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7/29/2019 12 15 08 Nash Holmes Response to Halverson Motion for Prelim Injunct NVD Doc 37 1006
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CATHERINE CORTEZ MASTOAttorney GeneralJILL C. DAVISSenior Deputy Attorney GeneralNevada Bar No. 8418Bureau of Public AffairsPublic Safety Division555 East Washington Avenue, #3900Las Vegas, Nevada 89101Tel: (702) 486-3420Fax: (702) 486-3773Attorneys for Defendant,DOROTHY N. HOLMES, SPECIAL PROSECUTOR
UNITED STATES DISTRICT COURT
DISTRICT OF NEVADA
ELIZABETH HALVERSON, a citizen of Nevada,
Plaintiff,
v.
NEVADA COMMISSION ON JUDICIALDISCIPLINE, an agency of the State of Nevada,and DOROTHY N. HOLMES, individually, and inher official capacity as Special Prosecutor for the
Nevada Commission on Judicial Discipline,
Defendants.
CASE NO. 2:08-cv-01006-RCJ-LRL
RESPONSE TO MOTION FORPRELIMINARY INJUNCTION
Defendant, DOROTHY N. HOLMES, by and through her attorneys, CATHERIN
CORTEZ MASTO, Attorney General, and JILL C. DAVIS, Senior Deputy Attorney here
submit this Opposition to Plaintiffs Motion for Preliminary Injunction.
MEMORANDUM OF POINTS AND AUTHORITIES
I. NATURE OF MOTION
Plaintiffs preliminary injunction is not proper under Younger v. Harris, 401 U.S. 37,
(1971). Plaintiff is attempting to circumvent the proper procedures by filing this action
Federal Court. Plaintiff under NRS 1.4675(4) notes that a judge may appeal any suspensi
to the Nevada Supreme Court. The Nevada Supreme Court is where this matter should
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heard, not in Federal Court. This is a state court matter, and under statute and case law, t
Federal Court is without jurisdiction to hear this matter.
Furthermore, the Motion for Preliminary Injunction is now moot as the Judic
Disciplinary Commission has ruled. Specifically to Special Prosecutor Dorothy Nash Holme
the issue regarding her letters sent on behalf of government entities was addressed by t
Judicial Disciplinary Commission, and as stated above, any issues regarding the ruling shou
have been appealed to the Nevada Supreme Court.
Former Judge Halverson is attempting to have the Federal Court interfere with a Sta
action. There is no legal basis for this Court to essentially overrule motions decided by t
Judicial Disciplinary Commission regarding the Dorothy Nash Holmes. There is no legal bas
for this case to be in Federal Court, and therefore the matter must be dismissed w
prejudice.
II. STATEMENT OF FACTS
A. PROCEDURAL HISTORY
1. INFORMAL PROCEEDINGS
On April 25, 2007, the underlying disciplinary action was commenced by way
Complaint based upon allegations of judicial misconduct engaged in by former District Judg
Elizabeth Halverson (hereinafter Plaintiff or Halverson), which was filed with the Nevad
Commission on Judicial Discipline (hereinafter Defendant Commission or Commission
Upon review of the allegations of misconduct, the Commission determined that there w
sufficient basis to temporarily suspend Plaintiff Halverson from her duties as District Jud
and entered an order on May 10, 2007 reflecting such. Thereafter, Plaintiff Halvers
retained three separate attorneys as counsel for the proceedings, and on May 25, 2007, file
a reply to the interim suspension coupled with a request for a hearing on the suspensio
Exercising its discretion, the Commission held the Order of Interim Suspension in abeyan
pending Plaintiffs requested hearing on the suspension, which was set for June 21, 2007.
Dorothy Nash Holmes (hereinafter Defendant Holmes or Special Prosecut
Holmes) was retained on June 1, 2007 to act as a Special Counsel to present evidence to t
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Commission at the contested hearing on interim suspension. On June 8, 2007, Plaintiff filed
Motion to Continue the hearing date with the Commission as two of her three attorneys we
unavailable at the original time set for hearing. The Commission accommodated the reque
and re-set the hearing for July 16, 2007, by that time providing Plaintiff almost two months
prepare since the initial Order of Interim Suspension. In anticipation of the upcoming heari
and out of courtesy, the Commission provided full, continuing discovery to Plaintiff Halvers
and Defendant Holmes as received from The Advantage Group - investigators hired by th
Commission to gather evidence in this case. By the time of the suspension hearing, bo
parties were in possession of the existing discovery up to that point in the proceedings.
After 5:00 p.m. on July 13, 2007, three days prior to the scheduled hearing before t
Commission, the Commissions clerk received two Orders of the Nevada Supreme Court
two separately filed cases, denying Plaintiffs Emergency Petition for Writ of Prohibition, or
the alternative, for Writ of Mandamus. Despite Plaintiffs requests, the Court refused to
delay the July 16, 2007 hearing before the Commission, and 2) issue the writ based upon t
alleged non-disclosure and/or untimely disclosure of discovery material and the improp
enjoinment of Plaintiffs right to issue subpoenas. As such, the suspension hearing was he
on July 16, 2007. The Commission ordered Plaintiffs interim suspension at the conclusion
the hearing based upon sufficient evidence presented as to four separate grounds. At th
time, Plaintiff requested a stay of the suspension pending appeal, which the Commissi
denied. A written Final Order of Interim Suspensionwas entered on July 25, 2007, orderi
Plaintiffs suspension with pay. Two days later, Plaintiff moved the Nevada Supreme Court
stay the suspension, which that was denied on the same day. Thereafter, following Plaintif
appeal to the Nevada Supreme Court, the interim suspension was affirmed and judgment w
entered on November 1, 2007.
Meanwhile, the investigation by The Advantage Group had continued after the init
hearing. On December 10, 2007, the Commission members met to review and consider
the investigative materials obtained in the case. They found, per NRS 1.467, that there w
a reasonable probability that grounds for discipline could be proved against Plain
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Halverson. The Commission issued its findings and conclusions in a detailed written Order
December 31, 2007. That Order directed the Executive Director of the Commission to ha
the Special Prosecutor to file formal charges and prosecute the case to a public hearing. Id.
On January 2, 2008, Plaintiff Halverson filed an Emergency Motion to Dismi
Disciplinary Proceedings (Case No. 50822) with the Nevada Supreme Court in attempt
prevent the Commission from instituting proceedings against her. An Emergency Petition
Writ of Prohibitionwas also filed in under the same case number on January 4, 2008, claimi
her next election campaign was prospectively prejudiced by the delay in the filing
disciplinary charges since the Supreme Courts ruling in November, 2007. These matte
were still pending before the Nevada Supreme Court at the time the formal proceedings we
initiated against Plaintiff Halverson.
2. FORMAL PROCEEDINGS
Formal Statement of Charges was issued on January 7, 2008. Again seeking to del
or derail proceedings, Judge Halverson filed another Emergency Motion to Stay, on Janua
25, 2008,again under the same case number. The Nevada Supreme Court issued an Ord
Denying Stay, on January 25, 2008, and ordered the Commission on Judicial Discipline
respond to Judge Halversons writ petition and explain why charges were not filed right aft
the Courts November 1, 2007 denial of Plaintiff Halversons appeal.
The Commission filed its brief in the pending Supreme Court case on February 1
2008, explaining that it read the statutes to require that the investigation be complete before
could review for probable cause and have charges filed. The Nevada Supreme Court sa
that was a reasonable interpretation and denied relief to Judge Halverson.
Plaintiff Halverson filed her Answer to Formal Statement of Charges on January 2
2008 with the Commission and then filed another one, this time adding the statement that s
was not waiving her right to have the disciplinary hearing within 60 days, per Commission
Judicial Discipline Rule 18. Thereafter, Defendant Holmes filed a Motion to Set Hearing Da
with the Commission on February 29, 2008. Three days later, the Commission set the da
for the public hearing on the Formal Statement of Charges for April 14, 2008.
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At Plaintiffs request, Defendant Holmes entered into a Stipulation to Continue Heari
Date, which was filed on March 13, 2008. On March 14, 2008, Plaintiff Halverson filed h
Reply Brief in the pending Supreme Court case. On March 19, 2008, the Nevada Suprem
Court denied the writ.
The attorneys and Commissioner Judge Wagner then had a conference call about t
timing of the public hearing, with counsel indicating they had all stopped trial preparations
await the Supreme Courts decision. On March 24, 2008, counsel for Plaintiff Halverson th
filed her Unopposed Motion to Continue Hearing of April 14th, together with a waiver signed
Judge Halverson, giving up her right to have the public hearing in 60 days. The continuan
was not opposed. As such, the Commission issued its Order Granting the Motion
Continuance on April 17, 2008, and one week later, set the new hearing date for June 2
2008.
On May 22, 2008, Judge Halversons three attorneys jointly filed a Motion to Withdra
from representing her, citing an unidentified irreconcilable conflict of interest, together with
Motion for Order Shortening Time to Respond. Soon after, on May 26, 2008, Jud
Halverson filed a Motion for Continuance, seeking a minimum five months continuance of th
formal hearing date. On May 27, 2008, Defendant Holmes filed an opposition to a
additional continuance and requested that the Commission explore the purported conflict
determine if withdrawal was appropriate.
At an emergency hearing on May 29, 2008 the Commission approved the withdrawal
counsel, granted Plaintiff Halversons request for another continuance, and set the ne
hearing date for August 4-8, 2008. Plaintiff was also given 10 days to indicate if she wou
represent herself or hire new counsel. Previously claiming she could not afford mo
attorneys, Plaintiff chose self-representation, filing her Notice of Appearanceon June 9, 200
She subsequently hired Michael Alan Schwartz of Michigan less than a month later, on Ju
3rd
and he applied in Nevada to associate with her as co-counsel to appearpro hac vice.
. . .
. . .
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On July 7, 2008, Judge Halverson filed yet another Emergency Motion for Stay (which
was treated as a writ petition) in Nevada Supreme Court Case No.51973. The Supreme Co
entered an order denying the motion/writ on July 11, 2008.
On July 21, 2008, Plaintiff Halverson fax-filed a Motion to Continue Hearing (regardi
New Counsel), requesting an additional 75-90 days to prepare for the hearing. Mr. Schwar
application to appear in Nevada was approved July 24, 2008 by the State Bar and t
Commission approved his joining the case in a telephone conference call/hearing held on Ju
25, 2008, but denied the continuance. Mr. Schwartz agreed that he had cleared his calend
and would be prepared to proceed.
On the first morning of the public hearing, August 4, 2008, Judge Halverson fax-filed
Emergency Motion for Stay and a Petition for Writs of Mandamus, Prohibition and/or Certiora
and for Declaratory Relief, which totaled 1,000 pages, in the Nevada Supreme Court in a
attempt to again, postpone the proceedings. The Nevada Supreme Court denied the relief
August 6, 2008, on the grounds that extraordinary intervention was not warranted, noting th
her most recent petition three weeks earlier was so defective it could not evaluate her claim
on the merits, and that she chose not to correct those defects and re-file it. The Court chid
her for waiting until the public hearing had commenced for filing anew.
On August 4, 2008, Plaintiff also filed the Complaint in the instant matter, along with a
Emergency Motion for a Temporary Restraining Order on an ex parte basis. This Honorab
Court denied Plaintiffs Motion on August 6, 2008. This Court further Ordered that Plain
submit briefing containing documentary evidence and affidavits in support of her request for
preliminary injunction, with Defendant Holmes, along with Defendant Commission, to respo
in accordance with the Courts briefing schedule. Defendant Holmes responds as follows.
MEMORANDUM OF POINTS AND AUTHORITIES
A. STANDARD OF LAW
i. YOUNGER DOCTRINE
Federal Court should abstain from adjudicating this matter pursuant to the Young
doctrine. In Younger v. Harris, 401 U.S. 37 (1971), the Supreme Court espoused a stro
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federal policy against federal-court interference with pending state judicial proceeding
absent extraordinary circumstances. See H.C. v. Koppel,203 F.3d 610, 613 (9th Cir.200
Middlesex County Ethics Committee v. Garden, 457 U.S. 423, 431 (1982). The policy res
of notions of comity and respect for state functions. Champion Int'l Corp. v. Brown,731 F.
1406, 1408 (9th Cir.1984). These considerations of comity and federalism dictate that t
normalthing to do when federal courts are asked to enjoin pending proceedings in state co
is not to issue such injunctions. Ohio Civil Rights Commission v. Dayton Christian Schoo
Inc., 477 U.S. 619, 627 (1986) (quoting Younger, 401 U.S. at 45) (emphasis in origina
Abstention is required when: (i) the state proceedings are ongoing; (ii) the proceedin
implicate important state interests; and (iii) the state proceedings provide an adequa
opportunity to raise federal questions. Delta Dental Plan of California, Inc. v. Mendoza,1
F.3d 1289, 1294 (9th Cir.1998) (internal citations and quotations omitted).
ii. PRELIMINARY INJUNCTION
Federal Rule of Civil Procedure 65 sets forth the procedure for issuance of
preliminary injunction or temporary restraining order (TRO). The Ninth Circuit has held th
a request for a TRO and injunctive relief may be based upon either of two sets of criteria. T
traditional test requires the movant to: (1) establish a strong likelihood of success on t
merits; (2) show the possibility of irreparable injury to the plaintiff if the preliminary relief is n
granted; (3) show a balance of hardships favoring the movants; and (4) show that granting t
injunction favors the public interest. Los Angeles Memorial Coliseum Comm'n v. Nat'l Footb
League,634 F.2d 1197, 1200 (9th Cir.1980).
The alternative test requires that the movant demonstrates either a combination
probable success on the merits and the possibility of irreparable injury, or that serio
questions are raised and the balance of hardships tips sharply in their favor. See Diamontin
v. Borg,918 F.2d 793, 795 (9th Cir.1990). These two formulations represent two points on
sliding scale in which the required degree of irreparable harm increases as the probability
success decreases. Diamontiney, 918 F.2d at 795. The Ninth Circuit has stated that the
alternatives represent extremes of a single continuum rather than two separate tests a
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thus, the greater the relative hardship to [the party seeking the preliminary injunction,] t
less probability of success must be shown. Clear Channel Outdoor, Inc. v. City of L
Angeles,340 F.3d 810, 813 (9th Cir.2003). A prohibitory injunction preserves the status q
while litigation is pending, while a mandatory injunction provides preliminary relief well beyon
maintaining that status quo. Stanley v. University of Southern California,13 F.3d 1313, 13
(9th Cir.1994). Mandatory preliminary injunctions are disfavored, and the district court shou
deny such relief unless the facts and law clearly favor the moving party. Id. (quoti
Martinez v. Matthews,544 F.2d 1233, 1243 (5th Cir.1976). The granting or withholding of
preliminary injunction rests in the sound judicial discretion of the trial court. Dymo Industrie
Inc. v. Tapeprinter, Inc., 325 F .2d 141, 143 (9th Cir.1964). At the very least, however, t
moving party must show a fair chance of success on the merits. Armstrong v. Mazurek,
F.3d 566, 567 (9th Cir.1996).
iii. MOOTNESS
Article III of the Constitution limits federal courts to the adjudication of actual, ongoi
controversies between litigants. Deakins v. Monaghan, 484 U.S. 193, 199, 108 S.Ct. 52
528 (1988). Mootness is a jurisdictional issue, and federal courts have no jurisdiction to he
a case that is moot, that is, where no actual or live controversy exists. Foster v. Carson,3
f.3d 732, 745 (9th Cir.2003), quoting Cook Inlet Treaty Tribes v. Shalala,166 F.3d 986,9
(9th cir.1999). If there is no longer a possibility that [a litigant] can obtain relief for his clai
that claim is moot and must be dismissed for lack of jurisdiction. Id., quoting Ruvalcaba
City of Los Angeles,167 F.3d 514, 521 (9th Cir.1999).
iv. PROSECUTORIAL IMMUNITY
The Ninth Circuit has recently detailed the immunity afforded to prosecutors in t
context of 1983 actions:
A prosecutor is protected by absolute immunity from liability fordamages under 1983 when performing the traditional functionsof an advocate. Kalina v. Fletcher,522 U.S. 118, 131, 118 S.Ct.502, 139 L.Ed.2d 471 (1997). However, the actions of aprosecutor are not absolutely immune merely because they areperformed by a prosecutor. Buckley v. Fitzsimmons,509 U.S.259, 273, 113 S.Ct. 2606, 125 L.Ed.2d 209 (1993). Prosecutorial
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immunity depends on the nature of the function performed, not theidentity of the actor who performed it. Kalina,522 U.S. at 127(quoting Forrester v. White,484 U.S. 219, 229, 108 S.Ct. 538, 98L.Ed.2d 555 (1988)). Prosecutors are entitled to qualified immunity,rather than absolute immunity, when they perform administrativefunctions, or investigative functions normally performed by a
detective or police officer. Id.at 126; see alsoBurns v. Reed,500U.S. 478, 494-96, 111 S.Ct. 1934, 114 L.Ed.2d 547 (1991).
Genzler v. Longanbach,410 F.3d 630, 636 (9th Cir.2005).
Furthermore, under Nevada law, Special Prosecutors for the Commission have immunity.
NRS 1.465 provides statutory, absolute immunity as follows:
1. The following persons are absolutely immune from suit for allconduct at any time in the course of their official duties:
(a) Any member who serves on the Commission;
(b) Any person employed by the Commission;
(c) Any independent contractor of the Commission; and
(d) Any person who performs services pursuant to NRS 1.450 or1.460 for the Commission.
v. ISSUE PRECLUSION
As a matter of federal common law, the fact-finding of a State agency, acting in
judicial capacity in a proceeding where the parties have had an adequate opportunity
litigate, is also given preclusive effect. Univ. of Tenn. v. Elliott,478 U.S. 788 (1986) (quoti
United States v. Utah Construction & Mining Co.,384 U.S. 394 (1966)). Gayle v. County
Marin,2005 U.S. Dist. LEXIS 40514, 9-10 (D. Cal. 2005). The Ninth Circuit has extend
Elliotto give preclusive effect to state administrative adjudications of legal as well as factu
issues, as long as the state proceeding satisfies the requirements of fairness outlined in [ Ut
Construction]. Miller v. County of Santa Cruz,39 F.3d 1030, 1032-33 (9th Cir. 1994) (quoti
Guild Wineries and Distilleries v. Whitehall Co., 853 F.2d 755, 758 (9th Cir. 1988)). Tho
fairness requirements are (1) that the administrative agency act in a judicial capacity, (2) th
the agency resolve disputed issues of fact properly before it, and (3) that the parties have
adequate opportunity to litigate. Id. (citing Utah Construction,384 U.S. at 422).
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B. LEGAL ARGUMENT
i. THE YOUNGER DOCTRINE PRECLUDE FEDERAL JURISDICTION IN THMATTER
All three prongs of the Younger test are satisfied here. The state court mechanism
seeking review of the administrative decision is to file an appeal with the Supreme Court of t
State of Nevada. NEV. REV. STAT. 1.4675. The Supreme Court has provided for appeal wh
the Commission has issued an order of censure, removal, retirement, or other form
discipline. NRAP 3D (3). An appeal from the now final Order issued by the Judic
Commission is the appropriate venue for former Judge Halverson. When the initial Motion
Preliminary Injunction was filed, the case was actively ongoing. The fact that the case h
ceased due to continued needs by Halverson to continue the hearings should not be permitt
to allow the first prong to not be met in this matter. At the time of the filing in federal cou
there were ongoing state proceedings. See Canatella v. California,304 F.3d 843, 850 (9
Cir.2002) (We consider whether the state court proceedings were ongoing as of the time t
federal action was filed. (citation omitted)); Dubinka, 23 F.3d at 223 (The Supreme Co
has held that Younger abstention applies to prevent federal intervention in a state judic
proceeding in which a losing litigant has not exhausted his state appellate remedies. (citi
Huffman v. Pursue, Ltd.,420 U.S. 592 (1975))). Therefore, the finding should be that the sta
proceedings are ongoing.
Next, it must be determined whether the state court actions implicate important sta
interests. See Delta Dental Plan, 139 F.3d at 1294. The ability of Nevadas Judic
Disciplinary Commission to investigate, charge and prosecute judges qualifies as an importa
state interest.
Finally, to invoke Younger abstention, Halverson need be accorded only
opportunity to fairly pursue [her ] constitutional claims in the ongoing state proceeding
Juidice v. Vail,430 U.S. 32 (1977) (emphasis added); see also Communications Telesystem
196 F.3d at 1019. Youngerrequires only the absence of procedural bars' to raising a fede
claim in the state proceedings. Communications Telesystems, 196 F.3d at 1020; see al
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Pennzoil Co. v. Texaco, Inc.,481 U.S. 1 (1987) (holding that federal plaintiff must show th
state procedural law barred presentation of [his] claims' (quoting Moore v. Sims,442 U.S.
432, 99 S. Ct. 2371)); Dubinka,23 F.3d at 224 (same). [A] federal court should assume th
state procedures will afford an adequate remedy, in the absence of unambiguous authority
the contrary. Pennzoil,481 U.S. at 15, 107 S. Ct. 1519.
Halverson presented her due process issues regarding Dorothy Nash Holmes befo
the Commission. (CD 43, p. 24-41- motions regarding Holmes.) Plaintiff in her own br
admits that the subpoenaed entities responded to her subpoena requests by stating that th
requests would not be honored. (CD 33). Motions were filed in the underlying case regardi
the Letters by Holmes pertaining to the Eighth Judicial District Court and Office of Divers
Clark County. This allegedly constitutional issue was fully litigated in the lower proceeding
Furthermore, the Nevada State Courts can decide whether Halversons constitutional righ
were violated, and if the Commissions actions were proper. Plaintiff in the underlying acti
appealed numerous times to the Nevada Supreme Court. The claims Halverson makes cou
be litigated in the state proceedings, such a forum provides an adequate opportunity to rai
federal questions.
Accordingly, all three prongs of the Younger test have been satisfied. The Co
should therefore abstain from adjudicating Halversons claims in this matter and dismisses t
complaint.
ii. PRELIMINARY INJUNCTION IS MOOT BASED UPON RULING BY JUDICIA
DISCIPLINARY COMMISSION REMOVING FORMER JUDGE HALVERSO
FROM THE BENCH
Article III of the United States Constitution requires that there be a live case
controversy at the time a federal court decides a case. O'Neal v. City of Seattle,66 F.
1064, 1066 (9th Cir.1995). Specifically, the Ninth Circuit recognizes that the requis
personal interest that must exist at the commencement of the litigation (standing) mu
continue throughout its existence (mootness). Id. The Ninth Circuit characterized t
constitutional doctrine of mootness as the doctrine of standing set in a time frame. Zegarr
Gomez v. I.N.S., 314 F.3d 1124, 1126 (9th Cir.2003). In order to avoid dismissal on t
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ground of mootness, a party must continue to have a personal stake in the outcome of th
lawsuit and there must be a justiciable live case or controversy between the parties. Id. Th
case is similar to cases where a student sues his university, but then graduates. It is we
settled that once a student graduates, he no longer has a live case or controversy justifyin
declaratory and injunctive relief against a school's action or policy. Cole v. Oroville Uni
High School Dist.,228 F.3d 1092, 1098 (9th Cir.2000)(citing Doe v. Madison School Dist. N
321,177 F.3d 789 (9th Cir.1999)(en banc)).
Halverson no longer has a personal stake in being a judge as she has been barr
from being a judge by the Commission. The issue is moot based upon the ruling of t
Commission. There is no injunction to enforce. The Commission has ruled and Halvers
lost her bid to be judge in the primary election.
Furthermore, Plaintiff has failed to demonstrate any deprivation of a constitutional rig
To establish a prima facie case under 42 U.S.C. 1983, a plaintiff must demonstrate that
the action complained of occurred under color of law, and (2) the action resulted in
deprivation of a constitutional right or a federal statutory right. McDade v. West, 223 F.
1135, 1139 (9th Cir. 2000) (citing Parratt v. Taylor,451 U.S. 527, 535, 68 L. Ed. 2d 420, 1
S. Ct. 1908 (1981), overruled on other grounds by Daniels v. Williams,474 U.S. 327, 330-3
88 L. Ed. 2d 662, 106 S. Ct. 662 (1986)). Azer v. Connell,306 F.3d 930, 935 (9th Cir. 2002)
In this case, plaintiffs completely fail to articulate any facts which result in a deprivati
of a constitutional right or a federal statutory right. Ibid. Pursuant to Nevada law, t
Commission had the power and the duty to appoint a special prosecutor and hold hearin
regarding disciplinary actions to be taken against former Judge Halverson. Therefore,
addition to the mootness claim, there is a lack of any constitutional claim.
iii. DOROTHY NASH HOLMES IS ENTITLED TO PROSECUTORIAL
IMMUNITY
Special Prosecutors are immune from suit pertinent to their prosecutorial decisions.
Butz v. Economou, 438 U.S. 478 (1978), the Supreme Court held that persons performi
judicial functions within a government administrative agency are entitled to absolute immun
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for their judicial acts if the proceeding is conducted within a framework of due proce
safeguards similar to the judicial process and the persons are free to exercise th
independent judgment on the basis of the evidence before them, free from pressures from t
parties or other officials within the agency. Further, absolute judicial immunity has be
extended to non-judicial participants in the judicial process, known as quasi-judicial immuni
mainly to those individuals who perform functions integral to the judicial process. State
Nev. v. Second Judicial Dist. Court ex rel. County of Washoe, 118 Nev. 609, 616 (2002).
determine whether absolute quasi-judicial immunity applies, the Butz Court considered t
following nonexclusive factors: (1) whether the official in question performed the functio
sufficiently comparable to those of officials who have traditionally been afforded absolu
immunity at common law; (2) whether the likelihood of harassment or intimidation by person
liability was sufficiently great to interfere with the officials performance of his or her dutie
and (3) whether procedural safeguards exist in the system that would adequately prote
against unconstitutional conduct by the official. Id. at 424-425; citingButz, 438 U.S. at 51
517.
This absolute quasi-judicial immunity has been extended to prosecutors. Id. (citi
Butz, 438 U.S. at 508-517). Additionally, officials performing functions analogous
prosecutors such as initiating proceedings or exercising prosecutorial discretion not to initia
proceedings are entitled to absolute immunity. Butz, 438 U.S. at 515; see also Kalina
Fletcher, 522 U.S. 118 (1997). The harassment by unfounded litigation possibly causing
deflection of the prosecutors energies from her public duties and the possibility she wou
shade [][her] decisions instead of exercising the independence required by public [][he
public trust has led courts to this view. Imbler v. Pachtman, 424 U.S. 409, 423 (1976).
Defendant Dorothy Nash Holmes was appointed the special prosecutor in th
underlying matter. As such she is immune from a civil suit for damages pertaining
prosecution. See Imbler, 424 U.S. at 431. Allowing Plaintiff in this case to bring suit again
Defendant Special Prosecutor Dorothy Nash Holmes would harass, intimidate, and th
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deflect special prosecutors energies from their public duties by hindering their prosecutor
independence.
In the alternative, if Plaintiffs sole means of relief is injunctive relief, Defendant Holm
contends that as the formal disciplinary has concluded, there is no conduct currently engag
in by Defendant Holmes that may be enjoined. As Special Prosecutor, Defendant Holme
primary role in the underlying matter was limited to the preparation for the hearing and t
presentation of evidence against Plaintiff Halverson during such hearing, which is no long
an ongoing proceeding that may be enjoined. These facts, as they pertain to Defenda
Holmes, lend themselves to this federal districts adherence to the principal that a defendant
a civil rights action under 42 U.S.C. 1983, whose quasi-judicial function as prosecutor
longer exists, is not properly in a position to afford injunctive relief as to proceedings alrea
concluded. Condos v. Conforte, 596 F.Supp. 197, 200 (Dist. Nev.1984). As such, she cann
be a proper target for such injunctive relief as requested by Plaintiff. Id.
In the case at hand, Defendant Holmes was appointed as Special Prosecutor for t
specific disciplinary proceedings involving Plaintiff Halverson. However, Defendant Holme
capacity as a prosecutor is limited, as the primary focus of her practice as an attorney is
private, civil counsel. As the purpose for which Defendant Holmes was appointed Spec
Prosecutor in the instant proceedings was extinguished at the conclusion of the form
disciplinary proceedings on August 22, 2008, Defendant Holmes is no longer a proper party
she ever was, against which injunctive relief may be afforded.
iv. THIS MATTER IS PRECLUDED FROM BEING LITIGATED IN FEDERACOURT
As a matter of federal common law, the fact-finding of a State agency, acting in
judicial capacity in a proceeding where the parties have had an adequate opportunity
litigate, is also given preclusive effect. Univ. of Tenn. v. Elliott,478 U.S. 788, 799, 106 S. C
3220, 92 L. Ed. 2d 635 (1986) (quoting United States v. Utah Construction & Mining Co.,3
U.S. 394, 422, 86 S. Ct. 1545, 16 L. Ed. 2d 642, 176 Ct. Cl. 1391 (1966)). Gayle v. County
Marin, 2005 U.S. Dist. LEXIS 40514, 9-10 (D. Cal. 2005). The Ninth Circuit has extend
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Elliotto give preclusive effect to state administrative adjudications of legal as well as factu
issues, as long as the state proceeding satisfies the requirements of fairness outlined in [ Ut
Construction]. Miller v. County of Santa Cruz,39 F.3d 1030, 1032-33 (9th Cir. 1994) (quoti
Guild Wineries and Distilleries v. Whitehall Co.,853 F.2d 755, 758 (9th Cir. 1988)). Tho
fairness requirements are (1) that the administrative agency act in a judicial capacity, (2) th
the agency resolve disputed issues of fact properly before it, and (3) that the parties have
adequate opportunity to litigate. Id. (citing Utah Construction, 384 U.S. at 422); see al
Mack v. South Bay Beer Distributors, Inc., 798 F.2d 1279, 1283-84 (9th Cir. 1986) (
preclusive effect afforded to informal unemployment benefits hearing because the plaintiff d
not have an adequate opportunity to litigate factual issues related to discrimination).
The Ninth Circuit found that California has adopted the Utah Construction standa
and therefore that federal courts need only look at whether the administrative hearing met t
requirements of California law such that a California court would have accorded t
determination preclusive effect. Id.at 1033 (citing Eilrich v. Remas,839 F.2d 630, 633 (9
Cir. 1988)). Gayle v. County of Marin, supra,at pp. 11-12.
The Commission hearing in this matter was conducted over five days. Halverso
attended, and was well represented by counsel, as indicated in the transcripts supplied on C
Rom to the Court. Halverson had a full hearing on the matter of her removal. The findings
fact in the Commissions Order properly concluded that former Judge Halverson violated h
judicial duties. That conclusion of law was proper under Nevada law. Under Gayle,plainti
should not be able to relitigate this underlying fact or seek contrary conclusions of law.
Similarly, in Miller v. County of Santa Cruz,39 F.3d 1030, 1032-33 (9th Cir. 1994), the
court affirmed an order granting a summary judgment, where the plaintiff had an opportunity
contest a dismissal from his employment before a county civil service commission in a public
evidentiary hearing. In doing so, the court stated:
We affirm the judgment of the district court. In so doing, wereiterate our longstanding policy, arising out of concerns of comityand finality, of respecting state court systems for review ofadministrative decisions. Eilrich [v. Remas],839 F.2d at 633 [(9thCir. 1988)]. California has made it quite clear that a discharged civil
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servant who elects an administrative forum for review of his or hertermination must succeed in overturning that administrativedecision through the judicial mandamus review procedure prior tofiling a suit for damages on claims arising out of the termination.See, e.g., Swartzendruber [v. City of San Diego],5 Cal. Rptr. 2d at69. So long as the minimum criteria of Utah Constructionare met,
we will defer to the considered judgment of the courts of Californiathat an unreviewed agency determination, such as that involvedhere, is equivalent to a state court judgment entitled to res judicataand collateral estoppel effect. Any other result would render theadministrative forum a place for meaningless dry runs of wrongfultermination claims destined to be assailed on constitutionalgrounds in federal court.
Miller v. County of Santa Cruz,at 1038.
The administrative process in this case met the minimum criteria of the releva
authorities. In this case, the Commission acted in a judicial capacity, it resolved the disput
issues of fact properly before it, and the parties had an adequate opportunity to litiga
Collateral estoppel applies in this case. Halverson cannot continually forum shop in
attempt to escape the review of the Commission.
Furthermore, Plaintiff has failed to exhaust her remedies. Plaintiff has imprope
applied for relief from Federal Court when an adequate remedy at law exists. Under the Ne
Constitution, the final order the Commission may be appealed to the Nevada Supreme Cou
Article 6 21 of the Nevada Constitution provides:
1. A justice of the supreme court, a district judge, a justice of thepeace or a municipal judge may, in addition to the provision ofarticle 7 for impeachment, be censured, retired, removed orotherwise disciplined by the commission on judicial discipline.Pursuant to rules governing appeals adopted by the supremecourt, a justice or judge may appeal from the action of thecommission to the supreme court, which may reverse such actionor take any alternative action provided in this subsection.
Furthermore, Procedural Rule of the Nevada Commission on Judicial Discipline (Ru
34 explicitly provides for the following remedy following the entry of an adverse order by the
Commission:
. . .
. . .
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1. A respondent may appeal an order of censure, removal orretirement to the supreme court of the state of Nevada inaccordance with rules adopted by the Supreme Court in regardthereto.
The Plaintiff must appeal this action to the Nevada Supreme Court. She has failed
properly exhaust her administrative remedies in this matter.
C. CONCLUSION
Halverson lacks jurisdiction to be before the Federal Court at this time. The Young
Doctrine bars the Federal Court from hearing this matter. Furthermore the issue is moot, a
Special Prosecutor Dorothy Nash Holmes is entitled to immunity.
DATED this 15th day of December, 2008.
CATHERINE CORTEZ MASTOAttorney General
By: /s/Jill Carol DavisJILL CAROL DAVISDeputy Attorney GeneralNevada Bar No. 8418Office of the Attorney GeneralPublic Safety Division555 East Washington Avenue, #3900Las Vegas, Nevada 89101
Attorneys for Defendants
CERTIFICATE OF SERVICE
I, Gina Long, hereby certify that I am an employee of the Office of the Attorney Gene
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and that on the 15th day of December, 2008, I served the foregoing RESPONSE TO MOTIO
FOR PRELIMINARY INJUNCTION,by causing a true and correct copy thereof to be filed w
the Clerk of the Court and served on the party below using the CM/ECF system and by mail:
ELIZABETH HALVERSON
3850 E. FLAMINGO RD. #152LAS VEGAS NV 89121-6227
SCOTT M. ABBOTT, Esq.3000 W. CHARLESTON BLVD SUITE 3LAS VEGAS NV 89102
___/S/ Gina Long __________________An employee of the Office of the Attorney General
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