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988 Chem. Soc. Rev., 2012, 41, 988–999 This journal is c The Royal Society of Chemistry 2012 Cite this: Chem. Soc. Rev., 2012, 41, 988–999 Recent developments in the field of oxa-Michael reactions Carl F. Nising* a and Stefan Bra¨se* b Received 20th June 2011 DOI: 10.1039/c1cs15167c Oxa-Michael reactions, i.e. addition reactions of oxygen nucleophiles to conjugated systems, have traditionally received much less attention from the scientific community compared to the addition of carbon nucleophiles to conjugate acceptor systems (Michael reaction). This was mainly due to lack of reactivity and selectivity of these reactions. Within the last few years however, there has been a remarkable increase in publications focussing on method development as well as applications to natural product synthesis. This tutorial review discusses instructive examples that have substantially broadened the scope of oxa-Michael reactions. Introduction The addition of carbon nucleophiles to conjugate acceptor systems, which is commonly known as Michael addition, is nowadays one of the most versatile and widely applied methods in organic synthesis. Over the last decades, tremen- dous progress has been made in the fields of stereoselective, catalytic or broadly applicable Michael reaction protocols, just to give some examples. 1 Until quite recently, hetero- Michael reactions such as the aza-Michael, sulfa-Michael, phospha-Michael and oxa-Michael (sometimes also called oxo- or oxy-Michael) reactions have received considerably less attention of the synthetic community. 2–5 This is rather astonishing given the fact that the first example of an oxa-Michael addition, i.e. the addition of an alcohol to a conjugate acceptor, was published by Loydl as early as 1878 (for nowadays common reaction pathways see Scheme 1). 6 Major drawbacks of oxa-Michael reactions typically are reversibility of the alcohol addition step as well as the relatively poor nucleophilicity of the employed alcohols. This renders especially intermolecular oxa-Michael reactions challenging. On the other hand, this type of reaction offers tremendous synthetic potential since the products available are a Bayer Pharma AG, Aprather Weg 18a, D-42113 Wuppertal, Germany. E-mail: [email protected]; Fax: +49 202 36 8149; Tel: +49 202 36 5276 b Karlsruher Institut fu ¨r Technologie (KIT), Fritz-Haber-Weg 6, Campus Su ¨d, D-76131 Karlsruhe, Germany. E-mail: [email protected]; Fax: +49 721 608 48581; Tel: +49 721 608 42902 Carl F. Nising Carl Nising was born in 1979 in Troisdorf, Germany. He studied chemistry at the University of Bonn where he received his diploma degree in 2003. He then moved to the University of Karlsruhe (TH) where he obtained his PhD under the supervision of Professor Stefan Bra ¨se in 2006. After performing post- doctoral studies at Harvard University with Professor Andrew G. Myers, he joined Bayer Cropscience AG in 2007, working in the area of crop protection research. In July 2011 he moved to Bayer Pharma AG where he is currently a head of laboratory in medicinal chemistry. Since 2010 he has also been holding a lecturer position at the Karlsruhe Institute of Technology (KIT). Stefan Bra¨se Stefan Bra ¨se studied in Go ¨ttingen, Bangor (UK) and Marseille and received his PhD in 1995, after working with Armin de Meijere in Go ¨ttingen. After post-doctoral appointments at Uppsala University (Jan E. Ba ¨ckvall) and The Scripps Research Institute (K. C. Nicolaou), he began his independent research career at the RWTH Aachen in 1997 (associated to Dieter Enders). In 2001, he finished his Habilitation and moved to the University of Bonn as a professor for organic chemistry. Since 2003, he has been a full professor at the Karlsruhe Institute of Technology in Germany. His research interests include methods in drug- discovery (including drug-delivery), combinatorial chemistry towards the synthesis of biologically active compounds, total synthesis of natural products and nanotechnology. Chem Soc Rev Dynamic Article Links www.rsc.org/csr TUTORIAL REVIEW Downloaded by University of Oxford on 20 January 2012 Published on 28 July 2011 on http://pubs.rsc.org | doi:10.1039/C1CS15167C View Online / Journal Homepage / Table of Contents for this issue

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Page 1: Citethis:Chem. Soc. Rev.2012 41 ,988999 TUTORIAL REVIEWszolcsanyi/education/files/Organicka... · 2014. 4. 6. · his ournal is c The Royal Society of Chemistry 2012 Chem. Soc. Rev.,2012,41,988999

988 Chem. Soc. Rev., 2012, 41, 988–999 This journal is c The Royal Society of Chemistry 2012

Cite this: Chem. Soc. Rev., 2012, 41, 988–999

Recent developments in the field of oxa-Michael reactions

Carl F. Nising*aand Stefan Brase*

b

Received 20th June 2011

DOI: 10.1039/c1cs15167c

Oxa-Michael reactions, i.e. addition reactions of oxygen nucleophiles to conjugated systems, have

traditionally received much less attention from the scientific community compared to the addition

of carbon nucleophiles to conjugate acceptor systems (Michael reaction). This was mainly due

to lack of reactivity and selectivity of these reactions. Within the last few years however, there

has been a remarkable increase in publications focussing on method development as well as

applications to natural product synthesis. This tutorial review discusses instructive examples that

have substantially broadened the scope of oxa-Michael reactions.

Introduction

The addition of carbon nucleophiles to conjugate acceptor

systems, which is commonly known as Michael addition, is

nowadays one of the most versatile and widely applied

methods in organic synthesis. Over the last decades, tremen-

dous progress has been made in the fields of stereoselective,

catalytic or broadly applicable Michael reaction protocols,

just to give some examples.1 Until quite recently, hetero-

Michael reactions such as the aza-Michael, sulfa-Michael,

phospha-Michael and oxa-Michael (sometimes also called

oxo- or oxy-Michael) reactions have received considerably

less attention of the synthetic community.2–5 This is rather

astonishing given the fact that the first example of an

oxa-Michael addition, i.e. the addition of an alcohol to a

conjugate acceptor, was published by Loydl as early as 1878

(for nowadays common reaction pathways see Scheme 1).6

Major drawbacks of oxa-Michael reactions typically are

reversibility of the alcohol addition step as well as the

relatively poor nucleophilicity of the employed alcohols. This

renders especially intermolecular oxa-Michael reactions

challenging. On the other hand, this type of reaction offers

tremendous synthetic potential since the products available are

a Bayer Pharma AG, Aprather Weg 18a, D-42113 Wuppertal,Germany. E-mail: [email protected];Fax: +49 202 36 8149; Tel: +49 202 36 5276

bKarlsruher Institut fur Technologie (KIT), Fritz-Haber-Weg 6,Campus Sud, D-76131 Karlsruhe, Germany.E-mail: [email protected]; Fax: +49 721 608 48581;Tel: +49 721 608 42902

Carl F. Nising

Carl Nising was born in 1979in Troisdorf, Germany. Hestudied chemistry at theUniversity of Bonn where hereceived his diploma degree in2003. He then moved to theUniversity of Karlsruhe (TH)where he obtained his PhDunder the supervision ofProfessor Stefan Brase in2006. After performing post-doctoral studies at HarvardUniversity with ProfessorAndrew G. Myers, he joinedBayer Cropscience AG in2007, working in the area of

crop protection research. In July 2011 he moved to BayerPharma AG where he is currently a head of laboratory inmedicinal chemistry. Since 2010 he has also been holding alecturer position at the Karlsruhe Institute ofTechnology (KIT).

Stefan Brase

Stefan Brase studied inGottingen, Bangor (UK) andMarseille and received hisPhD in 1995, after workingwith Armin de Meijere inGottingen. After post-doctoralappointments at UppsalaUniversity (Jan E. Backvall)and The Scripps ResearchInstitute (K. C. Nicolaou),he began his independentresearch career at the RWTHAachen in 1997 (associated toDieter Enders). In 2001, hefinished his Habilitation andmoved to the University of

Bonn as a professor for organic chemistry. Since 2003, he hasbeen a full professor at the Karlsruhe Institute of Technology inGermany. His research interests include methods in drug-discovery (including drug-delivery), combinatorial chemistrytowards the synthesis of biologically active compounds, totalsynthesis of natural products and nanotechnology.

Chem Soc Rev Dynamic Article Links

www.rsc.org/csr TUTORIAL REVIEW

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This journal is c The Royal Society of Chemistry 2012 Chem. Soc. Rev., 2012, 41, 988–999 989

valuable intermediates in organic synthesis. The structural

motif of b-hydroxyketones and a-aminoalcohols can be found

in a variety of natural products and important synthetic

intermediates.7 Moreover, oxa-Michael reactions often grant

efficient access to oxygen-containing heterocycles such as

tetrahydropyrans, chromenes or xanthones which can often

be found within natural products (Fig. 1).8

This prompted us in 2008 to compile a review on oxa-

Michael reactions highlighting the synthetic potential and

limitations of these reactions.9 Since then, the number of

publications dealing with the development of synthetic proto-

cols or the application of oxa-Michael reactions in total

synthesis has increased significantly. For example, various

efficient protocols for organocatalytic oxa-Michael reactions

have been developed (compare Scheme 1, path B) and the

reaction has been successfully embedded in domino reaction

pathways, giving rise to complex heterocyclic systems. In our

opinion, these efforts have substantially broadened the scope

of oxa-Michael reactions. Therefore, this tutorial review aims

at giving an update on the developments in the field within the

last three years. A special focus will be given to (organo)-

catalytic reaction protocols and the application to the synth-

esis of heterocycles and natural products.

New synthetic protocols for oxa-Michael reactions

As outlined in Scheme 1, the oxa-Michael reaction is parti-

cularly suitable for the rapid generation of molecular complexity

when it is embedded in domino reactions. The enolates

generated by addition of alcoholates to conjugate acceptors

are potent nucleophiles which can further react with suitable

electrophiles. Menche et al. used this reactivity to combine

Scheme 1 Common oxa-Michael reaction pathways.

Fig. 1 Synthetic potential of the oxa-Michael reaction.

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990 Chem. Soc. Rev., 2012, 41, 988–999 This journal is c The Royal Society of Chemistry 2012

an oxa-Michael reaction with a Tsuji–Trost coupling

(Scheme 2).10

In this context, readily available homoallylic alcohols 1

react with a conjugate acceptor system 2 giving rise to an

intermediate enolate 3. With the formation of a p-allylcomplex out of the olefinic moiety in 3, an electrophile is

generated which reacts with the previously generated enolate

in an intramolecular allylic substitution reaction leading to

highly substituted tetrahydropyrans 5. This protocol not only

combines an oxa-Michael reaction with a metal-catalyzed

reaction in an unprecedented way, but also generates three

stereogenic centres and thereby rapidly increases molecular

complexity. After much experimentation palladium dibenzyli-

deneacetone (Pd2(dba)3) was identified as one of the suitable

palladium sources together with lithium tert-butoxide as a base.

A selection of tetrahydropyrans that were synthesized employing

nitroolefins as acceptor systems is depicted in Fig. 2. Notably a

high degree of stereocontrol could be achieved given the fact that

up to eight different stereoisomers can potentially be generated in

this process. The already discussed reversibility of oxa-Michael

reactions together with an energetically favoured Zimmerman–

Traxler-type transition state were discussed as key reasons for the

stereocontrol. This seminal work will certainly inspire further

research in the field combining oxa-Michael reactions with other

metal-mediated reactions.

Another key contribution to the field of new synthetic

protocols for the oxa-Michael reaction came from the group

of Feringa. They reported on the direct, non-enzymatic

hydration of enones with high degrees of enantioselectivity

and diastereospecificity.11 Whereas the enzyme-catalyzed

addition of water to conjugate acceptors is well known and

forms part of important processes such as the citric acid cycle,

reports on the non-enzymatic enantioselective addition have

remained very limited.12 Instead, various detour approaches

were developed to overcome the low nucleophilicity of water

and the reversibility of the addition step which prevent high

degrees of stereocontrol. For example, oximes can be used as

water surrogates which display increased nucleophilicity and

can be easily transformed into the target compounds by

reduction.9 A conceptually similar approach is the use of

boron or silicon nucleophiles followed by oxidative cleavage

of the carbon–element bond.13 As part of their studies on

DNA-based asymmetric catalysis, Feringa and coworkers

employed a copper complex which is positioned in close

proximity to a DNA helix through non-covalent interactions.

With this system, a,b-unsaturated acyl imidazoles could be

converted into the corresponding b-hydroxy carbonyl

compounds with up to 72% enantiomeric excess (Scheme 3).

Interestingly, the highest enantiomeric excesses were determined

at low conversion before the reactions reached equilibrium.

Scheme 2 Oxa-Michael/Tsuji–Trost domino reaction.

Fig. 2 Selection of synthesized tetrahydropyrans. Scheme 3 Enantioselective hydration of enones with a DNA catalyst.

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This is due to the reversibility of the water addition step

and the observation that the kinetically preferred

R-enantiomer is also preferentially dehydrated, leading to a

significant decrease in enantiomeric excess after prolonged

reaction times.

By using D2O instead of water, an equilibrium isotope effect

led to even higher conversion and enantiocontrol. Further

investigations of this catalytic system revealed that the

enantioselectivity is depending on the DNA sequence. By

evaluating various self-complementary oligonucleotides it was

established that central AT base pairs gave the best results.

Moreover, all components of the catalytic system (metal

ion, ligand, DNA) seem to be essential for achieving high

reactivity and enantiocontrol. Although the substrate scope

seems to be quite limited for the moment, this work represents

the first example of direct enantioselective oxa-Michael reac-

tions using homogeneous catalysis.

Regarding intramolecular oxa-Michael reactions, an inter-

esting contribution was published by You and coworkers.14

They developed a desymmetrization protocol for cyclohexa-

dienones using chiral phosphoric acids (Scheme 4). After a

preliminary catalyst screening phosphoric acid 10 bearing very

bulky substituents close to the catalytic center was shown to

give the best results. Using optimized reaction conditions, a

variety of cyclohexadienones which are readily available from

aromatic precursors by oxidative dearomatization could be

transformed into the corresponding bicyclic systems with high

yields and enantiomeric excesses.

Interestingly, the substituent at the 4-position of the cyclo-

hexanedione starting material had great influence on the

outcome of the reaction with bulkier substituents lowering

both the enantioselectivity and reactivity. In many cases, the

solid state of the products could be used to further improve the

optical purity in a separate recrystallisation step. In order to

demonstrate the scope of the reaction, an intermediate

obtained through the desymmetrization reaction was used

for an efficient asymmetric synthesis of the natural products

Cleroindicin C, D and F. Regarding possible binding modes

the authors referred to the common bifunctional catalyst

model for chiral phosphoric acids which implies that catalyst

10 forms hydrogen bonds via the acidic proton and the PQO

moiety.15

Organocatalytic oxa-Michael reactions

The majority of contributions to the field of oxa-Michael

reactions in recent years are dealing with organocatalytic

oxa-Michael reaction protocols. This is mainly due to the fact

that organocatalysis has rapidly evolved over the last decade

and that conjugate acceptors which are the starting materials

for oxa-Michael reactions offer various possibilities for

organocatalytic activation (see Scheme 1). Therefore, organo-

catalysis was used to address the open challenge of water

addition to conjugate acceptors, mostly by employing

surrogates with higher nucleophilicity such as oximes or

hydrogen peroxide. On the other hand, oxa-Michael reactions

were often embedded in organocatalytic reaction cascades,

making use of nucleophilic intermediates formed as oxa-

Michael reaction products (Scheme 1). Due to the plethora

of publications in this area we will only discuss a selection in

this review.16

Cordova and coworkers successfully combined an organo-

catalytic oxa-Michael reaction with transition-metal catalysis

for the synthesis of dihydrofurans. The concept of this trans-

formation is depicted in Scheme 5.

It was envisaged that amine catalyzed oxa-Michael reaction

between propargylic alcohols and a,b-unsaturated aldehydes

would lead to enamine intermediates 11 and ent-11. Although

this reaction would typically be reversible and thus lead to low

Scheme 4 Desymmetrization of cyclohexadienones with Brønsted

acids.

Scheme 5 Domino oxa-Michael/carbocyclization reaction.

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992 Chem. Soc. Rev., 2012, 41, 988–999 This journal is c The Royal Society of Chemistry 2012

yields and low stereocontrol, it was reasoned that an ensuing

transition-metal-catalyzed carbocyclization would push the

equilibrium towards C–O bond formation and thus render

the oxa-Michael reaction irreversible. Moreover, it was

expected that enamine 11 would react faster in the carbo-

cyclization step than ent-11 due to less steric hindrance.

Therefore, this process would also represent an example of

organo-catalyzed dynamic kinetic resolution.17 Final isomeri-

zation would then lead to the desired chiral dihydrofurans 12.

After screening various metal sources and chiral amines, a

combination of palladium chloride and amine 13 was

established as the optimal combination (Scheme 6). With this

combination in hand, a variety of a,b-unsaturated aldehydes

could be reacted with propargylic alcohol giving good yields

and excellent stereocontrol.

However, using secondary or tertiary propargylic alcohols

turned out to be more problematic leading to lower yields and

mixtures of diastereoisomers due to the introduction of a

second stereogenic centre.

In an effort to employ alkynals instead of enals in organo-

catalytic domino reactions, Wang and coworkers developed an

efficient access to 4H-chromenes.18 It was reasoned that initial

oxa-Michael addition to an iminium intermediate would lead

to a chiral allenamine which could then act as a nucleophile in

a second reaction step (Scheme 7). Although this approach is

certainly reminiscent of the well-known iminium–enamine

domino reaction using enals, it was complicated by the fact

that alkynals are difficult substrates due to their high reactivity.

Furthermore, chiral allenamines as intermediates are certainly

less studied compared to enamines.

In order to implement this proposed reaction mechanism,

2-(E)-(2-nitrovinyl)phenols 14 were chosen as starting materials

together with a selection of substituted alkynals 15 (Scheme 8).

With these substrates, the reaction leads to 4H-chromenes

featuring one newly generated stereogenic centre as well as

synthetically versatile aldehyde and nitro functionalities. After

optimisation of the reaction conditions and catalyst screening

diarylprolinol silyl ethers turned out to be most effective with

toluene as the optimal solvent. With these conditions in hand,

the scope of the reaction could be further investigated.

It turned out that alkynals bearing aromatic or aliphatic

substituents could be transformed with high yields and

enantiomeric excesses. The same was true for 2-(E)-

(2-nitrovinyl)phenols, where a broad substitution pattern on

the aromatic ring was tolerated. This protocol nicely demon-

strates the power of organocatalytic oxa-Michael reactions

embedded in domino processes for the rapid construction of

molecular complexity.

In further work, the same group extended this concept of

iminium–allenamine chemistry to the oxa-Michael–aldol reaction

between ethyl-2-(2-hydroxyphenyl)-2-oxoacetates and alkynals

to yield 4H-chromenes bearing a quaternary stereogenic centre.19

When taking a closer look at the reaction in Scheme 8 it

becomes obvious that the combination of a salicylic aldehyde

derivative, be it in the form of an ester, imine or nitrovinyl

derivative (as shown) with any kind of conjugate acceptor

(enal, alkynal or nitroolefin), offers an interesting toolbox for

the synthesis of various chromenes through for example

oxa-Michael/aldol, oxa-Michael/aza-Baylis–Hillman or oxa-

Michael/Michael reactions. Indeed, various groups have

worked in this field resulting in numerous publications.19

Aleman and coworkers have published the organo-

catalyzed oxa-Michael/aza-Baylis–Hillman reaction between

salicyl N-tosylimine and alkynals, also using diaryl prolinol

silyl ethers as catalysts (Scheme 9).20

Using this protocol, various 4-amino-4H-chromenes could

be synthesized with high yields and enantiomeric excesses.

In a conceptually similar approach, Xu and coworkers

developed an organocatalytic, enantioselective synthesis of

3-nitro-2H-chromenes through oxa-Michael/Henry reaction

between salicylic aldehydes and nitroolefins (Scheme 10).21

Interestingly, by screening various organocatalysts it turned

Scheme 6 Scope of the domino oxa-Michael/carbocyclization reaction.

Scheme 7 Iminium–allenamine domino reaction.

Scheme 8 Scope of the domino oxa-Michael/Michael reaction for the

synthesis of 4H-chromenes.

Scheme 9 Domino oxa-Michael/aza-Baylis–Hillman reaction.

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out that pyrrolidine–thioimidazole catalyst 18 gave the best

results with regard to yield and enantiomeric excess, whereas

previously discussed diarylprolinol silyl ethers (compare 16,

Scheme 8) turned out to be inefficient. Moreover, benzoic acid

was necessary as a cocatalyst to achieve meaningful enantio-

meric excesses. This was explained with a dual role of catalyst

18. On the one hand, it seems to be involved in the iminium

activation of the aldehyde moiety, which is favoured by the

acid cocatalyst. On the other hand, the basic thioimidazole

moiety could serve to deprotonate the phenolic portion and

thereby promote the oxa-Michael reaction. Under optimized

reaction conditions, several salicylic aldehydes and nitroolefins

could be reacted with medium to good yields and enantiomeric

excesses.

As we have discussed before, the choice of alcohols for oxa-

Michael reactions is often limited to surrogates with higher

reactivity such as phenols or oximes. Consequently, publica-

tions on the application of aliphatic alcohols in oxa-Michael

reactions have remained rather scarce.9 In this context, Vicario

and coworkers recently developed a one-step domino

reaction employing the dihydroxyacetone dimer and various

a,b-unsaturated aldehydes leading to hexahydrofuro[3,4-c]-

furans.22 This reaction is remarkable in several ways. First

of all, four stereogenic centers are formed with a high degree of

stereocontrol. Moreover, a ketone serves as an internal

electrophile whereas in most cases aldehydes are used due to

their higher reactivity. The proposed reaction pathway of this

transformation is depicted in Scheme 11.

The reaction starts with the formation of iminium

intermediate 19, followed by oxa-Michael addition of

dihydroxyacetone which is liberated by retro-dimerization of

dihydroxyacetone dimer 20. The resulting enamine 21 then

reacts in an intramolecular aldol reaction to give furan 22.

Hydrolysis followed by intramolecular hemiacetal formation

then leads to the final hexahydrofuro[3,4-c]furans. In this

reaction pathway, an acid additive such as benzoic acid is

needed to facilitate iminium formation as well as for the

activation of the ketone moiety in intermediate 21. Notably,

the high degrees of stereocontrol observed in this process were

explained by either the fast aldol reaction of 21 or a dynamic

kinetic resolution process (compare Scheme 5) in order to

overcome the reversibility of the oxa-Michael reaction and the

resulting configurational instability. Using optimised reaction

conditions, a variety of enals could be reacted with the

dihydroxyacetone dimer in good yields and excellent stereo-

control (Scheme 12).

In our 2008 review on oxa-Michael reactions we presented

several examples in which water surrogates such as oximes

Scheme 10 Domino oxa-Michael/Henry reaction for the synthesis of

3-nitro-2H-chromenes.

Scheme 11 Reaction pathway for the formation of hexahydrofuro[3,4-c]furans.

Scheme 12 Scope of the hexahydrofuro[3,4-c]furan synthesis.

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994 Chem. Soc. Rev., 2012, 41, 988–999 This journal is c The Royal Society of Chemistry 2012

were used as starting materials due to their higher reactivity.

Shortly after, List and coworkers published an interesting

procedure in which hydrogen peroxide is used in an

organocatalytic oxa-Michael addition to acyclic aliphatic

a,b-unsaturated ketones.23 In the context of developing

enantioselective epoxidation protocols employing hydrogen

peroxide as an oxidant, they realized that peroxyhemiketals

which are formed by oxa-Michael addition of hydrogen

peroxide to the activated enone can be reduced to b-hydroxy-ketones in a one-pot protocol (Scheme 13).

Thus, treatment of enones with catalytic amounts of

cinchona alkaloid derived primary amine 26 (as its salt),

followed by addition of excess hydrogen peroxide, led to

intermediate peroxyhemiketals with high degrees of enantio-

selectivity. These peroxyhemiketals were directly reduced to

the corresponding b-hydroxyketones using triethyl phosphite

in medium yields over two steps. It is interesting to note that

this procedure represents an interesting alternative to proline-

catalyzed aldol reactions which are challenging in the case of

a-unsubstituted aldehydes.

The use of oximes as nucleophiles in (organo)catalytic

oxa-Michael reactions has been pioneered by Jacobsen and

Jørgensen and was already discussed in our previous review.9

In an extension to these studies, Xiao et al. established a useful

protocol for the addition of oximes to b-nitroacrylates(Scheme 14).24 Under optimised reaction conditions, various

aliphatic or aryl b-nitroacrylates can be reacted with p-methoxy-

benzaldehyde oxime in good yields and enantiomeric excesses.

Importantly, the geometry of b-nitroacrylates has a strong

influence on yield and stereocontrol with the (Z)-configuration

giving superior results. The resulting b-nitroesters are versatilesynthetic intermediates since their nitro, ester and alcohol

functionalities offer various options for further derivatization.

Consequently, b2,2-amino acids, oxazolidin-2-ones and

b-lactams could be synthesized in subsequent steps.

N-Heterocyclic carbenes (NHCs) have recently emerged as

broadly applicable organocatalysts in various transformations.25

Scheidt and coworkers have applied NHCs in a highly intriguing

intermolecular oxa-Michael addition of alcohols to various

a,b-unsaturated ketones.26 After optimization it was established

that catalytic amounts of azolium salt 28 (IMes�HCl) in combi-

nation with n-butyllithium and lithium chloride generated the

corresponding b-alkoxy ketones in good yields. As shown in

Scheme 15, a variety of primary and secondary alcohols can be

employed, whereas tertiary alcohols are not suitable substrates,

presumably due to steric hindrance.

The use of a chiral secondary alcohol led to a mixture of

diastereomers, thereby indicating the lack of stereocontrol in

this process. In further studies, it could be established that also

a diverse set of conjugate acceptors can be used, including

substituted enones, a,b-unsaturated esters as well as

b-substituted ynones, thereby demonstrating a broad scope.

With regard to the reaction mechanism, it was postulated that

NHC 28 reacts as a Brønsted base, thus forming an NHC–

alcohol complex (A, Scheme 16).

This complex enables the 1,4-addition of the alcohol giving

rise to enolate B and an imidazolium ion. The lithium counter

ion presumably activates the enone and stabilizes the resulting

enolate. Protonation of the enolate gives rise to the final

product and regenerates the NHC. Interestingly, control

experiments using n-butyllithium without 28 revealed that

significantly lower amounts of the product were formed

together with various side products, underlining the importance

of the NHC. Further studies were directed towards employing

Scheme 13 Synthesis of b-hydroxyketones via peroxyhemiketals.

Scheme 14 Enantioselective addition of oximes to b-nitroacrylates.

Scheme 15 NHC-catalyzed intermolecular oxa-Michael addition.

Scheme 16 Postulatedmechanism of the NHC-catalyzed intermolecular

oxa-Michael reaction.

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This journal is c The Royal Society of Chemistry 2012 Chem. Soc. Rev., 2012, 41, 988–999 995

chiral NHCs in an enantioselective version of this reaction.

However, only low enantiomeric excesses (10–11%) could be

realized so far. All in all, this work can be seen as a further

milestone in oxa-Michael reactions since it displays a broad

substrate scope, mild reaction conditions and employs a

readily available NHC catalyst. Further applications of this

protocol in the context of domino reactions or natural product

synthesis can certainly be expected in the near future.

Synthesis of oxygen-containing heterocycles

Flavanones are important scaffolds in the context of anti-

tumor and anti-inflammatory therapeutic agents. Moreover,

they can serve as valuable intermediates for pharmaceutical

compounds. Recently, Scheidt and coworkers reported an

organocatalytic enantioselective synthesis of flavanones from

activated a,b-unsaturated ketones using thiourea catalysts.9,27

Feng and coworkers have developed a highly efficient access to

flavanones also using activated a,b-unsaturated ketones and a

chiral nickel (II) complex.28 Optimisation of catalysts and

ligands revealed that N,N0-dioxide complexes based on proline

derivatives as ligands and nickel trifluoroacetylacetonate

(Tfacac) as the metal salt gave the best results. Under these

optimised conditions, a,b-unsaturated ketones with variations

in the phenolic moiety as well as in the olefinic moiety are

suitable substrates for the oxa-Michael reaction (Scheme 17).

Following decarboxylation in a one-pot procedure, flavanones

are obtained in good yields and excellent enantiomeric excesses.

With regard to the efficient synthesis of heterocycles, the

oxa-Michael reaction has proven to be particularly useful for

the synthesis of tetrahydropyran moieties. Consequently, the

reaction has also been used in the total synthesis of complex

natural products.9 Fuwa et al. have published a highly efficient

synthesis of tetrahydropyrans based on a domino olefin cross-

metathesis/intramolecular oxa-Michael reaction.29 The basic

concept of this reaction is that cross-metathesis between a

hydroxy alkene and an enone generates a hydroxy enone

which is then capable of intramolecular oxa-Michael addition.

At this point it was envisioned that promotion of the oxa-

Michael reaction step would require an additional base or a

Lewis acid in order to activate the hydroxy function or a

carbonyl group. However, further optimization showed that

d-hydroxy olefins and vinyl ketones are transformed directly

into the corresponding tetrahydropyrans by using the Hovey-

da–Grubbs second generation catalyst (30) and heating the

reaction mixture in a microwave oven (Scheme 18).

Under the optimized conditions, various tetrahydropyrans

could be synthesized with good yields and high diastereo-

selectivity with 2,6-cis-tetrahydropyrans being the major

isomer. Control experiments indicate that this diastereo-

control originates from kinetic control since the reaction

products do not equilibrate under the reaction conditions.

The role of the cross-metathesis catalyst in the oxa-Michael

reaction also deserves further comment. Further control

experiments with an isolated hydroxy enone (which is

generated in the cross-metathesis step) in the presence of 30

did not yield any product, whereas the same reaction in the

presence of styrene and methyl acrylate gave the target

product in good yield and diastereomeric excess. These results

indicate that an active ruthenium species is generated in situ

during the cross-metathesis step. A successful application

of this protocol for the synthesis of a functionalized bis-

tetrahydropyran was also demonstrated underlining the

versatility of the reaction for natural product synthesis.

Chromans also represent an important class of oxygen

heterocycles since they are present in numerous naturally

occurring structures with biological relevance.30 In the context

of their investigations of phosphine-catalyzed reactions

between salicylaldehydes with allenic ketones and esters, Shi

and coworkers developed an interesting access to functionalized

chromans.31 Reaction of salicylaldimines or salicylaldehydes

with ethyl 2,3-butadienoate catalyzed by tributylphosphine

gives rise to functionalized chromans in good yield and

under mild conditions, albeit with low control of the E/Z-

ratio (Scheme 19).

Scheme 17 Synthesis of flavanones by the Ni(II)-N,N0-dioxide complex.

Scheme 18 Domino cross-metathesis/oxa-Michael reaction.

Scheme 19 Synthesis of functionalized chromans.

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996 Chem. Soc. Rev., 2012, 41, 988–999 This journal is c The Royal Society of Chemistry 2012

In the case of salicylic aldehydes however, E-configurated

chromans were formed exclusively. With regard to the reaction

mechanism, little details have been available so far. Never-

theless, it was postulated that the reaction is initiated by

addition of the phosphine to the allene moiety forming a

zwitterionic intermediate. This intermediate then reacts in a

sequence of nucleophilic addition, oxa-Michael reaction and

phosphine elimination to yield the final products.

Natural product synthesis

Since our initial review, a number of total syntheses of natural

products have been reported using oxa-Michael reactions. The

most important molecules published between 2008 and 2011

are presented in Fig. 3. Due to the large number of relevant

publications, we will only discuss some representative

examples here.32–63

In 2009, Imagawa and Nishizawa et al. reported an

elegant total synthesis of the neurotrophic natural product

neovibsanin B (30).32 One of the key steps in their synthesis is a

domino oxa-Michael/lactonization reaction which was triggered

through fluoride-mediated cleavage of a silyl protecting group

(Scheme 20). This is one of several examples in which depro-

tection of silyl ethers with fluoride sources in the presence

of enone systems directly yields the corresponding oxa-

Michael products.33 This can be explained by the fact that

fluoride-mediated deprotection gives rise to a nucleophilic

alcoholate intermediate which then reacts in an intramolecular

oxa-Michael reaction. In fact, this method seems to be quite

general and should be strategically used in the context of total

synthesis endeavours.

As detailed in the previous chapter, organocatalytic domino

reactions including an oxa-Michael addition step are highly

efficient methods for the synthesis of chromene scaffolds. In

Fig. 3 Selected natural products synthesized using oxa-Michael reactions.

Scheme 20 Total synthesis of neovibsanin B (30).

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this context, Hong et al. applied a quadruple organocatalytic

oxa-Michael/Michael/Michael/aldol-reaction to the straight-

forward total synthesis of the marine metabolite (+)-conicol

(31, Scheme 21).34

In a key step, organo-catalyzed oxa-Michael/Michael

reaction between a suitably substituted 2-(E)-(2-nitrovinyl)-

phenol and 3-methylbut-2-enal led to the corresponding

benzo[c]chromene in excellent yield and enantiomeric excess.

This chromene could then be submitted to a second organo-

catalyzed domino reaction using the same catalyst as before.

In this step, domino Michael/aldol reaction between the

chromene and 4,4-dimethoxy-but-2-enal led to the complete

carbon skeleton of conicol. Importantly, the above mentioned

reaction steps could be combined in one pot, with similar yield

and enantiomeric excess. With the advanced intermediate in

hands, the natural product could be synthesized by means

of several functional group transformations. Again, this

impressive synthesis demonstrates the power of domino

oxa-Michael reactions for the efficient synthesis of oxygen-

containing heterocycles.

In 2006, the disclosure of the cortistatins, a class of

antiproliferative natural products, marked a revival of

steroid-based anticancer lead compounds. Their fascinating

molecular architecture which incorporates a signature abeo-

9(10-19)-androstane-type skeleton together with the impressive

biological activity triggered significant activities by the

synthetic community.35 Consequently, Nicolaou and Chen

developed a synthetic access to cortistatins A and J as well

as analogues thereof.36 In order to build up the central

oxacyclic ring system, they employed an intramolecular

domino oxa-Michael/aldol reaction between a b-hydroxycarbaldehyde and an attached cyclohexenone moiety

(Scheme 22). This base-induced reaction gives rise to an

intermediate incorporating the central cortistatin core in good

yields. Further reactions then led to the final natural products.

Another interesting example for the application of intra-

molecular oxa-Michael reactions in total synthesis comes from

the group of Stratakis.37 In the context of their biosynthesis-

inspired total syntheses of the mycotoxins longianone, patulin

and isopatulin, an oxa-Michael/lactonization sequence was

used for the synthesis of longianone (33, Scheme 23).

Although syntheses of these compounds have been devised

before, these molecules still pose significant synthetic

challenges despite their seemingly simple architecture.

The substrate for the key oxa-Michael reaction, keto enoate

32, is available in two steps from a readily available furan

Scheme 21 Total synthesis of (+)-conicol (31).

Scheme 22 Domino oxa-Michael/aldol reaction in the total synthesis of cortistatins.

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998 Chem. Soc. Rev., 2012, 41, 988–999 This journal is c The Royal Society of Chemistry 2012

precursor. Reaction of 32 with tetra-n-butylammonium

fluoride (TBAF) rapidly results in the formation of an inter-

mediate dihydrofuranone (not shown) which further reacts to

the spirobicyclic compound by lactonization in the presence of

a base. Interestingly, TBAF again turned out to be unique in

its capability to promote the oxa-Michael addition whereas

various acids or bases primarily led to decomposition. The

advanced intermediate could then be transformed into long-

ianone (33) in only one additional oxidative step.

Drug-like molecules and other bioactive molecules

Besides the synthesis of natural products, the oxa-Michael

reaction has been used for drug-like molecules and other

bioactive molecules as well for the synthesis of natural

products analogues/fragments (see e.g. Fig. 4).

The Sodeoka group was able to use the oxa-Michael

reaction for the synthesis of a DEFG-model of the complex

natural product Physalin B.58

In a combinatorial approach, Kapeller and Brase synthe-

sized a number of cannabinoid-like structures using a domino-

oxa-Michael reaction on solid supports.59

Summary and outlook

In this tutorial review we have demonstrated that the oxa-

Michael reaction is an extremely powerful and versatile tool

for the rapid construction of cyclic and acyclic oxygen-

containing building blocks. Although the reaction has been

known for a long time it needs to be stated that the field is far

away from being mature. Overcoming the inherent reactivity

and reversibility issues are only two out of several challenges

discussed before. In our last review from 2008 we stated that

‘‘it can be expected that the true value of this reaction for the

synthesis of carbon-oxygen bonds and heterocyclic moieties

has only started to be revealed’’. The marked increase in

publications dealing with oxa-Michael reactions since then

indicates that this assumption has already turned out to be

correct. Further exciting developments that will further broaden

the scope of the oxa-Michael reaction can be expected in the

near future.

Notes and references

1 T. Tokoroyama, Eur. J. Org. Chem., 2010, 2009; S. Mukherjee,J. W. Yang, S. Hoffmann and B. List, Chem. Rev., 2007, 107, 5471;J. Christoffers, G. Koripelly, A. Rosiak and M. Rossle, Synthesis,2007, 1279.

2 For instructive reviews on aza-Michael reactions, see: D. Enders,C. Wang and J. X. Liebich, Chem.–Eur. J., 2009, 15, 11058;J. L. Vicario, D. Badia, L. Carrillo, J. Etxebarria, E. Reyes andN. Ruiz, Org. Prep. Proced. Int., 2005, 37, 513.

3 For sulfa-Michael reactions, see: D. Enders, K. Luttgen andA. A. Narine, Synthesis, 2007, 959.

4 For phospha-Michael reactions, see: D. Enders, A. Saint-Dizier,M. I. Lannou and A. Lenzen, Eur. J. Org. Chem., 2006, 29.

5 In addition to the term oxa-Michael reaction, the terms oxy- and oxo-Michael reaction are also used in the literature. For simplification, theterm oxa-Michael reaction will be used exclusively in this review.

6 F. Loydl, Justus Liebigs Ann. Chem., 1878, 192, 80.7 B. Schetter and R. Mahrwald, Angew. Chem., Int. Ed., 2006,45, 7506.

8 Y. Tang, J. Oppenheimer, Z.-L. Song, L.-F. You, X.-J. Zhang andR. P. Hsung, Tetrahedron, 2006, 62, 10785.

9 C. F. Nising and S. Brase, Chem. Soc. Rev., 2008, 37, 1218; seealso: L. Hintermann, Top. Organomet. Chem., 2010, 31, 123.

10 L. Wang, P. Li and D. Menche, Angew. Chem., Int. Ed., 2010,49, 9270.

11 A. J. Boersma, D. Coquiere, D. Geerdink, F. Rosati, B. L. Feringaand G. Roelfes, Nat. Chem., 2010, 2, 991.

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47, 7917.14 Q. Gu, Z. Rong, C. Zheng and S. You, J. Am. Chem. Soc., 2010,

132, 4056.15 T. Akiyama, Chem. Rev., 2007, 107, 5744.16 For a review on organocatalytic domino reactions, see: D. Enders,

C. Grondal and M. R. M. Huttl, Nat. Chem., 2010, 2, 167.17 H. Pellissier, Adv. Synth. Catal., 2011, 353, 659.18 X. Zhang, S. Zhang and W. Wang, Angew. Chem., Int. Ed., 2010,

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12, 4948; (b) Ball-milling: E. C. Gerard, H. Sahin, A. Encinas andS. Brase, Synlett, 2008, 2702; (c) New catalysts: S. Ay,E. C. Gerard, M. Shi and S. Brase, Synlett, 2010, 128.

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22 E. Reyes, G. Talavera, J. L. Vicario, D. Badıa and L. Carrillo,Angew. Chem., Int. Ed., 2009, 48, 5701.

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29 H. Fuwa, K. Noto and M. Sasaki, Org. Lett., 2010, 12, 1636.

Scheme 23 Total synthesis of longianone (33).

Fig. 4 Selected drug-like molecules.

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30 S. Brase, A. Encinas, J. Keck and C. F. Nising, Chem. Rev., 2009,109, 3903.

31 Y.-W. Sun, X.-Y. Guan and M. Shi, Org. Lett., 2010, 12, 5664.32 H. Imagawa, H. Saijo, T. Kurisaki, H. Yamamoto, M. Kubo,

Y. Fukuyama and M. Nishizawa, Org. Lett., 2009, 11, 1253.33 Y. Kaburagi and Y. Kishi, Org. Lett., 2007, 9, 723.34 B.-C. Hong, P. Kotame, C.-W. Tsai and J.-H. Liao, Org. Lett.,

2010, 12, 776; see also: P. Kotame, B.-C. Hong and J.-H. Liao,Tetrahedron Lett., 2009, 50, 704.

35 Cortistatin A: review: C. F. Nising and S. Brase, Angew. Chem.,Int. Ed., 2008, 47, 9389; A. R. Hardin Narayan, E. M. Simmonsand R. Sarpong, Eur. J. Org. Chem., 2010, 3553.

36 Cortistatin A: K. C. Nicolaou, X.-S. Peng, Y.-P. Sun, D. Polet,B. Zou, C. S. Lim and D. Y.-K. Chen, J. Am. Chem. Soc., 2009,131, 10587.

37 Longianone: I. N. Lykakis, I.-P. Zaravinos, C. Raptis andM. Stratakis, J. Org. Chem., 2009, 74, 6339.

38 Neovibsanin B: H. Imagawa, H. Saijo, T. Kurisaki, H. Yamamoto,M. Kubo, Y. Fukuyama andM. Nishizawa,Org. Lett., 2008, 11, 1253.

39 Conicol: B.-C. Hong, P. Kotame, C.-W. Tsai and J.-H. Liao, Org.Lett., 2009, 12, 776.

40 Cryptocaryolone: X. Wang, W. Wang, H. Zheng, Y. Su, T. Jiang,Y. He and X. She, Org. Lett., 2009, 11, 3136.

41 Exiguolide: H. Fuwa, T. Suzuki, H. Kubo, T. Yamori andM. Sasaki, Chem.–Eur. J., 2011, 17, 2678.

42 (�)-Centrolobine: H. Fuwa, K. Noto and M. Sasaki, Heterocycles,2011, 82, 641.

43 Aspergillide A and B: H. Fuwa, H. Yamaguchi and M. Sasaki,Tetrahedron, 2010, 66, 7492.

44 Abysssinones: R. L. Farmer, M. M. Biddle, A. E. Nibbs,X. Huang, R. C. Bergan and K. A. Scheidt, ACS Med. Chem.Lett., 2010, 1, 400.

45 Neopeltolide: K. Kim, H. Park and J. Hong, Angew. Chem., Int.Ed., 2009, 48, 7577.

46 Diversonol: M. Brohmer, E. M. Bourcet, M. Nieger and S. Brase,submitted.

47 Blennolide C: E. M. C. Gerard and S. Brase, Chem.–Eur. J., 2008,14, 8086.

48 Desoxydiversonol: N. Volz, M. Brohmer, M. Nieger and S. Brase,Synlett, 2009, 550.

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52 Cyanolide A macrolactone: A. K. Hajare, V. Ravikumar,S. Khaleel, D. Bhuniya and D. S. Reddy, J. Org. Chem., 2011,76, 963.

53 Cyanolide A: H. Kim and J. Hong, Org. Lett., 2010, 12, 2880.54 Mevinic Acid Analog: T. S. Reddy, D. K. Reddy,

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55 3-Epi jaspine B: G. S. Rao, N. Sudhakar, B. V. Rao andJ. S. Basha, Tetrahedron: Asymmetry, 2010, 21, 1963.

56 (+)-Polyrhacitide A: (a) J. S. Yadav, G. Rajendar, B. Ganganna andP. Srihari, Tetrahedron Lett., 2010, 51, 2154; (b) D. K. Mohapatra,E. Bhimireddy, P. S. Krishnarao, P. P. Das and J. S. Yadav, Org.Lett., 2011, 13, 744.

57 Polyrhacitide A: S. Ghosh and C. Nageswara Rao, TetrahedronLett., 2010, 51, 2052.

58 DFGH-ring of Physalin: M. Ohkubo, G. Hirai and M. Sodeoka,Angew. Chem., Int. Ed., 2009, 48, 3862.

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60 Berkelic acid: (a) D. K. Rathwell, S.-H. Yang, K. Y. Tsang andM. A. Brimble, Angew. Chem., Int. Ed., 2009, 48, 7996;(b) Z. Wilson and M. A. Brimble, Org. Biomol. Chem., 2010,8, 1284.

61 Clavosolide tetrahydropyran ring: R. W. Bates and P. Song,Synthesis, 2010, 2935.

62 C1–C13 fragment of bistramide A: M.-A. Hiebel, B. Pelotier andO. Piva, Tetrahedron Lett., 2010, 51, 5091.

63 Tetrahydropyran subunit (C8–C20 fragment) of (�)-dactylolideand (�)-zampanolide: C. R. Reddy and B. Srikanth, Synlett, 2010,1536.

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