16
____ _ Br of Dirers 3 a ; . 0 c. f 0 " ., .. IN<E County Cunt Proprties (real ese berge fir) C AO-IO(P) Rev. J/20 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2005 Report Required by the Ethic in Goverment Act of 1978, (5 US.C app. §§101-111) 1. Person Reporting (Last name, frst. middle initial STAPLN, WT K. 2. Court or Organization U.S. CU OF APPE FR T TIR CIRCUIT 3. Date of Report 5/15/06 4. Title (Article IIIjudges indicate active or senior status; magistratejudges indicate full- or part-time) Sa. Report Type (check appropriate type) 6. Reporting Period Nomination, Date Senior Unite States Circit Judge x Final 1/1/05-12/31/05 Initial Annual Sb. _ Amended Report 7. Chambers or Office Address Feeral Building Lx 33 Wilmington, DE 8. On the basis of the infrmation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. I. POSITIONS. (Reporting individual only; see pp. 9-13 of Instructions.) POSITION NAE OF ORGANIZATION/ENTITY D NONE (No reportable positions.) Vice-dai:n & Mer Buck & D Trust, Inc. (non-profit/conservation 2 II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of Instructions.) DATE PARTIES AND TERMS " NONE (No reportable agreements.) 2 III. N0N-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of Instructions.) .1 i- DA TE SOURCE AND TYPE : 0 A. Filer's Non-Investment Income m NONE (No reportable non-investent income.) 2 3 . r - 1 �, . . <:- C $ $ $ B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria) D NONE (No reportable non-investent income.) I 2005 Chester 2

FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

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Page 1: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

____ _

Board of Directors

3

a-;:m ..

0 c..o f'1'1 "*'.,,,.,. .......

IN<eIE

County Country Properties (real estate brokerage firm)

CD AO-IO(WP) Rev. J/2006

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2005

Report Required by the Ethics in Government Act of 1978, (5 U.S.C. app. §§101-111)

1. Person Reporting (Last name, first. middle initial)

STAPLEION, WALTER K.

2. Court or Organization

U.S. COURI' OF APPEALS FOR THE THIRD CIRCUIT

3. Date of Report

5/15/06

4. Title (Article III judges indicate active or senior status; magistratejudges indicate full- or part-time)

Sa. Report Type (check appropriate type) 6. Reporting Period

Nomination, Date Senior United States Circuit Judge x

Final 1/1/05-12/31/05

Initial Annual

Sb. _ Amended Report

7. Chambers or Office Address

Federal Building Locklx>x 33 Wilmington, DE

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of Instructions.)

POSITION NAME OF ORGANIZATION/ENTITY

D NONE (No reportable positions.)

Vice-dlai:nnan & Member Buck & Doe Trust, Inc. (non-profit/conservation

2

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of Instructions.)

DATE PARTIES AND TERMS

NONE (No reportable agreements.)

2

III. N0N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of Instructions.) .-1 i-DA TE SOURCE AND TYPE :2

0 A. Filer's Non-Investment Income m

NONE (No reportable non-investment income.)

2

3

..c. rr1

-

�,, . .. <:::::>-CF')

$

$

$

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

D NONE (No reportable non-investment income.)

I

2005 Chester 2

Page 2: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

--

Nantucket, (pt. VII)

VALUE

CREDITOR

D NONE (No reportable liabilities.)

Wells Fargo

2

3

4

5

MJrtgage on Rental Prop. Mass. M

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Stapleton, Walter K. 5/15/06

IV. REIMBURSEMENTS transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of Instructions.)

SOURCE DESCRIPTION

GJ NONE (No such reportable reimbursements.)

1

2

3

4

5

6

7

V.

DESCRIPTION

GJ NONE (No such reportable gifts.)

1 $

GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)

SOURCE

2

3

4

$

$

$

VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructions.)

DESCRIPTION VALUE CODE*

Page 3: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

I I

D

·.( rJ Yf i,,:; · ' l )jJ !i'

;<·'.( i S f ; ?;<:::::· ::.- i ·.:; ;<

I

19

'

-

I I I I I !

i j I I

I I

I I

!

i I I I

l i i I i

I I I i i i I !

i i !

i I

i i t I I

! ! I

I I

I

i i I I I I ! i

I

I I

i I i

i I

I I I !

I

I I

I i

i i I I :

! I I i -+-

L i i I I i

I I /l I

I I ! I

I '

l I i i I

I 6/13 1 I Coll

i i I I I I

!

i i

I I !

·---j

I I

I

!

!

I I

I ! -i --,

; i

_________________ .L_ _ __i ___ _,__ __ _L__ ___ __,_ ____ _,__ __ __L __ -- ---------_j

T�.ns;i t!.ons ,1, , 2ffrP.? ing period .

Name ofPerson Reporting Date of ReportFINANCIAL DISCLOSURE REPORT Stapleton, Walter K. 5/15/06

VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 ofInstructions.)

'" · .· · . ' . ) .··'>·. .· ·.:<. . .. :.:....... . 1)•..·

.,.,)ji";s·!< %::>'.::,> -.<· : "'.,,· .,· . ' :·

. - .- .:.

NONE (No reportable income ! assets, or transactions.)

I Baxter Int'l Can.

2 Conoco Phillips Can.

3 JNJ Com.

4 Kimberly Clark Com.

s Marathon Oil Corp. Com.

1 6 Merck Com .

1 7 Fed. Home Loan 3%

Js Pepsico Com.

Southern Co. Can.

JOCobb Co. Ga. Hosp. Pd.

t 11Allstate Com.'

A I Div I KI

A Div K

A Div K

A Div K

A I Div II

K

A Div K

B Int K

A I Div i K

A Div I K

A Int I

I A 1 Div 1 K

T

I T

T

T

T

T

T

T

T

T

I I

III

I I

Sell I

I I

I

i

I II

JI

!

I

I

A I

I

I

I

i

i' i

I ___j

iI

Part K c 11 s3M Com. A Div I L T I

IIA Div I J T6SEI Tax Exempt Trust II I1 17Allied Cap. Com. B Div K T

L

I12Exxon MJbil A I Div K T

13General Electric B Div I

K T

14M:>rgan Stanley Can. A Div I K T

Page 4: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

I I

--

2

5

16 17 I

I

, ; f!Z

L

·n-

dt1 n / ;mgg,p riod

I

I

I

I I

r: ah 7

I Acorn

I

11 I I

I J

/13 i

I I-- ------1 I·

I I

I I I

--- 9

12

.-. -

. · :.c/;'.'ii'.'. J!;a.nsacti_ons

i

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Stapleton, Walter K. 5/15/06

VII. Page I INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

' . . . ··. ,.'' "' '., ;.\;,""_:.}°'' ' , . . ,-.'-:" ; .>,:

D NONE (No reportable income,assets, or transactions.)

1 Chubb Can.

Cisco Sys. Can.

3 Fulton Finan. Com.

4 EM: Corp. Com.

Intel Com.

Emerson Elec. Com.

Teleflex Com.

8 Smuckers J.M. Com.

Cumberland Valley PA SD Bd.

10 Del. Co. Pa. Hsg. Auth. Bd.

Mifflin Pa. SDj11 Gov.

Perkiomen Valley Pa.

::-,-':i; ;::.-•.'. .·· /-,) :

A

A

A

A

A

A

B

A B

.

Div

None

Div

None

Div

Div

Div

Div

Int

Int Int

K

K

K

K

K

K

K

K

K K

T

T

T

T

T

T

T

T

T

T T

--+ I

- -----l

---·

______j i I

----1 SD

13 Constellation Energy

14 Microsoft

15 Medtronic

Pa

B

A

Int

Div

K

K

T

T

A Div K T

A Div K T

None I .

I

i ·------------i

Sold J A I

II LP . None M T

I

Page 5: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

2 \

IT I i I I

I i6/20 I 16/17.

j i f--·--------------+---+---+----l----J-----f----J-----l---+-------- i J s _

Bu_ck

_e

_y_e_

P_

artn. __

e_r

_s _____ -+-----1---+---- ---

PS=l=l=--+:9_1_6---Jj_K_--+!_B--1i1------- I i

i ! i I l6 i I ------l-----+----+---l-----+-----+----+-----+---1-----------·

__ r_ c_

k __ &_c_o_. _ c_am_ . _____ -+---+-----+----i ---+1 _____ 1-1! ---i[ ___ f-,1. __ ,___ _________ Pa· \ 1 I l -------------+--+----+----1-----+-----l---+i---+----+---------i I

Nantucket. i ! !

I f ! I I i I I ! L I ! i

I

I '

O'Malley

! i

i

i I ! !

---�--�--�-�-------

' II NONEIL___; (No reportable income, assets, or transactions.)

Bell South Corp. Com .

3 Duke Power Can.

' Div I JI

Div L Div K

'

T Part K Sell

T Part J Sell

II 14 Nuveen Fd.

I

Div K IT

Int M T

. i!TI Div KJohnson & Johnson Com . 1 -

[7_Me J i 8 Real Estate Ches. Co. ,J

Div K T

None N Q*

i 9 Real Estate I· Mass. 15/15 Pl HNone Sell

j 10 Star Banc Corp. Div L T

. I

. Div IT I I I

! 16 17

Susan

----I' ' --

'

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Stapleton, Walter K. 5/15/06

VII. Page I INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

Page 6: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

16

fA5sets st. t

_________ ·------+-----+----1----r------+----- · ------ · ·

------------------+---l----+------+----l-->-= ............ --f----1-----+----+----------

1-------------------1---l----+--------l-----l------+------l-----+-----t-------­

-iShares

Gro 1-------------------1----1----+--------l-----l------+------l-----+-----t------

I

I

______________ _L_ _ __J ___ _L_ __ _L_ __ ___L ____ ...J_ _ __J_ __ _J __ _,__ ___ __ __

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Stapleton, Walter K. 5/15/06

VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

2

. ··A . ... ".; "'

pescription(mclµdmg a !i s)

•" ' •A , " :;, ' - ,

NONE (No reportable income, assets, or transactions.)

IRA

-Alliance Gr.&Inc. B

-Alliance Co:rp. Bond B

,

!1 -Alliance Bal. Weal th

! 11 -iShares US Healthcare

12 -iShares FTSE Xinhua

13 -iShares Trust - Dow J.

T NASDAQ

I is -ishares Russell 1000

l 16 -Vanguard 'Ibtal Market

! 17 L___

Page 7: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

--

!; ii ··

6

;·(J J $C 1J •;:\§,;:trttil . i/

Bu

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Stapleton, Walter K. 5/15/06

VII. Page 1 INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

' , . ·. . ,'<

:'.::·}",.' - h; '

D NONE (No reportable income,

assets, or transactions.)

-U.S. Treas. Note

2 -Pirnco Ccmncx:li.ty Real

3

4 -Plum Creek Timber Co

-U.S. Treas. Bill

10 -Powershare Tr. Wilder Hill

12

13

17

,,,3

- ·' _,,,,; ·,<."' - ,; 6 . - : : .. · ! "'

<. . .. . . .............. . :·D .. : ..

, :·, ·::::;J��� !/,(l s N,v. Y ep. gi g P ri,.� · - ; < ·: · ·t,. ... , ... !' ._ ··- . . - - - :/': rr - - : ·:·,·:- :-'. · - - ... :r · - .. ·.>· · ··

Buy

Buy

Sold

Buy

Buy

Buy

, E,;,$ 15,oo 1-$so,ooo

Page 8: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

t

I (money market)

I

J J ;? ,,.;>j1. tJ;a act,ipp),

I

-1 I

�� 13/17i '3;1i

I l 2

0

I County Count Pro

l1_6_s_EP

__ {s_

e_e_i_·

n_

f_r_

a_) _______ +------+----+----+---+------+----+- ·--+--+---------------i

I

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Stapleton, Walter K. 5/15/06

VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

.. ,.,: .;: ,-::· ·:., ::B: -,,

D NONE (No repor able income, assets, or transactions.)

CHESTER CO. COUNTRY PROP. PROFIT SHR PLAN

2 -Alliance Gr. & Inc. B

3 -Alliance Prem. Gv.

4 -Franklin Temp. Euro Fd.

s -Franklin Temp. Fin. Serv.

6 -Alliance Tech. B

7 -Alliance Bal. Wealth 8 -Alliance Exch. Reserv

9-u.s. Treas. Inflation Note 10CD Oriental Bank

111 -CD Israel Discount Bk

12-U.S. Treas. Inflation Not s

13-U.S. Treas. Inflation Not s

14

15 *Rollover into Chester

· ... liicome·

B DivInt

*

'Rollover Sell

Sell

Sell

Sell Sell

Sell II Closed

Buy

Buy

Buy

jRedeem

Buy

.. :(ifpiivate · .

8/8 M.

3/17, K c

3/17 K B

3/21 K B

i '3 211 K c

J A

J A

3 3/211 K

3/221 K

·3/22! KI

6/29 K

6/29 K

- -/

rties

I 11

Page 9: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

D

. " . . <.__,,_.-,·._;,_ -,

Asse ? <l _t;ts) ·

i I I

Tnt-

I I i I II I !Rolloverl8/8

I i !

M

i I l I

13/17 i / j I !4 / --1

I i I I I I 1 !

------+---+---+! ----+-f ---+-t--=S-"'-'el_ l ___j1-"""3L.:'./l':.-'-j7i-------=-:K--Jj--=C'---f1----------{

1 J 1· j I c,-,11 1/11 ,-,. "A -Alliance Exch. I 1 I

I j ! 11 [

A 11 i:: /1 n i i I ! I I I f-- 1 .1·1 1 1 ·nlh,___ ________ l---l-----+i---+---- 1l B=u1v'-_-+=3 '-'--=/2= 1+--=--K --jl __ r,1 ________

1! Ji 11' i

qf?A/nr::. Buv 3/3 1

[ I

114 rn11n+u rn11nf-rv p H "--' i PC:

I - - -

i j I

'-------------- ------1------,

---+--------! -l------1-------1--------f---I ----1------------,, i---------------+'---+---- i ---l----+'- ---41--+----+------+l----------I

II I I I

'-! i_1 ______________ _,___ _ ___._i ____ l __ J ___ _L,_ ____ 11 - --- '' - --------___j

, . A ..pescription of . ·

(mcludmg trust_ ·

NONE

' ' • > . , '· '· --.-. ;:;,·i;

(No reportable income assets, or transactions.)

1 CHESTER COUNTY COUNTRY PIDP C M)NEY PURCHASE PENSION PIANI

' I Div

I I iI

I I * i

2 -Alliance Gr. & Int. Sell L D 3 -Alliance Prem. Gr.

' Sell 3/17 J A

-Alliance Biotech B Sell 2/28 J B

J s -Alliance Tech B Sell ! 3/17[ J I A I I ,l,16-Alliance Small Cap. B I Part !

' I Part ' I!7-Alliance Bal. Wealth !' Reserve 118 (m::mey market) i Closed 3 /17 j9-U.S. Treas. Inflation Note! I Buy [3/211 L

HJ""'u.s. Treas. Note JI t rCD Israel Disc. BK ,1 I 1 I !1, · 1 K

i !12

13 *Rollover into Chester

15 SEP (see infra)

i 16 I I: I

I

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Stapleton, Walter K. 5/15/06 VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of

spouse and dependent children. See pp. 34-60 of Instructions.)

Page 10: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

I - - -- ' s_ tap_l_e_t_on 1_w _a_l_t_e_r _K_· L- _ s_;_1 _s_;_o_6 -_J

(2)

· \\;, '.i ( . 8· - ·· ·· ;:;•• ·· .i · •(irpO�#�fo

uooJ I

I I . . --. I--+--+--+- -+- - I i I I PROPERI'IFS SEP I I I

a j : . I

l.- · -----; -t-- +----<· ---+--- --'----+-- -t----t-- ---- -j llollov9 8/8 1 I I Rollove1 8/81

' I I ! I ---------------+- -1-- --\-- --+- --l--- -'---o--t --l'---+--- -- -- i '

10/4'

j.j j 1'f: s_

._

N_

o_t

_e

_____ -"---+-----+--- l·---J Rollovei; ! I,

-u.s. Treas Note 5/31/06 Buy 9/li 1_9_N_ o_t_e 4/1_5 /_l_O_ --+ r-- +- -+- - 1-Ro_l_l_o_ _e_r i

,-8_ /_8_+

l

l -f---+-' -­

1 Note J /] 5 /] 5 \Rollover l 8 /8 \ 3/30/0f'.i iRo 1 I

1 --------------+---

I

K

FINANCIAL DISCLOSURE REPORT Name orPcrson Reporting Date or Report

VII. Page I INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

A. Description of Assets

(including trust as e ,(S

) ,

-:··.:.: ,:·: <:'> _;.

i��;, ]rJ� ���fj1%ft�l?:'. ·.-· _, . ; - <=··.:�:·�·�E �;;.·.i:·> ."<> ._; _;. ::;;: " '

(I) · · · · . · : (I) (2) (I) If ot e/(empt IT disclosure

. ··�····..

I NONE (No reportable income, i I IL___J assets, or transactions.) I

i I CHESTER COUNTY COONTRY I Dl v Ic Int N

! 3 -Alliance Small C p. B

T

I I

K 14 -Alliance Balance Weal th L ' i 5 -Alliance Prem. Growth B

I

Rollover! 8/8! K' ; 6 -Berkshire Hathaway Buy K

- 8/8i K 1'--·-L--------- I '

: 8 ii

M K

1 l!: -U.S. Treas. Inflation 1· i

i 10-U.S. Treas. Inflation

1 11 --cD Oriental Bankr Trust 1 1I 1· 11 . 8/81, 1 over

11s

i 17

K K i

Page 11: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

----- -------- --------·

I ' _,

t��;//r� d:f11%1i l}:i>"

Ir'noi :

I '

Fp i

· ----------------1-----1----1----!----+-----1-----+------I----+----------- I I - :obr-ash ip,_, ---+i ___J:_i\1---..+-r:R>i:::einu.t- +--\ .l.JT.'---L--'Q"-*:..:.___--i-----'----+---+--·-t-------

------l--A--j-.Diu--t-M-- .__T__--J- _ __,_ ___ �-�

---------- -------+---+-----+------ ----+---1------l

9 ------ -·-··----------+----+------!-

' !

--+---------------

c-----------------l-----1----+---i----+-----+----t------+---t-----

_, ------------------1----l-----+---+-----l-----+--+----+--------1-----------j

A

f------------------+-

'-------- -------------+-----+-----l----1------1------'---I----+---+----- ·--··--

! �--t----+--�---,------,--�---+----� I

I

1--------i

-.

.

. : �� . . . . . . "

I . .

_____ j_. ----------·--

8

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Stapleton, Walter K. 5/15/06

VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of/nstnictions.)

. . -: - ,-. .:,.:A.

. . B> C. .Description of Assets . . . D.Iricome . Gross value (including trust asse ) ,0 Tra,nsac i.ons during reP,O ing peri reppJi���'.�; . · , • ·�ry i

d;Ino.d .. : - . . _;,;..:.. ; . ; -, - C/ternpt fr ITI disclosure;;::- . .:

.· . ·.

.-.,- /·:f1 '\t7 . ·-

n NONE (No reportable income, assets, or transactions.)

_____j

None IJ T ---,

sell 61211 K BDiv

I

A

13 Exxon Can. A 'Div J T

r 4 Kate Partners LP None K T

:5 9.5/120 Interest in I 1 I I: •6 i I .

·---AGGldl-±I-UL ! • : i7 i . -·

i IO!

---------·

112 ! 13 *See Sec. VIII, 'JI 1 l;.--- 1 Date 1 15 98 ___1

!

i 14

115

I l__ _ ---·

: 17

Page 12: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

--

2

'

0 R

Bu

J

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Stapleton, Walter K. 5/15/06

VII. Page 1 INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

D NONE (No reportable income,

assets, or transactions.)

1Real Estate Hancock Co. 2001 280 000

ME

Gen . Elec. Can

3SEI Tax Exempt Trust

4U.S. Treas. Note 11/15/07

su.s. Treas. Note 9/15/08

6Cadbury Schwepps Com.

7Conagra Foods Can.

SKimberly Clark Cam.

9Cincinnati Fin. corp. Cam.

IQ3t. Paul Cc:ropanies Cc:ro.

IBEI Investments

12 EM: Corp. Mass.

13 Intel Cc:ro.

Cc:ro.

14 Colgate Palrrolive

1 s Medtronics

I6 Vascmedical

17 MBNA

A

A

c

c

A

A

A

A

A

A

A

A

A

A

None

Div K T 6/17 J

Div T

Int L T

Int L T

Div K T

Div Sell 9/6 K A

Div K T

Div K T

Div K T

Div K T

None K T

Div K T

Div K T

Div K T

None J T

Div Sell 9/6 K A

Page 13: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

J I

D

9

; l i 2 l\ei:nptfypm!lisclosure

J£, l! f "t r ( (ffpoi !f, l

T

9/6

i I

i- f-I

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- I

�---------------+---+-----+----+------+------+---+-----------1------+-·---------j

--+--! ---+------------/ --4-----+�,____,_�.�-+---�-L-��-

5 - ·

116 -t----+-

-+------+-rt--· ---------------- -- 1--- -- -- -- -'-'--�l __ ____L _ _ i..__ ________

FINANCIAL DISCLOSURE REPORT Date of Report 5/15/06

Name of Person Reporting

Stapleton, Walter K.

VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

NONE

I A lltell

(No reportable income, assets, or transactions.)

2 Neenah Paper

3 Duke Realty

4 I shares MSCI Ehl. Mark.

s I shares MSCI Japan

6 I shares MSCI Pacific Ex.

/ 1 Rayonier, Inc.

8 Stericycle, Inc.

10

A Div

None

A I Div

A Div

A Div

A Div

A Div

None!

. . :·.·.oz,: .. <·;:.,; ..' · '', ·--

•·.·. D . . . ',; ;. Ti:a9sa,ctions duringreP.()rJ:i9g period

\::{IJ< <1) · · · · ••.

Jfnot

.·..

K T

Sell J A

K Buy /6 K

K T Buy /6 J

K T Buy /6 K

K T Buy K

K T Buy 6/17 I K I

--j K T Buy 6/17 K

1111213 .

i i

I i, I 1 I I

n

Page 14: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

-------.---------I - - - - - j_s_ta_p_l_e_t_

o_n_, _w_a_l_t_er_K_._ --'- 5_/_1_5_/_0_6 --

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(2)

t 0 f j;·· ··il ' · ·. · . L >. ·'f J · · ···"·

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Int 1 (rrone market)

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._:etc._ _;_{_:..1-f""> "'Joo-'-; •. ·'---',f s_}:-'-·?J.._;-'i'- -'---. -'"\ sa'--' . 1'- 1ue_:. -'-:,_:;;;_:''.:_>'_-(:._,,;_· '""' -'-.o-'-t:.:;c:r""If<.:...""'f, e"", :..:.:E _o_:_Q1-'-y )__:·_:'s-'-.;.._·'f-=Js :..:.sgs.:::. - =rn:.::.1 .:::iit_·· _ __:_;_:___..;·"""'.·--"--:-"r:=ca""; "","""p_:v;,M,""".;:'- r-"-ke -'--'}"-l::'- '.::_)_:-; '.'-:;;_:,'.;'--y'-:'.: '--'-/_..': _:_F- '--'-r-'·,=:i_:·: _..· __

· --

Dist. Bd.

, ,

Name of Person Reponing Date of Repon FINANCIAL DISCLOSURE REPORT

VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of

spouse and dependent children. See pp. 34-60 of /nstrnctions.)

A. .Description of Assets' (includmg trust assets). ,,, ,_ . ..

.. :8.' Iricome . . .

r P9�i� �'.?d,'. ; c . Gross value . at end of .' •. ·reporting pe_riqd

.·. . D.Tra s cti_ons during reP.() i.ng periC><l

(I) . ·;; : . (I) (2) · (I) If°iioi e1<ernpt rrpmdlsclosure

i 1 i12

i3

i 4

:5

(No reportable income, assets, or transactions.) CW\ Pa. Mun .

CD Frenont Invt.

CD Countrywide BK

CD Colurrbian BK

CD One BK

6 U.S. Treas. Note

7 Phil. Pa. Sch. Dist. Bd.

.. I B

B

B

B

B

B

B

A

c

c

Int

Int

Int

Int

Int

Int

Int

Int

Int

·�it�·

L

L

L

L

L

M

T

T

T

T

T

T

L T -- --l--

K T

L T

L T

buy

buy

buy

buy

buy

buy

buy

iI 8/2.

! 8/3 : 8/17.i I

! 9/2

0

L

L

L

L

M

L

K

:buy T I

buy L

II ____,

j_

; 11 Perkiomen Sch. B Int K T buy ----·

K

buy L

buy

s!3 I

: 12 West Shore Sch. Dist. Bel. I

!13 ML Bank USA (money mar et)

114

I IntA I K

B Int L

I

T

T

. ! 15

·---·

i 17

" 1 · ;-.·.. ... I· . 000 . .. _J

Page 15: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

I I

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13

C(AA -- H._;_·.·_:)1_ ·_'_.· •. ;.

'

'._,_: _._ ... • •. : .• :·.•.•l:····..

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. I ! 6/1 16/13. I i I ;

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i5 c

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buy J_8_/_29-+-l-

L- ___ _

! i

8/2 ...J 8/1/1, ----+--------4i---1-----+--------------··--· I

i !

i I

: I ; i i I

i9/21 19/2 I I i ! I

I

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I I I I I

i

--+---+-----+----+-----------··-·----·

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Stapleton, Walter K. 5/15/06

VII. Page I INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 ofInstructions.)

A. Description ofAssets" .·

(including trust assets) ..

........--, NONE (No reportable income, assets, or transactions.)

11 Sigma Aldrich

12 Ste;ricycle

Kinde;r M:>rgan Energy

.8.'. . c.. ·Iricome . Gross value

repo�j�� i.e�.?<1 . . . . repo i d�rir;p

.. _ _

.. _ _

_ _ v'.:'., . .1�PY '·

· ed ti'�n) ·

A Div l K T buy

None K T buy

B Div K I T buy

.. . .. D. Tra.[\s cti_ons durin& rq�ortin& period. ., . ., . . . ,

. · ·' ... . . :..... . ... '" .. . · ... . .

. • :: :C;: e;u:rnpt frpm cllsclosure.. .... - . ....-· ..; ·;,:· .· .. ,.

K

K I

K

i

16/14 ·------- . . 1 (money I

I CMA Pa. Municipa · market)

CD Frenont Invt.

, 6 CD Countrywide Bank

7 CD Colu+nbian Bk.

B

c

c

c

s U.S. Treas. Note B

9 Phil. Sch. Dist. Bd. B

! 10 Blue Ridge Sch. Dist. Bd. J

: 11 Del. Valley Sch. Dist. Bd. i JI-

sI 1 2 Reading Pa. NT

! 13 Pe:rkicmen Sch

! 14

11 s

i 17

lncoindGai Cod :(See C ol. BI, 1)4),:

• Dist.

c

Bd. B

Int

Int

Int

Int

Int

Int

Int

Int

IntI

Int

L II I L iI

L

L

MI·

L I

K

K

L

K

I

!I

II

I

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T Gopen I

/ 9;6 IT buy L il ! I

____ J

-----·-·

_____ ___. ' T

' ! Ibuy i L l--- L------ _ ..

. ! I T buy ' · M I ·

' T

T

T

T i

T

buy !9/2].j buy j9;27'

buy I 9/6 i

buy

buy

I I

L

K

K

L

K

I

---·-

--jI

____ _j

Page 16: FINANCIAL DISCLOSURE REPORT Report Required by the Ethis ...€¦ · County ouny Proerties (real ete keage fim) D AO-IOWP) Rev. J/26 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR

Name of Person Reporting Date of Report

FINANCIAL DISCLOSURE REPORT 5/15/06Stapleton, Walter K.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)

'Ihe -partnership owns three tracts of timberland in Randolph County, Georgia. I am a general partner. My total interest is 9.5/120th. Partnership incane is derived fran hunting leases and the sale of timber.

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353 and Judicial Conference regulations.

Signa

NOTE: ANY INDIVIDUAL WH ILFULL Y FALSIFIES OR FAILS TO E THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104.)