A Study and Report on Open Source Health Information Technology Systems Presentation

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    Jason C. Goldwater, MA, MPA

    Alison Muckle

    NORC at the University of Chicago

    July 27, 2011

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    I. Overview of the Study

    II. Study MethodologyIII. Results and

    Conclusions

    IV. Next Steps

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    heads upIn the beginning..

    How the ONC Report came to pass

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    Study came from the HITECH Act,passed in 2008 that mandated astudy of open source health ITsystems in safety-net settings,

    such as community health

    centers

    Specifically, the study had tofocus on the following

    components:

    Availability of open sourcetechnologies to safety net

    providers

    Total cost of ownership

    Ability to respond to the needsof specific populations (children;

    disabled populations)

    Capacity to facilitate

    interoperability

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    Why1 How2 Results3The adoption of

    EHR technology isbeing accelerated

    by incentives, whichindicates a strong

    need for rural andsafety-net providersto understand their

    options beforepurchasing and

    acquiring a system.

    The results of thestudy were

    documented in awritten report to the

    both the

    Department ofHealth and HumanServices and the

    United StatesCongress forreview and

    NORC conducted asix-month study to

    understand thetypes of opensource EHR

    systems; thelicensing issues;the way in whichthey were used insafety-net settings;and the overall cost

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    AP

    R

    MA

    Y

    JU

    N

    JUL AU

    G

    SE

    P

    OC

    T

    NO

    V

    NORC isawardedopen sourcecontract

    LiteratureReviewandInterviewsBegin

    TEP isconvened

    SiteVisits

    ReportDraft

    Written

    Reportreviewedby ONCand TEP

    FinalReportsent toONC

    ReportsentthroughHHSclearance

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    Technical Expert Panel

    Literature Review

    Key Informant Interviews

    Site Visits

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    Technical Expert Panel

    Technical Expert Panel (TEP) consisted of experts who weredevelopers, implementers, manager and users of open source

    technology

    Some of the individuals included were:

    Rob Kolodner, former National Coordinator for Health ITBrian Behlendorf, Mozilla/Apache Foundation

    Howard Hays, MD, Portfolio Manager, Resource Patient Management

    System (RPMS)

    Tom Jones, MD, Chief Medical Officer, Tolven

    Sarah Chouinard, MD, Medical Director, Clay Medical Systems, Inc

    TEP advised NORC on the study methodology and reviewed

    the report before it was final

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    Literature Review

    Literature review focused on

    terms like, open source

    electronic health record,

    VistA, open source licensing,

    and community health centers.

    Used source such as Google

    Scholar, Academic Research

    Center, EMBASE and conference

    publications.

    Focused on sources starting in

    2005.

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    Key Informant Interviews

    Key informant interviews

    were conducted with both

    developers and

    implementers of open

    source EHR systems

    Questions were focused on

    how the system was

    developed/implemented and

    its intended and actual usein safety net settings.

    Interviews were conducted

    with (among others):

    Dennis Behrens - President,

    National Rural Health

    Association Jon Teichrow - Mirth

    David UlmanClearHealth

    Fred TrotterRighteous

    Patient

    Joanne RhodeAxial

    Exchange

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    Site Visits

    The NORC team also conducted a series of site visits to

    Federally Qualified Health Centers (FQHCs) that was either

    currently using, or was planning on using, an open source

    EHR.

    NORC developed a set of criteria in consultation with ONC

    and the TEP that focused on appropriate themes, participants,

    instruments and metrics to be used in the course of the visit.

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    The site must have a current open source EHR

    implementation with an active community of

    users, or an approved project plan

    Must serve Medicaid and Medicare beneficiaries and

    the uninsured

    Must have clinical decision support and

    capabilities

    Variety of technical approaches

    Geographic diversity

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    Site Visit Locations

    Name of Location Open Source Product

    Primary Care Systems (Clay, WV) RPMS

    Family Health Centers of San Diego(San Diego, CA)

    World VistA

    Operation Samahan (National City,CA)

    ClearHealth

    Adelante Healthcare (Surprise, AZ) World VistA

    Wesley Community Health Center(Phoenix, AZ)

    World VistA

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    Results andConclusions

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    Open source EHRs provided a

    reliable, cost effective solution for

    safety-net providers

    One of the overall benefits was theability to customize the software

    efficiently by creating new modules

    or templates

    Community health centers were

    changing their practice and clinical

    workflow around the open source

    EHRs

    Initial Findings

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    There were some

    disadvantages to open sourceas well

    Support and maintenance was

    only available through a select

    group of people, creating a

    single-point of failure

    Not every template or module

    worked effectively, which leadto criticisms of the design

    process

    Not All Wine and Roses

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    Site Visit Findings

    Within the Community Health Network of West Virginia,the redesigned their workflow around RPMS toemphasize chronic disease management

    At Operation Samahan, they used ClearHealth for non-clinical care, such as family planning and behavioralhealth services

    Wesley Community Health Center designed pediatricand immunization templates within WorldVista

    Family Health Centers of San Diego seamlesslycombined their practice management system withWorldVistA

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    Other Findings

    The acquisition and implementation of open sourceEHRs is not free, and the overall cost still poses a barrierto adoption

    Reducing costs by utilizing internal staff can be a riskyproposition.

    The success of an open source EHR system within asafety net setting is dependent on strong and visionaryleadership

    A barrier to the use of open source systems continues tobe misinformation and the misrepresentation of opensource as a whole.

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    TCO ProprietaryProprietary System

    Year One Year Two Year Three Year Four Year Five Total

    Software 136,176 2,008 2,008 2,008 2,008 144,208

    Hardware 125,576 1,616 1,616 1,616 1,616 132,040

    IS Staff,

    Contractors,Training

    229,554 7,512 7,512 7,512 7,512 259,602

    MONTHLY

    TOTAL

    (Years 2-5)

    491,306 11,136 11,136 11,136 11,136 535,850

    ANNUAL

    TOTAL

    (Years 2-5)

    491,306 133,632 133,632 133,632 133,632 1,025,834

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    TCO Open Source

    Software 10,005 800 800 800 800 13,205Hardware 41,999 400 400 400 400 43,559IS Staff,

    Contractors,

    Training

    84,171 2,400 2,400 2,400 2,400 133,371

    MONTHLY

    TOTAL

    (Years 2-5)

    175,775 3,600 3,600 3,600 3,600 190,175

    ANNUAL

    TOTAL

    (Years 2-5)

    175,775 43,200 43,200 43,200 43,200 347,975

    Open Source

    Year One Year Two Year Three Year Four Year Five Total

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    Caveats to TCO Analysis

    Data taken from a case study analysis and WestVirginia and reflect a $400 FTE equivalent forboth hardware maintenance and IS staff,

    contractors and training. These costs do notrepresent all safety net providers, just the

    example in West Virginia.

    Data taken from Miller and West, Health Affairs,2007

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    NEXT STEPS

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    Whats Next

    NORC is undertaking the second part of this study,which will focus on a comparison between open sourceEHRs and proprietary systems in similar clinical settings.These will include the following:

    Hospitals

    Public Health Agencies

    Long-Term Care Facilities

    Behavioral Health

    Community Health Centers Physician Offices

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    Methodology

    NORC will use a semi-structured interview protocol thatwill be utilized in site visits and will cover the followingtopics: Cost (return on investment, net present value, TCO, cost benefit

    analysis) Clinical Workflow

    Quality Improvement

    Usability

    Conformance to Meaningful Use

    Use of the Open Source EHR in specific environments

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    Study and Report

    Data collection will be completed by the end ofSeptember

    Draft of the report will be completed by the end ofNovember

    It is expected that we will release the report in early-to-mid January

    We will be briefing a number of HHS agencies on this, allof whom have expressed interest in our findings andresults.

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    Thank you!

    If you have any comments/questions, pleasecontact:

    Jason Goldwater

    301-634-9421

    [email protected]

    Or

    Alison Muckle

    301-634-9461

    [email protected]

    mailto:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]