AOlO FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR … · 2019-07-26 · FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2007 l. Person Reporting (last name, first, middle initial)

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POSITION NAME OF QRQANIZATION/ENTITY

PARTIES AND TERMS

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AOlO Rev. 112008

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2007

l. Person Reporting (last name, first, middle initial) 2. Court or Organization

HULL, FRANK M U.S.CT OF APPEALS-I !TH CIRCUIT

4. Title (Article Illjudges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date U.S.CT OF APPEALS JUDGE-ACTIVE D Initial (lJ Annual D

Sb. (lJ Amended Report Final

Report Required by the Ethics in Government Act of l 978 (5 U.S.C. app. §§ 101-1 ll)

3. Date of Report

05/09/2008

6. Reporting Period

01/01/2007

to

12/31/2007

7. Chamben or Office Address 8. On the basis of the Information contained in this Report and any modifications pertaining thereto, It Is, in my opinion, In compliance

U.S. Court of Appeals with applicable laws and regulations.

56 Forsyth Street, NW Atlanta, GA 30303

Reviewing Officer

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

Date

I. POSITIONS. (Reporting Individual only; see pp. 9-13 off/ling Instructions.)

0 NONE (No reportable positions.)

I. Guardian/Trustee/Custodian Stock & Bond Accts

2.

CJ [ZJ NONE (No reportable agreements.)

I.

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. U-16 off/ling Instructions.) ..., , -rt

rT1 0 N

.......CJ

N rn��. ...J -;:::ci -rrl < oJ:-

· )> rn

SOURCE

SOURCE AND TYPE

I.

I.

2.

3.

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 2of17 HULL, FRANK M 05/09/2008

III. NON-INVESTMENT IN COME, (Reporting individual and spouse; see pp. 17-24 of filing instructions:)

A. Filer's Non-Investment Income

[Z] NONE (No reportable non-investment income.)

AND TYPE INCOME (yours, not spouse's)

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.)

0 NONE (No reportable non-investment income.)

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)

[Z] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

5.

I./ I

CREDITOR DESCRIPTION YALUECODE

4.

Name of Penon Reporting Date of Report

HULL, FRANK M 05/09/2008


Page 3of17

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

D NONE (No reportable gifts.)

SOURCE

I. American College of Construction Lawyers

2.

3.

DESCRIPTION VALUE

Annual conference fees waived for Judge $ 990.00

5.

VI, LIABILITIES. (Includes //rose of spouse and dependent clrildren; see pp. 32-33 of filing Instructions.)

NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

JParcel

D.

(I) (5)

3.

4.



VII. INVESTMENTS and TR US TS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) A. B. c.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (I) (2) (2) (3) (4) Place "(X)" after each asset

exempt from prior disclosure

Amount Code I (A-H)

Type (e.g.,

div., rent,

or int.)

Value

Code 2 (J-P)

Value

Method

Code 3 (Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

Month-

Day

Value

Code 2 (J-P)

Gain

Code I (A-H)

Identity of

buyer/seller

(if private

transaction)

I. Undev. Real Estate: None M w

2. Real Estate: 3: WW) None L w

Real Estate (Parcel 2: WW) None L w

Real Estate:-Parcel I: WW) None P l w

5. Real Estate: interest)

Property ( 18% None L w

6. ollowmg stoc s :

RA ACCT (with

7. -Adobe Sys Del None J T

8. -Allergan A Int./Div. J T

9. -American Express A Int./Div. J T

10. -AmGen Inc D Int./Div. Sell 2126 J D

11. -BJ Services Co A Int./Div. "J T

12. -WR Berkley Corp A Int./Div. J T

13. -Becton Dickinson Co A Int./Div. J T Buy 3/1 J

14. -Caremark Rx Inc c Int./Div. Sell 2126 J c

15. -Citigroup Inc. A Int./Div. Sell 2126 J A

16. -Constellation Brands Inc None Sell 8/17 J

17. -CVS Caremark Corp A Int./Div. J T Buy 8/17 J

I. Income Gain Codes: A =$1,000 or less B =S 1,00 I - $2,500 c =$2,501 -$5,000 D =$5,001 • $15,000 E =$15,001 -$50,000 (See Columns BI and D4) F=$50,00I -$100,000 G =$100,001 -Sl,000,000 HI =SI ,000,001 -$5,000,000 H2 =More tbao $5,000,000

2. Value Codes J =$15,000 or less K =$15,001-$50,000 L =$50,001 -S 100,000 M =$100,001-$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Columo C2) U =Book Value V =Other W =Estimated


Page 5of17

Name of Person Reporting

HULL, FRANK M

Date of Report

05/09/2008

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent c11udren: see pp. 14-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.



(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code l div., ren Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

18. -CSX Corp c Int./Div. Sell 8/17 1 c

19. -Embraer Empresa Bras None 1 T

20. -Genentech Inc None 1 T

21. -Google Inc None J T Buy 3/1 1

22. -Honeywell Intl A Int./Div. J T

23. -McAfee Inc A Int./Div. Sell 2126 J A

24. -MEMC Electr Matis None K T

25. -Microchip Technology A Int./Div. J T Buy 8/17 J

26. -Molex Inc Buy 3/1 J

27. -Molex Inc None Sell 8/17 J

28. -News Corp A Int./Div. J T

29. -Nokia Corp A Int./Div. K T

30. -SAP AKGSL TT A Int./Div. Sell 2126 J A

31. -Schlumberger Ltd A Int./Div. 1 T

32. -Starwood Htls & Resorts A Int./Div. 1 T

33. -Stryker Corp A Dividend J T

34. -Thermo Fisher Scientific Inc None J T Buy 3/1 1

l. Iacome Gain Codes: A =$1,000 or less B =$1,00 I • $2,500 C -=$2,50 I - $5,000 D =$5,001 • $15,000 E =$15,001 - $50,000

(See Columns BI and 04) F =$50,001 -$100,000 G =SI00,001 -Sl,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 2. Value Code> J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $I 00,000 M =$100,001 -$250,000

(See Columns CI and 03) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001-$50,000,000 P4 =More than $50,000,000


(See Column C2) U =Book Value V =Other W =Estimated

ACCT#2(with .



VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes1hose of spouse and dependent children; see pp. 14-60 of filing instructions.)


A. B. c. Description of Assets Income during Gross value at end of


(I) (2) (I) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

35. -Thomas & Betts None J T Buy

36. -Transocean Inc B Int./Div. K T

37. -URS Corp None J T Buy

38. -Webex Communications Buy

39. -Webex Communications A Int./Div. Exchange

40. -Wellpoint Inc None J T Buy

41. -Zimmer Holdings None J T

42. -US Treasury Note None Redeem

44. -Adobe Sys None L T

45. -Allergan A Int./Div. K T

46. -America Movil SAB A Int./Div. J T Buy

47. -American Express Co B Int./Div. L T

48. -Amgen Inc E Int./Div. Sell

49. -Arch Coal A lnt./Div. K T

50. -WR Berkley Corp Sell

51. -Biomet Inc. D Int./Div. Sell

1. Inco me Gain Codes: A =St,000 or less B =$1,001 • $2,500 C =$2,501 - $5,000

(See Columns Bl and 04) F =$50,001 • $100,000 G =$100,001 • $1,000,000 HI =$1,000,001-$5,000,000 2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,00 I - $I 00,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,00 I • S 1,000,000 Pl =$1,000,001 • $5,000,000

P3 =$25,000,00 I • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal

(See Column C2) U =Book Value

R =Cost (Real Estate Only)

V =Other

S =Assessment

W =Estimated

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Month- Code 2 Code 1 buyer/seller Day (J-P) (A-H) (if private

transaction)

3/1 J

8/17 J

3/1 J

6/28 J A

3/1 J

8/15 K

3/1 J

8/I4 L E

11/30 L

3/1 K D

D =$5,001 - $15,000 E =$15,001 • $50,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T =Cash Market

A.


Page 7of17

Name of Penon Reporting Date of Report


VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period


( l ) (2) (I) (2) ( l ) (2) (3) (4) (5) Place "()()" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. -BJ Services Co None Sell 3/1 L

53. -CVS Caremark Rx Inc Buy add'! 8/17 K

54. -CVS Caremark Rx Inc A Jnt./Div. L T Part Sell 10/4 K E

55. -Coca-Cola Co A Int./Div. J T

56. -Constellation Brands None Sell 8/14 K

57. -CSX Corp D Int./Div. Sell 8/14 J D

58. -CVS Corp A Int./Div. Exchange 3/27 J A for cash

59. -Embraer Empresa None L T

60. -Genentech Inc None K T Buy 8/17 K

61. -Genzyme Corp None L T

62. -Google Inc None K T Buy 3/1 J

63. -Home Depot Inc A lnt./Div. J T

64. -Honeywell Intl B Int./Div. L T

65. -JP Morgan Chase B Int./Div. L T

66. -Liz Claiborne Inc None Sell 11/30 K

67. -McAfee Inc B Int./Div. Sell 3/1 J B

68. -MEMC Electric None K T

I. Income Gain Codes: A =SI ,000 or less B =$1,001- $2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and 04) F =$50,00 l - $ l 00,000 G =$100,001 -Sl ,000,000 HI =Si,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=Sl 5,001-$50,000 L=S50.00l -SIOO,OOO M =$100.001 -$250,000

(See Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001-$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25.000,000

· P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000


(See Column C2) U =Book Value V =Other W=Estimated

.al firm.

from-


Page 8of17


HULL, FRANK M

Date of Report

05/09/2008

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.;


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 .redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

69. -News Corp A Int./Div. K T

70. -Nokia Corp E Int./Div. Sell I0/4 M E

71. -Schlumberger Ltd A Int./Div. K T

72. -Starwood Hotels & Resorts A Int./Div. J T Buy 3/1 J

73. -Thermo Fisher Scientific None K T Buy 3/1 K

74. -Thomas & Betts None K T Buy 3/1 K

75. -Tiffany & Co. A Int./Div. L T

76. -Transocean Inc None L T Part Sell 11/27 K D

77. -URS Corp None K T Buy 8/17 K

78. -Webex Communications Buy 3/1 K

79. -Webex Communications c Int./Div. Exchange 6/28 K c

80. -Wellpoint Inc None M T Buy add'! 3/1 K


82. Estate: Ltd Partner, A Interest K w

83. % Stock Owner: Arch. E Int./Div. M T

84. Note E Interest M T

85. BJLAS, LLC (16% interest) None J T

1. Income Gain Codes: A =$ l,000 or less B =$ l,001 -$2,500 c =$2,501 - $5,000 0 =$5,001 • $15,000 E =$15,001 -$50,000

(Sec Columns BI and 04) F =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 orless K =$15,001-$50,000 L=$50,00l -$100,000 M =$100,001 -$250,000

(See Columns CI and 03) N =$250,001 - $500,000 o =$500,001 - Sl,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Valu e M ethod Codes Q =Appraisal R =Cost (Real Estate Only) S =Ass es sment T =Cash Market

(Sec Column C2) U =Book Valu e V =Other W =Estim ated

(2)

97.

99.

(3)


Page 9of17 HULL, FRANK M 0510912008

VII. INVESTMENTS and TRUSTS - income, vat ue, transactions r1nc1udes those of spouse and dependent children: see PP· 14-60 of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

A. 8. c. D.


(including tnist assets) reporting period reporting period

(I) (2) (I) (2)(I) (4) (5)

Place "(X)" after each asset


86. 40I(k) RETIREMENT PLAN/TRUST: consisting of following:

Amount Code l

(A-H)

87. -Self-Direct acct (part of 40 I k above, with following:)

88. -GOVT SECURITIES:

89. -Federal Natl Mtg Assn A

90. -Federal Home Ln Mtg Corp c

91. -Federal Home Loan Bank A

92. -US Treasury Note B


94. -CORP BONDS:

95. -GTE California Inc A

96. -Wells Fargo Bank NA A

Type (e.g., Value

div., rent, Code 2 or int.) (J-P)

Interest K

Interest K

Interest K

Interest M

Interest L

Interest K

Interest K

Value Type (e.g., Date Value Gain Identity of

Method buy, sell, Month- Code2 Code l buyer/seller

Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

T

T

T

T Buy 3/8 M

T Buyadd'I 8/15 L

T

T

-Bank of America Corp A Interest K T

'

98. -STOCKS:

-AFLAC Inc Partial Sell 3/8 J A

100. -AFLAC Inc A lnt./Div. K

IOI. -Baker Hughes A Int./Div. K

102. -Bank of NY Co

I. Inco me Gain Codes: A =S 1,000 o r less

(See Column s BI and 04) F =$50,001 - $100,000

2. Value Codes J =$15,000 or less

(See Columns CI and DJ) N =$250,001 -$500,000 PJ 25,000,00 I • $50,000,000

3. Value Metho d Codes Q =Appraisal

(See Column C2) U =Book Value

B =Sl,001 -$2,500

G =$100,001 -$1,000,000

K =$15,001 -$50,000

0 =$500,001 - $1,000,000

R =Cost (Real Estate Only)

V =Other

T Buy add'! 11/30 J

T Partial Sell 3/8 J

Buy

C 2,50 I -$5,000

HI =$1,000,001 -$5,000,000

L=S50,00l -SIOO,OOO

Pl =Sl,000,001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

2/2 K

D =$5,001 -$15,000 E=$15,00l -S50,000 H2 =More than $5,000,000

M =$100,001 -$250,000

P2 =$5,000,001 • $25,000,000

T =Cash Market



VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.J -



{including trust assets) reporting period reporting period

{ l ) {2) {I) {2) (1) (2) {3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

103. -Bank of NY Co Partial Sell 3/8 K

104. -Bank of NY Co Exchange 712 1 for Bank New York Mellon

105. -Bank New York Mellon A Int./Div. K T Buy add'! 11/30 J

106. -BP A Int./Div. K T Partial Sell 3/8 1 A

107. -Citigroup Inc c Int./Div. Sell 1/30 K c

108. -ConocoPhillips A Int./Div. K T Partial Sell 3/8 1 A

109. -Du Pont EI DeNemours A Int./Div. K T Buy 3/8 K

110. -Emerson Elec A Int./Div. K T Partial Sell 3/8 J A

111. -FPL Group Inc B Int./Div. L T Partial Sell 3/8 1 B

112. -General Electric Partial Sell 3/8 J A

113. -General Electric A Int./Div. Sell 4116 J A

114. -General Growth Partial Sell 3/8 J A

115. -General Growth A Int./Div. Sell 1215 1

116. -General Mills A Int./Div. K T Buy 3/8 K

117. -Hershey Foods Corp None Sell 3/8 K

118. -Hewlett Packard A Int./Div. Sell 1/30 J A

l 19. -Honeywell Intl A Int./Div. K T Buy 4/1 l K

1. Income Gain Codes: A =S l ,000 or less B =$1,001 -$2,500 c =$2,50 l • $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,001 - $100,000 M =$100,001 • $250,000

(See Columns Cl and 03) N =$250,001 • $500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000

PJ =$25,000,00 l • $50,000,000 P4 =More than $50,000,000




Page 11of17

Name of Person Reporting Date of Report


VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)




(1) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g .• Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

120. -IBM A lnt./Div. K T Partial Sell 3/8 J

121. -Ingersoll Rand Co Ltd A Int./Div. K T Partial Sell 3/8 J A

122. -JP Morgan Chase Partial Sell 3/8 J A

123. -JP Morgan Chase A lnt./Div. K T Buy add'l 11/30 J

124. -Johnson and Johnson A lnt./Div. K T Partial Sell 3/8 J A

125. -Kellogg Co A Int./Div. K T Partial Sell 3/8 J A

126. -Microsoft Corp Buy add'! 1/30 J

127. -Microsoft Corp A Int./Div. K T Partial Sell 3//8 J A

128. -Nordstrom Inc A Int./Div. K T Partial Sell 3/8 J A

129. -Novartis ADR A Int./Div. K T Partial Sell 3/8 J A

130. -Nokia Corp A Dividend K T Partial Sell 3/8 J A

131. -Omnicom Group A lnt./Div. K T Partial Sell 3/8 J A

132. -PepsiCo Inc A Int./Div. K T Partial Sell 3/8 J A

133. -PG&E A lnt./Div. K T Partial Sell 3/8 J A

134. -Proctor Gamble A lnt./Div. K T Partial Sell 3/8 J A

135. -Raytheon Co B Int./Div. Sell 3/8 K B

136. -Schlumberger Ltd A Int./Div. K T Partial Sell 3/8 J B

I. Income Gain Codes: A =SI ,000 or less B =Sl,001 • $2,500 c =$2,501 • $5,000 0 =$5,001. Sl 5,000 E =$15,001 -$50,000

(See Columns BI and 04) F =$50,001 -$100,000 G =SI00,001 • $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,00l -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 • $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,00 I • $50,000,000 P4 =More tban $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Casb Market (Sec Column C2) U =Book Value V =Other W=Estimatcd

IRA ACCT(with s

Page 12of17



VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1ncfudes those of spouse and dependent children: see PP· 14-60 of filing instructions.)


A. B. c. D.



( l ) (2) ( l ) (2) ( l ) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

137. -Torchmark Coip Partial Sell 3/8 J A

138. -Torchmark Coip B Int./Div. Sell 8/17 K B

139. -United Health Group Inc D Int./Div. Sell 3/8 K D

140. -United Techs Coip A Int./Div. K T Partial Sell 3/8 J A

141. -Vodafone Gip A Int./Div. J T Partial Sell 3/8 J A

142. -Waddell & Reed A lnt./Div. K T Buy 8/17 J

143. -Wyeth A Int./Div. K T Buy 3/13 K

145. -US Treasury Note None Redeemed 8/15 J

146. -Adobe Sys None J T

147. -Allergan Inc A Int./Div. J T

148. -American Express Co A lnt./Div. J T

149. -Amgen Inc B Int./Div. Sell 1/30 J B

150. -WR Berkley Coip A lnt./Div. J T

151. -BJ Services Co A Int./Div. J T

152. -Becton Dickinson Co A Int./Div. J T Buy 1130 1

153. -Caremark Rx Inc B lnt./Div. Sell 1/30 J B

1. Income Gain Codes: A =$ 1,000 or less B =$ 1,001 -$2,500 C =$2,501 - $5,000 D =$5,001 • $15,000 E=$15,00l -$50,000

(See Columns BI and 04) F =$50,00 I -$I 00,000 G =$100,001 -$ 1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M=$100,001 -$250,000

(See Columns CI and 03) N =$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,00 I • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market

(See Column C2) U=Book Value V =Other W=Estimated


Page 13of17

Date of Report

05/09/2008


HULL, FRANK M

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent c11udren; see PP· 34-60 offiling instructions.)


A. B. c. D.



(1) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type {e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

{Q-W) transaction)

154. -Citigroup Inc None Sell 12/5 J

155. -Constellation Brands Inc None Sell 8/17 J

156. -CSX Corp B Int./Div. Sell 8/17 K B

157. -CVS Caremark Corp A Int./Div. J T Buy 8/17 J

158. -Embraer Empresa Bras None J T

159. -Genentech Inc None J T

160. -Google Inc None J T Buy 1/30 J

161. -Honeywell Intl Inc A Int./Div. J T

162. -McAfee Inc None Sell 1/30 J

163. -MEMC Electr None K T

164. -Microchip Technology A lnt./Div. J T Buy 8/17 J

165. -Molex Inc Buy 1/30 J

166. -Molex Inc None Sell 8/17 J


168. -Nokia Corp A Int./Div. J T

169. -SAP AKGSL TT H2 Int./Div. Sell 1/30 J A

170. -Starwood Htls & Resorts PC A Int./Div. J T

I. Income Gain Codes: A =$1,000 or less B =$1,001- $2,500 c =$2,501 - $5,000 0 =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns B 1 and 04) f =$50,001 - $100,000 G =$100,001 • $1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,001-$50,000 L=$50,001 - $100,000 M =$100,001 - $250,000

(See Columns C l and 03) N =$250,001 - $500,000 0 =$500,001 - s1,000,000 Pl =$1,000,001 - $5,000,000 r2 =S5,ooo.001 -s2s.ooo,ooo

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000


(See Column C2) U =Book Value V=Other W=Estimated

tdPartner, ..

Partner,

Parcel3:WW)

Estate:"iiiiiiiiii"(Parcel

A.

(4)



VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see pp. 14-60 of filing instructions.) 0 NONE (No reportable income, assets, or transactions.)

Description of Assets

B. c. D. Income during Gross .value at end of Transactions during reporting period


(2) (I)(2) (I) (2)(1) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value

exempt from prior disclosure Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

171. -Stryker Corp A Int./Div. J T

172. -Schlumberger Ltd A Int./Div. J T

173. -Thermo Fisher Scientific None J T

174. -Thomas & Betts None J T

175. -Transocean Inc None J T

Type (e.g., Date Value Gain Identity of

buy, sell, Month - Code 2 Code I buyer/seller

redemption) Day (J-P) (A-H) (if private

transaction)

Buy 1/30 J

Buy 1/30 J

Partial sell 11/27 J B

176. -URS Corp None J T Buy 8/17 J

177. -Webex Communications Buy 1/30 J

178. -Webex Communications B Int./Div. Exchange 6/28 J B for cash

179. -Wellpoint Inc None J T Buy 1/30 J

180. -Zimmer Holdings Inc None J T

A Rent J w

I 82. Real Estate: Ltd B Rent J w

None L w

184. Real Estate- (Parcel 2: WW) None L w

185. Real 4: None L w WW)

186. Real Estate: Parcel 3: WW)

None L w

187. Real Estate: WW)

Parcel 2: None L w

I. Income Gain Codes:

(See Columns Bl and D4)

2. Value Codes

(See Columns CI and DJ)

3. Value Method Codes

(See Columo C2)

A =$1,000 or less

F =$50,001 - $100,000

J =$15,000 or less

N =$250,001 - $500,000

PJ =$25,000,001 -$50,000,000

Q =Appraisal

U =Book Value

B =Sl,001 -$2,500

G =Sl00,001-$1,000,000

K =$15,001 -$50,000

0 =$500,001- $1,000,000

R =Cos! (Real Es!ale Only)

V =Other

C =$2,50 I -$5,000

HI =$1,000,001 -$5,000,000

L =$50,001 -$100,000

Pl =$1,000,001 -$5,000,000

P4 =More 1han $50,000,000

S =Assessment

W=Estimared

D =$5,001 - $15,000

H2 =More than $5,000,000

M =SI00,001 -$250,000

P2 =$5,000,00t - $25,000,000

T =Cash Market

E =$15,001 -$50,000

Estate:-Parcel

Page 15of17



VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) A. B. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

188. Undev. Real Estate: None P l w

189. Real Estate: -Parcel 4: None L w WW)

190. Real 3: None L w WW)

191. Real Estate (Parcel 2: None L w WW)

192. Real Estate: l/3 KP) None M w

193. Real Estate: None M w

194. Real Estate: 1/3 KP) None M w

I. Income Gain Codes: A =S l,000 or less B =$1,001- $2,500 C =$2,50 I • $5,000 D=$5,001 - $15,000 E=St5,00I -$50,000

(See Colwnns Bl and 04) F=$50,001 -$100,000 G =$100,001 -S 1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K=$15,001 • $50,000 L =$50,001 • $100,000 M =$100,001 -$250,000

(See Columns Cl and 03) N=$250,00 I • $500,000 0=$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 • $25,000,000 P3 • $25,000,00 I • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U=Book Value V=Other W =Estimated

of17



VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReporL)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 17of17 05/09/2008HULL, FRANK M

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

POSITION NAME OF ORGANIZATION/ENTITY

c:J

(}

:;a m

rn

m

3.

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO 10 in Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

HULL, F RANK M

2. Court or Organization

U.S.CT OF APPEALS-! I TH CIRCUIT

3. Date of Report

05/09/2008

4, Title (Article llI judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S.CT OF APPEALS JUDGE-ACTIVE

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [l] Annual D Sb. D Amended Report

Final

6. Reporting Period

01/01/2007

to

12/31/2007

7. Chambers or Office Address

U.S. Court of Appeals 56 Forsyth Street, NW Atlanta, GA 30303

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign 011 last page.

J, POSITIONS, (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

l. Guardian/Trustee/Custodian Stock & Bond Accts -

2.

3.

4.

5. s

II, AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[ZJ NONE (No reportable agreements.)

PAR TIES AND TERMS

(")

, ., o-(/)% c:).>:;o:Z:r"\CJ o:P -., , -'Tl

[Tl

-<

N

)>

(J'l

INCOME

_1_.2_0 _0 _7 ___tlllllllllll_c_ar_c_hi_te_c_t's_s_a_Ia_ry_)

3.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 2of17 HULL, FRANK M 05/09/2008

Ill. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

l2J NONE (No reportable non-investment income.)

SOURCE AND TYPE (yours, not spouse's)

I.

2.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

2.

3.

4.

IV. REIMBURSEMENTS transportation, lodging.food, entertaillmelll. (Includes those 10 spouse and dependent children; see pp. 25-27 of filing instructions.)

l2J NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

4.

5.

SOURCE

CREDITOR DESCRIPTION VALUE CODE



V, GIFTS. (lncludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

D NONE (No reportable gifts.)

American College of Construction

DESCRIPTION VALUE

Annual conference fees waived for Judge & Spouse $ 990.00 I. Lawyers

2.

3.

4.

5.

VI. LIABILITIES. (/nc/11des those ofspo11se and dependent children; see pp. 32-33 of filing instr11ctlons.)

NONE (No reportable liabilities.) [Z]

I.

2.

3.

4.

5.

Estate:'iiiiiiiili(Parcel

Estate:"'iiiiiiiiliProperty JRA ACCT(with

g )

·------------------- --·-··------------·------

- - I ��--��- ------

A.

(4) (5)



VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.J D NONE (No reportable income, assets, or transactions.)


(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

B. c. D.

Income during Gross value at end of

reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) Amount Type (e.g., Value Value Type (e.g., Date Value Code I div., rent, Code 2 Method buy, sell, Month - Code 2 (A-H) or int.) (J-P) Code 3 redemption) Day (J-P)

(Q-W)


Gain Identity of

Code I buyer/seller (A-H) (if private

transaction)

I. .ev. Real Estate: None M w 2. Real 3: WW) None L w

3. Real Estate: Parcel 2: WW) None L w

4. Real Estate: (Parcel I: WW) None Pl w

5. Real (18% None L w interest)

7. -Adobe Sys Del

8. -Allergan

9. -American Express

10. -AmGen Inc

11. -BJ Services Co

12. -WR Berkley Corp

13. -Becton Dickinson Co

14. -Caremark Rx Inc

15. -Citigroup Inc.

16. -Constellation Brands Inc

17. -CVS Caremark Corp

A

A

A

A

A

A

None J

Int./Div. J

Int.ID iv. J

Int.ID iv. J

Int./Div. J

Int./Div. J

Int./Div. J

T

T

T

Sell

T

T

T Buy

Sell

Sell

Sell

T Buy

2126 J D

311 J

2126 J c

2126 J A

8117 J

8/17 J

(i income Gain Codes: ·· A =$1,000 or less B =$1,00 I . $2,500 C =$2,50 I · $5,000 D =$5,00 I - $15,000 E =$15,001 • $50,000 l (Sec Columns BI and 04) F =$50,001 - $I 00,000 G =$I 00,00 I • $1,000,000 HI =$1,000,00 I - $5,000,000 H2 =More than $5,000,000 I

2. Value Codes J =$15,000 or less K =$15,001 · $50,000 L =$50,00 I • $100,000 M =$I 00,00 I • $250,000

(Sec Columns C l and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000

P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market

(See Columo C2) U =Book Value' V =Other W =Estimated

Cod ----

·

(I)

•. •• j �:�; ::: t _______ T_=_C-as_ h _M_a-rk_ e_t _ --------- _

19.

B. D.

(3)



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes 11wse of spouse and dependent children; see PP· 34-60 offllinc instructions.J

0 NONE (No reportable income, assets, or transactions.) c.


reporting period


reporting period

(2) (I) (2) Place "(X)" after Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code I each asset

exempt from prior disclosure div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)


(2)(I) (4) (5)

18. -CSX Corp Sell 8/17 J c

-Embraer Empresa Bras None J T


21. -Google Inc None J T Buy 3/1 J

22.

23.

24.

25.

26.

27.

28.

29.

30.

31.

32.

33.

34.

-Honeywell Intl

-McAfee Inc

-MEMC Electr Matis

-Microchip Technology

-Molex Inc

-Molex Inc

-News Corp

-Nokia Corp

-SAP AKGSL TT

-Schlumberger Ltd

-Starwood Htls & Resorts

-Stryker Corp

-Thermo Fisher Scientific Inc

A Int./Div. J T

Sell 2/26 J A

None K T

A Int./Div. J T Buy 8/17 J

Buy 3/1 J

Sell 8/17 J

A lnt./Div. J T

A Int./Div. K T

Sell 2/26 J A

A Int./Div. J T

A Int./Div. J T

A Dividend J T

None J T Buy 311 J

------,come Gain A =$1,000 or less B =$1,001 -$2,500 C=$2,501-$5,000 0=$5,001-$15,000 E=$15 001 $50 000 I (See Columns BI and 04) F=$50,001 -$100,000 G =$100,001-$1,000,000 HI =$1,000,001 $5,000,000 H2 =More han $5,000,000

t'•

2 Value Codes J=$15,000 or less K =$15,001 -$50,000 L =$50,001 · $100,000 M =$100,001 • $250,000I (Sec Columns Cl and DJ) N=$250,001-$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 - $25,000,000•Pl =$25,000,001 -$50,000,000 P4=More han $50,000,000

3 Value Method Codes Q=Appraisal R =Cost (Real Estate Only) t

(See Column C2) U=Book Valu V =OtherL---------- --- ' •

-----------------------------�

35.

36.

39.

43.

46.

49.

(2) (1)

3/1

3/1

3/1



VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes t1zose of spouse and dependmt c1titdren; see PP· 34-60 of filing instructions.)


A. B. c. D.



( l ) (3)(2) (2) (4)(I) (5) Place "(X)" after each asset Amount Type (e.g., Value Value

exempt from prior disclosure Code 1 div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

-Thomas & Betts None J T

-Transocean Inc B Int/Div. K T

Type (e.g., buy, sell,

redemption)

Buy

Date

Month-

Day

311

GainValue Identity of

Code l Code 2 buyer/seller (J-P) (if private

transaction)

(A-H)

J

37. -URS Corp None J T Buy 8117 J

38. -W ebex Communications Buy 311 J

-Webex Communications Exchange 6/28 J A

40. -Wellpoint Inc None J T Buy J


42. -US Treasury Note Redeem 8115 K

ACCT #2 (with o owmg stoc s:

44. -Adobe Sys None L T

45. -Allergan A Int./Div. K T

-America Movil SAB A lnt./Div. J T Buy J

47. -American Express Co B Int.ID iv. L T

48. -Amgen Inc Sell 8114 L E

-Arch Coal A Int./Div. K T

50. -WR Berkley Corp Sell 11/30 L

51. -Biomet Inc. Sell K D

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501. $5,000 D =$5,001 • $15,000 E =$15,001 • $50,000

(See Columns BI and D4) F =$50,001 • $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,00 I • $I 00,000 M =$100,001 - $250,000

(See Columns Cl and D3) N =$250,00 I • $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 • $25,000,000

P3 =$25,000,001. $50,000,000 P4 =More than $50,000,000


(See Column C2) U =Book Yalu V =Other W =Estimated

(I) (2) (2) (I} (2)

3/1

53 .

54.



VII. INVESTMENTS and TRUSTS - i11come, vatue, transactions r1nc1udes those of spouse and dependent c11udren; see pp. 34-60 offiting instructions.;




(I) (3) (4) (5) Place "(X)" after each asset


Amount Code I

Type (e.g.,

div., rent,

Value

Code 2 Value

Method (A-H) or int.) (J-P) Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

Month-Day

Value Gain Identity of

Code 2 Code I buyer/seller (J-P) (if private

transaction)

(A-H)

52. -BJ Services Co Sell L

-CVS Caremark Rx Inc Buy add'! 8/17 K

-CVS Caremark Rx Inc A Int./Div. L T Part Sell 10/4 K E

55. -Coca-Cola Co A Int./Div. J T

56. -Constellation Brands Sell 8/14 K

57. -CSX Corp Sell 8/14 J D

58. -CVS Corp Exchange 3/27 J A for cash

59. -Embraer Empresa None L T

60. -Genentech Inc None K T Buy 8 117 K

61. -Genzyme Corp None L T

62. -Google Inc None K T Buy 3/1 J

63. -Home Depot Inc A Int./Div. J T

64. -Honeywell Intl B Int./Div. L T

65. -JP Morgan Chase B Int./Div. L T

66. -Liz Claiborne Inc Sell l l/30 K

67. -McAfee Inc Sell 3/1 J B

68. -MEMC Electric None K T

r ···

I. Income Gain Codes: A =$1,000 or less B =$1,00 I · $2,500 c =$2,501. $5,000 D =$5,001 • $15,000 E =$15,001 - $50,000 1 (Sec Columns BI and 04) F =$50,001- $100,000 G =$100,001-$1,000,000 HI =$1,000,001 - $5,000,000 112 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100.001 - $250,000I (Sec Columns CJ and 03) N =$250,00 I - $500,000 0 =$500,00 I - $1,000.000 PI =$1,000,00 I - $5,000.000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000 [ 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =-Other W =Estimated

t•

--

70.

71.

73.

75.

77.

78.

79.

83.

85.

(2) (3) (4) (5)

3/1

3/1

3/1



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes ttzose of spouse and dependent children; see PP· 14-60 of filing instructions.J

D NONE (No reportable income, assets, or transactions.) A. B. c. D.



(I)(I)(2)(I) (2) Place "(X)" after each asset


Amount Code I (A-H)

Type (e.g.,

div., rent,

or int.)

69. -News Corp A Int./Div.

Value

Code 2 (J-P)

K

Value

Method

Code 3

(Q-W)

T

Type (e.g.,

buy, sell,

redemption)

Date

Month-

Day


Code 2 Code I buyer/seller (J-P) (A-H) (if private

transaction)

-Nokia Corp Sell 10/4 M E

-Schlumberger Ltd A Int./Div. K T

72. -Starwood Hotels & Resorts A Int./Div. J T Buy 3/1 J

-Thermo Fisher Scientific None K T Buy K

74. -Thomas & Betts None K T Buy K

-Tiffany & Co. A Int./Div. L T

76. -Transocean Inc None L T Part Sell 11/27 K D

-URS Corp None K T Buy 8/17 K

-Webex Communications Buy 3/1 K

-Webex Communications Exchange 6/28 K c

K80. -Wellpoint Inc None M T Buy add'!


82. Real Estate: Ltd Partner, Pinewood Ltd, A Interest K w

84.

% Stock Owner: Arch. firm E Int.ID iv. M T

Note E Interest M T

BJLAS, LLC (16% interest) None J T

l. Income Gain Codes: A=$ t,000 or less B =$1,001 - $2,500 C =$2,50 I - $5,000 (See Columns BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,00I - $5,000,000

2. Value Codes J=$15,000 orlcss K=$15,00l-$50,000 L=$50,00l -$100,000

(Sec Columns C l and 03) N=$250,001. $500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =:Assessment

(See Column C2) U =Book Yalu V =Other W=Estimated

D =$5,001 -$15,000 E =$15,001 -$50,000 lH2 =More than $5,000,000

M =$100,00 I - $250,000

P2 =$5,000,00 I - $25,000,000

T=Cash Market

PLAN/TRUST:

• •

------ ··-------·- ------···-----·---·-------------

(3) (4) (5)



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes I/rose of spouse and dependent c/1ildren; see pp. 34-60 of filing instructions.)


A. B. C. D.



(2) ( l )( l ) (I) (2)(2) Amount ValueType (e.g.,Place "(X)" after each asset Code l Code 2div., rent, exempt from prior disclosure (A-H) or int.) (J-P)

86. 40 l (k) RETIREMENT

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

Month-

Day

Value

Code 2

(J-P)

Gain

Code l

(A-H)

Identity of

buyer/seller

(if private

transaction)

consisting of following:

87. -Self-Direct acct (part of 401k above, with following:)

88. -GOVT SECURITIES:

89. -Federal Natl Mtg Assn A

90. -Federal Home Ln Mtg Corp c

91. -Federal Home Loan Bank A



94. -CORP BONDS:

95. -GTE California Inc A

96. -Wells Fargo Bank NA A

97. -Bank of America Corp A

98. -STOCKS:

99. -AFLAC Inc

100. -AFLAC Inc A

101. -Baker Hughes A

102. -Bank of NY Co

Interest K

Interest K

Interest K

Interest M

Interest L

Interest K

Interest K

Interest K

Int./Div. K

Int./Div. K

T

T

T

T Buy 3/8 M

T Buy add'! 8/15 L

T

T

T

Partial Sell 3/8 J

T Buy add'! 11/30 J

T Partial Sell 3/8 J

Buy 2/2 K

A

l. Income Gain Codes: A =$ i,000 or less B =$1,001 • $2,500 C =$2,50t • $5,000 0 =$5,001 • $15,000 M

.,,O,ooO

I

{I) (I)

(Q-W)


Page 10of17


HULL, FRANK M

Date of Report

05/09/2008

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those ofspo11se and dependent c1zudren; see PP· 14-60 of filing instructions.)




(2) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Type (e.g.,ValuePlace "(X)" after each asset Code 1 div., ren Code 2 buy, sell, exempt from prior disclosure Method (A-H) or int.) Code 3 redemption) (J-P)

Date Value Identity of Gain

Month- Code 2 Code 1 buyer/seller

Day (if private (J-P) {A-H)

transaction)

103. -Bank of NY Co Partial Sell 3/8 K

104. -Bank of NY Co Exchange 712 J for Bank New York Mellon

105. -Bank New York.Mellon A Int./Div. K T Buy add'! 11/30 J

106. -BP A Int./Div. K T Partial Sell 3/8 J A

107. -Citigroup Inc Sell 1/30 K c

108. -ConocoPhillips A Int./Div. K T Partial Sell 3/8 J A

109. -Du Pont EI DeNemours A lnt./Div. K T Buy

110. -Emerson Elec A Int./Div. K T Partial Sell

111. -FPL Group Inc B Int./Div. L T Partial Sell

112. -General Electric Partial Sell

113. -General Electric Sell

114. -General Growth Partial Sell

115. -General Growth Sell

116. -General Mills A Int.ID iv. K T Buy

117. -Hershey Foods Corp Sell

118. -Hewlett Packard Sell

119. -Honeywell Intl A lnt./Div. K T Buy

3/8 K

3/8 J A

3/8 J B

3/8 J A

4116 J A

3/8 J A

1215 J

3/8 K

3/8 K

l /30 J A

4/11 K

l. Income Gain Codes: A =$1,000 or less B 41,001 - $2,500 c =$2,501. $5,000 D 45,001 - $15,000 N».oo'I (Sec Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 . $1,000,000 Ill =$1,000,001-$5,000,000 H2 =More than $5,000,000 i 2. Value Codes J =$15,000 or less K =$15,001- $50,000 L =$50,00 I · $100,000 M =$100,001 - $250,000 I (See Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pi =$1,000,001-$5,000,000 P2 =$5,000,001 - $25,000,000

Pl =$25,000,00 l - $50,000,000 P4 =More than $50,000,000


(See Column C2) U =Book Value V =Other W =Estimatedl I

____J

D.

(I)

3/8



VII. INVESTMENTS and TRUSTS - income, va111e, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A.




B.



(I) (2) Type (e.g., Amount Value

Code I div., rent, Code 2 (A-H) or int.) (J-P)


c.

(2) (3) (4) (5)(2) (I) Value Type (e.g., Date Value Gain Identity of

Method buy, sell, Month- Code 2 Code I buyer/seller Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

120. -IBM A Int./Div. K T Partial Sell 3/8 J

12 l. -Ingersoll Rand Co Ltd A Int./Div. K T Partial Sell J A .

122. -JP Morgan Chase Partial Sell 3/8 J A

123. -JP Morgan Chase A !nt./Div. K T Buy add'! l l/30 J

124. -Johnson and Johnson A Int./Div. K T Partial Sell 3/8 J A

125. -Kellogg Co A lnt./Div. K T Partial Sell 3/8 J A

126. -Microsoft Corp Buy add'! 1/30 J

127. -Microsoft Corp A Int./Div. K T Partial Sell 3//8 J A

128. -Nordstrom Inc A Int./Div. K T Partial Sell 3/8 J A

129. -Novartis ADR A Int./Div. K T Partial Sell 3/8 J A

130. -Nokia Corp A Dividend K T Partial Sell 3/8 J A

13 l . -Omnicom Group A Int./Div. K T Partial Sell 3/8 J A

132. -PepsiCo Inc A Int./Div. K T Partial Sell 3/8 J A

133. -PG&E A Int./Div. K T Partial Sell 3/8 J A

134. -Proctor Gamble A Int./Div. K T Partial Sell 3/8 J A

135. -Raytheon Co Sell 3/8 K B

136. -Schlumberger Ltd A Int./Div. K T Partial Sell 3/8 J B

r·-· t. Income Gain Codes: A =$1,000 or less B=$1,0-01 • $2,500 c 42,501. $5,0-00 0 =$5,001 • $15,0-00 E =$15,00 I • $50,0-00 (See Columns Bl and 04) F =$50,001 • $10-0,0-00 G =$100,001 - $1,000,00-0 Hl =$ l ,000,00 l -$5,0-00,00-0 H2 =More than $5,00-0,0-00

2. Value Codes J =$15,000 or less K=$15,0-0l-$50,00-0 L=$50,00t -SIOO,OO-O M =$100,001 - $250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pi =$1,000,001 - $5,000,00-0 P2 =$5,0-00,001 -$25,000,00-0 Pl =$25,00-0,0-01 -$50,00-0,000 P4 =More than $50,000,00-0

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

IRA ACCT(with

----------

I

Pl =$

-l,OO-O,_OO-

l-

-

-$-5,

_

000

__ .o

_

oo

___ P

_

2

_

=$

_

5

_

,000,00

-

I

_

-$

-

2

-

5.

_

00

_

0

_

.ooo

___ _ ______ J



VII. INVESTMENTS and TRUSTS

D NONE (No reportable income, assets, or transactions.) A.




- income, value, transactions r1nc1udes t1tose of spouse and dependent children; see PP· 34-60 of filing instructions.)

B. c. D. Income during Gross value at end of Transactions during reporting period


137. -Torchmark Corp

138. -Torchmark Corp

139. -United Health Group Inc

140. -United Techs Corp

141. -Vodafone Grp

142. -Waddell & Reed

143. -Wyeth

s

145. -US Treasury Note

146. -Adobe Sys

147. -Allergan Inc

148. -American Express Co

149. -Amgen Inc

150. -WR Berkley Corp

151. -BJ Services Co

152. -Becton Dickinson Co

153. -Caremark Rx Inc

1-- l. Income Gain Codes: (See Columns BI and 04)

2. Value Codes

A =$1,000 or less F =$50,001 • $100,000 J =$15,000 or less N =$250,00 I - $500,000

(I) Amount Code I

(A-H)

A

A

A

A

A

A

A

A

A

I (See Co

lumns Cl and 03)

I, 3. Value Method Codes (See Column C2) P

3 =$25,000,001 • $50,000,000 Q =Appraisal U =Book Value

(2) (I) Type (e.g., Value

div., rent, Code 2 or int.) (J-P)

Int./Div. K

Int./Div. J

Int./Div. K

Int./Div. K

None J

Int./Div. J

Int./Div. J

Int./Div. J

lnt./Div. J

lnt./Div. J

B =$1,001. $2,500 G =$100,001. $1,000,000 K =$15,001- $50,000 0 =$500,001. $1,000,000

R =Cost (Real Estate Only) V =Other

(2) (1) (2) (3) (4) (5) Value Type (e.g., Date Value Gain Identity of

Method buy, sell, Month- Code 2 Code I buyer/seller Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

Partial Sell 3/8 J A

Sell 8/17 K B

Sell 3/8 K D

T Partial Sell 3/8 J A

T Partial Sell 3/8 J A

T Buy 8/17 J

T Buy 3/13 K

Redeemed 8/15 J

T

T

T

Sell 1/30 J B

T

T

T Buy 1/30 J

Sell 1/30 J B

c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 Hi =$1,000,001 - $5,000,000 H2 =More than $5,000,000

IL =$50,00 I - $I 00,000 M =$I 00,00 I • $250,000 P4 =More than $50,000,000 S =Assessment T =Cash Market W =Estimated

(!}

--------- --··


Page 13of17

VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -



HULL, FRANK M

Date of Report

05/09/2008

A. B. c. Description of Assets Income during Gross value at end of


(2) (I) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

154. -Citigroup Inc Sell

155. -Constellation Brands Inc Sell

156. -CSX Corp Sell

157. -CVS Caremark Corp A Int./Div. J T Buy

158. -Embraer Empresa Bras None J T


160. -Google Inc None J T Buy

161. -Honeywell Intl Inc A Int./Div. J T

162. -McAfee Inc Sell

163. -MEMC Electr None K T

164. -Microchip Technology A Int./Div. J T Buy

165. -Molex Inc Buy

166. -Molex Inc Sell


168. -Nokia Corp A Int./Div. J T

169. -SAP AKGSL TT Sell

170. -Starwood Htls & Resorts PC A Int./Div. J T

r-· -·-

D.


(2) (3) (4) (5) Date Value Gain Identity of

Month - Code 2 Code I buyer/seller

Day (J-P) (A-H) (if private

transaction)

12/5 J

8/17 J

8/17 K B

8/17 J

1/30 J

1/30 J

8/17 J

1/30 J

8/17 J

1/30 J A

' .,, """' . ""··" l0 =$5,001-$15,000 fl2 =More than $5,000,000 M =$I 00,00 I - $250,000 P2 =$5,000,001 -$25,000,000

T =Cash Market

- ----J I. Income Gain Codes: A =$1,000 or less B =$1,00 I - $2,500 C =$2,50 I -$5,000

(Sec Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 Ill =$1,000,001 -$5,000,000 2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000

(Sec C lumns CI and 03) N =$250,001 - $500,000 0 =$500,00 I - $ J ,000,000 Pl =$1,000,001-$5,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes (Sec Column C2)

Q =Appraisal U =Book Value

R ost (Real Estate Only) S =Assessment V =Other W =Estimated

r--

(I) (1) (I)

Est.Id

..

I

--- j

I (2) (4) (5)



VII. INVESTMENTS and TRUSTS - income, va1ue, transactions r1nc1udes t1tose of spouse and dependent c1tildren; see PP· 14-60 of filing instructions.)


A. B. c. D.



(2) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

171. -Stryker Corp A Int. /Div. J T

172. -Schlumberger Ltd A Int.ID iv. J T

173. -Thermo Fisher Scientific None J T Buy

Date

Month-

Day

1/30


Code 2 Code l buyer/seller

(J-P) (A-H) (if private

transaction)

1

174. -Thomas & Betts None J T Buy 1/30 J

175. -Transocean Inc None J T Partial sell 11/27 J B

176. -URS Corp None J T Buy 8/17 J

177. -W ebex Communications Buy 1/30 J

178. -W ebex Communications Exchange 6/28 J B for cash

179. -Wellpoint Inc None J T Buy 1/30 J

180. -Zimmer Holdings Inc None J T

181. Real Partner, A Rent J w

182. Real Estate td Partner, B Rent J w

183. Real Estate: Parcel 3: WW) None L w

184. Real Estate: (Parcel 2: WW) None L w

185. Real Estate: (Parcel 4: None L w WW)

186. Real Estate: Parcel 3: None L w WW)

187. Real Estate: (Parcel 2: None L w WW)

1. Income Gain Codes: A =$1,000 or less B =$1,00 I -$2,500 C =$2,50 I - $5.000 D =$5,001 - $15,000 E =$15,00 I - $50,000

(See Columns BI and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 III =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,00l -$50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

PJ =$25,000,001 -$50,000,000 P4 =More than $50,000,000



--


Page 15 ofl 7 HULL, FRANK M 05/09/2008

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc111des t1wse of spouse and dependent children; see PP· 34-60 of filing - instmctions.J


A.



B. Income during

reporting period

c. Gross value at end of

reporting period

D.



(I)

Amount Code I

(A-H)

(2)

Type (e.g.,

div., rent,

or int.)

(I)

Value

Code 2

(J-P)

(2)

Value

Method

Code 3

(Q-W)

(I)

Type (e.g.,

buy, sell,

redemption)

(2)

Date

Month-

Day

(3)

Value

Code 2

(J-P)

(4)

Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

188. Undev. Real Estate: None Pl w


Parcel 4: None L w


(Parcel 3: None L w


Parcel 2: None L w

192. Real Estate: (1/3 KP) None M w

193. Real Estate: (113 KP) None M w

194. Real Estate: 1/3 KP) None M w

I. Income Gain Codes: A =$1,000 or less B =$1,001. $2,500 C =$2,50 I • $5,000 0 =$5,001 • $15,000 E =$15,00 l · $50,000

(Sec Columns BI and 04) F =$50,00 I • $I 00,000 G =$100,001 • $1,000,000 Ill =$1,000,001 • $5,000,000 112 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,001 • $100,000 M =$100,001 • $250,000

(See Columns Cl and 03) N =$250,00 l · $500,000 0 =$500,001 - $1,000,000 Pl 41,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000

P3 =$25,000,001 • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated



VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate parto/Report)



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Sign a tu

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Documents

AOlO FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR … · 2019-07-26 · FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2007 l. Person Reporting (last name, first, middle initial)