Joseph H McKinley Jr Financial Disclosure Report for 2009

8/3/2019 Joseph H McKinley Jr Financial Disclosure Report for 2009

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SELF INITIATEDFROM THE DESK OF AMENDMENTJUDGE JOSEPH H . MCKL" NI. .EY~ JR.


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SELF iNITIATEDFINANCIAL D I S C L O S U R E R E P O R T

I McKinley, Joseph H. I04/02/2010age 4 o f 6

V I I . I N V E S T M E N T S a n d T R U S T S -i ......... z . e , rra .... tions (Includes" those of sp ....... d dependent children; see pp. 34-60 of fding inszr.cdon&)N O N E (No reportable income, assets, or transactions.)

(including trust asscls) ! reporlir~g period | ofrepor~in~ period

exempt from p6o~ disclosure j Code I div renl Code 2 , Me od buy ~e :o~dd ~ Code 2 ~ Code(a ~) ~ ~r, ,u.) I 0 - ~ ) ~ C o d e 3 r e d e m p t i o n ) ~ (J -P) (A -rt) l ( i f p r i v a t eI. IRA # l --American F~ds

2. --W~hington M utual Investors B D i v i d e n d L T3. --Europacific Growth F~d A D i v i d e n d L T : ~ - " (~:74. --Income Fund of Americas A D i v i d e n d K T , ~5, - - S m a l l C a p W o r l d F u n d s B D i ~ , i d e n d K T , :.Z6. --Funda~ental Investors, lnc. A D i v i d e n d K "17. K e n t u c k y T e a c h e r s R e t ir e m e n t A I n t e r e s t K T8. Owensboro Coun~ Club Stock N o n e J9. Ha~ford Midcap Fund Class A #2 A D i v i d e n d S o l d 08 /13 /09 J A

O . Money Market Account A Dividend J T1 . --Dreyfus Insured Deposits

2 . -~Federated Rescues3 . E v a n s v i l le T e a c h e r s F e d e r a l C r e d i t U n i o n A I n ~ e r e s t J T4. John H ancock Freedom 5 29

5 . ---Lifestyle Growth 529 Poflfolio A N o n e J T O p e n 1 2 / 2 8 / 0 9 J

1 7 .

" D : - $ 5 , 0 ( ) I - $ [ 5 , ~ 0 E . . $ 1 5 , ~ l -


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.4010 FINANCIAL D ISC L O SU R E R EP O R T R ~ p o r ~ R e q u i r e d b y t h e E t h i c sin Government Act ofl978gev. 1/20t0 FOR CALENDAR YEAR 2009 (5 U.S.C app..~: 1o1-111)I. Person Reporting (last name, first, middle initial) L Court or Organization 3, Date of ReportMcKinley, Joseph H. Western District of Kentucky 04/02/2010

4.Title (Article Ill judges indicate active or senior status; 5a, Report Type (check appropriate lypc) 6: Reporting Periodmagistrate judges indicate full- or part-time)~ Nominatiou, Date 01/01/2009U.S. DistrictJudge-Aciive ~ [] I n i t i a l [] Annual [] Final to12/31/20095b. ~~ Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in this Repnrt and naymodifications pertaining thereto, it is, in my opinion, in compliance206 U.S. Courthouse with applicable laws and regulations.423 Fredrica St.Owensboro, KY 42301 : Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must belbtlowed. Complete atl parts,checking the NONE box for each par t where you have no repor table information. Sign on las t page.

I . P O S I T I O N S . tR,,o,,i.g[~ N O N E (No reportable positions.)

POSITIO N NA M E OF ORGANIZATION/ENTITy1. Director Brandeis School of Law Ahmmi Counci[

[~. NONE (No reportable agreements.) .-: .,D A T ~ PARTIES AND TERMS ....


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F I N A N C IA L D I S C L O S U R E R E P O R T IName of Pe r s on Re por t ing Date of ReporlPage 2 o f 7 [ ~ M e m n l ey , a o s e p ~ ~ . 0 4 / 0 2 / 2 0 ~ 0

I II . N O N - IN V E S T M E N T IN C O M E . (Rep;rting indfvldual and sp ..... ; see pp. 17:24 of fi l ing instructio~.)A . F i l e r s N o n - l n v e s t m e n t I n c o m e

NONE ~o reportable non-investment income.)D A T E S O U R C E A N D T Y P E ~( y o u ~ , n o t s p o u s e s)

1.2.3 .4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If yon s,ere married during any portion of the reporting year, complete this section.(Dollar amo unt not rec/uired except. /br honoraria.)

~ N O N E (No reportable non-investment income.)DATE SOURCE A~ND TYPE

1. 200~ Owensboro Board of Education2. 2009 Kentucky T e a c h e r s R e t i r e m e n t3.

4.

~v---. REIMBURSEMENTS - , .~ n ~ . o . a , i o . , t~ g i .g , ~ o o d , ..,.~,.~ ..... ~(]~tcludes those to spouse and d~,pendent chi ldren; see pp. 2J . 2 ? of.fi ling instructions )

N O N E (No reportable reimbursemencs.)~ D A T E . . _ _ _ . _ ~ S LO CA T IO N PU R PO SE ITEMS PAID OR PROVI DE D

1.2.3.

4.

5.


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F I N A N C I A L D IS C L O S U R E R E P O R T N a m e o ~Page 3 o f 7 Mc~nley, Joseph It. 0 4 1 0 2 / 2 0 1 0

V . G I F T S . a , ~ t , ~ , , ~ o ~ , o , p ..... d dependent chHdren; see pp. 28-31 of flling i~lruction,~)N O N E (No reportable g~s.)

~ DESCRIPTION VALU~

2.3.4.5.

VI. LIABILITIES. a,~.~,~N O N E (No reportable liabifities.)

CREDI TOR DES CRI PTI ON V A L U E C O D EI.2.3.4.5.


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F I N A N C I A L D IS C L O S U R E R E P O R T N,.e of P ..... Reporting ] Date of ReportPage 4 o f 7 M c K i n l e y , J o s e p h H . I

VII. INVESTMENTS an d TRUSTS - i .... ~ , , . s t ,e , ~ ..... ,~ a~,~ ,no~ o/s~ ....... a ~ v ~ d ~ ~ u ~ , ~ ; s ~ v r . ~ - 6 oN O N E (No reportable income, asset& or

A . B . " - . . . . . . ~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ..~ption of AsseB i: Income during Gross value at end Transactions during ~ng ~riod(i~luding t~t ~sem) ~ reporting pe~od of reporting p~od .............- - ~ q T - T - ~ ~ . . . . . .. . . ~-~iT-[---~--~;j .......... ~) ~3) f~~ Place "(X)" after ~ch asset Amount [ Type (e.g. , Value ~ Value T~e (e.g., D ate Value G ain[ . ~ ldenti~ of~ exempl from pfor disclosure [ Code I ~ div,, ren~ Code 2 ] Memod buy, sell, m~d~)3" Code 2 Code I

1~ ( A - H ) : ~ or inl.) (J-P) Code 3 redemption) ] (J-P) (A-H) [ (ifp~vale................... ._ :. i ( Q-W) ~ .........I. I~ #l--American Fun~

2. --W ~hington Mural Investors B D i v i d e n d L T3. --Europacific Grow~ Fund A D i v i d e n d L T4. --Income Fund of Americas A D i v i d e n d K T5 . - -S m a l l C a p W o r l d F u n d s B D i v i d e n d K T6. - -F u n d a m e n t a l I n v e s t o r s , I n c . A Dividend K T7. K e n t u c k y T e a c h e r s R e t ir e m e n t A I n t e r e s t K T8. O w e n s b o r o C o u n t r y C l u b S t o c k N o n e J T9. Hartford Mideap Fund Class A #2 A D i V i d e n d S o l d 0 8 / I 3 / 0 9 J A

1 0 , Money Market Account A D i v i d e n d J T1 1 . - - D r e y f u s I n s u r e d D e p o s i t s

I2 . --Federated Reserves1 3. E v a n s v i l le T e a c h e r s F e d e r a l C r e d i t U n i o n A I n t e r e s t J TA c c o u n ti4 . J o h n H a n c o c k F r e e d o m 5 2 9

1 5 . ---Lifestyle Gro wth 52 9 Portfolio A J T O p e n i 1 2 / 2 8 / 0 9 J1 6 .

1 7 .


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FINANCIAL Iame of Person Reporting [ Date of RepnrtI S C L O S U R E R E P O R T[ McKinley, Joseph H. [

04/02/2010age 5 o f 7VII. INVESTMENTS a n d T R U S T S - ~ c o , # e , ~ . l ~ e , t . .. . . c,i~, (Inctudex those of ~pou.ve and dependent children; seepp. 34-60 of filing t~structlons.)

N O N E (No reportable income, assets, or transactions.)D.Description of Assets ~ Income du~ng Gross value at end ~ T~sacfions during reposing ~od(including trust asse~) ~ repoaing period ofr~oaing period(u ~Place "{X)" after each ~et ~Amount ~ T}~e (e.g., Value Value T~e (e,g., [ Date ~ Value ~ Gain Id~tir> 0f

_


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Iame of Person ReportingI

D a t e o f R e p o r tINANCIAL DISCLOSURE REPORT I McKinley, Joseph H.04/02/2010age 6 of 7

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofRepo,/~)


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Name of Person Reporting

I

D a r e o f R e p o r tP a g e F I N A N C I A L 7 o f 7 D I S C L O S U R E R E P O R T [ McKinley, Joseph t1. 04/02/2010IX. CERTIFICATION.

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and com plete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc incompliance with the provisions of 5 U.SoC. app. 50 1 et. seq., 5 U .S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDI~AL ~VHO KNOWINGLY AND WILFULLY 1~ ll..AND CRIA~IINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUC TIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 2054 4

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Joseph H McKinley Jr Financial Disclosure Report for 2009