COVER SHEET - Axelum Resources Corp

PRECIOSA D. CASTILLO

COVER SHEET

C S 2 0 1 0 1 3 2 8 2

S.E.C. Registration Number

A X E L U M R E S O U R C E S C O R P .

(Company’s Full Name)

I C S B L D G . T I A N O - M O N T A L B A N S T S .

C A G A Y A N D E O R O C I T Y

(Business address: No. Street City / Town / Province)

Contact Person Company Telephone Number

Month Day FORM TYPE Month Day Fiscal Year Annual Meeting

Registered/Listed

Secondary License Type, If Applicable

Dept. Requiring this Doc. Amended Articles Number/Section Total Amount of Borrowings

Total No. of Stockholders Domestic Foreign -----------------------------------------------------------------------------------------------------------------------------------------------------------

Top be accomplished by SEC Personnel concerned

_____________________________ LCU _____________________________ CASHIER

REMARKS = pls. use blank ink for scanning

02-8-8510715

__________________-

-

GENERAL INFORMATION SHEET

STAMPS

2020

GENERAL INSTRUCTIONS:1.

2.

3.

4.

5.

6.

7.

BUSINESS/TRADE NAME:

WEBSITE/URL ADDRESS:

COMPLETE BUSINESS ADDRESS: ICS Bldg., Tiano-Montalvan Sts., Barangay 14, Cagayan De Oro City

INDUSTRY CLASSIFICATION:

201604091R661A Edgeale Plains #11-610 Waterway Sundew

Singapore 821661

================================ INTERCOMPANY AFFILIATIONS =======================================

ICS Bldg., Tiano-Montalvan Sts., Barangay 14, Cagayan De Oro City

E-MAIL ADDRESS:

[email protected]

ADDRESS

N/A

SEC REGISTRATION NO.

COMPLETE PRINCIPAL OFFICE ADDRESS:

GENERAL INFORMATION SHEET (GIS)

FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL STOCKHOLDERS'

MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE "N.A." IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION OR "NONE" IF

THE INFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKHOLDERS' MEETING IS HELD ON A DATE OTHER THAN THAT STATED IN THE BY-LAWS,

THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS AFTER THE ELECTION OF THE DIRECTORS, TRUSTEES AND OFFICERS OF THE

CORPORATION AT THE ANNUAL MEMBERS' MEETING.

STOCK CORPORATION

AXELUM RESOURCES CORP.


CS201013282

FOR THE YEAR

IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER, SHOULD

AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED.

THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION.

================================ PLEASE PRINT LEGIBLY =====================================

DATE REGISTERED:

December 31

CORPORATE NAME:

SEC REGISTRATION NUMBER:

8/19/2010

Singapore

201604066M661A Edgeale Plains #11-610 Waterway Sundew

Singapore 821661

APO PEAK HOLDINGS PTE. LTD.

SUBSIDIARY/AFFILIATE SEC REGISTRATION NO.

ALWAYS PROGRESSIVE HOLDINGS PTE. LTD.

ADDRESS

PRIMARY PURPOSE/ACTIVITY/INDUSTRY PRESENTLY ENGAGED IN:

27-Aug-20

THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTING FROM

ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT AMENDED GIS CONTAINING THE NEW INFORMATION

TOGETHER WITH A COVER LETTER SIGNED THE CORPORATE SECRETARY OF THE CORPORATION. THE AMENDED GIS AND COVER LETTER SHALL BE

SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE OCCURED OR BECAME EFFECTIVE.SUBMIT FOUR (4) COPIES OF THE GIS TO THE RECEIVING SECTION AT THE SEC MAIN OFFICE, OR TO SEC SATELLITE OFFICES OR EXTENSION OFFICES.

ALL COPIES SHALL UNIFORMLY BE ON A4 OR LETTER-SIZED PAPER. THE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE

CORPORATE TAX IDENTIFICATION

NUMBER (TIN)DATE OF ANNUAL MEETING PER BY-LAWS:

THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF EXISTING

LAWS, RULES AND REGULATIONS

NOTE: USE ADDITIONAL SHEET IF NECESSARY

TELEPHONE NUMBER(S):

ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED.

PARENT COMPANY

NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER:

Manufacturer of Coconut Water and Other Coconut Products

94495-SEC, Group A

0632-88510748/49

Manufacturing 104305000

FAX NUMBER:

www.axelum.ph

FISCAL YEAR END:

007-851-9272nd Monday of May

ACTUAL DATE OF ANNUAL MEETING:

(OFFICE) 1052 EDSA, Magallanes Village, Makati City

GEOGRAPHICAL CODE:

0632 88510730 to 39R. G. Manabat & Co. / Darwin P. Virocel

SEC ACCREDITATION NUMBER

(if applicable):

GIS_STOCK(v.2019) Page 1

mailto:[email protected]

http://www.axelum.ph/

A.

1.

a.

b.

c.

d.

e.

f.

g.

h.

i.

j.

k.

2.

a.

b. a.

c. b.

d.

e.

f.

g.

h. c.

i.

j.

3.

a. d.

b.

c.7.

d. a.

e.

f. b.

g.

h. c.

i.

j.

k. d.

l.

m. 8.

n. Describe

nature of

business:

B. Has the Corporation complied with the requirements on Customer Due Diligence

(CDD) or Know Your Customer (KYC), record-keeping, and submission of reports

under the AMLA, as amended, since the last filing of its GIS?

creation, operation or management of juridical

persons or arrangements, and buying and selling

business entities

managing of client money, securities or other assets

Banks

Pawnshops

Insurance Agents

4.Jewelry dealers in precious metals, who, as a

business, trade in precious metals

5.Jewelry dealers in precious stones, who, as a

business, trade in precious stone

6.

Electronic Money Issuers

Insurance Companies

Financial Institutions which Under Special Laws are subject to

Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation,

including their subsidiaries and affiliates.

Holding Companies

acting as (or arranging for another person to act as)

a nominee shareholder for another person

All Other Persons and entities supervised and/or regulated by the

Insurance Commission (IC)

Is the Corporation a covered person under the Anti Money Laundering Act

(AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)

acting as (or arranging for another person to act as)

a director or corporate secretary of a company, a

partner of a partnership, or a similar position in

relation to other juridical persons

Securities Brokers

Insurance Brokers

Mutual Benefit Association

Securities Dealers

Foreign Exchage Dealers

Money Changers

Remittance Agents

Offshore Banking Units

Quasi-Banks

Trust Entities

Non-Stock Savings and Loan Associations

providing a registered office, business address or

accommodation, correspondence or administrative

address for a company, a partnership or any other

legal person or arrangement

acting as a formation agent of juridical persons

Company service providers which, as a business,

provide any of the following services to third

parties:


STOCK CORPORATION

================================ PLEASE PRINT LEGIBLY ================================

Please check the appropriate box:

Corporate Name: AXELUM RESOURCES CORP.

Manufacturing

management of bank, savings or securities accounts

Entities administering or otherwise dealing in cash Substitutes and

other similar monetary instruments or property supervised and/or

regulated by the Securities and Exchange Commission (SEC)

Mutual Funds or Open-end Investment Companies

Close-end Investment Companies

Persons who provide any of the following services:

Professional Reinsurers

Reinsurance Brokers

None of the above

organization of contributions for the creation,

operation or management of companies

Securities Salesman

Other entities managing Securities or rendering similar services

Investment Houses

Investment Agents and Consultants

Trading Advisors

Holding Company Systems

Pre-need Companies

Common Trust Funds or Issuers and other similar entities

Transfer Companies and other similar entities

Other entities administering or otherwise dealing in currency,

commodities or financial derivatives based there on

Entities administering of otherwise dealing in valuable objects

GIS_STOCK(v.2019) Page 2

NUMBER OF

SHARES

Common 4,000,000,000 1.00

Redeemable

Preferred 1,000,000,000 1.00

TOTAL 5,000,000,000 TOTAL P

F I L I P I N O

NO. OF

STOCK-

HOLDERS

NUMBER OF

SHARES

NUMBER OF

SHARES IN THE

HANDS OF THE

PUBLIC **

PAR/STATED

VALUEAMOUNT (PhP)

% OF

OWNERSHIP

31 Common 3,030,832,214 1,058,795,349 1.00 3,030,832,214.00 76.81

TOTAL 3,030,832,214 TOTAL TOTAL P 3,030,832,214.00

F O R E I G N

(INDICATE BY

NATIONALITY)

NO. OF

STOCK-

HOLDERS

NUMBER OF

SHARES

NUMBER OF

SHARES IN THE

HANDS OF THE

PUBLIC **

PAR/STATED

VALUE AMOUNT (PhP)

% OF

OWNERSHIP

Singaporean 1 Common 799,999,999 1.00 799,999,999.00 20.28

American 1 Common 1 1.00 1.00 0.00

Other Alien 1 Common 114,812,786 1.00 114,812,786.00 2.91

TOTAL 914,812,786 TOTAL TOTAL P 914,812,786.00

3,945,645,000.00

F I L I P I N O

NO. OF

STOCK-

HOLDERS

NUMBER OF

SHARESAMOUNT (PhP)

% OF

OWNERSHIP

31 Common 3,030,832,214 1.00 3,030,832,214.00 76.81

TOTAL 3,030,832,214 TOTAL P 3,030,832,214.00

F O R E I G N

(INDICATE BY

NATIONALITY)

NO. OF

STOCK-

HOLDERS

NUMBER OF

SHARESAMOUNT (PhP)

% OF

OWNERSHIP

Singaporean 1 Common 799,999,999 1.00 799,999,999.00 20.28

American 1 Common 1 1.00 1.00 0.00

Other Alien 1 Common 114,812,786 1.00 114,812,786.00 2.91

TOTAL 914,812,786 TOTAL P 914,812,786.00

TOTAL PAID-UP P 3,945,645,000.00

AUTHORIZED CAPITAL STOCK


GENERAL INFORMATION SHEETSTOCK CORPORATION

==================================== PLEASE PRINT LEGIBLY ==================================

CAPITAL STRUCTURE

(As of August 31, 2020)

CORPORATE NAME:

TYPE OF SHARES *

TYPE OF SHARES *

TYPE OF SHARES *

TOTAL SUBSCRIBED P

Percentage of Foreign Equity : 23.19%


** Other than Directors, Officers, Shareholders owning 10% of outstanding shares.

* Common, Preferred or other classification

PAID-UP CAPITAL

PAR/STATED VALUE

PAR/STATED VALUE

TYPE OF SHARES *

SUBSCRIBED CAPITAL

5,000,000,000.00

PAR/STATED VALUE

1,000,000,000.00

AMOUNT (PhP)

(No. of shares X Par/Stated Value)

4,000,000,000.00

TYPE OF SHARES *

GIS_STOCK (v.2019) Page 3

CORPORATE NAME:

NATIONALITY INC'R BOARD GENDERSTOCK

HOLDEROFFICER EXEC. COMM.

1. Filipino Y C M Y

2. Filipino Y M M Y

3. American N M M Y

4. Filipino N M M Y

5. Filipino N I M Y

6. Filipino N I F Y

7. Filipino N I M Y

8. Filipino N M Y

9. Filipino N M Y

10. Filipino N F Y

11. Filipino N F Y

12. Filipino N M N

13. Filipino N M N

14. Filipino N F Y

15. Filipino N M Y

INSTRUCTION:

FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.

FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.

FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.

FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.

FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER,

SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.

FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION

AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.

E/M

NAME

Romeo I. ChanChairman/ CEO

President/ COOHenry J. Raperoga

Jason M. Rosenblatt

Ricardo C. Lopa, Jr.

Laurito E. Serrano

Rosemarie P. Rafael

Dominic V. Isberto

Raymundo N. Suarez

Jose Armando R. Nanawa

Paul Rene Z. Tayag

Preciosa D. Castillo

Maria Theresa Z. Paguirigan

Senior Vice President

Corporate Secretary

Operations Manager -

Medina Plant

Investor Relations

Officer

Paul C. Cheah

Karilagan Imelda Z. Gorospe

Macario R. Pelaez


STOCK CORPORATION



E/M

D I R E C T O R S / O F F I C E R S

E/M; BRO/M

E/C; RPT/M

Lead Independent

Director

A/M; CG/M; BRO/C;

RPT/M

A/C; CG/C;

Vice President - US

Operations

Compliance Officer

Senior Vice President

A/M; CG/M; BRO/M;

RPT/C

Treasurer/ CFO/ CIO/

Asst. Corp. Sec.


TOTAL NUMBER OF STOCKHOLDERS: 34

TYPE NUMBERAMOUNT

(PhP)

% OF

OWNER-

SHIP

1 PCD NOMINEE CORP. (FILIPINO) Common 1,194,327,039 1,194,327,039.00

TOTAL 1,194,327,039 1,194,327,039.00

a. FIRST METRO SECURITIES BROKERAGE Common 378,115,291 378,115,291.00

CORP.

TOTAL 378,115,291 378,115,291.00

b. JAKA SECURITIES CORP. Common 347,279,500 347,279,500.00

TOTAL 347,279,500 347,279,500.00

2. PCD NOMINEE CORP. (NON-FILIPINO) Common 914,812,786 914,812,786.00

TOTAL 914,812,786 914,812,786.00

a. CP COMPASS SINGAPORE PTE. LTD Common 799,999,999 799,999,999.00

Singapore

TOTAL 799,999,999 799,999,999.00

3. GREENRIDGE EAST HOLDINGS INC. Common 358,319,999 358,319,999.00

Filipino

TOTAL 358,319,999 358,319,999.00

4. COCO DEUCE HOLDINGS INC. Common 350,114,400 350,114,400.00

Filipino

TOTAL 350,114,400 350,114,400.00

5. TUFNELL PARK HOLDINGS INC. Common 232,443,600 232,443,600.00

Filipino

TOTAL 232,443,600 232,443,600.00

3,050,017,824.00 77.30% 3,050,017,824.00

STOCKHOLDER'S INFORMATION (As of August 31, 2020)

SHARES SUBSCRIBED

NAME AND NATIONALITY

AXELUM RESOURCES CORP.CORPORATE NAME:

NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 32


TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS:


P10,559,102,000.00 (Consolidated - As of December 31, 2019)

AMOUNT PAID

(PhP)

914,812,786.00

30.27% 1,194,327,039.00

232,443,600.00

358,319,999.00

23.19%

9.08%

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS

Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting

securities. Attach separate sheet, if necessary.

SUB-TOTAL AMOUNT OF SUBSCRIBED CAPITAL

TOTAL AMOUNT OF PAID-UP CAPITAL

8.87%

5.89%

350,114,400.00



TYPE NUMBERAMOUNT

(PhP)

% OF

OWNER-

SHIP

6. DOMUS ESTE HOLDINGS, INC. Common 231,400,800 231,400,800.00

Filipino

TOTAL 231,400,800 231,400,800.00

7. THEOL HOLDINGS INC. Common 194,126,399 194,126,399.00

Filipino

TOTAL 194,126,399 194,126,399.00

8 BEEMEX PHILIPPINE HOLDINGS Common 192,367,200 192,367,200.00

CORPORATION

TOTAL 192,367,200 192,367,200.00

9. 1189 HOLDINGS, INC Common 92,024,400 92,024,400.00

Filipino

TOTAL 92,024,400 92,024,400.00

10. ROMEO I. CHAN Common 46,286,700 46,286,700.00

Filipino

TOTAL 46,286,700 46,286,700.00

11. HENRY J. RAPEROGA Common 36,914,700 36,914,700.00

Filipino

TOTAL 36,914,700 36,914,700.00

12. VICENTE T. MILLS JR Common 21,027,600 21,027,600.00

Filipino

TOTAL 21,027,600 21,027,600.00

13. PAUL RENE Z. TAYAG OR LAURA S. TAYAG Common 14,599,200 14,599,200.00

Filipino

TOTAL 14,599,200 14,599,200.00

828,746,999.00 21.00% 828,746,999.00

4.88% 192,367,200.00Filipino

194,126,399.00

231,400,800.00

4.92%

5.86%

14,599,200.00

1.17% 46,286,700.00

0.53% 21,027,600.00


CORPORATE NAME:










SHARES SUBSCRIBED

AMOUNT PAID

(PhP)

2.33% 92,024,400.00

0.94% 36,914,700.00




0.37%



TYPE NUMBERAMOUNT

(PhP)

% OF

OWNER-

SHIP

14. JOSE ARMANDO R. NANAWA Common 13,556,400 13,556,400.00

Filipino

TOTAL 13,556,400 13,556,400.00

15 PATRICIO JOSE G. SILVA Common 11,686,734 11,686,734.00

Filipino

TOTAL 11,686,734 11,686,734.00

16. GILBERTO L. VISTAN Common 8,180,714 8,180,714.00

Filipino

TOTAL 8,180,714 8,180,714.00

17. PRECIOSA D. CASTILLO Common 6,375,600 6,375,600.00

Filipino

TOTAL 6,375,600 6,375,600.00

18. NATIVIDAD L. REYES Common 5,000,000 5,000,000.00

Filipino

TOTAL 5,000,000 5,000,000.00

19. MA ASUNCION S. CAEDO Common 4,000,000 4,000,000.00

Filipino

TOTAL 4,000,000 4,000,000.00

20. MARIA VERONICA L. LEVISTE Common 3,500,000 3,500,000.00

Filipino

TOTAL 3,500,000 3,500,000.00

21. OTHERS Common 14,580,729 14,580,729.00

TOTAL 14,580,729 14,580,729.00

66,880,177.00 1.70% 66,880,177.00

3,945,645,000.00

0.34% 13,556,400.00


0.16% 6,375,600.00

0.30% 11,686,734.00

0.10% 4,000,000.00

0.09% 3,500,000.00


CORPORATE NAME:










SHARES SUBSCRIBED

AMOUNT PAID

(PhP)

0.21% 8,180,714.00

0.13% 5,000,000.00



0.37% 14,580,729.00


CORPORATE NAME:

1.

1.1 1.2

1.3

1.4

1.5

2.

3.

4.

5. DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR:

5.1 CASH

5.2 STOCK

5.3 PROPERTY

6.


ADDITIONAL SHARES ISSUED DURING THE PERIOD:

October 7, 2019


PLEASE PRINT LEGIBLY

N/A

OTHERS

TOTAL MANPOWER

COMPLEMENT

380

INVESTMENT OF CORPORATE

FUNDS IN ANOTHER CORPORATION

54,355,000 1.36%

N/A

550,000,000.00

STOCKS

BONDS/COMMERCIAL PAPER (Issued

by Private Corporations)

LOANS/ CREDITS/ ADVANCES

GOVERNMENT TREASURY BILLS

AMOUNT (PhP)

N/A

N/A

DATE DECLARED

N/A

270

INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS

SECONDARY PURPOSES (PLEASE SPECIFY:)

N/A

N/A

DATE NO. OF SHARES AMOUNT

DATE OF BOARD

RESOLUTION

DATE OF

STOCKHOLDERS

RATIFICATION

DATE STARTED

OPERATIONS:7-Oct-19

300,000,000.00 1,500,000,000.00

N/A


23-Sep-19

Permit to Sell N/A

DATE ISSUED:

SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY:

NAME OF AGENCY: I CSEC B S P

TYPE OF

LICENSE/REGN.

TOTAL ANNUAL COMPENSATION OF

DIRECTORS DURING THE PRECEDING FISCAL

YEAR (in PhP)

NIL

TOTAL NO. OF OFFICERS

8

TOTAL NO. OF RANK &

FILE EMPLOYEES

AMOUNT (PhP) DATE OF BOARD RESOLUTION

N/A N/A

N/A

N/A

N/A

N/A

550,000,000.00

February 7, 2019

TOTAL

TREASURY SHARES

TYPE OF DIVIDEND

NO. OF SHARES% AS TO THE TOTAL

NO. OF SHARES ISSUED

UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR P 1,629,108,000.00

(Consolidated)


Documents

COVER SHEET - Axelum Resources Corp