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- RESEARCH ASSIGNMENT -
MANAGEMENT OF INNOVATION
byDiane Babak
Submitted in partial fulfilment of the requirements for the degreePhD MOTI
at theDa Vinci Institute
Study leader:Professor Colin Steyn
Date of submission3 June 2013
Diane Babak Page 1
DA VINCI INSTITUTE
Declaration Regarding Plagiarism
I (full names &surname):
Diane Babak
ID number: 6509220011088
Declare the following:1. I understand what plagiarism entails and am aware of the Institute’s
policy in this regard.2. I declare that this assignment is my own, original work. Where someone
else’s work was used (whether from a printed source, the Internet or anyother source) due acknowledgement was given and reference was madeaccording to academic requirements.
3. I did not copy and paste any information directly from an electronicsource (e.g., a web page, electronic journal article or CD ROM) into thisdocument.
4. I did not make use of another student’s previous work and submitted it asmy own.
5. I did not allow and will not allow anyone to copy my work with theintention of presenting it as his/her own work.
DB 30 May 2013
Signature Date
Diane Babak Page 1
TABLE OF CONTENTS
1 INTRODUCTION..................................................4
2 LITERATURE REVIEW.............................................5
3 CREATIVITY...................................................11
4 INNOVATION STUDIES...........................................18
5 INNOVATION ARCHETYPES........................................22
6 LEADERSHIP AND QUANTUM THINKING..............................25
7 INNOVATION FUNNELING.........................................28
8 PRACTICAL IMPLEMENTATION.....................................30
9 CONCLUSION...................................................36
10 REFERENCES................................................37
Diane Babak Page 2
LIST OF TABLES
Table 1: Infographic: Innovation is a buzzword (Kwoh, 2012).....................................6.
Table 2: SHL’s behaviours that drive innovation (Burke & Glennon,
2012).................7.
Table 3: What does it take to innovate? (Hay Group,
2012).......................................9.
Table 4: A review of academic literature on creativity (Kahl,
2012)...........................12.
Table 5: Infographic - three components that enable creativity
(Amabile, 1998).......14.
Table 6: Theoretical model to measure creativity (Fields and Bisschoff,
2013).........15.
Table 7: N-Tuple helices of innovation (Carayannis, Barth &
Campbell, 2012).........18.
Table 8: Measurement models of the determinants of organisational
innovation.
(Crossan & Apaydin,
2009).................................................
.........................20.
Table 9: Towards a multi-dimensional framework of enterprise
innovation.
(Crossan and Apaydin,
2009)..............................................................
.........21.
Diane Babak Page 3
Table 10: Evolution of different generations of innovation
process models.
(du Preez, Louw, and Essmann,
201?)........................................................22.
Table 11: Roles/ persona required for successful innovation.
(Hering & Phillips,
2005)..............................................................
.................24.
Table 12: Spider chart - competencies required for innovation
leadership
(Konstantynova,
2012)..............................................................
...................26.
Table 13: Infographic - Quantum skills (Shelton,
2007)...............................................27.
Table 14: Torrance’s five dimensions of creativity (Kim et al.
2011)............................29.
Table 15: Idea funnelling process in closed vs. open innovation
models.
(Chesbrough,
2010)..............................................................
.......................30.
Table 16: Examples of social innovation. (Source: Caulier-Grice et
al. 2010)
...................................................................
..................................................32.
Table 17: Comparison between economic and social innovation.
Diane Babak Page 4
(Adams & Hess,
2011)..............................................................
...................33.
Table 18: The six stages of social innovation.
(Murray, Caulier-Grice & Mulgan,
2010)......................................................34.
MANAGEMENT OF INNOVATION
1 INTRODUCTION
The rise of civilization can be attributed to human ingenuity. Without
our capacity to create and innovate, none of the technology and
infrastructure we take for granted in the 21st century would actually
exist. Detractors might debate whether this is actually a good thing
for the planet, given the many negative repercussions of human industry
such as pollution as well as the extinction of animal and plant species.
Whilst this might be an accurate observation the inescapable reality is
that our natural curiosity and problem-solving abilities have resulted
in the world that we now live in - with all its flaws and marvels alike.
There is a counter-argument to the one that views humanity as the
“scourge” of nature; it is an argument that is based on the belief that
we are incredibly gifted with our unique human intellect and that the
most intelligent and innovative amongst us will find ways to overcome
Diane Babak Page 5
the legacy of all our past mistakes and develop creative solutions to
many of the wicked problems the world faces today. It is this leap of
faith - that we possess the tools for our salvation - that drives many
individuals and organisations to explore a multiplicity of ideas in the
hope of creating valuable innovations that can improve our world for
generations to come. Sadly, there are yet others who use their genius to
exploit and abuse what few resources we still have left. As with all
human history our collective fate is often dictated by the values of
powerful institutions over which we have little control, for example:
corporate multinationals and empire-states with regional agendas.
Between them, these two opposing forces – one with a long-term vision
and the other looking for short-term gains - will play out our future.
In this assignment, the researcher will examine the concepts of
creativity and innovation and how they are currently viewed by society.
This will be followed by an analysis of efforts to harness intellectual
resources to sustain innovation and how this impacts both individuals
and organisations. Finally, the researcher will examine some of the more
recent trends and developments such as the availability of online, open
platforms and global communities of innovative thinkers and how these
are gradually beginning to reshape our traditional view of the economic
role of innovation and how to stimulate both creativity and innovation
for a sustainable future.
2 LITERATURE REVIEW
Diane Babak Page 6
Trying to distinguish between the concepts of creativity and innovation
can be challenging. For the purposes of this assignment, the researcher
has chosen the following definitions:
- Creativity is “the ability to produce ideas that are both novel
(original and unique) and useful (appropriate and meaningful)”.
(Ellamil et. al., 2011)
- Innovation is “change associated with the creation and adaptation
of ideas that are new-to-world, new to nation/region, new-to-
industry or new-to-firm”. (Patterson et al, 2009)
If one were to accept these definitions as valid then a common
interpretation would be that both concepts relate to the generating of
novel ideas that are of value to society. Assuming an extremely pedantic
position though, it could be argued that innovation is more measurable
and impactful. In reality, the delineation between creativity and
innovation is more likely due to contemporary business prejudice. Based
on media coverage, it would appear that the corporate world prefers to
use the term “innovation” over “creativity’ perhaps because the latter
concept is susceptible to “new age” influences derived from mysticism
and spirituality? Could it be that these intangibles are rarely regarded
as credible tools for conventional business practice? Innovation, on the
other hand, has a more sound-footed semantic relationship with its
cousin “invention” – often perceived as a valuable, tangible output of
modern industry that can preferably be made available for mass
consumption at substantial profit.
Diane Babak Page 7
Table 1: Infographic - Innovation is a Buzzword (Kwoh, 2012)
Numerous surveys of contemporary organisations continue to show that
innovation is considered a key component of any successful long-term
business strategy (Hudson, 2013). The search for innovative talent has
been popularised and organisations are motivated by the knowledge that
everyone has the potential to be creative. Accounts of rigorous research
reassure us that a person’s aptitude for creativity is not naturally
dictated at birth but that it is something we can all acquire - given
the right tools and training. Burkus (2012) points out that - as far
back as 1973 - studies were conducted to establish if creative potential
is a matter of genetics or the environment. Findings contrasting theDiane Babak Page 8
characteristics of identical twins indicate that creativity is a skill
that can be acquired - if the circumstances are conducive. However,
whilst everyone has the potential to be creative, sadly very few manage
to actualise their creativity in ways that have recognised market value.
According to a recent study by SHL (an international talent management
consultancy) of the four million candidate and employment assessments
supplied via 205 countries and territories, a miniscule 5.8% of the
global population have the ability to be truly innovative (SHL, 2012).
Table 2: SHL’s index for behaviours that drive effective innovation
(Burke & Glennon, 2012)
Focus & Insight Networking & Collaboration
Ability to reason Capacity to build effectiverelationships
Capacity to think laterally – or ‘outside the box'
Ability to navigate social networks effectively
Capacity to focus on a particular need
Strong communication skillsrequired for influencing others
Ability to adapt to new data
Ability to sell an innovation into an organisation or to raise investment capital
Ability to persist throughthose moments when an initial idea does not work, or when an experiment presents challenges
SHL summarises effective innovative behaviour as: “the intellectual
capability to see new associations and possibilities, and the analytical
skills to interpret and translate market and customer data into specific
offerings. [Effective innovators] must be able to focus, to persist in
Diane Babak Page 9
the face of initial failures, to be able to make right-hand turns in
thinking, to articulate a need, be able to persuade, influence and sell
an innovation to others, and to work collaboratively as well as work
through potential conflict. Innovation is, after all, about change”
(Burke & Glennon, 2012). In essence, to be truly innovative one has to
be extremely resilient and persevering.
To be resilient logically requires both a genetic predisposition and a
nurturing environment. However, in a recent study conducted by Judge,
Ilies, and Zhang (2012) it was found that employees who suffer from
health problems are genetically predisposed towards attitudinal states such as
dissatisfaction and stress and that “[c]hanging the work environment is
not going to alter this genetic calculus. [Furthermore] these findings
question the foundation and efficacy of interventions that treat all
individuals the same.” (Ibid.). The authors suggest that one way of
dealing with these genetic differences is to accept that employees
require a more personalised work environment that fosters “a more active
employee, who has a greater ability to select, modify, and control his
or her work environment so as to optimize maximum performance” (Ibid.)
In other words, the standard, industrial “one size fits all”
organisational design model needs to be replaced (ironically) by a more
flexible, “innovative” system if people are to actualise their unique
capacity for creativity. Based on the above observations, it could be
argued that there is a prevailing culture of machismo (SHL uses
masculine sounding terms like ‘resilience’, ‘strong’, ‘focus’, ‘reason’,
‘influence’) with regards to how innovation is currently conceptualised
and rewarded. The amount of anxiety and stress that workers experience
is on the increase and it is this researcher’s view that the more
Diane Babak Page 10
sensitive and creative individuals amongst us might be more susceptible
to health issues than – say - the average sociopath; leaving these
individuals at a disadvantage when appraised for their “resilience”. If
one were to rely on the definition of effective innovation from SHL, the
artist Vincent Van Gogh (for example) would be dismissed as a creative
lunatic and his work deemed unmarketable. Tragically, this is not a
dissimilar reception from the one he received whilst he was alive.
Creativity and innovation fail to thrive in organisations (and
individuals) partly because the environment and organisational culture
are not conducive to nurturing these capabilities. This has been proven
in numerous studies and specific inhibitors have been identified (Bina,
S. 2012). These include:
- Employee complacency and cynicism (ibid.)
- Fear of failure and change.
- Bureaucratic, top-down decision making.
- Lack of leadership advocacy.
- Empire building and office politics.
- Lack of diversity.
- A focus on financial controls and mitigation of risk (Andrews,
2006).
Researchers have also devoted a lot of energy to the study of creativity
and what makes an environment conducive to innovative behaviours. As a
result, a large body of information has been generated which explores
the various factors and initiatives that could influence organisational
and individual creativity and innovation. Examples include:
- Environmental/ workplace conditions that stimulate innovation.
Diane Babak Page 11
- Developing the individual’s capacity/ skills/ techniques to
enhance their creativity.
- Group and organisational studies of successful interventions that
have improved collective creativity and innovation.
- The role of leadership in facilitating/ championing innovative
behaviours and a culture of innovation (Parjanen. 2012).
If one were to investigate the elements that were common in environments
that nurtured innovation, the following key themes emerge:
- Effective leadership that espouses an innovative culture.
- A culture that is open to new ideas and change.
- A diverse mix of talented people.
- Rewards and recognition for innovative behaviour.
- A tolerance for risk and failure (agility).
- A culture that values collaboration and sharing.
- A systematic approach to fostering innovation. (Ibid.)
Table 3 provides an overview of the findings from research conducted by
the Hay Group (2012) of the global top 20 best performing companies. One
of the key findings of this study was that these companies outperform
their peers because “leadership recognize the value of innovation,
putting it at the heart of their corporate culture and using this
targeted, focused innovation to drive shareholder value and improve
efficiency” (Ibid).
Diane Babak Page 12
Table 3: What does it take to innovate? (Source: Hay Group, 2012)
Creating an explicit and formal function for innovation within the
organisation is often recommended as a key strategic intervention for
Diane Babak Page 13
influencing organisational change (Capozzi, Kellen, & Somers, 2012). The
justification for this is that it conveys a clear message that
leadership is prioritising this capability as intrinsic to the
organisational culture. However, the risk with this approach is that the
function may end up operating in isolation and that innovation is
perceived as something performed only by that function as opposed to it
being an integral part of the organisational consciousness. As with any
transformation process, human nature is the one variable that cannot be
predicted and it is often the main stumbling block to mainstreaming a
culture of innovation. If those involved in championing the need for
innovation lack the necessary communication and relationship skills, the
chances are that their efforts to gain buy-in will fail.
Given the various challenges facing an initiative of this nature, it is
inevitable that specific resources should be dedicated to strengthening
awareness of the need for innovation at all levels across the
organisation. Because each organisation is unique and stakeholders vary,
the types of creativity roles and responsibilities should be customised
to meet the needs and goals identified by that organisation. In
addition, there should be mechanisms that measure and evaluate the type
and value of innovative activities and their impact on both the
organisation and its stakeholders. This will allow decision-makers to
identify what enhances or inhibits creativity within the organisation -
so that adjustments can be made, bottlenecks removed and gateways
developed to stimulate further sharing and collaboration.
Diane Babak Page 14
3 CREATIVITY
With innovation ranked as one of the key strategic imperatives facing
organisations and the majority of those leaders who have been surveyed
indicating that it is one of their organisations weakest capabilities
(Sinar, Wellins & Pacione, 2011), it is clear that the current design
of most workplaces is not conducive to creative or innovative outcomes.
As mentioned previously, studies documenting the implementation of
initiatives aimed at enhancing the capacity for organisational
creativity and innovation have produced mixed results. Furthermore, from
the researcher’s perspective, it would appear that the study of
creativity and creativity theory is in a state of flux, currently
lacking one single overarching framework.
Contemporary creativity research is believed to have gained support when
the well respected American psychologist, J.P. Guildford made a
presidential address in 1950 arguing that the study of creativity was a
much neglected area of concern in modern society (Kuo, H. C., 2011). To
quote Kuo (2011): “In many ways creativity research has been developed
over the past 60 years. Scholars such as Mayer (1999) attempt to
identify the creativity research developments in the various
methodologies, Ivcevic (2009) tries to map the different theories
established, and Ryhammar and Brolin (1999) categorise the development
into four major lines.” Kozbelt, Beghetto and Runco (2010) confirm that
a plethora of creativity models have been developed over the years and
that creativity studies is multi-dimensional involving "a multitude of
definitions, conceptualizations, domains, disciplines that bear on its
study, empirical methods and levels of analysis, as well as research
Diane Babak Page 15
orientations that are both basic and applied - and applied in varied
contexts" (Ibid.) In an extensive review of available creativity
theories, they identified ten categories of scholarly discourse as
follows: “Developmental, Psychometric, Economic, Stage and Componential
Process, Cognitive, Problem-Solving and Expertise-Based, Problem
Finding, Evolutionary, Typological, and Systems” (Ibid.) which they have
analysed from the perspective of the discipline of psychology. More
recently, in a cross-disciplinary review of creativity research, Kahl
(2012) conducted a meta-analysis of dissertation abstracts coding them
by “discipline, research aspect (trait, process or product), social
level of analysis (individual, group, organization or culture) and
research approach (empirical vs. theoretical; quantitative vs.
qualitative)” (Ibid.) Based on the findings, there are a number of
disciplines in addition to psychology, that have produced creativity
theories (see Table 4 below):
Diane Babak Page 16
Table 4: Creativity literature - aspect and social level by discipline:
Cells represent percentages of scores. The sample size (n) indicates the
number of abstracts from the entire sample (N = 119). (Source: Kahl,
2012)
According to Klijn & Tomic (2010) two researchers who conducted an
extensive literature review of creativity models, “most of the theories
regarding organizational creativity are derived from social psychology”
(Ibid.) and furthermore the range of models for creativity in
organisations is still limited and fragmented across different
disciplines. Having established that more comparable and rigorous
research is still needed, the authors identify one of the earliest
organisational creativity models as being that which was developed in
Diane Babak Page 17
the 1980’s by Amabile (Ibid.) Amabile’s model asserts that there are
three key components that combine to facilitate creativity, namely:
domain knowledge, creative capacity and internalised, goal-driven
motivation. Amabile also identifies a fourth dimension as having an
influence on creativity, namely the context or environment in which the
individual operates (Ibid.)
Table 5: Infographic - Three Components That Enable Creativity (Amabile,1998).
The next model mentioned is that developed by Ramamoorth et al. which
posit that organisations are more likely to encourage creative behaviour
if the organisational culture is perceived as consistent, equitable and
that recognition is given where it is due. Klijn & Tomic (2010) identify
additional models that have been developed by various researchers,
namely: Borghini, Sternberg and Lubart, Neck and Manz, DiLiello and
Houghton, Woodman and Schoenfeldt. Each model is explored in some detail
Diane Babak Page 18
with the conclusion that “[l]ittle is known about the validity and
predictive value of [any of] these models” (Ibid).
More recently, two South African researchers, Fields and Bisschoff
(2013) published a paper in which they examined possible theoretical
models for measuring creativity. In contrast to Klijn & Tomic (2010),
Fields and Bisschoff (2013) chose to focus on creativity models and
theories within an educational context and as a result their approach
differs slightly from that of Klijn & Tomic (2010). Because of this, the
models that they used were mostly developed to nurture creativity in
learners. Their literature review includes the Enrichment Triad Model
(ETM) which was developed by Renzulli in the 1970’s. Following that,
the next model is referred to as “a conceptual map of creativity in
teaching and learning which was created from Phenomenography” which
resulted in five main categories of how creativity is experienced by the
individual. The third model, which was developed by the Institute of
Creativity and Educational Innovations, is termed the “Educational Model
for Creative development” or PECEI. This model considers the cognitive
and behavioural factors that may impact on creativity and uses a
questionnaire to identify indicators that might correlate positively
with creativity. The model also recognises the importance of convergent
and divergent thinking and how highly creative people harness these two
different thought processes. Based on their analysis of the different
influences of creative ability proposed by experts such as Berne and
Raviv; Plsek; Runco; Pérez Alonso-Geta; Bergh and Theron; Unsworth;
Zusman and Zlotin; Baer and Kaufman; Cropley; Jackson and Shaw; Kleiman;
James and Vagt-Traore; Neethling; Zusman and Zlotin (Ibid.) the South
African researchers propose the following theoretical model as a tool
Diane Babak Page 19
for measuring creativity at a tertiary level. As with Klijn & Tomic
(2010), Fields and Bisschoff (2013) also point out that this model is
untested and its potential to positively impact creative ability has yet
to be established (Ibid.) Their review of the academic literature and
related theoretical models enabled them to produce a detailed analysis
(see Table 6 below) which linked each of the identified factors
influencing creativity along with the relevant academic experts and
expected impact to be measured using each criteria. Their study helps to
further understand the extent of the research into creativity and the
fact that it is interdisciplinary and that there is a lack of
integration across disciplines.
Diane Babak Page 20
Table 6: Theoretical Model to Measure Creativity (Fields and
Bisschoff, 2013)
As illustrated above, the environment plays a significant role in
nurturing creativity. Furthermore, organisations can design a wide
variety of interventions aimed at embedding a culture of creativity and
innovation. However, if we don’t understand how each individual
contributor differs in their ability to tap into their creativity, it’s
inevitable that talent management organisations such as SHL will dictate
Diane Babak Page 22
the type of “truly innovative” individual that organisations want to
recruit. As mentioned previously, that would limit the choice to an
estimated mere 5.8% of the world’s population.
4 INNOVATION STUDIES
There are a number of disturbing trends that are being observed across
the world. Unemployment is increasing, natural resources are rapidly
depleting, the environment is being polluted by the detritus of human
consumerism and the gap between the wealthy and impoverished is
widening. Because we are facing so many unique challenges, it has become
necessary to seek out new and improved alternatives to the conventional
systems and structures that have dominated society over the centuries.
The traditional, linear approach to problem-solving is proving
ineffective and the ability to innovate is becoming an increasingly
vital capability at all levels of society. As a result much has been
written about the role of innovation in improving competitiveness in the
developed and developing world. Various frameworks and models have
evolved over time in response to the demand for a single formula that
will successfully nurture innovative outputs. Sadly, no such panacea
exists. As Keupp, Palmié, & Gassmann (2012) observe “the current state of
knowledge about the strategic management of innovation is characterized
by conflicting theoretical predictions, persisting knowledge gaps and
theoretical inconsistencies.”
The need for innovation at a policy level has resulted in the
development of collaborative knowledge networks such as “Triple Helix
Diane Babak Page 23
constellations with participants from the public, private and academic
sectors - for fostering innovation” (Lindberg, Danilda & Torstensson,
2011). More recently the concept of a Quadruple, Quintuple and an n-
tuple of helices has been proposed in order to take into account the
possibility that a greater number of non-linear interactions might exist
between an even broader range of entities (Leydesdorff, 2012). Table 7
below illustrates how this is interpreted when the Quadruple and
Quintuple helices are incorporated:
Table 7: The Triple, quadruple and quintuple helices of innovation
(Carayannis, Barth & Campbell, 2012)
Diane Babak Page 24
Whilst the helix model is useful in that it can be flexibly applied in a
variety of high level systems such as regional, national or sectoral
knowledge exchanges, enterprises have embarked on a journey to identify
additional methods and techniques that they hope will stimulate a more
innovative working environment which will produce competitive solutions
thereby making their enterprises more profitable. In an extensive study
of academic literature on the organisational determinants of innovation
Crossan and Apaydin (2009) produced the following analysis which is
summarised in Table 8 below:
Diane Babak Page 25
Table 8:
Measurement models of the determinants of organisational innovation.
(Crossan & Apaydin, 2009).
Diane Babak Page 26
Table
9:
Towards a multi-dimensional framework of enterprise innovation (Crossan
and Apaydin, 2009).
Crossan & Apaydin (2009) also conducted a systematic review of the models
and frameworks developed by scholars of innovation and how they related
Diane Babak Page 27
to the various dimensions of enterprise innovation theory. This was
summarised graphically and is reproduced here (see Table 9):
The plethora of literature on innovation is vast and confusing, for the
purposes of this assignment the overview provided by Crossan and Apaydin
(2009) serves as a useful tool for identifying some of the key
contributors to the thinking on various dimensions of organisational
innovation and how these concepts can be grouped and classified
coherently according to type.
Clearly, different organisations have adopted their own choice of
methodology to enhance their innovation capabilities, such as the Spinn
and Pneumatic models (Steyn, C. 2012). This has led to a number of
innovation process models which have subsequently been grouped from a
generational perspective. Crossan and Apaydin (2009) have created a
high-level grouping for this particular area of innovation theory (see
Table 9 above). However this researcher believes that this is an area of
study that requires further discussion and expansion so that it
satisfies the interests of all contributing disciplines. This could be
an area for future research.
Innovation process models were developed as tools for taking the initial
innovation through to completion so that successful outputs are
delivered (du Preez, Louw, and Essmann, 201?). In their study of the
literature, du Preez, Louw, and Essmann (201?) identified seven
generations of innovation process models, starting with simple linear
models which outline the main steps of the innovation process, expanding
Diane Babak Page 28
into far more complex interactive models that incorporate internal and
external factors which influence the innovation process (Ibid.)
Table 10: Evolution of different generations of innovation process
models (du Preez, Louw, and Essmann, 201?)
5 INNOVATION ARCHETYPES
In line with the rapid disintegration of many long-held beliefs and the
structures that have supported them, organisations are undergoing major
changes. Whilst some traditional institutions and powerful
multinationals continue to dominate mainstream economics, there are
numerous alternate subcultures and structures beginning to take shape,
such as collaborative consumption and the access economy which rely on
Diane Babak Page 29
collective mechanisms for sharing resources and ideas. Hopefully these
trends will start to impact on conventional structures to the extent
that they cause sufficient disruption that they undermine the
profiteering and greed so pervasive in both public and private
organisations.
The nature of work is changing and it is increasingly unusual for people
to have a single income stream from one employer until retirement. As a
result, more people are learning first-hand what it is like to lose
their jobs, to be unable to find fixed employment and to being forced to
become independent contractors, accept temporary work or work more than
one job at a time. As Greenstone Miller and Miller (2012) observe in
the Harvard Business Review, “[o]rganisations have realised that these
new arrangements have also spread because the surge in outsourcing and
consulting in recent years has accustomed managers to thinking about
work, including high-end work, in modular ways.” In such instances, it
can be useful to establish how individuals who have been assembled as a
group interact with each other and how each can contribute positively
towards the creative process.
A useful means of creating personas that enhance innovation is through
the use of archetypes. An archetype is defined as: “an original model of
a person, ideal example, or a prototype after which others are copied,
patterned, or emulated; a symbol universally recognized by all.
Archetypes put context to a situation” (Boyd, 2009). In her book titled
“A dialogue with the soul: using personality archetypes to access inner wisdom,” Goodwin
observes that archetypes represent the collective wisdom that humanity
has acquired throughout the ages and that we all have an intuitive
Diane Babak Page 30
understanding of these various personas which we instinctively draw upon
in order to respond to different situations as they arise (Ibid.) As
with enneagrams and the Myers Briggs Type Indicators, which are
personality typing systems, individuals can use a range of criteria to
establish their specific archetype profile and by so doing, identify
areas of strength and weakness as well as their potential to adopt new
archetypes when needed.
Another model of personality types for innovation is that developed by
Hering and Phillips (2005) who identified the following personas in
their white paper: “Innovation Roles. The People You Need for Successful Innovation”
(see Table 11 below).
Table 11: Roles/persona required for successful innovation (Hering &
Phillips, 2005)
Boyd (2009) however, argues that there are four specific innovation
archetypes, namely:Diane Babak Page 31
- The innovation do-er: these are innovation implementers and
practitioners.
- The innovation watcher: innovation mavens who don’t actually innovate.
- The innovation preacher: someone who is a champions and visionaries of
innovation.
- The innovation teacher: a person who teaches methods and processes for
innovation.
The author does acknowledge that these may not be the only archetypes
but he believes that they are the key archetypes within any organisation
making a conscious choice to instil a sustainable culture of innovation
(Ibid.)
Within this context, the researcher would argue that archetypes of all
kinds are relevant and can be included in such initiatives, on condition
that there is balance and diversity in the mix and a conscious awareness
that innovation is the final goal. Furthermore, it is important that
there is structure and rigorous planning at the initial stages of
pulling a team together as this will allow the organisation to ensure
that the intended outcome is more attainable. Previous research
indicates that diversity has a positive influence on creativity but that
the dimensions must correlate with the challenge at hand. For example,
“it would be expected that knowledge diversity would be most helpful for
groups doing intellectual tasks, whereas social diversity (ethnicity,
age, etc.) would not be that relevant [in this instance]” (Parjanen,
2012). Increasingly, the focus is on skilled, technically competent
workers (otherwise referred to as “knowledge workers”) as opposed to
unskilled labour, regardless of how creative such people might be.
Diane Babak Page 32
Peter Drucker is credited with introducing the concept of the “knowledge
worker”, which he used when referring to people working with intangible
resources (Drucker, 1959) such as lawyers, scientists and people working
in customer service industries. This type of worker differed from the
labourer of the industrial era whose physical productivity was their
primary source of income. As observed by Du Plessis (2007); knowledge
acts as a precursor to innovation and - if properly harnessed - it can
serve as a valuable source of competitive advantage. Therefore, it is
the opinion of this researcher that the roles for champions of
innovation and creativity should be closely aligned or even integrated
with those that champion knowledge and lifelong learning, so that the
continuum to innovation is embedded and maintained.
6 LEADERSHIP AND QUANTUM THINKING
With the focus on creating a culture of enterprise-wide innovation, much
has been written about the specific competencies required by leadership
in order to implement effective transformational initiatives that foster
innovation. Based on a study of academic literature from 2005-2011,
Konstantynova (2012) identified at least 16 skills that are considered
necessary for innovation, which she plotted on a spider chart according
to their perceived significance (see Table 12 below).
Diane Babak Page 33
Table 12: Spider Chart - Competencies Required for Innovation Leadership
(Konstantynova, 2012)
As previously observed, the possibility of finding someone who has
achieved excellence in all of these competencies is highly unlikely.
Hence the need to bring together “the appropriate combination of skilled
people” (Ibid.) As this researcher has personally discovered -
regardless of how skilled the people are in any organisation - without
leadership buy-in and political will - any transformational initiative
is bound to fail.
Whilst there has been a lot of focus on the ever changing role of
leadership, the role of followers has been somewhat neglected
(Greyvenstein & Cilliers, 2012). Kets de Vries (2007) observes that the
proliferation of literature on leadership may be superfluous as it
merely serves to expand the ever increasing list of academic theories,
most of which are completely detached from the practical realities facedDiane Babak Page 34
by leaders. Organisations are being deconstructed and reconfigured in
order to respond effectively to an ever-changing environment. As Clayton
et al. (2008) point out, “networked or process-based, cellular and
quantum structures are examples of the shift in thinking in
organizational design.” It is within the latter structure that
leadership emerges as a form of social exchange and collaboration.
Andert et al. (2011) explain that it is in the realm of such phenomena
that the one can observe the “action of the individual as both leader
and follower in spontaneous synergy with other individuals who express
both leader/follower behaviors at will.” (Ibid.) The concept of quantum
skills was first proposed by Shelton, Darling & Walker (2002), who
acknowledged that “Wheatley’s (1992) ground-breaking work was the first
to use quantum mechanical concepts as a metaphor for a new way of
thinking about leadership while Srivastva and Cooperrider (1999) were
among the first to apply social constructionism to leadership. In the
past few years numerous other authors (Goldstein, 1994; Jaworski, 1996;
Stacey, 1996; Zohar, 1997; Sanders, 1998; Shelton,1999) have developed
theories and models of leadership based on a postmodern/new science
ontology.” (ibid.) However – they note – little research had been done
with regards to the actual skills required for those operating in a
quantum organisation. In light of this, they proposed 7 new skills for
organisational excellence as summarised below:
(1) Quantum Seeing: The ability to see intentionally.
(2) Quantum Thinking: The ability to think paradoxically.
(3) Quantum Feeling: The ability to feel vitally alive.
(4) Quantum Knowing: The ability to know intuitively.
(5) Quantum Acting: The ability to act responsibly.
(6) Quantum Trusting: The ability to trust life’s process.
Diane Babak Page 35
(7) Quantum Being: The ability to “be” in relationship. (Ibid.)
Table 13: Infographic - Quantum skills (Shelton, 2007)
From an innovation and creativity perspective, the most important of the
quantum skills is quantum thinking. Quantum-thinking involves a shift
from linear thinking towards a holistic and paradoxical understanding of
the world. (Shelton, Darling and Walker, 2002). Quantum thinking holds
that this shift is an inevitable evolution in line with our realisation
that organisations, like the physical universe, are illogical entities
that necessitate paradoxical thinking in order to overcome many of the
conflicting interests that society currently faces. The traditional left
brained, logical response is inadequate and requires the added use of
right brained, creative thinking if we are to innovate (Ibid.)
Underlying this approach however, is the understanding that integrity,
humanity and sustainability are essential components of quantum
thinking.
Diane Babak Page 36
7 INNOVATION FUNNELING
According to Kirton (1999) we all have default preferences for solving
problems, which are independent of our creative ability. He observed
that innovators create original ideas that challenge existing
perceptions (i.e. “out the box thinking”) whereas adaptors create
original ideas within accepted paradigms. The Torrance Test of Creative
Thinking (TTCT) measures creative styles and creative potential (Kim,
2006). According to recent research findings “[t]he innovative factor is
associated with fluency and originality, whereas the adaptive factor is
associated with elaboration and abstractness of titles. In addition,
resistance to premature closure and creative strengths are related to an
additional factor that measures creative personality” (Kim, 2010). Table
14 below depicts the TTCT-Figural, which comprises the five measures
listed above, along with the personality traits indicative of creative
strengths (Kim et al, 2011).
Table 14: Torrance’s five dimensions of creativity (Kim et al. 2011)
Diane Babak Page 37
The debate as to whether individuals or groups perform better at
innovation has only recently begun to gain scholarly attention (Seah,
2012). In his assessment of the funnel model of innovation, Staw (2009)
reviewed the arguments offered by proponents of either individual or
group creativity and concluded that - whilst there are potential
benefits to be gained from the diversity of individuals collaborating
within a group - there is also a risk that the group becomes overly
prescriptive and self-censoring to the point where creativity is
stifled. Thus the debate continues unresolved.
With the emergence of the Internet and digital commerce (e-commerce) the
concept of a “business model” has gained wide acceptance as a tool for
explaining how an organisation operates and how it implements its
strategy. Innovative business models have altered the way that customers
interact with organisations and their products and services.
Essentially, business model innovation may range from incremental
modifications to revolutionary shifts in global practices. In an
international survey of over 700 leaders conducted by Giesen et al.
(2007) it was shown that enterprises which demonstrated effective
business model innovation as their core value proposition financially
outperformed their competitors. Alongside the focus on innovative
business models is the shift away from closed innovation systems - where
a business owns all aspects of the value chain (starting with ideation
then marketing, production, distribution and customer relationship
management) - to increasingly open systems (Chesbrough, 2010) that
encourage a business to explore the complexity of the ecosystem both
internally and externally in order to increase collaboration between all
stakeholders. The intention of this strategy is to attract a wider
Diane Babak Page 38
diversity of inputs to innovation thus making the enterprise more
competitive. Table 15 below depicts the idea funnelling process that
occurs in closed vs. open innovation models.
Table 15: Idea funnelling process in closed vs. open innovation models.
(Chesbrough, 2010)
8 PRACTICAL IMPLEMENTATION
Rather than focus on the second requirement as outlined in this
assignment, the researcher has been permitted to choose an emerging
trend, namely social innovation as an area for further investigation.
The reason for this is that the researcher no longer works in a
traditional corporate environment and has therefore shifted focus to the
development of alternative, sustainable social and economic systems
which can be positioned as social innovation. However, it should be
noted that the term “social innovation” can be applied in a corporate
setting (Pot & Koningsveld, 2009) and is usually mentioned within the
context of organisational development and transformation; for example
Diane Babak Page 39
when the corporate culture needs to change in order to implement new
processes, policies and technologies by way of socialisation across the
organisation. It also gets used with reference to the social role that
corporates seek to play within the community, such as the “establishment
of new units or subsidiaries that are fully active in the social
economy, or/and have resolutely opted for ecologically and socially
sustainable outputs and production models” (Moulaert, 2009). This
assignment however will use the sociological conceptualization as
described by Phills, Deiglmeier & Miller (2008) who argue that social
innovation aspires to transcend “sectors, levels of analysis, and
methods to discover the processes - the strategies, tactics, and
theories of change - that produce lasting [social] impact.”
In his seminal work on the diffusion of innovation Rogers (2003) defines
innovation as: “an idea, practice, or object that is perceived as new by
individual or other units of adoption” and the social system as: “a set
of interrelated units engaged in joint problem solving to accomplish a
common goal”. The field of social innovation combines both these
aspects but adds a third dimension, that of the public good. In other
words, social innovation is stimulated by social needs rather than
technologies or profit. Whilst the study of social innovation is still
in its infancy and many definitions abound, for the purposes of this
assignment social innovation is simply defined as: “a novel solution to
a social problem” (Phills, Deiglmeier & Miller, 2008). Examples of
contemporary social innovations are mentioned in Table 16 below:
Diane Babak Page 40
Table 16: Examples of social innovation. (Source: Caulier-Grice et al. 2010)
According to Godin (2012) social innovation in all its guises has formed
part of academic discourse for at least the past two hundred years. He
traces the use of the concept back to the rise of socialism in the
nineteenth century; which was succeeded by social reform movements and
then to its present day incarnation as a paradigm for devising
alternatives to ‘established’ solutions which no longer satisfy social
needs (Ibid.) Anyone wishing to study innovation in certain disciplines
such as information technology, engineering, medicine and management
science can source a wide variety of methods and models which have been
extensively studied and well documented. However, there is a dearth of
such information available on social innovation, despite the amount of
enthusiasm and interest shown by advocates of the concept. As noted by
Murray, Caulier-Grice & Mulgan (2010) most people wanting to implement a
Diane Babak Page 41
social innovation initiative “are aware of only a fraction of the
methods they could be using.” In light of this observation, the
researcher has identified some of the main distinctions between social
innovation methods and other types of innovation frameworks. A model for
the social innovation process will be discussed.
Social innovation does not always take place within an organisation.
Often it assumes the form of networked relationship and collaboration
that is both social and open, encouraging participation from a wide
range of stakeholders across the public, private and civic spheres who
are motivated by the public good rather than the profitability of a
product or service (Ibid). This requires alternative approaches to
challenges such as obtaining finance, developing client service models
as well as human resource management (see Table 17 below). These are
just some of the reasons that traditional business models of innovation
have limited value. Another way in which social innovation differs from
more well-known forms of innovation is that it generally cannot be
measured using the same metrics of success that are applied in
commercial or technological innovations which often set targets that are
not suitable for social innovation (Ibid). Furthermore, a normative
approach is not always appropriate due to the risk that a specific
socio-political-ideological agenda may create a bias in the process of
evaluation. A good example would be the current neoliberal agenda that
many believe has resulted in the financialisation of the global economy,
rampant consumerism and environmental devastation but still continues to
form the basis of most global policy programmes. In this instance, how
does one measure whether a social innovation based on such policies can
be considered to have been “good” or “bad” for society? (Quilley, 2012)
Diane Babak Page 42
Table 17: Comparison between economic and social innovation (Adams &
Hess, 2011).
According to the European Commission Directorate of Regional and Urban
Policy (2013) social innovation approaches have the following
characteristics, in that they are:
- “Open rather than closed when it comes to knowledge-sharing and
the ownership of knowledge;
- Multi-disciplinary and more integrated to problem solving than the
single department or single profession solutions of the past;
- Participative and empowering of citizens and users rather than
‘top down’ and expert-led.
- Demand-led rather than supply-driven;
- Tailored rather than mass-produced, as most solutions have to be
adapted to local circumstances and personalised to individuals”
(Ibid).
Diane Babak Page 43
In “The open book of social innovation,” Murray, Caulier-Grice & Mulgan (2010)
identify six key stages in the process of social innovation, which they
depict as a spiral model that expands in either a linear or iteratively
circling-back pattern whilst the process of innovation transforms from
initial inception. Table 18 below illustrates this concept.
Table 18: The six stages of social innovation (Murray, Caulier-Grice &
Mulgan, 2010)
Murray, Caulier-Grice & Mulgan (2010) provide an explanation for each
phase which the researcher will summarise below:
Stage 1: Prompts and Inspirations
Diane Babak Page 44
There are a number of ways in which problems become apparent, ranging
from organic events that indicate all is not well - such as community
protests - to deliberate methods such as the use of generative paradigms
to nurture creative alternatives to conventional thinking - for example
the open access model. In order to generate ideas, it is first necessary
to isolate the root of the problem. Teasing it out can a complex
process, susceptible to misinterpretation, for example – perceiving the
problem based on an effect, rather than finding the actual cause.
Systems analysis is one method by which these types of cognitive
distortions can be mitigated (Ibid).
Stage 2: Proposals and ideas
When the real problem has been isolated and the right questions are
asked the next stage is idea generation. There are a number of tools
that can be used to spark insights or expand on existing sources such as
online, open challenge based competitions, collaborative design
platforms and ethnographic studies (Ibid). The ideas that are generated
need to be funnelled so that the most viable filter through. This can be
resource intensive as it requires collaboration and co-operation which
is time-consuming and the number of ideas as well as the calibre may
present a challenge.
Stage 3: Prototyping and Pilots
During this stage viable ideas can be prototyped and assessed
practically. Scaled down versions can be piloted and tested in the
Diane Babak Page 45
field. This can be a very formal, structured process but it does not
have to be. Ultimately, the purpose of testing ideas is to agree on how
to measure if they are successful or not. One of the major obstacles to
experimenting with various ideas is the cost involved, especially if
there is no social funding available. This can negatively impact on the
process of innovation (Ibid).
Stage 4: Sustaining
Once an idea has been implemented its impact needs to be monitored and
feedback is required in order to make any adjustments and improvements.
The initiative needs to be nurtured as it must aim to be self-sustaining
to ensure continuity. Structures, systems and processes need to be
formalised to manage operations effectively. This often requires
financing and the ability to generate and attract sufficient resources
to keep functioning. Sources of funding range from public finance to
crowdfunding or donations as well as income generated by the social
enterprise itself through the sale of products and/or services (Ibid).
Stage 5: Scaling and Diffusion
Having launched an innovative initiative successfully, the next stage
focuses on strategies for expansion and diffusion of the innovation.
Various options can be considered and adopted for example: franchising,
partnering, co-operatives, social networks and agents. Growth may be
obstructed by conflicting interests; there may be commercial entities
with similar offerings and territorial; hidden agendas can impede
progress. Furthermore, in the case of social innovation particularly,
there is a generally a lack of systematic review of the various pilot
Diane Babak Page 46
projects and thus a lack of deep knowledge about what may or may not
have worked previously (Ibid.)
Stage 6: Systemic change
Social innovation aims to transform entire systems, disrupting the
existing status quo and offering alternatives that are more sustainable
and equitable. Progress can only be achieved if the system adapts and
accommodates the introduction of innovation so that social enterprises
can act legitimately. Given the degree of complexity involved in
systemic change this usually happens incrementally over long periods of
time (Ibid.)
9 CONCLUSION
Social innovation is gaining traction globally with numerous projects
and programmes underway in different regions. Despite this, there is
still a need to consolidate the lessons that have emanated from the
diverse range of activities. The importance of this process is being
recognised by practitioners and policy makers alike. Efforts are being
made internationally to define common standards, tools and appropriate
models that have been developed especially for social innovation
programmes. Public funding has been allocated toward the establishment
of platforms by which to share lessons learnt and collaborate
effectively; with examples emanating from the European Union such as
Social Innovation Europe (2013). This initiative was launched in 2011 in
order to provide social innovators with a shared, central resource for
exchanging ideas and to act as a repository so that they could create a
Diane Babak Page 47
body of knowledge on social innovation and systemic change. As a result,
social innovators in Europe “are beginning to gather into a community of
practice. Infrastructure is emerging [in order to] support the
coordinated actions of these social innovators, and to capture and
articulate their collective intelligence” (Ibid.) It is the researcher’s
opinion that Africa - and South Africa in particular - need to consider
whether there is a need to adopt a similar strategy to formalise the
practice of social innovation and build the capacity for all our people
to understand the enormous benefits that can be gained if successful
innovations lead to the type of systemic change that can help us ramp up
efforts to meet the United Nations Millennium Development Goals
established in 2000.
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