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Return of Private Foundation or Section 4947(ax1) Nonexempt Charitable Trust
Treated as a Private Foundation Note* The organization may be able to use a copy of this return to satisfy state
reporting requirements
OMB No 754 5-0054
2002 Department of the Traoiwry Internal Rw*nus Sam,.
or to hange I Name Employer Identification numbs
C If exemption application is pending, check here li" I I D 1 Foreign organizations, check here
2Foreign organizations meeting the 85% test, check here and attach computation
E If private foundation status was terminated under section 507(h)(I)(A), check here
F If the foundation is in a 60 month termination under section 507(6)(1)(B), check here
(from Part 11, column c, line 16) El Other (specify)
(a) Revenue and (6) Net investment (c) Adjusted net (d) Disbursements expenses per books income income for charitable
purposes (cash basis only)
284 '>&fi`tE» ° nik~ vE:.nn y~~ t foknho~,:. a~~6
°~ r°,~ ~n9Vknt °otE~.tiF~t°oa ° o.iHti'E .. Ett55i.~ ~~)o ~tE .' ca~<tf"
'V .Fftn o k a Col}<~< `o7~'c
151 . 151 . N/A~ ' ~" <`~~~°°t~ '°r 25 , 499 25,499 .
ooq¢'o~Ki~
z ~o~ ~~ta~9}~ti9~9~~ ook~~Ftc7VHb7 ,°i cii eR'~° i .t~t :i9°�K
}236 315 .0 t&tBU1¢T1x;< ` `
. ">
a Excess of revenue over expanses and disbursements
b NCI IwnCmret Income CH negatrv., enter .0
990-PF (200 YJ
rEEAo503L ioru102
Form 990-PF
G Check all that app l y Initial return Final return Use the IRS label THE JAMES AND JOAN LINDSEY FAMILY Olherwlse, FOUNDATION Print or type 36 HAMMOND DRIVE
See Specific SANTA BARBARA, CA 93108 Instructions
H Check type of organization u Section 501(c)(3) exempt
Telephone number (see instructions)
Expenses (the total of amounts in columns b, c, and d may not neces- sarily equal the amounts in column a ) see instructions
1 contributions oars, grants, etc, .«enraa (2n .d,) Ck - Fld the twnE is not rep to att Sch B
2 Distributions from split-interest trusts 3 Interest on savings and temporary
0 cash investments 4 Dividends and interest from securities Sa Gross rents b Met ..far coma or (loss) )
6 0 Not gain/Qoss) from tale of asset; not on line 10 ~R yGross salesprices lorall 839,658 .
"'not; on line 6a
v 7 Gpihl gain net income (horn Part IV, lint 2) E 8 Net short term capital gain
9 Income modifications 10 a Gross salty less
returns and allowances
b Less Cost of goods sold
c Gross profit/(loss) (att sch) 11 Other income (attach schedule)
11 CompenuGOn of oKcars, 0nxtors, Wsteas etc 14 Other employee salaries and wages
p 15 Pension plans, employee benefits x 16a Legal ees(attaey ~IUfp N to Pccou hng 5 c Other rot s (attach sch) ~
e r 17 Inter $~ (y~~Y q 18 Tazrs a~(a h iibedule) c%1
79 DeDr loll x v 20 Occ ancyj'~(yD~ ~`~
E 21 Trav I conYEr~lStes nY9m e n s E ZZ Printing and publications
D p 23 Other expenses (attach schedule) See Statement N
E 24 Total operating end administrative s expenses Add lines 13 through 23 u Contributions, gifts, prams paid Part XV 26 Total expenses and disbursements .
Add lines 24 and 25
35 .
35
-120 .786 .
77-0390011 Page 2 ~,inning of year End of year i Book Value (b) Book Value (c) Fair Market Value
82 686 . 6-6 , 70H .. 6-6- 1 700 si .cw.~
,~~~:"~~R n ~~ o 0 0 ~ t~~E6oo a. 1 .
o Fo "¢a .iE a "o o°R ~ a w,'~
.%xxsbn°o`<Y£jo°c',°o ; 9, 'o C
100,000 . 100,000 109,263 . 7,942,931 7,838,131 . 3,836,615 .
8(
E t
8 .125 .617 . 8 .004,831 . 4,012,578
ob .
0 . A,
~&E9~` 8~8't E ~ t 9V~'bobN6 0 99 F8 V 9gN3~o m qi:$o-
8 ;7xs~,
°°. tak°Wa~oo3o
~53~:°.~°o9E3i ~"aF :°~~V t 6° 0 o~aE6°..L9f.~.b° °~° ~}
e<YOOOno~w os
.
K too°fik~5~b 831 . `;°a~o'a~F , 831 . ~<°z~°~`~~°F':
ks8 9~o F oo~i 831 . ~.ov,awg
oRC2RF
E
Pa1t`I1I` Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of year figure reported on prior year's return)
2 Enter amount horn Part I, line 27a 3 Other increases not included in line 2 (item¢e) 4 Add lines I, 2, and 3 5 Decreases nod included in line 2 (itemize) 6 Total net assets or fund balances al end of year (line 4 minus line 5) - Part II, column (b), line 30
BAA TEEn0302L 1023102
8,125,617 -120,786
Form 990-PF (2007)
AththW schedules and amaunh m Na EncnDbon Pa(t ]~', Bal ance Sheets column shaulE a for end-of year amounb only
(Sae insWCLOns )
1 Cash - non interest bearing 2 Savings and temporary cash investments 3 Accounts receivable
Less allowance for doubtful accounts ~ 4 Pledges receivable ~-_--_--_--_
Less allowance for doubtful accounts ~ 5 Grants receivable
6 Recervahles due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions)
7 Other notes and loans receivable (attach sch) ~ Less allowance for doubtful accounts il" -----------
S 8 Inventories for sale or use 9 Prepaid expenses and deferred charges T
5 10& Investments - U S and state government obligations (attach schedule)
b Investments - corporate stock (attach schedule) c Investments - corporate bonds (attach schedule)
11 Investments - land, buildings, and equipment basis
Less accumulated depreciation (attach schedule) ~
12 Investments - mortgage loans 13 Investments - other (attach schedule) 14 Land, buildings, and equipment basis ~
Less accumulated depreciation (attach schedule)
15 Other assets (describe ~ _ _ - _ _ -- _ ) 16 Total assets (to be completed by all filers -
L 17 Accounts payable and accrued expenses
18 Grants payable
8 19 Deferred revenue
20 Loans from officers, directors, trustees, 8 other disqualified persons L 21 Mortgages and other notes payable (attach schedule)
22 Other liabilities (describe ~ E g 23 Total liabilities add lines 17 through
Organizations that follow SFAS 117, check hero and complete lines 24 through 26 and lines 30 end 31
N F 24 Unrestricted E U T N 25 Temporarily restricted D 26 Permanently restricted
S B Organizations that do not follow SFAS 117, check here 5 A and complete lines 27 through 31 E L T A 27 Capital stock, trust principal, or current funds S N yg Paid in or capital surplus, or land, building, and equipment fund
29 Retained earnings, accumulated income, endowment, or other funds O E R S 30 Total net assets or fund balances (see instructions)
31 Total liabilities end net assetslfund balances
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank
Was the organization liable for the section 4942 tax on the distribulable amount of any year in the base period"+ Yes ~X No If 'Yes'the organization does not quaky under section 4940(e) Do not complete this part
1 Enter the appropriate amount in each column for each year, see instructions before making any entries
(a) Base period years
Calendar year (or tax year beginning in)
2001 300
0 064486 0 053851 0 063237
3 .742 .861
8 Enter qualifying distributions from Part XII, line 4 1 a 1 390,035
If line 8 is equal to or greater than line 7, check the box in Part VI, line I b, and complete that part using a 1% tax rate Seethe Part VI instructions
BAA Form 990-PF (200 groan iorta)oz
Form 990 PF f200zi THE JAMES AND JOAN LINDSEY FAMILY 77-0390011 Pace 3
(a) List and describe the kind(s) of property sold (e g , real estate, (0) H°"' °cwmed lc) °+e° °cwmaa la) Date sold 2 story brick warehouse, or common stock, 200 shares MLC Company) P - Purchase (month, day, year) (month, day year)
D - Donation
to SCHEDULE 1 P Various Various b c d e
(e) Gross sales price I (0 Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g)
934 .658 598,343 236,315
c
d e
m lete only for assets showing gain in column h and owned b the foundation on 12131/69 (I) Gams (Column (h) (i) Fair Market Value 0) Adjusted basis (k) Excess of column (i) pain minus column (w), but not less
as of 12131169 as of 12131/69 over column Q), if any than -0-) or Losses (from column (h))
e
e I I
2 Capital gain net income or (net capital loss) If gain, also enter in Part I, line 7
{If (loss), enter 0 in Part I, line 7
3 Net short term capital gain or (loss) as defined in sections 1Y12(5) and (6)
If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter .0 . in Part I . line 8
(b) Adjusted qualifying distributions
(c) Net value of
noncharitable use assets Distribution ratio
(column (b) divided by column (c))
2 Total of line 1, column (d) 2 0 305511
3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 1 3 I 0 061102
4 Enter the net value of noncharitable use assets for 2002 from Part X, line 5
5 Multiply line 4 by line 3 1 5 I 22
6 Enter 1 % of net investment income (1% of Part I, line 27b) 1 6 1 2, 620 .
7 Add lines 5 and 6
TEEw0304L 1012102
orm 990-PF 0 THE JAMES AND JOAN LINDSEY FAMILY 77-0390011 Page 4 'artVP~7 Excise Tax Based onInvestment Income (Se ~io~asaoa a940 asaoe,orasaa-5eo~nsirudions
1 e Exempt operating foundations described in section 4940(d)(~, check here ~ and enter N/A' on line I "n-'s'K'Y"t ~''o` 11'° ``~`+v <`" ` Date of ruling letter _ _ --- _ - (attach copy of ruling letter if necessary - sae instructions)
b Domestic organizations that meet the section 4940(e) requirements in Part V, 2 , 620 check here ~ aand enter 1% of Part I, line 27b
c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, column (b) °°kk~~y~+~.fik EY"~fi~~F9 Z .,;.,v. a~vas_e~. 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter 0 ) 2 ~ 0 3 Add lines 1 and 2 3 2 . 620 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0) 4 0 . 5 Tax based on investment income Subtract line 4 from line 3 If zero or less, enter 0- 5 2 , 620 6 Credits/Payments ~ G ;^ ;^r, a 2002 estimated tax pmts and 2001 overpayment credited to 2002 6a 12 , 140 .
` ('4([`VCOi'
b Exempt foreign organizations - tax withheld at source 6b _;k ;Hary�;;;,'s° ̀ ° ;t^- c Tax paid with application for extension of time to fee (Form 886 c ti
't >~L°ifLO of ~ 4 d Backup withholding erroneously withheld 6d
7 Total credits and payments Add lines 6a through 6c1 7 ~ 12, 140 . 8 Enter any penalty for underpayment of estimated tax Check here X~ if Form 2220 is attached 8 9 Tai due If the total of lines 5 and 8 is more than line 1, enter amount owed ~ 9
70 Overpayment If line 7 is more than the total of lines 5 and 8, enter the amount overpaid 10 9, 20 11 Enter the amount on line 10 to be Credited to 2003 estimated to ~ 9,520 . 1 Refunded ~ 11 'aKVff-A'StatementsRegarding Activities
1 e During the tax year, did the organization attempt to influence any national, state, or local legislation or did it Yes No ` participate or intervene in any political campaigns 7 a X
b Did it spend mare than $100 during the year (either directly or indirectly) far political purposes (see instructions for definition)? 1 b X
1/ the answer is 'Yes to 1a or 16, attach a detailed description of the activities and copes o1 any materials published ~` ~,`~ ; ; `< < ,'~ or distributed by the organization in connection with the activities ` 'c'a" `~ <-~,°
c Did the organization file Forth 1120-POL for this years 7 c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year ~, we;,~"t ;t`YS"t +o~ v ,~,o , (1) On the organization W $ 0 . (2) On organization managers ~ $ 0 0~~, � t t~r~F' ;
e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed on ~aoo' organization managers ~ $ 0 `y~,t, � ,._ .
2 Has the organization engaged in any activities that have not previously been reported to the IRS V 2 X . . . If Yes,' attach a detailed description of the activities
0 00. 9FkYp . " Qtkt3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments If 'Yes,' attach a conformed copy of the changes ^3^ , X
4a Did the organization have unrelated business gross income of $1,000 or more during the years 4a X b If 'Yes,' has it filed a tax return on Form 990-T for this years 4b N A
5 Was there a liquidation, termination, dissolution, or substantial contraction during the years 5 X If'Yes,' attach the statement required by General Instruction T `' s t` -n~ n Y,~~ ;n~cor
6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either s"=' °R ^° b jog ciR~ <5'. 0 By language in the governing instrument or x ;¢~5°,~,~}~,~~~ ;, s
0 By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict " ̀ ~ ̂~^~w
with the state law remain in the governing instruments 6 ~, X
7 Did the organization have al least $5,000 in assets at any time during the yrar7 If 'Yes,' camplde Part II, column (c), and Part XV 7 X
8a Enter the states to which the foundation reports or with which it is registered (see instructions)
N/A Tb~°o~~.1 'nfk ~ ncti. . fin . k ..~n _ _ _ _ _ . .
°,o2 "ic~ ~o~`~ ik ttbE.oedSi. b If the answer is Yes' to line 7, has the organization furnished a copy of Form 990 PF to the Attorney General ` far designate) of each slate as required 6y General Instruction G7 II'No,'attachaplanahon Sb X
:8771, ~.bENf
9 Is = the organization claiming status as a private operating foundation within the meaning of section 4942Q)(3) or 4942Q)(5~ for calendar year 2002 or oo'~
the taxable year beginning in 2002 (see instructions for Part Xlh7 If 'Yet,' cwnplde Part w9 X
10 Did any persons become substantial contributors during the tax years 10 X
If Yes,' attach a schedule listing their names and addresses See Statement 3
11 Did the organization comply with the public inspection requirements for its annual returns and exemption application? 11 X Web site address w N/A
12 the booms are in care of - THOMAS S. CHAN, CPA Telephone no - (661) 326-6417
Located at " 1701 WESTWIND DR ._ $227, BAKERSFIELD,_CA ---- ZIP +4 ~ 93301
13 Section 4947(a)(1) nonexempt charitable hosts filing Form 990 PF in lieu of Forth 1041 - Check hero N/A
77-0390011
b If any answer is 'Yes' to 5a(l) (5), did any of the transactions tail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instruc4ons)? Organizations relying on a current notice regarding disaster assistance check here
c If the answer is 'Yes' to question Sa(4), does the organization claim exemption from the tax because it maintained expenditure responsibility for the grants N/A a Yes ~ No If 'Yes 'attach the statement required by Regulations section 53 4945-5(d)
6a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contracts Yes X~No
b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract X
Form 990-PF (200 BAA TEeaa3os iorous
File Forth 4720 if any item is checked in the 'Yas' column, unless an exception applies. `s' 1 a During the year did the organization (either directly or indirectly)
(7) Engage in the sale or exchange, or leasing of property with a disqualified persons OYes X~No s
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a No disqualified persons Yes
IN (~ Furnish goods, services, or facilities to (or accept them from) a disqualified persons Yes o ".
-(4) Pay compensa4onto; or pay or reimburse the expenses of, a disqualified persons Yes No =' s
(5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person) Yes XONo
(6) Agree to pay money or properly to a government officials (Exception Check 'No' if the organization agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days ) 11 Yes NNo
b If any answer is 'Yes' to 1a(1) (6), did any of the acts fail to Qualify under the exceptions described in Regulations section 53 49410 3 or in a current notice regarding disaster assistance (see instructions)
Organizations relying on a current notice regarding disaster assistance check here f
c Did the organization engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2002
2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a ", private operating foundation defined in section 4942Q)(3) or 4942Q)(5))
a At the end of tax year 2002, did the organization have any undistributed income (lines 6d and tie, Part XIII) for tax year(s) beginning before 2002 [:]Yes X No
If 'Yes,' list the years ~ 20__ , 20 - , 19 - , 19_-
b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed incomes (If applying section 4942(a)(2) to all years listed, answer 'No' and attach statement - see instructions )
c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here X20 ,20 ,19 ,19
3a Did the organization hold more than a 2% direct or indirect interest in any business enterprise at any time during the years E ] Yes 91 No
b If 'Yes,' did it have excess business holdings in 2002 as a result of (1) any purchase by me organization or disqualified persons after May 26, 1969,(2) the lapse of the 5 year period (or longer period approved b the Commissioner under section 4943(c)(~) to dispose of holdin s acqcared by gitt or bequest, or (~ the lapse of the 10 , I S , or 20 year firs l phase holding periods ~ke Schedule C, Form 4720 to determine if the organization had excess business holdings m 2002 )
4e Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes
b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2002
5e During me year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))7 ~ Yes ~ No
(2) Influence the outcome of any specific public election (see section 495, or to carry on, directly or indirectly, any voter registration drrve7 Yes X No
(3) Provide a grant to an individual for travel, study, or other similar purposes B Yes XB No
(4) Provide a grant to an organization other than a charitable, etc, organization described in section 509(a)(1), (2), or (j), or section 4940(d)(2)7 E] Yes M No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals ~ Yes g] No
No
77-0390011 Managers, information Abo
and Contractors
------------------------
other than those included online I- see u ' (b) Title and average (c) Compensation
hours per week devoted to position
coons) If none, enter 'None' (d) Contributions to (e) Expense account, employee benefit other allowances plans and deferred
------------------------
contractors for If none, enter 'None Twe of service
3 Five services -
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Total number of others receiving over $50,000 for professional sernces
i?dttIXA Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of I Expenses organizations and other beneficiaries served, conferences convened, research papers produced, etc
i N/A ------------------------------------------------------
2
------------------------------------------------------
3
------------------------------------------------------
4
------------------------------------------------------
BAA TEEAa3oa iorous
1 List ell officers, directors, trustees, foundation managers and then com ensation see instructions (b) Title and average (c) Compensation (d) Contributions to (e) Expense account,
(a) Name and address hours per week (If not paid, enter -0-) employee benefit other allowances devoted to position plans and deterred
compensation
- See Statement 4 -~ - ~ - 0 . - O . I 0 . -------------------------
------------------------
2 Compensation of five highest-paid employee (a) Name and address of each employee
paid more than $50,000
None
------------------------
------------------------
-----------------------------------
-------------------------------------
-------------------------------------
Form 990-PF (2002) THE JAMES AND JOAN LINDSEY FAMILY 77-0390011 Page 7
PaK~iX=BSummary of Program-Related Investments see instructions)
related sear on lines 1 and
------------------------------------------------------
2
------------------------------------------------------
------------------------------------------------------ Total Add lines 1 through 3
~dkt~~ "k Minimum investment Return (All domestic foundations must complete this part Foreign foundations, see instructions )
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc, purposes a Average monthly fair market value of securities b Average of monthly cash balances c Fair market value of all other assets (see instructions) d Total (add lines la, b and c) e Reduction claimed far blockage or other factors reported on lines la and lc
(attach detailed explanation) ~ 1 a I 2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 2 ham line ld 4 Cash deemed held for charitable activities Enter 1-1/2% of line 3 (for greater amount, see instructions) 5 Nat value of nonchentable-use assets Subtract line 4 from line 3 Enter here and on Part V . line 4
3,627,078 . 141,093 .
3,768,171 .
0 3 .768,171 .
9
PaWX11 ̀ Qualifying Distributions (see instructions)
7 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes a Expenses, con~ibuUOns, gifts, etc - total from Part I, column (d), line 26 b Program-related investments - Total from Part IX-B
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes
5 Organizations that quality under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see instructors)
6 Adjusted qualifying distributions Subtract line 5 from line 4 2 .620 .
won ioro,0z
N/A
All other program-related investments See instructions 3
Amount (see instructions) (Section 4942Q)(3) and Q)(5) private foreign organizations check here ~
1 Minimum investment return from Part X, line 6 2a Tax on investment income for 2002 from Part VI, line 5 b Income tax for 2002 (This does not include the tax from Part VI ) c Add lines 2a and 2b
3 Distributable amount before adjustments Subtract line 2c from line 1 4e Recoveries of amounts treated as qualifying distributions b Income distribu4ons from section 4947(a)(2) trusts c Add lines 4a and 4b
5 Add lines 3 and 4c 6 Deduction from distributable amount (see instructions)
ating foundations and certain and do not com lete this art
185,5
2cl 2,620
3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) b Cash distribution test (attach the required schedule)
4 Qualifying distributions Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4
Note The amount on line 6 will be used in Part V, column (b), m subsequent years when calculating whether the foundation qualifies (or the section 4940(e) reduction o! tax in those years
BAA Form 990-PF (200
Form 990-PF (2002 THE JAMES AND JOAN LINDSEY FAMILY 77-0390011 Page e
Pai't'X113 Undistributed Income (see instructions)
2(162
.(k% l', '
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°. d oc tt oobi koF~~F?a6~¢ i~�~~ i°o ooFQ'. o
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t ^,~eoa~o ,o o Ft,F~t. '~°°'N ,`aP''c,F,!° o +tt oofv t faR~f ~i8~°t%xbA n i ~~V-
ik °aNao O . ~fkofk t~b'bt"o : t6°< 6'bi
by6io b oo po t b~o`n°lin~k'FN62,°o `°o °.Qo, ~Ryn, 9FEoicF,~,SES'
b6 >6 Sio~~SET O . m'FOTO~E2tt$i"$ ~E t~V~9RN R~8kN8 F2a �° .9�Ffkttc~xknk .. , Q..u,A ~, t,~f c~oi
9k~i F8°f c '~ i~8 oKb o~'o°y~LZ k~fg9ttt >xtiN i otiE8 : is>~"'e"' y°a" tt~s,°bt "",3, ,n° o o ti Y onn n Et 4~nttoFF '~i`°c
~i~8k�i K}t o .R o "" ~Q° . k o b i t ~ 6 3 o~aa o2~~, ° 3< 3~foRF
, .n~. .ac u c~n.~ ~jiks~ .~ ~x s r as.a4°~, .��3nn
f ^n ~La~~en e r
0 .
BAA Form 990-PF (2)0
TEEnm08L 11n2)02
1 Distributable amount for 2002 from Part XI, line 7
2 Undistributed income, d any, as of the end of 2001 °.. a Enter amount for 2001 only d~ b Total for prior years 20_, 19 _, 19 T
3 Excess distributions carryover, d any, to 2002 a From 1997 33 , 493 . b From 1998 36 169 c From 1999 71,553 . t o d From 2000 122,621 0 e From 2001 117, 239 . Total of lines 3a through e
4 Qualifying distributions for 2002 from Part x1l, pine 4 11~ $ 390, 035 .
a Applied to 2001, but not more than line 2a
b Applied to undistributed income of prior years ', (tlec4on required - see instructions)
c Treated as distributions out of corpus (Election required - see instructions)
d Applied to 2002 distributable amount e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2002 (If an amount appears in column (d), the same amount must 6e shown in column (a) ) �.,
6 Enter the net total of each column as indicated below*
a Corpus Add lines 3f, k, and 4e Subtract line 5
b Prior years' undistributed income Subtract line 4b from line 2b
c Enter the amount of prior years' undistribut ad income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed
d Subtract line 6c from line 6b Taxable amount - see instructions
e Undistributed income tar 2001 Subtract line 4a from line 7a Taxable amount - sea instructions
1 Undistributed income for 2002 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2003
7 Amounts treated as distributions out of corpus to sa4sfy requirements imposed by section 170(b)(1)(E) or 4942(9)(3) (see instructions)
8 Excess distributions carryover from 1997 not applied on line 5 or line 7 (see instructions)
9 Excess distributions carryover to 2003 Subtract lines 7 and 8 from line 6a
10 Analysis of line 9 a Excess from 1998 36,169 . b Excess from 1999 71,553 . c Excess from 2000 122, 621 . d Excess from 2001 117, 239 . e Excess from 2002 207,073 .
a ( c ) Corpus Years prior to 2001 2001
K~'RC Et` ` .Fb°~ to~ftk~9`4 (4 v~ao , .d :
^wrGxwwww2Arh~i° S ~G�}~$, XL,w4.i~FG .i
" °cEO4, ° o ~°k '~~~^~R" 5(V rtn.~..wn, o .. ...aa ..rvmvaa..Vfw +ofkfl~ddKFaa9'o p4 .(TViF . n i"ii ;~i~ O
~k~t ~R,.
~nkf
S'' <kf
182 .962 2
33 .493
1 a If the toundaUon has received a ruling or determination letter that it is a private operating foundation, and the ruling is ettechve for 2002, enter the date of the ruling
b Check box to indicate whether the organization is a private operating foundation described in section F]4942o)cz Prior 3
(2) Support from general public and 5 or more exempt organizations as provided in section 49420)(3)(B)(ui)
(3) Largest amount of support from an exempt organization
(4) Gross investment income
d My restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors
BAA TEean3osL ior23at Form 990-PF (200
77-0390011
2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed
b 85% of line 2a c qualifying distributions from Part XII,
line 4 for each year listed d Amounts included in line 2c not used directly
for active conduct of exempt activities e Quahfymg distributions made directly
for active conduct of exempt activities Subtract line 2d from line 2c
3 Complete 3a, b, or c for me alternative test relied upon
a 'Assets' alternative test - enter (1) Value of all assets (2) Value of assets qualifying under
section 4942Q)(3)(B)(i) to 'Endowment' alternative test - Enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed
c 'Support alternative test - enter (1) Total support other than gross
investment income (interest, dividends, rents, payments on securities loans section 512(a)(5)), or royalties)
thls nut only if the 1 Information Regarding Foundation Managers
a List any managers of the foundation who have contributed more than 2% of me total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 5070(2) ) None
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest None
2 Information Regarding Contribution, Grant, Gill, Loan, Scholarship, etc, Programs Check here 0 Pq if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for lands If the organization makes gifts, grants, etc, (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c and d
a The name, address, and telephone number of the person to whom applications should be addressee
b The form in which applications should be submitted and information and materials they should include
c Any submission deadlines
Total w 3bl BAA tEEna3ia iorr3AZ Form 990-PF (20027
= 990-PF 20o THE JAMES AND JOAN LINDSEY FAMILY 77-0390011 Page 10 f XY Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Fuluro Payment
Recipient If rxipient is an individual, show any relationship to any Foundation Purpose of grant or Amount
foundation monoper or status of contribution Name and address (home or business substantial contributor recipient
e Paid during the year MASTER MEDIA INT'L N/A PUBLIC VARIOUS CHARITABLE 50,000 330 N 6TH ST ., #110 PURPOSES REDLANDS, CA 92379
FAMILY RESEARCH COUNCIL N/A PUBLIC VARIOUS CHARITABLE 250,000 801 G STREET, N W PURPOSES WASHINGTON, DC 20001
WORLD SPORTS MINISTRIES N/A PUBLIC VARIOUS CHARITABLE 90,000 P 0 BOX 2607 PURPOSES BONITA SPRINGS, FL 33959
b Approved for future payment
Form 9190 PF (2007 THE JAMES AND JOAN LINDSEY FAMILY 77-0390011 Page 11
Pmrt-XYI=A's- Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or S
(e) (b) (c) Business Amount Exclu Amount coda sion
1 Program service revenue wile a b c d a f g Fees and contracts from government agencies
2 Membership dues and assessments 3 Interest on savings and temporary rash investments k1 15 4 Dividends and interest from securities 25 49 5 Net rental income or (loss) from real estate "°~` " ~ ~t ~~� `' ' a Debt-financed property 6 Not debt financed property
6 Net rental inmme or (lass) from personal property 7 Other investment income 8 Gain or (loss) from sales of assets other than inventory 18 236,31 9 Net income or (loss) from special events
10 Gross profit or (loss) from sales of inventory 11 Other revenue
b
(e) Related or exempt function income
Line No I Explain below how each activity for which income is reported in column (e) of Part XVI A contributed importantly to the ~ accomplishment of we organization's exempt purposes (other than by providing funds for such purposes) (See instructions )
BAA Form 990-PF (200 TEEnosotL otrr3ua
a a
12 Subtotal Add columns (b), (d), and (e) `°' ̀ 261,965 13 Total Add line 12, columns (b), (d), and (e) 73 261, 965 (See worksheet in the instructions for line 13 to verify calculations )
art'XS(I " ~ Relationship of Activities to the Accomplishment of Exempt Purposes
AND JOAN LINDSEY FAMILY 77-0390011 ding Transfers To and Transactions and Relationships With Noncharitable
12
X
d If me answer to any of the above is 'Yes,' complete the following schedule Column (b) should always show the lair market value of lie goods, other assets, or services given by the re ortin9 organization If the organization received less wan fair market value in any transaction or sharing arrangement show in coPumn (d) the value of the goods, other assets, or services received
Line no (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangert
2a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(.3)) or in section 527 Yes X No
b If 'Yes.' complete the following schedule
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizavons7
e Transfers from the reporting organization to a noncharitable exempt organization of (1) Cash (2 Other assets
b Other Transactions (1) Sales of assets to a noncharitable exempt organization (2) Purchases of assets from a noncharitable exempt organization (3) Rental of facilities, equipment, or other assets (4) Reimbursement arrangements (5) Loans or loan guarantees (6) Performance of services or membership or fundraising solicitations
c Sharing of facilities, equipment, mailing lists, other assets, or paid employees
No
X
X
OMB No 1545-0047 Schedule B ~° o sso P9j E~' Schedule of Contributors
Deparhnenl of Te Treasury Supplementary information for Internal Revenue service line 1 of Form 990, 990-EZ and 990-PF (see instr Nam
of orpaN7aCoo THE JAMES AND JOAN LINDSEY FAMILY
2002 Employer IdanClluCoo numG.r
77-0390011
Caution* Organizations that are not coveted by the General Rule and/or the Special Rules do not rile Schedule B (Form 990, 990 EZ, or 990-PF) but must check the box in the headiyn of their Form 990, Form 990-EZ, or on line 1 of they Form 990-PF, to certify that they do not meet the filing requirements of Schedule B (form 990, 990 EZ, or 990 PF)
BAA For Paperwork Reduction Ad Notice, see the instructions for Forth 990 and Form 990-EZ
Schedule B (Form 990, 990 EZ, or 990 PF) (2002)
TEEA0701L 01(73103
Organization type (check one) Filers of . Section Form 990 or 990 EZ 501(c)( ) (enter number) organization
~4447(a)(1) nonexempt charitable trust not treated as a private foundation 527 political organization
Form 990-PF 501 (c)(3) exempt private foundation 4947(a)(1) nonexempt charitable trust treated as a private foundation 501(c)(3) taxable private foundation
Check if your organization is covered by the General Rule or a Special Rule (Note Only a section 501(c)(7), (8), or (10) organization can check boxes) for both the General Rule and a Special Rule - see instructions )
General Rule - For organizations filing Form 990, 990 EZ, or 990 PF that received, during the year, $5,000 or more (in money or property) from any one contributor (Complete Parts I and II )
Special Rules -
F]For a section 501(c)(3) organization filing Farm 990, or Farm 990 EZ, that met the 33 1/3% support test of the regulations under sections 509(a)(1)/170(b)(1)(A)(vQ and received horn any one contributor, during the year, a contribution of the greater of $5,000 or 2°.6 of the amount on line 1 of these forms (Complete Parts I and II )
For a section 501(c)(7), (8), or (10) organization filing Form 990, or Form 990 EZ, that received from any one contributor, during the year, aggregate contributions or bequests of more than $1,000 for use exclusivey for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or animals (Complete Parts I, II, and III )
For a section 501(c)(n, (8), or (10) organization filing Form 990, or Form 990-EZ, that received horn any one contributor, during the year, some contributions for use exclusively for religious, charitable, etc, purposes, but these contributions did not aggregate to more than $1,000 (If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc, purpose Do not complete any of the Parts unless the General Rule applies to this organization because it received nonexclusrvely religious, charitable, etc, contributions of $5,000 or more during the year ) ~ $
1 to 1 of Part I oy.r W.11111"doe number
-0390011 AND JOAN LINDSEY FAMILY
Hart 1 t Contributors See instructions )
(a) (b) (c) Number Name, address end DP +q Aggregate
contnbutions
1 JAMES -B AND JOAN LINDSEY
36 HAMMOND DRIVE ------------------------ 5------ 7L?
SANTA-BARBARA, -CA- 93108
a) (b) < Number Name, address and DP +4 Aggregate
contnbutions
Type of contribution
Type of contribution
n ___-_-_-_ - Persol
Noncash
(Complete Part II d there is a noncash contribution )
(a) (b) (c) (d)
Number Name, address end DP +4 Aggregate Type of contribution contnbutions
- Person
--------- Payroll
-------------------------------------$_ Noncash
(Complete Part II if there is a noncash contribution )
(a) (b) (c) (d)
Number Name, address and Z1P +4 Aggregate Type of contnbution contnbutions
------------------------------ Parson Payroll
----------------------------------- $---------- Noncash
(Complete Part II if mere is a noncash contribution )
(a) Number Name, address end ZIP+4 Aggregate Type of contribution
contributions
Pe rrson
$----------- N nush
(Complete Part II if there is a noncash contribution )
Number Name, address end ZIP +4 Aggregate Type of contnbution contributions
Person
l Noncash
(Complete Part II if there is a noncash contribution
BAA TEEwo7at aens0ez Schedule 8 (Form 990, 990 EZ, 990 PF7 (200
Person Payroll Noncash x (Complete Part II d there
is a noncash contribution )
tEEa0703L 0en5A2
THE JAMES AND JOAN LINDSEY FAMILY I77-0390011
Pa [t" 11 " `"' Noncash Property (See Specific Instructions
(a b c d No from Description of noncesh property given FMV (or estimate) Date iecarvad Part I (see instructions)
25000 SH-PEPSICO-STOCK__-_ 1 (-TAX BASIS 57289)
(_F M V $1~053,375) --__----_---_-
---------------------------------------- $------ 7L284- 12/31/02
(a) (b) (c) No from Description of noncash property given FMV (or estimate) Date received
Pert I (sea instructions)
------------------------------------------ - ------------------------------------------
------------------------------------------
(a) (b) (c) (d) No . from Description of noncash property given FMV (or estimate) Date received Part I (see instructions)
------------------------------------------ - ------------------------------------------
------------------------------------------
e) No from Description of noncash property given FMV (or estimate) Data received Part I (see instructions)
------------------------------------------ - -------------- ---------------------------
------------------------- ----------------
a) No from Description of noncash property given FMV (or estimate) Date received Pert I (see instructions)
------------------------------------------ - ------------------------------------------
------------------------------------------
a No from Description of noncash properly given FMV (or estimate) Date received Part I (see inslrucUons)
-------------------------------------~$--------------------
BAA Schedule B (Form 990, 990-EZ, or 990-PF) (200
Exclusively religious, charitable, etc, individual contributions to sectioi organizations aggregating more than $1,000 for the year (Complete cots (a)
For organizations completing Part III, enter total of exclusively religious, charitable, etc, contributions of $7 .000 or less for the vear (Enter this information once - see instructions
Description of how gift is held Use of gift No from I Purpose of gift Part I
I/A------------ ----- ---------- ---------- -------- ---- --
------------------- -------------------- i --------------------
-- -
--------------------
Transfer of gift Transferee's name, address, and DP +4 Relationship of transferor to transferee
---------------------------------- ----------------------------------------------------------- --------------------------
(b) (c) (d) Purpose of gift Use of gift Description of how gift is held
Transfer of gift Transferee's name, address, and LP + 4 Relationship of transferor to transferee
-- --
- - - - - - - - - - - - - - - - - - - - - - - - -
-------------------------- Dascnption of how gift is held Purpose of gift Use of gift
- - - - - - - - - - - - - - -
---- ----------
----- --------------------------------- -- ---------- ----- ---- ---------------
(e) Transfer of gift
Transferee's name, address, and DP +4 Relationship of transferor to transferee
---------------------------------- -------------------- ---- -------------------------------
-------------------------- (a) (b)
No from Purpose of gift Pert l
1-1 Description of how gift is held Use or 9.n
-------------------------------------------------------------- -------------------------------------------------------------- --------------------------------------------------------------
BAA Schedule B (Form 990, 990-EZ, or 990-PF) (200 TEen0704L 01ro103
Nam of orp .W7iCon
77-0390011 7), (8), or (10) ) and the following line entry )
- - - - - - - - - - - - - - -
---- ----------
----- --------------------------------- ---- ----- --------------------
------------------ I ------------------I------------------- 1-1
- - - - - - - - - - - - - - -
---- ----------
----- -------------- ------------------- ---- ----- --------------------
(e) Transfer of gift
Transferee's name, address, and DP +4 Relationship of transferor to transferee
Forml'I~I~LL
O OMB No 1545-0142
Underpayment of Estimated Tax by Corporations ^/ 002 Departrnant of the Treasury ~ Sae separate instructions ` Inbmal Rwerv+a s.r~~. " Attach to the corporation's tax return Name THE JAMES AND JOAN LINDSEY FAMILY numwr
Note In most cases, the corporation does not need to file Form 2220 (See Part 1 below for exceptions ) The IRS will figure any penalty owed and bill the corporation If the corporation does not need to rile Form 222, it may still use it to figure the penalty Enter the amoun t horn line 34 on the estimated tax penalty line o1 the corporation's income- tax return, but do not attach Form 2221
f01' Filing - Check the boxes below that apply to the corporation If any boxes are checked, we corporation must file even if it does not owe the penalty If the box on line 1 or line 2 applies, the corporation may be able to lower or
eliminate
1 The corporation is using the annualized income installment method 2 The corporation is using the adjusted seasonal installment method 3 X The corporation is a'large corporation fi g uring its first required installment based on 1h
Part11 " Figuring the Underpayment
4 Total tax (see instructions)
Sa Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 4 5 a
b Look back interest included on line 4 under section 460(b)(~ for completed long term contracts or section 167(9) for deprecation under the income forecast method 5 b
c Credit for Federal tax paid on fuels (see instructions) 5 c d Total Add lines Sa through Sc
6 Subtract line Sd from line 4 If the result is less than $500, do not complete or file this form The corporation does not owe the penalty
7 Enter the tax shown on the corporation's 2001 income tax return (see instructions) Caution //zero or the laxyeai was for less than 12 months, skip this /me and enter the amount from line 6 on line 8 7
8 Enter me smaller of line 6 or line 7 If the corporation is required to skip line 7, enter the amount horn line 6 8
a b c 9 Installment due dates Enter in columns
(a) through (~ the 15th day of the 4th (form 990- PFD/ers. Use 5th month), 6th, 9th, and 12th months of the corporation's tax year 9 5/15/02 6/15/02 9/15/02
10 Required installments If the box on line "c°r. 1 and/or line 2 above is checked, enter the amounts from Schedule A, line 40 If the box on line 3 (but not 1 or 2) is checked, ~z~HHyF see instructions for the amounts to enter if ~ "K o$ none of these boxes are checked, ~' enter 25% of line 8 above in each column '10' 655 . 655 . 655
11 Estimated tax paid or credited for each period (see instructions) For column (a) only, enter the amount horn fine 11 on line 15 tt 12,140 . Comp/ate /fines 12 through 18 0l one ` ~"~E~`~ column before going to the next column
k" rtt~~oF~J` ~~34E 12 Enter amount, if any, horn line 18 of the preceding column 72 t"~gt 11,485 . 10,830
13 Add lines 11 and 12 13 11,485 . 10,830 vv ~i°s~i~o°'F9V~~Sr"E 14 Add amounts on lines 16 and 17 of the
preceding column 14 15 Subtract line 14 from line 13 If zero or less, enter 0- 15 12,140 . 11,485 10,830
16 If the amount on line 15 is zero, subtract °gR~&o o~°~es"sQ o0 line 13 from line 14 Otherwise, enter 0 16
3~Sooli yo ~FtryoEEO~~,FOe 0 0 . 17 Underpayment If line 15 is less than or equal
to line 10, subtract line 15 horn line 10 Then go to line 12 of the next column Otherwise, go to line 18 17
18 Warpsyment If line 10 is less than line 15, wbtract line 10 from line 15 Then go to pine 12 of me next column 18 11, 485 . 10,830 . 10,175
1
10,1
CPcmaia ivi=z
Complete Pact /// on page 2 to figure the penalty /f there arc no enfnes on /fine 17, no penalty is owed. BAA For Paperwork Reduction Act Notice, sae separate instructions. Form 2220 (200
Form 2220 (200 THE JAMES AND JOAN LINDSEY FAMILY 77-0390011 Page 2
Pith W7 Figuring the Penalty
23 Number of days on line 20 after 12/31/2002 and before Ml/2003
24 Underpaym ent Number of days on line 17 X on line 23 X 5%
365
25 Number of days on line 20 after 3/31/2003 and before 7/1/2003 25
26 Underpayment Number of days on line 17 % on line 25 X "%
365 26
29 Number of days on line 20 after 9/30/2003 and before 1/1/2004
30 Underpaym enl Number of days on line 17 X an line 29 X "%
365
37 Number of days on line 20 after 12/31/2003 and before 2/76/2004 1 31
32 Underpaym ent Number of days on line 17 X on line 31 K "%
366 32
33 Add lines 22, 24, 26, 28, 30, and 32
34 Penalty Add columns (a) through (d), of line 33 Enter the total here and on Form 1120, line 33, Form 1120 A, line 29, or the comparable line for other income tax returns
cacm3ia ivi&M
19 Enter the date of payment or the 15th day of the 3rd month after the close of the tax year, whichever is earlier (see instructions) (Form 990-PFand Fvmr 990-7-filers : Use 5th month instead of 3rd month ) 79
20 Number of days from due date of installment on line 9 to the date shown on line 19 20
21 Number of days on line 20 after 4!15/2002 and before 1/112003 21
u Underpayment Number of days on line 17 X on line 21 X 6%
365 22
27 Number of days on line 20 after 6/30/2003 and before 10/1/2003 I 27
28 Underpaym ent Number of days on line 17 X an line 21 X "%
365 pg
"For underpayments peed after March 31, 2003 For lines 26, 28, 30, and 32, use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin To obtain this intormaGon on the Internet, access the IRS Web Site at www.irs gov You can also call 1 800 829 1040 to get interest rate information
Form 2220 (2002)
77.0390011
Gross Sales Price . 834,658 . Cost or Other Basis : 598,343 .
Total
02 Federal Statements THE JAMES AND JOAN LINDSEY FAMILY
FOUNDATION
Statement 1 Forth 990-PF, Part 1, Line 6 Net Gain (Loss) from Noninventory Sales
Publicly Traded Securities
Page 1
Total Gain (Loss) Publicly Traded Securities 236,31 .
Total Net Gain (Loss) From Noninventory Sales
Statement 2 Form 990-PF, Part I, Line 23 Other Expenses
(a) (b) Net (c) (d) Expenses Investment Adjusted Charitable per Books Income Net Income Purposes
FILING FEES $ 35 $ 35 . Total T --------- 957
Statement 3 Forth 990-PF, Part VII-A, Line 10 Substantial Contributors During the Tax Year
JAMES B . AND JOAN LINDSEY 36 HAMMOND DRIVE SANTA BARBARA, CA 93108
Statement 4 Form 990-PF, Part VIII, Line 1 List of Officers, Directors, Trustees, and Key Employees
Title and Contzi- Expense Average Hours Compen- button to Account/
Name and Address Per Week Devoted sation EBP & DC Other JOAN ANNE LINDSEY President $ 0 . $ 0 . $ 0 . 36 HANAfOND DRIVE 8 hours per wk . SANTA BARBARA, CA 93108
JAMES B . LINDSEY, JR Secretary 0 0 . 0 . 36 HAtR90ND DRIVE 4 hours per wk SANTA BARBARA, CA 93108
BANC OF AMERICA kW70-057790
12/31/01 AMERISOURC& MAY 65 C 8 05/18/02 4,24 93 0 00 4,24 93
09/07/01 AMCSN JAN 70 C 20 01/19/02 9,910 66 0 00 9,91< 66 11/20/01 AMCEN APR 70 C 20 06/20/02 7,874 72 0 00 7,874 72 12/31/01 CREE JUN 40 C 30 06/22/02 5,079 92 0 00 5,079 92 12/06/01 DELL COMPUTER FEB 30 C 20 02/16/02 3,929 B6 0 00 3,929 86
11/20/01 INTUIT JAN 40 C 27 01/19/02 10,674 64 0 00 10,671 64 11/0B/01 INTUIT JAN 45 C 10 01/19/02 4,92< 83 0 00 4,93< B3
08/28/01 MORGAN STANLEY JAN 60 C 10 01/19/02 5,114 02 0 00 5,114 B2
10/15/01 QUALC0141 JAN 50 C 40 01/19/02 27,435 07 0 00 27,435 07 12/06/01 QUALCOIMI APR 70 C 20 04/20/02 9,824 66 0 00 9,824 66 12/11/01 QLOCIC JUL B0 C 10 07/20/02 6,424 78 0 00 6,424 78
01/04/02 BROCADE COMM APR 35 C 10 04/20/02 7,921 88 0 00 7,921 BB 01/28/02 SONICWALL JUN 20 C 10 06/22/02 3,398 94 0 00 3,398 94 12/07/00 PBPSICO - <,750 SX 02/07/02 238,662 55 188,293 10 50,369 45 02/22/02 ACILENT TECH AUG 30 C 10 08/17/02 2,998 95 0 00 2,998 95 02/27/03 AMGEN APR 60 C 20 04/20/02 5,849 90 0 00 5,B49 90
02/22/02 INTUIT APR 40 C 37 04/20/02 9,794 B5 0 00 9,794 B5 02/22/02 QIAGIC APR 60 C 50 04/20/02 3,194 94 0 00 3,190 94
02/22/02 G2N ELECTRIC APR 40 C 60 04/20/02 5,789 91 0 00 5,789 91 02/26/02 PHPSICO OCT 50 C 20 10/19/07 7,824 8B 0 00 7,824 88
10/24/00 LEVEL 3 COMM - 1,000 SH 03/06/02 2,966 29 50,415 78 (<7,449 49)
07/02/01 LEVEL 3 COMM - 1,000 SH 03/06/02 5,937 57 10,693 61 (4,761 04) 03/04/03 BROCADE COMM APR 75 C 20 04/20/02 6,834 73 0 00 6,834 73
03/04/02 PEPSICO APR 50 C 20 04/20/02 3 .998 93 0 00 3,990 93
03/06/02 PEPSICO JUL 50 C 30 07/20/02 9,139 8< 0 00 9,139 84
01/04/02 BROCADE COMM - 1,000 SH 04/23/02 24,097 2< 33,540 00 (8,612 76) 03/06/02 BROCADE COMM - 1,000 SH 04/20/02 24,897 25 24,<59 38 437 97
01/01/B3 PBPSICO - 2,000 SH 04/2</02 99,728 99 582 68 99,146 71
04/22/02 PHPSICO JUL 50 C 20 07/20/03 7,849 74 0 00 7,049 74 07/21/98 AMERISOURCEB6RGEN - 740 SH 05/20/02 47,918 59 52,833 91 (4,915 32)
10/17/01 AMERISOURCEB6RGEN - 60 SH 05/20/02 3,885 29 3,960 00 (74 71)
05/09/02 INTUIT JUN 40 C 37 06/22/02 0,398 71 0 00 8,390 71 12/01/00 INTUIT - 700 SH 06/26/02 27,936 65 33,915 73 (5,978 58) 03/19/01 INTUIT - 7,000 SH 06/36/07 79,818 99 63,219 90 16,599 09 11/13/01 INTUIT - 1,000 SH 06/26/03 39,909 50 45,003 30 (5,093 60)
07/17/07 DELL COMPUTER NOV 27 5 C 20 11/16/02 4,874 B< 0 00 4,874 04 03/24/00 BROADVISION FRCI' SHS 08/06/02 1 30 0 00 1 30
04/13/99 DELL COMPUTER - 2,000 SH 11/20/02 54,780 04 91,<26 51 (36,637 67) -------------- -------------- --------------
TOTAL 834,657 78 598,343 10 236,314 68
Page 1 of 1
.1AM68 AND JOAN LIND9SY FAMILY FOUNDATION ]ID Y 77-0390011
SUPPLEMENT TO FORM 990-PD, PMT I, LINE 6 1787' GAIN FROM NON-INVENTORY SALES FOR YEAR ENDED DBCEb[BBR 31, 3003 BCHHDIILB 1
DATE ACp INVESTMENT DESCRIPTION DATE SOLD SELLING PRICE COST GAIN (L058)
YID 0 77-0390011
6CHBDVLB 1
P M V
109,261 00
INVESTMENT DESCRIPTION
$ 100,000 00 LAS ANGELES 7% OB/15/18
Gage 1 of 1
JAMES AND JOAN LII7D98Y FAKILY FOUNDATION
SUPPLEMENT TO FORK 990-P1, PART 11, LINE 10(a)
INVESTMENTS - U 9 AND STATE GOVERXKKNT OBLIGATIONS
FOR YEAR ENDED DECEMBER 31, 7001
BOOK VALUE
ACILENT TECH - 1,000 SH 59,339 06 17,960 00 AMCEN INC - 2,000 SH 121,087 34 96,680 00 AMG6N INC - 2,000 SH 119,918 27 96,680 00 AOL TIME WARNER - <,000 SH 173,907 15 57,400 00 AOL TIME WARNER - 2,000 SH 146,449 93 26,200 00 AOL TIME wRNit - 1,000 SH 31,665 15 13,100 00
APPLIED MICRO CIR - 1,000 SH 74,234 20 3,690 00 APPLIED MICRO CIR - 1,000 SH 71,330 43 3,690 00 APPLIED MICRO CIR - 2,000 SH 61,342 46 7,380 00
ATMEL - 6,000 SH 112,408 76 13,380 00 ATMEL - 7,000 SH 24,651 05 4,460 00 BROADVISION - 111 SH 70,229 00 378 51
BROADVISION - 222 SH 111,208 50 757 02 BROADVISION - 111 SH 35,861 44 378 51 BROCADE COMM - 1,000 SH 24,459 20 4,140 00
BROCADE COMM - 2,000 SH 41,697 17 8,380 00 CORNING - 1,000 SH 97,195 02 3,310 00
CORNING - 1,000 SH 62,093 44 3,310 00 CRE6 - 1,000 SH 38,587 76 16,350 00
CREB - 1,000 SH 50,641 07 16,350 00 CREE - 2,000 SH 76,549 71 32,700 00 DOUHLECLICIC - 1,000 SH 92,935 56 5,660 00
DOUBLECLICK - 2,000 SH 69,978 68 11,320 00 6 M C CORP - 1,000 SH 87,849 94 6,140 00
E M C CORP - 2,000 SH 160,017 38 12,380 00
ELAN CORP - 2,000 SH 28,923 40 4,970 00 CEN ELECTRIC - 6,000 SH 211,372 25 146,100 00
HEWLETT PACK - 632 5 SH 30,283 75 30,980 20
HEWLETT PACK - 637 5 SH 24,077 35 10,980 20 HEWLETT PACK - 1,265 SH 60,041 81 31,960 40 JDS UNIPHASH - 1,000 SH 105,067 98 2,470 00
JDS UNIPHASH - 1,000 SH 89,428 93 2,470 00
JoS UNIPHASB - 3 .800 SH 160,408 58 9,386 00
JUNIPER NETWORK - 1,000 SH 59,465 03 6,800 00
JUNIPER NETWORK - 2,000 SH 62,478 94 13,600 00
LIBERTY MEDIA RTS - 206 SH 1,236 01 1,841 64
LIBERTY MEDIA - 5 .000 SH 75,185 93 44,700 00 MORGAN STANLEY DW - 1,000 SH 56,871 66 39,9]0 00 NASDAQ 100 TRT - 7,000 SH 517,059 13 170,590 00 NTWRK APPLIANCE - 2,000 SH 134,524 49 20,000 00 OPEN57AVE SYS - 1,000 SH 1<0,570 73 7,000 00
OPQ7WAVE SYS - 1 .000 SH 83,995 58 3,000 00 OP6NWAVE SYS - 1,000 SH 87,376 36 7,000 00 OPENWAVH SYS - 2,000 SH 77,238 10 4,000 00 OP6NYlAVH SYS - 2,000 SH 81,274 59 4,000 00 OP6NYlAVE SYS - 1,000 SH 18,578 49 2,000 00 P%PSICO - 17,000 SH <,953 77 717,740 00 PEPSICO - 25,000 SH 7,283 49 1,055,500 00 P&PSICO - 1,000 SH 39,640 65 42,220 00 Q1.OGIC - 2,000 SN 179,937 67 69,020 00 QI.OGIC - 2,000 SH 139,3<9 99 69,070 00 Qf.OGIC - 2,000 SH 166,021 62 69,070 00 QUALCOMW - 3,000 SH 716,363 60 109,170 00
Page 1 of Z
JAMES AND JOAN LIND9BY FAMILY FOUNDATION PID " 77-03900
SUPPLEMENT i0 FORM 990-P P, PRAT 11, LIKE 10(b)
INVESTMENTS - CORPORATE STOCK
FOR YEAR ENDED DECEMBER 31, 7007 BCHSLIULB 3
INVESTMENT DESCRIPTION BOOK VALUE F M V
QUAI.COFM - 2,000 SH 142,698 09 73,780 00
QUALCOtRA - 4,000 SH 195,89< 15 145,560 00 SIEBEL SYSTEMS - 2,000 SN 80,634 51 14,800 00
SONICWALL - 1,000 SH 10,916 47 3,630 00 SUN MICRO SYS - 3,000 SH 123,360 48 6,370 00 SUN MICRO SYS - 3,000 SH 113,597 81 6,220 00
SUN MICRO SYS - 2,000 SH 90,943 39 6,220 00 SUN MICRO SYS - 10,000 SH 114,054 00 31,100 00
TERRA NTYfRK - 4,300 SN 171,735 79 17,716 00
TERRA NTWRK - 6,450 SH 178,751 77 26,574 00
TRIQUINT SEMI - 6,000 SH 318,537 67 25,410 00
TRIQUSNT SEMI - 4,603 SH 190,635 33 19,516 72
TRIQUINI' SEMI - 3 .300 SH 152,908 80 13,992 00 7RIQUINT SEMI - 700 SH 31,236 73 2,968 00
TRIQUINT SEMI - 2,000 SH 67,055 48 8,480 00 TRIQUINT SEMI - 4,602 SH 167,620 20 19,513 48
TRIQUINI' SEMI - 1,000 SH 90,630 49 8,480 00 TRIQUINT SEMI - 5,000 SX 200,166 70 21,200 00
WIRELESS FAC - 1,000 SH 74,234 20 6,010 00
WIRELESS PAC - 1,000 SH 47,673 70 6,010 00
WIRELESS PAC - 1,000 SH 6,874 50 6,010 00
WIRELESS FAC - 1,000 SN 7,358 63 6,010 00
LIBERTY GROWCH STOCK 505,595 57 258,032 96
AMGEN JAN 50 C 20 (4,804 84) (1,700 00)
QUALCOMA JUL 50 C 30 (9,089 72) (5,550 00)
T07AL $ 7,838,131 33 3,836,614 64 -------------- --------------
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JAMES AHD JOAN LIND9BY FAMILY FOUNDATION YID q 77-03900 SUPPLEMENT TO DORM 990-P0, PART ZZ, LINE 10(b) INVESTMENTS - CORPORATE STOCK FOR YEAR ENDED DECEMBER 31, 700] B211200 -1
INVESTMENT DESCRIPTION BOOK VALUE F M V
