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POSITION NAME OF ORGANIZATIONiENJITY
PARTIES /\ND TERMS
-------· -----·------------------
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___ r_r . ___ o....,.._ :J
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Reporl Reqwrt'd hy 1he F.1hic.< FINANCIAL DISCLOSURE REPORT AOIO in Govemmenl Acl of" 19 78 Rev. 1110/0 FOR CALENDAR YEAR 2009 15 USC app. _l1J JOI-/ I IJ
I. ruson Rrportlng i lasa name. firsl. middle innial)
Bloch, Alan N.
l. Court or Organlntlon
USDC/WDPA
51. Report Type !check nppropmm: 1ypc)
D Nomination. Detc
D Initial 0 Annual D Final
). lhte of Report
0412712010
6. R•porttng Period
0110112009 to
)2131/2009
4. Tlttr (Anick Ill judges md1catc ac1ivi.: or $Cnior sta!us; magislratc Judges indicate full· or part·timc)
Senior U.S. District Judge
Sb. D Amended Rcpon
7. Chambers or Olflte Address
8370 U.S.P.0. and Courthouse
700 Grant Street Pittsburgh, l'A 15219
8. On the basis ofth• lnformallon contalnod In this Report and any modlOcatlons pertaining thereto, It ls, In my opinion, In compll•ne< wllh appll<abl• l•ws and regulations.
Rnfrwlng Officer-----·-··-··-··--·-··-·--·- Date ___________
111-IPORT ANT NOTES: The instru<"tions 11c£'llmp1mying this form must be followed. Complete all parts, chll!cking the NONE box for each part K"here you ha"e no repartable information. Sign on last page.
I, POSIT I 0 NS, !R<p!1rti1111 l11dMdu•I Qfl/y; ·'"pp. 9-1 J of fili1111 inwu.-riuns.)
D NONE (No reportable positions.)
Member, Ameritus Board of Dir ctors Make-A-Wish foundation of Western Pennsylvania (non-profit corporation)
2.
3.
4.
5.
(J; ::::0 n
J I. AG REEM E NTS, (R•punlnl( lndMdu•I uni)'; stt pp. 14-16 uff"illns /fl>t711Niu11s.)
GZJ NONE (No reportable agreemetlls.)
r-<
s- i� : o):· -,,r
3:: :;:;:.. -<
I w
rn (") rn
< rn
...,., CJ I. ('.)
--· ·
3
SOURCE AND TYPE
SOURCE AND TYPE
SOURCE LOCATION PURPOSE
INCOME
ITEMS PAID OR PROVIDED
----- -------- ------ -----------------�
------ -·· ·--- ·------------------------------
2.
FINANCIAL DISCLOSURE REPORT
Page 2of10
Nam< of Perion Rrporlln11
Bloch, Alan N.
Ihle of Reporl
0412712010
Ill. NON-INVESTMENT INCOME. (Rep1urln11indMdua/andsp1>use: supp. 17-Uflfji/in11 ln ... rU<'lifm ... )
A. Filer's Non-Investment Income
[ZJ NONE {No reportable non-investmenr income.)
(yours, no! spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - lf}'OU w rr marri J J,,,,,·nN un,· portion 11/rhr "P"rting year, c·ompl tr 1hi1. sr,·tion.
{ D(>/Jur "moiml not req11m.:d e.H·epl for honort1riCJ )
NONE (No reportable non-investment income.) [2J
l.
3.
4.
IV, RE IM 8 lf RS EM EN TS - tr11n1p1>rtatlon, lodging, fuod, tntmalnmenL
(/nc.:ludes thuu w lpou.u and dependem ,·hi/dren: .-. r pp ."'. -2 7 qJ.fi/in in.rtnKlivns J
0 NONE (No reportable reimbursements.)
I. . .\cad.:my of Trial l.awyas of l)9.)().Q9 lo 10.m.09 Fannington. l'A A llcg.heny Counly
Alfcml lhc Annual Retreat Ruom and meals
2.
3.
4.
5.
SOURCE QESCRIPI!ON
CREDITOR DESCRIPTION
-----------·-- ___ _
VALUE CODE
2
3.
FINANCIAL DISCLOSURE REPORT
Page 3of10
N1me or Penon Reporting
Bloch, Alan N.
Dare ur Report
0412712010
V.. G) FTS. (Jndudei those It> ipmue find d pend nt <·hi/tlren; -'"e pp. 18·31 a/ filinx instruc·tiom.)
.[ZJ NONE (Nu reportable gi/is.)
4.
5.
V}, L J A 8 IL J TI ES, ( ln«lude> th use a/ sp11uu and JepmJmt <'hi/Jun; '"pp. J].J.I of filing instru,·tioru.)
NONE (No reportable liabilities.) [lJ
I.
2. --- _____ ...
3
4.
5.
Bone
'
(I) (3) (2)
D.
Dale of Reporl Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 4of10 04/27/2010Bloch, Alan N.
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of fitinc instructions.)
D NONE (No reportable income, assets, or transactions.)
B. c.
Transactions during reponing period Income during Gross value at end Description of Assets reporting period of reporting period (including trust assets)
(2) .. --!-----·--· --
(I) -··:- ·----· ·--
(2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date . Value Gain ldcn1iry of
exempt from prior disclosure Code I div .. rent, Code 2 Mel hod buy, sell, ' mm/dd/yy ! Code 2 'Code I buyer/seller (A-H) or int.) (J-P) CodeJ redemption) ' (J-P) (A-H) (if privale
(Q-W) transaction)
I. Pa. Caln Township Municipal Sewer Authority
A lnleresl Redeemed 01/02/09 J
2. Pa. Horsham Township Sewer Authorily A Interest J T Redeemed (part)
12/01/09 J
3. Philadelphia Pa. Gas Works Bond (12th Series)
A Interest J T
4. Pa. Stale Higher Educalion Facility Bond A Interest J T
5. Pa. State Higher Education Bond A Interest J T
6. Montgomery County Bond A Interest J T
7. Philadelphia IDA Airport Bond A Interest J T
8. Philadelphia Authority Bond A Interest J T
9. Pa. Turnpike Bond (Series B) A Interest J T
10. Hopewell PA Area School District Bond A Interest Redeemed 09/01/09 J
II. Pottstown School Dislrict Bond A lnteresl Redeemed 06101109 J
12. Girard School District Bond A Interest Redeemed 11/16/09 J
13. Lewistown Borough Water Authorily Bond A lnteresl J T
14. Pine Richland School District Bond A lnlerest J T
15. Sto-Rox School Districl Bond A Interest J T
16. Stroudsburg Penn Area School District B lnteresl K T
17. Pa. State Higher Educ. Assislance Agency (B/E)
A Interest J T
I. Income Gain Codes:
(Sec Columns BI and 04) 2. Value Codes
(See Columns Cl and 03)
3. Value Method Codes
(Sec Column C2)
A =S I ,000 or less
F =S50,00I · 5100,000
J =SI 5,000 or less N =5250,00 I - SS00,000
Pl =525,000,00 I -550,000,000
Q =Appraisal
U '-'Book V;ilue
B =Sl,001·52,500
G =S 100,00 I · 51,000.000
K =515,001 -550,000
0 =SS00,001 - 51,000,000
R ""Cosl (Real Estate Only)
V::::01her
c =52.501. 55.000
HI =S1,000.001 · SS.000.000
L =S50,00I - 5100,000
PI =SI .000,00 I - $5,000,000
P4 =More than SS0,000,000
S =Assessment W =Es1ima1ed
0=$5,001- 515.000 E =S 15.00 I - S50.000
H2 "'More than SS.000,000
M =SI00.001 - S250,000
P2 =$5,000.001 · 525,000.000
T =Cash Markel
127 128. I
i
·\ppr.m ..
..
'
(2)
FINANCIAL DISCLOSURE REPORT
Page 5 of IO
Name of Person Rt-purling
Bloth, Alan N.
!hi• or Rrport
04127/2010
v I I. IN v ESTM E NTS and TR u STS - inwmt, VU/Nt. lrama•·tinn.• ( /ndNdts tho ... "' ·'P""-'' um/ dtptndtnt chi/JTen; .... pp. 14-60 "'filin11 imtr11<·tim.<.)
NONE (No reportable income, assets, or transactions.) D IJ.A. B c
T ran ai,:1tons during rcponing pr.:riod D4.:scription of Assets Income durmg Gross value at end
(including trust assets) reporting period of rcponrng period
(\) ii) (2) (3) (4) (5){\) (2) Place "IX)" ufkr ..::ach assc1 Amoun1 Type (e.g . • Value Value
cxcmpl from prior disclosure div., rent. Code 2 Mel hod Code I
IA·fl) or int) iJ.r) Code 3 (Q·W)
Type'' g .. Date Vsluc Gain Identity of
buy. sell, mmidd!yy Code 2 Code l huycrfscllcr
rcdcmplion) CJ·P) (A·ll) (if private
1ransactioo)
18.
19.
20.
21.
22.
23.
24.
25.
26.
29.
30.
31
: 32
33
J.I.
Harrisburg PA Park ing Authority Bond
Pa. Turnpike B/E OY Bond
Pa. Slate Finance Au1h. Beaver Cty. !lond
Fairview School District Bond
Adams County Bond
Dauphin County Bond
Delaware Cty. IDA Sub. Water Authority Bond
Mt. Lebanon School Dislrict Bond
Lower Merion School District Bond
Altoona PANTS Series A Bond
All. Cty. Hosp. Dev. Auth. Bond (Mercy Hospital)
Philadelphia PA Auth. (Series Bl Bond
Scranton PA Gen. Obligalion (Series B) Bond
Norristown School District Bond
Gat.,way School District Bond
Elizabethtown Sewer Authorily Bond
Meyersdale Arca s,·hool District
A · S.l,UOOlu IC'•IO
(Sec Cutumn.1o ! I .auJ I>-*> \'jluc (,_"o !lo
(Sc<"Culumn.:.( I 1"..J 1)11
.. \ U.t.11.lt · SllHl,OUO J ' I "'.DOU or I N ·S !l.liOI BOO 000
A
B
B
B
A
A
A
A
A
!l
B
B
A
A
A
A
A
P.\ !5.110(1,t)OI S CI 000,00tl Q 11 ll Hudk \".,luc
Interest J
Interest K
Interest K
Interest K
Interest J
Interest J
lnlercst J
Interest J
Interest J
lnlcrcst K
Interest K
Interest K
Interest J
Interest J
Interest J
Interest
lnlcrest J
It S,l,tllll · S:Uuo {i SIOO,tH.Jl · \!.IKM)J>cltl K SIHIOl ·),LlOCMI 0 \ 00.tlOJ . SI 01JO.IJOO
R ·(\1MtRr01lhl.1lt'llni t I. 01hr1
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
Redeemed
T
<. .:. 111. s .1100 Ill s.1.000.oot. s .nou.1:.t10 I \tJ.t>lll \1011 UOll Pi S! t>OO,OOl ) JlOtJ.lk)(l P-l fotc ch.m s.c.0.0011.1100 S :\.uC!lo)n;c:nl W ·f. IH11<111;U
12'0)109 )
o SS,lMJJ l .ono
ti f\fort' th4n ) JI00.001.l ,\t llll.J.Ulll !"Ii.I.IOU p - ) !)01.1.IMlt S,]\.OOll.i.I()()
··---------
B
(I) (2)
i i
(2)
D
(3)
C.
(I) (4) (5)
Oare or Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 6 of IO 04/27/2010Bloch, Alan N.
VII. INVESTMENTS and TRUSTS - income, value. transactions r1nc1udes those of spouse and dependent children: see PP· J4-6o offiting instructions.)
0 NONE (No reportable income, assets, or transactions.)
A.
Transactions during reporting period Description of Assets Income during Gross value at end
(including trust assets) reporting period of reporting period
(I)
Place "(X)" arter each asset Amount ; Type (e.g .. Value Value
exempt from prior disclosure Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3
(Q·W)
Type (e.g .. j Gain Identity of
buy, sell, l Code I buyer/seller
(J-P) (A-H) (ifpriva1c
transaction)
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
Scranton Penn School District Bond
Economy Pa. Municipal Sewer Authority
Abington School District Bond
Pa. State Ref. Project (I st Series) Bond
Fairview School District (Series B) Bond
Philadelphia Gas Works (5th Series)
Ambridge Penn Area School District
Plum Borough School District
Gamet Valley School District
Chestnut Ridge School District
Iroquois School District
Philadelphia Pa. School District
Southeast Delco School District
State Public School Building Authority
State Public School Building Authority
State Public School Building Authority
Philadelphia Pa. School District
A
A
A
A
A
A
A
A
A
A
A
A
A
A
B
A
B
Interest J
Interest J
Interest J
Interest K
Interest J
Interest J
Interest J
Interest J
Interest J
Interest J
Interest J
Interest J
Interest J
Interest J
Interest K
Interest J
Interest K
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
I. Income Gain Codes: A •SI .000 or less H =S l ,00 1 - $2,500 C =RSO I - SS.000 D=SS.001-SIS.OOO E =SI S.O<ll - SSO.OUO
(Sec Columns HI and 04) F =S50.00I • SIOIJ.000 G =SJ00,001 ·SI.ODO.ODO HI =Sl,000,001 - SS.000,000 H2 "'More than SS,000,000
2. Value Codes J mS I S,000 nr less K =SIS.O<ll - SS0.000 L =SS0.00 1 - S!00,000 M =SI00,001 - SlS0,000
(See Columns Cl and 03) N •SlS0.001 - SS00.000 0 =SS00,00 I - S 1,000,000 Pl =Sl,000,001 - SS.000,000 Pl =SS,000,001 • SlS,000.000
PJ =S2S.OOO,OOI · SSO.O<IO,IXJO P4 =More 1han SS0,000,000
3. Value Method Code Q -Apprai:i.,11 R =Cos! {Real Estalc Only) S =A:.sessmenl T ==Cash Markel
(Sec Column C2) U "'Book Value: V -"Other W "'Esumated
i
I i I
' [
! I
!
i
(I) (3)
Date or Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 7of10 04/2712010Bloch, Alan N.
VII. INVESTMENTS and TRUSTS - income, value, transactions onc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.>
D NONE (No reportable income, assets, or transactions.) .
-···-----··--·· ·-------··---r--s.------; D.A. c.
Transactions during reporting period Description of Assets Income during Gross value at end
(including trust assets) - reporting period of reporting period
(2) ( ) (2)1 1 (2) (4) (5) Place "(X)" after each asset ( )Amount Type (e.g., Date Value Gain Identity of
Code 2Value ValueType(e.g.,I, Code I buy. sell. mmlddlyydiv.. rent, Code 2 Method! ! Code I buyerlsel !er exempt from prior disclosure
redemption) (J-P) (A-H) (if private (A-H) or int.) (J-P) Code 3
transaction)(Q-W)- ___1 - ___ ____ J __ ·-·-· · - ---------··-· .. --··-
52. Spring-Ford Area School District A Interest J T
53. State Public School Building Authority A Interest J T
54. Pa. State Higher Education Drexel University
A Interest K T
55. Phi Jadelphia PA Water & Wastewater Series B Bond
B Interest K T
56. Aliquippa PA School District Bond B Interest K T
57. Mahanoy PA Sewer Authority Bond A Interest K T
58. Mars PA School District Bond A Interest J T
59. Greater Johnstown PA Water Bond A Interest J T
60. Erie PA Water Authority Bond A Interest J T
61. Alloona PA Area School District Bond A Interest K T
62. Pa. State Turnpike Commission Bond A Interest J T
63. West MifOin PA Area School District Bond A Interest J T Buy 01/J 2/09 J
64. Pa. Slate Higher Educalion Facility College & Univ. Bond
A Interest J T Buy 06/02/09 J
65. Uniontown PA Area School District Bond A Interest J T Buy 09/J 8/09 J
66. Erie PA Water Authority Water Bond A Interest J T Buy 11119/09 J
67. lnteres1-PNC Bank- Checking; Virgnia Ma11or Shops. Pgh .
A Interest J T
68. Vanguard Pa. Insured Tax free Fund B Dividend L T ..
Income Gain Codes: (See Columns Bl and 04)
l. Value Codes
(See Columns Cl and 03)
3. Value Method Codes
(See Column C2)
A "'.S 1,000 orless
F =SSO.oot - St00,000
J =SI S,000 or less
N =SlS0,001 - SS00,000
PJ =SlS.000,001 • SS0,000,000
Q .,Appraisal
U "'Book Value
8 =Sl,001 -Sl,SOO
G =SI00,001 -Sl,000,000
K =SI S,001 - SS0,000
0 =SS00,001 - S l,000,000
R ::Cost (Real Estale Only)
V =Other
C =Sl,50 I -SS,000
HI =Sl,000,00t -SS,000,000
L =SSO.OOt -SI00,000
Pl =S l,000.00t -SS.000.000
P4 =More rhan SS0,000,000
S =Assessment
W =Es1ima1ed
D =SS,001 - SIS,000 E =S 15,00 I -lS0,000
H2 =More than S:5,000,000
M =$ I 00,00 I - Sl50,000
Pl =SS.000,001 - SlS.000,000
T =Cash Market
j
173 I '
(I) {I) iJJ
FINANCIAL DISCLOSURE REPORT Page 8of10
Nome of Person Reporlln
Bloch, Alan N.
Dale of Report
04127i2010
V 11. INVESTMENTS and TRUSTS - incnm•, ,,atu-. 1ransa,·1fons onc1udes 1h11re 11/-'P""·" and d•pendrnr ,-hil.tmr: ""PP· 14-60 of fllinN inw1u·1i11n... J
NONE (No reportable income, as.set.I', or transactions.) D A. B c D.
l)cst.·ripl!on of Assc1s income during. (jross valu at md Tnmsaclions during rcponin{! pcrwll
(including trus.l assets} reporting pcnod of rcportin8 pcnod
ll) m m (2) (4) 15)
Pla<:1.' "(X)" afh:r each ass..::t Amount Type (e.g., Value ValU<: T)IJ>l:l<.g .. D•rc Value Gain Identity of
cx lllpl from prior disclosure Code I di'1 .• rcnl, Codi.! 2 Mcthod buy, sell, mmidtl'yy Code 2 Code I bu)'..:rtsdlcr IA-H) or inq (J-P) Code 3 redemption) (J-P) iA-11) I if private
!Q-W) tnmsal.'.tion)
69.
70.
.Pimco lligh Yield fund Chm A
Be II South 7% preferred stock
A
A
Dividend
Dividend
J
J
T
T
i71. J.P. Morgan Chase 7% Shares A Dividend J T
I 72. B.ond Fund of America A Dividend J T
American High Income Trusl A Dividend J T
I Income G.1111 c e' Sec- ('ulumn) Bl .1nJ U4)
2 \ Jluc ("oJn (Set' ( "ulurnn,. ( I .&ml I)' I
,, ·s1.ut>01.u le" r S. U,1.>IH • \lllll.llUO
J c I .tM.'10 ur I :.. )'!.,'. • \ OJM)I . SS1Ml.1)1)1)
.l V.iluc- \.tcrk1.l\J l ,•lk)
f Sec C.1tu11rn C: J
"'l s2 .ooo.001 ':. ti Lf\>11.oou <) •Appr.m<1t lJ • IJ1h1k \'.1lue
ll ·\I.I.IOI \:.'IHI
(j SIOO,UOt . I IHkl,00(1
K Sl:1i.Ottl · \:1ill,11t10
o ·s uo.U1n - st .u11t1.uoo
R l 1.•'' 1Rr.1i I >t.&tc llnl))
\.' ·l°lthcr
l \ - 01 · S:\.UOO HI Sl.000.001 · S."i.Otllt.llOO I. S:\0,UOI · !dUtl.thKl Pl s1.ooo.1101 S5.1)U0.1xx1 N .\11)U; 1h.1n :\O.tJl.10.lllJ+.J S ·'HC:>!>lllC'l'll
·· ·(·.,,.11m.11eJ
l)·S Jl\JI l OHU I!.? - \111re 1h n S .uoo.1100 M 'SI00,001 · S1C.UUOO
P - 5.V00.110! S ,l)OtJ.UOO
N»m< of Person RtporHng D•le or Report FINANCIAL DISCLOSURE REPORT
Bloch, Alan N. 0412712010Page 9of10
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndfraupart<1fR•porr.)
N1me of Person R-eponlng Dote or Report FINANCIAL DISCLOSURE REPORT
Pagel 0 of JO Bloch, Alan N. 04/2712010
IX. CERTIFICATION.
I certify that all information given above {Including Information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belld, and that any Information not reported was withheld because It met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honorarla and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judlclal Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY ANO WILf'ULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signnl original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I One Columbus Circle, N.E. Washington. D.C. 20544
