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An Alternative History of
Psychoanalysis: Fact and Fiction in Irvin
D. Yalom’s When Nietzsche Wept
En Alternativ Historia Om Psykoanalys: Fakta och fiktion i Irvin D. Yalom’s När Nietzsche Grät
Ebba Paulsson
Karlstad University
English Literature C-essay
15 hp
Supervisor: Johan Wijkmark
Examiner: Åke Bergvall
Date 10.06.2017
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Abstract
ThisessayprovidesananalysisofthenovelWhenNietzscheWeptwrittenby
IrvinD.Yalom.Thenoveltakesplaceduringthelateeighteenhundredcenturyin
ViennaandthroughoutthisessayIexplorehowYalomhascreatedasetting,
wherehehasplacedsomeofmostprominentphilosophersofthistimeinhis
fictionalworldinordertoeducatethereaderaboutthebirthofpsychoanalysis
andgiveanalternativeversiontohowitemerged.IarguethatYalommanagesto
implementdifferentoriginaltheoriesinconnectiontopsychoanalysistoshow
howtheideascirculatingatthatpointinhistorycontributedtothedevelopment
ofpsychoanalysis.TheessaycomparestheoriginaltheoriesofFreud,Breuerand
Nietzschetothosebroughtforwardbythecharactersandillustratesthe
similaritiesinordertosupportYalom´salternativeversion.Inconclusion,this
essaydemonstrateshowYalomhascreatedanalternativeversionofthe
developmentofpsychoanalysisbyblendingoriginaltheorieswithfictiveevents
inordertoshowhowpsychoanalysiswasazeitgeistofitstimeandhadmore
thanonefoundingfather.
Keyword:WhenNietzscheWept,Irvin.DYalom,Psychoanalysis,alternative
historicalfiction,FriedrichNietzsche,SigmundFreud.JosefBreuer
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IrvinD.YalomwroteWhenNietzscheWept(1992)asanovelwiththeintentto
teachthereaderaboutthebirthofpsychoanalysisandtoshowhowitwasa
productoftheoriesandideasofitstime,ratherthanatheorydevelopedbya
singlemind.YalomisaprofessorinpsychiatryatStanfordUniversityandhas
manyyearsofexperienceinbothteachingpsychologyandworkingasa
psychotherapist.YalomhaswrittenseveralnovelsonthetopicsuchasLove´s
Executer(1989)andLyingOnTheCouch(1996),whereheuseshisknowledge
andexperienceinordertocreateanarrativearoundpsychoanalysisand
psychotherapy.AsstatedonthecoverofTheYalomReader(1998),“bothinhis
nonfictionandhisfiction,Yalomusesthelensofpsychotherapytoexplore
humannatureandshowsusthatthelinebetweenthetrueandtheimaginedis
notalwayseasytodistinguish”.
WithWhenNietzscheWept,Yalomstartsblendingrealeventsand
historicalfigureswithfiction,effectivelycreatingaworkofalternativehistory.
Thegenrealternatehistoryisbydefinition“agenreoffictioninwhichtheauthor
speculatesonhowthecourseofhistorymighthavebeenalteredifaparticular
historicaleventhadhadadifferentoutcome”(Collins),andthisispreciselywhat
Yalomdoesinregardtothehistoryofpsychoanalysis.Thisisagenrewithits
pointofdepartureinthequestion“whatif?”andinthenovelYalomplacesthe
historicalfiguresofSigmundFreud,Dr.JosefBreuerandFriedrichNietzscheat
thecreationofpsychoanalysisandpresentsascenariowhereNietzscheand
Breuer,ratherthanFreudarethedrivingforcesbehindpsychoanalysisandits
development.The“whatif”-questionsYalomasksinthenovelare:WhatifLou
Salomé,afterstudyingBreuerandFreud´streatmentoftheirpatientAnna.O,
hadcontactedhimandurgedBreuertotreatNietzschewiththesametalking
approachinordertocurehisdespair?WhatifBreuerhadacceptedand
Nietzschewouldhaveagreed?Inhisafterwordtothenovel,Yalomwritesthathe
wasinspiredbyaquotationhetookfromAndreGide´sLafcadio´sAdventures:
“Fictionishistorywhichmighthavetakenplace,andhistoryfictionwhichhas
takenplace”(104).
Thenoveltakesplaceduringtheyearof1882,atimeduringwhichallthe
charactersinthebooklivedandwereactiveinthesameintellectualcircles
(Yalom303),andthereforeYalomuseshistoricallyaccuraterelationshipsand
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settingsinordertoshow,indramatizedform,howpsychoanalysisevolved,
whilestillstayingtruetotheoriginaltheoriesofhischaracters.Inthescenario
Yalomcreates,FreudisayoungmedicalstudentandBreuerishismentoranda
prominentphysicianinVienna.Nietzscheisatthebeginningofhisphilosophical
careerandnotyetrecognizedbyhispeers.Hesuffersfrompoorhealth,severe
migrainesanddespair.LouSaloméwhomisthecauseofhisdespairisconvinced
ofhisexcellenceandiscertainofhisfutureimpactontheworld,andistherefore
keentoensurehisrecovery.Yalomusesthevoicesoftheserecognized
philosophers–Breuer,FreudandNietzsche–toputtheirideasandtheoriesinto
ahistoricalcontext,therebycreatesanarrativethattellsthestoryofhow
psychoanalysisstartstodevelop.Byincorporatingmanyoriginalideassuchas
Freud´stheoriesofanunconsciousmind,BreuerandFreud´sworkonhysteria
andtalkingcure,aswellasNietzsche´stheoryofeternalreturn,Yalomunfoldsa
storywhichisgroundedinhistoricallyaccurateeventsandtheoriesasthe
followingsentencefromhisafterwordexpresses“Giventheveryimprobable
historyofthefieldofpsychotherapy,alleventsofthisbookcouldhavecometo
passifhistoryhadrotatedonlyslightonitsaxis”.EventhoughFreudispopularly
andusuallythoughtofasthepointoforiginofpsychoanalysis,Yalomqualifies
thatbyincludingtheideasofothersaswell.Iarguethatinhisnovel,Yalomuses
thegenreofalternativehistoryfictioninordertoshowtheaffinitiesofthe
ideologicalandphilosophicalpositionsofthemaincharactersandtherebyalso
describesasortofzeitgeistinwhichpsychoanalysisaroseasatheoryand
treatment.
Iwillbeginwithabriefintroductionofthosecomponentsof
psychoanalysisthatareactiveinthenovelinordertoprovidethereaderwithan
understandingoftheconnectionsImakelateroninmyarguments.AsSaul
McLeodphrasesit,“psychoanalysisiscommonlyusedtotreatdepressionand
anxietydisorders”.AccordingtotheAmericanPsychoanalyticAssociation
(APSA),“psychoanalysisisbuiltonthetheorythatmanyofthefactorsthataffect
ourbehaviorandemotions,arehiddenintheunconsciousmindandthusweare
notawareofthem.Inexaminingwhatliesbeneaththesurfaceofhuman
behavior,psychoanalysisteachesusabouttheunconsciouspsychologicalforces
withinusoutsideofeverydayawareness”(AboutPsychoanalysis).TheAPSA
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reportshow“unconsciousfactorshavethepotentialtoproduceunhappiness,
whichinturnisexpressedthroughascoreofdistinguishablesymptoms,
includingdisturbingpersonalitytraits,difficultyinrelatingtoothers,or
disturbancesinself-esteemorgeneraldisposition”(AboutPsychoanalysis).
FurthermoreAPSAstatesthat“psychoanalysisasatherapy,alsoreferredtoasa
treatment,aimstodiscovercoreissues,totraceunconsciousfactorstotheir
originsandshowshowtheyhaveevolvedanddevelopedoverthecourseof
manyyears,andsubsequentlyhelpsindividualstoovercomethechallengesthey
faceinlife”(AboutPsychoanalysis).Onemethodthatiswidelyusedwithin
psychoanalysisandpsychotherapythatYalomalsochoosestogiveacentralpart
inhisstoryisfreeassociation.KristinM.Beystehnerdefinesfreeassociationas“a
methodthatentailsasituationwherethepatientspeaksaboutanysubject
matterwhatsoeverandtheanalystdrawsconclusionsbasedonwhatissaid”.
SaulMcLeodclaimsthatFreudisthefatherofpsychoanalysisanddevelopedthe
treatmenttotreatmentalillnessandfoundedthetheoryinordertoexplain
humanbehavior,astatementYalomcontradictsbyshowinginhisnovelthat
psychoanalysiscouldbeassignedmorethanonefatherandwasachildofits
timeratherthanofoneman’smind.
IintendtocomparetheideasofYalom´sfictionalcharacterswiththoseof
thehistoricfigurestoshowtheiraffinitiesandhowYalomshows,bymerging
themtogether,thattheyallcontributedtothedevelopmentofpsychoanalysis.
BydoingsoIwillshowhowYalomtellsastorywherepsychoanalysisisa
productofitstimeandintellectualclimate.FriedrichNietzschepublishedthe
TheGayScience(1882)wherehepresentsthetheoryofeternalrecurrence,also
referredtoaseternalreturn.ThetheoryplaysanimportantroleinYaloms´s
storyandhisalternativeversionofthebirthofpsychoanalysis,asIwillshowin
thisessay.Yalomappliesthetheoryofeternalreturntohischaracter’sdespair
andshowshowitcouldworkasatalkingtreatment.Thetheoryisrelevantto
psychoanalysisanditsaimtodiscovercoreissues,traceunconsciousfactorsto
theiroriginandreleasedespair.Hababexpressestheconnectionbetween
eternalreturnanditsabilitytoforceonetoreviewone’slifeas“eternal
recurrencewasawaytoforceattentiononlifeexactlyasitis,withno
alternative,notevennothingnessontheothersideoflife,noteveneternal
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novelty.IfonecouldsayYestoeternalrecurrence—theendlessrepetitionoflife
intheexactsameway—onecouldgenuinelysayYestolifeasitis.”Inother
words,thetheorycanbeusedtosearchdeepwithinoneselfinordertoarriveat
ahappierplace.Yalomplacesthetheoryofeternalreturninahistoricalsituation
andgivesitthetasktocuredespairbyinventingapsychotherapybasedon
Nietzsche´sideastogetherwithBreuerandFreud.Bydoingsoandinarelevant
wayusingtheoriginalideas,Yalomshowsthereaderhowpsychoanalysiscanbe
assignedtonotonlyFreuddiscoveryofanunconsciousmind,whichIwill
elaborateonlaterinthisessay,butalsoNietzsche´sphilosophicalideasand
Breuer´sresearchonfreeassociation.AsaresultitsupportsYalom´sversion
whereNietzschetogetherwithFreud´sandBreuer´sideascreatedanintellectual
environmentfromwhichpsychoanalysisemerged.
Yalom´schoiceofcharactersisbaseduponamixofhistoricallyexisting
relationshipsandfictionalrelationships,whichsupportsthenotionthatallthe
theoriespresentedinthenovelcontributedtotheemergenceofpsychoanalysis.
Firstly,LouSalomé,whointhestorytakesituponherselftoinitiatearescue
missionforNietzsche,livedduringthistimeandwasinfactromantically
involvedwithhim(Martin6).ThewaytherelationshipbetweenFreudand
Breuerisportrayedinthenovelissimilartotherealrelationshipthetwohad.
Theyhada“long-lastingfriendshipandcollaborationwheretheolder,eminent
physicianJosefBreuerwasmentoringFreud”(Milton,Polmear&Fabricius42-
43).BasedonfindingsmadebytherealJosefBreuerinregardtofreeassociation
withhistreatmentofhispatientBerthaPappenheim–whowentunderthe
pseudonymAnnaO.–thetwofriendsandcolleaguespublishedthebookStudies
onHysteriain1895.Atthetimeinwhichthenoveltakesplace,thehistoricfigure
JosefBreuer“wasarecognizedphysicianwhereasSigmundFreudwasonlyjust
qualifyingasadoctor”(Breuer&Freud,ix),whichisalsohowtherelationshipis
describedinthenovelandthereforsupportsYalom´sversionwhereFreudwas
notthesinglemindbehindpsychoanalysis,butmanyideasofthattimeservedas
influencerstothebirthofpsychoanalysis.
Besidethetwoprotagonists,theabove-mentionedcharacterofBertha
PappenheimplaysanimportantpartinunderstandingwhyYalomexploresthe
scenarioofBreuerandNietzschemeeting.InYalom´sscenario,sheistheobject
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ofBreuer´sobsessionandcauseofhisdespair.ItisbecauseofBreuer´sprevious
workwithBerthaPappenheimthatSaloméchoosestocontactBreueroutofall
physiciansinAustria.Saloméhasheardabouthisworkonhysteriawherehehas
previouslyexploredthetalkingtreatmentandsheisconvinceditwillworkon
Nietzsche.ThisshowshowYalomletsBreuer´sresearchonfreeassociation,
whichcanbefoundinStudiesonHysteria,serveasaconnectingpointinbringing
Nietzsche,BreuerandFreud´sideastogetherandthatlateronresultsinthe
developmentofpsychoanalysis.Drawingonthefactthattherelationship
betweenthecharactersofNietzscheandLouSalomé,BreuerandBertha
PappenheimaswellasBreuerandFreudareportrayedinasimilarwayasthe
historicalfiguresrelationshipstooneanother,Yalomcreatesascenarioinwhich
theideasandtheoriesthecharactersdiscoverinfluenceeachotherandwhenput
togetherdeveloppsychoanalysis.ByfictionalizingthescenarioofNietzsche
beingthepatient,YalomappliesNietzsche´sphilosophicalideasto
psychoanalysisandshowshowtheymanagetocuredespair.Yalomuseshis
characterstoshow,ratherthantellthereaderaboutthefoundationsof
psychoanalysisandbydoingsoheprovidesavirtualinsider’sperspectivetothe
developmentofthetalkingtreatment.
Beforepsychoanalysisandpsychotherapyasamedicaltreatmentwas
developed,despairwasnotconsideredtobesomethingonecouldapproachwith
atalkingtreatment,whichisalsotheattitudeofthecharactersbeforetheyhave
appliedtheirtheoriesinordertofindacurefordespair.Thestoryopensin
VenicewhereBreuerspendshisvacation,whenhereceivesanotefromLou
Saloméaskingforameeting.Duringtheirencounter,LouSaloméurgesBreuerto
trytotreatherfriendandformerlover,thephilosopherNietzsche,withthesame
methodoftalkingtreatmentthatshehasfamiliarizedherselfwithfromhis
previousresearch.InthenovelNietzschesuffersfromdespairafterLouSalomé
endstheirloveaffairbyleavingNietzscheforanotherman,hisfriendPaulRee.
SaloméisafraidthatNietzsche´smentalstateandseveremigrainesmightdrive
himtocommitsuicideandisthereforedesperatetofindhelp.Breuerismost
hesitanttotherequestandatfirsthandhefailstoseehowheasamedical
doctorcouldtreatsomeonesufferingfromdespairofthemind.Breuerquestions
hisabilitytohelpNietzsche,thereasonbeingthatpsychoanalysiswasnotyet
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developedandtherewasnosuchthingastherapeutictreatmentinvolving
doctor-patienttalks(Borch-JacobsenandShamdasani1). Thefollowing
conversationbetweenthecharactersBreuerandSalomé,illustratestheattitudes
towardsdespairasamedicalsymptom:“‘SupposeDoctorBreuer,weconsider
despairtobeasymptom.Couldn´tyouapproachitinthesamemanner?’‘Despair
isnotamedicalsymptom,Fraulein;itisvague,imprecise.EachofAnnaO.´s
symptomsinvolvedsomediscretepartsofherbody…’”(Yalom10).Thispassage
isimportantfortheunderstandingofthestagebeforepsychoanalysiswas
developedanditshowsthatthetheoriesandmethodsdevelopedbyYalom´s
charactersweregroundbreakingforthattime.
YalomusestheformoftalkingsessionsbetweenNietzscheandBreuer,
whereNietzschetakestheroleofthetherapistandapplieshisphilosophical
ideastoBreuer´sdespair.Furthermore,Yalomusesthenarrativearoundthe
sessionstomergeNietzscheandBreuer´smindsinordertoshowhowtheir
ideas,inarelevantmannercouldhavecontributedtothedevelopmentof
psychoanalysis.AfterfurtherconvincingbySalomébackinVienna,Breuer
agreestotakeonNietzscheashispatientandexploretalkingasthetreatmentof
hisdespair.YalomconcoctsasecretplanbetweenBreuerandSaloméinorderto
integrateNietzsche´stheoriestothestory.Withthesecretplantocure
Nietzsche´sdespairbylocatingtheoriginalcause,Yalomintroducesthebasicsof
psychoanalysis:“thetheoryofmakingunconsciousthoughtsandmotivations
consciousandbyidentifyingandunderstandingthecoreissue”(McLeod).
SaloméissurethatNietzschewouldnotagreeuponsuchatalkingtreatment
sincehenevertalksaboutpersonalfeelings.InsteadSaloméandBreuercomeup
withtheplantogetNietzschetoengageinsessionswhereNietzschecanbe
convincedtohelpBreuerwithhisdespairbyapplyinghisphilosophicalideas,
andinreturnBreuerwillmonitorhishealth.Nietzschewhosuffersbadlyfrom
hismigrainesagreestoenrollattheLautzerclinicinorderforBreuertomonitor
hishealth,whileheinreturnhelpsBreuerwithhisobsessionforhisformer
patientBerthaPappenheim.AsYalom´sstorytakesoffandthesessionsbegin,
thesecretplanplaysoutdifferentlythanBreuerandSaloméhadinmind.Instead
ofgettingNietzschetoopenupbyBreuer´sconfessions,therolesofdoctorand
patientreverseasBreuerexperiencesgreatreliefbyunveilinghisinnerthoughts
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toNietzsche.Yalomcreatesascenariowhere“Nietzscheapplieshis
philosophicaltheoriestoBreuer´sangstandtherebycreatesanarrativethat
portraysaphilosophicalpsychoanalysisofsortwhereheputsNietzscheinthe
roleofthetherapistanalyzingBreuer”(Schuster133).Bydoingso,Yalomshows
howNietzscheandBreuer´stheories,whenmergedtogetherworkinthesame
manneraspsychoanalysisdoes–itprovidesareleaseofdespair.Byusingthe
sessionstoapplytheirtheoriesontodespair,Yalomshowshowthebirthof
psychoanalysisasatooltocuredespairwasaproductnotonlybyFreud,but
waspartofthezeitgeist,theideasinintellectualcirculationatthetime,
specifically,thoseofBreuerandNietzsche.
AlongthesessionsbetweenNietzscheandBreuer,thereisaparallel
narrativerunningthroughoutthenovelthatYalomusestobringNietzsche´sand
Freud´sideastogether.Inthispartofthestory,Yalomintroducesmanyofthe
historicalFreud´stheories,whichwillbediscussedinmoredepthlateroninthis
essay.YalomalsousestheparallelnarrativetoanalyzeNietzsche´soriginal
theoriesthroughFreud´sperspectiveandbydoingsoconnectsthemto
psychoanalysis.Inthefollowingpassage,Yalomintroducesthereadertothe
basicnotionofpsychoanalysisandpsychotherapywhenBreuerandFreud
discussNietzsche’swork:
Psychologicalsurgery-it´sinterestingtohearyouputitinthatway,´said
Breuer.´Perhapswe´redevelopingawholemedicalsubspecialty.Wait,
there´ssomethingelseIwantedtoreadtoyouthatseemsrelevant.´
HeturnedthepagesofHuman,AllTooHumanforacoupleof
minutes.´Ican´tfindthepassagenow,butitspointisthattheseekerafter
truthmustundergoapersonalpsychologicalanalysis-hetermsit`moral
dissection´…Heclaimsthatinordertodiscoverthetruth,onemustfirst
knowoneselffully.Andtodothat,onemustremoveoneselffromone´s
customarypointofview,evenfromone´sowncenturyandcountry-and
thenexamineoneselffromadistance!(Yalom86)
HereYalommanagestodramatizethefirsttraceofpsychoanalysisasatheory.
HedoessobylettingBreuertellFreudaboutwhathereadinNietzsche´sbook
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Human,AllTooHuman.Nietzsche´soriginalthoughtsinthebook,whichBreuer
triestoexplaintoFreud,correspondtopsychoanalysissincethefundamental
aimofpsychoanalysisisto“breakdownourowndefensesinordertoeffectbasic
changesinthestructureofourpersonalityandbehavior”(Tyson18).Byusing
thisparallelnarrativeYalomshowsthereaderhowFreudandNietzsche’sideas
worktogetherandbydoingso,hemanagestoshowthereaderthat
psychoanalysiswassurelyinspiredbythemboth.
Yalomusesthethemeofdespairinhisnovelinordertoshowhowthe
differenttheoriesofthattime,putforwardbyhischaracters,togetherarrivea
curefordespair.Thereaderisawarefromthestartofthenovelthatthesource
ofNietzsche´sdespairlieswiththeunrequitedloveandabandonmentby
Salomé.Thishowever,isbeyondNietzsche’sinsight,oratleastheisunwillingto
acknowledgeit.Breuer´smissionisforNietzschetorealizeandadmithisdespair
inthehopethatitwillcurehim.Breuerisunhappyinhismarriageandfeels
moretrappedbytheresponsibilitiestowardshisfamilyeverydayashisfree
mindtakesescapetohisoldpatientBerthaPappenheim.Duringthesessions,the
twoprotagonistsBreuerandNietzschearriveattheconclusionthatinorderto
cureBreuer´sangst,they,orBreuerhimself,needtofinditssource,which
NietzschebelievestobetheobsessionforBerthaPappenheim.Duringa
conversationwithNietzsche,Breuerrememberstheapproachheusedforhis
formerpatientBerthaPappenheimasdescribedinthefollowingpassage:
AndBreuerproceededtodescribehowhehaderasednotonlyeachof
Bertha´ssymptomsbytrackingdownitsoriginalcausebut,finally,every
partofherillnesswhenhehelpedherdiscoverandre-experienceits
fundamentalcause-thehorrorofherfather´sdeath.(Yalom160)
NietzscheisintriguedbytheapproachBreuerusedinhistreatmentofBertha
Pappenheimanditleadshimtowardsthenotionthatbyidentifyingthesourceof
despaironecanfindthewayoutofdespair:”Ilikethepossibilityofyourbeing
helpedbyyourowndiscovery.Foronecanneverreallybehelpedbyanother;
onemustfindthestrengthtohelponeself.Perhapsyou,likeAnnaO.,must
discovertheoriginalcauseofeachofyourpsychologicalproblems”(Yalom160).
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Thispassageisimportanttothenovelbecauseitiswherethecharactersfirst
realizethattheyneedtoapplythesameapproachBreuerusedwhentreating
BerthaPappenheimtothemselves,andthefirsttraceofYalomapplying
Nietzsche´stheoriesinordertosuccessfullycuredespair.Nietzschesuggests
thatBreuermustlocatethecauseofhisobsession,whichcauseshimangstand
despair.Accordingtopsychoanalysis,“untilwefindawaytoknowand
acknowledgetoourselvesthetruecausesofourrepressedwoundsandfearswe
hangontothemindisguised,self-defeatingways”(Tyson13).Onceagain,Yalom
managestoweavehistoryintohisfictionalworldwhenheusesthecaseof
BerthaPappenheimandthefindingsfromthebookStudiesonHysteria,whichhe
inarealisticmannerappliestohischaractersforthestorytomoveforwardand
showhowtheoriginalideasofhischaractersarerelevanttopsychoanalysisand
howtheycouldhaveinfluencedthedevelopment.
InthebookAnOutlineofPsychoanalysis1949,Freudrecountsthesevery
ideasoffindingthesourceofaproblem,oftenlocatedinone’sunconsciousmind,
inordertocureit,whichfurthersupportsthemethodYalom´scharactersuseto
curedespairandonecanseethesimilaritiesbetweentheoriginaltheoryandthe
onebroughtforwardinYalom´sfictiveversion.ThehistoricalfigureFreud
“producedamulti-layeredviewofthehumanmind”(McLeod),whichiscertainly
alsotrueforYalom´scharacterFreud.AsBilliginformsus,thehistoricalFreud
referredto“psychoanalysisasadepthpsychologysinceitsaimistostudythose
processesinmentallife,whicharewithdrawnfromconsciousness”(12).This
notionisputforwardinthefollowingpassagefromthenovelwhereFreud
arguesforhiscaseofanexistingunconsciousmind:
Iagree,itdoesseemridiculous-yetlookattheevidenceforit,lookatall
thescientistsandmathematicianswhohavereportedsolvingimportant
problemsindreams!And,Josef,thereisnocompetingexplanation.No
matterhowridiculousitseems,theremustbeaseparate,unconscious
intelligence.I´msure-.(Yalom40)
ThehistoricalFreudrecognizedtheimportanceofunconsciousmentalactivity
(Beystehner)andwiththatinmind,onecanseehowYalomcontextualizesthe
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realFreud´spersuasionofanexistingseparatemind.Bypresentingtheidea
throughhisnarrative,Yalomstrategicallyutilizesalternativefictiontoprovide
aninsightintoFreud´sreasoningandapreconceptionofthenotionofthe
unconsciousmind,whichisimportantforthefurtherdevelopmentof
psychoanalysisinthestory,anditalsoplacesthetheoryinanintellectualand
historicalcontext.Lateronduringtheconversation,Breuerexpressesconcern
forFreudandhisprovocativestatements,whichIbelieveYalomdoesinorderto
illustratetheground-brakingmindofFreudcomparedtohispeers.Furthermore
itservesapedagogicalpurposetousea“Socraticdialogue”whereYalomshows
thereaderhowtheargumentisbuiltbychallengingtheideaandusesreasoning
toarriveattheconclusiongradually.ThiswayofmixingFreud´soriginaltheory,
withfictionandputtingtheideaintohistoricalcontext,Yalomteachesthereader
aboutoneofthebasiccomponentsofpsychoanalysis.Byanalyzingtheoriginal
theoryofanunconsciousmindandtheoneportrayedinthenovel,onecansee
theaffinitiesbetweenthetwo,whichfurthersupportsYalom´snotionthat
Freud´stheoryoftheunconsciousmindwasoneofthecontributingideastothe
developmentofpsychoanalysis.
IntheparallelnarrativebetweenBreuerandFreudthatYalomusesin
ordertoanalyzeNietzsche´stheoriesthroughtheirperspective,heallowsthem
toreachabreakthroughafterdiscussingoneofNietzsche´smigraineattacks,
whichleadsthemtobeevenmoreconvincedoftheexistenceofanunconscious
mindanditsroleincuringdespair.Thefollowingpassageisimportantsinceit
explainstothereaderhowthereasoningaroundthetalkingtreatmentarosein
thestory,torevealtheunconsciousandwhythatismeaningfultothe
developmentofpsychoanalysis:
YouknowwhomI´dpreferasapatient?Thatotherone-theonewho
calledforhelp!´
´Youmeantheunconsciousconsciousnesstrappedinsideyourpatient.´
[…]´Yes,it´dbealotsimplertoworkwithhim.YouknowSig,maybethat
shouldbethegoalofthetreatment-toliberatethathiddenconsciousness,
toallowhimtoaskforhelpinthedaylight.(Yalom152)
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TheincidentBreuerdescribestoFreudiswhentheotherwisewithdrawnand
composedNietzsche,whilesufferingaseveremigraineattack,beggedfor
Breuer´shelp.BecauseofthatBreuerrealizesthereissomeoneelsedeepinside
ofNietzschewhomhehasnotmetbeforeandfurtherconvinceshimthatFreud
mustberightinthematteroftheunconsciousmind.Thecharacter´sreasoning
correspondstoFreud´soriginalwork;hencetheideasthatarecommunicated
arebasedonfactsandthereforesupportYalom´snotionthatthiswasoneofthe
theoriescirculatingatthetime.InmyopinionYalomincorporatesthediscovery
ofanunconsciousmindandemphasizesitssignificanceinthenovel,inorderto
providethereaderwithanunderstandingforthefurtherprocessand
developmentofpsychoanalysis.Byallowingthecharacterstoarriveatthe
notionthattheyhavetosearchwithinthemselvestolocatethecauseoftheir
despair,thestorymovesforwardandshowshowthetheoryofanunconscious
mindthatFreudwasdevelopingduringthispointinhistoryplayedapartinthe
birthofpsychoanalysis.
Animportantcomponentinpsychoanalysisanditsformastherapyisfree
association,whichYalomusesthroughhischaractersinordertoinvestigatethe
unconsciousmind.Theactoffreeassociationcorrespondstopsychoanalysisand
moresotopsychotherapy,whichisatypeoftherapythatisinspiredbythe
investigationofthemindwithafocusontheunconscious(Ernest4).Yalom
introducesthereadertofreeassociationas“chimneysweeping”,whichconnects
backtoBerthaPappenheimwithwhomBreuerfirstdevelopedthemethod.AsI
mentionedearlierinthisessay,thereasonwhySaloméapproachesBreuerfor
helpinthenovelisbecauseofhisandFreud´sworkonhysteriaandBerta
Pappenheim´scase.Yalomplaceschimneysweeping,orfreeassociation,atthe
centerofthedevelopmentofpsychoanalysisastheprotagonistsuseitduring
theirsessionstolocatetheoriginalcauseofdespairwithinthemselves..The
novelmovesfromaprematurestageoffreeassociation,inBreuer´searlywork
onBerthaPappenheim,tolateronputtingitintopracticesothatthereadercan
experiencetheeffectofit.Thefollowingpassageisfromaconversationbetween
BreuerandNietzsche,whereNietzschesuggeststhatBreuershouldapplythe
samemethodheusedonBerthatohimself.
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Perhapsyoumustlearntospeakmoreclearlytoyourself.Inthelastfew
days,Ihaverealizedthatthephilosophiccureconsistsoflearningto
listentoyourowninnervoice.Didn´tyoutellmethatyourpatient,
Bertha,curedherselfthroughtalkingabouteveryaspectofherthoughts?
Whatwasthetermyouusedtodescribethat?´
Chimneysweeping.Actuallysheinventedtheterm-tosweepherchimney
meanttounplugherselfsothatshecouldventilateherbrain,cleanseher
mindofalldisturbingthoughts.(Yalom186)
Thetheorybehindfreeassociationorchimneysweepingisnotfictionbutbased
onfactspresentedinnarrativeform,andasMilton,PolmearandFabriciusreport
“JosefBreuertoldSigmundFreudthatheandAnnaO.haddiscoveredthevalue
ofcatharsis.AnnaO.wouldgainreliefandtemporarystabilityfrompouringout
allherthoughtsandrecentmemoriesconcerningtheoriginofasymptom,what
shereferredtoas´talkingcure´or´chimneysweeping´”(43).Drawingonthat
source,itisevidentthattheconceptofchimneysweepingisanaccuratereport
oftherealJosefBreuer´sworkonhysteriaandtherebyitsupportsYalom´s
versionofhowpsychoanalysisevolvedfromthetheoriescirculatingatthattime.
OnecanconnectBreuerandFreud´soriginalideasbehindfreeassociationfrom
thebookStudiesonHysteriaandthechapteronBreuer´sworkonAnna.Owith
thosebroughtforwardinthenovel,whichfurthershowshowYalomstages
originalcomponentsofpsychoanalysisinfictionalformandbydoingsoshows
thereaderhowthetheoryoffreeassociationcontributestothebirthof
psychoanalysis.InFreud’sAnOutlineOfPsychoanalysis,freeassociationis
definedinthefollowingway:
Infreeassociationthepatientreportswithoutcensor-
shipwhatevergoesthroughhismind.Noexceptionsaretobe
made;itmattersnotwhetherthethoughtsarepainful,embarrassing,
inconsequentialorimportant.Allmustbesaid.If
thisisdoneresultssimilartothoseachievedunderhypnosisare
obtained.(Freudxii)
15
AsBreuerandNietzsche´sworkduringtheirsessionsstartstoreachits
goaltocuredespair,YalomincorporatesNietzsche´stheoryof“eternalreturn”
intothenarrativeandgivesitanimportantroleasanothercatalystthatfinally
bringsBreuersomeclarityregardinghischoicesinlife.Yalomincludeseternal
returnintopsychoanalysisintheformofathoughtexperiment.Duringoneof
theirlastsessionsinthenovel,NietzschedecidesthatBreuerismatureenough
tohandlehistheoryofeternalreturnandconductsathought-experimenton
Breuer,whichhebelieveswillsetBreuerfreeofhisdespair:
Josef,trytoclearyourmind.Imaginethisthoughtexperiment!Whatif
somedemonweretosaytoyouthatthatthislife–asyounowliveitand
haveliveditinthepast-youwillhavetoliveoncemore,andinnumerable
timesmore;andtherewillbenothingnewinit,buteverypainandevery
joyandeverythingunutterablysmallorgreatinyourlifewillreturnto
you,allinthesamesuccessionandsequence…(Yalom249)
ThispassageisaturningpointforBreuerwhenNietzscheforceshimto
scrutinizehislifeandthechoiceshemade.Whiledoingso,Breuerrealizesthat
hehimselfhasnotbeeninchargeofhislife,whichleaveshimwithafeelingof
dissatisfactionandunhappinessbecauseofwherehischoiceshasleadhim.The
angstdriveshimtore-thinkhiswholelifeandtheconsequenceis,whichwillbe
discussedfurtherlateron,thatheisfinallyfreeofdespair.
InordertoillustratehowNietzsche´sphilosophyofeternalreturncould
beappliedtopsychoanalysisanditsaimtocuredespair,Yalomintroducesthe
theoryasathought-experimentthatNietzscheperformsonBreuer.Aslaidoutin
TheGayScience,Nietzsheexplainsthetheoryitinthefollowingway:“Imagine
theofexistenceturnedupsidedownagainandagain,andyouwithit,speckof
dust”(194).Inthenovel,Breuerexperiencesangstbecausehedoesnotlivehis
lifeinawaywherehewouldliketore-livehispastormakethesamechoices
overandoverforalleternity,whichistheideaofeternalreturn.Theconceptof
eternalreturn,thateverythingthathaseverbeenandthatiswillreturn,
eternallyandidenticallyiswhattherealFriedrichNietzschebasesmuchofhis
16
workuponandisamongthemostimportantthoughtsoftheWestern
philosophicalworld(Chapelle17).Drawingonthatsource,IbelieveYalomuses
thisthough-experimentastheclimaxinBreuerandNietzsche´squestofcuring
despairsinceitissucharevolutionarytheoryandYalomshowsthatitisrelevant
inordertocuredespairandthereforerelevanttopsychoanalysis.Thetheoryof
eternalreturnistakenfromNietzsche´soriginalwork,whichmeansthattheidea
doesnotcomefromYalom´simagination,ratheritshowshowYalomoncemore
stagesanoriginalideainfictionalforminordertoteachthereaderabout
complextheoriesandshowthereaderthatitwasoneoftheimportanttheories
ofthattimeandhowinconnectstopsychoanalysisandpsychotherapy.
Thetheoryofeternalreturncouldworkwhenappliedtopsychotherapy
asthethoughtexperimentshowsandtherebyYalomhypothesizes,infictional
form,howitcouldhavecontributedtothedevelopmentofpsychoanalysis.
NietzschemanagestofindtheoriginofBreuer´sdespairbyusingthethought-
experimentandasthesourceofhisdespairisoutintheopen,thereadergetsto
witnesshowBreuerisreleasedfromhisangst.Inthefollowingpassage,Yalom
allowsthereaderstoparticipateduringhischaracters’fictionalbreakthrough
whileusingtheconceptofeternalreturn:
Thesequestions-youknowtheanswer!No,I´venotchosen!No,I´venot
livedthelifeIwanted!I´velivedthelifethatassignedme.I-therealI-
havebeenencasedinmylife.´
Andthat,Josefis,Iamconvinced,theprimarysourceofyourAngst.
(Yalom248)
Yalom´sstorygoesonandheletshischaractersconnecttheirtheoriesoffinding
theoriginofdespairaswellaseternalreturnandheshowshowtheyaresomeof
corecomponentsofpsychoanalysisandconnectsthemtothediscoveryto
Breuer´srecoveryinthefollowingway:
‘Ibelieve´,Breuer,responded,´thatthemostpowerfulfactorwasmy
identificationoftherightenemy.OnceIunderstoodthatImustwrestle
withtherealenemy-time,aging,death-thenIcametorealizethat
17
Mathildeisneitheradversarynorrescuer,butsimplyafellowtraveler
trudgingthroughthecycleoflife.Somehowthatsimplestepreleasedall
myfetteredloveforher.TodayFriedrichIlovetheideaofrepeatingmy
lifeeternally.Finally,IfeelIcansay`Yes,Ihavechosenmylife.And
chosenwell.(Yalom282)
Breuerhasnowidentifiedthecoreissuesforhisangstandthepassageshows
howBreuer,withthehelpoftheconceptofeternalreturn,hasreviewedhislife
andidentifiedhiscoreissuesandbydoingsorealizedhisproblemsandangst
didnotliewithhiswifebutwiththefearofaginganddeath.Thethought
experimentofeternalreturnforcedBreuertoanalyzehislifeandmakethe
necessarychangesinordertosayyestohislife.WiththehelpofNietzsche,
Breuerreachesapointwherehelovestheideaoflivinghislife,withallthe
decisionshemadeinthepastandinthepresentmoment,againandagainforall
eternity.Bybeingabletosayyestohislifeandidentifyinghiscoreissues,Breuer
isfinallyfreefromdespair.Inotherwords,Yalompresentsanalternative
versionofhowthefirststepsofpsychoanalysistookplaceandhowthetheories
circulatingatthistimetogetherinfluencedthebirthofpsychoanalysis.
AlthoughthemainfocusinthenovelhasbeenonNietzsche´ssupportfor
Breuer,byapplyinghisphilosophicalideas,Nietzschealsoreachesanewinsight
thatintheendhelpshimwithhisowndespair.Nietzscheishauntedbythefear
ofdyingaloneandhefinallyreachesamomentwhenhespeaksouthisfears:
No,notsadness!Onthecontrary,whenItalkedtoyouafewminutesage
aboutdyingalone,Ifeltapowerfulsurgeofrelief.NotsomuchwhatI
said,butthatIsaidit,thatIfinally,finallysharedwhatIfelt´
´Tellmemoreaboutthatfeeling´
´Powerful.Moving.Aholymoment!That’swhyIwept.That’swhyIweep
now.I`veneverdonethisbefore.Lookatme!Ican´tstopthetears´
´It´sgoodFriedrich.Strongtearsarecleansing´
Nietzsche,hisfaceburiedinhishands,nodded.´It´sstrange,butatthe
verymomentwhenI,forthefirsttimeinmylife,revealmylonelinessin
allitsdepth,inallitsdespair-atthatprecisemoment,lonelinessmelts
18
away!ThemomentItoldyouIhadneverbeentouchedwasthevery
momentIfirstallowedmyselftobetouched.Anextraordinarymoment,
asthoughsomevast,interioricepacksuddenlycrackedandshattered.
(Yalom299-300)
Asthesourceofdespairisbroughtoutintolight,justaspsychoanalysisaimsto
achieve,thedespairitselfisdissolved.YalomdemonstrateshowNietzsche
himselfconcludesthatwhenheforthefirsttimeopensupandspeaksthewords
ofhisloneliness,thefearofitevaporates.Thereaderfinallygetstoseetheresult
ofthetalkingtreatmentthatYalomhasbeendevelopingthestorytowardsby
stagingtheoriginaltheoriescirculatingatthat,inordertoshowhowthey
togetherinfluencedthedevelopmentofpsychoanalysis.
Toconclude,inthisessayIhavepresentedhowYalomusesthegenreof
alternativehistoryinordertoshowtheaffinitiesoftheideologicaland
philosophicalpositionsofthemaincharactersandtherebyalsodescribeasortof
zeitgeistfromwhichpsychoanalysisemerged.Ianswerthequestionwhatcould
havehappenedifJosefBreuerandthephilosophersFriedrichNietzscheand
SigmundFreudwereputinascenariowheretheirrespectiveideasofthattime
weremergedandintegratedwithoneanother.Inthenovel,Yalomcreatesa
storyinwhichthatscenarioleadsthemtodiscoveratreatmentfordespairand
togetherarriveattheaimofpsychoanalysis,namelytocureangstbydiscovering
andrevealthesourceofdespair.Bydoingso,Yalompresentshisalternative
versionofhowpsychoanalysiswasbornandshowshowpsychoanalysiswas
derivedfromthetheoriescirculatingatthepointinhistory.Yalomacknowledges
Freudandhisgroundbreakingtheoryoftheunconsciousmindasoneofthe
importantcontributionstopsychoanalysis,howeverheshowsthat
psychoanalysiswasmoreaproductofitstimeandtheideascirculatingatthat
time,thantheworkofasinglemind.
Byblendingandmergingthedifferenttheoriesactiveinthenovelandby
connectingthemtopsychoanalysis,Yalommanagestoshowhowtheyindeedare
relevantandapplicabletothetalkingtreatmentthataroseduringthattimeand
thereforerepresentthespiritofthattime.FurthermoreIpointouttheaffinities
betweentheoriginaltheoriesoftheunconsciousmind,theuseoffree
19
associationandeternalreturnandthosebroughtforwardbythecharactersin
thenovel.IshowhowYalom´salternativeversionofthebirthofpsychoanalysis
supportsthenotionthatithadmorethanonefatherandemergedasaresultof
theintellectualatmosphereinViennaduringthelatenineteenthcentury.
Byplacingthetheoriesandideasintoanarrative,thenoveltellsthe
readersomethingaboutthispointinhistoryandsuccessfullyattemptsto
educatethereaderonthisotherwisecomplextopic.Astheauthorputsit,he
“invitesthereadertobepresentatthefictionalconceptionandbirthof
existentialtherapy,asweknowittoday”(Yalom374).Yalomusesthetechnique
ofshowingratherthantellingtoreachhisaimofeducatingthereaderabout
psychoanalysisanditsfoundations.
Intheformoftalkingsessionsbetweentheprotagonists,Yalom
dramatizesthefirsttracesofpsychoanalysisandappliesNietzsche´s
philosophicalideastopsychoanalysisandmanagestoshowtheyarerelevantto
psychoanalysisandtherebyhowtheycouldhavecontributedtotheevolvement
ofpsychoanalysis.
20
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