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CONG TY co pHANTHANH THANH CONG - BIEN HOA
CONG HOA xA HOI cnu NGHiA VI~T NAMTHE SOCIALIST REPUBLIC OF VIETNAM
DQc l~p - TV do - Hanh phucIndependence - Freedom - Happiness
S6:)_2jJ/2020/CV-TTC-BHNo. LW2020/CV-TTC-BH
TdyNinh, ngay 2J'thangOl nam 2020Toy Ninh, day zy month 07year 2020
BAo cAo TiNH HlNH QuAN TRJ CONG TY NIEM YET - BAo BAN NIENREPORT ON CORPORA TE GOVERNANCE OF LISTING COMPANY - SEMIANNUAL REPORT
Kinh giri: - Uy ban Chirng khoan Nha mroc- S6'Giao dich Chirng khoan
To: - The State Securities Commission- The Stock Exchange
- Ten cong ty niem yet/Name oflisting company: CONG TY CO PHA.NTHANH THANH CONG - BIEN HOA
- Dia chi tru s6'chinh/Address of headoffice: Xa Tan Hung, Huyen Tan Chau, Tinh Tay Ninh
- Dien thoai/ Telephone: (0276) 3753250 Fax: (0276) 3839834
- V6n di~u l~/ Charter capital: 6,083,527,850,000 d6ng
- Ma chirng khoan/ Securities code: SBT
I. Hoat dQng cua D~i hQi dang c8 dong/Activities of the General Meeting of Shareholders
Email: [email protected]
Thong tin v~ cac cuoc hQPva Nghi quyet/Quyet dinh cua Dai hQid6ng c6 dong (bao g6m ca cac Nghi quyet cua Dai hQidong c6 dong dirocthong qua diroi hinh thirc l~y y ki~n bang van ban)/ Information on meetings and resolutions / decisions of the General Meeting ofShareholders (including the resolutions of the General Meeting of Shareholders adopted in theform of written comments):
Tir 111/2020 d~n 30/06/2020, Cong ty C6 phan Thanh Thanh Cong - Bien Hoa khong ban hanh Nghi quyet thuoc tham quyen cua Dai hQid6ng c6 dong.
1/27
II. HQi dang quan tr] /Board 0/Management:1. Thong tin ve thanh vien HQi dong quan tri (HDQT)I Information about the members of the Board
s6 bu&i hepTy I~ tham
Ly do khongStt Thanh vien HDQT/ Clnrc vl}/ HDQTtham tham d., hQp/No. Position d.,/ Number d., hop/ Reasons/orBOM's member Percentage0/ attendance absence
1 BalMs. HuYnh Bich NgocChiI tich
38 100%HDQT
Ph6 Chu tich 382 Ong/ Mr. Pham Hang Duong thirong tnrc 100%
HDQT
3 Bal Ms. Dang Huynh lrc MyPh6 Chu tich 38 100%
HDQT
Thanh vien 384 Ong/ Mr. Henry Chung dQc l~p 100%
HDQT
Thanh vien 385 Ong/ Mr. Hoang M~ Ti€n d¢c l~p 100%
HDQT
6 Ong/ Mr. vs Tong XuanThanh vien 38
100%HDQT
of Management:
\
A."~...
2. Hoat dQng giam sat cua HQi d6ng Quan tri d6i voi Ban Tong Giam d6cl Supervision by the BOD over the Director (GeneralDirector):
Trong 6 thang d§u nam 2020, HQi d6ng quan tri dil t& chirc mQt each c6 trach nhiem cac cuoc hop dinh IcY d~ dira ra cac quyet dinh mang tinh
chat dinh huang, chi dao cho Ban di~u hanh trien khai hoat dQng kinh doanh thea dung chien hroc phat trien cua Cong ty. HQi dang quan tri
dil ban hanh cac Nghi quySt va QuySt dinh trong ph;;tmvi trach nhi~m va thfun quySn cua minh; thea dung trinh tlJ va thiI tl,lccua Lu~t Doanh
nghi~p, DiSu l~ va Quy chS quan tri nQi bQ, phil hQ'Pv6i thlJc ti~n thi truOng, dap lI'ngdugc yeu du quell tr! va nhu c§u phM tri~n Clla doanh
2/27
Tai cau true mo hinh t6 chirc van hanh cua TTC-BH
Thong qua bao cao tai chinh va phuong an s~p x€p nhan SlJv~ hanh thea sa db t6 chirc D€ an tai du true
TriSn khai thirc hien mua lai trai phieu tnroc han
Thong qua viec triSn khai phirong an phat hanh trai phieu chuyen d6i
Lira chon don vi kiSm toan Bao cao tai chinh nien dQ 19-20
Di6u chinh mot sf>nQi dung trong PA trien khai phat hanh trai phieu chuyen d6i
C~p nhat thanh vi en Ban Tai cau True
Thanh l~p Ban xu ly khung hoang dich COVID-19
Di6u chinh phuong an phat hanh trai phi€u
Phe duy~t uy quy6n vi~c danh gia, IlJa chQn va tri~n khai H~ th6ng ERP
Thong qua k€t qua phat hanh trai phi€u (Coretrend)
Ben ci,lnh do, Ban di6u hanh dIng Qa linh dQng trong cong tac di6u hanh truac nhfrng bi€n dQng khong ngimg cua thi truong, tufu1 thu cac
dinh hu60g va chi di,lochi~n luQ'c cua HQi dbng quan trt, diSn hinh:
Thanh l~p Ban nghien cuu DlJ an san xuat duang organic va Phat triSn virng nguyen li~u mia cong ngh~ cao ti,linha may BH-TNvaNTS
nghiep. Narn 2020 cling la mot nam d§.ythach thirc cua nganh dirongkhi dung tnroc ngu5ng cira hoi nhap, HQi d·6ngquan tri da:co cac cuoc
hop kip thai d~ dua ra nhfmg quyet sach nham:
Thanh l~p Ban nghien cUu xay dlJIlg phuong an tai v~ hanh hOi,ltdQng luy~n duang RE ti,liBHS-TA tir nien V\l 2020-2021
Phe duy~t K€ hOi,lchbao tri sua chua 160 nien dQ2020-2021
Thanh l~p BDA Quan ly & khai thac dat Nong truang virng Dong Nam BQ
Ban giao may moc thi€t bi cho Nong truOng Thanh Long 1
Thanh l~p T6 thfun dinh Bang gia dat ti,liTTC-BH
3/27
3. Hoat dQng cua cac tieu ban t11JCthuoc HQi d6ng quan hi
a. Ti~u Ban Ki€m Tmin
- Giam sat hoat dong cua HQi d6ng quan tri va Ban T6ng Giam d6c, Tieu ban ki~m toan ghi nhan cac k~t qua sau:
+ Cac hoat dQng cua Cong ty phil hop voi nQi dung trong Gi§.p clurng nhan dang ky doanh nghiep, Di~u 1~va twill thu dung quy dinh
cua Phap luat, ch~ dQquan ly cua Nha nuoc cling nhir ehufrn muc, ch~ dQ k€ toan tai chinh;+ Hoat dong cua HQi d6ng qulin tri va Ban T6ng Giam d6c phil hop voi quy dinh cua Phap luat va Di~u 1~;
+ HQi d6ng quan tri va Ban T6ng Giam d,6cdft thirc hien dfty du cac chi dao v~ cac hoat dQng san xuat, kinh doanh thea dUngNghi quy€t
D~ hQi d6ng c6 dong dft d~ ra;
+ Ban T6ng Giam d6c dft thl,Tehi~n dfty du cac chi dl;lOthea dUng cac Nghi quy~t, Quy~t diM cua HQi d6ng quan trio
- Giam sat BCTC Quy tru6c khi Ban di~u hanh trinh HQi d6ng quan tri ho~c cong b6 ra ben ngoai thea quy dinh cua Phap lu~t. K€t qua
giam sat cho th§.y:
+ BCTC Quy dm;rc I~p va cong b6 phil hqp v6i cae ehuk ml,Tcva ch~ dQk€ toan, cac quy dinh cuaphap lu~t hi~n hanh;
+ Trong ky, khong co b§.tky thay d6i nao cua ch~ dQk€ toan, chu~n ml,Tck~ toan, ehinh sach thu~ co tac dQng trQng y~u t6i tinh hinh tai
chinh va BCTC dft cong b6;
+ Khong co ghi nh~ b§.t thuOng d6i v6i giao dich Ben lien quan (mua ban hang hoa, gop v6n, chia c6 tue, ...).
- Giam sat h~ th6ng ki~m soat nQi hQ. Dinh ky hang Quy, Ti~u ban Ki~m toan giam sat h~ th6ng ki~m soat nQi bQ thong qua bao cao cua
Phong Ki~m toan nQi bQ, Ki~m toan dQc l~p. K~t qua giam sat cho th§.yCong ty co h~ th6ng ki~m soat nQibQhOl;ltdQng hfru hi~u:
+ K€t qua ki~m toan nQi bQ cho th§.y vi~c tuan thu cac quy trinh hi~n hanh dm;rc th\Ic hi~n r§.tt6t;
+ Cac quy trinh nghi~p V\l duQ'c ban hanh, c~p nh~t va qulin ly boi bQph~ chuyen trach. Trong qua trinh v~ hanh h~ thfmg ki~m soat
nQi bQ, CBNV Cong ty rfrt eo y thuc va co trach nhi~m trong vi~c danh gia cae di~m chua hoan thi~n cila h~ th6ng d~ dua ra cae dong
gop tich CI,TCnh~m cung c6 h~ th6ng ngay cang hoan thi~n;
+ Cong ty dil va dang trien khai dua M th6ng quan Iy phe duy~t, lUll trU quy trinh truy~n th6ng sang h~ th6ng quan ly tfI,Tctuy~n giup
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t6i iru h6a thoi gian thuc hien cac buoc, thuan tien cho viec I~p h6 so, soat xet, phe duyet, tra ciru thong tin d6ng thoi han ch~ cac sai
s6t.
- Giam sat hoat dQng KTNB
+ Vi~c ph6i hop gina Ti~u ban Kiem toan va BTGD trong quan ly vai tro, chirc nang kiem toan n9i bQgiup ki~m toan n9i b9 phat huy
t6t nhiem vu cua minh, khong chi a yeu c~u dam bao tuan thu rna con h6 tro cac don vi trong cong tac canh bao va quan ly rui ro cua
cac mang hoat dQng trong ca tnroc, trong va sau khi nghiep vu phat sinh;
+ Qua k~t qua kiem toan n9i bQ cho thAy viec tuan thu quy trinh a cac don vi duoc kiem toan diroc thirc hien t6t. Vi~c chuy~n tir ki~m
to3o tuan thu sang h6 trQ'cac don vi trong cong tac canh bao rui ro da c6 nhUng k~t qua t6t va se la ti€n d€ d€ ti€n tm cong tac quan ly
rui ro trong nien d9 sau;
+ Vai tro cua ki~m toan n9i b9 trong Cong ty dugc ghi nh~ va ngay cang nang cao thong qua nhUng phan h6i tich C\ICtir cac don vi
dugc ki~m toano
- Gifun sat hOl:ltdQng quan ly rui ro t~p trung vao nhung nhi~m V\l trQng tam sau:
+ Danh gia dinh ky hang nam v€ cac tai li~u cua ho~t dQng quan ly rui ro;
+ H6 trg cac don vi tri~n khai cac phuong phap quan ly rui ro cGng nhu cac ki€m soat nhfun xu ly cac rui ro;
+ Danh gia cac quy trinh quan ly rill ro do bQmay quan tq, di€u hanh th\Ic hi~n, tren cO'sa d6 g6p phk nang cao hi~u qua cua quy trinh
r.')
1E
nay;
+ Nh~ di~n kip thai cac rui ro trQng y~u cua cac hOl:ltd9ng, cac d\I an trQng di~m; tiI d6 c6 k~ hOl:lchgiitm thi~u rui ro kip thm va phU
hqp; trg giup cho vi~c quan ly d\I an mQt cach khoa hQc, dUng ti~n dQ, khong vuqt ngan sachva twill thu cac yeu cAuphap lY·
b. Ti~u ban Chi~n lugc va Ti~u ban Nhan S\I
Trong men dQ2019 - 2020, Ti~u ban Chi~n lugc da hoan thanh t6t nhi~m V\1 dugc giao trong vi~c cimg tham muu HDQT thanh l~pmo
hinh quan ly theo vimg nhfun tinh gQn cong tac quan Iy d6ng thm t6i uu h6a ngu6n nhan l\Ic trong hOl:ltd9ng nong nghi~p va san xuAt.
Ben cl:\fihd6, Ti~u ban nhan S\I trong men d9 2019 - 2020 da hoan thi~n t6t clk cong tac tinh gQn bQ may sau M&A, hoan thanh k~
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hoach nhan sir thuoc chuang trinh Tai c~u true. D6ng thoi, Ti~u ban nhan sir d§ thirc hien t6t nhiem vu tham rnuu cho HDQT lien quan
t61 nhfrng quyet dinh b6 tri nhtrng vi tri CBQL dp cao phuc vu cho dinh hirong phat trien h~u ATIGA.
4. Cac Nghi quyet/ Quyet dinh cua HQi d6ng quan tri/ Resolutions/Decisions of the Board of Directors
Stt ss Ngh] quy~tI Quy~t djnh Ngay NQi dungNo. ResolutionlDecision No. Date Content
1 0112020INQ-HDQT 9/1/2020 Phe duyet De an TCT mo hinh to chirc van hanhcua TTC-BH
2 02/2020INQ-HDQT 17/112020 Thanh l~p Cong ty TTC-BH - Chi nhanh CanThO'
3 03/2020INQ-HDQT 17/1/2020 Bo nhiem ngiroi dirng dau chi nhanh Can Tho
4 03a12020INQ-HDQT 20101/2020 TTC-BH chap thuan TSU mua 38% co phan cuaGMC
04/2020INQ- HDQT 22/01/2020 T~ong qua bao cao tai chinh va ph~ong an ~ap5 xep nhan su van hanh theo so do to chirc De an
tai c~u true
6 04a12020INQ-HDQT 31/01/2020 TTC-BH vay 200 ti ngan han, 180 dai han taiOCB DakLak
7 04b/2020INQ-HDQT 112/2020 Trien khai thuc hien mua lai trai phieu tnroc han
8 05/2020INQ-HDQT 112/2020 Thong qua uy quyen cua Ba Huynh Bich NgQccho Ba D~g Huynh Uc My
9 05a12020INQ-HDQT 3/2/2020 Phe duy~t TTC-BH mua 3 tri~u co phieu ToanHai Van
10 06/2020INQ-HDQT 11/2/2020 Thong qua vi~c trien khai phuong an phat hanhtrai phiSu chuy€n d6i
11 07/2020INQ-HDQT 14/02/2020 L¥a chQn don vi kiem toan Bao cao tat chinh mendQ 2019-2020
1208/2020INQ-HDQT 17/02/2020 Ban hanh h~ thong phan dinh quyen h~ ill
HDQT cho TGD, BDH va DVTV
-J
6/27
1310/20201NQ-HDQT 28/02/2020 Thong qua HQl>dong d~t mua trai phieu V01
Coretrend
14 11120201NQ-HDQT 28/0212020 Thanh l~p dia diem Kinh doanh cua cong ty CPTTC-BH - Van phong dai dien Tay Ninh
15 12/20201NQ-HDQT 28/02/2020 Thanh l~p dia diem Kinh doanh cua cong ty CPTTC-BH - Van phong dai dien An Giang
16 13/2020INQ-HDQT 3/3/2020 Dieu chinh dia chi chi nhanh Can ThO'
17 14/20201NQ-HDQT 313/2020 Thong qua con dau cong ty chi nhanh Can ThO'
18 15/20201NQ-HDQT 313/2020 Dieu chinh mot so noi dung trong phuong an trienkhai phat hanh trill phieu chuyen d6i
19 15a12020INQ-HDQT 3/312020 M6 Utikhoan va vay von tai WooriVN - Chinhanh TPHCM
20 16/20201NQ-HDQT 413/2020 Phe duyet chu tnrong ky ket hop dong, giao dichlien quan nho hon 35%
21 17/20201NQ-HDQT 16/3/2020 Project Base Assignment
22 18/20201NQ-HDQT 114/2020 Thong qua viec TTCBH tang han rmrc tin dungtai Vietinbank Tay Ninh len 400 ti
23 18a12020INQ-HDQT 10/4/2020 Thanh l~p cac BQLDA M&A BHS-BHS Trading
24 18b/20201NQ-HDQT 10/4/2020 Thanh l~p cac BQLDA Nghien ciru trich ly sapmia
25 18c/20201NQ-HDQT 7/4/2020 Dang ky chfr ky tai UOB
26 19/20201NQ-HDQT 13/04/2020 Vay von phat hanh LlC tai MSB Chi nhanhTP,HCM
27 20/20201NQ-HDQT 17/04/2020 Thay doi Giam doc va dia chi chi nhanh Can ThO'
28 21120201NQ-HDQT 28/0412020 Thanh l~p chi nhanh Da Nfutg
29 22/20201NQ-HDQT 28/04/2020 Bo nhiem Ngum dirng dau chi nhanh Da NfuIg
30 23120201NQ-HDQT 28/0412020 Thong qua con dau cong ty chi nhanh Da NfuIg
7/27
31 24/20201NQ-lIDQT 18/5/2020 The chap co phan Toan Hai Van tai ACB
32 25/2020/QD-CSH 22/05/2020 Thanh l~p Cong ty SX™ DV An Hoa
33 26/2020/QD-CSH 22/05/2020 Thanh l~p Du an dau tu tai KC~ TTC do Cong tySX TM DV An Hoa lam chu dau tu
34 26a12020INQ-lIDQT 8/6/2020 Dieu chinh phuong an phat hanh trai phieu
3527/20201NQ-lIDQT 1116/2020 Ph~ duyet uy qU'yen viec daub gia, hra chon va
trien khai H~ thong ERP
3628/20201NQ-HDQT 17/0612020 Thong qua ket qua phat hanh trill phieu
(Coretrend)
37 29/20201NQ-HDQT 2510612020 Tang von TTCA VN len 2 nghin ty
38 30/20201NQ-HDQT 2/7/2020 Tang von cho TSU
Stt S6 Quy~t djnh Ngay NQi dungNo. Decision No. Date Content
1 01/2020/QD-lIDQT 1/112020 Ban hanh thang bang luang2 01a12020/QD-lIDQT 10/1/2020 Di~u chinh thanh vien BQLDA Say bll mia3 02/2020/QD-lIDQT 22/0112020 Ban hanh Quy ch~ tb chirc va hoat dQng cong ty
4 03/2020/QD- BTCT 3/2/2020 Tri~n khai thirc hien cac hoat dQng trong tam Du anTCT
5 04/2020/CT -lIDQT 5/2/2020 Thirc hien cac hoat dong mua ban quoc t~
6 05/2020/QD-HDQT 712/2020 Phan cong phan nhiem cho cac thanh vien Ban di~uhanh
7 06/2020/QD-HDQT 712/2020 Ban hanh Quy ch~ quan ly DVTV
8 08/2020/QD-HDQT 28/2/2020 B5 nhiern ngiroi dirng d§u Van phong dai dien AnGiang
8/27
9 08a12020INQ-lIDQT 3/3/2020 Thanh l~p BDA "Hoan thien mo hinh van hanh Taichinh TTCBH (FOM)
10 09/2020/QD-lIDQT 613/2020 Cap nhat thanh vien Ban Tai C§.uTrue11 10/2020/QD-lIDQT 10/3/2020 Thanh l~p Ban xu ly khung hoang dich COVID-19
12 11/2020/QD-HDQT 18/03/2020 Thanh l~p BQL DA Linfox cho boat d(>ngLogisticsB2Ct~BlIDN
13 12/2020/QD- HDQT 19/03/2020 Thanh l~p BDA tai tro cho b(>phim "Cay tao ncrhoa"
14 13/2020/QD-HDQT 10/4/2020 Cap nhat thanh vien Ban tai c§.utrue15 14/2020/QD-HDQT 07' Thanh l~p Ban Cung irng
16 15/20201NQ-HDQT 12/5/2020 Thanh l~p BDA "Phat trien van hanh va kinh doanhB2C thea mo hinh hang tieu dung ban le (FMCG)"
17 15a12020/QD- HDQT 12/5/2020 Thanh l~p BQLDA HQ'Ptac san xu§.tphat trien nongnghiep cong nghe cao voi Cao su Mang Yang
18 16/2020/QD- HDQT 22/05/2020 Thanh l~p BDA xay dung mo hinh v~ hanh taichinh (FOM) cho GMC
19 17/2020/QD-HDQT 25/05/2020 Thanh l~p BQLDA tach BH-TN va BH-TA
20 17a12020/QD-HDQT 4/6/2020 Ban hanh n(>idung sua d6i, b6 sung Quy ch~ giroquyet khi~u nai t6 cao
21 18/2020/QD-HDQT 416/2020 Thanh l~p Ban Kinh doanh Thi~t bi Co gioi Nongnghiep
22 19/2020/QD-HDQT 516/2020 PM duyet k~ hoach d~u nr tai san c6 dinh nien dQ2020-2021 cua nha may TTCS
23 20/2020/QD-lIDQT 25/06/2020 Tang v6n TTCA VN len 2 nghin tY
9/27
III. Ban kiim soat 1Supervisory Board:Dff bao cao t~i ph~n Ho~t dQng cua cac Ti~u ban tr\!,cthuQc HDQT - Ti~u ban Ki~m Toan.
IV. Dao t~o v~qmin tr! cong tyl Training Oil corporate governance:
V6i trach nhiem cua mot Cong ty niem y~t d~u Nganh, Cong ty C6 phan Thanh Thanh Cong - Bien Hoa luon tuan thu cac quy dinh phap luatlien quan d~n thi tnrong clurng khoan, quan tri doanh nghiep va cong b6 thong tin. Cu th~, trong giai doan 0110112020 d~n 3010612020, Congty dll t6 chirc cac chuang trinh dao tao sau:
D6i voi quy dinh v~ quan tri cong ty, cho muc dich kien toan rno hinh quan tri cong ty thea tieu chuan qu6c t~ va thong I~ t6t tren thi tnrongvoi sir d6ng hanh tu vfuI cua Deloitte Vi~t Nam, Cong ty dll t6 chirc ~p huan, dao tao cac chuang trinh lien quan d~n hoat d<)ngtai chinh chocac d6i nrong CBCNV lien quan, cac kh6a dao tao g6m (1) Tim hi~u v~ bao cao tai chinh, (2) Danh gia tinh hinh tai chinh doanh nghi~p, (3)Quan tri ho~t d<)ngdoanh nghi~p, (4) Gim thi~u rn<)ts6 cong C\ltai chinh cho thi truOng hang h6a.
Nkt trong chuang trinh tai du truc nganh DuOng, 19 trinh chuy~n d6i - "Transform SBT" la rnoi truOng va cong C\ld~ cho toan th~ can b<)nhan vien phat tri€n ban than, tra thclnh chuyen gia trong tUng vi tri cong vi~c, tit d6 t~o ra tinh sang t~o va t~o ra cac gia tri rnm cho doanhnghi~p. DlJ an "Chuy€n d6i s6" nay se du<),cthl,l'chi~n d6ng b<),xuyen su6t tren toan chu6i gia tri cung lIng clla SBT, ill ho~t d<)ngthuangm~i qu6c t~ d~n nong nghi~p, san xu~t, v~ chuy€n, luu kho cho d~n khi san phfun d~n tay khach hang.
Cling nfun trong l{> trinh chuy€n d6i, kh6a dao t~o "Digital transformation - Leading people, Data & Technology" dff giup can b<)quan lyhi€u r6 vai tro, trach nhi~m va phuang phap v~ hanh khoa hQc cac cong C\llIng d\lllg van cong tac quan Iy thea xu huang chuy~n d6i chungCllaNganh. Tit d6, nang cao hi~u qua quiin Iy cong vi~c, con nguai va cac cong c\llien quan g6p ph~n hi~n thlJc h6a m\lc tieu kS ho:;tchgiaido~ 2020 - 2025.
v. Danh saeh v~nglfiri co lien quan eua eong ty niem y~t theo quy djnh t~i khoan 34 Di~u 6 Lu~t Chung khoan (Bao cao 6thang/nam) va giao djeh eua nguiri co lien quan eua eong ty vo; ehinh Cong ty 1List of affiliated persons of the public company asspecified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports) and transactions of affiliated persons of theCompany with the Company)1. Danh sach v~ nguai c6 lien quan ella cong tyl List of affiliated persons of the Company
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Lotti hlnh IDTho; di~m Thai di~m
Ten ca nhanl (CMNDIHQSTT tA chllc
Chile v~ Dla chichi~ul Gi§y
SaID Ngayc§p NO'idp bit diu Iii khOngcon la Ghi chu
f)KDN)NCLQ NCLQ
Type of ID (IDf Time of Time ofName of
NO. personl Position AddressPassport!
ID number Date of issue Place of issueStarting to be ending to be
NoteBusiness affiliated affiliated
organizationRegistration) person person
Huynh Bich Chu tich89 Cao VfulNgQc,P. PM
1 Trung, Q. Tan Phu, CMND 022164926 02/07/2018 CAHCMNgoc HDQT
TPHCM
PhOCM
Pham H6Dgtich
Binh Hoa, Thai Binh,2 thuong CMND 290563876 0111112011 CA nyNinh - - -Duong
tn,rcChau Thanh, rs, Ninh
HDQTThanh 32/89 KhUODgVi~t, P.
3Dang Huynh
vien Phu Trung, Q. Tan PM, CMND 023338768 16/1112010 CAHCMUcMy - - -
HDQT Tp.HCMThanh
4 Henry Chung vien1608Tyler Dr, Fullerton,
Passport FI624579 8/12/2015 USA - - -CA 92835
HDQTThanh 159Thfch Quang Due,
5Hoang Manh
vien phuong 4, Q. PM Nhuan, CMND 020295400 CAHCMTi~n 1011012008
HDQT Tp.HCM
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Type of ID (ID! Time of Time of
NO. personl Position AddressPassport!
ID number Date of issue Place of issueStarting to be ending to be
NoteBusiness affiliated affiliatedorganization
Registration) person personPb6 Tong 73/15 Pham Hung, Ap 31/5/2018 CI,1CCanh Sat - -
8 Doan Vii Giam d6c 4A, xii Binh Hung, huyen CCCD 051187000375 DKQL ce r-o 05/9/2018Uyen Duyen ThuOng va DLQG v~
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9DU01lgThi To Ph6 Tong 491144Huynh Van Banh,
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14A14, Duong 16, Khu10 i.e Quang Hai Ph6 T6ng Dan cu An Blnh, Thanh CMND 271751263 04/03/2017 CAD6ngNai - - -
giam d6c ph6 Bien Hoa, tinh DlmgNai
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Nguyen Thi d6c NhaII Thanh Bic, Hoa Thanh, CMND 290489576 08/10/2005 CA TayNinh - - -ThuyTien may
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Huynh VanKinh D~u 2, F TSN, Q. Tan Passport B6615646 15/05/2012 Cl,1cQLXNC - - -Phapdoanh Phu, TpHCM
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Trang Thanh Giam doc 16Ba huyen Thanh quan,15 Quan h~ phuong 6, quan 3, Tp CMND 025224365 23!01l2010 CAHCM - - -
True OOingoai HCM1.16, r.e G, Cu xa Bitu
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TP.HCM
Dinh Thi Thu ky 202 Bui Thi Xwin,17 Phuong 3, Quan Tan CCCD 079186007099 03/04/2017 CAHCM 04/12/2017 -
Ngoc Thao Cong ty Binh, TP. HCM
Nguyen Thi Giam d6c An Th~, Hoai An, Binh 20/07/2013 CA Binh Dinh - -18 CMND 211887589 22/01/2020
Phuong Thao tai chinh Dinh
Ghi chu/Note: s6 Giay NSH*: s6 CMNDIH9 chdu (a6i vai ca nhdn) hoac s6 GCN dang kY doanh nghiep, Gidy phep hoat a9ng hoac gicy taphap ly tuang duong (a6i voi t6 chuc)INSH: In case of individual: ID card/Passport No.; In case of organization: License of establishmentand operation/Certificate of business registration/equivalent legal documents.
2. Giao dich giira cong ty V01 nguoi co lien quan cua cong ty; hoac gifra cong ty V01 e6 dong lOn, nguCrinQi bQ,nguai co lien quan eua nguainQi bQI Transactions between the company and the affiliated persons or between the company and major shareholders, internal persons andrelated person of internal person.
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h d d hh d hhu r IGiao dich cua Cong ty vai cac cd n an, to c uc co ien quan UQ'CPi e (uy~t t eo cae quyet in sau:
Stt S6 Nghi quyet Ngay NQi dungNo. Decision No. Date Content
1 16/2020INQ-HDQT 4/312020 Phe duyet chu truong leY k~t hop dang, giao dich lien quan nho hon 35%
T~t ca cac giao dich nay duoc ghi nhan va bao cao trong Bao cao tai chinh hang Quy, Ban nien va Nam d~ minh bach va cong khai cho cadong Cong ty diroc ro.
3. Giao dich gifra nguoi nQibQcong ty niem ySt, ngiroi co lien quan cua nguoi nQibQvoi cong ty con, cong ty do cong ty niem ySt nam quyenkiem soat/ Transaction between internal person of listed company and company's subsidiaries, or the company in which listed company takescontrolling power
4. Giao dich giira cong ty voi cac d6i urong khac/ Transactions between the company and other objects
4.1. Giao dich gifra cong ty voi cong ty rna thanh vien IIDQT, thanh vien Ban Kiem soat, Giam d6c (Tang Giam d6c) di8u hanh dii va dangla thanh vi en sang l~p ho~c thanh vien HDQT, Giam d6c (Tang Giam d6c) di8u hanh trong thm gian ba (03) nam tra l~i day (tinh ~i thaidi~m l~p bao cao)/ Transactions between the company and the company that members of Board of Management, members of theSupervisory Board, Director (CEO) has been afounding member or members of Board of Management, Director (CEO) in three (03) years(calculated at the time of reporting).
4.2. Giao dich gifra cong ty vrn cong ty rna ngum co lien quan Clla thanh vien HDQT, thanh vien Ban Ki€m soat, Giam d6c (Tang Giamd6c) di8u hanh la thanh vien HDQT, Giam d6c (Tang Gicirnd6c) di8u hanh/ Transactions between the company and the company thatrelated person of members of Board of Management, members of the Supervisory Board, Director (CEO) as a member of Board ofManagement, Director (CEO).
4.3. Cac giao dich khac cua cong ty (nSu co) co th~ mang l~i lqi fch v~t chit ho~c phi v~t ch~t d6i v6i thanh vien IIDQT, thanh vien BanKi~m soat, Gicirnd6c (Tang Gicirnd6c) di€u hanhl Other transactions of the company (if any) may be beneficial material o.rimmaterial formembers of Board of Management, members of the Supervisory Board, Director (CEO).
VI. Giao dich c8 phi~u ciia ngtriri nQibQva ngtriri lien quan ciia ngtriri nQibQ(Bio cao 6 thing/nam)/ Transactions oj internalpersons and related person of internal person (Semi-annual/annual reports)
1. Danh sach nguai nQi bQ va nguai co lien quan cua nguai nQi bQ/List of internal persons and their affiliated persons
Stt HQ ten Hi kho3n giao Chu-c Viol Dja chi lien h~ Address S6CMND/HQ I Ngaycip No-idp place S6 c& phi~u TS' I~ so' hu'u GhiNo. Name djch chu'ng t~i cong chi~u date of issue, of issue so' hiru cu6i c6 phi~u chu
kholln (n~u c6) ty (n~u ky Number of cu.3ikY NoteSecurities c6)
ID card/PassI shares oW1Ied Percelltage
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Huynh Chu tjch32/89 Khuong Vi~t, P. PM
1 01lC068077 Trung, Q. Tan Phil, B0792329 16/04/2003 C'_'cQLXNC 67,551,864 11.1% -Bich NgQc HDQTTp.HCM
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D~ng Con (Pho32/89 KhuongVi~t, P. Phu
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PM CMPham tjch
Binh Boa, Thai Blnh, Chau2 Hang - thuong 290563876 0111112011 CA T3y Ninh 3,740,597 0.61% -
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290659903 22/1111995 CA TayNinh- - - -Thi Nga Thanh, Tay Ninh
Phan T6 5, KP4, P.2, Thi xa rs,290590323 31/07/2010 CA TayNinh2.4
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15.1 Tran Van - Cha 698/6 H6ng Bang, Phuong 1, 020664183 22/06/2005 CAHCM - - -Tu Quan 11,Tp.HCM
15.2 Boan Thj - M~ 698/6 Hong Bang, Phuong 1, 096162000083 27/02/2017 CAHCM - - -Bich Thuy Quan 11,Tp.HCM
15.3 TrfuJHuy - Em 698/6 H6ng Bang, Phuong 1, 024107606 26/03/2013 CAHCM - - -Long Ouan 11,Tp.HCM
15.4 Cao Thi - VCJ698/6 H6ng Bang, Phuong 1, 025742195 30/03/2013 CAHCM - - -
H6ngNga Quan 11,Tp.HCMTrang Gtam d6e
16 Thanh - Quan h~ 16 Ba huy~n Thanh quan, 025224365 23/0112010 CAHCM 86.951 0.014% -True D6i ngoai phirong 6, qu~n 3, Tp HCM
Nguyen 16Ba huyen Thanh quan,16.1 Duy H6ng - VCJ 021563533 02/03/2004 CAHCM - - -H~
phuong 6, quan 3, Tp HCM
16.2 Trang Duy - Con 16Ba huyen Thanh quan, 024426880 22/09/2012 CAHCM - -Minh phirong 6, quan 3, Tp HCM -
16.3 Trang Duy - Con 16Ba huyen Thanh quan, 025430262 CAHCM - - -Quang phuong 6, quan 3, Tp HCMTrang 211X1Long Trung,Long
16.4 Thanh - Anh Thanh Trung, Hoa Thanh, 290079215 06/03/2007 CA TayNinh - - -Tung TiiyNinh
Trang 133A hem 7, Lac Long Quan,16.5 ThanhHai - Anh khu ph6 6, phuong 4. TP Tay 290331043 25/05/2009 CA TayNinh - - -
Ninh
2/17C Xl Long Trung, Long Cue CS
16.6 Trang Thi - Em Thanh Trung, Hoa Thanh, 072167001285 21/06/2017 BKQLcutru - - -Truc Mai va DLQG v~TayNinh dan cuTrang Khu ph6 3, phirong 3, TP 05/09/2007 CA TayNinh
16.7 Thanh 008C660740 Em 290407171 2 0.000% -Phong Tay Ninh
23/27
2117 Xl Long Trung, Long 17/04/2017 C\lC CS
16.8 Trang - Em Thanh Trung, Hoa Thanh, 072074001448 £>KQL cu tru - - -Thanh Vii vaDLQG v~Tay Ninh dan cir
UPhat K~ toan1.16, La G, Cu·xa Bau Cat
17 - 2, DU'ongHbng L~c, P.I0, 025563354 23/03/2012 CAHCM 38.743 0.006% -Tin tnrfrngQ. Tan Blnb, TP.HCM
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Tan Binh, TP.HCM
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17.2 LCPMtAn - Cha Thanh BAc, Huyen Hoa 290050835 23/07/2007 CA TayNinh - - -Thanh, Tay Ninh
Thai Thi5/8B, ~pLong My, Xa Long
17.3 - M~ Thanh BAc,Huyen Hoa 290050600 25/07/2007 CA TayNinh - - -£>aThanh, Tay Ninh
LCThi5/8B, ~pLong My, xa Long
17.4 - Chi Thanh BAc, Huyen Hoa 290490051 05/09/2007 CA Tay Ninh - - -Ngoc TramThanh, Tay Ninh
LCPhatA5/lD, Ap Long Thai, xii
17.5 - Anh Long Thanh BAc, Huyen Hoa 290523962 27/03/2009 CA Tay Ninh - - -CUOng
Thanh, Tay Ninh
LCPhM6B, ~pLong Thoi, Xa Long
17.6 - Anh Thanh Trung, Huyen Hoa 290578901 13/05/2003 CA TiiyNinh - - -NgocThanh, Tay Ninh
i.s Phat 5/8B, ~pLong My, Xa Long
II17.7 - Anh 290607831 o1/1112004 CA TayNinh - - -Huy Thanh BAc, Huyen Hoa
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Nguy~n DI09 Kh6i D, Kbu RubyThj Giam d6c Celadon, 36 Bir Bao Tan CA Binh18 -
Tb~ng, P. SO'n Ky, Q. Tan 211887589 20/07/2013 - - -Phuong Tai cbinb BjnhTbao Phu
0109 Kh6i 0, KhuRuby
18.1 NguyenChong
Celadon, 36 Bo Bao Tan24/02/2015 CA B8n Tre-
Thing, P. Son Ky, Q. Tan 321356909Htru D;;ttPhu
18.2 NguyenM€t
An Thanh, Hoai An, Btnh26/03/2016 CABinh Dinh- 211027004Thi Thuy Djnh
18.3 NguyenCha
An Thanh, Hoai An, Binh210017928 22/06/2016 CA Binh DinhKien Qu5c
-Dinh
18.4 NguyenEm
An Thanh, Hoai An, Binh215236462 12/02/2014 CA Binh DinhAnh Tuan
-Dinh
2. Giao dich cua nguoi nQi bQva ngiroi co lien quan d6i voi e6 phieu cua cong ty niem yStJ Transactions of internalpersons andaffiliated persons on shares of the listed company
Quan h~v6isa c8 phi~u sO- hfru diu kY sa c6 phi~u sO- huu cuai ky Ly do tang, giam (mua, ban,Number of shares owned at Number of shares owned at chuyen d6i, thuong ...)
SttNgU'iri thuc hi~n giao ngU'iri nQi bQ the beginning of the period the end of the period Reasons for increase, decrease
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s6 c6 phieu Ty l~ S,( A h·,( Ty l~ (purchase, sale, switch,executor with internal o co p leu
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shares sharesCha ruot Ba
1 Ong D~g Van ThanhDang Huynh
0 0% 9,997,000 1.64% D~u tu ca nhanUe My= PhoChil tieh HDQT
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No.djch Transaction Relationship S,( A h',( Ty I~ S,( A h',( Ty I~ (purchase, sale, switch,
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personshares shares
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2 d6c Thuong 0 0.00% 500,000 0.08% DAu nr ca nhanDuyen
tnrc
3Ba Duong Thi To Ph6 T6ng Giam
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4 Ong Hoang Manh Ti€nl~p HDQT kiern
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Tong Giam d6c 3,372,241 0.55% 4,372,241 0.72% DAu illca nhanNgfr
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6 Thirong tnrc 2,740,597 0.45% 3,740,597 0.61% DAu illeli nhanDU<JIlg
HDQT
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