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Anderson localization:from single particle to many
body problems.
Igor Aleiner
(4 lectures)
Windsor Summer School, 14-26 August 2012
( Columbia University in the City of New York, USA )
Lecture # 1-2 Single particle localization
Lecture # 2-3 Many-body localization
I
V
Conductivity:
Conductance:
Insulator
Metal
Transport in solids
Superconductor
I
V
Conductivity:
Conductance:
Insulator
Metal
Transport in solids
Focus ofThe course
Lecture # 1• Metals and insulators – importance of disorder• Drude theory of metals• First glimpse into Anderson localization• Anderson metal-insulator transition (Bethe lattice
argument; order parameter … )
Band metals and insulators
Metals Insulators
Gapless spectrum Gapped spectrum
Metals
Gapless spectrum
Insulators
Gapped spectrum
But clean systems are in fact perfect conductors:
CurrentElectric field
Metals
Gapless spectrum
Insulators
Gapped spectrum
But clean systems are in fact perfect conductors:
(quasi-momentum is conserved, translational invariance)
Finite conductivity by impurity scatteringOne impurity
Incoming flux
Probability density
Scattering cross-section
Finite conductivity by impurity scatteringFinite impurity density
Elastic mean free path
Elastic relaxation time
Finite conductivity by impurity scatteringFinite impurity density
Drude conductivity
CLASSICAL
Quantum (band structure)
Quantum (single impurity)
Conductivity and DiffusionFinite impurity density
Einstein relation
Diffusion coefficient
Conductivity, Diffusion, Density of States (DoS)
Einstein relation
Density of States (DoS)
Density of States (DoS)
Clean systems
Density of States (DoS)
Clean systems
Metals,gapless
Insulators,gapped
Phase transition!!!
But only disorder makes conductivity finite!!!
Disordered systems
CleanDisorder included
Disordered
Disordered
Spectrum always gapless!!!
No phase transition???Only crossovers???
Lifshitz tail
Anderson localization (1957)
extended
localized
Only phase transition possible!!!
Anderson localization (1957)
extended
localized
Strong disorder
Anderson insulator
Weaker disorder
Localized
Localized
Localized
Extended
Extended
d=3
Any disorder, d=1,2
d=3
DoS
extended
Anderson Transition
- mobility edges (one particle)
Coexistence of the localized and extended states is not possible!!!
Rules out first order phase transition
Temperature dependence of the conductivity (no interactions)
DoS DoSDoS
Metal Insulator “Perfect” one particleInsulatorNo singularities in any
thermodynamic properties!!!
To take home so far:• Conductivity is finite only due to broken
translational invariance (disorder)• Spectrum (averaged) in disordered system is
gapless• Metal-Insulator transition (Anderson) is
encoded into properties of the wave-functions
Anderson Model
• Lattice - tight binding model
• Onsite energies ei - random
• Hopping matrix elements Iij j iIij
-W < ei <W uniformly distributed
Iij =I i and j are nearest neighbors
0 otherwise{ Critical hopping:
One could think that diffusion occurs even for :
Golden rule:
Random walk on the lattice
Pronounce words:Self-consistencyMean-fieldSelf-averagingEffective medium …………..
?
is F A L S E
Probability for the level with given energy on NEIGHBORING sites
Probability for the level with given energy in the
whole system2d attempts
Infinite number of attempts
Perturbative Resonant pair
Resonant pair
Bethe lattice:
INFINITE RESONANT PATH ALWAYS EXISTS
Resonant pair
Bethe lattice:
INFINITE RESONANT PATH ALWAYS EXISTS
Decoupled resonant pairs
Long hops?
Resonant tunneling requires:
“All states are localized “
means
Probability to find an extended state:
System size
Order parameter for Anderson transition?Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)
Metal Insulator
(
Order parameter for Anderson transition?Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)
InsulatorMetal
(
Order parameter for Anderson transition?Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)
InsulatorMetal
Metal Insulator
Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)
Order parameter for Anderson transition?
(
h0metal
insulator
behavior for agiven realization
metal
insulator
~ h
probability distributionfor a fixed energy
Order parameter for Anderson transition?Idea for one particle localization Anderson, (1958);MIT for Bethe lattice: Abou-Chakra, Anderson, Thouless (1973);Critical behavior: Efetov (1987)
Probability Distribution
metal
insulator
Note:
Can not be crossover, thus, transition!!!
But the Anderson’s argument is not complete:
On the real lattice, there are multiple pathsconnecting two points:
Amplitude associated with the pathsinterfere with each other:
To complete proof of metal insulator transition one has to show the stability of the metal
Summary of Lecture # 1• Conductivity is finite only due to broken
translational invariance (disorder)• Spectrum (averaged) in disordered system is
gapless (Lifshitz tail)• Metal-Insulator transition (Anderson) is encoded
into properties of the wave-functionsextended
localized
Metal
Insulator
• Distribution function of the local densities of states is the order parameter for Anderson transition
metalinsulator
Resonant pairI < I c
Perturbation theory in (I/W) is convergent!
I > I c
Perturbation theory in (I/W) is divergent!
To establish the metal insulator transition we have to show the convergence of (W/I) expansion!!!
Lecture # 2• Stability of metals and weak localization• Inelastic e-e interactions in metals• Phonon assisted hopping in insulators• Statement of many-body localization and many-
body metal insulator transition
Why does classical consideration of multiple scattering events work?
1
2
Classical Interference
Vanish after averaging
Back to Drude formulaFinite impurity density
Drude conductivity
CLASSICAL
Quantum (band structure)
Quantum (single impurity)
Look for interference contributions that survive the averaging
1
2
12
unitarity
Correction toscattering crossection
Phase coherence
Additional impurities do not break coherence!!!
1
2
12
unitarity
Correction toscattering crossection
Sum over all possible returning trajectories
unitarity1
2
12
Return probability forclassical random
work
Sometimes you may see this…MISLEADING…
DOES NOT EXIST FOR GAUSSIAN DISORDER AT ALL
Quantum corrections (weak localization)(Gorkov, Larkin, Khmelnitskii, 1979)
3D
2D
1D
Finite but singular
E. Abrahams, P. W. Anderson, D. C. Licciardello, and T.V. Ramakrishnan, (1979)
Thouless scaling + ansatz:
2D
1D
Metals are NOT stable in one- and two dimensions
Localization length:
Drude + corrections
Anderson model,
Exact solutions for one-dimensionx U(x)
Nch
Gertsenshtein, Vasil’ev (1959)
Nch =1
Exact solutions for one-dimensionx U(x)
NchEfetov, Larkin (1983)Dorokhov (1983) Nch >>1
Strong localizationWeak localization
Universal conductancefluctuations
Altshuler (1985); Stone; Lee, Stone
(1985)
Other way to analyze the stability of metal
metalinsulator
Metal ???
Explicit calculation yields:
Metal is unstable
To take home so far:
• Interference corrections due to closed loops are singular;
• For d=1,2 they diverges making the metalic phase of non-interacting particles unstable;• Finite size system is described as a good metal,
if , in other words• For , the properties are well described by
Anderson model with replacing lattice constant.
Regularization of the weak localization byinelastic scatterings (dephasing)
e-h pair
Does not interfere with
Regularization of the weak localization byinelastic scatterings (dephasing)
e-h pair
But interferes with
e-h pair
e-h pair e-h pair
Phase difference:
e-h pair e-h pair
Phase difference:
- length of the longest trajectory;
Inelastic rates with energy transfer
Electron-electron interactionAltshuler, Aronov, Khmelnitskii (1982)
Significantly exceeds cleanFermi-liquid result
Almost forward scattering:
diffusive
Ballistic
To take home so far:• Interference corrections due to closed loops are singular;• For d=1,2 they diverges making the metalic phase of non-interacting particles unstable;
• Interactions at finite T lead to finite
• System at finite temperature is described as a good metal, • if ,
in other words
• For , the properties are well described by ??????
Transport in deeply localized regime
Inelastic processes: transitions between localized states
(inelastic lifetime)–1
energymismatch
(any mechanism)
Phonon-induced hopping
energy difference can be matched by a phonon
Any bath with a continuous spectrum of delocalized excitations
down to w = 0 will give the same exponential
Variable Range HoppingSir N.F. Mott (1968)
Without Coulomb gapA.L.Efros, B.I.Shklovskii (1975)
Optimizedphase volume
Mechanism-dependentprefactor
“insulator”
Drude
“metal” Electron phononInteraction does not enter
⟶ 0 ?????
Q: Can we replace phonons with e-h pairs and obtain phonon-less VRH?
“insulator”
Drude
“metal” Electron phononInteraction does not enter
Metal-Insulator Transition and many-body Localization:
insulator
Drude
metal
[Basko, Aleiner, Altshuler (2005)]
Interaction strength(Perfect Ins)
and all one particle state are localized