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1 (Company Name) (Company Contact Details) (Date) (Name of Employee) (Position of Employee) (Contact Details of Employee) Subject: NOTICE TO EXPLAIN WITH NOTICE OF PREVENTIVE SUSPENSION Dear Mr./Ms. (Surname of Employee): Please submit your written explanation to the DISCIPLINARY MATTER(S) being charged against you described or narrated below within FIVE (5) DAYS from the date that this Notice was served upon you. Also, please attend the conference to be held on _________________, 2013 at ______ (am/pm) at ______________________________ as this will give you additional opportunity to verbally explain your side and present your witnesses and other evidence regarding the said disciplinary matter(s). You have the right to be represented by any counsel or person of your choice. In the event that you are found guilty of the said charge(s), the company may terminate you from employment and/or impose other appropriate penalties. Furthermore, you have been placed under a 30DAY PREVENTIVE SUSPENSION starting on _____________________, 2013. Unless earlier lifted, your preventive suspension will end on __________________, 2013. Note that preventive suspension is NOT A PENALTY. The company resorted to preventive suspension because of imminent and serious threat to the (choose one or both “lives” and/or “properties”) of (choose one or both “your employer” and/or “your co employees”) as may be reasonably inferred from the nature of the charge(s ) against you. This Notice consists of ____ pages, plus attachments. Kindly give this matter your priority attention.

Notice to Explain WITH PREVENTIVE SUSPENSION (Sample Form)

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This is one of my suggested format for the FIRST NOTICE in the observance of procedural process under the Philippine law on termination of employment (otherwise known as the "two notice rule" or "2 notice rule"). This format is based on the requirements of the Omnibus Rules Implementing the Labor Code of the Philippines and latest jurisprudence from the Philippine Supreme Court. This is the first FORMAL step in terminating an employee based on JUST CAUSE. This SAMPLE FORM contains a NOTICE OF PREVENTIVE SUSPENSION. Not all offenses of employees, no matter how grave, can be the basis of a company to issue Preventive Suspension. There are specific ground rules. This Sample Form serves also as guide for the employer in preventively suspending its employees.

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Page 1: Notice to Explain WITH PREVENTIVE SUSPENSION (Sample Form)

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(Company  Name)  (Company  Contact  Details)  

 (Date)  

 (Name  of  Employee)  (Position  of  Employee)  (Contact  Details  of  Employee)      Subject:   NOTICE  TO  EXPLAIN       WITH  NOTICE  OF  PREVENTIVE  SUSPENSION       -­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐-­‐      Dear  Mr./Ms.  (Surname  of  Employee):       Please   submit   your   written   explanation   to   the   DISCIPLINARY   MATTER(S)  being  charged  against  you  described  or  narrated  below  within  FIVE  (5)  DAYS  from  the  date  that  this  Notice  was  served  upon  you.       Also,  please  attend  the  conference  to  be  held  on  _________________,  2013  at  ______  (am/pm)  at  ______________________________  as  this  will  give  you  additional  opportunity  to  verbally  explain  your  side  and  present  your  witnesses  and  other  evidence  regarding  the  said  disciplinary  matter(s).       You  have  the  right  to  be  represented  by  any  counsel  or  person  of  your  choice.       In  the  event  that  you  are  found  guilty  of  the  said  charge(s),  the  company  may  terminate  you  from  employment  and/or  impose  other  appropriate  penalties.       Furthermore,   you   have   been   placed   under   a   30-­‐DAY   PREVENTIVE  SUSPENSION   starting   on   _____________________,   2013.   Unless   earlier   lifted,   your  preventive   suspension   will   end   on   __________________,   2013.   Note   that   preventive  suspension   is   NOT   A   PENALTY.   The   company   resorted   to   preventive   suspension  because  of  imminent  and  serious  threat  to  the  (choose  one  or  both  “lives”  and/or  “properties”)   of   (choose   one   or   both   “your   employer”   and/or   “your   co-­employees”)  as  may  be  reasonably  inferred  from  the  nature  of  the  charge(s  )  against  you.         This  Notice  consists  of  ____  pages,  plus  attachments.       Kindly  give  this  matter  your  priority  attention.        

Page 2: Notice to Explain WITH PREVENTIVE SUSPENSION (Sample Form)

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            Very  truly  yours,                   (Name  of  Disciplinary  Officer)               (Position  of  Disciplinary  Officer)               (Contact  Details  of  Disciplinary  Officer)      DISCIPLINARY  MATTER(S):    What  was/were  the  offense(s)  committed:    

(Identify   the   name(s)   of   the   offense(s)   and   the   article(s)   &   section(s)  where   it/they   is/are   found   in   the   Labor   Code   and/or   in   the   company  personnel  policies.)  

 When  was/were  the  offense(s)  committed  (date  &  time):    

(If   the  exact  date  and   time   is  not   certain  or  available,   indicate   the   time  period  covered  instead.)    

 Where  was/were  the  offense(s)  committed:    

(If   the   exact   location   is   not   certain   or   available,   indicate   the   vicinity  where  the  offense  was  committed.)  

 Who  is/are  being  charged  of  the  offense(s):       (Indicate  all  the  employees  being  charged  with  the  same  offense.)    Who  is/are  the  witness(es):    

(Name  all  the  witnesses.  Attach  their  written  reports  or  statements  to  this  Notice.  Expressly  mention  in  this  Notice  what  are  the  documents  that  are  attached.)  

 How  was/were  the  offense(s)  committed:    

(Give   a   brief   description,   story   or   narrative   on   how   the   offense   was  committed  and  why  the  subject  employee  is  being  charged  in  connection  with   the   said   offense.   Attached   the   incident   reports,   police   reports,  security  guard’s  reports,  audit  reports,  photos,  and  other  documents  that  can  help  describe  the  offense.  Expressly  mention   in   this  Notice  what  are  the  documents  that  are  attached.)    

 How  much  was  involved  (if  any):  

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 (If   property,   estimate   the   value   of   the   property   lost   or   damaged.   If   it  cannot  be  estimated  (e.g.   lost  documents),  say  that  “the  value   is  beyond  pecuniary  estimation.”)  

 How  did  the  offense  adversely  affect  the  company:    

(Give  brief  description.  This   should  directly  or   indirectly   justify  why   the  employee  should  be  terminated,  if  found  guilty.)    

       ACKNOWLEDGMENT  RECEIPT  OF  NOTICE:    Signature  Over  Printed  Name:  _______________________________________________________  Date:  ____________________________  Time:  ___________________________      WITNESS  TO  THE  SERVICE  OF  NOTICE:    Signature  Over  Printed  Name:  _______________________________________________________  Date:  ____________________________  Time:  ___________________________      Instruction  to  the  Notice  Server:    

1. Give  1  copy  of  the  Notice  to  the  subject  employee.  2. Request   him/her   to   completely   fill-­‐up   and   sign   the   ACKNOWLEDGMENT   RECEIPT   OF  

NOTICE  on  company’s  copy  of  the  Notice.  3. Fill-­‐up   and   sign   the   WITNESS   TO   THE   SERVICE   OF   NOTICE   on   company’s   copy,   placing  

YOUR  OWN  NAME  and  SIGNATURE.  4. However,  if  the  employee  refuses  to  sign,  don’t  insist  or  argue.  Just  leave  a  copy  of  the  Notice  

on  his/her  cubicle,  table  or  desk.  a. Then   fill-­‐up   and   sign   the   ACKNOWLEDGMENT  RECEIPT  OF  NOTICE   of   company’s  

copy,   placing   YOUR   OWN   NAME   and   SIGNATURE   with   a   note:   “EMPLOYEE  REFUSED  TO  RECEIVED”.  

b. And   if   there   are  OTHER  witnesses,   request   one   of   them   to   sign   as  witness   on   the  WITNESS  TO  THE  SERVICE  OF  NOTICE.  

5. Return  the  company’s  copy  to  the  HR  Manager  for  safekeeping.  6. If  the  Notice  cannot  be  delivered  PERSONALLY  to  the  subject  employee,  then  you  must  send  

it  to  him/her  by  way  of  registered  mail  (with  return  card)  using  his/her  last  known  address.