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Russian Development Institutions and Technology Platforms Mikhail B. Rogachev

27th of June 2013 Astana

Russian Foundation for Technological Development

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NATIONAL INNOVATION INFRASTRUCTURE

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Development of innovative infrastructure is aimed to foster high-tech projects, provide interaction of research institutions and businesses:

Science and Education institutes

Development programs of the leading classical universities (Moscow

State University and St. Petersburg State

University)

Selected universities (9 federal and 29 national research

universities) receiving additional government

support

Establishment of national research centers (example:

Kurchatov Institute)

Skolkovo Innovation Center

Unprecedented tax benefits (no profits

tax and VAT), limited social payments, etc

Favorable administrative

regime

Skolkovo Institute Science and

Technology (in co-operation with MIT)

Technical Innovation

Special Economic Zones

5 TIZ in Russia: in Moscow region

(Dubna), Moscow (Zelenograd), St.

Petersburg, Tomsk and the Republic of

Tatarstan (Innopolis)

TIZ are provided by necessary transport,

engineering and social infrastructure

Various tax incentives,

exemption from certain custom

duties etc

Other innovation

infrastructure

More than 60 technology parks

Centers of cluster development

Centers of cluster development technology

transfer centers, centers of collective use of scientific

equipment, business incubators, etc

Knowledge Generation Commercialization

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•Development institutions aimed to support innovation projects at all stages of its business cycle •The concept of “Innovative elevator” helps to pass the project as it grows to the relevant development institution and makes it easier for businesses to obtain financing

Vnesheconombank (Development bank)

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Size

of f

inan

cial

sup

port

, m

ln. U

S do

ll., a

vera

ge p

er

proj

ect

Business project stages

0

0,3

3,5

20

40

Start up project establishment Growth period Expansion and restructuring

Seed funds RVC

RUSNANO Seed fund

Venture funds RVC

Regional venture funds

FASIE

DEVELOPMENT INSTITUTIONS

SME bank

RUSNANO

RFTD

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industry

priority

Technology Platforms

Tool for bringing together various parties - government, business, science & education - to identify innovative

challenges, developing a program of strategic research and identify ways to implement it

Basic principles of Technology platforms

Combining the efforts of the most significant and stakeholders

(government, business, science & education)

Ensuring the development and implementation of long-term

(strategic) priorities across certain sectors of the economy

Government

Science Business

EVALUATION OF

CHALLENGES

DEVELOP RESEARCH

PROGRAMS

DEFINITION OF WAYS OF

REALIZATION

THE CONCEPT OF TECHNOLOGY PLATFORM

32 technology platforms had been launched recently (including such platforms as : “Future Medicine”, “Bio-industry and bio-resources” (“Biotech 2030”), “Perspective technologies of renewable energy”, “Deep processing of hydrocarbon resources” and others

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Orientation Technology Platform Coordinator

Medicine and biotechnology

1. Medicine of the Future 2. Bioindustry and bioresources - BioTech -2030 3. Bioenergy

Siberian SMU, Tomsk city OJSC "RT-Biotechprom"; Moscow State University named after Lomonosov RRC «Kurchatov Institute»

IC - technologies

4. National software platform 5. National supercomputer technology platform

OJSC «Concern Sirius» (SC «Rostechnology») Program Systems Institute named after A.K. Ailamazyan Russian Academy of Sciences, Moscow State University named after M.V. Lomonosov

Photonics 6. Innovative laser, optical and optoelectronic technologies - photonics 7. Russian LED technologies development

Noncommercial partnership "Laser association" OJSC "Rosnano»

Air-cosmic technologies

8. Air mobility and aviation technologies 9. National space technology platform 10. National information satellite system

FGUP «CAGI» FGUP «CNIIMash», MAI OJSC «Information satellite systems» named after academician M.F. Reshetnyov»

Nuclear and radiation

technologies 11. Closed nuclear-fuel cycle with fast neutrons reactors 12. Controlled thermonuclear fusion 13. Radiation technologies

SC «Rosatom» SC «Rosatom»; SSC of RF «Troitskiy Institute of Innovative and Thermonuclear Researches» Fund "Skolkovo"

Power 14. Intellectual Energy System of Russia 15. Ecologically safe thermal energetics of high efficiency 16. Perspective technologies of renewable power 17. Small-scale distributed energy

FSU «Russian Energy Agency» Energy Ministry of Russia OJSC «All-Russian thermotechnical research institute" OJSC "RusGidro» «Electric Energy Balances Forecasting Agency», «Inter RAO United Power Systems»

List of Technology Platforms(1)

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Direction Technology Platform Coordinator

Transport technologies

18. Application of innovative technologies to improve the efficiency of construction, maintenance and safety of highways and railways 19. High-speed intellectual railway transport

SC «Rosnanotech» OJSC «Russian railways»

Metallurgy technologies

and new materials

20. Advanced polymeric and composite materials and technologies 21. Materials and technologies of metallurgy

FGUP «VIAM», SC «Rosnanotec» FGUP «VIAM», OJSC "RT-METALLURGY", MISiS

Extraction of natural

resources and oil-and-gas processing

22. Technological platform of solid minerals 23. Hydrocarbon Production and Use Technologies 24. Deep conversion of hydrocarbon resources

OJSC "SUEK" Russian State Oil and Gas University named after I.M. Gubkin» VNIIPIneft

Electronics and engineering technologies

25. Technologies of mechatronics, embedded control systems, radio-frequency identification and robot-building 26. UHF technologies 27. Ocean development 29. Industry of the future 30. Textile and light industry

MFTI, OJSC "Rosnano", CNII RTK OJSC "Roselectronika" (SC Rostechnology) OJSC "Concern MIS" "Agat", OJSC "OSK", OJSC «Concern MPO-HYDRODEVICE" OJSC "Oboronservis" SC "Rosatom" GOU VPO «Kazanskiy STU»

Ecological development

28. Technologies of sustainable ecological development 31. Environmentally friendly vehicles "Green car"

VOO “Russian Geographical Society” FGUP "NAMI", STU «MADI»

AIC 32. Healthy food Voronezh State University of Engineering Technologies; Michurin State Agrarian University

List of Technology Platforms (2)

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BUSINESS SCIENCE STATE

• Access to the modern technological achievements • Reduction of own development expenses through use of jointly developed base technologies • Inclusion of interesting themes and projects to the program of general researches • Access to the information to broad a planning horizon and depth • Stimulation of the demand for innovative products • Influence on professional training taking into account necessary technological competencies • Financial support for implementation of the innovative projects •Expansion of opportunities to choose the partners

• Participation in formation of the branch scientific and technical policy • Involvement of business in partnership with science at a stage of pre-commercial research and development • Advancement of developments, expansion of the demand in research and development in the business • Specification of the inquiries from business and expansion of the offer (research and development, training, engineering, forecasting) • Inclusion of the created small innovative enterprises to the system business-R&D • Formation of new cooperation networks in scientific sector • Formation of the potential to implement the difficult projects with plenty of participants

• information to establish the middle and long-term priorities of scientific and technological policy • opportunity to concentrate the resources on priority directions • increase in efficiency of use of budgetary funds • improvement of quality of research and development management • identification of directions for improvement of regulation, including a branch one • Complex development of the national innovative system • Increase in efficiency of the large-scale state companies

Interests of the Participants of the Technology Platforms

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Operating Principles of Technology Platforms *

orientation to satisfaction of the major public requirements, strategic goals to develop business and priority state interests; significant representation of the interests of business and key consumers in the technological platform control bodies; focusing on research and development to solve the middle - and long-term goals; orientation to conduction of the researches and formation of necessary educational programs; alternativeness of considered technological decisions and orientation to study the various technological alternatives; focusing on expansion of cooperation and search for the best partners; active attraction of non-public funds from various sources; transparent rules of participation in a technological platform, free access for new participants and non-discrimination concerning certain groups of the companies and organizations; clearness and publicity of the results gained by participants of the technological platform. * According to the Strategy «Innovative Russia 2020»

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Technology Platforms: EU versus Russia Characteristics ЕU Russia

Principle of formation

Bottom-up Top-down

Goals Synergy among major stakeholders Connections between fundamental research and practical applications Coordination of interests of countries-EU members

Creation of new technologies Attraction of additional resources for R&D Improvement of legal regulations in R&D and innovation

Tasks Development of Strategic Plan and road maps Marketing of ideas in EU

Development of Strategic Program Development of programs to disseminate new technologies Development of educational activities Expert functions for the government

Financing State, private, self-financing Government financing (planned)

Government role Promotion of platforms concept Limited financial support of operational activities No instruments to push platforms to any activities

Participation in governance of platforms Attraction of platforms as experts of government decisions Monitoring according to set of indicators

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PROBLEMS

Low influence of business on choice of

thematic priorities in S&T

Low activity of Ministries

Low activity of 50% Technology

Platforms

Unclear interests from side of business

Low commercial outcome of R&D

Weak priority setting procedures in terms of involvement of all actors

ПРОБЛЕМЫ ЦЕЛИ GOALS

Development of partnerships between

science and business

Networking

Improvement of environment for technology dissemination

Attraction of non-budgetary sources

Consolidation of resources on S&T

priorities Better condition to evaluate

technologies for socio-economic development

Technology Platforms in Russia: Problems to Solve and Goals to Achieve

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Technology Platforms: Government Implementation • Accent on universities and R&D institutes as driving forces

in platforms • Linking “push for innovations” (applied to big companies)

with platforms’ activity • Mechanisms of financing: from self-support to different

government instruments • Government push – request to finance technology

platforms through various development institutions • Inclusion of thematic R&D areas proposed by platforms to

Federal Targeted Programme • Appeal to development institutions to start activities in

support of platforms

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MINISTRY OF EDUCATION AND SCIENCE OF THE RUSSIAN FEDERATION

Participation of the Russian Technology Platforms

Technology platforms that submitted the Proposals 29

Formed Proposals 707

- Proposals that correspond to the umbrella projects 315

Prepared subject draft 252

- Subject drafts that correspond to umbrella projects 177

Выступление Шуртакова

The Federal Targeted Programme “Researches and Developments on the Priority Spheres of Developing Scientific and Technologic Complex of Russia for 2007 – 2013” is one of the main instruments supporting civilian R&D activities on a competitive basis.

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MINISTRY OF EDUCATION AND SCIENCE OF THE RUSSIAN FEDERATION

Distribution of Technology platforms’ subject drafts in priority areas

Priority area Subject drafts Correspond to umbrella projects

Life Sciences 27 24

Nano-systems and Nano-materials 50 32

ICT - systems 66 42

Rational Use of Natural Resources 42 33

Energy and Energy Efficiency 67 46

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Russian Foundation for Technological Development (RFTD) RFTD supports R&D project that involved small and

medium-sized companies, aiming at development of high-tech innovation production.

Basic terms of support: Financing is provided in a form of interest free loans with consulting services from RFTD Loan amount - the loan amount does not exceed the net assets of the applicant company Loan term – up to 60 months The applicant for the Competition in 2012 - resident of the Russian Federation, participant of technology platforms The applicant for the Competition in 2013 – Russian Academy of Sciences institutions

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Applier/project company

Target model of interaction of the project with financial and scientific and technical subsystems

Institutions of financial support

Single Information resource

Information base Base of experts

Technology Platforms

1. Preliminary request

Single information resource

3. Application

4. 2. Request for S&T expertise

Financial institutes

2. Selection of financial tool

4. 3. Direction to finance expertise

5. 2. Choice of experts

5. 1. Innovative history

5. 2. Result of S&T expertise 4. 1. Information

request

6. Financing

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Model of interaction between development institutions, technology platforms and academic institutions Technology Platform - research and technology expert: - foresight; ; - technical audit; - including to projects list; - informational support

Large Enterprise - basic consumer of products: - are obliged to buy products; - modernization for the new product

RFTD

Company – project operator: - bears the main risks - leads its own development

projects - orders R&D - create production - produces - attracts investments

Large Enterprise– additional consumer of products: - Potential consumer of products

The company - the licensee: - The potential buyer of license for production

Shareholders: - own investments; - strategic decisions

University, Institute of Russian Academy of Sciences, Institute of industry - leading developer: - receives an order for R&D - perform R&D - all the rights belong to the operator; - training of specialists

VEB and subsidiary banks: - Operator Loan for the project

material and technical assets; - Baseline consumer Loan for the

modernization

Venture capitalists: - venture capital investments; - strategic decisions

Commercial banks: - commercial loans; - leasing schemes

Loan for R&D Examination and

inclusion in Technology

Platform Programme

R&D order

R&D results, including

intellectual Property right

General Cooperation

Acquisition of stake

Contribution to authorized capital

Loan

Sale of licenses

Product sale

Guaranteed product sales

General Cooperation

Loan

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Choosing of directions R&D

Formation of GP, expense estimation, selection of

developer, ordering R&D

Research efforts, experimental

development, , development of tender documentations, SD,

standard design documentation,

certification

Introduction to production, adaptation,

engineering support

Interaction of Development Institutes with Technology Platforms

Technology platforms: Scientific and technical expertise, selection of projects, formation of sector «road maps»,

rendering development and designing services

Emphasizing the key product/technologies development

Formation of GP for development

Selection of developers

Technical control

Private Investments

State Development Institutes

Offering new developments

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Distribution of RTDF’s financing by technology platforms’ projects for 2012

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Медицина будущего

БиоТех-2030

Биоэнергетика

Фотоника

Экологически чистая тепловая энергетика высокой эффективности

Перспективные технологии возобновляемой энергетики

Малая распределенная энергетика

Материалы и технологии металлургии

Технологическая платформа твердых полезных ископаемых

Технологии добычи и использования углеводородов

Глубокая переработка углеводородных ресурсов

Освоение океана

Технологии экологического развития

Medicine of the Future BioTech-2030 Bioenergy Photonics Ecologically Safe Thermal Energetics of High Efficiency Advanced Renewable Power Engineering Technologies Small-scale Distributed Energy Materials and Technologies of Metallurgy Technology Platform of Solid Minerals Hydrocarbon Production and Use Technologies Deep Conversion of Hydrocarbon Resources Ocean development Technologies for Sustainable Ecological Development

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RFTD and Russian Technology Platforms at Moscow International Forum “Open Innovations”

In 2012 RFTD, in cooperation with the organizations that coordinate Russian Technology Platforms prepared and published in English and Russian the information publications: summary booklet for the 32

Technology Platforms separate booklets for each

technology platform (available on www.rftr.ru) RFTD is planning to take part in Open Innovations – 2013!

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Cooperation with EU • Summary booklet for the 32

Russian Technology Platforms prepared by RFTD was published on European Commission website

• RFTD active involvement in

EU-Russia Joint S&T Committee

• ManuFuture - 2013

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Thank You for Your Attention!

www.rftr.ru

Russian Foundation for Technological Development