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This is the author’s pre-print version of the article
published in: Agricultural Systems 108 42-49,
http://dx.doi.org/10.1016/j.agsy.2012.01.004, available
online at:
http://www.sciencedirect.com/science/article/pii/S0308521
X12000121
Comparing energy balances, greenhouse gas
balances and biodiversity impacts of contrasting
farming systems with alternative land uses
H.L. Tuomistoa*, I.D. Hodgeb, P. Riordana & D.W. Macdonalda
aWildlife Conservation Research Unit, University of Oxford, The
Recanati-Kaplan Centre, Tubney House, Abingdon Road, Tubney,
Oxon OX13 5QL, UK,
bDepartment of Land Economy, University of Cambridge, Cambridge
CB3 9EP, UK
*Corresponding author: [email protected], Tel: +39 0332
786731, Fax: +39 0332 785601
Abstract
1
Life cycle assessment (LCA) is commonly used for
comparing environmental impacts of contrasting farming
systems. However, the interpretation of agricultural LCA
studies may be flawed when the alternative land use
options are not properly taken into account. This study
compared energy and greenhouse gas (GHG) balances and
biodiversity impacts of different farming systems by
using LCA accompanied by an assessment of alternative
land uses. Farm area and food product output were set
equal across all of the farm models, and any land
remaining available after the food crop production
requirement had been met was assumed to be used for other
purposes. Three different management options for that
land area were compared: Miscanthus energy crop production,
managed forest and natural forest. The results illustrate
the significance of taking into account the alternative
land use options and suggest that integrated farming
systems have potential to improve the energy and GHG
balances and biodiversity compared to both organic and
conventional systems. Sensitivity analysis shows that the
models are most sensitive for crop and biogas yields and
2
for the nitrous oxide emission factors. This paper
provides an approach that can be further developed for
identifying land management systems that optimize food
production and environmental benefits.
Keywords: greenhouse gas emissions, organic farming,
conventional farming, integrated farming, anaerobic
digestion, Miscanthus
1 Introduction
Many studies have compared the environmental impacts of
organic and conventional farming (Feber et al., 2007;
Mondelaers et al., 2009; Williams et al., 2010). They
show wide variation in the environmental impacts within
both organic and conventional systems. Arguably, the
greatest weakness of organic farming is its low yields,
primarily resulting from lower levels of inputs, and
higher abundances of pests and weeds (Köpke et al.,
2008). Thus, organic farming requires more land for
producing the same volume of output than conventional
farming. Therefore, it is important to identify the
3
specific practices that can provide environmental
benefits and develop integrated farming systems that
utilise those practices while maintaining relatively high
levels of output per unit area.
Life cycle assessment (LCA) is commonly used for
assessing environmental impacts of agricultural
production (Nemecek et al., 2011; Stone et al., 2012;
Thomassen et al., 2008; Williams et al., 2010). LCA uses
a “cradle-to-grave” approach in accounting simultaneously
for several environmental aspects of a product or service
(ISO 14040, 2006). The impacts are allocated with respect
to a unit of product termed the functional unit (FU).
Generally agricultural LCAs use system boundaries from
input production (e.g. fertilizers, pesticides and fuels)
up to the farm gate and the FU is a unit of the
agricultural product studied leaving the farm gate. Due
to the complexity and high land use impacts of
agricultural systems, agricultural LCAs face some
specific challenges compared to industrial LCAs.
4
In agricultural LCA studies, there is scope for
misinterpretations if the alternative land use options
are not taken into account. Thus, some studies suggest
that extensive farming systems are more environmentally
sound than intensive systems (Cederberg, 1998; Hole et
al., 2005). However, land is a limited resource for which
there are always alternative potential uses. By
definition extensive farming systems require more land to
produce a given amount of product than do intensive
systems. Extensive systems may have lower energy need per
product unit due to low input use, but if the alternative
land use options are taken into account, it may be found
that the overall energy balance of the intensive system
is more favourable (Berlin and Uhlin, 2004).
If only a fraction of the land used in an intensive
system is needed to produce the same product output, the
land saved can be utilized for other purposes, e.g.
bioenergy production. Therefore, the intensive system
might produce more energy than is needed for the
production process and that excess energy could be used,
5
for instance, to replace oil in heating, electricity
production or transportation fuels. After taking account
of the alternative land use options, the overall energy
efficiency of the intensive farming system becomes more
favorable. The opportunity cost principle in the context
of agricultural land use has been introduced by Berlin
and Uhlin (2004), who compared a system producing organic
milk with a system producing conventional milk and willow
for energy production.
The alternative land use options are also relevant when
biodiversity conservation strategies are assessed. Many
studies have shown that organic farms have higher level
of biodiversity compared to conventional farms (Bengtsson
et al., 2005; Hole et al., 2005). However, some attempts
have been made to answer the question concerning whether
extensive farming can provide higher benefits than
intensive farming with land sparing (Fischer et al.,
2008; Green et al., 2005; Phalan et al., 2011). Green et
al. (2005) created a model to assess the trade-offs
between wildlife friendly farming systems having lower
6
levels of crop productivity and land sparing that
minimizes the demand of farmland by increasing yields.
Due to lack of data, they were not able to assess which
of the systems is better for biodiversity in the
developed countries. However, they suggested that in
developing countries high-yield farming might lead to
higher levels of biodiversity. Hodgson et al. (2010) used
butterflies as an indicator of biodiversity and found
that conventional cereal farming with nature reserves
provides higher biodiversity benefits than organic
farming when the organic crop yield is below 87% of
conventional yield.
The aim of this study is to compare greenhouse gas (GHG)
balances, energy balances, and biodiversity impacts of
organic, conventional and integrated farming systems
taking account of the alternative land use options. The
impacts are compared both at the farming system and the
farming practice level.
7
As the aim of the study is to compare different farming
systems and practices, modelling and secondary data were
chosen to be the most suitable tools for the analysis.
Modelling enables the assessment of different types of
farming practice combinations and does not limit the
study only to existing systems. The use of secondary data
based on average values also excludes biases that may
occur when site-specific data are used.
The integrated farming systems were designed so as to
combine the best practices for reducing environmental
impact, including a versatile crop rotation, use of
organic fertilisers, use of over winter cover crops, use
of pesticides only when needed in order to avoid crop
failures, integration of biogas production and recycling
of nutrients. The models do not represent average
integrated farming systems, but rather are designed to
enable the comparison of the impacts of farming systems
consisting of combinations of different farming
practices. Therefore, this study does not provide
information about the sustainability of the existing
8
integrated farming systems, but aims at examining the
impacts of different farming practices and systems on
energy use, GHG emissions and biodiversity when
alternative land use options are taken into account.
2 Materials and methods
2.1 Goal, scope, functional unit and system boundaries
LCA with an assessment of alternative land use options
was used for comparing energy balances, GHG balances and
biodiversity loss of model farming systems under organic,
conventional and integrated management. The functional
unit (FU) was food crop output of 460 t potatoes (t =
tonne = 1000 kg), 88 t winter wheat, 60 t field beans and
66 t spring barley produced on a 100 ha (ha = hectare =
10,000 m2) farm. These crop outputs were determined by the
yield from a 20 ha of organic field available for each
crop under a standard organic rotation in lowland farming
in England. Higher yielding systems required less land
for producing the FU and the land area not needed for
production of the food crops for the FU and green manure
crops to sustain fertility was available for alternative
uses. Three alternative land uses for ‘the rest-of-the-9
land’ were included: cultivation of Miscanthus energy
grass, managed forest and natural forest. In some of the
systems biogas was produced from green manure, cover
crops and straw. The energy produced from Miscanthus, wood
and biogas was assumed to replace fossil fuels, and
therefore treated as negative energy input and GHG
emissions in the balance calculations.
The system boundaries included the production of farming
inputs (e.g. fuels, fertilizers and pesticides),
machinery, buildings and biogas production facility;
field operations and crop cooling and drying. Soil
nitrous oxide emissions were included in the study. The
soil carbon emissions and sequestration were not taken
into account, because net sequestration or emission only
occurs when the soil management type has been changed
until a new equilibrium level is reached. Energy inputs,
greenhouse gas emissions and biodiversity impacts were
calculated using Microsoft Excel spreadsheets.
10
2.2 Farming system models
The organic crop rotation was designed according to the
recommendations for an arable organic farm that does not
use external nitrogen inputs (Lampkin et al., 2008). The
model organic crop rotation was thus designed to be self-
sufficient in nitrogen, consisting of: 1. grass-clover
(GC); 2. potatoes (Solanium tuberosum); 3. winter wheat
(Triticum aestivum) + undersown overwinter cover crop (CC);
4. spring beans (Vicia faba) + CC; and 5. spring barley
(Hordeum vulgare) + undersown GC.
The model farming systems compared were:
1. Organic farm without biogas production (O). The GC, CC and
crop residues (CR) were incorporated into the soil.
Ploughing was used.
2. Organic farm with biogas production (OB). Otherwise similar
than O, but the GC, CC and CR (straw of wheat and
bean crops) were harvested for biogas production and
the digestate was spread to potatoes, winter wheat
and spring barley. Ploughing was used.
11
3. Conventional farm (C). Produced potatoes, winter wheat,
spring beans and spring barley using mineral
fertilizers and non-organic pesticides. The crop
rotation did not include GC or CC, and biogas was
not produced. Ploughing was used. Crop rotation
consisted of potatoes, winter wheat, spring beans
and spring barley.
4. Integrated farm (IF). The crop rotation and biogas
production were similar to the OB system, but non-
organic pesticides were applied. Ploughing was used.
5. Integrated Special (IFS). As IF but instead of GC municipal
biowaste was used as a fertilizer. Non-organic
pesticides and no-tillage were used. Crop rotation
consisted of potatoes, winter wheat, spring beans
and spring barley.
2.3 Nutrient supply
The O, OB and IF systems were designed to be self-
sufficient in nitrogen, whereas C and IFS systems used
external inputs. C system is the only one that uses
synthetic nitrogen fertilizers. IFS imports anaerobically
12
treated food waste from human communities in order to
close the nutrient cycle between fields and consumption.
The nutrient inputs in the systems are presented in Table
1. In order to ensure the nitrogen supply in the O, IF
and IFS systems, it was assumed that cover crops included
nitrogen fixing species. Additional phosphorus (P) and
potassium (K) were applied in all of the systems. P and K
inputs in IFS systems were assumed to be half of the
inputs in the C system as the other half were assumed to
be retrieved from the organic materials imported. In the
organic systems P and K fertilizers were supplied from
sources allowed under organic farming rules.
The fertilizer requirements for Miscanthus are low, because
the leaf mulch recycles nutrients and deep roots can
access minerals from deeper soil. The recommended amounts
of nutrients, 5 kg P/ha/yr and 30 kg K/ha/yr were assumed
to be used (Nix, 2009). These levels may not be
sufficient in the long term, but the recommended levels
were used in this study, reflecting common current
application levels used in practice.
13
Table 1. Nutrient inputs (kg ha-1 yr-1). Only new inputs into the system are listed here (not recycled nutrients).
O OB C IF IFSN INPUTSPotato seed 9.0 9.0 9.0 9.0 9.0Winter wheat seed 2.6 2.6 2.6 2.6 2.6Spring bean seed 15 15 15 15 15Spring barley seed 3.0 3.0 3.0 3.0 3.0Ley seed 1.1 1.1 1.1Cover crop seed 0.3 0.3 0.3 0.3Atmospheric deposition 35 35 35 35 35External N fertilizer1
Potatoes 201 139Winter wheat 219 158Spring beans 15 15Spring barley 123 161Nitrogen fixationSpring beans 200 200 200 200 200Ley 240 350 350Cover crops 42 42 42
P-K FERTILIZERS O OB/IF C
IFS Potatoes 9-129 14-156 17-195
8-80Winter wheat 10-41 13-47
18-36 9-18Spring beans 14-29 14-29
12-32 6-16Spring wheat 10-13 13-49
19-60 10-301 Synthetic nitrogen fertilizers were used in C system andimported anaerobically treated organic material was used in IFS system.
2.4 Yield data
15
The average organic and conventional yields in the UK
were chosen as reference values and the yields of the
other systems were adjusted based on those values. The
crop yields for the O and C models were calculated as an
average of the yields published in Organic Farm Incomes
in England and Wales 2001/02 – 2007/08 (Moakes and
Lampkin, 2003-2009) (Table 2).
In the OB model it was assumed that the yields increased
due to the enhanced nutrient management, by factors based
on experimental results from similar systems studied in
Germany (Stinner et al., 2008). It was assumed that in
IF systems the yields were increased from OB yields due
to the use of conventional pesticides, by factors
adjusted according to published field experiments
comparing yields with and without use of pesticides
(Cooper, 2008; Deike et al., 2008; Delin et al., 2008).
It was assumed that in IFS model, the yields were equal
to those in C models because of the higher nutrient
inputs and use of pesticides.
16
Table 2. Organic (O), conventional (C) and Integrated Special (IFS) crop yields (t wet weight ha-1, variation in the brackets) and multiplication factors used for calculating Organic Biogas (OB) and Integrated Farming (IF) yields (factor multiplied by the organic yield).
O1 OB2 IF2 C, IFS1
t/ha factor factort/ha
Grass-clover 46 (44 – 48) 1.00 1.00 -Potatoes 23 (14 – 29) 1.01 1.42 37 (34 – 40)Winter wheat 4.4 (3.1-5) 1.09 1.39
7.9 (7.2-8.8)Spring beans 3.0 (2-3.6) 1 1.15
4.0 (3.0 – 5.0)Spring barley 3.3 (1.9-4.0) 1.10 1.25
6.0 (5.4 – 6.8)1Moakes and Lampkin (2003-2009)2Conversion factors based on data explained in the text
2.5 Data for energy and GHG balance calculations
2.5.1 Crop production and balance calculations
The primary energy used for the field operations,
production of mineral fertilizers, pesticides and
machinery, and crop cooling and storage were based on the
data from Williams et al. (2006). The GHG emission factors
for machinery manufacturing and field diesel were based
on the data from Williams et al. (2006) (Table 3). The GHG
emissions were converted to carbon dioxide equivalents
(CO2-eq) using 100 year Global Warming Potential (GWP)
17
conversion factors (Table 3). The uncertainty ranges were
based on the coefficients of variation reported in the
literature: 40% for fuel use, 7% for manufacturing of
synthetic nitrogen fertilizers and 70% for soil N2O
emissions (Williams et al., 2006).
Table 3. Global warming potential (GWP) factorsSource
GWP emissions from machinery manufacturing 0.052 kg CO2-eq/MJ 1GWP emissions from field diesel 0.071 kg CO2-eq/MJ 1CO2-eq conversion factors for CO2, N2O and CH4 1, 298, 25
21Williams et al. (2006)2IPCC (2006)
The N2O emissions were calculated according to the IPCC
2006 guidelines (IPCC, 2006). The following sources of N2O
were taken into account: the use of inorganic
fertilizers, ploughing in crop residues, spreading biogas
digestate on land, indirect emissions from atmospheric
deposition of NOx and NH3 and indirect emissions from N
leaching.
In the balance calculations, the electricity generated by
biogas was assumed to replace the average UK electricity
18
mix. Production of this mix requires 3.2 MJ primary
energy per MJ electricity generated and emits 0.19 kg CO2-
eq/MJ (ELCD 2009). The heat produced from biogas, wood
and Miscanthus was assumed to replace light fuel oil. The
production of light fuel oil requires 1.2 MJ primary
energy per MJ and emits 0.09 kg CO2-eq/MJ (ELCD 2009).
2.5.2 Production of biogas
It was assumed that biogas was produced in a farm-scale
biogas plant using one-stage continuous digestion
technology operating at mesophilic temperatures. A wet
process was assumed and heat exchangers were used. Crop
biomass is commonly co-digested with livestock manure,
but digesters that use only crop biomass are also
possible (Bachmaier et al., 2010; Zielonka et al., 2010).
The construction and reconstruction of the biogas reactor
and storage facilities were estimated to account for 5%
of the electricity produced by the biogas plant and the
GHG emissions were estimated to account for 69 kg CO2-eq
per 1 GJ used for construction (Michel et al., 2010). The
energy input needed for heating the reactor was 240 MJ t-1
19
(uncertainty range 198-288 MJ t-1), and for pumping and
mixing 92 MJ t-1 of substrate (uncertainty range 73.6-
110.4 MJ t-1) (Börjesson and Berglund, 2006). It was
assumed that water was added into the reactor to reach a
10 % dry matter (DM) concentration of the substrate.
Therefore, 1 t of GC and CC with 23% DM concentration
produced 2.3 t of substrate for digestion and 1 t of
straw with 86% DM produced 8.6 t substrate for digestion.
The methane yields of GC and CC were assumed to be 10.6
GJ tDM-1 (8.5-12.7 GJ tDM-1) and for CR 7.1 GJ tDM-1 (5.7-
8.5 tDM-1) respectively (Berglund and Börjesson, 2006). It
was assumed that 30% of the energy was used for
electricity generation, 50% for heat and 20% was lost.
1.8% of the methane produced was lost in the atmosphere
(Michel et al., 2010).
The energy used for spreading and transportation of
biogas digestate was 25 MJ/t for liquid phase and 28 MJ/t
for solid phase (Berglund and Börjesson, 2006). It was
assumed that the digestate was transported 2 km by
tractor with an empty return. The transportation of
20
municipal biowaste by truck requires 1.6 MJ/t km with an
empty return transport. It was assumed that 35 t wet
weight municipal biowaste per hectare was applied in the
IFS model with an average transport distance of 20 km.
The transportation of municipal biowaste by truck
requires 1.6 MJ/t km with an empty return.
2.5.3 Managed forest, natural forest and Miscanthus
Two alternatives types of woodland management were
included: natural forest and a managed forest. In the
natural forest option it was assumed that the forest was
maintained in a natural state without any management.
When forest is planted on arable land it sequesters
carbon into the soil and vegetation during the first 100
years until it reaches an equilibrium state after which
there is no further net carbon sequestration (MacCarthy
et al., 2010). In the UK, broadleaved forest sequesters
2.8 t C/ha/yr into the vegetation, and approximately 0.62
t C/ha/yr into the soil when planted on arable land and
0.1 t C/ha/yr when planted on grassland (Dawson and
Smith, 2007). In this study, it was assumed that forest
was planted on grassland. Therefore, the annual carbon
21
mitigation of the natural forest was assumed at 10.63 t
CO2-eq/ha/yr (calculated by using C to CO2 conversion
factor 44/12) during the first 100 years after planting.
It was assumed that the managed forest option grows
conifer species. The average yields for conifer species
varies between 12 and 18 m3/ha/yr in the UK (Nix, 2009).
In this study it was assumed that 15 m3/ha/yr was
harvested. Based on data from Elsayed et al. (2003), it was
estimated that this volume of wood produced 0.57 t wood
chips (25% moisture content), 2.3 t composite board (10%
moisture content) and 0.39 t sawn timber. For the wood
chips, a heating value of 17.8 MJ/kg was used (Elsayed et
al., 2003) and the boiler was assumed to operate at 90%
efficiency. The life cycle energy use, 345 ± 36 MJ/t (75%
DM), and GHG emissions, 21 ± 2 kg CO2-eq/t (75% DM),
associated with harvesting the wood were based on the
data from Elsayed et al. (2003). It was assumed that the
wood chips replaced oil used for heating, and the
composite board and timber replaced steel. Production of
1 kg stainless steel requires 30.6 MJ primary energy and
22
emits 3.38 kg CO2-eq kg-1 (ELCD 2009). For the natural
forest option, it was assumed that the forest was planted
on grassland so that soil carbon stocks increase during
the first 100 years after planting by an average of 0.1 t
C/ha/yr (equals to 0.37 CO2-eq/ha/yr). In order to avoid
double counting, the carbon mitigation by the vegetation
above ground was not taken into account as the wood was
harvested and burned or used as materials which will
ultimately decompose.
It was assumed that Miscanthus was harvested for 15 year
after planting. The Miscanthus yield in the UK varies
between 12-15 oven dried tons (odt, 15% moisture
content)/ha, but during the first year it is not
harvested and in the second year the harvestable yield is
about 50% of the mature yield (Nix, 2009). Therefore the
average yield over the whole growing period varies
between 10.8-13.5 odt/ha, equivalent to 9.2-11.5
tDM/ha/yr. An average value of 10.4 tDM/ha was used in
the base calculations. The energy yield of Miscanthus was
calculated by using the lower heating value of 17.6 MJ
23
kgDM-1 (Hillier et al., 2009) and a 90% efficient boiler.
The energy input required for production of Miscanthus was
based on data from Gaunt and Lehmann (2008): crop
establishment including input production 4935 MJ/ha,
harvesting 3853 MJ/ha and transportation and processing
5078 MJ/ha. When the energy inputs in crop establishment
were divided over the whole growing period, the total
energy input amounted to 9260 MJ/ha/yr.
2.6 System variations
The impacts of some specific practices on GWP and energy
use were separately quantified. In this study, these
practices were assumed to be applied only on the food
crop and ley area if applicable. The impacts of the
practices were calculated both with and without taking
into account the alternative land use options. The
assessment excluding the alternative land use options
included food crop production, ley production and
production of biogas. When the alternative land use
options were taken into account it was assumed that the
area that was not needed for crop production was used for
24
Miscanthus production. The practices included in the
analysis are explained in Table 4.
Table 4. Specific practices whose impact on energy and
GHG emissions were separately analyzed.
Practice Explanation of calculation
Use of pesticides Difference between OB and
IF systems
Replacing synthetic nitrogen Difference between C
and
fertilizers with nitrogen fixing ley OB systems
Replacing synthetic nitrogen fertilizers Difference between the
energy use and
with imported food waste digestate GHG emissions related to
the fertilization in C and
IFS systems
Yield increase as a result of plant breeding Yield improvements in
C model based on Defra’s
25
estimates1 by 2025 and 2050
respectively: wheat and
barley 40% and 60%;
potatoes 10% and 20%; beans
30% and 60%. Input use and
other parameters remained
unchanged.
Use of nitrification inhibitors and It was assumed that
nitrification
slow-release fertilizers inhibitors and slow-release
fertilizers reduced N2O
emissions by 38% and 35%,
respectively2. Other
parameters remained
unchanged.
Reduced tillage and no-tillage Reduced tillage and no-
tillage practices used for
winter wheat, spring beans
26
and spring barley in the C
model.
Introducing biogas production into Difference between O
and OB
system systems.
1 Defra (2005)
2 Akiyama et al. (2010)
2.7 Biodiversity impacts
The method for the biodiversity impact assessment was
adapted from De Schryver et al. (2010). This method
assesses the ecosystem damage by using the potentially
disappeared fraction (PDF) of species as an indicator.
The indicator describes the change in vascular plant
species richness within the occupied area as compared
with the baseline. The baseline was assumed to be natural
forest, because that is the land type that would arise
without human distortion in the area concerned. The
method allows consideration of both local and regional
damage, but in this study only the local damage was taken
27
into account. The local damage score (DS), which is the
relative change in species richness for the occupied
area, can be calculated as follows:
DSi=CFi∗Ai∗ti (1)
where CF is the characterization factor of land use type i
(Table 5); and Ai the area occupied by land use type i; and
ti the time of occupation by land use type i (Table 6). The
CF is the PDF of species. De Schryver et al. (2010) used
data from the British Countryside Survey 2000 (Defra,
2000) for calculating the CFs for various land use types.
Three different approaches were used: the
individualistic, the egalitarian and the hierarchist
perspectives. In this study, the CFs for individualistic
perspective were used (Table 5), because De Schryver et al.
(2010) only provided the CFs for arable land uses in this
approach. Table 6 shows the area used and time of
occupation for each crop. In the C system, where cover
crops were not used, the score for the previous crop was
used as long as the next crop was cultivated.
28
Table 5. Characterization factor (CF in the Equation 1) of land use (De Schryver et al., 2010)
Median 95% confidence levelConventional arable land 0.79 0.73-0.83Integrated arable land 0.44 0.31-0.54Organic arable land 0.36 0.15-0.51Intensive fertile grassland 0.65 0.56-0.72Less intensive fertile grassland 0.36 0.14-0.52Organic fertile grassland -0.01 -0.18-0.15Intensive woodland 0.55 0.44-0.65Baseline: natural forest 0.00
Table 6. Area requirements (ha) and cropping time for each crop (mo=number of months)
O OB C IF IFSmo ha mo ha mo ha mo ha mo ha
Crass-clover 17 20 17 20 0 0 17 20 00
Potatoes 7 20 7 20 7 12 7 14 7 12Winter wheat 12 20 1 18 21 11 12 14 12
11Spring beans 7 20 7 20 12 15 7 17 7
15Spring barley 7 20 7 18 12 11 7 16 7
11Cover crops 5 40 5 38 0 0 5 32 5
37
The grass-clover leys in the organic and IF farming
systems were regarded as intensive grassland, because of
their repeated cutting. Cover crops were regarded as
organic fertile grassland and Miscanthus energy grass as
intensive fertile grassland. Some evidence suggests that 30
Miscanthus has higher biodiversity than cereal fields
(Bellamy et al., 2009).
2.8 Sensitivity and uncertainty analyses
In the sensitivity analysis the impacts of different
factors on the results were assessed by changing the base
values in the primary data within the uncertainty ranges
reported earlier in this paper and in Appendix A, Tables
A.1 and A.2. Monte Carlo analysis was used for an
uncertainty analysis. The models were simulated over
50,000 replications with randomly generated input values.
Microsoft Excel 2007 software was used for random number
generation from a uniform distribution within the
estimated uncertainty ranges of the input values. SPSS
14.0 software was used for the statistical analyses.
Wilcoxon Signed Rank tests were used for calculating the
significance of the differences between the systems.
3 Results3.1 Land use
In the O model the entire land area (100 ha) was needed
for production of the food crops and green manure,
31
whereas, in the OB model, 3.7 ha was available for the
energy crop due to the higher food crop yields (Table 7).
The C and IFS models required only 50% of the land area
for production of food crops.
Table 7. Land use for different purposes (ha)Food crops Green manure Rest-of-the-land1
O 80.0 20.0 0.0OB 76.3 20.0 3.7C 49.6 0.0 50.4IF 61.9 20.0 21.0IFS 49.6 0.0 50.41Miscanthus, managed forest or natural forest
32
3.2 Energy and GHG balances
Figure 1 shows the impacts of whole farming systems under
different rest-of-the-land use options. The O and
C_Natural forest systems were net energy users, whereas
all other systems were net energy producers, and
mitigated more GHG emissions than were emitted. The
addition of biogas production into the organic system was
enough to convert the system from a net energy user to a
net energy producer with net GHG mitigation. IFS_Miscanthus
had the highest net energy production and GHG mitigation.
Both energy and GHG balances were significantly different
(P < 0.001) between all of the systems (Appendix B, Table
B.1). The main sources of uncertainty for the
uncertainties of the energy balances were crop yields,
whereas for GHG balances crop yields and nitrous oxide
emissions were the main contributors to uncertainty
(Table 8).
When only the inputs in crop production were compared, it
was found that IFS system had 14% lower and C system 29%
higher energy inputs compared to O system (Table 9). The
33
GHG emissions from crop production were 32% lower from
the IFS system and 26% lower from the C system compared
to the O system. The OB and IF systems had 10% and 19%
higher energy inputs and 21% and 9% higher GHG emissions
compared to the O system, respectively. Use of machinery
and crop cooling and drying, especially potato storage,
made the highest contribution to the total energy input
in crop production (Table 9). In the C system the
production of fertilizers accounted for 30% of the total
energy input in crop production. The highest source of
GHG emissions was soil N2O emissions in all of the
systems.
O
OB_Managed forest
C_Miscanthus
C_Natural forest
IF_Managed forest
IFS_Miscanthus
IFS_Natural forest
-15 -10 -5 0 5
CropBiogasRest of the land
Energy inputs and outputs (TJ/FU)
A
34
OOB_Miscanthus
OB_Managed forestOB_Natural forest
C_MiscanthusC_Managed forestC_Natural forest
IF_MiscanthusIF_Managed forestIF_Natural forest
IFS_MiscanthusIFS_Managed forestIFS_Natural forest
-14 -12 -10 -8 -6 -4 -2 0 2 4Energy balance (TJ/FU)
B
O
OB_Managed forest
C_Miscanthus
C_Natural forest
IF_Managed forest
IFS_Miscanthus
IFS_Natural forest
-1000 -500 0 500
Crop
Biogas
Rest of the land
Greenhouse gas emissions (t CO2-eq/FU)
C
O
OB_Managed forest
C_Miscanthus
C_Natural forest
IF_Managed forest
IFS_Miscanthus
IFS_Natural forest
-1000 -800 -600 -400 -200 0 200Greenhouse gas balance (t CO2-eq/FU)
D
Figure 1. Comparison of energy inputs (positive value) and outputs (negative value) (A), median energy balances (inputs-outputs) (B), greenhouse gas emissions (positive value) and mitigation (negative value) (C) and median greenhouse gas balances (emissions – mitigation) (D) of the studied farming systems with alternative uses for ‘the rest-of-the-land’ category per functional unit (FU, farm). The error bars represent the 25 and 75 percentiles based on the Monte Carlo analysis.
35
Table 8. Change in whole farm net energy production (input-output) and greenhouse gas balance (emissions – mitigation) afterincreasing or decreasing the input parameters of the model systems (Miscanthus option used as an alternative land use for each system).Change O OB C IF IFS
TJ t CO2-eq TJ t CO2-eq TJ t CO2-eq TJ t CO2-eq TJ t CO2-eqCrop yields +23% -3.49 -259 -3.05 -158 -2.29 -113 -2.5 -130 -1.98 -102 Field diesel use +40% 0.31 22 0.34 25 0.29 21 0.36 26 0.26
18Biogas yield +20% -0.77 -55 -0.72 -52 -0.28 -20Miscanthus yield +12% -0.10 -4.4 -1.34 -60 -0.48 -22 -1.34 -60Soil N2O +70% 101 118 62 97 56
Table 9. Contribution of different production stages to the total energy use and GHG emissions of crop production (as % of the total energy use or GHG emissions of crop production in each system).
O OB C IF IFSEnergy GHG Energy GHG Energy GHG Energy GHG
Energy GHGMachinery use1 56 18 54 16 30 13 43 16 31 13Crop cooling and drying 35 12 34 10 31 14 37 13 46 21Fertilizer manufacture 9 2 12 3 30 25 8 3 8 3
37
Pesticide manufacture 1 1 1 1 9 5 12 7 15 7Nitrous oxide emissions 67 70 43 61 561 Include fuels use and machinery manufacture
38
The results of the system variations showed that when the
alternative land use options were not taken into account
the replacement of synthetic nitrogen fertilizers with
clover ley improved both net energy production and net
GHG mitigation (Table 10). However, when the alternative
land use options were taken into account the system using
synthetic nitrogen fertilizers mitigated more GHGs than
the one with clover ley. Replacement of synthetic
nitrogen fertilizers with food waste digestate improved
the net energy production and GHG mitigation both with
and without taking into account the alternative land use
options. Also yield improvement scenarios showed benefits
in both of the approaches. Integration of biogas
production into the O system had the highest benefits in
terms of net energy production and GHG mitigation
compared to the other options. Changes in tillage methods
and reduction of N2O emissions by using nitrification
inhibitors or slow release fertilizers had the same
impacts both with and without taking into account the
alternative land use options, because those methods did
39
Table 10. The effect of different farming practices on energy balance (inputs – outputs) and greenhouse gas balance (GHG, emissions-mitigation) of the system with and without taking into account the alternative land use (‘the rest-of-the-land’).
Without the rest-of-the-land With the rest-of-the-landEnergy GHG Energy GHGTJ/Farm t CO2-eq/Farm TJ/Farm t CO2-eq/Farm
Direct drilling instead of ploughing -0.11 -7.09 -0.11 -7.09Reduced tillage instead of ploughing -0.02 -1.32 -0.02 -1.32Use of pesticides (IF compared to OB) 0.66 19.69 -2.10 -220.02Yield improvements by 2025 -0.22 -15.26 -2.31 -196.14Yield improvements by 2050 -0.34 -22.54 -3.39 -287.61Clover ley instead of synthetic N -7.23 -316.42 -1.06 218.60Food waste instead of synthetic N -0.31 -22.01 -3.19 -154.46N2O emissions -38% -18.77 -18.77Biogas production (OB compared to O) -7.57 -355.96 -8.27 -416.72
41
3.3 Biodiversity impacts
IF_Natural forest and IFS_Natural forest were the only
two systems that had a lower biodiversity loss index than
the organic systems (Figure 2); the IFS_Natural forest
had a 51% lower biodiversity loss index compared to the O
system. C_Miscanthus had the highest biodiversity loss
score, being a factor of 2.4 times higher than the score
for the O system and a factor of 4.9 times higher than
that for the IFS_Natural forest system. The C_Natural
forest system had a score 1.29 times higher than the O
system and 2.6 times higher than the IFS_Natural forest
system. The uncertainty analysis showed that the
differences between all of the systems were significant
(P < 0.001, Appendix B, Table B.2).
42
O
OB_Managed forest
C_Miscanthus
C_Natural forest
IF_Managed forest
IFS_Miscanthus
IFS_Natural forest
-10 0 10 20 30 40 50 60 70 80
Green manure
Rest of the land
Crop
Biodiversity loss index
Figure 2. Results of the whole farm biodiversity loss index. The error bars
represent the 25 and 75 percentiles based on the Monte Carlo analysis.
4 Discussion
The choice of the land use for the rest of the land
category had a substantial impact on the results. The
potential options for this land area are endless and more
options could be assessed. Furthermore, the assumption
made about the use of the biomass in the managed forest
and Miscanthus options also has a notable impact on the
43
results. Here it was assumed that the biomass was simply
used for heat production. However, the demand for heat
may not always be high enough for it to be fully utilized
on farm whenever it can be generated and other options
for the use of the biomass would have to be considered,
which could reduce its utilizable energy output. For
example, if biomass was converted to electricity, the net
energy output of the biomass would be reduced, as more
energy is required for the conversion than if the biomass
was simply burned.
Miscanthus or wood biomass can also be used for biochar
production. In that case the energy production would be
reduced, but long-term storage of carbon may be possible
in the form of biochar, and therefore, more GHG could be
mitigated (Gaunt and Lehmann, 2008). Furthermore, as a
result of changing the land management by converting
arable land into Miscanthus production could achieve a net
accumulation of soil carbon until a new soil carbon
equilibrium level is reached (Styles and Jones, 2008).
However, it has been shown that when Miscanthus is planted
44
on grassland the change in soil carbon levels is low
(Hillier et al., 2009)
The GHG balances of the selected land use types were very
similar, but energy balances and biodiversity impacts had
a wide variation. For forests, the carbon sequestration
depends on whether the forest is already in existence or
whether it is planted on arable or grassland. Forests
sequester carbon only during the first 100 years after
planting and after that carbon mitigation is only
achieved when wood products substitute other products
(MacCarthy et al., 2010). However, it is likely that over
100 years more alternatives for fossil fuels will be
developed, and therefore, the substitution mechanism may
no longer be effective. At that point other aspects of
land use, such carbon storage and biodiversity impacts,
will become more relevant.
In a future scenario where fossil fuels are not used and
the supply of alternative energy sources is abundant, it
may be argued that there would be no reason to avoid
45
using synthetic nitrogen fertilizers. However, aspects
other than energy and GHG balances would still support
the recycling of nutrients. First of all, if nitrogen is
not recycled it is very likely that it will end up in
waterways causing eutrophication. Secondly, the recycling
of biomass may become critical given the diminishing
levels of phosphorus reserves (Franz, 2008).
The results of biodiversity impacts analysis in this
study contradicts the findings of Hodgson et al. (2010) who
concluded that conventional cereal farming with nature
reserves provides higher biodiversity benefits than
organic farming when the organic crop yield is below 87%
of conventional yield. This may be explained by the
different biodiversity indicators used. Hodgson et al.
(2010) focused on butterflies whereas vascular plants
were used as the indicator in this study. Another
explanation could be that natural forest that was taken
as a baseline here, does not necessarily provide the
highest biodiversity benefits. Some other type of nature
reserves or natural meadows may have a higher level of
46
biodiversity than natural forests. However, the aim is
not to maximize biodiversity, but to have an appropriate
level and type of biodiversity. Forests support different
species than meadows.
The main weakness of the biodiversity impact assessment
used in this paper is that the species richness of
vascular plants does not always correlate closely with
other taxonomic groups (Weibull et al., 2003), and the
method does not make a distinction between scarce/normal
and desired/non-desired species (Schmidt, 2008). There is
thus a need to develop better biodiversity indicators
that can be used in LCA and similar studies. It would for
instance be possible to develop the current methodology
to include weighting factors for different species, so
that the indicator would take into account the scarcity
and desirability of different species.
5 Conclusions
The results clearly illustrate the importance of taking
into account the alternative land use options when LCA is
47
used for comparing impacts of different farming systems.
Even though the conventional systems had the highest
energy inputs and GHG emissions per food product output,
the whole farm energy and GHG balances were far more
favourable for the conventional systems compared to the
organic systems once the availability of extra land was
taken into account. The results also suggest that
integrated farming systems that use the best practices
for producing high yields while using environmentally
beneficial farming practices can lead to more favourable
whole farm energy and GHG balances and the lowest
negative impacts on biodiversity compared to organic and
conventional systems.
This paper provides an approach that can be further
developed for identifying land management systems that
optimize food production and environmental impacts. More
research is needed for studying the wider environmental
impacts of the different farming practices, for
developing and testing technologies that improve the
48
sustainability of farming and for determining their
comparative financial viability.
Acknowledgements
We thank Holly Hill Charitable Trust for funding the
project and Tom Curtis (LandShare) for commenting on the
paper.
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Appendix A
Table A.1. Minimum and maximum yield, energy use and nitrous oxide (N2O) input values used in the Monte Carlo analysis.
O OB C IF IFSYields (t/ha) min max min max min max min max min maxGrass-clover 9.0 12.0 9.0 12.0 9.0 12.0
Potatoes14.0 29.0 14.1 29.3 34.0 40.0 19.9 41.2 34.0 40.0
Winter wheat 3.1 5.0 3.4 5.5 7.2 8.8 4.3 7.0 7.2 8.8Spring beans 2.0 3.6 2.0 3.6 3.0 5.0 2.3 4.1 3.0 5.0Spring barley 1.9 4.0 2.1 4.4 5.4 6.8 2.4 5.0 5.4 6.8Miscanthus 12 15 12 15 12 15 12 15Energy use (MJ/ha)
Grass-clover1073 2503 3584 8362 3584 8362
Potatoes17371 40532 17848 41645 40778 86507 29144 68003 32253 75258
Winter wheat4149 9681 4002 9338 14473 23509 5144 12004 4200 9801
Spring beans4240 9894 4240 9894 4753 11090 4327 10097 3227 7529
Spring barley3726 8694 4203 9807 12884 24456 4952 11554 4461 10409
N2O (kg CO2-eq/ha)Grass-clover 430 2436 0 0 0 0Potatoes 49 280 382 2162 442 2506 402 2278 332 1884Winter wheat 179 1012 371 2101 423 2400 371 2101 287 1629
55
Spring beans 303 1715 0 0 129 729 0 0 27 155Spring barley 172 974 209 1182 243 1379 208 1181 293 1660
56
Table A.2. Minimum and maximum values of the input values used in the Monte Carlo analysis (odt=oven dried tons).
min maxCover crops (N2O emissions kg CO2-eq/ha) 9783 22826
N fertilizer manufacture for conventionalcrops (MJ/ha)Potatoes 7306 8406Winter wheat 8674 9980Spring beans 0 0Spring barley 4739 5453
Miscanthus, biogas, forestsMiscanthus yield (odt/ha) 12 15Miscanthus energy yield (MJ/odt) 10863 16295Heat input in biogas reactor (MJ/t raw material) 192 288Electricity input in biogas reactor (MJ/traw material) 73.6 110.4Methane yield from GC and CC (MJ/tDM) 8480 12720Methane yield from straw (MJ/tDM) 5680 8520Managed forest net energy yield (MJ/ha/yr) 60836
120763
Managed forest net GHG emission mitigation (kg CO2-eq/ha/a) 6764 13428Natural forest C mitigation (kg CO2-eq/ha/a) 7122 14138
Biodiversity indicator valuesConventional arable land 0.73 0.83Integrated arable land 0.31 0.54Organic arable land 0.15 0.51Intensive fertile grassland 0.56 0.72Less intensive fertile grassland 0.14 0.52Organic fertile grassland -0.18 0.15Intensive woodland 0.44 0.65Baseline: natural forest 0 0
57
Appendix B
Table B.1. Results of Wilcoxon Signed rank tests for energy and GHG balances. Energy OBMF - OBMI OBNF - OBMI IFMF - OBMI IFSMF - OBMI OBNF - OBMF IFMF - OBMFZ -174.9(a) -193.7(a) -193.7(b) -28.3(a) -104.5(a) -193.7(b)P 0.000 0.000 0.000 0.000 0.000 0.000Energy IFSMF - OBMF OBNF - IFMF OBNF - IFSMF IFSMF - IFMF CNF - O IFMI - CMI
Z -67.4(b) -193.650(a) -108.225(a) -193.649(a) -173.604(a) -99.233(b)P 0.000 0.000 0.000 0.000 0.000 0.000
GHG OBMF - OBMI OBNF - OBMI OBNF - OBMF IFMI - CMI IFSMF - CMI IFSNF - CMIZ -193.6(a) -193.5(a) -31.2(b) -169.2(a) -95.0(a) -59.3(a)P 0.000 0.000 0.000 0.000 0.000 0.000
GHG IFSMF - IFMIIFSNF -IFMI
IFSNF -IFSMF CNF - CMF IFNF - IFMF IFSNF - CNF
Z -19.703(a) -57.245(a) -31.198(a) -31.198(a) -31.198(a) -193.650(a)P 0.000 0.000 0.000 0.000 0.000 0.000
First letters describes the farming system studied: O = Organic, OB = Organic biogas, C = Conventional, IF = Integrated, IFS = Integrated Special. The last two letters describe the rest-of-the-land use option: MI = Miscanthus, MF = Managed forest and NF = Natural forest, a = based on negative ranks, b =based on positive ranks
58
Table B.2. Results of Wilcoxon Signed rank tests for biodiversity impacts
OBMI - OMIOBMF -OMI
OBNF -OMI
CNF -OMI
IFNF -OMI
Z-46.343(a)
-44.218(a)
-58.541(b)
-25.078(a)
-3.901(b)
P 0.000 0.000 0.000 0.000 0.000
OBMF - OBMIOBNF -OBMI
CNF -OBMI
IFNF -OBMI
CMF -IFSMI
Z-40.507(a)
-51.973(a)
-27.434(a)
-30.219(a)
-6.752(b)
P 0.000 0.000 0.000 0.000 0.000
OBMF - OBNFOBMF -CNF
OBMF -IFNF
CNF -OBNF
IFNF -OBNF
IFNF -CNF
Z-51.937(a)
-23.310(a)
-25.902(a)
-21.043(a)
-16.692(a)
-6.787(b)
P 0.000 0.000 0.000 0.000 0.000 0.000First letters describes the farming system studied: O = Organic, OB = Organicbiogas, C = Conventional, IF = Integrated, IFS = Integrated Special. The lasttwo letters describe the rest-of-the-land use option: MI = Miscanthus, MF =Managed forest and NF = Natural forest, a = based on negative ranks, b=based on positive ranks
60