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8/3/2019 Effects of Fusion Centers on Local Crime
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Running Head: FUSION IN MODERN POLICING 1
The Effects of Information Fusion in Modern Policing
A Research Proposal
Northern Arizona University
Christopher Adamczyk
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Table of Contents
Chapter One2 -9
Chapter One Introduction .....2
Research Question....5
Definition of Terms.......5
Abbreviations...7
Potential Limitations....8
Significance of Study.......9
Chapter Two.......10-15
Review of Related Literature....11
Chapter Three.16-24
Research Design Procedures.16
Data Analysis.19
Pilot Testing/Population Sample21
Sources..25
Appendix...26
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Chapter One
Introduction
The United States has seen two major financial crises in the last decade (Greenblatt,
2010). The first was in 2002-2003 and left municipal economies relatively buoyant, while it
decimated state budgets (Greenblatt, 2010). The financial crisis caused by the 2007 burst in the
housing market bubble did not spare the smaller budgets; especially in Arizona. Between 2007
and 2010, due to the housing market crash Arizona cities saw a 10% decline in property tax
revenues. Because city revenues are primarily based on property tax valuations, when values fall,
revenues fall concurrently. The declining revenues caused many cities to see immediate budgets
shortfalls of 3% of their overall budgets. The National League of Cities in 2010 estimated the
extent of municipal budget shortfalls would exceed $80 billion between 2010 and 2012
(Greenblatt, 2010 p.31). Budget shortfalls had to be addressed, and many cities elected to
institute deep cuts in basic services.
Arizona cities like Mesa, Tempe, and Gilbert implemented austerity measures that
included $100 million in cuts (Thompson, 2011), outsourcing police functions (Ryff, 2010), and
mandatory furlough days (Leavitt, 2010). While smaller cities like Eloy, Flagstaff, and Avondale
reported smaller budget shortfalls, they still discussed lay-offs and other drastic cuts in city
services (Chihak, 2011). City executives from each of the cities publicly declared they would do
their best to refrain from cutting police service, but in many cases it was inevitable (Ryff, 2010).
The financial crisis did not go unnoticed by the general public. A report by the polling
company Rasmussen in 2009 showed 59% of the public was concerned about increased
government spending (59% Fear Too Much Government, 2009). In 2010, the Pew Research
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center showed 77% of the population was aware of an increasing federal deficit (Public Knows
Basic Facts, 2010). And in 2011, a CBS News poll showed 77% of Americans favored cutting
government spending over raising taxes (Montpoli, 2011). In that same poll, 58% stated they
were willing to cut local government expenditures. The point was made very clear; government
had to learn to spend money more efficiently.
Against this backdrop was the need each city had to provide basic government services
like policing, while showing the public they were being responsible stewards of the publics
money. An answer to this dilemma was developed locally, in 2007, when the East Valley Gang
and Criminal Information Fusion Center opened its doors in Mesa, Arizona (Gonzalez, 2009).
The East Valley Fusion Center, and its later companion in San Francisco, the Bay Area Regional
Information and Crime Center, represented a change in police efficiency (Chief Gascon Brings
Crime Center to SF, 2010). What would be days worth of wasted police salaries on dead-end
investigations, could now be solved with one phone call (Ryff, 2010).
But the question still remains: what, if any, affect are fusion centers having on local
crime statistics? Aside from the political benefits of fusion centers, are they really having a
positive impact on local communities? Have they really introduced a level of efficiency that did
not exist before (Ryff, 2010)? There has been no research on the actual affects of fusion centers
on local criminal trends or statistics. To ensure the publics money continues to be spent in the
most efficient ways possible it is imperative research is done to show the actual effects fusion
centers are having on crime fighting.
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Research Question:
What are the effects fusion centers are having on local crime statistics?
Definition of Terms
Counter Terrorism- Specific actions taken to mitigate the threat of terrorism.
Criminal Information- Law enforcement specific data extracted from police reports, calls for
service reports, field interview cards, citizen tips, interviews, jail documents, Silent Witness tips,
and other law enforcement specific sources directly linked to a criminal act or the criminal
justice process.
Criminal Intelligence- The rendering of criminal information into a workable, timely, product
used to direct investigations, allocate resources, predict criminal activity, or guide crime
suppression measures.
Crime Analyst- A person who compiles raw criminal information to form predictive products
like charts, maps, and bulletins.
Critical Infrastructure/ Key Resource- A business, entity, structure, or entire industry publicly
owned or privately that directly contribute the quality of life in a community, and/or is an
essential element in a communities financial construct. The loss of a CI/KR site would severely
disrupt a communitys ability to provide basic services for its citizens, or ensure a positive
financial future.
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Fusion Center- A facility designed to facilitate information fusion. Fusion Centers are either
federal, meaning the primary stakeholders are federal law enforcement and intelligence
agencies, or regional meaning the primary stakeholders are local law enforcement agencies.
Information Fusion- The concept and practice of gathering disparate pieces of data, and
combining them to produce an overview of a problem or situation The federal or regional
designation also indicates where the majority of the funding for the center originated.
Intelligence Led Policing- A business model and managerial philosophy where data analysis and
criminal intelligence are pivotal to an objective, decision-making framework that facilitates
crime and problem reduction, disruption and prevention through both strategic management and
effective enforcement strategies (Ratcliff, 2008)
Police detectives- A law enforcement officer whose primary duty it is to conduct investigations
of crimes beyond the response phase.
Patrol Officer- A law enforcement officer whose primary duty it is to respond to calls for service
and conduct preliminary investigations.
Saturation Patrol- A law enforcement strategy wherein a cadre of uniformed officers are sent to
an area in response to rising crime trend. The strategy is known to be reactive to trends, rather
than proactive in deterring crime.
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Abbreviations
ACTIC- Arizona Counter Terrorism Information Center located in Phoenix, Arizona
CI/KR- Critical Infrastructure / Key Resource
DHS- United States Department of Homeland Security
EVGCI- East Valley Gang and Criminal Information Fusion Center located in Mesa, Arizona
UCR- Uniformed Crime Reporting
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Potential Limitations
1. Crime trend statistics rise and fall regardless of the presence of a fusion center. This is alimitation because crime trends climb and fall for several different reasons, including the
presence of alternate policing techniques. This will make it very difficult to measure the
actual impact fusion centers have on local crime statistics. To correct for this limitation
the author will examine crime data beginning 2 years before the introduction of a fusion
center, and continue till two years after the fusion center opened. The statistics will then
be compared to regional UCR crime data and corrections will be made to take into
account the regional data.
2. Qualitative data will rely on the willingness of test subjects. This is a potential limitationbecause information sharing, which is essential to the concept of the fusion center, can
only be measured through qualitative data. Test subjects must be willing to explain to the
researcher how fusion centers have helped them. Much of this data will be opinion based,
with perhaps a few anecdotal items of evidentiary value. To elicit the information, the
research team will inform the participants that they will not be identified by their
answers. They will not be required to provide personal identifiers, which may alleviate
some apprehension. Also, the research team will be forthcoming with the sample
population by reassuring them that opinions are welcome.
3. The departments may want to choose their own participants. This is a potential dilemmabecause if the police executives select the participants, the research team may not get an
honest cross section of the departments population. Rather, they would end up with a
select group, picked through political or social methods. To counter this, the research
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team will inform the police executives that the only way to ensure the research results are
sterile and honest is to allow the research team to select the participants.
Significance of Study
Regional criminal information fusion centers are a new concept. As such, there are many
questions surrounding their effectiveness, use, efficiency, and overall impact on society.
Challenges have been leveled at fusion centers from civil rights groups, law enforcement
personnel, and the general citizenry. Most of the challenges are met by law enforcement
executives who have an obvious desire to keep the programs running, however they rarely justify
the existence of fusion centers through data. While not all challenges can be answered through
quantitative research, at least the effects on local criminal statistics can. The future of the fusion
process relies on more than quantitative research and data, however looking at success through
measureable statistics will either lay a solid foundation for the future support and expansion of
fusion centers, or show they are not succeeding at lowering crime rates. Once this is determined,
the questions of public funding, civil rights, and cultural effectiveness can and should be
answered through continued research.
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Chapter Two
Review of Related Literature
Introduction
Intelligence, as a tool of national defense, is a difficult concept to understand. It is even
more difficult to understand as a tool of crime prevention. Add to the confusion the distinct
difference between information and intelligence, and the entire concept begins to resemble a
buzz word rather than actual skill set (Agrell, 2002). Internationally, intelligence as a tool of
defense has suffered very public scrutiny since the terrorist attacks on September 11th
, 2001
(Waters, 2006). The intelligence community has recovered in the last decade, and is beginning to
apply the concept of intelligence fusion in war zones (Flynn, Pottinger & Batchelor, 2010).
Domestically, the practice of information fusion took hold in the aftermath of 9/11. Initially
information fusion and domestic intelligence were reserved for counter terrorism fusion centers
(Masse, ONeill & Rollins, 2007). As local jurisdictions began seeing the success of federally
funded fusion centers in the counter terrorism mission, they began to form smaller regionally
funded and local specific criminal information fusion centers (Lanier, 2007). Regional fusion
centers enjoyed a generally positive atmosphere during the budget surpluses, but as the country
suffered through two financial crises leading to a large scale recession (Greenblatt, 2010), non-
traditional police techniques began to be scaled back (Ryff, 2010). As the budgets of American
families began to decline, the overall public awareness of government spending and waste
increased (Montoli, 2011; 59% Fear Too Much Government, 2009; Public Knows Basic
Facts, 2010). The intense scrutiny of government budgets, combined with the lack of research
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on the effectiveness of fusion centers have led to general question of their overall benefit to law
enforcement and the community as a whole.
This review of literature will trace the evolution of information and intelligence from a
trade craft to a use in the counterterrorism discipline, and finally as practice used to suppress
crime and track violent offenders. The review will highlight the role fusion centers play in the
overall criminal intelligence process. The literature review will also feature budgetary concerns
raised by citizens and how those concerns tie in with the overall of question of effectiveness of
fusion centers.
Intelligence and Information Post 9/11
In the book, Class 11, Inside the CIAs first post-9/11 spy class by T. J. Waters (2006),
the author illustrates the point that the publics overall sentiment towards the CIA and
intelligence after the 9/11 attacks was very negative. In short, many thought that the information
obtained by the FBI and CIA regarding the attacks on 9/11 was either wrong, or ignored. Both
indictments have hugely negative implications that would require volumes to detail. The damage,
however, had been done and Americans lost confidence in the intelligence process (Waters,
2006).
The publics negative attitude towards intelligence and the intelligence community as a
whole was not entirely the fault of the CIA. Decades of Hollywood espionage stories combined
with an emphasis on morphing a very unique skill set to the private sector, led to the
development of a new kind of intelligence field that was hardly recognizable to older
practitioners (Agrell, 2002). The advent of business intelligence and raw information passing
as intelligence further eroded an already growing negative feeling. As a side effect, members of
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the intelligence and law enforcement communities began to lose the actual definition and
practice of intelligence gathering and analysis (Agrell, 2002). Internationally, government
agencies like the CIA had to adapt and change their approaches and education to conform with
the new War on Terror (Waters, 2006).
To answer the gaps in domestic intelligence present before 9/11, the U.S. Government
began a robust program of establishing counterterrorism fusion centers across the United States.
The primary mission of the fusion centers was to gather, analyze, and disseminate information
and intelligence related to the counterterrorism mission (Masse et al, 2007). Suddenly, what was
once considered a skill set reserved for CIA officers and covert government agents, was now
being practiced everyday by law enforcement personnel across the United States. The use of
fusion centers in the intelligence process was viewed as an evolution in the intelligence
community, and received a considerable amount of attention from government agencies and
Congress (Rollins, 2007; Masse et all, 2008; Monahan, Palmer, 2009; Fusion Guidelines and
Sharing, 2006). Not all of the attention was positive however. Some accused the fusion centers
of illegally spying on US citizens (Spying in Your Neighborhood, 2009; German & Stanley
2007), while others claimed they disseminated misleading information to law enforcement
officers (Fusion Leads to Confusion, 2010). The positive results of fusion centers began to take
hold in war zones however, as field commanders saw the benefits of centralizing the intelligence
process to fight the growing insurgency in places like Afghanistan (Flynn et al, 2010).
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The Regional Model
As the success of federally funded counterterrorism fusion centers became obvious, some
law enforcement executives began to experiment with the fusion concept on a local level (Lanier,
2007; Titch, 2010). Law enforcement agencies who subscribed to the Intelligence Led Policing
(ILP) model saw fusion centers as the natural evolution of the ILP concept (Marshall, 2007) or as
a compliment to ILP strategies (Schafer, 2007). Direct links between methods used by
counterterrorism fusion centers in the prevention of terrorist attacks and regional fusion criminal
information fusion centers in crime prevention were made, showing how the two could work in
tandem (Nenneman, 2008). The next step was to open a regional criminal information fusion
center.
On September 1st, 2007, the first regional criminal information fusion center in Arizona
opened its doors (Gonzalez, 2009). The East Valley Gang and Criminal Information Fusion
Center was conceived and implemented by Mesa Police Department Police Chief George
Gascon, and two police sergeants who had a long history in criminal intelligence. The purpose of
the EVGCI Fusion Center was to track cross jurisdictional crime trends, identify violent
offenders, and produce criminal intelligence products that could be used to efficiently direct
police resources (Gonzalez, 2009). The fusion center was lauded as the next generation of police
strategies, saving precious time during critical investigations (Ryff, 2010). Three years after the
EVGCI Fusion Center opened in Arizona, the City of San Francisco opened their own regional
criminal information fusion center called the Bay Area Regional Information and Crime
Center (Chief Brings Crime Center to SF, 2010). In both cases, patrol officers and detectives
used the fusion centers as the hub of their police operations (Gone too Soon, 2011).
Regional criminal information fusion centers began to add a new, more efficient element to
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police work, one which had never been done before (Gonzalez, 2009; Ryff, 2010). The result
was a new culture of information sharing that led many to believe crimes and criminal activity
were being suppressed in a more efficient manner (Lanier, 2007).
Regional fusion centers, like their federal counterparts, were not universally accepted
however. Some feared the regional concept would be co-opted by the federal government and
turned into small agencies devoted to spying on Americans (Harper, 2007; German, Stanley
2007). Other issues like funding became a concern in 2010 and 2011 due to the economic crisis
in the United States (Ryff, 2010). Even with the criticism and doubts, the EVGCI Fusion Center
continued to excel, and in 2010 they were recognized by the Attorney General of Arizona with a
grant for over $240,000 (Gonzalez, 2010).
Stewards of the Publics Money
Against the backdrop of the changing intelligence community is the current financial
crisis facing the nation. Many cities in Arizona for example have faced tough economic choices,
often implementing austerity measures that cut deep into public resources (Greenblatt, 2010;
Ryff, 2010; Thompson, 2011; Hensley, 2011). Included in these measures are cuts to non-
traditional police tactics like task forces and other specialty assignments (Hensley, 2011). Added
to the financial crises was the growing public sentiment that government was not being a
responsible steward of the publics money (Kurtzleben, 2011; Feds Credit Mess, 2011). As a
result, many Americans began calling for reduced government budgets and overall cuts to
government spending (59% Fear too Much Government Spending, 2009; Montpoli, 2011;
Public Knows Basic Facts, 2010; Addington, 2011).
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Summary
With such heavy scrutiny on public expenditures, and a focus on austerity, the question of
effective tactics becomes very critical in planning future law enforcement operations. Fusion
centers then become one of those areas of focus. Internationally, the concept is growing as was
pointed out earlier in this review. Domestically counterterrorism fusion centers have proven
themselves to be effective and are still gaining attention of Congress (Masse et al, 2007). The
above review shows a growing market for the fusion concept and its application in the
prevention and eradication of the crime. It also reveals a possible solution to the question of how
to foster efficient police tactics in a time of fiscal austerity. The question that remains is the
effectiveness of the fusion centers in the crime fighting efforts.
Chapter three will outline data collection and analysis procedures used for this proposal.
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Chapter Three
Research Methodology
Introduction
This chapter will provide a detailed illustration of the multi-tiered process to be used in
this research project. The chapter will begin with a detailed description of the data collection and
analysis methods, including a description of the instruments used. A detailed, step-by-step plan
for gathering the information will follow, as will a detailed explanation of how the data will be
analyzed and turned into useable information. A short section will be devoted to plans for
increasing the response rate. Following the sections on data, the chapter will explain the method
used in selecting the sample population, and detail the expected demographics. Finally the
chapter will explain the interaction between the research team and the sample population,
including the methods for securing a safe location, use of the informed consent forms, and
assurances of the sample populations anonymity.
Research Design Procedures
Data Collection
This descriptive, three part study will collect two types of quantitative data from separate
sources, as well as qualitative data from one source (See Figure One, p. 20). The first phase of
qualitative data collection will be done primarily on-line by the research team, accessing the
Federal Bureau of Investigations Uniformed Crime Reporting (UCR) data, made available every
year. To ensure the team captures the most relevant data, they will collect crime data in Mesa,
Chandler, Tempe, Gilbert, and Scottsdale Arizona for six consecutive years beginning three
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years prior to the opening of the East Valley Gang and Criminal Information Fusion Center, and
three years after its opening. UCR data will include crime statistics related to Murder, Rape,
Aggravated Assaults, Robberies, Burglaries, Thefts, Motor vehicle thefts, and Arsons. Extracting
the data using this method will show a baseline of reported criminal activity prior to the opening
of the center. The combined and averaged data will set the benchmark from which the research
team will measure the increase or decrease in reported criminal activity. If the fusion center is
having an effect on local criminal activity, it will manifest itself in the years after the center
opened via numbers that are lower than the benchmark. To account for nationwide decreases in
reported criminal activity, not attributed to fusion centers, the research team will analyze the
crime data from the same extraction period from the following three cities; Sacramento,
California, Cleveland, Ohio, and Kansas City, Missouri. These cities were chosen because of
their populations which are within 100,000 people of the Arizona cities used in this project.
The data extraction plan for the San Francisco Fusion center will vary slightly, as it has
not been operational for as long as the EVGCI fusion center in Arizona. For the San Francisco
area, the extraction period will consist of three years prior to its opening, and 2 years after the
opening. This is due to the fact that the San Francisco fusion center will have only been
operational for two year at the commencement of this research project. To account for
nationwide decreases in reported criminal activity not attributed to fusion centers, the research
team will analyze the crime data from the same extraction period from the following cities;
Indianapolis, Indiana, Boston, Massachusetts, and Charlotte, North Carolina. These cities were
chosen because they have populations with 100,000 people of San Francisco.
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If fusion centers are having an effect on local reported criminal activity it should be seen
in the UCR data. If the UCR data reveals no change in criminal data, the assumption will not be
made that the fusion center was responsible for the stagnation, unless the other qualitative data
collected, which will be explained below, indicates as such. If the UCR data shows a decrease in
reported criminal activity, the research team will also not immediately attribute the decrease to
the fusion center, until the other portion of the research has been completed. If there is an
increase in the UCR data, the assumption cannot be immediately made that the fusion centers are
not working. As with the other two possible results, this too will need to be compared to the
other research.
The second set of qualitative research will be collected via the Semantic Scale survey
titled Fusion Center Usefulness (Appendix A) conducted in-person with the sample
population. The survey will consist of 14 multiple choice questions with the following answer
options: Dont know, Strongly Disagree, Disagree, Agree, and Strongly Agree. The purpose of
the Semantic Scale survey is to measure the general attitudes of the sample population about the
information sharing process and fusion centers. The questions have been placed on the survey in
a manner that will lead the participants from a general topic; information sharing, to a very
specific topic; the local fusion center. The answers the participants provide will help to paint a
picture of their opinions and attitudes towards the information sharing process, and the role of
the fusion center in that process. Analysis of the Semantic Scale will be done by a statistician
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who will be given guidance by the research team.
Data Analysis
Collecting data from the surveys will be done at the conclusion of all in-person contacts.
The research team will come together with the selected statician, and using a pre-designed
matrix, will combine the answers for each of the questions. Each answer will be examined as a
percentage compared to the total number of participants. For example, each survey question
contains five possible responses as were detailed above. For the sake of brevity the responses
will be listed in this section as A, B, C, D, and E. The research team will examine each question
and note the answer, combining the totals for each answer. A possible outcome will appear as
follows; Question one was answered with A 12 times, B two times, C seven times, and
D nine times. Because there will be 30 questionnaires per city, each question will be asked 30
ResearchProject
QuantitativeUCR Stats
Quantitative
SemanticSurvey
Qualitative-Inteview
Questions
Figure One
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times in each city. The answers will be shown as statistical percentages when compared to the
total number of surveys in one area. For example, question one was answered A 40% of the
time, B 6% of the time, C 23% of the time, and D 30% of the timein city X. The
statistics will then be matched with a meaning. For example, the answer that always coincides
with A is Dont Know, therefore, it can be said that the respondents answered Dont
Know 40% of the time. This can be extrapolated to the conclusion that 40% of the affected
population would answer the same way. All of the numbers will be added up from all of the
cities and the same process will be employed. In total each question will be asked 180 times (30
in each of the five Arizona cities, and 30 in San Francisco).
This analysis of the Semantic Scale survey will reveal a great deal of information on
fusion centers and the concept of information sharing. Using the example above, if a large
portion of the sample population answers Dont Know to a question about the fusion centers
direct impact on local crime, this could be a sign the fusion center is failing in communicating
with officers. If this type of phenomena is recorded, and it coincides with an increase in reported
crime data it would be a safe assumption that the lack of knowledge about the usefulness of the
fusion center is preventing local officers from using it, which may explain the increase in
reported crimes. This is just an example, and not meant to taint the results of the research project.
After participants have completed the survey they will be asked to answer five open
ended questions in an interview setting. The interview questions will be considered qualitative
data only for this research project. The questions are designed to get narrative responses about
the sample populations feelings on the topics of fusion centers, their effectiveness, and their
opinions of criminal information sharing.
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Pilot Testing
The Semantic scale survey and the interview questions will be pilot tested by 10 local
police officers, all of whom are students enrolled in the NAU PAS program and attending the
extended campus located in Mesa, Arizona. The pilot testers will be asked for their opinions on
the survey and interview questions, but will not be expected to provide coherent or relevant
answers. In order to maintain the integrity of the survey and the research project the pilot testers
will not be told in which city the survey will be disseminated, nor which police agencies in
Arizona.
Population and Sample
Previously in this report we have identified the five Arizona cities, and one California
city that will be used in this research project. Because this project will attempt to find the
usefulness of a strictly law enforcement entity, fusion centers, the population sample should be
drawn from law enforcement personnel. To facilitate this, the research team will send formal
request letters to the police chiefs in each of the identified cities (Appendix B). The letters will
explain the research project, identify a point of contact, and request permission to meet with an
executive level representative from the each of the departments to discuss how the research team
would like to conduct the research. Follow up will be done within 14 days of the original letters
mailing via phone calls to the police department.
Once the meeting has been granted the primary researcher will meet with representatives
and explain the research project once more. The primary researcher will request permission to
use the departments facilities and contact 30 employees for the project. The lead researcher will
explain that the preference is for the research team to randomly select the 30 participants, but
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arrangements can be made to allow the department to assist in selecting the employees. The
research team will ask the representative to send an email out to the entire police department
informing them of the research and asking them to participate if selected. The entire request will
be given to the departments representative in the form of a letter (Appendix C). Once
permission has been granted, the research team will begin the process of randomly selecting the
sample population.
Once 30 people have been chosen, the research team will divide the population sample at
each department into 10 equal parts. The sample population will then be notified via a form letter
sent through the employees chain of command (Appendix D). If there has been no response over
a period of seven days, the team will send another letter. The verbiage on the form letter will
appear as follows: You have been selected to participate in a Northern Arizona University
Research project, sponsored by the NAU Department of Criminality and Criminal Justice. The
study will examine the effects of the regional fusion center that services your jurisdiction. We
will ask you to answer a fill-in-the-blank survey, answer 5 open ended interview questions, and
give your opinion on regional information sharing and the effectiveness of the fusion center.
There will not be right or wrong answers, we are looking for your opinion. Even if you have not
had experience with the local fusion center, we would still enjoy speaking with you. This
research will help the research team determine if fusion centers are helping you in your daily law
enforcement mission. There are no risks to you, and by receiving this letter, you have already
been deemed to qualify to participate. Please call or email the project team member below within
2 days of receiving this letter. Your project team leader will confirm the date and time of our
meeting. Thank you for your help in advance.
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At the bottom of the form letter will be a date, time, and location the research team would
like to meet with each person. The research letter will also contain the name of the research team
member assigned to their group. If the participants do not contact their specified team leader, the
team leader will send a second letter. If after an additional two days there is no response, the
alternate participant will be sent a notification letter. Once all of the sample population has been
chosen, and responded by agreeing to meet, the research team will meet with them. As
mentioned before, the team will use the departments facilities because it will be familiar for the
officers and they may feel safer within their own buildings. When participants meet a member of
the research team, they will receive information on the consent process. The team member will
explain that all participants must be willing to participate. In order to show willingness, the team
will need the participant to sign a letter containing the following verbiage: I have received an
in-person explanation of this research project, and of the informed consent process. I wish to
participate in this research project by taking the survey and answering the interview questions. I
understand there will be no risk to me and I will not be compensated for my participation.
Before the letter has been signed, the team member will explain the questionnaire and the five
interview questions, and then let the participant review both. Once the review is complete, the
team member will ask the participant to sign the consent form. Once signed, the participant may
begin the survey.
The team members will inform the participant that the survey is fill-in-the-blank, there is
no time limit, no right or wrong answers, and their names will stay confidential. Once the
survey is complete, the team leader will collect it, and ask the interview questions. The
participant will be asked to keep the questions and answers confidential as a means of
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maintaining the integrity of the project, but they will not be required to sign a confidentiality
form.
Summary/ Conclusion
This research project will require a combination of qualitative and quantitative research.
The quantitative research will reveal statistical evidence of increases or decreases in reported
crime rates. The data may show a correlation between the presence of a fusion center and any
noted decreases in crime rates. This data will enable the research team to tentatively link the
decreases in crime with the presence of the fusion centers. The qualitative data will reveal if law
enforcement is effectively practicing information sharing, and if they find the fusion centers a
benefit in the sharing process. As shown above, the research team has assembled a three-pronged
plan for the collection, analysis, and application of the information gleaned from this project. It is
the research teams desire to collect the proper type and amount of information to craft an
acceptable outcome.
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Gonzalez, N. (2010, September 24). East Valley crime fighting center gets grant. The Arizona
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Waters, T. J. (2006). Class 11,inside the CIAs first post-9/11 spy class. London, England:
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Appendix A
Survey
The following survey is meant to measure the affects of fusion centers on crime statistics in your
jurisdiction and explore your experience with criminal information sharing. Rate the statement below
using your opinion, there are no right or wrong answers. Rate the statements by filling in the bubble
that accurately reflects your opinion on the topic. Please rate all of statements. If you do not have
experience with one of the topics, fill in the bubble furthest to the left.
1. Sharing criminal information between police agencies is useful in law enforcement.Dont Know Strongly Disagree Disagree Agree Strongly Agree
2. There is value in sharing criminal information with other agencies.Dont Know Strongly Disagree Disagree Agree Strongly Agree
3. Sharing criminal information has helped me with at least one investigation.Dont Know Strongly Disagree Disagree Agree Strongly Agree
4. Sharing criminal information is a priority in my agency.Dont Know Strongly Disagree Disagree Agree Strongly Agree
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5. There is a general willingness to share criminal information by officers at my level.Dont Know Strongly Disagree Disagree Agree Strongly Agree
6. Criminal information is provided to officers at my level.Dont Know Strongly Disagree Disagree Agree Strongly Agree
7. The fusion center that serves my jurisdiction shares information important to myinvestigations.
Dont Know Strongly Disagree Disagree Agree Strongly Agree
8. Fusion centers are effective in crime fighting.Dont Know Strongly Disagree Disagree Agree Strongly Agree
9. Getting criminal information from the fusion center is easy.Dont Know Strongly Disagree Disagree Agree Strongly Agree
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10.Giving criminal information to the fusion center is easy.Dont Know Strongly Disagree Disagree Agree Strongly Agree
11.The criminal information coming from the fusion center is applicable to my duties.Dont Know Strongly Disagree Disagree Agree Strongly Agree
12.I have benefited from information that has come from the fusion centers.Dont Know Strongly Disagree Disagree Agree Strongly Agree
13.The fusion center has led to a reduction in criminal activity.Dont Know Strongly Disagree Disagree Agree Strongly Agree
14.The fusion center has enhanced information sharing.Dont Know Strongly Disagree Disagree Agree Strongly Agree
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Appendix A Part II
Open Ended Survey Questions
1. What are your thoughts on information sharing between agencies?2. Describe an example of case that was solved by information sharing between your
jurisdiction and another.
3. What are the benefits to you of having a fusion center?4. Describe an example of a case that was either solved by information from the fusion
center, or was assisted by the fusion center.
5. If you could suggest ways of improving the fusion center, what would they be?/.
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Appendix B
Letter to Police Executive
To: Chief of the Police of (CITY) Police Department
From: Christopher Adamczyk
Date: XX/XX/2011
Subject: Fusion Center Research Request
Chief,
I am Christopher Adamczyk, a student at the Northern Arizona University, and I am conducting a
research project on the effectiveness of regional information fusion centers. Your jurisdiction has been
identified as having access to a regional fusion center. As such, the research team and I are interested in
the opinions and experiences of officers in your department regarding the fusion center.
The research team and I would like to meet with you to discuss the project and ask for your help
in its successful completion. We anticipate the meeting will not last longer than an hour. During the
meeting we will ask for your permission to identify and meet with 30 officers from your department at
facilities belonging to the department. The officers will be asked by the research team to complete a 14
question, anonymous survey, and answer five interview questions. The survey and interviews will be
administered by the research team leaders. All efforts will be made to ensure the officers anonymity in
the final project. The answers gathered from the officers will be compared to UCR data in the hopes of
finding a correlation between decreased criminal activity and the presence of fusion centers.
Please respond to this letter within 14 days by contacting me at 480-294-1024.
Sincerely,
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Appendix C
Second Letter to Police Executive
To: Chief of the Police of (CITY) Police Department
From: Christopher Adamczyk
Date: XX/XX/2011
Subject: Fusion Center Research Request
Chief,
Thank you for allowing the research team to speak with your officers and use your facilities. We
have chosen the 30 participants and are prepared to proceed. I am requesting your assistance once
again. In order to ensure quick responses and an efficient completion I appreciate if you could send a
message to your entire department informing them of our presence and intent to meet with 30
employees. This will give the employees familiarity with the project and avoid us trying repeatedly to
contact officers who are reluctant to speak with us.
Thank you once again,
The Research Team
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Appendix D
Participant Letter
To: Selected Person
From: Christopher Adamczyk, Researcher NAU
Subject: Fusion Center Research Project
Sir/Maam,
You have been selected to participate in a Northern Arizona University Research project,
sponsored by the NAU Department of Criminality and Criminal Justice. The study will examine the
effects of the regional fusion center that services your jurisdiction. We will ask you to answer a fill-in-
the-blank survey, answer 5 open ended interview questions, and give your opinion on regional
information sharing and the effectiveness of the fusion center. There will not be right or wrong answers,
we are looking for your opinion. Even if you have not had experience with the local fusion center, we
would still enjoy speaking with you. This research will help the research team determine if fusion
centers are helping you in your daily law enforcement mission. There are no risks to you, and by
receiving this letter, you have already been deemed to qualify to participate. Please call or email the
project team member below within 2 days of receiving this letter. Your project team leader will confirm
the date and time of our meeting. Thank you for your help in advance.
Your Team Leader is: Laura Yeager (480-XXX-XXXX)
Proposed Meeting time: 10/27/11 at 1300
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Appendix E
Informed Consent
Informed Consent
Northern Arizona University
Dear Participant,
You are being asked toparticipate in a project conducted through Department of Criminologyand Criminal Justice at the Northern Arizona University by Christopher Adamczyk. Theresearchers are required to receive your informed consent before you participate in this project.
Christopher Adamczyk will explain to you in detail: (1) the purpose of the project; (2) what youwill be asked to do and how long your participation will last; (3) how your participation willremain anonymous, (4) that you will not be entitled to compensation; (5) the lack of risk, and (6)potential benefits of participation.
Your participation in this research is voluntary. If you refuse to participate, there are no penaltiesor loss of benefits or services that you are otherwise entitled. You may withdraw or refuse toanswer questions if you wish. This will not reflect negatively on you, or your department, and
your refusal will not be reported to your department.
A basic explanation of the project is written below. Please read this explanation and discuss itwith Christopher Adamczyk. Feel free to ask questions to help you understand the project.
After any questions you may have are answered and you decide to participate in the research,please sign on the last page of this form in the presence of the person who explained the projectto you. A copy of this form will be given to you to keep.
1. PROJECT PURPOSE:The purpose of this research project is to determine the effects regional information fusion centers are
having on local crime statistics. As such, the research team wants to know you opinions and experiences
with the fusion center in your area.
2. EXPLANATION OF PROCEDURES:
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This three part study will take UCR crime data, and compare it to the answers you provide. The result
will tell the research team if fusion centers are having a positive effect in crime fighting missions, a
negative effect, or no effect. To accomplish this task need each participant to take the 14 question
survey and answer five interview questions.
3. CONFIDENTIALITY:The surveys will not be confidential unless requested by participant, however none of yourpersonally identifying information will appear on the surveys.
4. COMPENSATION:
There is no compensation associated with participation in this research project.
5. BENEFITS:
There are no benefits associated with this project.
6. RISKS:
There are no discernable risks to participants.
7. CONSENT:
I have read the above information about the research study titled: What are the effects of pre-runnutrition on long distance runners. I agree to participate in this project, and I have been given acopy of this consent document.
____________________________________________ Date _________________Signature of Participant
____________________________________________Printed Name of Participant
____________________________________________ Date _________________Signature of Research Representative
____________________________________________Printed Name of Research Representative
The dated approval stamp in the header of this consent form indicates that this project has been
reviewed and approved by the Northern Arizona University Institutional Review Board (IRB) forthe Protection of Human Subjects in Research. Contact the Human Research Protections Officeat 928-523-4236 if you have any questions about: (1) the conduct of the project, or (2) yourrights as a research participant, or (3) a research-related injury. Any other questions about theresearch project should be directed to:
Christopher Adamczyk
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[email protected] Arizona University/ Extended Campuses145 N. Centennial Way, Mesa, AZ 85201602-776-4675