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Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University in the City of New York, USA )

Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

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Page 1: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Anderson localization:from single particle to many

body problems.

Igor Aleiner

(4 lectures)

Windsor Summer School, 14-26 August 2012

( Columbia University in the City of New York, USA )

Page 2: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Lecture # 1-2 Single particle localization

Lecture # 2-3 Many-body localization

Page 3: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

I

V

Conductivity:

Conductance:

Insulator

Metal

Transport in solids

Superconductor

Page 4: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

I

V

Conductivity:

Conductance:

Insulator

Metal

Transport in solids

Focus ofThe course

Page 5: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Lecture # 1• Metals and insulators – importance of disorder• Drude theory of metals• First glimpse into Anderson localization• Anderson metal-insulator transition (Bethe lattice

argument; order parameter … )

Page 6: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Band metals and insulators

Metals Insulators

Gapless spectrum Gapped spectrum

Page 7: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Metals

Gapless spectrum

Insulators

Gapped spectrum

But clean systems are in fact perfect conductors:

CurrentElectric field

Page 8: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Metals

Gapless spectrum

Insulators

Gapped spectrum

But clean systems are in fact perfect conductors:

(quasi-momentum is conserved, translational invariance)

Page 9: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Finite conductivity by impurity scatteringOne impurity

Incoming flux

Probability density

Scattering cross-section

Page 10: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Finite conductivity by impurity scatteringFinite impurity density

Elastic mean free path

Elastic relaxation time

Page 11: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Finite conductivity by impurity scatteringFinite impurity density

Drude conductivity

CLASSICAL

Quantum (band structure)

Quantum (single impurity)

Page 12: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Conductivity and DiffusionFinite impurity density

Einstein relation

Diffusion coefficient

Page 13: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Conductivity, Diffusion, Density of States (DoS)

Einstein relation

Density of States (DoS)

Page 14: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Density of States (DoS)

Clean systems

Page 15: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Density of States (DoS)

Clean systems

Metals,gapless

Insulators,gapped

Phase transition!!!

Page 16: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

But only disorder makes conductivity finite!!!

Disordered systems

CleanDisorder included

Disordered

Page 17: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Disordered

Spectrum always gapless!!!

No phase transition???Only crossovers???

Lifshitz tail

Page 18: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Anderson localization (1957)

extended

localized

Only phase transition possible!!!

Page 19: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Anderson localization (1957)

extended

localized

Strong disorder

Anderson insulator

Weaker disorder

Localized

Localized

Localized

Extended

Extended

d=3

Any disorder, d=1,2

d=3

Page 20: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

DoS

extended

Anderson Transition

- mobility edges (one particle)

Coexistence of the localized and extended states is not possible!!!

Rules out first order phase transition

Page 21: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Temperature dependence of the conductivity (no interactions)

DoS DoSDoS

Metal Insulator “Perfect” one particleInsulatorNo singularities in any

thermodynamic properties!!!

Page 22: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

To take home so far:• Conductivity is finite only due to broken

translational invariance (disorder)• Spectrum (averaged) in disordered system is

gapless• Metal-Insulator transition (Anderson) is

encoded into properties of the wave-functions

Page 23: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Anderson Model

• Lattice - tight binding model

• Onsite energies ei - random

• Hopping matrix elements Iij j iIij

-W < ei <W uniformly distributed

Iij =I i and j are nearest neighbors

0 otherwise{ Critical hopping:

Page 24: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

One could think that diffusion occurs even for :

Golden rule:

Random walk on the lattice

Pronounce words:Self-consistencyMean-fieldSelf-averagingEffective medium …………..

?

Page 25: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

is F A L S E

Probability for the level with given energy on NEIGHBORING sites

Probability for the level with given energy in the

whole system2d attempts

Infinite number of attempts

Page 26: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Perturbative Resonant pair

Page 27: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Resonant pair

Bethe lattice:

INFINITE RESONANT PATH ALWAYS EXISTS

Page 28: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Resonant pair

Bethe lattice:

INFINITE RESONANT PATH ALWAYS EXISTS

Decoupled resonant pairs

Page 29: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Long hops?

Resonant tunneling requires:

Page 30: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

“All states are localized “

means

Probability to find an extended state:

System size

Page 31: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Order parameter for Anderson transition?Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)

Metal Insulator

(

Page 32: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Order parameter for Anderson transition?Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)

InsulatorMetal

(

Page 33: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Order parameter for Anderson transition?Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)

InsulatorMetal

Page 34: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Metal Insulator

Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)

Order parameter for Anderson transition?

(

Page 35: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

h0metal

insulator

behavior for agiven realization

metal

insulator

~ h

probability distributionfor a fixed energy

Order parameter for Anderson transition?Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)

Page 36: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Probability Distribution

metal

insulator

Note:

Can not be crossover, thus, transition!!!

Page 37: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

But the Anderson’s argument is not complete:

Page 38: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

On the real lattice, there are multiple pathsconnecting two points:

Page 39: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Amplitude associated with the pathsinterfere with each other:

Page 40: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

To complete proof of metal insulator transition one has to show the stability of the metal

Page 41: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Summary of Lecture # 1• Conductivity is finite only due to broken

translational invariance (disorder)• Spectrum (averaged) in disordered system is

gapless (Lifshitz tail)• Metal-Insulator transition (Anderson) is encoded

into properties of the wave-functionsextended

localized

Metal

Insulator

Page 42: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

• Distribution function of the local densities of states is the order parameter for Anderson transition

metalinsulator

Page 43: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Resonant pairI < I c

Perturbation theory in (I/W) is convergent!

Page 44: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

I > I c

Perturbation theory in (I/W) is divergent!

Page 45: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

To establish the metal insulator transition we have to show the convergence of (W/I) expansion!!!

Page 46: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Lecture # 2• Stability of metals and weak localization• Inelastic e-e interactions in metals• Phonon assisted hopping in insulators• Statement of many-body localization and many-

body metal insulator transition

Page 47: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Why does classical consideration of multiple scattering events work?

1

2

Classical Interference

Vanish after averaging

Page 48: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Back to Drude formulaFinite impurity density

Drude conductivity

CLASSICAL

Quantum (band structure)

Quantum (single impurity)

Page 49: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Look for interference contributions that survive the averaging

1

2

12

unitarity

Correction toscattering crossection

Phase coherence

Page 50: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Additional impurities do not break coherence!!!

1

2

12

unitarity

Correction toscattering crossection

Page 51: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Sum over all possible returning trajectories

unitarity1

2

12

Return probability forclassical random

work

Page 52: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Sometimes you may see this…MISLEADING…

DOES NOT EXIST FOR GAUSSIAN DISORDER AT ALL

Page 53: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Quantum corrections (weak localization)(Gorkov, Larkin, Khmelnitskii, 1979)

3D

2D

1D

Finite but singular

E. Abrahams, P. W. Anderson, D. C. Licciardello, and T.V. Ramakrishnan, (1979)

Thouless scaling + ansatz:

Page 54: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

2D

1D

Metals are NOT stable in one- and two dimensions

Localization length:

Drude + corrections

Anderson model,

Page 55: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Exact solutions for one-dimensionx U(x)

Nch

Gertsenshtein, Vasil’ev (1959)

Nch =1

Page 56: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Exact solutions for one-dimensionx U(x)

NchEfetov, Larkin (1983)Dorokhov (1983) Nch >>1

Strong localizationWeak localization

Universal conductancefluctuations

Altshuler (1985); Stone; Lee, Stone

(1985)

Page 57: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Other way to analyze the stability of metal

metalinsulator

Metal ???

Explicit calculation yields:

Metal is unstable

Page 58: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

To take home so far:

• Interference corrections due to closed loops are singular;

• For d=1,2 they diverges making the metalic phase of non-interacting particles unstable;• Finite size system is described as a good metal,

if , in other words• For , the properties are well described by

Anderson model with replacing lattice constant.

Page 59: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Regularization of the weak localization byinelastic scatterings (dephasing)

e-h pair

Does not interfere with

Page 60: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Regularization of the weak localization byinelastic scatterings (dephasing)

e-h pair

But interferes with

e-h pair

Page 61: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

e-h pair e-h pair

Phase difference:

Page 62: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

e-h pair e-h pair

Phase difference:

- length of the longest trajectory;

Page 63: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Inelastic rates with energy transfer

Page 64: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Electron-electron interactionAltshuler, Aronov, Khmelnitskii (1982)

Significantly exceeds cleanFermi-liquid result

Page 65: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Almost forward scattering:

diffusive

Ballistic

Page 66: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

To take home so far:• Interference corrections due to closed loops are singular;• For d=1,2 they diverges making the metalic phase of non-interacting particles unstable;

• Interactions at finite T lead to finite

• System at finite temperature is described as a good metal, • if ,

in other words

• For , the properties are well described by ??????

Page 67: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Transport in deeply localized regime

Page 68: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Inelastic processes: transitions between localized states

(inelastic lifetime)–1

energymismatch

(any mechanism)

Page 69: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Phonon-induced hopping

energy difference can be matched by a phonon

Any bath with a continuous spectrum of delocalized excitations

down to w = 0 will give the same exponential

Variable Range HoppingSir N.F. Mott (1968)

Without Coulomb gapA.L.Efros, B.I.Shklovskii (1975)

Optimizedphase volume

Mechanism-dependentprefactor

Page 70: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

“insulator”

Drude

“metal” Electron phononInteraction does not enter

⟶ 0 ?????

Page 71: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Q: Can we replace phonons with e-h pairs and obtain phonon-less VRH?

“insulator”

Drude

“metal” Electron phononInteraction does not enter

Page 72: Anderson localization: from single particle to many body problems. Igor Aleiner (4 lectures) Windsor Summer School, 14-26 August 2012 ( Columbia University

Metal-Insulator Transition and many-body Localization:

insulator

Drude

metal

[Basko, Aleiner, Altshuler (2005)]

Interaction strength(Perfect Ins)

and all one particle state are localized