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Case No. B258589
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION TWO
_______________________________________________________
STATE OF CALIFORNIA, ET AL., Defendants
CALIFORNIA TEACHERS ASSOCIATION, ET AL., Intervenors,
Appellants,
v.
BEATRIZ VERGARA, ET AL., Plaintiffs
Respondents.
_________________________________________________________
Appeal from the Los Angeles County Superior Court Case No. BC484642
Honorable Rolf M. Treu, Judge _________________________________________________________
APPLICATION FOR PERMISSION TO FILE AN AMICI CURIAE BRIEF
WHITE & CASE LLP BRYAN A. MERRYMAN (SBN 134357) ELLIOTT E. DIONISIO (SBN 294539) J. TAYLOR AKERBLOM (SBN 299042) 555 South Flower Street, Suite 2700 Los Angeles, California 90071-2433 Telephone: (213) 620-7700 Facsimile: (213) 452-2329 Attorneys for Amici Curiae Governor Arnold Schwarzenegger and Governor Pete Wilson
1
APPLICATION FOR PERMISSION TO FILE AN
AMICI CURIAE BRIEF In accordance with California Rule of Court 8.200(c), Amici Curiae
Governors Arnold Schwarzenegger and Pete Wilson (“Applicants”) apply for
permission to file an amici curiae brief.
A. Applicants’ Interest and the Amici Brief’s Ability to Assist the Court (CRC 8.200(c)(2))
Applicants are former Governors of California. Both served two
consecutive terms: Governor Schwarzenegger from 2003 to 2011, and
Governor Wilson from 1991 to 1999.
Applicants have a significant interest in the outcome of State v.
Vergara, No. B258589. As former governors of California, Applicants were
responsible for ensuring that California’s children receive their
constitutionally-protected right to a quality education. During their
respective terms, Applicants worked to institute policies and reforms in
support of this responsibility while overseeing the state’s education system.
Applicants have also worked to overturn the statutes at issue here, a
previously unsuccessful goal that the judiciary may now accomplish.
Applicants’ brief will help this Court understand the negative impacts
of California Education Code sections 44929.21(b), 44934, 44938(b)(1) &
(2), 44944, and 44955 on all students across the state and on the prosperity of
California as a whole. The brief will illustrate other previously failed
attempts to remedy the problems with the challenged statutes by other
branches of government, and discuss why the judiciary is the most
appropriate forum to finally resolve the debate over the challenged statutes.
B. Authors (CRC 8.200(c)(3)(A)(i)) No parties or counsel for parties authored the proposed amici brief in
whole or in part.
C. Contributors (CRC 8.200(c)(3)(A)(ii), (B))
No parties, counsel for parties, entities, or other persons made a
monetary contribution toward the preparation and submission of this brief.
We respectfully request permission to file an amici brief in support of
plaintiffs Beatriz Vergara, Elizabeth Vergara, Clara Grace Campbell,
Brandon DeBose, Jr., Kate Elliott, Herschel Liss, Julia Macias, Daniella
Martinez, and Raylene Monterroza.
Dated: September 16, 2015
2
WHITE & CASE LLP
Bryan A. Merryma
Attorneys for Amici Curiae Governor Arnold Schwarzenegger and Governor Pete Wilson
Case No. B258589
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION TWO
_______________________________________________________
STATE OF CALIFORNIA, ET AL., Defendants
CALIFORNIA TEACHERS ASSOCIATION, ET AL., Intervenors,
Appellants,
v.
BEATRIZ VERGARA, ET AL., Plaintiffs
Respondents.
_________________________________________________________
Appeal from the Los Angeles County Superior Court Case No. BC484642
Honorable Rolf M. Treu, Judge _________________________________________________________
AMICI CURIAE BRIEF IN SUPPORT OF BEATRIZ VERGARA, ET AL.
WHITE & CASE LLP BRYAN A. MERRYMAN (SBN 134357) ELLIOTT E. DIONISIO (SBN 294539) J. TAYLOR AKERBLOM (SBN 299042) 555 South Flower Street, Suite 2700 Los Angeles, California 90071-2433 Telephone: (213) 620-7700 Facsimile: (213) 452-2329 Attorneys for Amici Curiae Governor Arnold Schwarzenegger and Governor Pete Wilson
i
TABLE OF CONTENTS
Page
I. Introduction ........................................................................................ 1
II. The Challenged Statutes Create A Statewide Problem For All Students, and Not Only Those Students From Low-Income And Predominantly Minority Schools .......................... 3
III. California’s Constitutional Guarantee Of A Quality Public Education Is Critical To Our State’s Future Success ............................................................................................... 5
IV. The Challenged Statutes Disproportionately Impact Low Income And Minority Students .................................................. 7
V. The Political Process Has Failed To Remedy These Constitutional Violations .................................................................... 9
A. Failed Amendments to the Permanent Employment Statute .............................................................. 10
B. Failed Amendments to the Last In, First Out Statute .................................................................................... 11
C. Failed Amendments to the Dismissal Statutes ...................... 12
D. Proposition 74 and the 2005 Special Election ....................... 14
VI. Judicial Intervention Is Not Only Proper, But Required .................. 16
VI. Conclusion ........................................................................................ 17
ii
TABLE OF AUTHORITIES
Page(s)
CASES
Cal. Radioactive Materials Management Forum v. Dept. of Health Services (1993) 15 Cal.App.4th 841 .................................................................... 16
Knox v. Service Employees Internat. Union, Local 1000 (2012) 132 S.Ct. 2277 ............................................................................ 15
Schabarum v. Cal. Leg. (1998) 60 Cal.App.4th 1205 .................................................................. 16
Serrano v. Priest (1971) 5 Cal.3d 584 ......................................................................... 16, 17
Vergara v. State of California (Cal. Super. Ct. 2014) No. BC484642 ............................................... 4, 16
LEGISLATIVE PROCEEDINGS
Assem. Bill No. 292 (1999-2000 Reg. Sess.) .............................................. 10
Assem. Bill No. 723 (1999-2000 Reg. Sess.) .............................................. 10
Assem. Bill No. 36 (1999-2000 1st Ex. Sess.) ............................................ 10
Sen. Bill No. 1097 (2001-2002 Reg. Sess.) ................................................. 10
Sen. Bill No. 124 (2003-2004 Reg. Sess.) ................................................... 10
Assem. Bill No. 1761 (2007-2008 Reg. Sess.) ............................................ 10
Sen. Bill No. 955 (2009-2010 Reg. Sess.) ................................................... 11
Assem. Bill No. 2028 (2011-2012 Reg. Sess.) ...................................... 13, 14
Sen. Bill No. 355 (2011-2012 Reg. Sess.) ................................................... 11
Sen. Bill No. 1059 (2011-2012 Reg. Sess.) ........................................... 13, 14
Assem. Bill No. 375 (2013-2014 Reg. Sess.) .............................................. 12
iii
Sen. Rules Com., Hearing on Assem. Bill No. 375, (2013-2014 Reg. Sess.) ................................................................... 12, 13
Assem. Bill No. 375, veto message by Governor, Oct. 10, 2013 (2013-2014 Reg. Sess.) .......................................................................... 13
Assem. Bill No. 947 (2013-2014 Reg. Sess.) ........................................ 11, 12
Assem. Bill No. 1221 (2013-2014 Reg. Sess.) ...................................... 13, 14
Assem. Bill No. 2240 (2013-2014 Reg. Sess.) ...................................... 11, 12
Assem. Com. on Ed., Analysis of Assem. Bill No. 2240 (2013-2014 Reg. Sess.) Apr. 30, 2014 ................................................... 12
Sen. Bill No. 453 (2013-2014 Reg. Sess.) ....................................... 11, 12, 13
Sen. Bill No. 531 (2013-2014 Reg. Sess.) ............................................. 13, 14
STATE STATUTES
Cal. Ed. Code § 44929.21(b) ............................................................. 1, 10, 11
Cal. Ed. Code § 44934 ............................................................................. 1, 12
Cal. Ed. Code § 44938(b)(1) ................................................................... 1, 13
Cal. Ed. Code § 44938(b)(2) ................................................................... 1, 13
Cal. Ed. Code § 44944 ............................................................................. 1, 13
Cal. Ed. Code § 44955 ................................................................... 1, 7, 11, 12
Cal. Ed. Code § 44955(d)(2) ......................................................................... 7
TREATISES
Bartik, From Preschool to Prosperity: The Economic Payoff to Early Childhood Education (2014) W.E. Upjohn Institute p. 9-19 <http://www.upjohn.org/ publications/upjohn-institute-press/preschool-prosperity-economic-payoff-early-childhood-education> [as of Sept. 10, 2015] ........................................................................... 6, 7
Berger & Fisher, A Well-Educated Workforce Is Key to State Prosperity (Aug. 22, 2013) .................................................................................... 5, 6
iv
Proposition 74, Institute of Governmental Studies, University of California, Berkeley (2015) <https://igs.berkeley. edu/library/elections/proposition-74> [as of Sept. 10, 2015] ...................................................................... 14
Special Statewide Election—Statement of Vote, November 8, 2005, California Secretary of State <http://www.sos.ca.gov/elections/prior-elections/statewide-election-results/special-statewide-election-november-8-2005/statement-vote/> [as of Sept. 10, 2015).) ................. 15
Tanner, Voters Reject Schwarzenegger Reforms, The Washington Post (Nov. 9, 2005) <http://www.washington post.com/wp-dyn/content/article/2005/11/09/ AR2005110900241.html> .................. 15
1
AMICI CURIAE BRIEF
TO THE HONORABLE JUSTICES OF THE COURT OF APPEAL OF THE STATE OF CALIFORNIA, SECOND APPELLATE DISTRICT
I. INTRODUCTION
These former Governors of California know that the constitutional
guarantee of a quality public education for all of California’s students is a
significant right and one that is critically important, not just to our lower
income families and underrepresented minorities, but to the future of our
state, its continued economic vitality and global competitiveness, and to
our citizens who need a quality education to join the workforce.
Thus, when the nine student plaintiffs -- Beatriz Vergara, Elizabeth
Vergara, Clara Grace Campbell, Brandon DeBose, Jr., Kate Elliott,
Herschel Liss, Julia Macias, Daniella Martinez, and Raylene Monterroza --
turned to the California courts to repeal statutes that were impairing their
right to a quality education, their decision could hardly have been a
surprise. The notion that California Education Code sections 44929.21(b)
(“Permanent Employment Statute”), 44934, 44938(b)(1) & (2), and 44944
(collectively, “Dismissal Statutes”), and 44955 (“Last In, First Out
Statute”) were destructive to the state school system and its students’
education was not novel. The laws governing teacher tenure and dismissal
have a history of controversy, in some ways, unparalleled to that of any
other state laws.
Although the statutes were enacted to strengthen teachers’ job
security, they unfortunately also acted to retain grossly ineffective
teachers. This was not an insignificant development. Administrators and
school officials took notice: California law made it nearly impossible to
remove ineffective teachers from classrooms. Researchers and
statisticians took notice: they found that learning under grossly ineffective
2
teachers resulted in drastic and potentially life-long harm to students. The
legislature took notice: over the last fifteen years, the California State
Assembly and Senate attempted unsuccessfully to revise the challenged
statutes. The public took notice: citizens learned about the harmful effects
of the statutes through highly publicized debates and political advertising
prior to California’s 2005 special election.
Despite all of this attention and many efforts to amend or repeal the
statutes, there has been no meaningful relief for California students. Given
this history, the judiciary is the best, most appropriate, forum to remedy
the constitutional infirmities of the challenged statutes and improve the
educational experience for the nine plaintiffs, and all students in
California.
Amici, former Governors of California, file this brief to show that,
given the failed attempts to repeal or amend the challenged statutes
through the legislature and a special election, the judiciary should and
must decide whether the challenged statutes are constitutional.
First, this brief reviews the impact of the challenged statutes to
illustrate that the problems they created are pervasive and widespread
throughout California’s schools. (See infra Sec. II.) Each and every
student across California is at risk of learning from grossly ineffective
teachers—not just students of lower socioeconomic status and students
attending predominantly minority schools. (Ibid.) The impact of learning
from such teachers extends beyond the prosperity of the individual to the
prosperity of the entire state of California. (See infra Sec. III.)
Second, this brief reiterates that the statutes result in an
unconstitutional injustice on the access of California students to a quality
education, resulting in harm to already vulnerable demographics and
perpetuating a costly and ineffective teacher dismissal process. (See infra
Sec. IV.)
3
Third, we highlight the disheartening history of the governmental
bodies and persons that have attempted unsuccessfully to amend or repeal
the challenged statutes, further demonstrating that the judiciary must act
here to strike them down. Judicial intervention is absolutely necessary to
make a significant impact on the school system and California students.
(See infra Sec. VI.)
The Court should affirm the trial court’s judgment in favor of the
nine student plaintiffs.
II. THE CHALLENGED STATUTES CREATE A STATEWIDE
PROBLEM FOR ALL STUDENTS, AND NOT ONLY THOSE STUDENTS FROM LOW-INCOME AND PREDOMINANTLY
MINORITY SCHOOLS
The challenged statutes negatively affect all California students, not
only a select number of students, classrooms, and districts. A close look at
the record reveals that the Permanent Employment Statute, Dismissal
Statutes, and Last In, First Out Statute pose problems for all California
students, regardless of socioeconomic background or place of learning.
Grossly ineffective teachers are ineffective because of their inability to
teach—not because of the profile of the students, or the site where the
teaching occurs.
Many of the measures, statistics, and effects of the challenged
statutes that are in the record are class and ethnic-neutral, reflecting the
statewide scope of the problem:
• All parties in this case agree that the importance of teacher
effectiveness toward student success cannot be overstated,
especially amidst decades of research confirming the same. (2
AA 367:15-368:6.)
• Administrators from school districts across California have
testified to their experiences working with and observing grossly
4
ineffective teachers—including verbally abusive teachers who,
were it not for the protections of the challenged statutes, would
have been removed from California’s education system (notably
in Baldwin Park, Corcoran, Cupertino, Emeryville, Gilroy, Los
Angeles, Oakland, Oceanside, Sacramento, San Gabriel, San
Jose, and Simi Valley). (Id. at 376:18-377:6, 379:1-381:21.)
• In the past ten years, the state’s Commission on Professional
Competence has allowed California’s 1,052 school districts to
dismiss only ninety-one teachers—out of the 275,000 teachers
statewide—mostly for egregious conduct, instead of
ineffectiveness. (Id. at 382:2-10.)
• Students that experience a single year of instruction by a grossly
ineffective teacher ranking in the bottom ten percent of
effectiveness miss out on at least one-half year of academic
growth. (Id. at 383:16-18.) Students assigned to two or more
grossly ineffective teachers in a row are unlikely to ever catch up
and perform at grade level. (Id. at 383:18-20.)
• Students learning under grossly ineffective teachers have lower
graduation rates, lower college attendance rates, higher teenage
pregnancy rates, and lower lifetime earnings than peers that learn
under more effective teachers. (Respondents’ Brief (“RB”) at 2.)
• Students taught by grossly ineffective teachers in Los Angeles
Unified School District lose nearly ten months of learning per
school year compared to students with simply average teachers.
(Vergara v. State (Cal. Super. Ct. 2014) No. BC484642 at, 7.)
• Grossly ineffective teachers continue to occupy classrooms
across the state in part because of the expensive, prolonged
dismissal process (notably in Fullerton, Los Angeles, and
Sacramento). (RB at 35.)
5
• The Last In, First Out Statute is responsible for the dismissals of
extraordinary ‘teachers-of-the-year’ across the state (notably in
Arcadia and Pasadena). (Id. at 39.)
• District administrators from across the state posit that the current
sixteen-month probationary period is too short to make well-
informed tenure decisions (notably in Fullerton, Los Angeles, El
Monte, Oakland, and San Jose). (Id. at 26-27, 29-30.)
School district personnel across the state have observed the problems
grossly ineffective teachers cause, as well as the conditions created by the
challenged statutes that perpetuate these problems. All students who attend
California public schools face the risk of being assigned to grossly
ineffective teachers and the accompanying lifelong effects. The impact of
poor teaching does not discriminate among groups of students. All
students, statewide, are at risk. This Court should act to preserve the best
possible future for California’s students.
III. CALIFORNIA’S CONSTITUTIONAL GUARANTEE OF A
QUALITY PUBLIC EDUCATION IS CRITICAL TO OUR STATE’S FUTURE SUCCESS
At stake in this case is not only the future of California’s students,
but also the future of California. As students who learn from grossly
ineffective teachers face lifelong setbacks, by extension, California’s
future economic and social success is similarly impacted. California’s
ability to provide a quality education through effective teaching is critical
for the success of students and the state.
Research shows a correlation between a strong education system
and greater economic prosperity. (Berger & Fisher, A Well-Educated
Workforce Is Key to State Prosperity (Aug. 22, 2013) Economic Policy
Institute <http://www.epi.org/publication/states-education-productivity-
6
growth-foundations/> [as of Sept. 10, 2015].) The higher the level of
educational attainment in a state, the higher the median wages of that
state’s workforce. (Id. at 4-9.) By adopting and enforcing policies that
increase the pool of well-educated workers, states can increase the strength
of their economies. (Id. at 9-10.) In addition, studies show that early
childhood education predicts future economic success. (Bartik, From
Preschool to Prosperity: The Economic Payoff to Early Childhood
Education (2014) W.E. Upjohn Institute pp. 9-19 <http://www.upjohn.org/
publications/upjohn-institute-press/preschool-prosperity-economic-payoff-
early-childhood-education> [as of Sept. 10, 2015].) In fact, early
education programs can increase a student’s future adult earnings by more
than 25%. (Id. at 9.)
The caliber of instruction is not the only predictive aspect of
education. More pointedly, positive student-teacher interaction also
correlates to greater earnings. Test scores from classrooms divided by
greater and lesser quality of student-teacher interaction predict a 6%
variance of future income. (Bartik, From Preschool to Prosperity: The
Economic Payoff to Early Childhood Education supra, at 42.) Separate
measures show that classrooms of students taught by grossly ineffective
teachers lose $1.4 million in lifetime earnings compared to classrooms
taught by average teachers. (RB at 2.) Here, too, every little bit counts:
“only modest increases in effectiveness are needed for . . . strong teacher
credentials to have future earnings benefits[.]” (Bartik, From Preschool to
Prosperity: The Economic Payoff to Early Childhood Education supra, at
43.)
Students also benefit from gaining interpersonal skills needed to
prepare them for achieving in the workforce. (Bartik, From Preschool to
Prosperity: The Economic Payoff to Early Childhood Education supra, at
5.) Social skills and character are “as important as cognitive skills in
7
making a worker more employable and more productive.” (Id. at 33.)
“[S]kills development from early childhood education will create good
jobs,” sustaining and strengthening California’s economic prosperity. (Id.
at 77.) To see prosperity tomorrow, California must nurture its students
today.
The reverberating effects of the challenged statutes have the power
to cause problems that last a lifetime for affected students and touch upon
the economic wellbeing of the entire state. Research shows this, our
former California Governors understand this, and now the Court should act
to ensure the best possible future for California.
IV. THE CHALLENGED STATUTES DISPROPORTIONATELY
IMPACT LOW INCOME AND MINORITY STUDENTS
While the challenged statutes detrimentally affect students statewide,
the disproportionate impact the statutes have on schools serving low
income and minority students cannot be understated. Specifically, the
effects of the Last In, First Out Statute are magnified in these schools
because the teacher populations serving these schools typically have less
experience and seniority. (RB at 48.) The Last In, First Out Statute
mandates that reductions in force occur strictly on a reverse seniority basis,
minimizing the discretion of school districts to keep teachers based on
effectiveness or other considerations. (Cal. Ed. Code § 44955.)
While subdivision (d)(2) of this statute allows school districts to
“skip” laying off junior teachers to comply with “constitutional
requirements related to equal protection of the laws,” as Respondents have
noted, the evidence at trial proved that “no school district has ever
successfully ‘skipped’ laying off a teacher pursuant to the [Last In, First
Out] statute subdivision (d)(2).” (Cal. Ed. Code § 44955(d)(2); RB at 15.)
Thus, schools serving low income and minority students are harshly
8
impacted every time layoffs occur because they suffer a disproportionate
percentage of layoffs. (RB at 48-50.) The destabilizing effect of
consistent layoffs and layoff notices detrimentally affects both student
achievement and the morale of the teaching staff. (Id. at 49-50.)
Statewide, the Last In, First Out Statute has been shown to reduce
student test scores by 11% and diminish lifetime earnings by up to $2.1
million. (RB, supra, at 40.) Thus, the statute’s magnified effects on low
income and minority students reduce test scores and lifetime earnings by
even greater margins.
The detrimental effects of the Last in, First Out Statute on schools
serving low income and minority students is compounded by the Permanent
Employment Statute and the Dismissal Statutes. Under the Permanent
Employment Statute, school districts have only sixteen months to evaluate
teachers and make tenure decisions. (RB, supra, at 9.) Plaintiffs presented
overwhelming evidence that this unjustifiably short probationary period is
insufficient for principals to make informed tenure decisions, and inevitably
results in grossly ineffective teachers achieving tenure. (Id. at 25-28.)
Under the Dismissal Statutes, it is “virtually impossible for districts
to remove” grossly ineffective teachers after they obtain tenure. (RB,
supra, at 3.) The convoluted and inefficient dismissal process takes several
years, costs between $50,000 and $400,000 per teacher, and often
ultimately fails to remove the grossly ineffective teacher. (Id. at 3, 31-37.)
These grossly ineffective teachers remain employed by virtue of the failings
of the Dismissal Statutes and are shuffled from one school to the next, often
teaching at schools that serve low income and minority students because of
recent vacancies caused by layoffs under the Last In, First Out Statute, in a
process commonly known as “the Dance of the Lemons.” (Id. at 4.) This
practice is nothing more than a helter-skelter process that has evolved from
California’s overprotective teacher employment laws.
9
Thus, a disproportionate number of teachers from schools serving
low income and minority students are terminated by seniority, not
effectiveness, when layoffs are conducted under the Last In, First Out
Statute. These vacancies are often filled with grossly ineffective teachers
who received tenure only because of the unreasonably short sixteen-month
evaluation period under the Permanent Employment Statute and who
cannot be terminated under the prohibitively expensive and time-
consuming process required by the Dismissal Statutes. The “Dance of the
Lemons” exemplifies the cyclical, downward spiral nature of the effects of
the challenged statutes on low income and minority students.
V. THE POLITICAL PROCESS HAS FAILED TO REMEDY THESE
CONSTITUTIONAL VIOLATIONS
California state lawmakers have not risen to the occasion to remedy
the challenged statutes’ constitutional violations. While the California
legislature has recognized the need to amend the statutes, it has repeatedly
tried and failed to make amendments that protect California students and
enhance their educational experience.
In the fifteen-year period from 1999 to 2014, the California State
Assembly and Senate combined to draft over thirty bills attempting to
modify the challenged statutes. Yet, no meaningful action occurred.
Instead, there were years of introduced bills, inaction, second attempts, and
failures. Not a single bill proposing significant change became law. The
few bills that passed were limited in scope, cosmetic in nature, and did not
address the statutes’ inherent failings.
In 2005, the legislators even went directly to the voters with a ballot
measure meant to improve the tenure and dismissal procedures the statutes
addressed. After aggressive campaigning by teachers unions against the
proposition—including some tactics later found to be unconstitutional—
10
the measure eventually failed in the special election. All of these instances
of business-as-usual infighting and wrangling simply mean that the
political process is broken and unfit to remedy the challenged statutes.
A. Failed Amendments to the Permanent Employment Statute On six occasions, the legislature attempted to extend the
probationary period before tenure described in California Education Code
section 44929.21(b) from two years to either three or four years. None of
those bills passed into law.
During the 1999-2000 legislative term, the legislature first
attempted to extend the probationary period to four years. (Assem. Bill
No. 292 (1999-2000 Reg. Sess.).) The provision was abandoned in
revisions. (Id. (Amend. dated Apr. 5, 1999).) Then, the State Assembly
sought a three-year period. (Assem. Bill No. 723 (1999-2000 Reg. Sess.).)
That bill died in committee. (Ibid. (failed passage in Com. on Ed.).) In
the first extended session of the term, the Assembly again tried to
implement a four-year probationary period, including concessionary
language allowing the district to grant permanent-teacher status in fewer
than four years. (Assem. Bill No. 36 (1999-2000 1st Ex. Sess.).) Still, the
bill did not pass. (Assem. Bill No. 36, from Com. without further action
(1999-2000 1st Ex. Sess.).)
Twice more in the 2001-2002 and 2003-2004 terms, the legislature
attempted to secure a four-year probationary period, and twice more the
effort was futile. (Sen. Bill No. 1097, failed passage in Com. on Ed.
(2001-2002 Reg. Sess.); Sen. Bill No. 124, failed passage in Com. on Ed.
(2003-2004 Reg. Sess.).) The legislature’s last attempt came in the 2007-
2008 term, in which it sought a period of not less than two years, but no
more than four years before allowing tenure. (Assem. Bill No. 1761
(2007-2008 Reg. Sess.).) Once again, this bill never crossed the
Governor’s desk. (Ibid. (from committee without further action).)
11
Across a period of ten years, the California legislature tried
unsuccessfully six times to extend the period that teachers would be
assessed and observed before granting tenure. Several of these bills were
designed to double the probationary period, and others were reconfigured
to secure some legislative compromise toward amending Education Code
section 44929.21(b). However, all attempts failed, and the statute today
continues to rush teachers into tenure.
B. Failed Amendments to the Last In, First Out Statute On six occasions, the legislature attempted to expand the
circumstances in which school districts would be allowed to deviate from
the seniority-based dismissal scheme of California Education Code section
44955. None of those bills passed into law.
The legislature even tried to add teacher evaluations as an exception
to its Last In, First Out Statute. Its efforts failed. During the 2009-2010
term, the California Senate proposed that teacher effectiveness should be
considered in determining transfer, subject matter assignment, and
termination decisions. (Sen. Bill No. 955 (2009-2010 Reg. Sess.).) The
bill went nowhere. (Ibid. (referred to Com. on Rules without further
action).) The next term, the Senate tried again with a bill adding that
performance evaluations should be considered, in addition to seniority, to
achieve workplace reduction terminations. (Sen. Bill No. 355 (2011-2012
Reg. Sess.).) The bill failed to pass in the Committee on Education and
was sent to the Secretary of the Senate, where it disappeared. (Ibid. (failed
passage in Com. on Ed.).)
Most recently, in the 2013-2014 term, the legislature attempted with
three different bills to break from the rigid seniority model to terminate
teachers based on performance. (Assem. Bill No. 947 (2013-2014 Reg.
Sess.); Assem. Bill No. 2240 (2013-2014 Reg. Sess.); Sen. Bill No. 453
(2013-2014 Reg. Sess.).) The legislative history specifically notes that one
12
of these bills was meant to “achieve compliance with constitutional
requirements related to equal protection of the law as it applies to pupils.”
(Assem. Com. on Ed., Analysis of Assem. Bill No. 2240 (2013-2014 Reg.
Sess.) Apr. 30, 2014.) The Committee on Education passed none of these
bills, and took no further action. (Assem. Bill No. 947 (failed passage in
Com. on Ed.); Assem. Bill No. 2240 (failed passage in Com. on Ed.); Sen.
Bill No. 453 (failed passage in Com. on Ed.).)
The California legislature tried to lessen the rigidity of the Last In,
First Out dismissal structure of Education Code section 44955, recognizing
that teacher evaluations and constitutional protections are at least on equal
footing as time on the job when considering the dismissal of teachers. But
like the Permanent Employment Statute, teacher seniority remains
California’s default for dismissal.
C. Failed Amendments to the Dismissal Statutes The Dismissal Statutes have also undergone a tumultuous history of
attempted revisions. Efforts to reform the dismissal process were again
and again diluted in committee or failed completely.
One bill stands out as particularly emblematic of the legislature’s
inability to act on the challenged statutes. In the 2013-2014 session, the
State Assembly and Senate approved a bill seemingly designed to
streamline the dismissal process under statute 44934. (Assem. Bill No.
375 (2013-2014 Reg. Sess.).) Among other revisions, the bill sought to
limit the number of depositions in dismissal proceedings to five per side,
and restrict a district’s ability to amend charges against teachers—even
when new evidence arises—only by motion to an administrative law
judge. (Ibid.) However, the California School Boards Association, the
Association of California School Administrators, and numerous education
policy advocates argued that the bill would actually make the dismissal
process even longer. (Sen. Rules Com., Hearing on Assem. Bill No. 375,
13
(2013-2014 Reg. Sess.).) Governor Jerry Brown agreed. In his veto, the
Governor noted that some of the bill’s changes made the process “too rigid
and could create new problems,” resulting in “more harm than good.”
(Assem. Bill No. 375, veto message by Governor, Oct. 10, 2013 (2013-
2014 Reg. Sess.).) The Governor encouraged further work to reform the
dismissal statutes, inviting the legislature to “identify changes that are
balanced and [that] reduce procedural complexities.” (Ibid.)
Other attempts to streamline the process to dismiss grossly
ineffective teachers have been similarly unsuccessful. On four separate
occasions over two terms, both the Assembly and Senate attempted to
expedite the dismissal of teachers charged with unsatisfactory performance
by truncating the filing and notification process.1 (Assem. Bill No. 2028
(2011-2012 Reg. Sess.); Sen. Bill No. 453 (2013-2014 Reg. Sess.); Assem.
Bill No. 1221 (2013-2014 Reg. Sess.); Sen. Bill No. 531 (2013-2014 Reg.
Sess.).) None of the attempts was successful. (Assem. Bill No. 2028
(Amend. dated Mar. 22, 2012); Sen. Bill No. 453 (failed passage in Com.
on Ed.); Assem. Bill No. 1221 (failed passage in Com. on Ed.); Sen. Bill
No. 531 (failed passage in Com. on Ed.).) The legislature also made four
attempts to consolidate the hearing commission to only one administrative
judge instead of three appointees selected by the employee, the governing
board, and the commission.2 (Assem. Bill No. 2028; Sen. Bill No. 1059
(2011-2012 Reg. Sess.); Assem. Bill No. 1221; Sen. Bill No. 531.) All of
1 The bills attempted to change California Education Code sections 44938(b)(1) and (2) to remove the requirement that teachers charged with unsatisfactory performance receive written notice of the charges ninety days before filing and an opportunity to correct their behavior. 2 The bills attempted to change the makeup of the Commission on Professional Competence noted in California Education Code section 44944 from its current allocation of one member selected by the employee, one member selected by the governing board, and one administrative judge.
14
these bills are dead or exist in legislative purgatory, pending in their
respective stages of passage as days, months, and years pass without
further attention. (Assem. Bill No. 2028 (held under submission in Com.
on Appropriations); Sen. Bill No. 1059 (reconsideration granted with no
further action); Assem. Bill No. 1221 (returned to Chief Clerk of the Sen.
as carryover bill); Sen. Bill No. 531 (failed passage in Com. on Ed.).)
The California legislature is not blind to the administrative
inefficiencies that hamper the teacher dismissal process. But, like the
Permanent Employment Statute and the Last in, First Out Statute, the
Dismissal Statutes still maintain the same cumbersome status quo.
D. Proposition 74 and the 2005 Special Election Opting for a different plan, the legislature in 2005 went straight to
the public to reform teacher tenure and dismissal laws with Proposition 74.
The attempt ended unsuccessfully—unsurprisingly—but it was also
notable for the sheer political spectacle and the aggressive campaign to
sway public opinion that followed.
On March 1, 2005, Governor Schwarzenegger endorsed the Put the
Kids First Act. (Proposition 74, Institute of Governmental Studies,
University of California, Berkeley (2015) <https://igs.berkeley.
edu/library/elections/proposition-74> [as of Sept. 10, 2015].) The
initiative became Proposition 74 and was set for a special election. The
proposition was intended to address two of the same core aspects of the
challenged statutes that the legislature had struggled unsuccessfully to
change since 1999. The probationary period before tenure was granted
was to be extended from two years to five years, and school districts would
be allowed to dismiss teachers who received two consecutive negative
evaluations. (Proposition 74, Institute of Governmental Studies Library,
University of California, Berkeley, supra.)
15
In the lead up to the election, teachers unions, interest groups, and
the Governor engaged in a contentious battle to persuade voters to support
their respective positions. By some measures, the special election was the
most expensive in California history, totaling $300 million, including
advertising and administrative costs.3 (Tanner, Voters Reject
Schwarzenegger Reforms, The Washington Post (Nov. 9, 2005)
<http://www.washington post.com/wp-dyn/content/article/2005/11/09/
AR2005110900241.html> [as of Sept. 10, 2015].) Proposition 74 was
ultimately defeated in the special election.
Highlighting the controversial nature of the special election, the
political fight was not confined to the borders of California. In 2012, the
United States Supreme Court decided that compulsory fundraising
methods used by California’s largest labor union during the campaign
prior to the election violated the First Amendment rights of certain state
employees. (Knox v. Service Employees Internat. Union, Local 1000
(2012) 132 S.Ct. 2277.) This special election demonstrated that use of the
political process to change the challenged statutes was not feasible.
The $300 million battle over public opinion and the
unconstitutional fundraising tactics used to defeat Proposition 74 continue
to serve as a cautionary tale for anyone considering another attempt to
amend the challenged statutes. What began as Governor
Schwarzenegger’s earnest effort to address some of the failings of the
teacher tenure and dismissal processes ultimately became another example
3 The special election included a vote on Proposition 74, addressing education reforms, and seven other propositions. (Special Statewide Election—Statement of Vote, November 8, 2005, California Secretary of State <http://www.sos.ca.gov/elections/prior-elections/statewide-election-results/special-statewide-election-november-8-2005/statement-vote/> [as of Sept. 10, 2015).)
16
of the inability of the political process to exact meaningful change for
California’s school system and students.
VI. JUDICIAL INTERVENTION IS NOT ONLY PROPER, BUT
REQUIRED
The courts need not rely on the legislative or executive branches to
amend or replace the challenged statutes. While the judicial branch
“accord[s] appropriate deference to the legislative and executive exercise of
political prerogatives . . . deference does not mean forbearance.”
(Schabarum v. Cal. Leg. (1998) 60 Cal.App.4th 1205, 1215 (quoting Cal.
Radioactive Materials Management Forum v. Dept. of Health Services
(1993) 15 Cal.App.4th 841, 869).) A constitutional challenge “is inherently
a judicial rather than political question and neither the Legislature, nor the
executive branch, or both acting in concert can validate an unconstitutional
act or deprive the courts of jurisdiction to decide questions of
constitutionality.” (Ibid.)
The trial court properly exercised its authority to address the
constitutionality of the challenged statutes, especially because neither the
California legislature nor the executive branch (by ballot initiative in an
attempt to circumvent the legislature) was able to make meaningful changes
to the challenged statutes. In holding that the challenged statutes violated
the equal protection clause of the California Constitution under Serrano v.
Priest (1971) 5 Cal.3d 584, the trial court fulfilled its “duty and function as
dictated by the Constitution of the United States, the Constitution of the
State of California, and the Common law[] to avoid considering the
political aspects of the case and focus on the legal ones.” (Vergara v. State
(Cal. Super. Ct. 2014) No. BC484642, at 5.) Here, judicial intervention is
not only warranted, but is required to address the constitutional infirmities
of the challenged statutes. The Court should affirm the trial court's holding
under the well-established precedent of Serrano v. Priest.
VII. CONCLUSION
Based on the foregoing, Amici Curiae respectfully request that this
_Court affirm the trial court's judgment finding the Permanent Employment
Statute, the Dismissal Statutes, and the Last In, First Out Statute to be
unconstitutional.
Dated: September 16, 2015
17
WHITE & CASE LLP
By:
Attorneys for Amici Curiae Governor Arnold Schwarzenegger and Governor Pete Wilson
WORD COUNT CERTIFICATION
Pursuant to California Rule of Court 8.204( c), Counsel for Amici
Curiae Governors Arnold Schwarzenegger and Pete Wilson certify that the
Amici Curiae Brief in Support of Beatriz Vergara, et al., contains 4606
words.
Dated: September 16, 2015
18
WHITE & CASE LLP
By: fu/kk Bryan A. Merryman
Attorneys for Amici Curiae Governor Arnold Schwarzenegger and Governor Pete Wilson
PROOF OF SERVICE
STATE OF CALIFORNIA, COUNTY OF LOS ANGELES
I am employed in the County of Los Angeles, State of California. I am over the age of 18
and not a party to the within action. My business address is 555 South Flower Street, Suite 2700,
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On Wednesday, September 16, 2015, I served the foregoing document(s) described as:
• APPLICATION FOR PERMISSION TO FILE AN AMICI CURIAE BRIEF; and • AMICI CURIAE BRIEF IN SUPPORT OF BEATRIZ VERGARA, ET AL.
on the person(s) below, as follows:
BY U.S. MAIL: I enclosed the document(s) in a sealed envelope or package addressed to
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Under that practice, the correspondence would be deposited in the United States Postal Service
on that same day in the ordinary course of business. Superior Court (Via Messenger)
Hon. Rolph M. Treu c/o Clerk ofthe Court Los Angeles County Superior Ct. Stanley Mosk Cowihouse 111 North Hill Street Los Angeles, CA 90012
Defendants-Appellants
Susan M. Carson Office of the Attorney General 455 Golden Gate Ave., 11th Floor San Francisco, CA 94102
Plaintiffs-Respondents
Kevin Ring-Dowell Gibson, Dunn & Crutcher LLP 555 Mission St., Suite 3000 San Francisco, CA 94105
Intervenors-Appellants
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Executed Wednesday, September 16, 2015, at Los Angeles, California.
I declare under penalty of perjury under the laws ofthe State of California and the United
States of America that the above is true and correct.
Hector M. Cordova