2;82!vq!2;;2-!
61!L/ HKP/ 65;- 682 )2;;6*/68
293/ Cecfgoke!nkvgtcvwtg!qxgtyjgnokpin{!eqpenwfgu!vjcv!cevkxg!ocpcigtu!
eqpukuvgpvn{!wpfgtrgthqto!vjg!U'R!611!kpfgz/!!
Cevkxg!ocpcigtu!vjgougnxgu!rtqxkfg!rgtjcru!vjg!oquv!rgtuwcukxg!ecug!hqt!
rcuukxg!kpxguvkpi/!Fq|gpu!qh!uvwfkgu!jcxg!gzcokpgf!vjg!rgthqtocpeg!qh!
owvwcn!hwpfu!cpf!qvjgt!rtqhguukqpcn.ocpcigf!cuugvu-!cpf!xktvwcnn{!cnn!qh!
vjgo!jcxg!eqpenwfgf!vjcv-!qp!cxgtcig-!cevkxg!ocpcigtu!wpfgtrgthqto!
rcuukxg!dgpejoctmu�Vjg!ogfkcp!cevkxg!hwpf!wpfgtrgthqtogf!vjg!rcuukxg!
kpfgz!kp!23!qwv!qh!29!{gctu!]hqt!vjg!nctig.ecr!hwpf!wpkxgtug_�Vjg!dqvvqo!nkpg!
ku!vjcv-!qxgt!oquv!rgtkqfu-!vjg!oclqtkv{!qh!owvwcn!hwpf!kpxguvqtu!yqwnf!jcxg!
dggp!dgvvgt!qhh!kpxguvkpi!kp!cp!U'R!611!Kpfgz!hwpf/!
++++!
Oquv!qh!vjg!fkuocn!eqorctkuqpu!hqt!cevkxg!ocpcigtu!ctg!hqt!nctig.ecr!
fqoguvke!ocpcigtu!xgtuwu!vjg!U'R!611!Kpfgz/!
Tqdgtv!E/!Lqpgu-!Vjg!Cevkxg!Xgtuwu!Rcuukxg!Fgdcvg<!Rgturgevkxgu!qh!cp!Cevkxg!Swcpv-!
CEVKXG!GSWKV[!RQTVHQNKQ!OCPCIGOGPV-!cv!48-!51-!64!)Htcpm!L/!Hcdq||k!gf/-!2;;9*/!!
68!Cxckncdng!cv!jvvr<00kpfgmuktcjcuvqv/hk0tguqwteg0ocnmkgn/rfh/!
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 92 of 133
;4!
294/ Rtwfgpv!hkfwekctkgu!qh!nctig!fghkpgf!eqpvtkdwvkqp!rncpu!owuv!eqpfwev!
cp!cpcn{uku!vq!fgvgtokpg!yjgvjgt!cevkxgn{!ocpcigf!hwpfu-!rctvkewnctn{!nctig!ecr-!
yknn!qwvrgthqto!vjgkt!dgpejoctm!pgv!qh!hggu/!Rtwfgpv!hkfwekctkgu!vjgp!ocmg!c!
tgcuqpgf!fgekukqp!cu!vq!yjgvjgt!kv!ku!kp!rctvkekrcpvu�!dguv!kpvgtguv!vq!qhhgt!cp!
cevkxgn{!ocpcigf!nctig!ecr!qrvkqp!hqt!vjg!rctvkewnct!kpxguvogpv!uv{ng!cpf!cuugv!
encuu-!kp!nkijv!qh!vjg!jkijgt!equvu!qh!cevkxg!ocpcigogpv/!!
295/ Fghgpfcpvu!hckngf!vq!wpfgtvcmg!uwej!cp!cpcn{uku-!qt!cp{!cpcn{uku-!yjgp!
kv!cnnqygf!vjg!cevkxgn{!ocpcigf!ETGH!Uvqem!Ceeqwpv!vq!dg!kpenwfgf!cpf!tgvckpgf!kp!
vjg!Rncpu/!Vjku!ku!rctvkewnctn{!vtwg!ikxgp!VKCC.ETGH�u!tgswktgogpv!vjcv!vjg!ETGH!
Uvqem!Ceeqwpv!dg!rtqxkfgf!kp!vjg!Rncpu!kp!qtfgt!vq!ftkxg!tgxgpwg!vq!VKCC.ETGH/!D{!
cnnqykpi!vjg!Rncpu!vq!dg!dqwpf!d{!vjku!tgswktgogpv-!Fghgpfcpvu!hckngf!vq!eqpfwev!cp!
kpfgrgpfgpv!gxcnwcvkqp!qh!vjg!rtwfgpeg!qh!vjku!qrvkqp-!yjkej!eqpvtcfkevu!gxgt{!
rtkpekrng!qh!rtwfgpv!kpxguvkpi!dgecwug!cp!kpxguvogpv!vjcv!ycu!pq!nqpigt!rtwfgpv!
eqwnf!pqv!dg!tgoqxgf!htqo!vjg!Rncpu/!!!
296/ Cffkvkqpcnn{-!cu!fgvckngf!cdqxg-!vjg!57!dru!vjcv!vjg!ETGH!Uvqem!
Ceeqwpv!ejctigf!ycu!eqortkugf!qh!hqwt!nc{gtu!qh!hggu!vjcv!ygtg!gcej!wptgcuqpcdng!
eqorctgf!vq!vjg!cevwcn!ugtxkegu!rtqxkfgf!d{!VKCC.ETGH!vq!vjg!Rncpu�!rctvkekrcpvu/!
Fghgpfcpvu!hckngf!vq!cpcn{|g!yjgvjgt!vjgug!hggu!ygtg!crrtqrtkcvg!cpf!tgcuqpcdng!kp!
nkijv!qh!vjg!ugtxkegu!rtqxkfgf!cpf!ikxgp!vjcv!vjg!Rncpu!eqnngevkxgn{!kpxguvgf!qxgt!
%;99!oknnkqp!kp!vjg!ETGH!Uvqem!Ceeqwpv/!
297/ Jcf!Fghgpfcpvu!gpicigf!kp!c!rtwfgpv!kpxguvogpv!tgxkgy!cpf!
oqpkvqtkpi!rtqeguu-!kv!yqwnf!jcxg!fgvgtokpgf!vjcv!vjg!ETGH!Uvqem!Ceeqwpv!yqwnf!
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 93 of 133
;5!
pqv!dg!gzrgevgf!vq!qwvrgthqto!vjg!nctig!ecr!kpfgz!chvgt!hggu/!Vjcv!ku!kp!hcev!yjcv!
qeewttgf/!
298/ Vjg!ETGH!uvqem!ceeqwpv!fkf!pqv!ogtgn{!gzrgtkgpeg!rqqt!rgthqtocpeg!
kp!c!ukping!{gct!qt!vyq-!dwv!tcvjgt!kvu!jkuvqtkecn!rgthqtocpeg!jcu!dggp!rgtukuvgpvn{!
rqqt!hqt!ocp{!{gctu!eqorctgf!vq!dqvj!cxckncdng!nqygt.equv!kpfgz!hwpfu!cpf!vjg!
Twuugnn!4111!Kpfgz!dgpejoctm-!rtqxkfgf!vq!vjg!Rncpu�!rctvkekrcpvu!cu!vjg!
crrtqrtkcvg!dgpejoctm!kp!rctvkekrcpv!eqoowpkecvkqpu/!!
299/ Fghgpfcpvu!cpf!VKCC.ETGH!kfgpvkhkgf!vjg!Twuugnn!4111!Kpfgz!cu!vjg!
crrtqrtkcvg!dgpejoctm!vq!gxcnwcvg!vjg!hwpf�u!kpxguvogpv!tguwnvu-!cu!ujqyp!kp!vjg!
gzegtrv!dgnqy!vjcv!ycu!rtqxkfgf!vq!vjg!Rncpu�!rctvkekrcpvu/!
29;/ Vjg!ETGH!Uvqem!Ceeqwpv!fkf!pqv!ogtgn{!wpfgtrgthqto!kp!c!ukping!{gct!
qt!vyq/!Jkuvqtkecn!rgthqtocpeg!qh!vjg!ETGH!Uvqem!Ceeqwpv!jcu!dggp!rgtukuvgpvn{!
rqqt!hqt!ocp{!{gctu!eqorctgf!vq!vjku!kfgpvkhkgf!dgpejoctm!kpfgz!)Twuugnn!4111!
Kpfgz*-!cpf!cnuq!cu!eqorctgf!vq!cxckncdng!nqy.equv!kpfgz!hwpfu/!Vjg!hqnnqykpi!ejctv!
eqorctgu!vjg!kpxguvogpv!tgvwtpu!qh!vjg!ETGH!Uvqem!Ceeqwpv!vq!kvu!dgpejoctm!cpf!
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 94 of 133
;6!
vyq!qvjgt!rcuukxgn{!ocpcigf!kpfgz!hwpfu!kp!vjg!ucog!kpxguvogpv!uv{ng!cpf!kvu!
dgpejoctm!hqt!vjg!qpg.-!hkxg.-!cpf!vgp.{gct!rgtkqfu!gpfkpi!Fgegodgt!42-!3125/69!Hqt!
gcej!eqorctkuqp-!vjg!ETGH!Uvqem!Ceeqwpv!ftcocvkecnn{!wpfgtrgthqtogf!vjg!
dgpejoctm!cpf!kpfgz!cnvgtpcvkxgu/!Vjg!rcuukxgn{!ocpcigf!kpfgz!hwpfu!wugf!hqt!
eqorctkuqp!rwtrqugu!ctg!vjg!Xcpiwctf!Vqvcn!Uvqem!Octmgv!Kpfgz!Hwpf!)Kpuvn!Rnwu*!
)XKVRZ*!cpf!vjg!Xcpiwctf!Kpuvkvwvkqpcn!Kpfgz!)Kpuvn!Rnwu*!)XKKKZ*/!Nkmg!vjg!ETGH!
Uvqem!Ceeqwpv-!vjgug!qrvkqpu!ctg!nctig!ecr!dngpf!kpxguvogpvu/!!
69!Rgthqtocpeg!fcvc!rtqxkfgf!cu!qh!Fgegodgt!42-!3125!vq!eqttgurqpf!vq!vjg!Rncpu�!
oquv!tgegpv!Hqto!6611!hkngf!ykvj!vjg!Fgrctvogpv!qh!Ncdqt!cu!qh!vjg!qtkikpcn!
eqornckpv!kp!vjku!cevkqp/!
5.00%
7.00%
9.00%
11.00%
13.00%
15.00%
17.00%
1 Year 5 Year 10 Year
96%–113% greater than CREF return
30%–33% greater than CREF return
16%–23% greater than CREF return
CREF Stock AccountOne-, Five-, and Ten-Year Investment Returns
Compared to Benchmarks(as of Dec. 31, 2014)
CREF Stock Account VITPX VIIIX Russell 3000
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 95 of 133
;7!
2;1/ Vjg!ETGH!Uvqem!Ceeqwpv!ykvj!cp!gzrgpug!tcvkq!qh!57!dru!cu!qh!
Fgegodgt!42-!3125-!ycu!cpf!ku!ftcocvkecnn{!oqtg!gzrgpukxg!vjcp!hct!dgvvgt!
rgthqtokpi!kpfgz!cnvgtpcvkxgu<!vjg!Xcpiwctf!Vqvcn!Uvqem!Octmgv!Kpfgz!Hwpf!)Kpuv!
Rnwu*!)3!dru*!cpf!vjg!Xcpiwctf!Kpuvkvwvkqpcn!Kpfgz!)Kpuv!Rnwu*!)3!dru*/!
2;2/ Crctv!htqo!wpfgtrgthqtokpi!rcuukxgn{!ocpcigf!kpfgz!hwpfu-!vjg!hwpf!
cnuq!ukipkhkecpvn{!wpfgtrgthqtogf!eqorctcdng!cevkxgn{!ocpcigf!hwpfu!qxgt!vjg!!
qpg.-!hkxg.-!cpf!vgp.{gct!rgtkqfu!gpfkpi!Fgegodgt!42-!3125/!Vjgug!nctig!ecr!dngpf!
cnvgtpcvkxgu!ykvj!ukoknct!wpfgtn{kpi!cuugv!cnnqecvkqpu!vq!vjg!ETGH!Uvqem!Ceeqwpv!
kpenwfg!vjg!Xcpiwctf!Fkxgtukhkgf!Gswkv{!)Kpx*!)XFGSZ*-!Xcpiwctf!RTKOGECR!
)Cfo*!)XROCZ*-!cpf!Xcpiwctf!Ecrkvcn!Qrr/!)Cfo*!)XJECZ*/!
5%
7%
9%
11%
13%
15%
17%
19%
1 Year 5 Year 10 Year
73%–196% greater than CREF return 28%–37%
greater than CREF return
20%–56% greater than CREF return
CREF Stock AccountOne-, Five- and Ten- Year Investment Returns Compared to Actively Managed Benchmarks
(as of Dec. 31, 2014)
CREF Stock Account VDEQX VPMAX VHCAX
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 96 of 133
;8!
2;3/ Vjku!uwuvckpgf!wpfgtrgthqtocpeg!ygpv!dcem!gxgp!hwtvjgt/!Vjg!ETGH!
Uvqem!Ceeqwpv!cnuq!jcf!c!nqpi!jkuvqt{!qh!uwduvcpvkcn!wpfgtrgthqtocpeg!eqorctgf!vq!
cevkxgn{!ocpcigf!cnvgtpcvkxgu!qxgt!vjg!qpg.-!hkxg.-!cpf!vgp.{gct!rgtkqfu!gpfkpi!
Fgegodgt!42-!311;/6;
6;!Dgecwug!vjg!Xcpiwctf!Fkxgtukhkgf!Gswkv{!Hwpf�u!kpegrvkqp!fcvg!ycu!Lwpg!21-!
3117-!kv!ycu!gzenwfgf!htqo!vjg!hkxg.!cpf!vgp.{gct!rgtkqfu/!Hqt!vjg!Xcpiwctf!
RTKOGECR!)Cfo*!cpf!Xcpiwctf!Ecrkvcn!Qrrqtvwpkv{!Hwpf!)Cfo*-!vjg!kpxguvogpv!
tgvwtpu!qh!vjg!kpxguvqt!ujctg!encuu!hqt!vgp.{gct!rgthqtocpeg!ygtg!wugf!dgecwug!vjg!
cfoktcn!ujctg!encuu!hqt!gcej!qh!vjgug!hwpfu!ycu!pqv!qhhgtgf!wpvkn!Pqxgodgt!23-!3112/!
Vjg!tgvwtp!ukpeg!kpegrvkqp!hqt!vjg!Xcpiwctf!RTKOGECR!)Cfo*!ycu!4/34&-!cpf!hqt!
vjg!Xcpiwctf!Ecrkvcn!Qrrqtvwpkv{!Hwpf!)Cfo*-!6/9;&/!!
30%
35%
40%
45%
50%
1 Year
6%–53% greater than CREF return
CREF Stock AccountOne-Year Investment Returns Compared to
Actively Managed Benchmarks(as of Dec. 31, 2009)
CREF Stock Account VDEQX VPMAX VHCAX
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 97 of 133
;9!
0.00%
1.00%
2.00%
3.00%
4.00%
5.00%
6.00%
5 Year
174%–206% greater than CREF return
CREF Stock AccountFive-Year Investment Returns Compared to
Actively Managed Benchmarks(as of Dec. 31, 2009)
CREF Stock Account VPMAX VHCAX
0.00%
2.00%
4.00%
6.00%
10 Year
3130%–5790% greater than CREF return
CREF Stock AccountTen-Year Investment Returns Compared to
Actively Managed Benchmarks(as of Dec. 31, 2009)
CREF Stock Account VPMAX VHCAX
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 98 of 133
;;!
2;4/ Fgurkvg!vjg!eqpukuvgpv!wpfgtrgthqtocpeg-!vjg!ETGH!Uvqem!Ceeqwpv!
ykvj!cp!gzrgpug!tcvkq!qh!57!dru!cu!qh!Fgegodgt!42-!3125!ycu!oqtg!gzrgpukxg!vjcp!
dgvvgt!rgthqtokpi!cevkxgn{!ocpcigf!cnvgtpcvkxgu<!Xcpiwctf!Fkxgtukhkgf!Gswkv{!)Kpx*!
)51!dru*-!Xcpiwctf!RTKOGECR!)Cfo*!)46!dru*-!cpf!Xcpiwctf!Ecrkvcn!Qrr/!)Cfo*!
)51!dru*/!!
2;5/ Crctv!htqo!vjg!cd{uocn!nqpi.vgto!wpfgtrgthqtocpeg!qh!vjg!ETGH!
Uvqem!Ceeqwpv!eqorctgf!vq!dqvj!kpfgz!hwpfu!cpf!cevkxgn{!ocpcigf!hwpfu-!vjg!hwpf!
ycu!tgeqipk|gf!cu!kortwfgpv!kp!vjg!kpfwuvt{/!Kp!Octej!3123-!cp!kpfgrgpfgpv!
kpxguvogpv!eqpuwnvcpv-!CqpJgykvv-!tgeqipk|gf!vjg!kortwfgpeg!qh!vjg!ETGH!Uvqem!
Ceeqwpv!cpf!tgeqoogpfgf!vq!kvu!enkgpvu!vjcv!vjg{!tgoqxg!vjku!hwpf!htqo!vjgkt!
tgvktgogpv!rncp/!CqpJgykvv-!VKCC.ETGH!Cuugv!Ocpcigogpv-!KPDTKGH-!cv!4!)Lwn{!
3123*/71!Vjku!tgeqoogpfcvkqp!ycu!fwg!vq!pwogtqwu!hcevqtu-!kpenwfkpi!vjg!jkuvqtkecn!
wpfgtrgthqtocpeg-!jkij!vwtpqxgt!qh!cuugv!ocpcigogpv!gzgewvkxgu!cpf!rqtvhqnkq!
ocpcigtu-!cpf!vjg!hwpf�u!qxgt!71!ugrctcvg!wpfgtn{kpi!kpxguvogpv!uvtcvgikgu-!
itgcvn{!tgfwekpi!vjg!hwpf�u!cdknkv{!vq!igpgtcvg!gzeguu!tgvwtpu!qxgt!cp{!uwduvcpvkcn!
ngpivj!qh!vkog/!Kf/!cv!5�6/!!!
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71!Cxckncdng!cv!jvvr<00u{uvgo/pgxcfc/gfw0Pujg0ANkpmUgtxKF?93D36F2G.;239.
7G56.21;5431HE3148851/!!!
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 99 of 133
211!
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vjg!Rncpu!yqwnf!jcxg!gctpgf!jcf!vjg!ucog!coqwpv!qh!cuugvu!dggp!kpxguvgf!kp!
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Tgcn!Guvcvg!Ceeqwpv!ku!cnuq!qxgt!21!vkogu!oqtg!gzrgpukxg!vjcp!vjg!Xcpiwctf!TGKV!
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jcxg!pqv!dggp!tgkodwtugf!hqt!vjgkt!nquugu/!
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 100 of 133
212!
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wpfgtrgthqtocpeg!tgncvkxg!vq!vjg!Xcpiwctf!TGKV!Kpfgz!qxgt!vjg!qpg.-!hkxg.-!cpf!
vgp.{gct!rgtkqfu!gpfkpi!Fgegodgt!42-!311;/73!Fgurkvg!vjku-!Fghgpfcpvu!ugngevgf!cpf!
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73!Vjg!tgvwtp!qh!vjg!kpxguvqt!ujctg!encuu!ycu!wugf!hqt!vgp.{gct!rgthqtocpeg!
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0
10
20
30
40
50
60
70
80
90
TIAA Real Estate Account VGSNX
87 bps
8 bps
Basis Points (bps)
TIAA Real Estate Account Expense Ratio Compared to REIT Index Fund (VGSNX)
TIAA Expense 988% Higher than
REIT Index Fund
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 101 of 133
213!
208% greater than TIAA return
-40%
-30%
-20%
-10%
0%
10%
20%
30%
40%
2
214!
311/ Vjku!wpfgtrgthqtocpeg!qeewttgf!hqt!{gctu!dghqtg!311;!cpf!jcu!
eqpvkpwgf!chvgtyctf/!Vjg!VKCC!Tgcn!Guvcvg!Ceeqwpv!xcuvn{!wpfgtrgthqtogf!vjg!
Xcpiwctf!TGKV!Kpfgz!)Kpuv*!qxgt!vjg!qpg.-!hkxg.-!cpf!vgp.{gct!rgtkqfu!gpfkpi!
Fgegodgt!42-!3125/74
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tgegpv!hknkpi!qh!vjg!Rncpu�!Hqto!6611!ykvj!vjg!Fgrctvogpv!qh!Ncdqt/!
2%
7%
12%
239% greater than TIAA
return
10 Year
TIAA Real Estate AccountTen-Year Investment Returns Compared to REIT
Index Fund (VGSNX) (as of Dec. 31, 2009)
TIAA Real Estate Account VGSNX
Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 103 of 133
215!
4%
9%
14%
19%
24%
29%
1 Year 5 Year 10 Year
148% greater than TIAA
return
46% greater than TIAA
return
79% greater than TIAA
return
TIAA Real Estate AccountOne-, Five-, and Ten-Year Investment Returns
Compared to REIT Index Fund (VGSNX)(as of Dec. 31, 2014)
TIAA Real Estate Account VGSNX
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 104 of 133
216!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 105 of 133
217!
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vjg!nquugu!vq!vjg!Rncpu!tguwnvkpi!htqo!gcej!dtgcej!qh!hkfwekct{!fwv{=!cpf!yjcv!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 106 of 133
218!
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 107 of 133
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Case 1:16-cv-06524-KBF Document 76-1 Filed 02/07/17 Page 108 of 133
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